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EXPENSE SCHEDULE <br />Part 11-A <br />Asset Charges <br />The Asset Charges for the investment funds listed in Part I -A of the Expense Schedule are annual charges <br />deducted from the declared rate or unit value of individual investment funds on a daily basis. As used below, <br />the term "You" refers to the Plan Sponsor and the terms "Us" and "Our" refer to Prudential. Retirement <br />Insurance and Annuity Company. <br />Asset Charges, where applicable, are imposed to cover certain of Our expenses incurred in connection with the <br />establishment and maintenance of the Agreement and providing administrative services for ,the Plan. Asset <br />Charges may also be used to cover payments made by Us at Your direction to other service providers. In no <br />event will these charges cover or be amended so as to cover any fees, expenses, taxes or charges relating to the <br />management of the assets held hereunder. If You request Us to pay the expenses of another service provider or <br />request Us to reimburse You for Plan expenses, a separate agreement will be signed by You. <br />The Expense Schedule is subject to annual review by Us and may be changed effectively after ninety (90) <br />days' written notice to You. The Schedule will not be changed within,the first twenty four (24) months <br />following the Agreement's Effective Date, nor will it be changed more frequently than once in any twelve (12) <br />month period except by written agreement between You and Us. <br />The Asset Charges for the funds or family of funds are listed on Part I -A of this Expense Schedule. <br />Other Expenses/Charges <br />We may pay commissions in connection with this contract as disclosed to You in a separate disclosure <br />document. <br />From time to time We may consent to pay money or to give other value to You or Your representatives. <br />Money that We may consent to pay may include allowances or reimbursements paid to You, or to third parties <br />for Your benefit, in connection with services rendered to You or costs incurred by You in connection with <br />Your administration of the Plan. Value that We may consent to give may include educational and reasonable <br />entertainment events that assist You or Your representatives in the discharge of Your duties as a plan sponsor. <br />Separately, apart from Plan activities, We may also at Your request contribute to Your employee appreciation, <br />charitable, educational or entertainment events. <br />In addition, We or Our affiliates may provide compensation, payments and/or incentives to firms that furnish <br />marketing, sales and/or other services to Us in connection with Our products. Such services may include <br />Prudential's participation in seminars or conferences sponsored by such frons. <br />GA -2020 -IA -0805 <br />25D-55 <br />City of Santa Ana - Investment Agreement (specimen).doc <br />