PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (2)

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l- - CERTIFICATE OF LIABILITY INSURANCEOctober 1DATE,2018 THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE OF A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(les) must be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). PRODUCER ADD Risk Services Northeast, Inc. One Liberty Plaza, 165 Broadway, Suite 3201 New York, NY 10006 NcN7A07 NM1E: Pa ,1. Ear: Pa�Nxn.: E-MAIL ADDRESS:PRODUCER CUSTOMERIDM INSURERS AFFORDING COVERAGE NAIL INSURED Prudential Financial, Inc. and its subsidiaries 751 Broad Street Newark, NJ 07102 INSURER A: ACE AMERICAN INSURANCE COMPANY LEAD 22667 INSURER B: INSURER wsuRER D. INSURER E: MED EXP (Any one person) NSURERF: ❑ TE THIS IS TO CERTIFY THAT POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FORTH E POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACTOR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN. THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. Limits shown are as requested Litt TYPE OF INSURANCE POLICY NUMBER POLICY EFF DATE POLICY EXP DATE LIMITS RETENTIONS GENERAL LIABILITY EACH OCCURRENCE ❑ COMMERCIAL GENERAL LIABILITY ❑ CLAMS MADE ❑ OCCUR PREMISES Ea occurrence MED EXP (Any one person) ❑ PERSONAL & ADV INJURY ❑ GENERAL AGGREGATE BER L AGGREGATE LIMIT APPLIES PER: PRODUCTS -COMP/OP AGO ❑ POLICY ❑ PRO- ❑ LOC JECT AUTOMOBILE LIABILITY ❑ ANY AUTO COMBINED SINGLE LIMIT Be coddler) ❑ ALL OWNED AUTOS ❑ SCHEDULED AUTOS BODILY INJURY (Per person) HIRED AUTOS ❑ NON -OWNED AUTO BODILY INJURY (Per accidenq PROPERTY DAMAGE (Per ccidene ❑ UMBRELLA LIAB ❑ OCCUR EACH OCCURRENCE ❑ EXCESS LIPS [] CLAIMS MADE AGGREGATE ❑ CLAIMS MADE ❑ DEDUCTIBLE ❑ RETENTION WORKERS COMPENSATION AND EMPLOYERS' LIABILITY YIN WCSTATU- OTH-ER TORY LIMis ANY PROPRIETORIPARTNeNEXECUTIVE OPF¢ERIMEMBER EXOLUrE0 E.L. EACH ACCIDENT E.L. DISEASE -EA EMPLOYEE (Mandatary In NR fYY s tlescribe Under DESCRIPTION OF OPERATIONS below I I I E, L. DISEASE -POLICY LIMIT A Insurance Company Professional Liability G21648346 016 Nov. 1, 2017 Nov. 1, 2018 At least $260,000,000 $5,000,000 A Financial Institution Bond, Form 25 G29010961 001 Nov. 1, 2017 Nov. 1, 2018 At least $250,000,000 $6,000,000 DESCRIPTION OF OPERATIONS I LOCATIONS I VEHICLES I (Attach ACORD 101, Additional Remarks Schedule, If more space is required) SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE Sergio Vidal, CPA EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE Assistant Director of Finance POLICY PROVISIONS, Finance and Management Services Agency AUTHORIZED REPRESENTATIVE City of Santa Ana I Vol, ACORD 25 (2009109) ©1988-2009 ACORD CORPORATION. All rights reserved. The ACORD name and logo are registered marks of ACORD Sly