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SALOMON SMITH BARNEY INC.
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Last modified
4/23/2021 4:17:16 PM
Creation date
3/31/2021 3:18:13 PM
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Contracts
Company Name
SALOMON SMITH BARNEY INC.
Contract #
A-2003-075
Agency
Community Development
Council Approval Date
3/17/2003
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(final, temporary or proposed) or official statement on behalf of the United States <br />Treasury Department, the Internal Revenue Service or other federal or State authority <br />affecting the federal or State tax status of the Agency or the City, or the interest on or <br />with respect to bonds or notes (including the Certificates); or <br />(iii) any legislation, ordinance, rule or regulation shall be introduced in, or <br />be enacted by any governmental body, department or agency of the State, or a <br />decision by any court of competent jurisdiction within the State shall be rendered <br />which materially adversely affects the market price of the Certificates; or <br />(iv) an order, decree or injunction issued by any court of competent <br />jurisdiction, or order, ruling, regulation (final, temporary or proposed), official <br />statement or other form of notice or communication issued or made by or on behalf of <br />the Securities and Exchange Commission, or any other governmental agency having <br />jurisdiction of the subject matter, to the effect that: (i) obligations of the general <br />character of the Certificates, or the Certificates, including any or all underlying <br />arrangements, are not exempt from registration under the Securities Act of 1933, as <br />amended, or that the Trust Agreement is not exempt from qualification under the <br />Trust Indenture Act of 1939, as amended; or (ii) the issuance, offering or sale of <br />obligations of the general character of the Certificates, or the issuance, offering or <br />sale of the Certificates, including any or all underlying obligations, as contemplated <br />hereby or by the Official Statement, is or would be in violation of the federal <br />securities laws as amended and then in effect; or <br />(v) legislation shall be enacted by the Congress of the United States, or a <br />decision by a court of the United States shall be rendered, to the effect that <br />obligations of the general character of the Certificates, or the Certificates are not <br />exempt from registration under or other requirements of the Securities Act of 1933, as <br />amended and as then in effect, or the Securities Exchange Act of 1934, as amended <br />and as then in effect, or that the Trust Agreement is not exempt from qualification <br />under or other requirements of the Trust Indenture Act of 1939, as amended and as <br />then in effect; or <br />(vi) additional material restrictions not in force as of the date hereof shall <br />have been imposed upon trading in securities generally by any domestic <br />governmental authority or by any domestic national securities exchange, which are <br />material to the marketability of the Certificates; or <br />(vii) a general banking moratorium shall have been declared by federal, <br />State or New York authorities, or the general suspension of trading on any national <br />securities exchange; or <br />(viii) there shall have occurred any outbreak or escalation of hostilities, <br />declaration by the United States of a national emergency or war or other calamity or <br />crisis the effect of which on financial markets is materially adverse such as to make <br />it, in the sole judgment of the Underwriter, impractical or inadvisable to proceed with <br />the purchase or delivery of the Certificates as contemplated by the Final Official <br />Statement (exclusive of any amendment or supplement thereto); or <br />0 <br />
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