FULL AGENDA PACKET_2021-05-18 - Laserfiche WebLink

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FURTHER RESOLVED, that all delegations of authoriry that are tiled with the Secreraiy of the Corporation after the effective date of these resolution; are hereby approved, rali[ial, and aminlncdpur.uant to the forcgningresnlutiuus- 1)IIAI, 0FFIC1:RS RFSOINFD, that ;any offices- of an Affiliate Who. in di(; opinion of such officer'. atpu-vising Managinn Dirwlor or Senior Lice T'resitlau. and a Managing Director 0r Senior Vice President of the Corporuion, should be it dual OfFICCr of the Colporatiou ill order to cony out the responsibilities associated with such officer's job function, and who has been approved by and therefore appears on the approrcd list of the Cnmplianec Deparemcnl of the Corporation (the "Compliance Deparurlem") as a dual officer of die C'oiporalion and such Affiliate in accordance with F INRA Rule 3270, is deemed to be an appointed officer of the Corporation, wish the same or comparable Lille as such ollicei holds in such Affiliate; and it is FURTHER RF,SOINED, that, each ollice of an Affiliate who is approrcd and appointed by the Cotpliance Deparllncnl as a dual officer of the Corporation pursuant to the ilmnediately foregoing resolution shall have such authority as shall be specified by the Managing Director or Senior Vice. President of the Corporation who approved such appointment, prmided, unless Specifically limited thereby, any such appoinmtent shall be deemed a C ertificate of Designation and convey such Signaiory authority on such officer as may be confen-cd by a Certificate of Desigqiation, and it is FURTHER RESOLVED, that notwithstanding an individual's appoinunent as a dual office (if the Corporation, Such individual Shall ratlain art employee solely of d1c Affiliate upon which such individual's payroll is drawn, except as otherwise specifically provided by corium agreement, and It is FURTHER RESOLVED that a person'., appoinunent a a dual officer of the Corporation shall be revoked upon the clrlicr of (i) the tcrntivation of stteh person's cinploWucnr by the Corporation or the Affiliate of which such person was an officer at the time of such appoinuncin or (ii) the u-ansfei out or other change in job responsibilities of such person either at dic Corporation or at such Atfiliate that based on the determination Of the Ccnnpliance Departrment requires the rernoial ol'such person from the approved list ol'dual officer,; and it is FUR'MER RESOLVED, that as approved from time to time by the Compliance Department, any ollicer of the Corporation who, in the opinion of such officer's supervising Managing Director or Senior Vice Presidenr Lime(a Managing Director of Senior Vice President of :in Af 1111AC, needs 10 be an Olf1CC1- of Mich AIb11:i1C In UrdC1 to CHITy Mr. die respnnslh11111Cs associated with such officer's _job fu1101011 is authorized ul Serve as a dual officer of such Affiliates and it is FURTHER RESOLVED, that all dual officers whose appoinunaus were or are hacufia approval by anti therefore currently or hucaficr appear on the approved list of the Compliance Department as dual officers of the Corporation Lund an Aff tiatc are hereby ratified and confirmed and shall continue in effect as though they had been made or approved pursuant to the foregoing resolutions; and it is FURTIIFR RFSOLVPA), dialany change in ;I dual olliccr's title (such as a p1 011106011 or realignment of corporate titles) aS duly authorized by an Affiliate Ibllowing his or her appoinunent as a dual officer shall not in an-y way impact his or her dual officer stands except that City Council 23 — 133 5/18/2021