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HomeMy WebLinkAboutAGENDA PACKET_2021-10-05 RESOLUTION 2021-__ A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SANTA ANA, CALIFORNIA AUTHORIZING USE OF REMOTE TELECONFERENCING PROVISIONS (AB 361) WHEREAS, the Ralph M. Brown Act (Government Code section 54950 et seq.) generally requires local agencies meeting via teleconference, including through other virtual or electronic means, to, among other things, provide public access at each location in which members of the legislative body are teleconferencing; and WHEREAS, the Legislature recently enacted Assembly Bill 361 (AB 361), which amended Government Code section 54953 to allow local agencies to meet fully virtually, without fully adhering to the rules otherwise applicable to teleconferencing, during a proclaimed state of emergency if state or local officials have imposed or recommended measures to promote social distancing; and WHEREAS, the Governor issued a proclamation declaring a state of emergency on March 4, 2020 due to the COVID-19 pandemic, pursuant to section 8625 of the California Emergency Services Act, and this proclaimed state of emergency currently remains in effect; and WHEREAS, the City Council of the City of Santa Ana declared a local emergency on March 17, 2020 pursuant to Santa Ana Municipal Code section 2-404A (now section 2-646A); and WHEREAS, Orange County, California continues to be in an area of high transmission rate of COVID-19, including the highly transmissible Delta Variant, as identified by the Center for Disease Control; WHEREAS, the City Council of the City of Santa Ana has reconsidered the circumstances of the state of emergency; and WHEREAS, state or local officials continue to recommend measures to promote social distancing to prevent the spread of COVID-19; and WHEREAS, the continuation of virtual meetings will allow for full participation by members of the public until social distancing recommendations are lifted; and WHEREAS, the City Council of the City of Santa Ana desires to continue to hold virtual meetings pursuant to AB 361 and Government Code section 54953(e). NOW THEREFORE BE IT RESOLVED, by the City Council of the City of Santa Ana as follows: SECTION 1. The above recitals are true and correct and shall be the findings of the City of Santa Ana Resolution 2021-XXX Page 1 of 3 SECTION 2.The City Council and all other legislative bodies of the City of Santa Anacreated by the City Council or createdthrough its City Charter shall continue to meet virtually in accordance with Government Code section 54953(e) and without compliance with section 54953(b)(3)based upon the findings and determinations hereby made by the City Council. SECTION 3. TheCity Clerk shall attest to and certify to the passage and adoption of this resolution and it shall be effective immediately upon its approval. ADOPTED this ___day ofOctober, 2021. ___________________________ Vicente Sarmiento Mayor APPROVED AS TO FORM: Sonia R. Carvalho City Attorney By: __________________ Laura A. Rossini Chief Assistant City Attorney AYES:Councilmembers NOES:Councilmembers ABSTAIN:Councilmembers NOT PRESENT:Councilmembers Resolution 2021-XXX Page 2of 3 CERTIFICATE OF ATTESTATION AND ORIGINALITY I, Daisy Gomez, Clerk of the Council, do hereby attest to and certify the attached Resolution No. 2021-___ to be the original Resolution adopted by the City Council of the City of Santa Ana on _____________, 2021 Date: ___________________ ____________________________ Clerk of the Council City of Santa Ana Resolution 2021-XXX Page 3 of 3 ORDINANCE NO. NS-XXXX AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF SANTA ANA PROHIBITING RESIDENTIAL REAL PROPERTY AND MOBILEHOME SPACE RENTAL RATE INCREASES THAT EXCEED THREE PERCENT (3%) ANNUALLY, OR EIGHTY PERCENT (80%) OF THE CHANGE IN CONSUMER PRICE INDEX, WHICHEVER IS LESS, WITHIN THE CITY THE CITY COUNCIL OF THE CITY OF SANTA ANA DOES ORDAIN AS FOLLOWS: Section 1. The City Council of Santa Ana hereby finds, determines and declares as follows: A. At the City Council meeting on September 21, 2021, the City Council discussed the City of Santa Ana ability to address rent increases on residential real property and in mobilehome parks. B. The increasing housing rent burden and poverty faced by many residents in the City of Santa Ana threatens the health, safety, and welfare of its residents by forcing them to choose between paying rent and providing food, clothing, and medical care for themselves and their families. C. According to the May 2017 report by the California Housing Partnership Corporation, median rent in Orange County, which includes Santa Ana, has increased twenty-eight percent (28%) since 2000, while median renter household income has declined by 9%, when adjusted for inflation. Additionally, the May 2020 report by the California Housing Partnership Corporation demonstrated that renters need to earn $42.23/hr, or, 3.2 times the state minimum wage to afford an average monthly asking rent of $2,196 for a two-bedroom apartment in Orange County. D. ncome renters spend eighty-one percent (81%) of their income on rent, leaving very little to meet other basic human needs such as food and health. E. If Santa Ana renter-occupied households paid thirty percent (30%) of their income on housing, renters would have an extra $176 million dollars of disposable income (income minus housing costs) to spend in the community each year, or $7,000 per household. Additionally, racial inequities would decrease, as the yearly disposable income would increase by 14% for Latinos, 13% for Asian or Pacific Islanders, and 7% for Whites. Ordinance No. NS - ____ Page 1 of 11 F.The housing rent burden and poverty faced by many residents in Santa Ana threatens the health, safety, and welfare of its residents, particularly when resulting in eviction and displacement. Studies have shown that evictions play an impactful role in the lives of low income renter households and can also contribute to poverty through disruptive effects such as job loss, adverse health effects, and negative consequences for children. G. Moreover, an . H. The Costa-Hawkins Rental Housing Act, California Civil Code section 1954.50, et seq., limits the applicability of local rent stabilization policies, including prohibiting local jurisdictions from applying rent stabilization to certain residential rental properties. This Ordinance intends to comply with the Costa-Hawkins Rental Housing Act, and all other applicable state and federal laws. I. Mobilehome Parks comprise approximately five percent (5.1%) of all housing in Santa Ana. The city has 29 Mobilehome Parks containing 3,913 spaces. Six of the Mobilehome Parks and one thousand twenty spaces in Santa Ana are currently age-restricted to persons 55 years of age or older. J. Many residents of mobilehome parks could become homeless if mobilehome park owners were to impose significant rent increases. K. Increasing the number of homeless residents in Santa Ana, particularly elderly residents who may be in need of medical or other care, could create a public health and safety risk. L. The economic conditions and recognized housing shortage in Southern California has the potential to detrimentally impact a substantial number of residents in Santa Ana, and impose a particular hardship on senior citizens, persons living on fixed incomes, and other vulnerable persons living in mobilehome parks in Santa Ana. M. The Mobilehome Residency Law , California Civil Code sections 798, et seq., expressly authorizes cities to regulate the setting and/or increasing of rents for the use and occupancy of a mobilehome space, subject to certain exceptions. N. Santa Ana Municipal Code , Chapter 41, Article X, establishes standards for the development of mobilehome parks as a type of multiple-family residential development, and provides for the establishment of said development in areas throughout the City that will ensure their compatibility with other permitted uses in the district, consistent General Plan. Ordinance No. NS - ____ Page 2 of 11 O.The City has not previously regulated the setting and increasing of rents for residential real property or mobilehome spaces. However, given the concerns discussed herein, the City Council desires to evaluate rent stabilization policies protecting residents from unreasonable rent increases, while ensuring that the owners of residential real property and mobilehome parks may earn a fair and reasonable return on their property. P. Plice power, as granted broadly under Article XI, section 7 of the California Constitution, and Santa Ana Charter section 200, the Santa Ana City Council has the authority to enact and enforce ordinances and regulations for the public peace, health, and welfare of the City and its residents. Q. Based on the foregoing facts, and the facts presented to the City Council at the meetings at which this ordinance was introduced and adopted, the City Council finds that allowing owners of residential real property and mobilehome parks to have unfettered discretion to increase rents, would pose a threat to the public health, safety or welfare, and that a prohibition of rent increases, except as allowed herein, is therefore necessary. R. The City Council hereby adopts these regulations in order to address the threats set forth below. 1. Absent the adoption of this ordinance, as a result of the economic conditions and recognized housing shortage in Southern California, significant rent increases will impact a substantial number of residents in Santa Ana and constitute a threat to public health, safety and welfare, and a particular hardship for senior citizens, persons living on fixed incomes, and other vulnerable persons living in Santa Ana; 2. Housing costs continue to escalate in Orange County, and mobilehome parks serve as an important affordable housing option for Santa Ana residents; 3. Because a mobilehome is affixed to the property on which it resides, it is generally not cost effective to move it, resulting in the owner losing the mobilehome if they cannot pay the rent imposed by the landlord; 4. Certain aspects of public health, safety, and welfare are not adequately protected due to the lack of rent stabilization mechanics or controls in Santa Ana, and it is the interest of the City, the owners, residents, and the community as a whole that the City consider regulations to protect affordable housing within the City, including, but not limited to, rent stabilization regulations applicable to residential real property and mobilehomes. S. The Request for Council Action for this ordinance dated September 21, 2021, shall be incorporated herein by this reference, and together with this ordinance, Ordinance No. NS - ____ Page 3 of 11 any amendments or supplements, and oral testimony,shall constitute the necessary findings for this ordinance. T. The City Council finds, determines and declares that the threat to the public health, safety and welfare of the City and its residents necessitates the enactment of the ordinance. Section 2. The recitals and statements of fact set forth in the preamble to this ordinance are true and correct, constitute a substantive part of this ordinance, and are incorporated herein by this reference. Section 3. Section 8-1998 of the Santa Ana Municipal Code is deleted in its entirety. Section 4. Division 5 is hereby added to Article X (Property Maintenance) of Chapter 8 (Buildings and Structures) of the Santa Ana Municipal Code to read as follows: Division 5. RENT STABILIZATION Section 8-1998.1 Prohibited Increases. (a) Increases in rent on residential real property or mobilehome spaces in the City of Santa Ana in excess of three percent (3%), or eighty (80%) of the change in the Consumer Price Index, whichever is less, and more than one rent increase in any twelve (12) month period, are prohibited, unless expressly exempt under the Costa-Hawkins Rental Housing Act codified in California Civil Code section 1954.50, et seq., or the Mobilehome Residency Law codified in California Civil Code sections 798, et seq. If the change in the Consumer Price Index is negative, no rent increase is permitted. The term Consumer Price Index means, at the time of the adjustment calculation completed by the City pursuant to subsection (b), the percentage increase in the United State Consumer Price Index for all Urban Consumers in the Los Angeles-Long Beach-Anaheim Metropolitan Area published by the Bureau of Labor Statistics, not seasonally adjusted, for the most recent twelve (12) month period ending prior to the calculation pursuant to subsection (b). A violation of this section occurs upon the service of notice or demand for a prohibited increase in rent. (b) No later than June 30th each year, beginning with the year 2022, the City shall announce the amount of allowable rent increase based on subsection (a) herein, which shall be effective as of September 1st of that year. Ordinance No. NS - ____ Page 4 of 11 Section 8-1998.2Reasonable Rate of Return. This ordinance allows for an annual adjustment of residential real property or mobilehome space rent of up to three percent (3%), or eighty (80%) of the change in the Consumer Price Index, whichever is less. A Consumer Price Index-based increase is found and determined to provide a just and reasonable return on an and has been adopted to encourage good management, reward efficiency, and discourage the flight of capital, as well as to be commensurate with returns on comparable investments, but not so high as to defeat the purpose of curtailing excessive rents and rental increases. Notwithstanding the foregoing, however, any owner of residential real property or a mobilehome park who contends that the limit on rental increases set forth in Section 8-1998.1 above will prevent the owner from receiving a fair and reasonable return on their property may petition for relief from the cap set forth in section 8-1998.1 pursuant to the procedures set forth in section 8- 1998.3. Section 8-1998.3 Fair Return Petition for Rent Increase. (a) An owner of residential real property or a mobilehome park owner may petition for a rent increase in excess of that provided in section 8-1998.1 in order to obtain a fair and reasonable return on their property ). Such Fair Return Petition shall be on an application form prescribed by the City Manager and shall be decided by the City Manager, or their Owner shall provide a copy of any Fair Return Petition submitted to the City to the applicable tenant(s), and provide City with proof of completing such service to the applicable tenant(s). The tenant(s) will then have thirty (30) days from the date of receiving the Fair Return Petition to reply or provide additional materials to the City in response to the Fair Return Petition. The applicant shall bear the burden of establishing that a rate increase in excess of that provided in section 8-1998.1 is necessary to provide the applicant with a fair and reasonable return on their property, including by providing an independent financial report and verified financial data demonstrating that without such an increase, they will not realize a fair and reasonable return on their property. (b) review of the Fair Return Petition. Upon receipt of a Fair Return Petition, the City Manager shall determine the anticipated costs of review and if the employment of request. If the City Manager so determines, the City Manager shall also determine the anticipated costs of employing such expert(s). The resulting figure shall be communicated to the applicant, and the Fair Return Petition shall not be processed until the applicant has paid to the City the estimated cost of the complete analysis. City will provide applicant with an invoice of all costs incurred after the review of the Fair Return Petition. Any unused portion of the advance payment for analysis shall be refunded to the applicant. If additional funds are required, payment will be required before applicant receives the determination on the Fair Return Petition from the City. Ordinance No. NS - ____ Page 5 of 11 (c)The factors the City Manager may consider in deciding a Fair Return Petition may include, but not be limited to: (1) Changes in the Consumer Price Index for All Urban Consumers in the Los Angeles-Long Beach-Anaheim Metropolitan Area published by the Bureau of Labor Statistics. (2) The rent lawfully charged for comparable residential real property or mobilehome spaces in the City. (3) The length of time since the last determination by the City Manager on a rent increase application, or the last rent increase if no previous rent increase application has been made. (4) The completion of any capital improvements or rehabilitation work related to the residential real property or mobilehome space or spaces specified in the Fair Return Petition, and the cost thereof, including materials, labor, construction interest, permit fees, and other items the City Manager deems appropriate. (5) Changes in property taxes or other taxes related to the subject residential real property or mobilehome park. (6) Changes in the rent paid by the applicant for the lease of the residential real property or land on which the subject mobilehome park is located. (7) Changes in the utility charges for the subject residential real property or mobilehome park paid by the applicant, and the extent, if any, of reimbursement from the tenants. (8) Changes in reasonable operating and maintenance expenses. (9) The need for repairs caused by circumstances other than ordinary wear and tear. (10) The amount and quality of services provided by the applicant to the affected tenant(s). (11) Any existing written lease lawfully entered into between the applicant and the affected tenant(s). (d) A Fair Return Petition shall be decided by the City Manager within sixty (60) calendar days of the date that the application has been deemed complete, including proof of service of the Fair Return Petition on the applicable tenant(s). The decision shall be emailed and sent by mail, with proof of mailing to the subject property Ordinance No. NS - ____ Page 6 of 11 owner, the owner's designated representative(s) for the Fair Return Petition, and a designated representative of the tenant(s). Any appeal of the City Manager decision on a Fair Return Petition shall proceed pursuant to the administrative appeal procedures found in Chapter 3 of the Santa Ana Municipal Code. Section 8-1998.4 Exemptions. (a) Pursuant to the Costa-Hawkins Rental Housing Act, the provisions of this ordinance regulating the amount of rent that a residential real property owner may charge shall not apply to the following: any residential real property that has a certificate of occupancy issued after February 1, 1995 (California Civil Code section 1954.52(a)(1)); and, any other provisions of the Costa-Hawkins Rental Housing Act addressing exemptions, as applicable. (b) Pursuant to the Mobilehome Residency Law, the provisions of this interim ordinance regulating the amount of rent that a mobilehome park owner may charge for a mobilehome space shall not apply to the following: any mobilehome space subject to a long term (more than one year) rental agreement (California Civil Code section 798.17); any newly constructed mobilehome space first offered for rent on or after January 1, 1990 (California Civil Code section 798.45); mobilehome primary residence that are not being leased to someone else (California Civil Code section 798.21); and, any other provisions of the Mobilehome Residency Law addressing exemptions, as applicable. Section 8-1998.5 Rent Increase Ineffective. No rent increase shall be effective if the owner: (a) Fails to substantially comply with all provisions of this Division, including but not limited to the failure to provide notices as required; or (b) Fails to maintain the residential real property or mobilehome space in compliance with California Civil Code Sections 1941.1 et seq. and California Health and Safety Code sections 17920.3 and 17920.10; or (c) Fails to make repairs ordered by the City or court of competent jurisdiction. Section 8-1998.6 Notice Requirements. (a) An owner of any residential real property or mobilehome space subject to this provision shall, on or before the date of commencement of a tenancy, give the tenant a written notice in a form prescribed by the City which must include the following information: Ordinance No. NS - ____ Page 7 of 11 (1)The existence and scope of this Division 5 of Chapter 8 of the Santa Ana Municipal Code; and (2) The right to respond to any Fair Return Petition filed with the City by the owner pursuant to section 8-1998.3. (b) As part of any notice to increase rent, an owner must include: (1) Notice of the existence of this Division 5 of Chapter 8 of the Santa Ana Municipal Code; and (2) The right to respond to any Fair Return Petition filed with the City by the owner pursuant to section 8-1998.3, unless such rent increase is pursuant to an approved Fair Return Petition. (3) No rent increase shall take effect until the requirements of this Division have been met. (c) The owner must give notices to the tenant in the language that the owner and tenant used to negotiate the terms of the tenancy (e.g., English, Spanish, Chinese, Tagalog, Vietnamese, and Korean) as well as English. Section 8-1998.7 Definition of Rent. For the purposes of this Division, nonmonetary consideration, including, but not limited to, the fair market value of goods or services rendered to or for the benefit of the owner under an agreement concerning the use or occupancy of residential real property or mobilehome space, including all payment and consideration demanded or paid for parking, pets, furniture, subletting and security deposits for damages and cleaning. Section 8-1998.78 Violations. It shall be unlawful and a misdemeanor for any person to violate or fail to comply with any provision of the ordinance. The violation of any provision of this ordinance shall first be punished through the use of an administrative citation, as provided in Santa Ana Municipal Code section 1-21, et seq., prior to prosecution as a misdemeanor or infraction, as provided in Santa Ana Municipal Code section 1-8. Section 5. The City Council finds that this ordinance is not subject to the California Environmental Quality Act (CEQA) pursuant to sections 15060(c)(2), 15060(c)(3) and 15061(b)(3) of the State CEQA Guidelines because it will not result in a direct or reasonably foreseeable indirect physical change in the environment, because there is no possibility it will have a significant effect on the environment, and it is not a "project", as defined in section 15378 of the State CEQA Guidelines. Ordinance No. NS - ____ Page 8 of 11 Section 6.If any section, subsection, phrase, or clause of this ordinance is for any reason held to be unconstitutional, such decision shall not affect the validity of the remaining portions of this ordinance. The City Council hereby declares that it would have passed this ordinance and each section, subsection, phrase or clause thereof irrespective of the fact that any one or more sections, subsections, phrases, or clauses be declared invalid or unconstitutional. Section 7. The Clerk of the Council shall certify to the adoption of this ordinance and cause the same to be published in the manner prescribed by law. Ordinance No. NS - ____ Page 9 of 11 ADOPTED this ___day of ___________________,2021. _______________________ Vicente Sarmiento Mayor APPROVED AS TO FORM: Sonia R. Carvalho, City Attorney _______________________________ Ryan O. Hodge Assistant City Attorney AYES: Councilmembers: ________________________________________ NOES: Councilmembers: ________________________________________ ABSTAIN: Councilmembers: ________________________________________ NOT PRESENT: Councilmembers: ________________________________________ Ordinance No. NS - ____ Page 10 of 11 CERTIFICATE OF ATTESTATION AND ORIGINALITY I, Daisy Gomez, Clerk of the Council, do hereby attest to and certify the attached Ordinance No. NS-XXXX to be the original ordinance adopted by the City Council of the City of Santa Ana on _________________, 2021. Date: ________________ ____________________________________ Clerk of the Council City of Santa Ana Ordinance No. NS - ____ Page 11 of 11 ORDINANCE NO. NS-XXXX AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF SANTA ANA REQUIRING JUST CAUSE EVICTIONS THE CITY COUNCIL OF THE CITY OF SANTA ANA DOES ORDAIN AS FOLLOWS: Section 1. The City Council of Santa Ana hereby finds, determines, and declares as follows: A. At the City Council meeting on September 21, 2021, the City Council discussed the City of Santa Ana ability to address just cause evictions. B. Housing instability threatens the public peace, health, and safety as eviction from loss of community; strain on household finances due to the necessity of paying rental application fees and security deposits; stress and anxiety experienced by those displaced; increased commute times and traffic impacts if displaced workers cannot find affordable housing within the city in which they work; and interruption of the education of children in the home. C. Eviction creates particular hardships for individuals and households of limited means, given the shortage of affordable housing within the City of Santa Ana and the region generally. D. According to the May 2017 report by the California Housing Partnership Corporation, median rent in Orange County, which includes Santa Ana, has increased twenty-eight percent (28%) since 2000, while median renter household income has declined by 9%, when adjusted for inflation. Additionally, the May 2020 report by the California Housing Partnership Corporation demonstrated that renters need to earn $42.23/hr, or, 3.2 times the state minimum wage to afford an average monthly asking rent of $2,196 for a two-bedroom apartment in Orange County. E. -one percent (81%) of their income on rent, leaving very little to meet other basic human needs such as food and health. F. If Santa Ana renter-occupied households paid thirty percent (30%) of their income on housing, renters would have an extra $176 million dollars of disposable income (income minus housing costs) to spend in the community each year, or $7,000 per household. Additionally, racial inequities would decrease, as the yearly disposable income would increase by 14% for Latinos, 13% for Asian or Pacific Islanders, and 7% for Whites. Ordinance No. NS - ____ Page 1 of 22 G. The housing rent burden and poverty faced by many residents in Santa Ana threatens the health, safety, and welfare of its residents, particularly when resulting in eviction and displacement. Studies have shown that evictions play an impactful role in the lives of low income renter households and can also contribute to poverty through disruptive effects such as job loss, adverse health effects, and negative consequences for children. H. st seven . I. Mobilehome Parks comprise approximately five percent (5.1%) of all housing in Santa Ana. The city has 29 Mobilehome Parks containing 3,913 spaces. Six of the Mobilehome Parks and one thousand twenty spaces in Santa Ana are currently age-restricted to persons 55 years of age or older. J. The City Council has received public testimony at multiple meetings from Santa Ana residents who declared that they and their neighbors were unwilling to register complaints against their landlords over unsuitable living conditions and/or violations of their leases by landlords or management companies, based on a fear of being evicted without just cause. K. The California State Legislature adopted codified in part in California Civil Code section 1946.2 , which became effective by its own terms on January 1, 2020, and, with certain exceptions, prohibits an owner of residential property from terminating a tenancy without just cause. L. AB 1482 provides that a local ordinance adopted after September 1, 2019, requiring just cause for termination of a residential tenancy shall supersede California Civil Code section 1946.2 only if the ordina than section 1946.2. M. In accordance with California Civil Code section 1946.2(g)(1)(B), the City Council finds that the provisions of this Ordinance regulating just cause terminations or tenancies are more protective than California Civil Code section 1946.2 for the following reasons: 1. The just cause for termination of a residential tenancy under this Ordinance is consistent with California Civil Code section 1946.2. 2. This Ordinance provides additional tenant protections that are not prohibited by any other provisions of applicable law. N. The City Council finds and determines that regulating the relations between residential landlords and tenants will increase certainty and fairness within the Ordinance No. NS - ____ Page 2 of 22 residential rental market in the City andthereby serve the public peace, health, and safety. O. Pnted broadly under Article XI, section 7 of the California Constitution, and Santa Ana Charter section 200, the Santa Ana City Council has the authority to enact and enforce ordinances and regulations for the public peace, health, and welfare of the City and its residents. P. The City Council hereby adopts these regulations in order to address the threats set forth below. 1. Housing, particularly affordable housing, is difficult to procure in this region, including in Santa Ana. Evictions without just cause destabilize the housing market and can result in the loss of affordable housing; 2. For the preservation of the public peace, health, and safety, the City Council finds that it is necessary to adopt an ordinance regulating just cause evictions, for all of the reasons set forth in the recitals above, which are hereby incorporated by reference; 3. Without the imposition of this Ordinance, evictions without just cause may result in the displacement of residential tenants who would be forced to find new housing in an ever-more expensive housing market, and would significantly increase the risk of residential tenants becoming homeless; and, 4. There is a threat to the public peace, health, and safety of the City and its community, thereby necessitating the enactment of this Ordinance in order to ensure that tenants are not turned out of their homes without just cause. Q. The Request for Council Action for this ordinance dated September 21, 2021, shall be incorporated herein by this reference, and together with this ordinance, any amendments or supplements, and oral testimony, shall constitute the necessary findings for this ordinance. R. The City Council finds, determines, and declares that the threat to the public health, safety, and welfare of the City and its residents necessitates the enactment of the ordinance. Section 2. The recitals and statements of fact set forth in the preamble to this ordinance are true and correct, constitute a substantive part of this ordinance, and are incorporated herein by this reference. Section 3. Sections 8-1993 through 8-1997 of the Santa Ana Municipal Code are deleted in their entirety. Ordinance No. NS - ____ Page 3 of 22 Section 4.Division 4 is hereby added to Article X(Property Maintenance)of Chapter 8 (Buildings and Structures) of the Santa Ana Municipal Code to read as follows: Division 4. JUST CAUSE EVICTIONS Section 8-1993 Citation. This Division Section 8-1994 Restrictions on Termination of Tenancy Without Just Cause (a) Notwithstanding any other law, after a tenant has continuously and lawfully occupied a residential real property for thirty (30) days, the Owner of the residential real property shall not terminate the Tenancy without just cause, which shall be stated in the written notice to terminate Tenancy. 1) The Owner shall post a notice on a form prescribed by the City, providing information about the existence of this Division 4 of Article X of Chapter 8 of the Santa Ana Municipal Code, including protections related to immigration or citizenship status of tenant found under Civil Code section 1940.35 and Code of Civil Procedure section 1161.4, as may be amended. Notice must be posted in a conspicuous location on the property. The notice shall be written in the language that the Owner and tenant used to negotiate the terms of the Tenancy (e.g., Spanish, Chinese, Tagalog, Vietnamese and Korean), as well as English. 2) In addition to all other notice requirements specified elsewhere in this Division, the Owner of any residential real property or mobilehome space, is required to provide written notice to tenants of their rights under this Division as follows: A. The notice required by this Division must be on a form prescribed by the City and include the following information: i. The existence and scope of this Division 4 of Article X of Chapter 8 of the Santa Ana Municipal Code; and, ii. The right to relocation assistance in limited circumstances pursuant to subsection (d)(2) herein. B. The Owner must provide tenant with the notice upon serving any notice of change in terms of Tenancy. Ordinance No. NS - ____ Page 4 of 22 C.The Ownermust provide the notice on or before the commencement of all Tenancies initiated after the effective date of this Division. (b) 1) At-fault just cause, which is any of the following: A. Default in the payment of rent. B. A breach of a material term of the lease, as described in paragraph (3) of Section 1161 of the Code of Civil Procedure, including, but not limited to, violation of a provision of the lease after being issued a written notice to correct the violation. A i. The obligation to limit occupancy, provided that the additional occupant who joins the tenant of the residential real property thereby exceeding the limits on occupancy set forth in the lease is: I. A dependent under age 18, or II. A replacement tenant who moved in after an approved tenant vacated the residential real property, so long as the addition does not exceed the Uniform Housing Code. i. The Owner shall have the right to approve or deny the prospective additional or replacement tenant, who is not a minor dependent child, provided that the Owner does not unreasonably withhold approval. If the Owner fails to respond to the tenant in writing with a description of the reasons for the denial of the request within a reasonable amount of time of receipt of the written request, the request shall be deemed approved by the Owner if the lease is for a period of one (1) year or less. ii. A change in the terms of the Tenancy that is not the result of an express written agreement signed by both of the parties. An Owner is not required to obtain a te written consent to a change in the terms of the Tenancy if Ordinance No. NS - ____ Page 5 of 22 the change in the terms of the Tenancy is authorized by this section, or if the Owner is required to change the terms of the Tenancy pursuant to federal, State, or local law. Nothing in this subsection shall exempt an Owner from providing legally required notice of a change in the terms of the Tenancy. C. Maintaining, committing, or permitting the maintenance or commission of a nuisance as described in paragraph (4) of Section 1161 of the Code of Civil Procedure. D. Committing waste as described in paragraph (4) of Section 1161 of the Code of Civil Procedure. E. The tenant had a written lease that terminated on or after the effective date of this Ordinance, and after a written request or demand from the Owner, the tenant has refused to execute a written extension or renewal of the lease for an additional term of similar duration with similar provisions, provided that those terms do not violate this section or any other provision of law. F. Criminal activity by the tenant on the residential real property, including any common areas, or any criminal activity or criminal threat, as defined in subdivision (a) of Section 422 of the Penal Code, on or off the residential real property, that is directed at any Owner or agent of the Owner of the residential real property residential real property. This at-fault, just cause provision shall apply if the Owner has, within a reasonable time, reported the criminal activity to law enforcement. Further, at-fault, just cause eviction of a tenant under this provision shall only apply to that tenant who committed the criminal activity described herein. If a tenant is acquitted or found not guilty of the charges giving rise to eviction, or if charges are not filed against the tenant within the applicable statute of limitations period, the tenant shall be offered the right to restore the Tenancy only if the same residential real property is available. G. Assigning or subl lease, as described in paragraph (4) of Section 1161 of the Code of Civil Procedure. i. Notwithstanding any contrary provision in this section, an Owner shall not take any action to terminate a Tenancy based on a sublease of the residential real property if all the following requirements are met: Ordinance No. NS - ____ Page 6 of 22 I. The tenant requests permission from the Owner in writing to sublease the residential real property; II. The tenant continues to reside in the residential real property as their primary residence; III. The sublease replaces one or more departed tenants under the lease on a one-for-one basis; and IV. The Owner fails to respond to the tenant in writing within a reasonable amount of time of the receipt of the written request. If the Owner fails to respond to the written request, the request shall be deemed approved by the Owner if the lease is for a period of one (1) year or less. An Ownertwritten request may be based on, but is not limited to, the ground that the total number of occupants in a residential real property exceeds the maximum number of occupants as determined under Section 503(b) of the Uniform Housing Code or successor provision. H. The allow the Owner to enter the residential real property as authorized by Sections 1101.5 and 1954 of the Civil Code, and Sections 13113.7 and 17926.1 of the Health and Safety Code. I. Using the premises for an unlawful purpose as described in paragraph (4) of Section 1161 of the Code of Civil Procedure. J. termination as an employee, agent, or a licensee as described in paragraph (1) of Section 1161 of the Code of Civil Procedure. K. When the tenant fails to deliver possession of the residential real property after providing the Owner written notice as provided in Section 1946 of the Civil Code intention to terminate the hiring of the real property, or makes a written offer to surrender that is accepted in writing by the Owner but fails to deliver possession at the time specified in that written notice as described in paragraph (5) of Section 1161 of the Code of Civil Procedure. Ordinance No. NS - ____ Page 7 of 22 2)No-fault just cause, which includes any of the following: A. i. Intent to occupy the residential real property by the Owner or their spouse, domestic partner, children, grandchildren, parents, or grandparents. ii. For leases entered into on or after the effective date of this Ordinance, this subsection shall apply only if the tenant agrees, in writing, to the termination, or if a provision of the lease allows the Owner to terminate the lease if the Owner, or their spouse, domestic partner, children, grandchildren, parents, or grandparents unilaterally decides to occupy the residential real property for a period of at least 24 months, as affirmed by the Owner in a written affidavit submitted to the City. Addition of a provision allowing the Owner to terminate the lease as described in this clause to a new or renewed rental agreement or fixed-term lease constitutes a similar provision for the purposes of subparagraph (E) of paragraph (1). B. Withdrawal of the residential real property from the rental market for an anticipated period of at least 24 months, as affirmed by the Owner in a written affidavit submitted to the City. C. i. The Owner complying with any of the following: I. An order issued by a government agency or court relating to habitability that necessitates vacating the residential real property. II. An order issued by a government agency or court to vacate the residential real property. III. A local ordinance that necessitates vacating the residential real property. ii. If it is determined by any government agency or court that the tenant is at fault for the condition or conditions triggering the order or need to vacate under clause (i), the tenant shall not be entitled to relocation assistance as outlined in paragraph (3) of subdivision (d). D. Ordinance No. NS - ____ Page 8 of 22 i.Intent to demolish or to substantially remodel the residential real property. ii. I. The Owner shall provide advance notice to the tenant of the ability to reoccupy the unit upon completion of the repairs, or if requested by the tenant, the right of first refusal to any comparable vacant rental unit which has been offered at comparable rent owned by the Owner; and II. In the event the Owner seeks to rent the remodeled unit within six (6) months following the completion of the remodeling work, the evicted tenant shall have the right of first refusal to reoccupy and rent the unit, unless the Owner provides a written waiver by the tenant of their right to reoccupy the premises pursuant to this subsection. iii. modification of any structural, electrical, plumbing, or mechanical system that requires a permit from a governmental agency, or the abatement of hazardous materials, including lead-based paint, mold, or asbestos, in accordance with applicable federal, State, and local laws, that cannot be reasonably accomplished in a safe manner with the tenant in place and that requires the tenant to vacate the residential real property for at least 30 days. Cosmetic improvements alone, including painting, decorating, and minor repairs, or other work that can be performed safely without having the residential real property vacated, do not qualify as a substantial remodel. (c) Before an Owner of residential real property issues a notice to terminate a Tenancy for just cause that is a curable lease violation, the Owner shall first give notice of the violation to the tenant with an opportunity to cure the violation pursuant to paragraph (3) of Section 1161 of the Code of Civil Procedure. If the violation is not cured within the time period set forth in the notice, a three-day notice to quit without an opportunity to cure may thereafter be served to terminate the Tenancy. 1) Any written notice to cease or correct must: Ordinance No. NS - ____ Page 9 of 22 A.Be dated and served upon the tenant, pursuant to at least one of the methods authorized under California Code of Civil Procedure Section 1162, as may be amended; B. Inform the tenant that failure to cure may result in the initiation of eviction proceedings; C. Inform the tenant of the right to request a reasonable accommodation; D. Inform the tenant of the contact number for the Eviction Defense Fund or the City if no such fund exists; and E. Include a specific statement of the reasons for the written notice to cease or correct with specific facts to help the tenant determine the date(s), place(s), witness(es), and circumstance(s) that support the reason(s) for the eviction. (d) 1) For a Tenancy for which just cause is required to terminate the Tenancy under subdivision (a), if an Owner of residential real property issues a termination notice based on a no-fault just cause described in paragraph (2) of subdivision (b), the Owner shall, regardless of the A. Assist the tenant to relocate by providing a direct payment to the tenant as described in paragraph 3; or B. Waive in writing the payment of rent for the final three (3) months of the Tenancy, prior to the rent becoming due. 2) If an Owner issues a notice to terminate a Tenancy for no-fault just cause, the O relocation assistance or rent waiver and all other rights pursuant to this section. If the Owner elects to waive the rent for the final three (3) month of the Tenancy as provided in subparagraph (B) of paragraph (1), the notice shall state the amount of rent waived and that no rent is due for the final three (3) months of the Tenancy. 3) A. The amount of relocation assistance or rent waiver shall be equal to three (3) when the Owner issued the notice to terminate the Tenancy. Any relocation assistance shall be provided within 15 calendar days of service of the notice. Ordinance No. NS - ____ Page 10 of 22 B.If a tenant fails to vacate after the expiration of the notice to terminate the Tenancy, the actual amount of any relocation assistance or rent waiver provided pursuant to this subdivision shall be recoverable as damages in an action to recover possession. C. The relocation assistance or rent waiver required by this section shall be credited against any other relocation assistance required by any other law. 4) An Oailure to strictly comply with this section shall render the notice of termination void. (e) This section shall not apply to the following types of residential real properties or residential circumstances: 1) Transient and tourist hotel occupancy as defined in subdivision (b) of Section 1940 of the Civil Code. 2) Housing accommodations in a nonprofit hospital, religious facility, extended care facility, licensed residential care facility for the elderly, as defined in Section 1569.2 of the Health and Safety Code, or an adult residential facility, as defined in Chapter 6 of Division 6 of Title 22 of the Manual of Policies and Procedures published by the State Department of Social Services. 3) Dormitories owned and operated by an institution of higher education or a kindergarten and grades 1 to 12, inclusive, school. 4) Housing accommodations in which the tenant shares bathroom or kitchen facilities with the Owner who maintains their principal residence at the residential real property. 5) Single-family Owner-occupied residences, including a residence in which the Owner-occupant rents or leases no more than two units or bedrooms, including, but not limited to, an accessory dwelling unit or a junior accessory dwelling unit. 6) A duplex in which the Owner occupied one of the units as the O principal place of residence at the beginning of the Tenancy, so long as the Owner continues in occupancy. 7) Housing that has been issued a certificate of occupancy within the previous 15 years. Ordinance No. NS - ____ Page 11 of 22 8)Residential real property that is alienableseparate from the title to any other dwelling unit, provided that both of the following apply: A. The Owner is not any of the following: i. A real estate investment trust, as defined in Section 856 of the Internal Revenue Code. ii. A corporation. iii. A limited liability company in which at least one member is a corporation. B. i. The tenants have been provided written notice that the residential property is exempt from this section using the following statement: just cause requirements of Santa Ana Municipal Code Chapter 8, Article X, Division 4. This property meets the requirements of Santa Ana Municipal Code section 8- 1994(e)(8) and the Owner is not any of the following: (1) a real estate investment trust, as defined by Section 856 of the Internal Revenue Code; (2) a corporation; or (3) a limited liability company in which at least one member is ii. For a Tenancy existing before the effective date of this Ordinance, the notice required under clause (i) may, but is not required to, be provided in the rental agreement. iii. For any Tenancy commenced or renewed on or after the effective date of this Ordinance, the notice required under clause (i) must be provided in the rental agreement. iv. Addition of a provision containing the notice required under clause (i) to any new or renewed rental agreement or fixed-term lease constitutes a similar provision for the purposes of subparagraph (E) of paragraph (1) of subdivision (b). 9) Housing restricted by deed, regulatory restriction contained in an agreement with a government agency, or other recorded document as affordable housing for persons and families of very low, low, or moderate income, as defined in Section 50093 of the Health and Safety Code, or subject to an agreement that provides housing subsidies for affordable housing for persons and families of very low, Ordinance No. NS - ____ Page 12 of 22 low, or moderate income, as defined in Section 50093 of the Health and Safety Code or comparable federal statutes. (f) An Owner of residential real property subject to this section shall provide notice to the tenant as follows: 1) For any Tenancy commenced or renewed on or after the effective date of this Ordinance, as an addendum to the lease or rental agreement, or as a written notice signed by the tenant, with a copy provided to the tenant. 2) For a Tenancy existing prior to the effective date of this Ordinance, by written notice to the tenant no later than thirty (30) days after the effective date of this Ordinance, or as an addendum to the lease or rental agreement. 3) The notification or lease provision shall be in no less than 12-point type, and shall include the following: The Santa Ana Municipal Code provides that after all of the tenants have continuously and lawfully occupied the property for at least thirty (30) days, an Owner must provide a statement of cause in any notice to terminate a Tenancy. See Division 4 of Article X of Chapter 8 of the Santa Ana Municipal Code (g) It shall be a defense to an action for possession of a rental unit under this Division if a trier of fact determines that: 1) Both of the following provisions apply: A. The tenant or tenant or acts that constitute domestic violence, elder or dependent adult abuse, sexual assault, human trafficking, or stalking if the domestic violence, elder or dependent adult abuse, sexual assault, human trafficking, or stalking has been documented by one of the following: i. A temporary restraining order, emergency protective order, or protective order issued within the last 180 days pursuant to law that protects the tenant or a household member from domestic violence, elder or dependent adult abuse, sexual assault, human trafficking, or stalking; or ii. The tenant or a member of their household has filed a police report within the previous 180 days alleging that they are a victim of domestic violence, elder or Ordinance No. NS - ____ Page 13 of 22 dependent adult abuse, sexual assault, human trafficking, or stalking. B. The notice to vacate is substantially based upon the act or acts constituting domestic violence, elder or dependent adult abuse, sexual assault, human trafficking, or stalking against the tenant or their household member, including, but not limited to, an action for possession based on complaints of noise, disturbances, or repeated presence of police. 2) Notwithstanding this Section, an Owner may terminate the Tenancy if: A. The tenant or the person protected by a court order or who filed a police report allows the person against whom the protective order has been issued or who was named in the police report as committing an act of domestic violence, elder or dependent adult abuse, sexual assault, human trafficking, or stalking, to visit the rental property; or B. The Owner reasonably believes the presence of the person against whom the protective order has been issued or who was named in the police report as having committed an act of domestic violence, elder or dependent adult abuse, sexual assault, human trafficking, or stalking poses a physical threat to other tenants, guests, invitees, or to a ts right to quiet enjoyment and the Owner previously gave the tenant a three (3) day written notice to cease and correct this violation. (h) It shall be a defense to a no fault just cause action for possession of a rental unit under this Division if a person under the age of 21 is a resident of the subject rental unit, or has a custodial or family relationship with a tenant in the subject rental unit, and who is registered and actively attending any level of school during a specified school term. (i) Any sale of a mobilehome park shall be considered a change of use pursuant to Government Code section 65863.7. Accordingly, at least sixty (60) days prior to the sale of a mobilehome park, the Owner shall provide notice of such proposed sale to the mobilehome park residents and prepare a report on the impact of the sale of the mobilehome park, including a replacement and relocation plan that adequately mitigates the impact upon the ability of any displaced residents of the mobilehome park to be sold to find adequate housing in a mobilehome park, as applicable, pursuant to the requirements of Government Code section 65863.7. (hj) Any waiver of the rights under this section shall be void as contrary to public policy. Ordinance No. NS - ____ Page 14 of 22 (ik) For the purposes of this Division, the following definitions shall apply: 1) those terms are defined in Civil Code Section 1954.51. 2) or mobilehome space and includes a lease or sublease, as such may be subject to local ordinance pursuant to the terms of the Costa-Hawkins Rental Housing Act, California Civil Code section 1954.50. et seq., and the Mobilehome Residency Law, Civil Code section 798, et seq. Section 8-1995 Notice of Termination of Tenancy. (a) When terminating a Tenancy either at-fault or no-fault, an Owner must comply with all of the following: 1) The Owner must serve a written notice in accordance with Civil Code sections 1946 through 1946.5, to the tenant that states that, in addition to any information required by federal or State law, the Owner will terminate the Tenancy, and that indicates at least one at-fault or no- fault just cause reason as provided in section 8-1994(b); and 2) The Owner has not accepted and will not accept rent or any other consideration in return for the continued use of the residential property beyond the term of the terminated Tenancy in compliance with Civil Code sections 1945 through 1946.5; and 3) The Owner qualifies the termination as at-fault or no-fault just cause, as specified in section 8-1994(b); and 4) The Owner has submitted to the City, within five (5) days after service of the notice of termination on the tenant, a true and accurate copy of the Owner's written notice of termination, and proof of such service, signed under penalty of perjury, on the tenant. The Owner shall maintain proof of service to the City as evidence that the Owner has complied with this section. 5) The Owner must provide the notice in the language that the Owner and tenant used to negotiate the terms of the Tenancy, in addition to English. Section 8-1996 Retaliatory Eviction and Anti-Harassment. (a) Retaliatory Eviction. Ordinance No. NS - ____ Page 15 of 22 1)If the main intent of the Ownerin terminating a Tenancy or refusing to renew a Tenancy is retaliatory in nature, and if the tenant is not in default as to the payment of rent, then the Owner may not terminate the Tenancy or refuse to renew the Tenancy or cause the tenant to quit involuntarily. 2) A tenant may assert retaliation affirmatively or as a defense to the action regardless of the period of time which has elapsed between the tenant's assertion or exercise of rights under this Article and the alleged act of retaliation. 3) Retaliation against a tenant because of the tenant's exercise of rights under this Article is prohibited. Retaliation claims may only be brought in court and may not be addressed administratively. A court may consider the protections afforded by this Article in evaluating a claim of retaliation. (b) Anti-Harassment. No Owner, or any person, acting as a principal or agent, offering residential real property for rent, or any contractor, subcontractor or employee of the Owner shall, with respect to residential real property under any Rrental Aagreement or other Tenancy or estate at will, however created, do any of the following: 1) Interrupt, terminate, or fail to provide housing services required by Rrental Aagreement or by federal, State, County, or local housing, health, or safety laws, or threaten to do so, or violate or threaten to violate Civil Code section 789.3. A. provision does not include interruptions, terminations, or failure to provide housing services as a result of interruptions, outages, or terminations caused by events or actions outside of the disaster. Further, this provision does not include stoppages, outages, terminations, and interruptions properly noticed to tenants as required by a signed rental agreement. 2) Take any of the following actions in bad faith: A. Fail to perform repairs and maintenance required by Rrental Aagreement or by federal, State, or local laws; B. Fail to exercise due diligence in completing repairs and maintenance once undertaken; Ordinance No. NS - ____ Page 16 of 22 C.Fail to follow appropriate industry repair, containment, or remediation protocols designed to minimize exposure to noise, dust, lead, paint, mold, asbestos, or other building materials with potentially harmful health impacts; D. Conduct elective renovation or construction of unit for the purpose of harassing a tenant; E. Refuse to acknowledge or accept receipt of a tenant's lawful rent payment as set forth in a Rrental Aagreement, by usual practice of the parties, or in a notice to pay rent or quit; F. Refuse to cash or process a rent check or other form of acceptable rent payment for over thirty (30) days after it is tendered; G. Fail to maintain a current address for delivery of rent payments; H. Violate a tenant's right to privacy without limitation, by requesting information regarding residence or citizenship status, protected class status, or social security number, except as required by law or in the case of a social security number, for the purpose of obtaining information for the qualifications for a Tenancy; I. Release information protected by the tenant's right to privacy except as required or authorized by law; or J. Request or demand an unreasonable amount of information from tenant in response to a request for reasonable accommodation. 3) Abuse the right of access into residential real property as established by Civil Code section 1954 or other applicable law. This includes entries for inspections that are not related to necessary repairs or services; entries excessive in number; entries that improperly target certain tenants or are used to collect evidence against the occupant or otherwise beyond the scope of an otherwise lawful entry; entries or demands for entry at times outside of normal business hours, unless for health and safety reasons or if the tenant agrees otherwise; entries contrary to a tenant's reasonable request to change the date or time of entry; photographing or otherwise recording portions of a rental unit that are beyond the scope of lawful entry or inspection; and misrepresenting the reasons for accessing residential real property. Ordinance No. NS - ____ Page 17 of 22 4)Influence or attempt to influence a tenant to vacate residential real property through fraud, misrepresentation, intimidation or coercion, which shall include threatening to report a tenant to the United States Department of Homeland Security. 5) Threaten the tenant, by word or gesture, with physical harm, or abuse tenant with words, either orally or in writing, which are offensive and inherently likely to provoke an immediate violent reaction. This includes words used during in-person conversations, through social media postings or messages, or other communications. 6) Violate any law which prohibits discrimination based on race, gender, sexual preference, sexual orientation, ethnic background, nationality, religion, age, parenthood, marriage, pregnancy, disability, human immunodeficiency virus (HIV)/ acquired immune deficiency syndrome (AIDS), occupancy by a minor child, or source of income. 7) Take action to terminate any Tenancy including service of any notice to quit or other eviction notice or bring any action to recover possession of a rental unit based upon facts which the Owner has no reasonable cause to believe to be true or upon a legal theory which is untenable under the facts known to the Owner. No Owner shall be liable under this subsection for bringing an action to recover possession unless and until the tenant has obtained a favorable termination of that action. 8) Remove from the rental unit personal property, furnishings, or any other items without the prior written consent of the tenant, except when done pursuant to enforcement of a legal termination of Tenancy. 9) Provide false written or verbal information regarding any federal, State, County, or local Tenant protections, including mischaracterizing the nature or effect of a notice to quit or other eviction notice. False information includes, without limitation, requesting or demanding a tenant: A. Sign a new Rrental Aagreement not in the tenant's primary language if: i. Rrental Aagreement negotiations were conducted in the tenant's primary language; ii. The existing Rrental Aagreement is in the tenant's primary language; or iii. Owner is otherwise aware that the new Rrental Aagreement is not in tenant's primary language. Ordinance No. NS - ____ Page 18 of 22 B. Enter into a rent repayment plan if the Owner states, misrepresents, suggests, or implies, that the tenant should or must do so to take advantage of tenant protection laws that do not in fact require such plans. 10) Offer payments to: A. A tenant to vacate more than once in six (6) months, after the tenant has notified the Owner in writing that the tenant does not desire to receive further offers of payments to vacate; B. Attempt to coerce tenant to vacate accompanied with threats or intimidation. This shall not include settlement offers in pending eviction actions made in good faith and not accompanied with threats or intimidation. 11) Communicate with tenant in a language other than tenant's primary language for the purpose of intimidating, confusing, deceiving or annoying tenant. 12) Interfere with a tenant's right to quiet use and enjoyment of a rental unit as that right is defined by law. 13) Commit repeated acts or omissions of such significance as to substantially interfere with or disturb the comfort, repose, peace, or quiet of any person lawfully entitled to occupancy of such rental unit and that cause, are likely to cause, or are intended to cause any person lawfully entitled to occupancy of a rental unit to vacate such rental unit or to surrender or waive any rights in relation to such occupancy. 14) Remove a housing service for the purpose of causing the tenant to vacate the residential real property. For example, taking away a parking space knowing that a tenant cannot find alternative parking and must move. 15) Interfere with the right of tenants to organize as tenants and engage in concerted activities with other tenants for the purpose of mutual aid and protection; provide property access to tenant organizers, advocates, or representatives working with or on behalf of tenants living at a property; convene tenant or tenant organization meetings in an appropriate space accessible to tenants under the terms of their Rrental Aagreement; or distribute and post literature informing other tenants of their rights and of opportunities to involve themselves in Ordinance No. NS - ____ Page 19 of 22 their project in common areas, including lobby areas andbulletin boards. 16) Threatening or intimidating a tenant based on their immigration or citizenship status in violation of California Civil Code section 1940.35(a) and California Code of Civil Procedure section 1161.4, as may be amended. Section 8-1997 Violations. It shall be unlawful and a misdemeanor for any person to violate or fail to comply with any provision of the ordinance. The violation of any provision of this ordinance shall first be punished through the use of an administrative citation, as provided in Santa Ana Municipal Code section 1-21, et seq., prior to prosecution as a misdemeanor or infraction, as provided in Santa Ana Municipal Code section 1-8. Section 5. The City Council finds that this ordinance is not subject to the California Environmental Quality Act (CEQA) pursuant to sections 15060(c)(2), 15060(c)(3) and 15061(b)(3) of the State CEQA Guidelines because it will not result in a direct or reasonably foreseeable indirect physical change in the environment, because there is no possibility it will have a significant effect on the environment, and it is not a "project," as defined in section 15378 of the State CEQA Guidelines. Section 6. If any section, subsection, phrase, or clause of this ordinance is for any reason held to be unconstitutional, such decision shall not affect the validity of the remaining portions of this ordinance. The City Council hereby declares that it would have passed this ordinance and each section, subsection, phrase or clause thereof irrespective of the fact that any one or more sections, subsections, phrases, or clauses be declared invalid or unconstitutional. Section 7. The Clerk of the Council shall certify to the adoption of this ordinance and cause the same to be published in the manner prescribed by law. Ordinance No. NS - ____ Page 20 of 22 ADOPTED this ___day of ___________________,2021. _______________________ Vicente Sarmiento Mayor APPROVED AS TO FORM: Sonia R. Carvalho, City Attorney _______________________________ Ryan O. Hodge Assistant City Attorney AYES: Councilmembers: ________________________________________ NOES: Councilmembers: ________________________________________ ABSTAIN: Councilmembers: ________________________________________ NOT PRESENT: Councilmembers: ________________________________________ Ordinance No. NS - ____ Page 21 of 22 CERTIFICATE OF ATTESTATION AND ORIGINALITY I, Daisy Gomez, Clerk of the Council, do hereby attest to and certify the attached Ordinance No. NS-XXXX to be the original ordinance adopted by the City Council of the City of Santa Ana on . Date: ________________ ____________________________________ Clerk of the Council City of Santa Ana Ordinance No. NS - ____ Page 22 of 22 Parks, Recreation, and Community Services www.santa-ana.org/parks Item # 11 City of Santa Ana 20 Civic Center Plaza, Santa Ana, CA 92701 Staff Report October 5, 2021 TOPIC: Approve an Agreement with Orange County Transportation Authority for the Senior Mobility Program AGENDA TITLE: Approve an Agreement with Orange County Transportation Authority for the Senior Mobility Program for the Period July 1, 2021 through June 30, 2026 with an Option to Extend the Agreement Five Years through June 30, 2031 (General Fund and Non- General Fund) RECOMMENDED ACTION Approve an agreement with Orange County Transportation Authority for the Senior Mobility Program for the period July 1, 2021 through June 30, 2026 with an option to extend the agreement five years through June 30, 2031, subject to non-substantive changes approved by the City Manager and City Attorney. DISCUSSION The Orange County Transportation Authority (OCTA) developed the Senior Mobility Program for the purpose of improving transportation services for seniors in the region. Under this agreement, the Parks, Recreation and Community Services Agency will provide transportation services for Santa Ana residents 60 years of age and older. The program will assist participants with accessing programs, services and activities to enhance their quality of life. Transportation will include trips to senior centers, museums, parks, beaches, libraries, theaters, county fairs, for shopping and for nutrition. Funds for the program are identified as one percent of Renewed Measure M (M2), also called OC GO, net sales tax revenue (Net Revenue) and will be allocated to all local jurisdictions based upon the participating entity's respective percentage of the senior population of the entire County. The City will match twenty percent of the total annual program expenditures, which will be provided by the General Fund. ENVIRONMENTAL IMPACT There is no environmental impact associated with this action. Approve an agreement with Orange County Transportation Authority for the Senior Mobility Program October 5, 2021 Page 2 FISCAL IMPACT Since funding is based on Measure M net sales tax revenue, the amount available for the program will vary from year to year. The City will continue to review information received from the Orange County Transportation Authority concerning expected revenues and budget future years accordingly, as part of the City’s budgetary process. For fiscal year 2021-2022 the following estimated amounts have been budgeted and are available in the following accounts for implementation of the program. Fiscal YearAccounting Unit-Fund Accounting Unit, Amount Account #DescriptionAccount Description FY 21-2216913202-VariousRecreation OCTA Senior Mobility $301,580 Grant FundsProgram, Various FY 21-2201113230-VariousGeneral FundPRCSA-Recreation & $75,395 Community Services, Various EXHIBIT(S) 1. Agreement Submitted By: Lisa Rudloff, Executive Dir. of Parks, Recreation and Community Services Approved By: Kristine Ridge, City Manager Exhibit 1 Exhibit 1 Exhibit 1 Exhibit 1 Exhibit 1 Exhibit 1 Exhibit 1 Exhibit 1 Exhibit 1 Exhibit 1 Exhibit 1 Exhibit 1 Exhibit 1 Exhibit 1 Exhibit 1 Exhibit 1 Exhibit 1 Exhibit 1 Exhibit 1 Exhibit 1 Exhibit 1 Exhibit 1 Exhibit 1 Exhibit 1 Exhibit 1 Police Department www.santa-ana.org/pd Item # 12 City of Santa Ana 20 Civic Center Plaza, Santa Ana, CA 92701 Staff Report October 5, 2021 TOPIC: Accept State Office of Traffic Safety Funding for Traffic Program Services AGENDA TITLE: Approve Appropriation Adjustment and Agreement Accepting $536,000 from the State Office of Traffic Safety for Traffic Program Services (Non-General Fund) RECOMMENDED ACTION 1. Authorize the City Manager to execute a one-year agreement with the State of California - Office of Traffic Safety (OTS) (PT22130) to fund traffic program services, for the period of October 1, 2021 through September 30, 2022, in an amount not to exceed $536,000, subject to non-substantive changes approved by the City Manager and City Attorney. 2. Approve an appropriation adjustment accepting $536,000 in the Office of Traffic Safety –Grant revenue account (no. 16514002-52001) and appropriate same to the grant expenditure account (no. 16514414 various). (Requires five affirmative votes) DISCUSSION The Santa Ana Police Department has been awarded $536,000 in grant funding from the State of California, Office of Traffic Safety (OTS) under the Selective Traffic Enforcement Program (STEP). This one-year agreement covers the program period from October 1, 2021 through September 30, 2022. The goal of OTS STEP is to reduce the number of fatalities and injuries in crashes involving alcohol, speed, red-light violations, distracted driving, and other primary collision factors. To accomplish these goals, the program will fund both education and enforcement activities. The enforcement activities will follow proven “best practice” strategies and will be conducted on an overtime basis. The funded strategies will include DUI checkpoints, DUI saturation patrols, as well as DUI enforcement operations in collaboration with neighboring cities to apprehend impaired drivers. The program will also concentrate on bicycle/pedestrian safety, speed violations, aggressive driving, and seat belt enforcement. The educational portion of the grant will include funding for Santa Ana Police Department staff to facilitate multi-media presentations at local schools in partnership with the Santa Ana Unified School District. Promotional and educational materials will be made available to support ongoing outreach programs already in place. State Office of Traffic Safety Funding for the Selective Traffic Enforcement Program October 5, 2021 Page 2 This contract also includes funding to purchase bicycle helmets for community outreach and education efforts. Overall, the grant includes $515,125 for Officer overtime, $2,700 for training, and $18,175 for other direct costs. ENVIRONMENTAL IMPACT There is no environmental impact associated with this action. FISCAL IMPACT The appropriation adjustment will recognize $536,000 in the Office of Traffic Safety – Traffic Offender Program Grant revenue account (no. 16514002-52001) and appropriate same in the Selective Traffic Enforcement expenditure account (no. 16514414 various) for the following fiscal years: Accounting Unit- Accounting Unit, Account Fiscal YearAmount Account #Description FY 2021-2216514414 Various$402,000 Office of Traffic Safety FY 2022-2316514414 Various$134,000 Office of Traffic Safety $536,000 Total EXHIBIT(S) 1. Agreement with Office of Traffic Safety - Selective Traffic Enforcement Program Submitted By: David Valentin, Police Chief Approved By: Kristine Ridge, City Manager Police Department www.santa-ana.org/pd Item # 13 City of Santa Ana 20 Civic Center Plaza, Santa Ana, CA 92701 Staff Report October 5, 2021 TOPIC: Agreement for Janitorial Services for Police Department Facilities AGENDA TITLE: Approve an Agreement with Allied Universal Janitorial Services for Janitorial Services for Police Department Facilities in the amount of $2,233,523.04 (General Fund) RECOMMENDED ACTION Approve a three-year agreement with Allied Universal Janitorial Services for janitorial services for Police Department facilities for the period of November 1, 2021 through October 31, 2024, with an option for two one-year renewals, in the amount of $2,233,523.04, including a ten percent contingency ($203,047.55), subject to non- substantive changes approved by the City Manager and City Attorney. DISCUSSION On July 13, 2021, the Police Department issued RFP #21-077 to select a vendor to provide janitorial services for Police Department facilities. The Santa Ana Police Department and Jail Facility opened in January 1997. The Police facility is 240,000 square feet and the Jail is 160,000 square feet. The Police Department and Jail are 24- hour, seven-day-a-week operations. In addition to these facilities, Allied Universal will maintain the Southeast Substation, the Westend Substation, the Centennial Training Facility, and the Evidence Warehouse. Over 600 employees work from these facilities, which deal with: daily normal police business, sensitive security issues, training classes, VIP tours, community-oriented policing, and many other law enforcement responsibilities. Seventeen contractors attended the mandatory job walk, and on August 10, 2021. Guaranteed Janitorial, Jan Point Building Maintenance Services, LGC Global, Santa Fe Building Maintenance, Tribeca Corp., and Allied Universal Janitorial Services each submitted proposals for consideration. A summary of the RFPs and offers received is as follows: 158 Vendors were notified 45 Vendors downloaded the RFP 21 Santa Ana vendors notified 6 Proposals received Agreement for Janitorial Services for Police Department Facilities October 5, 2021 Page 2 Of the six proposals received, Tribeca Corporation, was deemed non responsive due to submitting an incomplete proposal. The five remaining proposals were opened on August 10, 2021, and evaluated. A team of staff from the Police Department and Public Works Agency evaluated and rated each proposal. The proposers were ranked by the review committee based on the following criteria as established in the RFP: Responsiveness to the RFP (10%) Experience of Firm and Personnel (40%) Pricing (50%) The scoring for each proposal out of a maximum of 500 points is as follows: Allied Universal490 Guaranteed465 Santa Fe462 Jan Point357 LGC Global285 TribecaNon-Responsive Allied Universal was the most responsive and capable respondent. Allied Universal has over a decade of experience working with multiple government agencies throughout Southern California, and the police departments at the City of Los Angeles, the City of Anaheim, the City of Newport Beach, and the City of Phoenix. Police departments have unique and challenging needs when it comes to janitorial services, with the facilities being open 24 hours per day, seven days per week. These facilities require various types of spaces cleaned, including office areas, visitation rooms, fitness center, locker rooms, and medical areas. Additionally, Allied Universal was awarded the contract for the City of Santa Ana’s janitorial services in November 2019. The City contract includes a total of 16 buildings, with City Hall, Corporate Yard, the Santa Ana Regional Transit Center, six community centers, and the City’s two libraries. Allied Universal is a local Santa Ana business with its corporate offices located at 1551 N Tustin Avenue. The Police Department is recommending the City enter into a three-year agreement with Allied Universal Janitorial Services. The three-year agreement will cover the period of November 1, 2021 through October 31, 2024, in the amount of $2,233,523.04. The three- year pricing for the agreement is as follows: Year 1Year 2Year 3Total Annual Base656,920.47 676,628.09 696,926.93 2,030,475.49 Contingency65,692.05 67,662.81 69,692.69 203,047.55 722,612.52 744,290.90 766,619.62 2,233,523.04 Agreement for Janitorial Services for Police Department Facilities October 5, 2021 Page 3 The contingency will cover unanticipated services and temporary services, such as enhanced COVID-19 disinfection services. ENVIRONMENTAL IMPACT There is no environmental impact associated with this action. FISCAL IMPACT Funds for this agreement are available and will be budgeted in future budget years as follows: Accounting Unit- Accounting Unit, Account Fiscal YearAccount #DescriptionAmount FY 2021-2201114403 62300Building and Facility - Contract Svcs481,741.68 FY 2022-2301114403 62300Building and Facility - Contract Svcs737,064.77 FY 2023-2401114403 62300Building and Facility - Contract Svcs759,176.72 FY 2024-2501114403 62300Building and Facility - Contract Svcs255,539.87 Total2,233,523.04 EXHIBIT(S) 1. Agreement with Allied Universal Janitorial Services Submitted By: David Valentin, Police Chief Approved By: Kristine Ridge, City Manager Community Development Agency santa-ana.org/cd Item # 14 City of Santa Ana 20 Civic Center Plaza, Santa Ana, CA 92701 Staff Report October 5, 2021 TOPIC: Approve Street Outreach and Engagement Agreement with City Net AGENDA TITLE: Approve an Agreement with City Net to Provide Street Outreach and Engagement Services and an Enhanced Pilot Program to Divert Santa Ana Police Department Calls for Service for Quality-of-Life Services, in an Amount not to Exceed $1,300,000 through June 30, 2022 (Non-General Fund (Revive Santa Ana Program) RECOMMENDED ACTION 1.Authorize the City Manager to execute an agreement with City Net in an amount not to exceed $1,300,000 to provide street outreach and engagement services and an enhanced Pilot Program to divert Santa Ana Police Department calls for service for quality-of-life services from November 1, 2021 through June 30, 2022, subject to non- substantive changes approved by the City Manager and City Attorney. 2.Authorize the City Manager to execute agreements required by state or federal agencies for the use of HHAP and ARPA funding. DISCUSSION In October, 2019, the City Council approved an agreement with City Net to provide a pilot program for street outreach and engagement services for individuals experiencing homelessness in Santa Ana. Following their early successes, the pilot agreement was amended and extended through October 2021. Since this time, City Net has provided over 9,000 outreach contacts and has successfully exited over 700 individuals off the streets of Santa Ana. With approval of this item, agreement #A-2021-104 will be terminated and a new agreement will be executed that will include the enhanced Pilot Program. People living on the streets are confronted with unimaginable challenges every day, and deploying effective programs and mental health workers to meet their diverse needs is essential to achieve positive results. The Santa Ana outreach and engagement program and Quality of Life Team officers’ efforts have brought into glaring focus the mental health perils of people living on the streets. The streets have become unsuitable waiting rooms Approve Street Outreach and Engagement Agreement with City Net October 5, 2021 Page 2 for individuals needing both housing and mental health services. Over the last 12 months, 16 percent of Santa Ana Police Department (SAPD) calls for service have been homeless-related and many of these calls were regarding mental health concerns. To address both on-going street outreach/engagement services and calls for service, staff proposes an innovative response to traditional street outreach and engagement that will divert non-violent mental health or substance abuse calls for service for individuals experiencing homelessness away from the Police Department and from the mySantaAna App to these teams. The goal is to transition calls to subject-matter experts who are highly trained in their profession of homeless services crisis intervention, mental health, addiction and medical services to provide the best response to those in need. These experts rely on trauma-informed techniques to de-escalate situations and bring them to a non-violent resolution. Teams will only request the SAPD to respond if the situation presents criminal activity or public safety concerns. With the goal of expanding outreach services, the City released a request for proposals (RFP), including a program to divert 911 calls. The City received applications from three organizations. A review committee composed of the Community Development Agency and Santa Ana Police Department staff rated the applications and interviewed the three organizations. It is the review team’s recommendation that City Net is best suited to provide these services. City Net has successfully provided a similar program this past year for the City of Anaheim. City Net has worked on a myriad of the most visible homeless encampments in Southern California, including the Santa Ana River Trail, the Civic Center Plaza of the Flags, and more recently, El Centro Cultural de Mexico. They have been a tremendous partner, working collaboratively with SAPD, providing referrals to shelter, and providing case management for a number of individuals experiencing homelessness in Santa Ana. During the pilot program, City Net will provide teams working across the City, seven days a week from 7 a.m. to 9 p.m. The program will be evaluated in spring 2022 to determine the recommended outreach program and financial requirements needed for Fiscal Year 2022-23. FISCAL IMPACT Accounting Unit, Accounting Fund DescriptionAccount Fiscal YearAmount Unit-Account Description ARPA-CDA, American FY 21-22 18118013-69135Payment to $1,000,000 (Nov.-June) Rescue Plan Act Subagent HHAP-1, Emergency and FY 21-22 12218716-69135Payment to $ 300,000 (Nov.-June) Health Grants Subagent Total$1,300,000 Approve Street Outreach and Engagement Agreement with City Net October 5, 2021 Page 3 Funds may vary slightly should additional American Rescue Plan Act (ARPA) funding be allocated to this Pilot program, thus reducing Homeless Housing, Assistance and Prevention (HHAP) funding. EXHIBIT(S) 1. Agreement with City Net Submitted By: Steven Mendoza, Assistant City Manager Approved By: Kristine Ridge, City Manager EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 EXHIBIT 1 Public Works Agency www.santa-ana.org/pw Item # 15 City of Santa Ana 20 Civic Center Plaza, Santa Ana, CA 92701 Staff Report October 5, 2021 TOPIC: Agreement Amendments with Ocean Blue Environmental Services, Inc., and United Storm Water, Inc. AGENDA TITLE Approve Agreement Amendments with Ocean Blue Environmental Services, Inc., and United Storm Water, Inc., for COVID-19 Sanitization Services (Non-General Fund) (Revive Santa Ana Program) RECOMMENDED ACTION 1.Authorize the City Manager to execute a first amendment to the agreement with Ocean Blue Environmental Services, Inc., to provide COVID-19 Sanitization Services and increase the annual expenditure amount for the FY 2021-22 term by $250,000, for a total aggregate amount not to exceed $2,000,000, including the optional extension period, subject to non-substantive changes approved by the City Manager and City Attorney. 2.Authorize the City Manager to execute a first amendment to the agreement with United Storm Water, Inc., to provide COVID-19 Sanitization Services and increase the annual expenditure amount for the FY 2021-22 term by $250,000, for a total aggregate amount not to exceed $2,000,000, including the optional extension period, subject to non-substantive changes approved by the City Manager and City Attorney. DISCUSSION In response to the COVID-19 pandemic in 2020, Ocean Blue Environmental Services, Inc. and United Storm Water, Inc. provided COVID-19 sanitation services throughout the public right-of-way and at City-owned facilities to help reduce community transmission of COVID-19. An extensive sanitization program was established which included the routine sanitization of bus shelters citywide, municipal facilities, parks, City-owned parking structures, and public right-of-way segments in Downtown Santa Ana. On June 15, 2021, the City entered into new agreements with Ocean Blue Environmental Services, Inc., and United Storm Water, Inc. for spill response, hazardous waste disposal, and storm drain facility maintenance services. As Santa Ana has historically been one of the cities with the highest number of daily COVID-19 cases in Orange County, there is a need to amend these agreements to again provide COVID-19 sanitization services to help Agreement Amendments with Ocean Blue Environmental & United Stormwater October 5, 2021 Page 2 reduce community transmission of COVID-19 and variants. A COVID-19 sanitization schedule will be developed, similar to the schedule implemented in 2020, which will focus on the routine sanitization at congregate settings, such as bus shelters, street furniture, and high-contact surfaces. This project will be funded using federal American Rescue Plan Act (ARPA) funding. ENVIRONMENTAL IMPACT There is no environmental impact associated with this action. FISCAL IMPACT Funds are available for expenditure in Fiscal Year 2021-22 and will be budgeted in subsequent fiscal years as shown below in the estimated spending plan: Ocean Blue Environmental Services, Inc. Agreement Term (June 15, 2021, through June 14, 2024) Accounting Fiscal Fund Accounting Unit, Unit – Amount YearDescriptionAccount Description Account No. Federal Clean Federal Clean Water 2020-2105717640-Water Protection Enterprise, $12,500 (June)62300Protection Contract Services- EnterpriseProfessional Civic Center-Regular 2021-2207413250-Civic Center Maintenance, $2,500 (June)62320MaintenanceMaintenance & Repair Buildings & Ground Federal Clean Federal Clean Water 2021-2205717640-Water Protection Enterprise, $300,000 (July-June)62300Protection Contract Services- EnterpriseProfessional Civic Center-Regular 2021-2207413250-Civic Center Maintenance, $50,000 (July-June)62320MaintenanceMaintenance & Repair Buildings & Ground Federal Clean Federal Clean Water 2022-2305717640-Water Protection Enterprise, $300,000 (July-June)62300Protection Contract Services- EnterpriseProfessional Civic Center-Regular 2022-2307413250-Civic Center Maintenance, $50,000 (July-June)62320MaintenanceMaintenance & Repair Buildings & Ground Agreement Amendments with Ocean Blue Environmental & United Stormwater October 5, 2021 Page 3 Ocean Blue Environmental Services, Inc. Accounting Fiscal Fund Accounting Unit, Unit – Amount YearDescriptionAccount Description Account No. Federal Clean Federal Clean Water 2023-2405717640-Water Protection Enterprise, $287,500 (July-June)62300Protection Contract Services- EnterpriseProfessional Civic Center-Regular 2023-2407413250-Civic Center Maintenance, $47,500 (July-June)62320MaintenanceMaintenance & Repair Buildings & Ground Previously Approved Funding:$1,050,000 First Amendment 18117013-American ARPA – PWA, 2021-22 62300Rescue Plan Contract Services-$250,000 (Oct.-June) (22-1307)Act (ARPA)Professional Amended FY 2021-22 Funding:$250,000 3-Year Agreement Term - SUBTOTAL:$1,300,000 Optional Extension Period (June 15, 2024, through June 14, 2026) Federal Clean Federal Clean Water 2023-2405717640-Water Protection Enterprise, $12,500 (June)62300Protection Contract Services- EnterpriseProfessional Civic Center-Regular 2023-2407413250-Civic Center Maintenance, $2,500 (June)62320MaintenanceMaintenance & Repair Buildings & Ground Federal Clean Federal Clean Water 2024-2505717640-Water Protection Enterprise, $300,000 (July-June)62300Protection Contract Services- EnterpriseProfessional Civic Center-Regular 2024-2507413250-Civic Center Maintenance, $50,000 (July-June)62320MaintenanceMaintenance & Repair Buildings & Ground Federal Clean Federal Clean Water 2025-2605717640-Water Protection Enterprise, $287,500 (July-June)62300Protection Contract Services- EnterpriseProfessional Agreement Amendments with Ocean Blue Environmental & United Stormwater October 5, 2021 Page 4 Ocean Blue Environmental Services, Inc. Accounting Fiscal Fund Accounting Unit, Unit – Amount YearDescriptionAccount Description Account No. Civic Center-Regular 2025-2607413250-Civic Center Maintenance, $47,500 (July-June)62320MaintenanceMaintenance & Repair Buildings & Ground 2-Year Extension Funding (Previously Approved) - SUBTOTAL:$700,000 AGREEMENT TOTAL:$2,000,000 United Storm Water, Inc. Agreement Term (June 15, 2021, through June 14, 2024) Accounting Fiscal Fund Accounting Unit, Unit – Amount YearDescriptionAccount Description Account No. Federal Clean Federal Clean Water 2020-2105717640-Water Protection Enterprise, $12,500 (June)62300Protection Contract Services- EnterpriseProfessional Refuse Refuse Collection 2020-2106917940- Collection Service, Contract $2,500 (June)62300 ServiceServices-Professional Federal Clean Federal Clean Water 2021-2205717640-Water Protection Enterprise, $300,000 (July-June)62300Protection Contract Services- EnterpriseProfessional Refuse Refuse Collection 2021-2206917940- Collection Service, Contract $50,000 (July-June)62300 ServiceServices-Professional Federal Clean Federal Clean Water 2022-2305717640-Water Protection Enterprise, $300,000 (July-June)62300Protection Contract Services- EnterpriseProfessional Refuse Refuse Collection 2022-2306917940- Collection Service, Contract $50,000 (July-June)62300 ServiceServices-Professional Federal Clean Federal Clean Water 2023-2405717640-Water Protection Enterprise, $287,500 (July-June)62300Protection Contract Services- EnterpriseProfessional Agreement Amendments with Ocean Blue Environmental & United Stormwater October 5, 2021 Page 5 United Storm Water, Inc. Accounting Fiscal Fund Accounting Unit, Unit – Amount YearDescriptionAccount Description Account No. Refuse Refuse Collection 2023-2406917940- Collection Service, Contract $47,500 (July-June)62300 ServiceServices-Professional Previously Approved Funding:$1,050,000 First Amendment 18117013-American ARPA – PWA, 2021-22 62300Rescue Plan Contract Services-$250,000 (Oct.-June) (22-1307)Act (ARPA)Professional Amended FY 2021-22 Funding:$250,000 3-Year Agreement Term - SUBTOTAL:$1,300,000 Optional Extension Period (June 15, 2024, through June 14, 2026) Federal Clean Federal Clean Water 2023-2405717640-Water Protection Enterprise, $12,500 (June)62300Protection Contract Services- EnterpriseProfessional Civic Center-Regular 2023-2407413250-Civic Center Maintenance, $2,500 (June)62320MaintenanceMaintenance & Repair Buildings & Ground Federal Clean Federal Clean Water 2024-2505717640-Water Protection Enterprise, $300,000 (July-June)62300Protection Contract Services- EnterpriseProfessional Refuse Refuse Collection 2024-2506917940- Collection Service, Contract $50,000 (July-June)62300 ServiceServices-Professional Federal Clean Federal Clean Water 2025-2605717640-Water Protection Enterprise, $287,500 (July-June)62300Protection Contract Services- EnterpriseProfessional Civic Center-Regular 2025-2607413250-Civic Center Maintenance, $47,500 (July-June)62320MaintenanceMaintenance & Repair Buildings & Ground 2-Year Extension Funding (Previously Approved) - SUBTOTAL:$700,000 TOTAL$2,000,000 Agreement Amendments with Ocean Blue Environmental & United Stormwater October 5, 2021 Page 6 EXHIBIT(S) 1.First Amendment to Agreement with Ocean Blue Environmental Services, Inc. 2.First Amendment to Agreement with United Stormwater, Inc. Submitted By: Nabil Saba, Executive Dir Public Works Approved By: Kristine Ridge, City Manager GJSTUBNFOENFOU!UPBHSFFNFOUUP!QSPWJEF!TQJMM SFTQPOTF-!IB\[BSEPVT!XBTUF!EJTQPTBM-BOE!TUPSN!ESBJO!GBDJMJUZ! NBJOUFOBODFTFSWJDFT THIS FIRSTAMENDMENT to the above-referenced agreementis entered into on October 5, 2021,by and between Ocean Blue Environmental Services, Inc. (Consultant,and the City of Santa Ana, a charter city and municipal corporation organized and existing under the Constitution and laws of the State of California(City). SFDJUBMT A.The parties entered into Agreement No.A-2021-097-01,dated June 15, 2021,by which Consultant agreed to provide spill response, hazardous waste disposal,and storm drain facilitymaintenanceThe term of the Agreement isfor threeyears (with one two-year option exercisable by the City), and the Agreement remains in effect. B.The primary purpose of the Agreement is for spill response, hazardous waste disposal,and storm drain facilitymaintenanceservices, thoughthe Consultant represents it is able and willing to provide COVID-19 Sanitization Servicesto assist the City in controlling the spread of COVID-19and variants. C.The parties now wish toamend the scope of services to provide further COVID-19 Sanitization Services, andtoadjustthe amount to beexpendedunder the Agreementusing . D.ARPA was signed into law in March 2021. ARPA provides funding for a number of different programs, including the Coronavirus State and Local Fiscal Recovery Fund recover from the COVID-19 public health emergency. E.Thescope of services provided by Consultant is an allowable use under the SLFRF because it addresses public health risks related to homelessness and exacerbated by the pandemic, and because it improves conditions in areas of the City used primarily by underserved communities and/or in qualified census tracts. Uif!Qbsujft!uifsfgpsf!bhsff;!! 1.Tfdujpo!2-Tdpqf!pg!Tfswjdft, is amended to include COVID-19 Sanitization Services, as further described in Exhibit A, attached hereto and incorporated herein by reference. 2.Tfdujpo!3-Dpnqfotbujpo,is amended to increase the not-to-exceed expenditure under the Agreement from $350,000 to $600,000for theone-year term ending on June 30, 2022. As the recipient of ARPA SLFRF funds, Consultant will be required to comply with any and all compliance requirements for the use of SLFRF funds, any and all reporting requirements for expenditures of SLFRF funds, as well as compliance with 2 CFR 200.332 regarding pass- through entities. Page 2 of 3 3.Except as modified by this First Amendment, all terms and conditions of the Agreement shall remain in full force and effect. IN WITNESS WHEREOF, the parties hereto have executed this FirstAmendment to the Agreement on the date and year first written above. BUUFTUDJUZ!PG!TBOUB!BOB _____________________________________________________________ Daisy GomezKristine Ridge Clerk of the CouncilCity Manager BQQSPWFE!BT!UP!GPSNDPOTVMUBOU Sonia R. Carvalho City Attorney By:__________________________________________________________ Ryan O. HodgeName: Assistant City AttorneyTitle: SFDPNNFOEFE!GPS!BQQSPWBM ________________________________ Nabil Saba, PE Executive Director Public Works Agency Page 3 of 3 ! FYIJCJU!B! TDPQF!PG!TFSWJDFT B/ DPWJE.2:!TBOJUJ\[BUJPO!TFSWJDFT! ! 1. Contractor shall provide COVID-19 Sanitization Services at congregate settings and on high- contact surfaces throughout the public right-of-way including, but not limited to: a. Bus shelters; b. Street furniture; c. Signs; d. Waste receptacles; e. Park facilities; f. Santa Ana Regional Transportation Center (SARTC); g. City Hall; h. Libraries; i. Senior Centers; j. Other surfaces/locations identified by the City. 2. Methods to provide COVID-19 Sanitization Services shall include, but are not limited to: a. Pressure washing surfaces with disinfection solutions; b. Hand-wiping/scrubbing surfaces with disinfection solutions; c. Using a hand-held sprayer with disinfection solutions; d. Other methods suggested by Contractor and approved by the City. 3. Contractor shall manifest, transport, and dispose of all waste and wastewater generated from providing COVID-19 Sanitization Services to the satisfaction of the California Department of Toxic Substance Control (DTSC), the United States Department of Transportation (DOT), the United States Environmental Protection Agency (USEPA), the permitted disposal facilities receiving the waste or wastewater, and any other applicable Federal, State, or local regulations. No waste or wastewater generated from providing COVID-19 Sanitization Services shall be transported to the City Corporate Yard for disposal. 4. Contractor shall only use disinfection solution(s) proven to be effective at eliminating COVID- 19. Disinfection solutions must be approved by the City prior to use. 5. Contractor shall ensure all employees are supplied with and use adequate Personal Protective Equipment (PPE) while providing COVID-19 Sanitization Services. 6. Contractor shall establish a safe perimeter to ensure the public is not impacted while providing COVID-19 Sanitization Services. 7. Contractor shall immediately notify the City if any of its employees conducting COVID-19 Sanitization Services test positive for COVID-19 and shall take all necessary precautions, as recommended by the Orange County Health Care Agency, to mitigate the spread of COVID-19 to City Staff and the public. Page 2 of 3 ! FYIJCJU!B! 8. Contractor shall implement Best Management Practices (BMPs) to ensure no disinfection solutions or wastewater are negative environmental impacts associated with COVID-19 Sanitization Services. Contractor shall immediately notify the City in the event any disinfection solutions or wastewater are . 9. Contractor shall document all COVID-19 Sanitization Services and send the City weekly updates, including photos and dates, of each location sanitized. Page 3 of 3 Parks, Recreation, and Community Services www.santa-ana.org/parks Item # 16 City of Santa Ana 20 Civic Center Plaza, Santa Ana, CA 92701 Staff Report October 5, 2021 TOPIC: Proposed Athletics Facility Reservation Policy AGENDA TITLE: Adopt a Resolution for Athletic Facility Reservation Policy RECOMMENDED ACTION Adopt a resolution for Athletic Facility Reservation Policy. DISCUSSION Information regarding the current inequitable athletic field allocation process was brought to the City of Santa Ana’s attention, alleging certain organizations/league owners received preferential treatment with respect to reserving Athletic Facilities. In addition, allegations that local organizations were forced to sub-lease fields in order to obtain playing time in the City of Santa Ana after being informed that fields were unavailable through the normal reservation process was also brought forward. The alleged disparate allocation of Athletic Facilities and sub-leasing of fields to select individuals and organizations over the course of many years prompted the City of Santa Ana to conduct a fair and impartial investigation which lasted five months. The development of the Athletic Facility Reservation Policy (“Policy”) included the following process: Utilization of the investigation results and evaluation of the current system to create a Policy that provides equitable and fair access to all users. Incorporation of best practices within the Parks and Recreation profession related to policies and process. Current athletic facility users notified and received the draft Policy and Guide on September 20, 2021. PRCSA did not solicit input from current athletic facility users in order to prevent organizations/league owners who were alleged to have received preferential treatment to influence the updated Facility Allocation process. The Parks, Recreation and Community Services Commission reviewed and discussed the proposed Policy at their regular meeting held on September 23, 2021. Commissioners (one vacant position) provided input as follows: Commissioners Woo, Nelson and Gomez are in support of the policy and moving Proposed Athletics Facility Reservation Policy October 5, 2021 Page 2 forward. Commissioners Mouet, Ramirez and Torreblanca preferred to have significant outreach efforts conducted before a policy is implemented. The proposed Policy will provide an effective framework for the administration of reservation permits while providing equitable and reasonable access to City’s public athletic facilities. The intent of this Policy (Exhibit 2) is to guide access, reservations, and use of the City’s athletic facilities by residents, community organizations, businesses, and nonresidents. This Policy governs all City of Santa Ana fields, courts, and their supporting amenities. In addition to the proposed Policy, the City of Santa Ana developed an Athletic Facility Allocation Guide (Exhibit 3) that outlines procedures and requirements associated with athletic facility use in the City of Santa Ana. Significant areas of this proposed Policy include: Athletic Facility User Classifications Athletic facility users are classified into groups for purposes of determining priority of use and assessing fees. City athletic Facilities shall be available for use by the public for recreational, educational, civic, and commercial purposes. Athletic facilities are playing areas used for softball/baseball, football, soccer, and other similar sports. Implementation of a New Santa Ana Youth Sports Coalition (YSC) Membership consists of qualified local, non-profit youth organizations. Groups must maintain an official tax exempt, non-profit status with the Internal Revenue Service. Organizations must be established and affiliated with a nationally recognized sports organization. A minimum of 90% of participants playing in recreation focused programs and 70% participants in travel/club focused programs must be Santa Ana residents. Verification of an organization’s player residency is due no later than 30 calendar days prior to the first scheduled Youth Sports Coalition meeting. YSC organizations meet twice annually, in October for sports played during January through June and in March for sports played during July through December, for approval of field allocation usage. Permit Fees Reservation fees referenced in this Policy for use of the athletic facilities shall be pursuant to the City’s Miscellaneous Fee Schedule as adopted by the City Council. Payment in full for the athletic facility permit is due 15 days prior to the reservation and failure to pay is grounds for cancellation of permit. Permits Nontransferable Reservation requests must be submitted on approved City application forms. Applicants must be at least 21 years of age, and when applicable the applicant must provide evidence authorizing them to reserve facilities on behalf of an organization. Reservation Proposed Athletics Facility Reservation Policy October 5, 2021 Page 3 permits are nontransferable. Reservations will be cancelled due to the misrepresentation or falsification of information, and/or failure to comply with City Policy and procedural requirements. Such cancellations may be subject to forfeit of all fees and deposits paid. Athletic Facility Allocation Process Athletic facility reservation requests are accepted and processed on a first-come, first- served basis following the allocation of fields and courts for Priority 1 and 2 organizations. Next steps to move this Policy forward include the following steps: 1.Adopt a Resolution for Athletic Reservation Policy (October 5, 2021) 2.Amend Miscellaneous Fee Schedule (November 16, 2021) 3.Implementation of Policy and Miscellaneous Fee Schedule (January 1, 2022) ENVIRONMENTAL IMPACT There is no environmental impact associated with this action. FISCAL IMPACT There is no fiscal impact related to this report. EXHIBIT(S) 1. Resolution to adopt the Athletic Facility Reservation Policy 2. Proposed Athletic Facility Reservation Policy 3. Athletic Facility Allocation Guide Submitted By: Lisa Rudloff, Executive Dir. of Parks, Recreation and Community Services Approved By: Kristine Ridge, City Manager LR 10/5/21 Exhibit 1 RESOLUTION NO. 2021-XXX A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SANTA ANA APPROVING THE ATHLETIC FACILITY RESERVATION POLICY WHEREAS,use of City parks and athletic facilitiesshould be prioritized for use by City residents; WHEREAS, facilitiesare widely used by many youth and adultsports organizationsand the City has received complaints over the years about the way in which facility reservations werehandled; WHEREAS, the City of Santa Ana Parks, Recreation & Community Services Agency fair, equitable, and transparent way for the PRCSA to handle acces facilities and provide guidance for City staff and the public on access, reservations and use of the City athletic facilities by residents, youth and adult sports organizations, businesses and non- residents;and WHEREAS, theParks, Recreation and Community Services Commission considered the draft Athletic Facility Reservation Policyand Allocation Guideat their September 23, 2021 meetingand provided input. NOW, THEREFORE, BE IT RESOLVEDby the City Council of the City of Santa Ana as follows: Section 1.The Athletic Facility Reservation Policy, attached as Exhibit A, ishereby approved. Section 2.This Resolution shall take effect immediately upon its adoption by the City Council, and the Clerk of the Council shall attest to and certify the vote adopting this Resolution. ADOPTED this___day of October,2021. Vicente Sarmiento Mayor APPROVED AS TO FORM: Sonia R. Carvalho, City Attorney By: Laura A. Rossini ChiefAssistant City Attorney Resolution No. 2021-XXX Page 1of2 LR 10/5/21 Exhibit 1 AYES:Councilmembers NOES: Councilmembers ABSTAIN:Councilmembers NOT PRESENT:Councilmembers CERTIFICATE OF ATTESTATION AND ORIGINALITY I,DAISY GOMEZ, Clerk of the Council, do hereby attest to and certify the attached Resolution No.2021-XXXto be the original resolution adopted by the City Council of the City of Santa Ana onOctober___,2021. Date: Daisy Gomez Clerk of the Council City of Santa Ana Resolution No. 2021-XXX Page 2of2 Exhibit A PARKS, RECREATION AND COMMUNITY SERVICES AGENCY Athletics Facility Reservation Policy City Council Resolution Number: xx-xx City Council Approved: xx/xx/xxxx ExecutiveDirector 1.0POLICY STATEMENT The Parks, Recreation and Community Services Agency (PRCSA) is responsible for managing the City’s athletics facilities for public enjoyment. This Athletics Facility Reservation Policy (Policy) is established to ensure the use of City facilities 1) aligns with the City’s core mission, vision, and values; 2) provides equitable and fair access to all users; 3) remains equitably and fairly priced; 4) operates in a fiscally responsible manner; and 5) supports a healthy, safe, vibrant, and sustainable community. 2.0 POLICY PURPOSE AND INTENT The purpose of the Policy is to provide an effective framework for the administration of reservation permits that provide equitable and reasonable access to City public athletic facilities. The intent of this Policy is to guide access, reservations, and use of the City’s athletic facilities by residents, community organizations, businesses, and nonresidents. This Policy governs all City of Santa Ana fields, courts, and their supporting amenities. 3.0POLICY ESTABLISHMENT AND PERMIT FEES The PRCSA shall implement and administer the Policy. All fees charged for use of the athletics facilities shall be pursuant to the City’s Miscellaneous Fee Schedule as adopted by the City Council. 4.0 RESERVATION PERMIT PRIORITIES The resident and nonresident permit prioritiesbelow define the scheduling priority and corresponding fees. Priority 1 City-sponsored athletic activities serving Santa Ana residents. Priority 2 Resident: Non-Profit Organization for Recreational Use. Santa Ana based youth sports organizations with participation equal to, or exceeding 90 percent Santa Ana residents for recreation-based programs, and 70percent for competitive level club programs. Santa Ana schools/colleges, incorporated nonprofit, civic, social, and cultural/religious organizations with at least 51 percent Santa Ana residents. To qualify, organizations must meet and fulfill all team and organization requirements of the City’s Allocation Procedure for Sports Facilities. Exhibit A Priority 3 Resident: Group, Private Party or Business athletic activities and events for Recreational Use. Priority 4 Resident: Private Party or Business for Commercial Use or Profit Making. Santa Ana businesses and profit-making organizations. Priority 5 Non-Resident: Group or Private Party for Recreational Use. Non-Santa Ana businesses and profit-making organizations/companies. Priority 6 Non-Resident:Private Party or Business for Commercial Use or Profit Making. Non Santa Ana businesses and profit-making organizations. 5.0 YOUTH SPORTS COALITION Scheduling for City athletic field use occurs through the City of Santa Ana Youth Sports Coalition (YSC) program. The PRCSA manages the YSC consisting of qualified local, non- profit youth organizations. These groups must maintain an official tax exempt, non-profit status with the Internal Revenue Service (IRS). Additionally, a minimum of 90% of their participants must be Santa Ana residents. YSC organizations meet twice annually, in October for sports played during January through June and in March for sports played during July through December, for approval of field allocation usage. 5.1 Youth Sports Coalition Member Process The Athletic Field Use Allocation Program outlines the specific YSC eligibility requirements for youth sports member organizations. Youth sports organizations qualifying under this program must attend biannual YSC meetings facilitated by the PRCSA. 5.2 Youth Sports Coalition Organization Criteria 5.2.1The qualified local non-profit youth organization is a functioningentity with its own governing body with rules and regulations. 5.2.2Organizations must be recognized as non-profit or tax-exempt and be in good standing with the IRS. Copy of the IRS tax exemption letter certifying its current non-profit or tax-exempt status is required. 5.2.3No less than 90 percent of the organization’s participants must be Santa Ana residents in the following zip codes: 92701; 92702; 92703; 92704; 92705; 92706 92707; 92708. Addresses listed on the player documentation needed to verify the Santa Ana residency requirement. 5.2.4 Organizations must be established and affiliated with a nationally recognized sports organization. 5.2.5The organization’s primary function is to provide an opportunity for youth to be involved in sports primarily at a recreational level. Exhibit A Recreation level is participation being open to all participants regardless of talent level and all participants provided playing time. 5.2.6 Each member organization is responsible for appointing a single representative. It is the responsibility of the organization’s representative to attend all meetings scheduled by the PRCSA pertaining to use of athletic fields through the YSC process. 5.3 Youth Sports Coalition Application Submittal Athletic field-use application requests are due to the PRCSA 30-days prior to the scheduled fall and spring YSC meetings. Athletic field-use applications must include: 5.3.1Completed and signed Athletic Field Permit Application 5.3.2 The City of Santa named as additionally insured on the Certificate of Liability Insurance and on the Additional Insured Endorsement page. 5.3.3 A copy of the organizations indemnity waiver including the City of Santa Ana listed in the hold harmless section. 5.3.4 Proof of an IRS tax-exempt non-profit status. 5.3.5 Player residency documentation and or rosters must be certified by one governing association (main chapter parent organization), which will be used to determine classification status and be signed by the league’s board of officers. Player addresses with a post office box number are not accepted. PRCSA staff will verify player documentation/residency. All determinations made by the PRCSA are final. 6.0ADULT SPORTSFACILITY USERS Adult sports facility reservation requests will be accepted and processed on a first-come, first-served basis following the allocation of fields and courts for Priority 1 and 2 organizations. The City will determine which days, times, and fields are available for reservation based on other scheduled use, field capacity, and maintenance requirements. 6.1 Requests to reserve a field or court must be received a minimum of 30 days prior to the scheduled activity/event. Athletic field-use applications must include: 6.1.1 Completed and signed Athletic Field Permit Application 6.1.2The City of SantaAnanamed as additionally insured on the Certificate of Liability Insurance and on the Additional Insured Endorsement page. 6.1.3A copy of the organizations indemnity waiver including the City of Santa Ana listed in the hold harmless section. Exhibit A 6.1.4 No less than 70 percent of the organization’s participants must be Santa Ana residents in the following zip codes: 92701; 92702; 92703; 92704; 92705; 92706 92707; 92708. Addresses listed on the player documentation needed to verify the Santa Ana residency requirement. 6.1.5 Verification of an organization’s player residency is due no later than 30 calendar days prior to the scheduled activity/event reservation request. Player addresses with a post office box number are not accepted. PRCSA staff will verify player documentation. All determinations made by the PRCSA are final. 7.0 RESERVATION CALENDAR 7.1 Field/Court Allocations Athletics facilities will be provided in seasonal allocations to meet community needs for City programs and local youth sports organizations (Priority 1 and 2). Seasonal allocation schedule requests will be reviewed by PRCSA prior to the YSC regular meetings in October and March. The City will make the final field allocation determinations dependent upon which days, times, and fields are available for reservation based on other scheduled use, field capacity, and maintenance requirements. 7.2Tournament Permit Requests Requests of Priority 1 and 2 organizations, for national championship caliber events must be submitted a minimum of 12 months in advance. Other tournament requests may be considered and approved during the seasonal allocation process. Limit of one Tournament Permit to be issued per organization per year. 7.3Other PermitRequests Following the allocation of fields and courts for Priority 1 and 2 organizations, reservation requests will be accepted and processed on a first-come, first-served basis. The City will determine which days, times, and fields are available for reservation based on other scheduled use, field capacity, and maintenance requirements. 7.4Requests to reserve a field or court must be received a minimum of 30 days prior to the scheduled activity/event. Requests received with less than 30 days’ noticewill be accommodated as time and conditions allow. Upon receipt and review of all required documentation, City staff will confirm approval of the reservation in writing. 8.0 PERMIT REQUIREMENTS 8.1 Asdetermined by the City, public and private events such as opening day ceremonies and nationalathleticevents may require allof the following: 8.1.1 Special Event Permit 8.1.2 Additional liability insurance as determined by the City’s Risk Management 8.1.3Hold Harmless Agreement and Certificate of Worker’s Compensation 8.1.4Security services Exhibit A 8.1.5 Fees for additional services (e.g. event staff, custodial, parking management, and portable restrooms) 8.1.6Additional event plans (e.g. event marketing, parking, security, crowd-control, ticketing, waste management/recycling) 8.1.7 List of vendors, including names, addresses, contact informationand business license 8.1.8 Installation of temporary structures (e.g.bleachers, stages, fences, tents) 8.1.9Additional requirements and City department approvals as identified by the City 8.1.10 Reservations may require additional program, facility, or maintenance personnel due to the size or nature of the event. Full costs associated with the assigned city staff apply. 8.1.11 Additionally, Police Services may be required depending on size of the event. Respective police services fees will apply. 8.2Camp/Clinic Permit Requirements As space allows requests for camps and clinics will be considered following the completion of the allocation schedule. Clinics and camps may not exceed 50 participants per field. Exceptions granted upon written approval by the PRCSA. YSC organizations may host one (1) clinic or camp per calendar year. 9.0 FEES, PAYMENTS, DEPOSITS, AND INSURANCE 9.1Fees and Payments The reservation fees referenced in this Policy for use of the athletics facilities shall be pursuant to the City’s Miscellaneous Fee Schedule as adopted by the City Council. Payment in full for athletic field permit isdue 15 days prior to the reservation and failure to pay is grounds for cancellation of permit. 9.2Deposits Applicants must pay a deposit at the time of application. Depositswill be refunded following the event assuming all conditions set forth in the permit are fulfilled. Reservation depositswill not be refunded until after the final reservation date. 9.3 Insurance The City requires applicants to provide liability insurance for an activity/event. Insurance requirements are determined based on the City’s risk assessment of the activity/event. Insurance requirements vary by the type of event, facility, and number of anticipated guests, and are subject to change without notice. Insurance requirements must be fulfilled prior to approval of the application and proof of insurance is required 30 calendar days or more prior to the event. Exhibit A 10.0 RESERVATION CANCELLATIONS AND AMENDMENTS 10.1 Permit Cancellations Field/Court cancellations and refunds will be processed as follows: All cancellations incur a Processing Fee for each occurrence as outlinedby the Miscellaneous Fee Schedule. Failure by the applicant or authorized event contact person to arrive at a scheduled event, and/or failure to provide written cancellation notice will be considered a “No Show.” Applicants with three or more “No Shows” may lose reservation privileges and remaining reservations will be cancelled for the calendar year. 10.2 Permit Amendments Reservation changes include, but are not limited to the following: date, time, fields, courts, number of teams/attendees, and amenities. One change permitted at no charge if requested 5 days or more prior to reservation. A Processing Fee will be charged for each subsequent change. Dependent on when request is submitted, other fees will apply for cancellations or modifications to the original reservation. On the day of the event, additional fees will be invoiced to the nearest half-hour when any member of applicant’s party arrives prior to, or departs after the approved reservation time. Except for tournaments, no refunds or credits will be issued for early departure from an approved reservation permit. 11.0 FACILITY AND SITE REQUIREMENTS 11.1 Drop-In Activities Reservation permits are required for use of City facilities (except in areas where drop- in use is permitted), and for all gatherings with 40 or more people (SAMC Section 31- 3.)Unreserved outdoor athletics facilities are available for drop-in use by private parties on a first-come, first-served basis. Reservations have priority over drop- in/walk-on activities. Organized use of fields or courts, such as officiated games, organized team practices, or activities offered or associated with for-profit or nonprofit organizations is prohibited without an approved reservation. Drop-in use may be limited to accommodate maintenance needs of the turf on all fields. Stadium fields and lighted sports fields are not available for drop-in activities. 11.2 Permits Nontransferable Reservation requests must be submitted on approved City application forms. Applicants must be at least 21 years of age, and when applicable the applicant must provide evidence authorizing them to reserve facilities on behalf of an organization. Reservation permits are nontransferable. 11.3 Unless stated otherwise, reservation periods are in 30-minute increments. The date and hours for the reservation permit shall include the entire activity/event, including time for set-up and clean up after the activity/event. 11.4 Applicants are responsible for following all athletic facility rules, regulations, and requirements of the reservation permit. Failure to comply may result in the forfeit of up Exhibit A to 100 percent of deposit and fees. The City reserves the right to reject future applications. 11.5 The City reserves the right to modify, relocate, or cancel reservations to accommodate unanticipated community needs, maintenance needs, inclement weather, or unforeseen circumstances. As space permits, accommodations will be provided at an alternate field, court, or park site. When alternate facilities are not available or are not acceptable to the applicant, an alternate date or refund will be provided. 11.6 A reservation may be cancelled by the City when an organization is out of compliance with any City policy. A confirmed reservation may be cancelled before or during an event due to unsafe conditions, and/or actions of participants. When appropriate, a mutually agreeable alternate date or a prorated refund will be provided. 11.7 Reservations will be cancelled due to the misrepresentation or falsification of information, and/or failure to comply with City Policy and procedural requirements. Such cancellations may be subject to forfeit of all fees and deposits paid. 11.8 To ensure public safety, the City may access all activities/events in order to confirm rules, regulations, and to ensure applicable laws are being followed during the reservation. 11.9 Emergency Response Applicants will be held responsible for all charges related to a police or fire department response associated with the actions and behavior of participants during the reservation. 11.10 Inspection and Conditions of Facilities Reserved facilities must be left in the same condition as received by the applicant. Any damage or defacement of City athletic facilities, equipment, and/or park amenities will be deducted from the reservation deposit and/or invoiced to the applicant to replace/repair the damage as determined by the City. The City reserves the right to bill the applicant for damages incurred above the deposit amount. 11.11 Reservation Walkthrough First time applicant and/or event contact person must arrange and attend a reservation walk-through meeting at the reserved site at least 30 days prior to the reservation. Failure to complete a site walk-through may result in reservation cancellation and forfeiture of fees and deposits. 11.12 Concession Stands Requests for use of concession stands are due at the time of application. Concession stands typically are equipped with refrigerators, freezers, and ice machines. As available, this equipment is included with the Concession Stand reservation. While the City provides ongoing maintenance of this equipment, the City will not be responsible should the equipment be unavailable due to maintenance issues. All supply and utensil needs for the operation of concession stands is the responsibility of the applicant. If the applicant is planning to operate a Temporary Food Facility (TFF) during a reservation, they are required to apply, meet requirements and obtain a TFF permit prior to selling or giving away food or beverage at an event. The Exhibit A California Health and Safety Code requires a TFF Permit of any person or organization providing food at a community event. All food vendors, including permitted restaurants, are required to apply for and obtain a TFF Permit when participating in a community event. 11.13 Public Address and Amplified Sound Systems Use of public address and amplified sound systems permitted in designated locations in accordance with the terms of the reservation permit. Requests for public address systems will be approved during the application process. 11.14 Security Services Santa Ana Police Department (SAPD) may deem an activity warrants the presence of one or more security personnel and the cost of such service shall be borne by the applicant. Licensed security personnel in uniform are required and subject to approval by the City. Proof of obtaining security personnel is due to the SAPD two weeks prior to the event. 11.15 Custodial Services Clean up after a reservation must be completed by the end of the approved permit time or additional charges may be assessed. 11.16 Additional Permits and Licenses Applicants are responsible for obtaining all necessary permits and licenses required by the City or other regulatory agencies including, but not limited to Special Event Permit, Business License, Alcohol and Beverage Control (ABC) Permit, Orange County Health Department Temporary Food Facility (TFF) Inspection Permit, Orange County Fire Authority Permit, Film Permit, and Vendor Permit. 12.0 ADDITIONAL CITY POLICIES AND AGREEMENTS This Policy may be subject to other City Council approved policies and agreements that establish separate user reservation relationships and associated fees for specific programs and/or entities. PARKS, RECREATION AND COMMUNITY SERVICES AGENCY Athletics Facility Reservation Policy City Council Resolution Number: xx-xx City Council Approved: xx/xx/xxxx Executive Director 1.0POLICY STATEMENT The Parks, Recreation and Community Services Agency (PRCSA) is responsible for managing the City’s athletics facilities for public enjoyment. This Athletics Facility Reservation Policy (Policy) is established to ensure the use of City facilities 1) aligns with the City’s core mission, vision, and values; 2) provides equitable and fair access to all users; 3) remains equitably and fairly priced; 4) operates in a fiscally responsible manner; and 5) supports a healthy, safe, vibrant, and sustainable community. 2.0POLICY PURPOSE AND INTENT The purpose of the Policy is to provide an effective framework for the administration of reservation permits that provide equitable and reasonable access to City public athletic facilities. The intent of this Policy is to guide access, reservations, and use of the City’s athletic facilities by residents, community organizations, businesses, and nonresidents. This Policy governs all City of Santa Ana fields, courts, and their supporting amenities. 3.0POLICY ESTABLISHMENT AND PERMIT FEES The PRCSA shall implement and administer the Policy. All fees charged for use of the athletics facilities shall be pursuant to the City’s Miscellaneous Fee Schedule as adopted by the City Council. 4.0RESERVATION PERMIT PRIORITIES The resident and nonresident permit priorities below define the scheduling priority and corresponding fees. Priority 1 City-sponsored athletic activities serving Santa Ana residents. Priority 2 Resident: Non-Profit Organization for Recreational Use. Santa Ana based youth sports organizations with participation equal to, or exceeding 90 percent Santa Ana residents for recreation-based programs, and 70 percent for competitive level club programs. Santa Ana schools/colleges, incorporated nonprofit, civic, social, and cultural/religious organizations with at least 51 percent Santa Ana residents. To qualify, organizations must meet and fulfill all team and organization requirements of the City’s Allocation Procedure for Sports Facilities. Parks, Recreation and Community Services Agency Athletics Facility Reservation PolicyPage 1 Priority 3 Resident: Group, Private Party or Business athletic activities and events for Recreational Use. Priority 4 Resident: Private Party or Business for Profit Making. Santa Ana businesses and profit- making organizations. Priority 5 Non-Resident: Group or Private Party for Recreational Use. Non-Santa Ana businesses and profit-making organizations/companies. Priority 6 Non-Resident: Private Party or Business for Profit Making. Non Santa Ana businesses and profit-making organizations. 5.0YOUTH SPORTS COALITION Scheduling for City athletic field use occurs through the City of Santa Ana Youth Sports Coalition (YSC) program. The PRCSA manages the YSC consisting of qualified local, non- profit youth organizations. These groups must maintain an official tax exempt, non-profit status with the Internal Revenue Service (IRS). Additionally, a minimum of 90% of their participants must be Santa Ana residents. YSC organizations meet twice annually, in October for sports played during January through June and in March for sports played during July through December, for approval of field allocation usage. 5.1Youth Sports Coalition Member Process The Athletic Facility Use Allocation Program outlines the specific YSC eligibility requirements for youth sports member organizations. Youth sports organizations qualifying under this program must attend biannual YSC meetings facilitated by the PRCSA. 5.2Youth Sports Coalition Organization Criteria 5.2.1The qualified local non-profit youth organization is a functioning entity with its own governing body with rules and regulations. 5.2.2Organizations must be recognized as non-profit or tax-exempt and be in good standing with the IRS. Copy of the IRS tax exemption letter certifying its current non-profit or tax-exempt status is required. 5.2.3No less than 90 percent of the organization’s participants must be Santa Ana residents in the following zip codes: 92701; 92702; 92703; 92704; 92705; 92706 92707; 92708. Addresses listed on the player documentation needed to verify the Santa Ana residency requirement. 5.2.4Organizations must be established and affiliated with a nationally recognized sports organization. 5.2.5The organization’s primary function is to provide an opportunity for youth to be involved in sports primarily at a recreational level. Parks, Recreation and Community Services Agency Athletics Facility Reservation PolicyPage 2 Recreation level is participation being open to all participants regardless of talent level and all participants provided playing time. 5.2.6Each member organization is responsible for appointing a single representative. It is the responsibility of the organization’s representative to attend all meetings scheduled by the PRCSA pertaining to use of athletic fields through the YSC process. 5.3Youth Sports Coalition Application Submittal Athletic facility-use application requests are due to the PRCSA 30-days prior to the scheduled fall and spring YSC meetings. Athletic facility-use applications must include: 5.3.1Completed and signed Athletic Facility Permit Application 5.3.2The City of Santa named as additionally insured on the Certificate of Liability Insurance and on the Additional Insured Endorsement page. 5.3.3A copy of the organizations indemnity waiver including the City of Santa Ana listed in the hold harmless section. 5.3.4Proof of an IRS tax-exempt non-profit status. 5.3.5Player residency documentation and or rosters must be certified by one governing association (main chapter parent organization), which will be used to determine classification status and be signed by the league’s board of officers. Player addresses with a post office box number are not accepted. PRCSA staff will verify player documentation/residency. All determinations made by the PRCSA are final. 6.0ADULT SPORTS FACILITY USERS Adult sports facility reservation requests will be accepted and processed on a first-come, first-served basis following the allocation of fields and courts for Priority 1 and 2 organizations. The City will determine which days, times, and fields are available for reservation based on other scheduled use, field capacity, and maintenance requirements. 6.1Requests to reserve a field or court must be received a minimum of 30 days prior to the scheduled activity/event. Athletic field-use applications must include: 6.1.1Completed and signed Athletic Facility Permit Application 6.1.2The City of Santa Ana named as additionally insured on the Certificate of Liability Insurance and on the Additional Insured Endorsement page. 6.1.3A copy of the organizations indemnity waiver including the City of Santa Ana listed in the hold harmless section. Parks, Recreation and Community Services Agency Athletics Facility Reservation PolicyPage 3 6.1.4No less than 70 percent of the organization’s participants must be Santa Ana residents in the following zip codes: 92701; 92702; 92703; 92704; 92705; 92706 92707; 92708. Addresses listed on the player documentation needed to verify the Santa Ana residency requirement. 6.1.5Verification of an organization’s player residency is due no later than 30 calendar days prior to the scheduled activity/event reservation request. Player addresses with a post office box number are not accepted. PRCSA staff will verify player documentation. All determinations made by the PRCSA are final. 7.0RESERVATION CALENDAR 7.1Field/Court Allocations Athletics facilities will be provided in seasonal allocations to meet community needs for City programs and local youth sports organizations (Priority 1 and 2). Seasonal allocation schedule requests will be reviewed by PRCSA prior to the YSC regular meetings in October and March. The City will make the final field allocation determinations dependent upon which days, times, and fields are available for reservation based on other scheduled use, field capacity, and maintenance requirements. 7.2Tournament Permit Requests Requests of Priority 1 and 2 organizations, for national championship caliber events must be submitted a minimum of 12 months in advance. Other tournament requests may be considered and approved during the seasonal allocation process. Limit of one Tournament Permit to be issued per organization per year. 7.3Other Permit Requests Following the allocation of facilities for Priority 1 and 2 organizations, reservation requests will be accepted and processed on a first-come, first-served basis. The City will determine which days, times, and fields are available for reservation based on other scheduled use, field capacity, and maintenance requirements. 7.4Requests to reserve a field or court must be received a minimum of 30 days prior to the scheduled activity/event. Requests received with less than 30 days’ notice will be accommodated as time and conditions allow. Upon receipt and review of all required documentation, City staff will confirm approval of the reservation in writing. 8.0PERMIT REQUIREMENTS 8.1As determined by the City, public and private events such as opening day ceremonies and national athletic events may require all of the following: 8.1.1Special Event Permit 8.1.2Additional liability insurance as determined by the City’s Risk Management 8.1.3Hold Harmless Agreement and Certificate of Worker’s Compensation 8.1.4Security services Parks, Recreation and Community Services Agency Athletics Facility Reservation PolicyPage 4 8.1.5Fees for additional services (e.g. event staff, custodial, parking management, and portable restrooms) 8.1.6Additional event plans (e.g. event marketing, parking, security, crowd-control, ticketing, waste management/recycling) 8.1.7List of vendors, including names, addresses, contact information and business license 8.1.8Installation of temporary structures (e.g. bleachers, stages, fences, tents) 8.1.9Additional requirements and City department approvals as identified by the City 8.1.10City may require additional program, facility, or maintenance personnel due to the size or nature of the event. Full costs associated with the assigned city staff apply. 8.1.11Additionally, Police Services may be required depending on size of the event. Respective police services fees will apply. 8.2Camp/Clinic Permit Requirements As space allows requests for camps and clinics will be considered following the completion of the allocation schedule. Clinics and camps may not exceed 50 participants per field. Exceptions granted upon written approval by the PRCSA. YSC organizations may host one (1) clinic or camp per calendar year. 9.0FEES, PAYMENTS, DEPOSITS, AND INSURANCE 9.1Fees and Payments The reservation fees referenced in this Policy for use of the athletics facilities shall be pursuant to the City’s Miscellaneous Fee Schedule as adopted by the City Council. Payment in full for athletic field permit is due 15 days prior to the reservation and failure to pay is grounds for cancellation of permit. 9.2Deposits Applicants must pay a deposit at the time of application. Deposits will be refunded following the event assuming all conditions set forth in the permit are fulfilled. Reservation deposits will not be refunded until after the final reservation date. 9.3Insurance The City requires applicants to provide liability insurance for an activity/event. Insurance requirements are determined based on the City’s risk assessment of the activity/event. Insurance requirements vary by the type of event, facility, and number of anticipated guests, and are subject to change without notice. Insurance requirements must be fulfilled prior to approval of the application and proof of insurance is required 30 calendar days or more prior to the event. Parks, Recreation and Community Services Agency Athletics Facility Reservation PolicyPage 5 10.0RESERVATION CANCELLATIONS AND AMENDMENTS 10.1Permit Cancellations Facility cancellations and refunds will be processed as follows: All cancellations incur a Processing Fee for each occurrence as outlined by the Miscellaneous Fee Schedule. Failure by the applicant or authorized event contact person to arrive at a scheduled event, and/or failure to provide written cancellation notice will be considered a “No Show.” Applicants with three or more “No Shows” may lose reservation privileges and remaining reservations will be cancelled for the calendar year. 10.2Permit Amendments Permit changes include, but are not limited to the following: date, time, fields, courts, number of teams/attendees, and amenities. One change permitted at no charge if requested 5 days or more prior to reservation. A Processing Fee will be charged for each subsequent change. Dependent on when request is submitted, other fees will apply for cancellations or modifications to the original reservation. On the day of the event, additional fees will be invoiced to the nearest half-hour when any member of applicant’s party arrives prior to, or departs after the approved reservation time. Except for tournaments, no refunds or credits will be issued for early departure from an approved reservation permit. 11.0FACILITY AND SITE REQUIREMENTS 11.1 Drop-In Activities Permits are required for use of City facilities (except in areas where drop-in use is permitted), and for all gatherings with 40 or more people (SAMC Section 31-3.) Unreserved outdoor athletics facilities are available for drop-in use by private parties on a first-come, first-served basis. Permits have priority over drop-in/walk-on activities. Organized use of fields or courts, such as officiated games, organized team practices, or activities offered or associated with for-profit or nonprofit organizations is prohibited without an approved permit. Drop-in use may be limited to accommodate maintenance needs of the turf on all fields. Stadium fields and lighted sports fields are not available for drop-in activities. 11.2 Permits Nontransferable Permit requests must be submitted on approved City application forms. Applicants must be at least 21 years of age, and when applicable the applicant must provide evidence authorizing them to reserve facilities on behalf of an organization. Permits are nontransferable. 11.3 Unless stated otherwise, permit periods are in 30-minute increments. The date and hours for the permit shall include the entire activity/event, including time for set-up and clean up after the activity/event. Parks, Recreation and Community Services Agency Athletics Facility Reservation PolicyPage 6 11.4 Applicants are responsible for following all athletic facility rules, regulations, and requirements of the permit. Failure to comply may result in the forfeit of up to 100 percent of deposit and fees. The City reserves the right to reject future applications. 11.5 The City reserves the right to modify, relocate, or cancel permits to accommodate unanticipated community needs, maintenance needs, inclement weather, or unforeseen circumstances. As space permits, accommodations will be provided at an alternate facility or park site. When alternate facilities are not available or are not acceptable to the applicant, an alternate date or refund will be provided. 11.6 A permit may be cancelled by the City when an organization is out of compliance with any City policy. A confirmed permit may be cancelled before or during an event due to unsafe conditions, and/or actions of participants. When appropriate, a mutually agreeable alternate date or a prorated refund will be provided. 11.7 Permits will be cancelled due to the misrepresentation or falsification of information, and/or failure to comply with City Policy and procedural requirements. Such cancellations may be subject to forfeit of all fees and deposits paid. 11.8 To ensure public safety, the City may access all activities/events in order to confirm rules, regulations, and to ensure applicable laws are being followed. 11.9 Emergency Response Applicants will be held responsible for all charges related to a police or fire department response associated with the actions and behavior of participants during the permitted event. 11.10 Inspection and Conditions of Facilities Reserved facilities must be left in the same condition as received by the applicant. Any damage or defacement of City athletic facilities, equipment, and/or park amenities will be deducted from the deposit and/or invoiced to the applicant to replace/repair the damage as determined by the City. The City reserves the right to bill the applicant for damages incurred above the deposit amount. 11.11 Reservation Walkthrough First time applicant and/or event contact person must arrange and attend a walk- through meeting at the reserved site at least 30 days prior to the reservation. Failure to complete a site walk-through may result in permit cancellation and forfeiture of fees and deposits. 11.12 Concession Stands Requests for use of concession stands are due at the time of application. Concession stands typically are equipped with refrigerators, freezers, and ice machines. As available, this equipment is included with the Concession Stand permit. While the City provides ongoing maintenance of this equipment, the City will not be responsible should the equipment be unavailable due to maintenance issues. All supply and utensil needs for the operation of concession stands is the responsibility of the applicant. If the applicant is planning to operate a Temporary Food Facility (TFF) during a reservation, they are required to apply, meet requirements and obtain a TFF permit prior to selling or giving away food or beverage at an event. The California Health and Safety Code requires a TFF Permit of any person or organization providing Parks, Recreation and Community Services Agency Athletics Facility Reservation PolicyPage 7 food at a community event. All food vendors, including permitted restaurants, are required to apply for and obtain a TFF Permit when participating in a community event. 11.13 Public Address and Amplified Sound Systems Use of public address and amplified sound systems permitted in designated locations in accordance with the terms of the permit. Requests for public address systems will be approved during the application process. 11.14 Security Services Santa Ana Police Department (SAPD) may deem an activity warrants the presence of one or more security personnel and the cost of such service shall be borne by the applicant. Licensed security personnel in uniform are required and subject to approval by the City. Proof of obtaining security personnel is due to the SAPD two weeks prior to the event. 11.15 Custodial Services Clean up after a reservation must be completed by the end of the approved permit time or additional charges may be assessed. 11.16 Additional Permits and Licenses Applicants are responsible for obtaining all necessary permits and licenses required by the City or other regulatory agencies including, but not limited to Special Event Permit, Business License, Alcohol and Beverage Control (ABC) Permit, Orange County Health Department Temporary Food Facility (TFF) Inspection Permit, Orange County Fire Authority Permit, Film Permit, and Vendor Permit. 12.0ADDITIONAL CITY POLICIES AND AGREEMENTS This Policy may be subject to other City Council approved policies and agreements that establish separate user reservation relationships and associated fees for specific programs and/or entities. Parks, Recreation and Community Services Agency Athletics Facility Reservation PolicyPage 8 Exhibit 3 Exhibit 3 Table of Contents LETTER FROM THE EXECUTIVEDIRECTOR ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ Ќ ATHLETIC FACILITY USER CLASSIFICATIONS ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ Ѝ YOUTH SPORTS COALITION MEMBER PROCESS ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ Ў A. YSC Organization Criteria ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ Ў B. YSC Application Submittal ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ Ў C. YSC Facility Allocation ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ Џ ATHLETIC FACILITY APPLICANT GUIDELINES ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ А A. Athletic Facility Use Applications ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ А B. Banners and Temporary Signs ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ А C. Enforcement of Park Rules ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ Б D. Facility User Responsibilities and Expectations ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ Б E. Facility Use Notice of Cancellation ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ В F. Facility Use Application Denial͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ В FEES, PAYMENTS AND DEPOSITS ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ ЊЉ INSURANCE AND INDEMNIFICATION REQUIREMENTS ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ ЊЉ SPECIAL EVENT PERMITINSTRUCTIONS ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ ЊЋ A. Sports Organization Tournaments ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ ЊЋ B. Sports Organization Host Invitational Tournament ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ ЊЋ C. Opening Day Ceremony ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ ЊЋ D. Commercial Use Activities ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ ЊЋ ATHLETIC FACILITY INFORMATION ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ ЊЌ ATHLETIC FACILITY CLOSURES ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ ЊЏ USER CHECKLIST FOR FACILITY USE APPLICATION ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ ЊБ FACILITY MODIFICATION APPLICATION INSTRUCTIONS ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ ЊБ EXHIBIT 1 ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ ЊВ PARKS, RECREATION AND COMMUNITY SERIVICES AGENCY ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ ЊВ ATHLETIC FACILITY RESERVATION POLICY ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ ЊВ EXHIBIT 2 ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ ЋЉ ATHLETIC FACILITY USE APPLICATION ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ ЋЉ EXHIBIT 3 ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ ЋЊ FACILITY MODIFICATION APPLICATION ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ ЋЊ EXHIBIT 4 ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ ЋЋ YOUTH SPORTS ATHLETIC FACILITY USEFEES ͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵͵ ЋЋ City of Santa Ana Athletic FacilityUse Allocation Guide September 23, 2021 Ћ Exhibit 3 LETTER FROM THE EXECUTIVE DIRECTOR The Santa Ana Parks, Recreation and Community Services Agency (PRCSA) proudly providesa variety of services to the community including recreational programs and facilities,parks, trails and operationof the Santa Ana Zoo. The core services the agency provides is essential in makingthelivesof residentsand communities better now and in the future by providing access to nature, outdoor space to play and exercise, facilities for self-directedand organized recreation, positive alternatives for youth, and activities that encourage social connections, human development, and lifelong learning. The intent of this Athletic FacilityUse Allocation Guide (Guide) is to provide an effective framework for the administration of reservation permits that provide equitable and reasonable access to City public athletic facilities. This Guide corresponds with the Athletic Facility Policy (Policy) outlining procedures and requirements associated with the management of athletic field use in the City of Santa Ana. On behalf of the PRCSA,Ithank you for your commitment and contributions to the overall health and wellness of your community by supporting soundand positive useof athletic fields within the City. please know we will continue to be dedicated partners in that vision. City of Santa Ana Athletic FacilityUse Allocation Guide September 23, 2021 Ќ Exhibit 3 ATHLETIC FACILITYUSER CLASSIFICATIONS Cityathletic facilitiesshall be available for use by the pubic for recreational, educational, civic, and commercial purposes. Athletic facilitiesare playing areas used for softball/baseball, football, soccer, or other similar sports. Athletic facilityusers are classified into the below groups for purposes of assessing fees and determining priority of use as described below. PRIORITYTYPE OF GROUPEXAMPLE 1City-sponsoredCity programs/activities serving Santa Ana residents Recreation-based organizations:(Little League, AYSO, NJB, Pop Warner) comprised of at least 90% of Santa Ana residents. Competitive level organizations/teams:(travel Resident: Non-Profit teams, club teams, select teams) comprised of at 2Youth Sports least 70% of Santa Ana residents. Organization* Santa Ana Schools/Colleges; Incorporated nonprofits; civic; social;andcultural/religious organizations: with at least 51% Santa Ana residents. Resident:Group, Private 3Party or Business for Athletic activities and events for recreational use. Recreational Use Resident:Private Party Commercial use or profit making. Santa Ana or Businessesfor businesses and profit-making organizations. 4 Commercial Use or Profit making. Non-Resident:Group or Recreational Use by Non-Santa Ana businesses and 5Private Party for profit-making organizations/companies. Recreational Use Non-Resident:Private Party or Business for Commercial use or profit making. Non-Santa Ana 6 Commercial Use or Profit businesses and profit-making organizations. Making *To qualify, organizations must meet and fulfill all team and organization requirements of Procedure for Sports Facilities Following the allocation of facilitiesfor Priority 1 and 2 groups, reservation requests will be accepted and processed on a first-come, first-served basis. The City will determine which days, times, and facilitiesare available for reservation based on other scheduled use, field/courtcapacity, and maintenance requirements. City of Santa Ana Athletic FacilityUse Allocation Guide September 23, 2021 Ѝ Exhibit 3 YOUTH SPORTS COALITION MEMBER PROCESS Toserve local youth sports organizations (Priority 2) needs equitably, the PRCSA is implementing a NEW City of Santa AnaYouth Sports Coalition (YSC) to ensure the process is effectiveand efficient. To qualify, organizations must meet and fulfill all team A.YSCOrganization Criteria 1.Theorganization is a functioning entity with its own governing body (Board of Directors or Trustees) with rules and regulations (By-laws). 2.Organizations must be recognized as non-profit or tax-exemptand be in good standing with the Internal Revenue Service(IRS). Acopy of the IRS tax exemption letter certifying its current non-profit or tax-exempt status is required. 3.No less than 90ants must be Santa Ana residentsfor recreation-based programs in the following zip codes: 92701; 92702; 92703; 92704; 92705; 92706 92707; 92708. No less than 70 percent for competitive level club programs. Santa Ana schools/colleges, incorporated nonprofit, civic, social, and cultural/religious organizations with at least 51 percent Santa Ana residents. Addresses listed on the player documentation verifies the Santa Ana residency requirement. 4.Organizationsmust be established and affiliated with a nationally recognized sports organization. 5.The organizations primary function is to provide an opportunity for youthto be involved in sports primarily at a recreational level. Recreation is participation being open toall participants regardless of talent level and all participants provided playing time. 6.Each member organizationis responsible for appointing a single representative. It is the responsibility of the to attend all meetings scheduled by the PRCSA pertaining touse of athletic fields through the YSC process. B.YSCApplication Submittal Athletic facility-use application requests are due to the PRCSA 30-days prior to the scheduled October(January-Junefield use)andMarch(July-Decemberfield use) YSCmeetings. Athletic facility-use applications must include: 1.Completed and signed Athletic FacilityUse Application (Exhibit 2) City of Santa Ana Athletic FacilityUse Allocation Guide September 23, 2021 Ў Exhibit 3 2.The City of SantaAnanamed as additionally insured on the Certificate of Liability Insurance and on the Additional Insured Endorsement page. 3.A copy ofthe organizations indemnity waiver including the City of Santa Ana listed in the hold harmless section. 4.Proof of an IRS tax-exempt non-profit status. 5.s player residency is due no later than 30 calendar days prior to the YSCfield allocation meeting. Player documentation must be verified by one governing association (main chapter parent organization), which will be used to determine priority classification status and be signed by the dresses with a post office box number will notbeaccepted. PRCSAstaff will verify playerdocumentation and all determinations made by the PRCSA are final. C.YSCFacilityAllocation FacilityAllocation determined by sports playedannually during January through June and July through December as well as historical use. City of Santa Ana Athletic FacilityUse Allocation Guide September 23, 2021 Џ Exhibit 3 ATHLETIC FACILITYAPPLICANT GUIDELINES A.Athletic FacilityUse Applications 1.Applications for facilityuse, other than Priority 1 and 2 user groups, accepted on a first-come-first service basis. Requestswill be accepted beginning in December annually. 2.A higher priority group does not have the right to bump a lower priority group previously scheduled. Events will be scheduled upon approval of a completed athletic facilityuse application, submission ofall required documents, payment of permit fees and a signed permit. 3.Users shall observe, obey & comply with applicable athletic facility rules, as well as, City, County, State and Federal laws, rules and regulations. 4.The City is under no obligation to provide equipment or on-site storage to user groups. All equipment used at a facility is subject to approval and must be included in the permit application. 5.The City will maintain all athletic facilitiesin a manner that is conducive to the safe play of athletic field/courtsports. Report items found to be damaged, non-working or unsafe immediately to the City. Field users cannot use field grooming machines and/or other motorized equipment on fields without permission from the City. B.Banners and Temporary Signs Events may require or include different types of signage. Please include a signage and/or traffic control plan for events including parking signs, detour signs, or other traffic signs. Events including promotional signs/banners and other signage items shall not be placed on City facilities or premises without prior written approval from the City and must include a sign/banner permit and site plan. Additional information about Santa Ana Municipal Code 41-871 & 41-872 parameters are provided here. Sponsorship signs/banner throughout the park are only allowed on the day of the event and must be removed at the end of the day/event. City of Santa Ana Athletic FacilityUse Allocation Guide September 23, 2021 А Exhibit 3 C.Enforcement of Park Rules 1.All permit holders must abide by posted facilityrules. 2.Except for emergencies or by special authorization of the City, specific vehicles for facilitymaintenance are allowed in designated areas only. 3.All vehicles must be off-site at closing time. D.FacilityUser Responsibilities and Expectations 1.Use the facilityin the intended manner for the sport specificpractices and games. 2.Be responsible for performing their own field preparation, e.g. dragging infields, painting lines, etc. 3.Maintain bases, cones, portable goals, and/or all other special equipment needed for activity and put away in a safe manner. 4.Place approved practice/game equipment on the athletic facilityas specified within the facility permit. 5.Leave the facilityin a clean, neat condition. If it is necessary for the City to provide cleaning services following the reserved activity, the permit holder will be assessed an additional fee and the City will review whether to permit future use by the permit holder. A cleanup deposit may be required if deemed necessary. 6.Provide all referees, umpires or other officials needed for their approved activity. 7.Organizations are required to adhere to their respective approved permit and not allow another organization and/orgroup to use the facilityunder their permitted time. The City reserves the right to revoke a permit if permittee subleases their permit. 8.Provide competent, adult supervision, bythe individual or organization using the park facility or equipment. 9.Responsible for the damage to the facility or equipment. It is the responsibility of the permit holder to have the damage repaired at their expense within five calendar days. If the damage interrupts service or causes an immediate hazardous condition, the City may repair the damage and City of Santa Ana Athletic FacilityUse Allocation Guide September 23, 2021 Б Exhibit 3 use permit, or both. If deemed necessary, a damage deposit may be required. 10.Do not drive or park private vehicles on turf surfaces, sidewalks, service driveways, or emergency zones. Only parking lots are to be used for loading and unloading. 11.Comply with planned/unplanned facilityclosures. The City reserves the right to close or suspend activities onits athletic facilitydue to inclement weather, unsafe playing/field conditions or lack of compliance with City policies regarding field use. (Reference p. 16-17for anticipated facilityclosures for maintenance) 12.Remove any equipment and supplies used in athletic activities fromthe facilityafter each use; remove goal nets after each season. Storage of these items is the responsibility of each user group or individual. In order to store equipment at the facilityusers must obtain permission by the City. E.FacilityUse Notice ofCancellation Upon notice of cancellation, any financial obligations incurred by the City to accommodate the applicant, or reservationwill be invoiced,and the applicant must pay the outstanding balance within seven calendar days of the date of the invoice. F.FacilityUse Application Denial The City reserves the right to refuse, deny orcancel any application or facilityuse permit. The City will provide written notification to the applicant, including an explanation for denial. Grounds for denial of an application may include but are not limited to the following: 1.Unsatisfactory prior use by applicant or organization including but not limited to the following: a.Group played despite closure b.Damage to field c.Subletting fields d.Past due balances 2.Existing hazardous conditions. 3.Facilityuse application submitted less than 30 calendar days in advance. 4.Non-payment of application fee, rental fees, or required cleaning/damage deposit by due date. City of Santa Ana Athletic FacilityUse Allocation Guide September 23, 2021 В Exhibit 3 5.Higher priority activity taking place such as baseball in the spring or soccer in the fall. 6.Groups that have previously not given timely cancellation notice. 7.Applicant is under 21 years of age. 8.Special Event Permit application, e.g. opening ceremonies,notsubmitted 90 calendar days in advance. 9.Refusal to consent to specific conditions or restrictions for the reservation. 10.Failure to obtain a permit when required. 11.Failure to submit timely and acceptable insurance documents. FEES, PAYMENTS AND DEPOSITS 1.Fees and Payments The reservation fees referenced in this Policy are listed in the City Council approved Miscellaneous Fees Schedule(Exhibit 4). Payment in full for athletic facilitypermit is due 15 days prior to the reservation and failure to pay is grounds for cancellation of permit. 2.Deposits Applicants must pay a deposit at the time of application. Deposits will be refunded following the event assuming all conditions set forth in the permit are fulfilled. Reservation deposits will not refunded until after the final reservation date. INSURANCE AND INDEMNIFICATION REQUIREMENTS The City requires applicants to provide liability insurance for an activity/event. Insurance Insurance requirements vary by the type of event, facility, and number of anticipated guests, and are subject to change without notice. Insurance requirements must be fulfilled prior to approval of the application and proof of insurance is required 30 calendar days or more prior to the event. City of Santa Ana Athletic FacilityUse Allocation Guide September 23, 2021 ЊЉ Exhibit 3 1.Applicants must provide proof of liability insurance naming the City of Santa Ana as anadditional insured on the Certificate of Insurance and provide a separate Additional Insured Endorsement page or copy of the Blanket Endorsement no later than 30 days prior to the start of each season. The required endorsement amounts are: General Liability Insurance$1 million Each Occurrence$1 million 2.The policy shall also contain the statement that the City will be notified 30 calendar days prior to termination, cancellation, suspension, or expiration of the policy. 3.Applicants and user Groups must agree to hold the City harmless and to indemnify the City. Approved events will require authorized applicant or event organizer to sign a Hold Harmless Statement on the permit itself. 4.Applications must include a copy of the player waiver for City review and approval. All players are required to sign a copy of the player/participant waiver holding the City harmless. City of Santa Ana Athletic FacilityUse Allocation Guide September 23, 2021 ЊЊ Exhibit 3 SPECIAL EVENT PERMIT INSTRUCTIONS Tournaments, special ceremonies,and clinics are considered special events. Applicants wishing to operate an event of this nature are required to complete a Special Event Permit application. Applications are due 30 days prior for recurring events,90 days prior for first time eventsand 12 months for tournaments. The Special Event Planning Guide and Permit Appl- ana.org/parks/event-planningor by clicking here. A.Sports Organization Tournaments A resident organization tournament is a culminating event in which multiple teams compete, and advance as they win their scheduled contests. There are tournaments structured as culminating events to the end of a regular season as a same participants who participated throughout a season matched against each other in a playoff format. Athletes or teams participating in this tournament must have participated in a Santa Ana league prior to the tournament and there are no additional entry fees charged for playing in the tournament. Athletes or teams that did not participate in a Santa Ana league during league play will not participate in this tournament. B.Sports Organization Host Invitational Tournament An invitational tournament includes athletes/teams of multiple organizations (resident or nonresident). The host resident organization charges entry fees to participating teams in the tournament for fundraisers and/or special events. C.Opening Day Ceremony Opening Day Ceremonies are the fi teams participate in a planned ceremony outside of regular games, creating additional impacts to the facility and surrounding neighborhood. D.Commercial Use Activities A Commercial Use Permit is required for any proposed camp, class or clinic on City recreational property and will be considered following the completion of the allocation schedule. 1.May not exceed 50 participants per field. 2.Exceptions to participant capacity will be granted upon written approval by the PRCSA. 3.YSC organizations may host one(1)clinic, campor tournamentper calendar year. City of Santa Ana Athletic FacilityUse Allocation Guide September 23, 2021 ЊЋ Exhibit 3 ATHLETIC FACILITY INFORMATION PRCSA manages the following field sites for field use allocations: PRCSA SITEFIELDINVENTORY/SIZE Adams Park BaseballLightsOR ǒ se as anOverlay Soccer 2302 S. Raitt St. or Football Angels Park Lights 300 N. Flower St. Bomo Korral Park 900 W. MacArthur Blvd Cabrillo ParkBaseballases) with LightsOR use as an Overlay 1820 E. FruitMultipurpose Field #2 DYSC: SoccerorFootball withLights. Field #3 DYSCLights. Centennial Park 3000 W. Edinger Field #4 DYSCLights. Overlay Mult Cesar Chavez Multi-Purpose Fiel Campesino Park 3311 W. 5th St. Field #1:BaseballMultipurposeField Delhi Park 2314 S. Halladay ghts. Field #1 Overlay MultipurposeField (12 El Salvador ParkField #2: Baseball Field()withLightsOR use as an 1825 W. Civic Ctr. Dr. Field #3: T-Ball Field with No Lights. Field #4: T-Ball Field with No Lights. Facilitieswith Operational Hours 8 am 10pm Facilitieswith Operational Hours 8 am Dusk City of Santa Ana Athletic FacilityUse Allocation Guide September 23, 2021 ЊЌ Exhibit 3 Multipurpose Hector Godinez High with Lights. SchoolField #1:Baseball Fi (Joint Use Site)Field #2:Baseball Running Track Heritage ParkBaseballLightsOR use as an Overlay 4812 W. Camille Field #1: BaseballLightsOR use as an Field #2: Baseball Field Jerome Park a 726 S. Center St. anOverlay Multipurpose Field (105 x 165 Light installation in progress on Fields#2 and Field #3. Field #4(@ Monte Vista Elementary School): Baseball Bases) with LightsOR use as an Overlay Multipurpose Field (130x Lillie King Park th No Lights. 500 W. Alton Field #1:BaseballLights. Madison Park Field #2: BaseballLights. 1528 S. Standard Field #3: T-Ball Field with No Lights. Field #1:BaseballLights. Memorial ParkField #2: Baseballights. 2102 S. FlowerField #3:BaseballLights. Bases) with LightsOR use as an Morrison Park 2801 N. Westwood Monroe ElementaryBaseballLightsOR use as an Overlay (Joint Use) Portola Park with No Lights. 1700 E. Santa Clara Field #1:Baseball/Lights Riverview ParkField #2:Baseball/Lights 1817 W. 21st St.Field #3:Baseball/Lights Field #4: T-Ball Field with No Lights Rosita ParkBaseballLightsOR use as an Overlay 706 N. NewhopeMulti FootballSoccer)Synthetic Turf with Santa Ana Stadium Lights. Santa Anita ParkSoccer)Synthetic Turf or Flag Football 300 S. FigueroaLights. Santiago Park BaseballLights. 2535 N. Main Facilitieswith Operational Hours 8 am 10pm Facilitieswith Operational Hours 8 am Dusk City of Santa Ana Athletic FacilityUse Allocation Guide September 23, 2021 ЊЍ Exhibit 3 Field #1/Lights Thornton Park Field #2/Lights 1801 W. Segerstrom Field #3: Softball/T-Ball Field with No Lights. Football)Synthetic Turf)\\OR Soccer Willard Intermediate with Lights. Sports Field (Joint Use) Running Track Windsor Park 2915 W. La Verne Facilitieswith Operational Hours 8 am 10pm Facilitieswith Operational Hours 8 am Dusk The permit process for athletic facilityuse begins with submittal of the permit application to the PRCSA. All attachments and supporting documentationrequired with the original application. Acceptance of the permit application or the initiation of the review process does not deem the permit application to be complete, nor submission of a permit application be construed as final approval of the application. Throughout the permit review process, additional information and/or documents may be requested by the PRCSA for clarification. Delays in providing the additional required information may affect the ability to complete the permit application review in a timely manner. PRCSA staff endeavors to keep applicants apprised of any issues regarding the permit application throughout the review process. City of Santa Ana Athletic FacilityUse Allocation Guide September 23, 2021 ЊЎ Exhibit 3 ATHLETIC FACILITYCLOSURES Toeffectively provide and sufficientlymaintain City athletic facilities, scheduled rotating facilityclosures occur during the year for turf recovery, facilitymaintenance and overall improvements. Understanding that our valued sports organizations have a desire for optimum use of city athletic facilities, the city may reserve the right to set aside additional closure time if deemed necessary. Facilityclosures occur approximately 60- 90 days per year for needed turf renovation, repairs and maintenance. The facility closure schedule is as followsbut is subject to change: PRCSA FIELD RENOVATION SITETYPECLOSURE Adams ParkBaseball Field Centennial ParkDYSC Field #1,Multi- Purpose Field #5&#6Octoberthrough December Morrison ParkBaseball Field Rosita ParkMulti-Purpose Field Angels ParkMultipurpose Field Februarythrough March Bomo Korral ParkMultipurpose Field October through Cabrillo ParkBaseball Field January Centennial ParkDYSC Field #3 Heritage ParkBaseball Field Thornton ParkSoftball Field #2Februarythrough April Thornton ParkSoftball Field #3 Windsor ParkMultipurpose Field Cesar Chavez (Campesino) Novemberthrough Multi-Purpose Field ParkDecember Baseball Field Delhi ParkSoccerNorth FieldJulythrough September Soccer South Field Baseball North Field Baseball South FieldSeptember through El Salvador Park Baseball T-ball Field #1November Baseball T-ball Field #2 September through November-Lighting Baseball Field #1 Installation Jerome ParkBaseball Field #2 Baseball Field#3 October through January-Field Renovation City of Santa Ana Athletic FacilityUse Allocation Guide September 23, 2021 ЊЏ Exhibit 3 Hector Godinez High SchoolMultipurpose Field Aprilthrough July SAUSD(Football/Soccer) Hector GodinezNovemberthrough Baseball North Field High SchoolJanuary Decemberthrough Hector Godinez High SchoolBaseball South Field FebruarySAUSD Fields February throughApril- Lillie King ParkMulti-Purpose Field Renovation Madison ParkBaseball NorthSAUSD -T.B.D. Baseball SouthSeptemberthrough Madison Park Baseball T-ball FieldNovember Memorial ParkBaseball Field #1 Baseball Field #2 Baseball Field #3 Novemberthrough Baseball Field #4 January Portola ParkFootball Field Baseball/Softball Field Monroe ElementaryBaseball FieldSAUSD -T.B.D. August through November-Fields #1 and Baseball Field #1#2 Sports Lighting Baseball Field #2Installation Riverview Park Baseball Field #3 Baseball T-ball Field #4October through December-Backstop installations Santiago ParkBaseball FieldApril through June ThorntonPark Softball Field#1Julythrough September Rain Out Information To ensure the safety of all users and the quality of the playing areas during periods of inclement weather, City staff will completefacilityinspections to determine if facilities will be available for use. Theathletic facilitycondition line is 714-571-4201and is updated by 3:00 pm on weekdays and 8:00 am on weekends during inclement weather. City of Santa Ana Athletic FacilityUse Allocation Guide September 23, 2021 ЊА Exhibit 3 USER CHECKLIST FOR FACILITYUSE APPLICATION Please include the following documents with your application: Insurance Certificate Additional Insured Endorsement page or Blanket Endorsement Player/Participant Waiver FacilityModification Form; if applicable Proof of Non-Profit Status Proof of Residency FACILITYMODIFICATION APPLICATION INSTRUCTIONS A Facility Modification Application (Exhibit 3) is required when a youth sports organization proposes to make any change to a field or playing surface. Submittal must include detailed plans of the work requested, as well as proposed materials used. An approvedFacilityModification Application required by the PRCSA prior to the start of work. Acceptable modifications include, but are not limited to, adding infield mix, artificial turf, scoreboards, field netting, batting cage, pitching mounds, base anchors, and other apparatus or equipment. City of Santa Ana Athletic FacilityUse Allocation Guide September 23, 2021 ЊБ Exhibit 3 EXHIBIT1 PARKS, RECREATION AND COMMUNITY SERIVICES AGENCY ATHLETICFACILITYRESERVATION POLICY Approved by City Council xx/xx/xxxx City of Santa Ana Athletic FacilityUse Allocation Guide September 23, 2021 ЊВ Exhibit 3 EXHIBIT 2 PARKS, RECREATION AND COMMUNITY SERIVICES AGENCY ATHLETIC FACILITYUSE APPLICATION ORGANIZATION NAME: APPLICANT NAME: ADDRESS: CITY:STATE:ZIP: CELL PHONE:EMAIL: DATE TO DATETIMEPARKFIELD DAY APPLICANT SIGNATURE: DATE: City of Santa Ana Athletic FacilityUse Allocation Guide September 23, 2021 ЋЉ Exhibit 3 EXHIBIT 3 __________________________________________________________________ PARKS, RECREATION AND COMMUNITY SERIVICES AGENCY SignatureDate FACILITYMODIFICATION APPLICATION GROUP NAME:EMAIL: CONTACT NAME:CELLPHONE: ADDRESS:CITY/ZIP: Describe requested modification/improvement including materials and attach a copy of the plan or diagram. USER GROUP SIGNATURE:DATE: OFFICE REVIEW: Park and Facilities Division Comments: Recreation and Community Services Comments: Executive Director Comments: City of Santa Ana Athletic FacilityUse Allocation Guide September 23, 2021 ЋЊ Exhibit 3 EXHIBIT 4 PARKS, RECREATION AND COMMUNITY SERIVICES AGENCY YOUTH SPORTS ATHLETIC FACILITYUSE FEES MiscellaneousFees-Parks Recr Ļ ation & Community Services-Athletic Facilities https://www.santa-ana.org/sites/default/files/finance/budget/2021-2022/Adopted%20Documents/FINAL_Misc%20Fees%20Schedule_6.23.21.pdf City of Santa Ana Athletic FacilityUse Allocation Guide September 23, 2021 ЋЋ Exhibit 3 MiscellaneousFees-Parks Recreation & Community Services-Athletic Facilities-Cont. City of Santa Ana Athletic FacilityUse Allocation Guide September 23, 2021 ЋЌ Exhibit 3 MiscellaneousFees-Parks Recreation & Community Services-Athletic Facilities-Cont. https://www.santa-ana.org/sites/default/files/finance/budget/2021-2022/Adopted%20Documents/FINAL_Misc%20Fees%20Schedule_6.23.21.pdf City of Santa Ana Athletic FacilityUse Allocation Guide September 23, 2021 ЋЍ City Manager Office www.santa-ana.org/cm Item # 17 City of Santa Ana 20 Civic Center Plaza, Santa Ana, CA 92701 Staff Report October 5, 2021 TOPIC: Revive Santa Ana Spending Plan AGENDA TITLE: nd Approve the 2 Revision to the Revive Santa Ana Spending Plan and Adopt a Resolution to Amend the FY 21-22 Annual Budget to Add Limited-Term Full-Time Positions (Revive Santa Ana Program) RECOMMENDED ACTION nd 1.Approve the 2 Revision to the Revive Santa Ana Spending Plan. 2.Adopt a Resolution to Amend the Fiscal Year 21-22 Annual Budget to add limited- term full-time positions for the implementation of Revive Santa Ana projects. DISCUSSION The Revive Santa Ana Spending Plan was approved by the City Council at the July 20, 2021 meeting. The spending plan includes five expenditure categories: recovery from the pandemic, direct assistance programs, public health and safety, critical infrastructure, and th city fiscal health. Following the July 20 meeting, staff began to prepare for the implementation of the newly approved programs and projects. This included an analysis with Best Best & Krieger LLP (BBK) to confirm eligibility of projects in accordance with federal guidelines. Based on this analysis, two projects from the original spending plan were determined to be ineligible: Memorial to Lives Lost and Reimbursement of the Unemployment Fund and Paid Leave. In response, staff is proposing to reallocate funding in the spending plan as follows: Reduce the Memorial to Lives Lost from $200,000 to $0 Reduce the Reimbursement of the Unemployment Fund and Paid Leave from $500,000 to $0 Reduce the Reserve for Revenue Loss Allocation from $7,180,000 to $2,880,000 Increase the Sanitization and Prevention Project from $2,300,000 to $2,800,000 Add the Public Health Plaza and Wellness Programming to the spending plan and allocate $4,000,000 Add the HR Service Enhancement Program to the spending plan and allocate $200,000 Add the Rent Stabilization and Just Cause Eviction Program to the spending plan and allocate $300,000 Revive Santa Ana Spending Plan October 5, 2021 Page 2 Sanitization and Prevention Project The Revive Santa Ana Spending Plan was initially revised on September 7, 2021 when the City Council approved the Sanitization and Prevention Project. The project involves $2.3 million for enhanced sanitization and cleaning efforts of areas in qualified census tracts with high-foot traffic and frequented by the City’s homeless population. Funding for two full-time Maintenance Workers II (limited term) and contract services will increase staffing levels to ensure high-traffic pedestrian/bicyclists areas are maintained and cleaned several times a week to ensure the timely removal of trash, debris, leaves, personal property, and other miscellaneous items. Enhancements of such services will inspire the public to engage in safe and healthy activities such as walking, biking and other outdoor activities. Maintaining the public areas free of these items will reduce the potential spread of dangerous pathogens and assist with recovery efforts from the effects of COVID-19. During the September 7, 2021 meeting, the City Council also approved an appropriation adjustment of $1.8 million dollars for this project. Staff is requested an additional $500,000 to fully fund this project. Public Health Plaza and Wellness Programming In response to the COVID-19 pandemic, the Human Resources Department is proposing to utilize $4 million in ARPA funding to transform the City of Santa Ana Courtyard outside of City Hall into a COVID-19 and ADA compliant Public Health Plaza. This outdoor Public Health Plaza will help reduce the spread of COVID-19 and will be utilized for a variety of purposes, not limited to the following: host COVID-19 vaccination clinics; staging area for COVID testing; space for health, wellness programming and training; public communication efforts; community gathering and meeting space; public recreation event space; and an alternative outdoor Council Meeting space. The Public Health Plaza is located in a HUD designated Qualified Census Tract and is walking distance to several disadvantaged communities. The project will include ADA enhancements including new pavement and ADA compliant public restrooms, along with awnings to provide shade and cover from inclement weather. Human Resources Service Enhancement Program The HR Service Enhancement program will provide administrative support to all Revive Santa Ana projects through recruitment of staff, contract management support, and other administrative support functions. Rent Stabilization and Just Cause Eviction Program On September 20, 2021, the City Council authorized the City Manager to reallocate up to $300,000 from the Revive Santa Ana Plan to create an Eviction Defense Fund by entering into an Agreement with a consultant for the administration, management and implementation of the rent stabilization ordinance and just cause eviction ordinance. Previously, the City Council had approved $200,000 for a Covid-19 Memorial for Lives Lost. After reviewing the project with BBK, it appears that that project is not eligible for ARPA funding. Therefore, the Community Development Agency is requesting to reprogram the money allocated towards the Memorial, along with $100,000 from the Revive Santa Ana Spending Plan October 5, 2021 Page 3 Reserve for Revenue Loss Allocation to fund the Rent Stabilization and Just Cause Eviction Program. Below are the final Revive Santa Ana Spending Plan allocations for each of the proposed expenditure categories for the first allocation (for FY 2021-22): Expenditure CategoryOriginal AmountRevised Amount Recovery from the Pandemic$5,400,000$7,500,000 Direct Assistance Programs$26,832,101$27,132,101 Public Health and Safety$16,350,000$20,350,000 Critical Infrastructure$21,250,000$21,250,000 City Fiscal Health$10,180,000$3,780,000 Total$80,012,101$80,012,101 nd Staff recommends that the City Council approve the 2 Revision to the Revive Santa Ana Spending Plan. ADMINISTRATION OF REVIVE SANTA ANA PROGRAMS The implementation of the Revive Santa Ana programs requires an extensive amount of staff resources to administer and manage in accordance with federal program guidelines. In order to successfully administer the large volume of programs, staff is requesting the addition of several limited-term positions to augment existing staff resources and deliver these programs in an efficient and effective matter. The table below outlines the amount of limited-term positions requested by department. The complete list of requested classifications is outlined in Exhibit 1. NUMBER OF LIMITED-TERM DEPARTMENTFULL-TIME 6 MONTH TOTAL POSITIONS REQUESTED City Manager’s Office153,160 Community Development Agency10*540,900 Finance and Management Services3154,620 Human Resources Department157,600 Planning and Building Agency4234,420 Public Works Agency285,440 TOTAL21 POSITIONS*$1,126,140 *Includes Reallocation of One Existing Position Therefore, staff is seeking City Council’s approval to adopt a resolution to amend the FY 21-22 annual budget to add twenty-one limited-term full-time positions and reallocate one Revive Santa Ana Spending Plan October 5, 2021 Page 4 existing position to support in the administration of the Revive Santa Ana spending plan. All of the positions will be funded by Revive Santa Ana from their respective project budgets. Staff anticipates the spending plan will evolve, as the U.S. Department of Treasury is continually updating the spending guidelines and program popularity and use will affect spending priorities. ENVIRONMENTAL IMPACT There is no environmental impact associated with this action. FISCAL IMPACT Multiple departments will manage the various spending initiatives, and accounting units have been set-up accordingly in the new ARPA special revenue fund 181 to account for Revive Santa Ana expenditures. DepartmentAccount NumberAmount Community Development18118013-6XXXX100,000 Finance18110013-6XXXX(4,800,000) Human Resources18109013-6XXXX4,200,000 Public Works18117013-6XXXX500,000 EXHIBITS 1.Resolution 2.Revive Santa Ana Spending Plan Submitted By: Steven Mendoza, Assistant City Manager Approved By: Kristine Ridge, City Manager 9–IL.L Њ RESOLUTION NO. 2021-XX A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SANTA ANA TO AMEND THE CURRENTFISCAL YEAR 2021- 2022ANNUAL BUDGET TO REALLOCATE AND ADD LIMITED-TERM FULL-TIME POSITIONS IN THE CITY AGENCY, FINANCE AND MANAGEMENT SERVICES AGENCY, HUMAN RESOURCES DEPARTMENT, PLANNING AND BUILDING AGENCY, AND PUBLIC WORKS AGENCY FOR THE IMPLEMENTATION OF AMERICAN RESCUE PLAN ACT PROJECTS BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF SANTA ANA AS FOLLOWS: Section 1: The City Council hereby finds, determines and declares as follows: A.On June 15, 2021, the City Council passed and adopted Ordinance No. NS-3005, establishing the Cit2021-2022 andauthorizing position allocations for Fiscal Year2021-2022. The Ordinance also sets forththe requirement that alterations in the allocation of authorized positions be reviewed and approved by the City Council. B.to amendits Fiscal Year 2021-2022budget to add one (1) limited-term full-time Management Aide for the implementation of the American Rescue Plan Act projects. C.The Executive Director of the Finance and Management Services Agency requests to amend its Fiscal Year 2021-2022budgetto add one (1) limited-term full-time Accountant II, one (1) limited-term full- timeBuyer, and one (1) limited-term full-time Purchasing Specialist for the implementation of the American Rescue Plan Act projects. D.The Executive Director of the Community Development Agency requeststo amend its Fiscal Year 2021-2022 budget to add one (1) limited-term full-time Housing Programs Analyst, one (1) limited-term full-time Community Development Analyst, two (2) limited-term full-time Economic Development Specialist I, one (1) limited-term full-time Management Aide, one (1) limited-term full-time Accounting Assistant, one (1)limited-term full-timeSenior Accounting Assistant, one (1) limited-termfull-timeManagement Analyst, two (2)limited-term full- timeWorkforce Specialist II,and to reallocate one (1) full-time Workforce Specialist III to one (1) limited-term full-time Workforce Resolution 2021- XXX Page 1 of Specialist IV for the implementation of the American Rescue Plan Act Projects. E.The Executive Director of the Human Resource Department requests to amend its Fiscal Year 2021-2022 budget to addone (1)limited-term full-time Human Resources Analystfor the implementation of the American Rescue Plan Act projects. F.The Executive Director of the Planning and Building Agency requests to amend its Fiscal Year 2021-2022 budget to add one (1) limited-term Assistant Plan Check Engineer, one (1) limited-term full-time Permit Services Technician, one (1) limited-term full-time Assistant PlannerI, and one (1) limited-term full-time Management Analystfor the implementation of the American Rescue Plan Act projects. G.The Executive Director of the Public Works Agency requests to amend its Fiscal Year 2021-2022 budget to add two (2) limited-term full-time Maintenance Worker II for the implementation of the American Rescue Plan Act projects. H.It is now desired to amendthe Fiscal Year 2021-2022, as amended, in order to effect this change, as shown below. Section 2:T-2022, as amended, is hereby further amended by: A.Addingthe following position in theCity Managee, at the monthly six-step range as indicated: 6-Step Salary Rate Range Effective 10/05/2021 Classification TitleNumber of Positions AddedMonthly Salary Minimum-Maximum Management Aide1 $5,759 -$7,351 B.Adding the following positions in the Finance and Management Services Agency, at the monthly seven-step range as indicated: 7-Step Salary Rate Range Effective 10/05/2021 Classification TitleNumber of Positions AddedMonthly Salary Minimum-Maximum Purchasing Specialist1$4,317-$5,790 Accountant II1$6,384 -$8,557 Buyer1$5,905 -$7,913 Resolution 2021- XXX Page 2 of 9–IL.L Њ C.Adding the following positions in the Community Development Agency, at the monthly seven-step range as indicated: 7-Step Salary Rate Range Effective 10/05/2021 Classification TitleNumber of Positions AddedMonthly Salary Minimum-Maximum Housing Programs Analyst1$7,005-$9,388 Community Development Analyst1$6,230 -$8,349 Economic DevelopmentSpecialist I2$6,415 -$8,599 Accounting Assistant1$4,317-$5,790 Senior Accounting Assistant1$4,648 -$6,230 Workforce Specialist II2$4,764 -$6,384 D.Reallocating the following positions in the Community Development Agency, at the monthly seven-step range as indicated: 7-Step Salary Rate Range Effective 10/05/2021 Classification TitleNumber of Positions AddedMonthly Salary Minimum-Maximum Workforce Specialist III-1$5,252-$7,039 Workforce Specialist IV1$6,869 -$9,205 E.Adding the following positions in the Community Development Agency, at the monthly six-step range as indicated: 6-Step Salary Rate Range Effective 10/05/2021 Classification TitleNumber of Positions AddedMonthly Salary Minimum-Maximum Management Aide1$5,759 -$7,351 Management Analyst1$6,538 -$8,346 Resolution 2021- XXX Page 3 of F.Adding the following position in the Human Resources Department, at the monthly six-step range as indicated: 6-Step Salary Rate Range Effective 10/05/2021 Classification TitleNumber of Positions AddedMonthly Salary Minimum-Maximum Human Resources Analyst1$6,380 -$8,142 G.Adding the following positions in the Planning and Building Agency, at the monthly seven-step range as indicated: 7-Step Salary Rate Range Effective 10/05/2021 Classification TitleNumber of Positions AddedMonthly Salary Minimum-Maximum Assistant Plan Check Engineer1$8,269 -$11,086 Permit Services Technician1$5,515 -$7,391 Assistant Planner I1$5,790 -$7,761 H.Adding the following positionin the Planning and Building Agency, at the monthly six-step range as indicated: 6-Step Salary Rate Range Effective 10/05/2021 Classification TitleNumber of Positions AddedMonthly Salary Minimum-Maximum Management Analyst1$6,538 -$8,346 I.Adding the following positions in the Public WorksAgency, at the monthly seven-step range as indicated: 7-Step Salary Rate Range Effective 10/05/2021 Classification TitleNumber of Positions AddedMonthly Salary Minimum-Maximum Maintenance Worker II2$4,296 -$5,762 Section 3:All salary rate range classifications are set forth in the City's "Salary Schedule" as periodically updated. Section 4:That except as amended by this Resolution, all other provisions of the Annual Budgetfor Fiscal Years 2021-2022, as amended, shall remain in full force and effect. Resolution 2021- XXX Page 4 of 9–IL.L Њ Section 5:This Resolution is operative from and after the date upon which it is adopted. ADOPTED this5thday ofOctober, 2021. ___________________________ Vicente Sarmiento Mayor APPROVED AS TO FORM: Sonia R. Carvalho City Attorney By: __________________ Laura A. Rossini Chief Assistant City Attorney AYES:Councilmembers NOES:Councilmembers ABSTAIN:Councilmembers NOT PRESENT:Councilmembers Resolution 2021- XXX Page 5 of CERTIFICATE OF ATTESTATION AND ORIGINALITY I,Daisy Gomez, Clerk of the Council, do hereby attest to and certifythe attached Resolution No. 2021-___ to be the original Resolution adopted by the City Council of the City of Santa Ana on October 5, 2021 Date: ___________________ ____________________________ Clerk of the Council City of Santa Ana Resolution 2021- XXX Page 6 of 9–IL.L Њ RESOLUTION NO. 2021-XX A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SANTA ANA TO AMEND THE CURRENT FISCAL YEAR 2021- 2022 ANNUAL BUDGET TO ADD LIMITED-TERM FULL-TIME COMMUNITY DEVELOPMENT AGENCY, FINANCE AND MANAGEMENT SERVICES AGENCY, HUMAN RESOURCES DEPARTMENT, PLANNING AND BUILDING AGENCY, AND PUBLIC WORKS AGENCY FOR THE IMPLEMENTATION OF AMERICAN RESCUE PLAN ACT PROJECTS BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF SANTA ANA AS FOLLOWS: Section 1: The City Council hereby finds, determines and declares as follows: A. On June 15, 2021, the City Council passed and adopted Ordinance No. NS-3005, establishing the Cit 2021-2022 and authorizing position allocations for Fiscal Year 2021-2022. The Ordinance also sets forth the requirement that alterations in the allocation of authorized positions be reviewed and approved by the City Council. B. to amend its Fiscal Year 2021-2022 budget to add one (1) limited-term full-time Management Aide for the implementation of the American Rescue Plan Act projects. C. The Executive Director of the Finance and Management Services Agency requests to amend its Fiscal Year 2021-2022 budget to add one (1) limited-term full-time Accountant II, one (1) limited-term full- time Buyer, and one (1) limited-term full-time Purchasing Specialist for the implementation of the American Rescue Plan Act projects. D. The Executive Director of the Community Development Agency requests to amend its Fiscal Year 2021-2022 budget to add one (1) limited-term full-time Housing Programs Analyst, one (1) limited-term full-time Community Development Analyst, two (2) limited-term full-time Economic Development Specialist I, one (1) limited-term full-time Management Aide, one (1) limited-term full-time Accounting Assistant, one (1) limited-term full-time Senior Accounting Assistant, one (1) limited-term full-time Management Analyst, and two (2) limited-term full-time Workforce Specialist II for the implementation of the American Rescue Plan Act Projects. Resolution 2021-XXX Page 1 of 5 E. The Executive Director of the Human Resource Department requests to amend its Fiscal Year 2021-2022 budget to add one (1) limited-term full-time Human Resources Analyst for the implementation of the American Rescue Plan Act projects. F. The Executive Director of the Planning and Building Agency requests to amend its Fiscal Year 2021-2022 budget to add one (1) limited-term Assistant Plan Check Engineer, one (1) limited-term full-time Permit Services Technician, one (1) limited-term full-time Assistant Planner I, and one (1) limited-term full-time Management Analyst for the implementation of the American Rescue Plan Act projects. G. The Executive Director of the Public Works Agency requests to amend its Fiscal Year 2021-2022 budget to add two (2) limited-term full-time Maintenance Worker II for the implementation of the American Rescue Plan Act projects. H. It is now desired to amend the Fiscal Year 2021-2022, as amended, in order to effect this change, as shown below. Section 2: T-2022, as amended, is hereby further amended by: A. Adding the following position in the City Manage six-step range as indicated: 6-Step Salary Rate Range Effective 10/05/2021 Classification Title Number of Positions Added Monthly Salary Minimum-Maximum Management Aide 1 $5,759 - $7,351 B. Adding the following positions in the Finance and Management Services Agency, at the monthly seven-step range as indicated: 7-Step Salary Rate Range Effective 10/05/2021 Classification Title Number of Positions Added Monthly Salary Minimum-Maximum Purchasing Specialist 1 $4,317- $5,790 Accountant II 1 $6,384 - $8,557 Buyer 1 $5,905 - $7,913 Resolution 2021-XXX Page 2 of 5 9–IL.L Њ C. Adding the following positions in the Community Development Agency, at the monthly seven-step range as indicated: 7-Step Salary Rate Range Effective 10/05/2021 Classification Title Number of Positions Added Monthly Salary Minimum-Maximum Housing Programs Analyst 1 $7,005 - $9,388 Community Development Analyst 1 $6,230 - $8,349 Economic Development Specialist I 2 $6,415 - $8,599 Accounting Assistant 1 $4,317- $5,790 Senior Accounting Assistant 1 $4,648 - $6,230 Workforce Specialist II 2 $4,764 - $6,384 D. Adding the following positions in the Community Development Agency, at the monthly six-step range as indicated: 6-Step Salary Rate Range Effective 10/05/2021 Classification Title Number of Positions Added Monthly Salary Minimum-Maximum Management Aide 1 $5,759 - $7,351 Management Analyst 1 $6,538 - $8,346 E. Adding the following position in the Human Resources Department, at the monthly six-step range as indicated: 6-Step Salary Rate Range Effective 10/05/2021 Classification Title Number of Positions Added Monthly Salary Minimum-Maximum Human Resources Analyst 1 $6,380 - $8,142 F. Adding the following positions in the Planning and Building Agency, at the monthly seven-step range as indicated: 7-Step Salary Rate Range Effective 10/05/2021 Classification Title Number of Positions Added Monthly Salary Minimum-Maximum Assistant Plan Check Engineer 1 $8,269 - $11,086 Resolution 2021-XXX Page 3 of 5 Permit Services Technician 1 $5,515 - $7,391 Assistant Planner I 1 $5,790 - $7,761 G. Adding the following position in the Planning and Building Agency, at the monthly six-step range as indicated: 6-Step Salary Rate Range Effective 10/05/2021 Classification Title Number of Positions Added Monthly Salary Minimum-Maximum Management Analyst 1 $6,538 - $8,346 H. Adding the following positions in the Public Works Agency, at the monthly seven-step range as indicated: 7-Step Salary Rate Range Effective 10/05/2021 Classification Title Number of Positions Added Monthly Salary Minimum-Maximum Maintenance Worker II 2 $4,296 - $5,762 Section 3: All salary rate range classifications are set forth in the City's "Salary Schedule" as periodically updated. Section 4: That except as amended by this Resolution, all other provisions of the Annual Budget for Fiscal Years 2021-2022, as amended, shall remain in full force and effect. Section 5: This Resolution is operative from and after the date upon which it is adopted. ADOPTED this 5th day of October, 2021. ___________________________ Vicente Sarmiento Mayor Resolution 2021-XXX Page 4 of 5 9–IL.L Њ APPROVED AS TO FORM: Sonia R. Carvalho City Attorney By: __________________ Laura A. Rossini Chief Assistant City Attorney AYES:Councilmembers NOES:Councilmembers ABSTAIN:Councilmembers NOT PRESENT:Councilmembers CERTIFICATE OF ATTESTATION AND ORIGINALITY I,Daisy Gomez, Clerk of the Council, do hereby attest to and certifythe attached Resolution No. 2021-___ to be the original Resolution adopted by the City Council of the City of Santa Ana on October 5, 2021 Date: ___________________ ____________________________ Clerk of the Council City of Santa Ana Resolution 2021-XXX Page 5of 5 Public Works Agency https://www.santa-ana.org/pw Item # 18 City of Santa Ana 20 Civic Center Plaza, Santa Ana, CA 92701 Staff Report October 5, 2021 TOPIC: Campesino Park, Memorial Park, and Madison Park Restroom Projects AGENDA TITLE Award a Construction Contract to iBuild Spectrum, Inc. in the Amount of $1,408,575, for the Campesino Park, Memorial Park, and Madison Park Restrooms Fiscal Year 2021-22 Projects, with an Estimated Project Delivery Cost of $1,640,000, and Amend the Fiscal Year 2021-22 Capital Improvement Program (Project Nos. 21-7533, 21-7534, 21-7535) (Non-General Fund) (Revive Santa Ana Program) RECOMMENDED ACTION 1.Award a construction contract to iBuild Spectrum, Inc., the lowest responsible bidder, in accordance with the base bid in the amount of $1,408,575, for construction of the Campesino Park, Memorial Park, and Madison Park Restroom Projects, for the term beginning September 21, 2021, and ending upon project completion, and authorize the City Manager to execute the contract subject to non-substantive changes approved by the City Manager and the City Attorney. 2.Approve the Project Cost Analysis for a total estimated construction delivery cost of $1,640,000, which includes $1,408,575 for the construction contract, $91,072 for contract administration, inspection and testing, and a $140,353 project contingency for unanticipated or unforeseen work. 3.Approve an amendment to the Fiscal Year 2021-22 Capital Improvement Program to add the Campesino Park, Memorial Park, and Madison Park Restroom Projects, for the total amount of $1,731,072, which includes $1,640,000 in construction funds and an additional $91,072 for preliminary design engineering. DISCUSSION The City has identified three park restrooms (Exhibit 1) that are a target for vandalism and require major efforts to maintain due to the old age and existing conditions. This project scope includes: demolishing the existing restroom buildings, installing new pre- fabricated restroom buildings, and some site improvements to provide an accessible path of travel to these facilities. Award Construction Contract to iBuild Spectrum, Inc. September 21, 2021 Page 2 Public Outreach and Contractor Participation To provide an opportunity for local vendors to submit bids, a Notice Inviting Bids was advertised in the Orange County Register newspaper on February 26 and March 5, 2021. The project was also advertised on PlanetBids, and bids were received electronically via PlanetBids on April 15, 2021. The City notified a total of 580 regional vendors via PlanetBids, two of which were Santa Ana based, and 52 vendors requested bidding documents. The lowest responsive bid was received from a Santa Ana contractor. Bid Results Summary RANK BIDDER’S NAMELOCATIONBASE BID 1iBuild Spectrum, Inc.Santa Ana$1,408,575.00 2HYM Engineering, Inc.Fullerton$1,478,200.00 3C.S. Legacy Construction, Inc.Chino$1,541,850.00 4JF EngineeringPomona$1,582,006.74 5Aneen Construction, Inc.Riverside$1,643,340.00 6AG ConstructionTarzana$1,649,115.00 A total of six bids were received, and all were deemed responsive. iBuild Spectrum, Inc., submitted the lowest responsive base bid, in the amount of $1,408,575 (Exhibit 2). As specified in the bid documents, the lowest bid shall be determined on the basis of the Base Bid. Based on the bid analysis and a contractor’s reference check, staff recommends awarding the construction contract to iBuild Spectrum, Inc., in the amount of the base bid totaling $1,408,575 (Exhibit 3). Project Delivery To deliver a complete project, in addition to the construction contract, the estimated total project delivery cost includes: construction administration, inspection, and testing, along with an allowance for contingencies to account for unexpected or unforeseen conditions. Construction administration and inspection includes: construction management, implementation of the City’s Community Workforce Agreement requirements, inspection of the Contractor’s work to ensure contract compliance, workmanship, and quality, and materials testing. As indicated in the Cost Analysis (Exhibit 4) and as summarized in the table below, the estimated total construction delivery cost of the project is $1,640,000. Award Construction Contract to iBuild Spectrum, Inc. September 21, 2021 Page 3 Project ItemTotal Construction Contract$1,408,575 Construction Administration, Inspection, Testing$91,072 Contingencies$140,353 TOTAL CONSTRUCTION DELIVERY COST$1,640,000 ENVIRONMENTAL IMPACT In accordance with the California Environmental Quality Act, the recommended actions are exempt from further review. Categorical Exemption Environmental Review No. ER- 2021-093 will be filed for the project. FISCAL IMPACT As indicated in the Cost Analysis, the estimated total construction delivery cost of the project is $1,640,000, which includes construction, contract administration, inspection, testing, and an authorized contingency. Project Nos. 21-7533, 21-7534, and 21-7535 have been assigned for tracking of all expenditures to deliver the construction of these projects. Funds for these projects were appropriated in Fiscal Year 2020-21. Approval of the amendment to the FY 2021-22 Capital Improvement Program (Exhibit 5) will officially incorporate these projects into the program. As part of the Citywide budget carry-forward process, the Community Development Agency submitted to the Finance Department a request for these funds to be carried forward into Fiscal Year 2021-22. This carry-forward request was compiled with requests from other departments and is being presented for City Council approval on this same agenda under a separate agenda item. The following table summarizes the funds budgeted and available for expenditure to deliver construction of these projects. Accounting Unit - Accounting Unit - Fiscal Account No.Fund DescriptionAccount No. Amount Year (Project No.)Description Community CDBG Programs, 13518783-66200 2021-22Development Building $223,214 (21-7533) Block GrantImprovements Community CDBG Programs, 13518783-66200 2021-22Development Building $510,786 (21-7534) Block GrantImprovements Community CDBG Programs, 13518783-66200 2021-22Development Building $24,928 (21-7535) Block GrantImprovements Award Construction Contract to iBuild Spectrum, Inc. September 21, 2021 Page 4 Accounting Unit - Accounting Unit - Fiscal Account No.Fund DescriptionAccount No. Amount Year (Project No.)Description ARPA-PRCSA, 18113013-66200American 2021-22Building $303,572 (21-7533)Rescue Plan Act Improvements ARPA-PRCSA, 18113013-66200American 2021-22Building $577,500 (21-7535)Rescue Plan Act Improvements Total$1,640,000 EXHIBIT(S) 1.Location Map 2.Bid Results 3.Construction Contract 4.Cost Analysis 5.FY 2021-22 Capital Improvement Program Sheets Submitted By: Nabil Saba, P.E., Executive Director – Public Works Agency and Lisa Rudloff, Executive Director – Parks, Recreation, and Community Services Approved By: Kristine Ridge, City Manager Exhibit 1 SANTA ANA Project No. 21-7533: PWA CampesinoPark Restroom PUBLIC WORKS AGENCY Exhibit 1 SANTA ANA Project No. 21-7535: PWA Madison Park Restroom PUBLIC WORKS AGENCY Exhibit 1 SANTA ANA Project No. 21-7534: PWA Memorial Park Restroom PUBLIC WORKS AGENCY Exhibit 1 SANTA ANA Project No. 21-7533: Campesino, Memorial, & Madison Park Restroom PWA Rendering PUBLIC WORKS AGENCY Exhibit 1 SANTA ANA Project No. 21-7533: Campesino, Memorial, & Madison Park Restroom PWA Rendering PUBLIC WORKS AGENCY Exhibit 1 SANTA ANA Project No. 21-7533: Campesino, Memorial, & Madison Park Restroom PWA Rendering PUBLIC WORKS AGENCY Exhibit 1 SANTA ANA Project No. 21-7533: Campesino, Memorial, & Madison Park Restroom PWA Rendering PUBLIC WORKS AGENCY City of Santa AnaPage 1 of 3 Campesino Park, Memorial Park, & Madison Park Restrooms (21-7533, 21-7534, 21-5735), bidding on 04/15/2021 2:00 PM (PDT)Printed 07/28/2021 Exhibit 2 PlanetBids, Inc. City of Santa AnaPage 2 of 3 Campesino Park, Memorial Park, & Madison Park Restrooms (21-7533, 21-7534, 21-5735), bidding on 04/15/2021 2:00 PM (PDT)Printed 07/28/2021 Exhibit 2 PlanetBids, Inc. City of Santa AnaPage 3 of 3 Campesino Park, Memorial Park, & Madison Park Restrooms (21-7533, 21-7534, 21-5735), bidding on 04/15/2021 2:00 PM (PDT)Printed 07/28/2021 Exhibit 2 PlanetBids, Inc. EXHIBIT 4 COST ANALYSIS CONSTRUCTION OF PROJECT NO. 21-7533, 21-7534, 21-7535: CAMPESINO PARK, MEMORIAL PARK, MADISON PARK RESTROOMS Construction Contract$ 1,408,575.00 Contract Administration, Inspection and Testing$ 91,072.00 Contingencies$ 140,353.00 TOTAL ESTIMATED CONSTRUCTION COSTS$ 1,640,000.00 City1818 ------ Exhibit 5 DATE:31-Aug-2021 FY 27/28FY 27/28 ------ FY 26/27FY 26/27 ------ FY 25/26FY 25/26 ------ FY 24/25FY 24/25 PROJECT NEED:The restroom at Madison Park is one of three restrooms that has been identified as a target for vandalism and would require major efforts to maintain due to old age and existing conditions. ------ FY 23/24FY 23/24 CONTACT:Ron Ono, Administrative Services Manager ------ FY 22/23FY 22/23 75,00062,428 564,928639,928577,500639,928 FY 21/22FY 21/22 TOTALTOTAL CITY OF SANTA ANA FY 21/22CIP CAPITAL IMPROVEMENT PROJECT WORKSHEET DIVISION:Administration PROJECT DESCRIPTION:Project scope includes demolishing the existing restroom building, installing a new pre-fabricated restroom building and site improvements to provide an accessible path of travel to these facilities. ConstructionEngineeringCDBG Programs PROJECT COSTSSOURCE OF FUNDS PROJECT TITLE:Madison Pre-Fab Restroom PROJECT CATEGORY:Park Facility ImprovementsPark Facility LOCATION MAP AGENCY:Parks, Rec. & Community Services Exhibit 5 ------ DATE:31-Aug-2021 FY 27/28FY 27/28 ------ FY 26/27FY 26/27 ------ FY 25/26FY 25/26 ------ FY 24/25FY 24/25 PROJECT NEED:The restroom at Campesino Park is one of three restrooms that has been identified as a target for vandalism and would require major efforts to maintain due to old age and existing conditions. ------ FY 23/24FY 23/24 CONTACT:Ron Ono, Administrative Services Manager ------ FY 22/23FY 22/23 53,572 500,000553,572303,572250,000553,572 FY 21/22FY 21/22 TOTALTOTAL CITY OF SANTA ANA FY 21/22CIP CAPITAL IMPROVEMENT PROJECT WORKSHEET DIVISION:Administration PROJECT DESCRIPTION:Project scope includes demolishing the existing restroom building, installing a new pre-fabricated restroom building, and site improvements to provide an accessible path of travel to these facilities. ConstructionEngineeringCDBG Programs PROJECT COSTSSOURCE OF FUNDS PROJECT TITLE:Campesino Pre-Fab Restroom PROJECT CATEGORY:Park Facility ImprovementsPark Facility LOCATION MAP AGENCY:Parks, Rec. & Community Services Exhibit 5 ----- DATE:31-Aug-2021 FY 27/28FY 27/28 ----- FY 26/27FY 26/27 ----- FY 25/26FY 25/26 ----- FY 24/25FY 24/25 PROJECT NEED:The restroom at Memorial Park is one of three restrooms that has been identified as a target for vandalism and would require major efforts to maintain due to old age and existing conditions. ----- FY 23/24FY 23/24 CONTACT:Ron Ono, Administrative Services Manager ----- FY 22/23FY 22/23 53,572 484,000537,572537,572537,572 FY 21/22FY 21/22 TOTALTOTAL CITY OF SANTA ANA FY 21/22CIP CAPITAL IMPROVEMENT PROJECT WORKSHEET DIVISION:Administration PROJECT DESCRIPTION:Project scope includes demolishing the existing restroom building, installing a new pre-fabricated restroom building and site improvements to provide an accessible path of travel to these facilities. ConstructionEngineeringCDBG Programs PROJECT COSTSSOURCE OF FUNDS PROJECT TITLE:Memorial Pre-Fab Restroom PROJECT CATEGORY:Park Facility ImprovementsPark Facility LOCATION MAP AGENCY:Parks, Rec. & Community Services Police Department www.santa-ana.org/pd Item # 19 City of Santa Ana 20 Civic Center Plaza, Santa Ana, CA 92701 Staff Report October 5, 2021 TOPIC: Agreement for Police Department Public Awareness Campaigns AGENDA TITLE: Reconsideration of 8/17/2021 Approved Agenda Item: Agreement with Barrios and Associates, LLC, DBA Communications Lab, for "Ready OC" Emergency Preparedness and "If You See Something, Say Something" Public Awareness Campaigns RECOMMENDED ACTION Authorize the City Manager to enter into an agreement with Barrios & Associates, LLC, dba Communications LAB. for the period of September 21, 2021 through June 30, 2024, with two one-year options for renewal, to continue the Ready OC Emergency Preparedness Campaign and the “If You See Something, Say Something™” Public Awareness Campaign, for a total five-year amount not to exceed $1,150,000, subject to non-substantive changes approved by the City Manager and City Attorney. DISCUSSION The United States Department of Homeland Security has developed the Urban Areas Security Initiative (UASI) funding program. UASI is designed to address the unique planning, equipment, training, and exercise needs of high-threat, high-density urban areas and provides funds to local emergency first responders that assist in building an enhanced and sustainable capacity to prevent, protect, respond to, mitigate and recover from acts of terrorism. The grant specifically provides funding for anti-terrorism equipment, planning, training, exercises and technical assistance. In FY 2006, the United States Department of Homeland Security combined the Anaheim UASI and the Santa Ana UASI into a single Urban Area (ASAUA). The City of Santa Ana now shares grant administrative responsibilities with the City of Anaheim, annually alternating the function of lead administrative agency. Anaheim manages the grant during the even years (i.e., 2018, 2020 etc.), while Santa Ana manages the grant during the odd years (i.e., 2019, 2021, etc.). Since 2008, the ASAUA has utilized a preparedness campaign that encourages Urban Area businesses and residents to be prepared for catastrophic events such as acts of Agreement for Police Department Public Awareness Campaigns September 21, 2021 Page 2 terrorism. The campaigns utilize a multi-media approach in making residents and businesses aware of the need to be prepared and the necessary steps they can take to become better prepared. The campaigns have: provided printed material such as brochures and children’s activity books, created video shorts and Public Service Announcements (PSA’s), developed major Southern California radio station advertisements, social media and YouTube channels, created display tables and giveaways for community events, and designed a website that makes emergency preparedness activities and information available to the public. The campaign has also partnered with the private sector to increase preparedness among the private sector and secure resources to further the campaigns’ preparedness efforts. The ASAUA seeks to continue its emergency preparedness campaigns with maintenance and updates to the existing website, and implementation of new micro-campaigns and multi-media events. In addition to the “Ready OC” preparedness campaign, the ASAUA has utilized an awareness campaign, “If You See Something, Say Something™” , to educate, inform, and raise the awareness level of Urban Area businesses and residents to encourage reporting of suspicious activity, persons, or objects in their community to local authorities. Like “Ready OC”, this campaign utilizes an existing website, brochures, and children’s activity pages, created video shorts and Public Service Announcements (PSAs), social media and YouTube channels, created display tables and giveaways for community events, micro-campaigns, and multi-media events to raise and spread awareness throughout the Urban Area. The ASAUA seeks to continue its awareness campaign with maintenance and updates to the website, and implementation of new micro-campaigns and multi-media events. The Request for Proposal (RFP) No. 20-009 was advertised on February 17, 2020 and offers were solicited. A summary of the RFPs and offers received is as follows: 187 Vendors were notified 46 Vendors downloaded the RFP 12 Santa Ana vendors notified 4 Proposals received Of the four proposals received, Cyfuture Inc. was deemed non responsive due to submitting an incomplete proposal. The three remaining proposals were opened on March 15, 2021, and evaluated. Outreach Efforts The Purchasing Division advertised this project on the City’s online bid management and publication system, which directly notified 12 Santa Ana vendors. The proposers were ranked by the review committee based on the following criteria: Agreement for Police Department Public Awareness Campaigns September 21, 2021 Page 3 Responsiveness to the RFP (25%) Experience of Firm and Personnel (30%) Reasonableness of Cost (25%) References (20%) The results of the RFP evaluation are as follows: VendorScore Communications LAB94.6 Loma Media92.3 S. Groner Associates86.3 100 point max Communications LAB was the most responsive, cost effective, and capable respondent. Communications LAB Communications brings valuable expertise and institutional knowledge to both campaigns. This includes all branding, strategies, micro-campaigns, and established media relationships. Communications LAB presented a variety of concepts that envision a refreshed and expanded campaign with strategies capable of reaching a broader audience. Communications LAB has worked with the City of Anaheim, Southern California Edison, OCTA, Cigna, and many others. It is anticipated that the current scope of services developed by the consultant will differ or expand as promotional opportunities arise. The final determination of services provided by Communications LAB may be adjusted in writing and executed by the City Manager and City Attorney’s Office, and by Communications LAB. This agreement was originally approved by the City Council at the August 17, 2021 City Council meeting, and at the September 7, 2021 meeting, the City Council voted to reconsider this item at the September 21, 2021 meeting. The agreement term will run from September 21, 2021 to June 30,2024, and provide for two one-year options for renewal. The total agreement amount of $1,150,000 includes $600,000 for the initial term, and $200,000 for each one-year renewal option. Each year includes an additional 15% contingency. The agreement also includes language that will allow for the processing of invoices for work performed between August 17, 2021 and September 21, 2021. Execution of years two, three, four and five of this agreement are contingent upon a UASI Grant award to the Anaheim/Santa Ana Urban Area for the respective grant years, and that the award is sufficient in size to sustain both campaigns. Future UASI grant funds must be recognized and appropriated by the City Council prior to any expenditure on these programs under this agreement. Agreement for Police Department Public Awareness Campaigns September 21, 2021 Page 4 ENVIRONMENTAL IMPACT There is no environmental impact associated with this action. FISCAL IMPACT Funds are available for the first year of this agreement in the FY19 UASI Grant Program fund accounts. Accounting Unit- Accounting Unit, Account Fiscal YearAmount Account #Description FY19 UASI Grant Program – Santa FY 2021-2212514407-62300$230,000 Ana FY20 UASI Grant Program – FY 2022-2312514491-62300$230,000 Anaheim FY21 UASI Grant Program – Santa FY 2023-2412514407-62300$230,000 Ana FY22 UASI Grant Program – FY 2024-2512514491-62300$230,000 Anaheim FY23 UASI Grant Program – Santa FY 2025-2612514407-62300$230,000 Ana $1,150,000 Total EXHIBIT(S) 1. Agreement with Barrios & Associates, LLC, dba Communications LAB. Submitted By: David Valentin, Police Chief Approved By: Kristine Ridge, City Manager BHSFFNFOU!XJUI!CBSSJPT!'!BTTPDJBUFT!UP!QSPWJEF! DPNNVOJUZ!PVUSFBDI!BOE!QSPNPUJPOBM!TFSWJDFT! ! THIS AGREEMENT is made and entered into this 17th day of August 2021, by and between Barrios & Associates, LLC, dba Communications LAB, a California limited liability company (Consultant) and the City of Santa Ana, a charter city and municipal corporation organized and existing under the Constitution and laws of the State of California ("City"). SFDJUBMT! A. On February 17, 2021, the City issued Request for Proposal No. 21-009, by which it sought a Consultant having special skill and knowledge in the field of community outreach and promotional services related to the ReadyOC (ROC) Emergency Preparedness Campaign B. The City, acting through the Santa Ana Police Department in its capacity as a Core City for the Anaheim/Santa Ana Urban Area under the FY19 Urban Areas Security Initiative, has applied for, received and accepted a grant from the U.S. Department of Homeland Security, Federal Emergency Management Agency, through the State of California, Office of Emergency Services, to enhance security and overall preparedness to prevent, protect, mitigate respond to, and recover from acts of terrorism C. Consultant represents that it has the necessary skills and experience to expand and enhance existing websites utilizing successful marketing strategies and outlets such as multi-media events, social media venues, Public Service Announcement videos, radio station advertisements, and business partnership groups. D. In undertaking the performance of this Agreement, Consultant represents that it is knowledgeable in its field and that any services performed by Consultant under this Agreement will be performed in compliance with such standards as may reasonably be expected from a professional consulting firm in the field. ! OPX!UIFSFGPSF, in consideration of the mutual and respective promises, and subject to the terms and conditions hereinafter set forth, the parties agree as follows: 2/!TDPQF!PG!TFSWJDFT! Consultant shall perform those services as set forth in Exhibit A for the Ready OC Campaign and Consultant shall perform those services as set forth in Exhibit B Something, Say Something Campaign. Scope of services for FY2022, FY2023, FY2024, and FY2025 will be amended yearly no later than Q3 of the previous fiscal year and shall be approved by the City Attorney and City Manager. 1 3/DPNQFOTBUJPO ! a. City agrees to pay, and Consultant agrees to accept as total payment for its services during the first year of the Agreement (2021-2022), the rates and charges identified in Exhibit A and B (Scope of Services for year one). The total sum to be expended under the term of this Agreement, including any extension periods, shall not exceed one million one hundred fifty thousand dollars ($1,150,000.00) during the five-year term of this Agreement. This amount is compromised of the base sum of (1) $600,000 for years one through three, (2) $400,000 for years four and five, and (3) a 15% contingency of up to $150,000 for additional costs or services as may be directed by the City. Funding for 2022-2023, 2023-2024, 2024-2025 and 2025-2026 are contingent upon grant funding being secured by the City and if such funding is not secured, then the Agreement will terminate when the current funding is exhausted. b. Payment by City shall be made within forty-five (45) days following receipt of proper invoice evidencing work performed and deliverables completed, subject to City accounting procedures. Payment need not be made for work, which fails to meet the standards of performance set for in the Recitals, which may reasonably be expected by City. ! 4/!UFSN! ! !This Agreement shall commence on August 17, 2021 and terminate on June 30, 2024, unless terminated earlier in accordance with Section 15, below. The term of this Agreement may be extended for up to two (2) one (1) year options to renew contingent upon funding being secured by the City, as defined in Section 2.a., above.! ! 5/!PXOFSTIJQ!PG!NBUFSJBMT-!TVQQMJFT-!ESBXJOHT-!TQFDJGJDBUJPOT-! QSPHSBNT!BOE!TZTUFNT! ! Any and all records, papers, plans, drawings, specifications, programs, systems and other materials prepared by Consultant pursuant to this Agreement shall be the property of the City. Consultant agrees to provide the City with any such materials whenever requested to do so. 6/!JOEFQFOEFOU!DPOUSBDUPS! Consultant shall, during the entire term of this Agreement, be construed to be an independent contractor and not an employee of the City. This Agreement is not intended nor shall it be construed to create an employer-employee relationship, a joint venture relationship, or to allow the City to exercise discretion or control over the professional manner in which Consultant performs the services which are the subject matter of this Agreement; however, the services to be provided by Consultant shall be provided in a manner consistent with all applicable standards and regulations governing such services. Consultant shall pay all salaries and wages, employer's social security taxes, unemployment insurance and similar taxes relating to employees and shall be responsible for all applicable withholding taxes. 2 7/JOTVSBODF Vendor/Consultant shall procure and maintain for the duration of the contract insurance against claims for security breaches, system failures, injuries to persons, damages to software, or damages to property (including computer equipment) which may arise from or in connection with the performance of the work hereunder by the Vendor, its agents, representatives, or employees. Vendor shall procure and maintain for the duration of the contract insurance claims arising out of their services and including, but not limited to loss, damage, theft or other misuse of data, infringement of intellectual property, invasion of privacy and breach of data. NJOJNVN!TDPQF!BOE!MJNJU!PG!JOTVSBODF! Coverage shall be at least as broad as: 1. Dpnnfsdjbm!Hfofsbm!Mjbcjmjuz!(CGL): Insurance Services Office Form CG 00 01 property damage, bodily injury and personal & advertising injury with limits no less than %2-111-111!per occurrence. If a general aggregate limit applies, either the general aggregate limit shall apply separately to this project/location (ISO CG 25 03 or 25 04) or the general aggregate limit shall be twice the required occurrence limit. 2. Bvupnpcjmf!Mjbcjmjuz;!Insurance Services Office Form Number CA 0001 covering, Code 1 (any auto), or if Consultant has no owned autos, Code 8 (hired) and 9 (non- owned), with limit no less than %2-111-111!per accident for bodily injury and property damage. 3. insurance as required by the State of California, with Statutory $1,000,000 per accident for bodily injury or disease. (Not required if consultant provides written verification it has no employees) 4. Dzcfs!Mjbcjmjuz!Insurance, with limits not less than %3-111-111!per occurrence or claim, %3-111-111!aggregate. Coverage shall be sufficiently broad to respond to the duties and obligations as is undertaken by Vendor in this agreement and shall include, but not be limited to, claims involving security breach, system failure, data recovery, business interruption, cyber extortion, social engineering, infringement of intellectual property, including but not limited to infringement of copyright, trademark, trade dress, invasion of privacy violations, information theft, damage to or destruction of electronic information, release of private information, and alteration of electronic information. The policy shall provide coverage for breach response costs, regulatory fines and penalties as well as credit monitoring expenses. Ufdiopmphz!Qspgfttjpobm!Mjbcjmjuz!Fsspst!'!Pnjttjpot! Ufdiopmphz!Qspgfttjpobm!Mjbcjmjuz!Fsspst!boe!Pnjttjpot!Jotvsbodf!appropriate to the Coverage shall be sufficiently broad to respond to the duties and obligations as is undertaken by the Vendor in this agreement and shall include, but not be limited to, claims involving security 3 breach, system failure, data recovery, business interruption, cyber extortion, social engineering, infringement of intellectual property, including but not limited to infringement of copyright, trademark, trade dress, invasion of privacy violations, information theft, damage to or destruction of electronic information, release of private information, and alteration of electronic information. The policy shall provide coverage for breach response costs, regulatory fines and penalties as well as credit monitoring expenses. a. The Policy shall include, or be endorsed to include, property damage liability coverage for damage to, alteration of, loss of, or destruction of electronic data and/or information If the Vendor maintains broader coverage and/or higher limits than the minimums shown above, the Entity requires and shall be entitled to the broader coverage and/or the higher limits maintained by the contractor. Any available insurance proceeds in excess of the specified minimum limits of insurance and coverage shall be available to the Entity. ! Puifs!Jotvsbodf!Qspwjtjpot! The insurance policies are to contain, or be endorsed to contain, the following provisions: ! Additional Insured Status The Entity, its officers, officials, employees, and volunteers are to be covered as additional insureds on the CGL policy with respect to liability arising out of work or operations performed by or on behalf of the Vendor including materials, parts, or equipment furnished in connection with such work or operations. General liability coverage can be provided in the form of an both CG 20 10, CG 20 26, CG 20 33, or CG 20 38; and CG 20 37 forms if later revisions used). Primary Coverage For any claims related to this contract, the primary. Coverage for commercial liability shall be at least as broad as ISO CG 20 01 04 13 as respects the Entity, its officers, officials, employees, and volunteers. Any insurance or self-insurance maintained by the and shall not contribute with it. Notice of Cancellation Each insurance policy required above shall state that coverage shall not be canceled, except with notice to the Entity. Waiver of Subrogation Vendor hereby grants to Entity a waiver of any right to subrogation which any insurer of said Vendor may acquire against the Entity by virtue of the payment of any loss under such insurance. Vendor agrees to obtain any endorsement that may be necessary to affect this waiver of subrogation, but this provision applies regardless of whether or not the Entity has received a waiver of subrogation endorsement from the insurer. 4 Self-Insured Retentions Self-insured retentions must be declared to and approved by the Entity. The Entity may require the Vendor to provide proof of ability to pay losses and related investigations, claim administration, and defense expenses within the retention. The policy language shall provide, or be endorsed to provide, that the self-insured retention may be satisfied by either the named insured or Entity. Acceptability of Insurers Insurance is to be placed with insurers authorized to conduct business in the state with a current -:VII, unless otherwise acceptable to the Entity. Claims Made Policies If any of the required policies provide coverage on a claims-made basis: 1. The Retroactive Date must be shown and must be before the date of the contract or the beginning of contract work. 2. Insurance must be maintained and evidence of insurance must be provided for at least five (5) years after completion of the contract of work. 3. If coverage is canceled or non-renewed, and not replaced with another claims-made policy form with a Retroactive Date prior to the contract effective date, the Vendor must purchase five (5) years after completion of contract work. Verification of Coverage Vendor shall furnish the Entity with original Certificates of Insurance including all required amendatory endorsements (or copies of the applicable policy language effecting coverage required by this clause) and a copy of the Declarations and Endorsement Page of the CGL policy listing all policy endorsements to the Entity before work begins. However, failure to obtain the required tion to provide them. The Entity reserves the right to require complete, certified copies of all required insurance policies, including endorsements required by these specifications, at any time. Subcontractors Vendor shall require and verify that all subcontractors maintain insurance meeting all the requirements stated herein, and Vendor shall ensure that Entity is an additional insured on insurance required from subcontractors. Special Risks or Circumstances Entity reserves the right to modify these requirements, including limits, based on the nature of the risk, prior experience, insurer, coverage, or other special circumstances. 8/!JOEFNOJGJDBUJPO! Consultant agrees to and shall defend, indemnify and hold harmless the City, its officers, agents, employees, Consultants, special counsel, and representatives from liability: (1) for personal 5 injury, damages, just compensation, restitution, judicial or equitable relief arising out of claims for personal injury, including death, and claims for property damage, which may arise from the direct or indirect operations of the Consultant or its subcontractors, agents, employees, or other persons acting on their behalf which relates to the services described in section 1 of this Agreement; and (2) from any claim that personal injury, damages, just compensation, restitution, judicial or equitable relief is due by reason of the terms of or effects arising from this Agreement. This indemnity and hold harmless agreement applies to all claims for damages, just compensation, restitution, judicial or equitable relief suffered, or alleged to have been suffered, by reason of the events referred to in this Section or by reason of the terms of, or effects, arising from this Agreement. The Consultant further agrees to indemnify, hold harmless, and pay all costs for the defense of the City, including fees and costs for special counsel to be selected by the City, regarding any action by a third party challenging the validity of this Agreement, or asserting that personal injury, damages, just compensation, restitution, judicial or equitable relief due to personal or property rights arises by reason of the terms of, or effects arising from this Agreement. City may make all reasonable decisions with respect to its representation in any legal proceeding. 9/ DPOGPSNJUZ!XJUI!MBX!BOE!TBGFUZ In performing any services under this Agreement, Contractor shall observe and comply with all applicable laws, ordinances, codes, and regulations of governmental agencies, including federal, state, municipal, and local governing bodies having jurisdiction over the scope of services, including all provisions of the California Occupational Safety and Health Act. Contractor shall indemnify, defend, and hold harmless City from any and all liability, fines, penalties, and regulations. :/ SFDPSET Contractor shall keep records and invoices in connection with the work to be performed under this Agreement. Contractor shall maintain complete and accurate records with respect to the costs incurred under this Agreement and any services, expenditures, and disbursements charged to the City for a minimum period of three (3) years, or for any longer period required by law, from the date of final payment to Contractor under this Agreement. All such records and invoices shall be clearly identifiable. Contractor shall allow a representative of the City to examine, audit, and make transcripts or copies of such records and any other documents created pursuant to this Agreement during regular business hours. Contractor shall allow inspection of all work, data, documents, proceedings, and activities related to this Agreement for a period of three (3) years from the date of final payment to Contractor under this Agreement. The Contractor agrees to provide the City, the FEMA Administrator, the Comptroller General of the United States, or any of their authorized representatives access to any books, documents, papers, and records of the Contractor which are directly pertinent to this contract for the purposes of making audits, examinations, excerpts, and transcriptions. The Contractor agrees to permit any of the foregoing parties to reproduce by any means whatsoever or to copy excerpts and transcriptions as reasonably needed. The Contractor agrees to provide the FEMA Administrator or his authorized representatives access to construction or other work sites pertaining to the work being completed under the contract. 6 21/!DPOGJEFOUJBMJUZ! If Consultant receives from the City information which due to the nature of such information is reasonably understood to be confidential and/or proprietary, Consultant agrees that it shall not use or disclose such information except in the performance of this Agreement, and further agrees to exercise the same degree of care it uses to protect its own information of like importance, but in no event less than reasonable c nonpublic information. Confidential information includes not only written information, but also information transferred orally, visually, electronically, or by other means. Confidential information disclosed to either party by any subsidiary and/or agent of the other party is covered by this Agreement. The foregoing obligations of non-use and nondisclosure shall not apply to any information that (a) has been disclosed in publicly available sources; (b) is, through no fault of the Consultant disclosed in a publicly available source; (c) is in rightful possession of the Consultant without an obligation of confidentiality; (d) is required to be disclosed by operation of law; or (e) is independently developed by the Consultant without reference to information disclosed by the City. 22/!!DPOGMJDU!PG!JOUFSFTU!DMBVTF Consultant covenants that it presently has no interests and shall not have interests, direct or indirect, which would conflict in any manner with performance of services specified under this Agreement. 23/!OPUJDF! ! Any notice, tender, demand, delivery, or other communication pursuant to this Agreement shall be in writing and shall be deemed to be properly given if delivered in person or mailed by first class or certified mail, postage prepaid, or sent by telefacsimile or other telegraphic communication in the manner provided in this Section, to the following persons: To City: Clerk of the Council City of Santa Ana 20 Civic Center Plaza (M-30) P.O. Box 1988 Santa Ana, CA 92702-1988 Fax: (714) 647-6956 Copy to: Chief of Police City of Santa Ana 60 Civic Center Plaza (M-97) P.O. Box 1981 Santa Ana, CA 92702 Fax: (714) 245-8007 7 With courtesy copies to: Roland Andrade, Sergeant UASI Grant Coordinator Homeland Security Division Santa Ana Police Department 60 Civic Center Plaza Santa Ana, CA 92701 To Consultant: Barrios & Associates, LLC, dba Communications Arianna Barrios 701 E Chapman Avenue Orange, CA 92866 Telephone: (949) 215-5539 ext. 101 A party may change its address by giving notice in writing to the other party. Thereafter, any notice, tender, demand, delivery, or other communication shall be addressed and transmitted to the new address. If sent by mail, any notice, tender, demand, delivery, or other communication shall be effective or deemed to have been given three (3) days after it has been deposited in the United States mail, duly registered or certified, with postage prepaid, and addressed as set forth above. If sent by telefacsimile, any notice, tender, demand, delivery, or other communication shall be effective or deemed to have been given twenty-four (24) hours after the time set forth on the transmission report issued by the transmitting facsimile machine, addressed as set forth above. For purposes of calculating these time frames, weekends, federal, state, County or City holidays shall be excluded. 24/!FYDMVTJWJUZ!BOE!BNFOENFOU! This Agreement represents the complete and exclusive statement between the City and Consultant regarding the subject matter herein and supersedes any and all other agreements, oral or written, between the parties. In the event of a conflict between the terms of this Agreement and any attachments hereto, the terms of this Agreement shall prevail. This Agreement may not be modified except by written instrument signed by the City and by an authorized representative of Consultant. The parties agree that any terms or conditions of any purchase order or other instrument that are inconsistent with, or in addition to, that terms and conditions hereof, shall not bind or obligate Consultant nor the City. Each party to this Agreement acknowledges that no representations, inducements, promises or agreements, orally or otherwise, have been made by any party, or anyone acting on behalf of any party, which are not embodied herein. 25/!BTTJHONFOU! ! !Inasmuch as this Agreement is intended to secure the specialized services of Consultant, Consultant may not assign, transfer, delegate, or subcontract any interest herein without the prior 8 written consent of the City and any such assignment, transfer, delegation or subcontract without the City's prior written consent shall be considered null and void. Nothing in this Agreement shall be construed to limit the Cityity to have any of the services which are the subject to this Agreement performed by City personnel or by other Consultants retained by City. ! 26/!UFSNJOBUJPO This Agreement may be terminated by the City upon thirty (30) days written notice of termination. In such event, Consultant shall be entitled to receive and the City shall pay Consultant compensation for all services performed by Consultant prior to receipt of such notice of termination, subject to the following conditions: a. As a condition of such payment, the City of Santa Ana may require Consultant to deliver to the City all work product completed as of such date, and in such case such work product shall be the property of the City unless prohibited by law, and Consultant consents to the City's use thereof for such purposes as the City deems appropriate. b. Payment need not be made for work, which fails to meet the standard of performance specified in the Recitals of this Agreement. 27/!OPO.EJTDSJNJOBUJPO! Consultant shall not discriminate because of race, color, creed, religion, sex, marital status, sexual orientation, gender identity, gender expression, gender, medical conditions, genetic information, or military and veteran status, age, national origin, ancestry, or disability, as defined and prohibited by applicable law, in the recruitment, selection, teaching, training, utilization, promotion, termination or other employment related activities or any services provided under this Agreement. Consultant affirms that it is an equal opportunity employer and shall comply with all applicable federal, state and local laws and regulations. 28/!KVSJTEJDUJPO!.!WFOVF! !This Agreement and all questions relating to its validity, interpretation, performance, and enforcement shall be government and construed in accordance with the laws of the State of California. This Agreement has been executed and delivered in the State of California and the validity, interpretation, performance, and enforcement of any of the clauses of this Agreement shall be determined and governed by the laws of the State of California. Both parties further agree that Orange County, California, shall be the venue for any action or proceeding that may be brought or arise out of, in connection with or by reason of this Agreement. ! 29/!QSPGFTTJPOBM!MJDFOTFT Consultant shall, throughout the term of this Agreement, maintain all necessary licenses, permits, approvals, waivers, and exemptions necessary for the provision of the services hereunder and required by the laws and regulations of the United States, the State of California, the City of Santa Ana and all other governmental agencies. Consultant shall notify the City immediately and 9 in writing of its inability to obtain or maintain such permits, licenses, approvals, waivers, and exemptions. Said inability shall be cause for termination of this Agreement. 2:/!!!TFWFSBCJMJUZ! ! In the event that one or more of the phrases, sentences, clauses, paragraphs or sections contained in this Agreement shall be declared invalid or unenforceable by valid judgment or decree of a court of competent jurisdiction, such invalidity or unenforceability shall not affect any of the remaining phrases, sentences, clauses, paragraphs or sections of this Agreement, which shall be interpreted to carry out the intent of the parties hereunder. !31/!!!!!DFSUJGJDBUJPOT a. Debarment and Suspension. Contractor will comply, and all its subcontractors will comply, with applicable federal suspension and debarment regulations including, but not limited to, Executive Orders 12549 and 12689, and 2 Code of Federal Regulations (CFR) §200.212 and codified in 2 CFR Part 200. b. Section 504 of the Rehabilitation Act of 1973. All recipients of federal funds must comply with Section 504 of the Rehabilitation Act of 1973 (The Act). Therefore, the federal funds recipient pursuant to the requirements of The Act hereby gives assurance that no otherwise qualified disabled person shall, solely by reason of disability be excluded from the participation in, be denied the benefits of or be subject to discrimination, including discrimination in employment, in any program or activity that receives or benefits from federal financial assistance. Contractor agrees it will ensure that requirements of The Act shall be included in any agreements with and be binding on all of its subcontractors, assignees, or successors. c. Americans with Disabilities Act of 1990 (ADA). Contractor must comply with all requirements of the Americans with Disabilities Act of 1990 (ADA), as applicable. d. Lobbying and Political Activity. None of the funds, materials, property, or services provided directly or indirectly under this Agreement shall be used for any partisan political activity, or to further the election or defeat of any candidate for public office, or otherwise in e. Contractor will comply, and all its subcontractors will comply, with all applicable lobbying prohibitions and laws, including those found in United States Code Title 31, § 1352, et seq., and agrees that none of the funds provided under this award may be expended by the Contractor to pay any person to influence, or attempt to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with any federal action concerning the award or renewal of any federal contract, grant, loan, or cooperative agreement. f. Contractor will comply, and all its subcontractors will comply, with all requirements of the Byrd Anti-Lobbying Amendment (31 U.S.C. 1352), as applicable. Contractors who apply or bid for an award of more than $100,000 shall file the required certification regarding 10 lobbying. Each tier certifies to the tier above that it will not and has not used federally appropriated funds to pay any person or organization for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, officer or employee of Congress, or an employee of a Member of Congress in connection with obtaining any federal contract, grant, or any other award covered by 31 U.S.C. § 1352. Each tier shall also disclose any lobbying with non-federal funds that takes place in connection with obtaining any federal award. Such disclosures are forwarded from tier to tier up to the recipient who in turn will forward the certification(s) to the federal awarding agency. g. Non-Discrimination and Equal Opportunity. Contractor will comply, and all its subcontractors will comply, with Title VI of the Civil Rights Act of 1964, as amended; Section 504 of the Rehabilitation Act of 1964, as amended; Subtitle A, Title II of the Americans with Disabilities Act (ADA) (1990); Title IX of the Education Amendments of 1972; the Age Discrimination Act of 1975, as amended; Drug Abuse Office and Treatment Act of 1972, as amended; Comprehensive Alcohol Abuse and Alcoholism Prevention, Treatment and Rehabilitation Act of 1970, as amended; Section 523 and 527 of the Public Health Service Act of 1912, as amended; Title VIII of the Civil Rights Act of 1968, as amended; Department of Justice Non-Discrimination Regulations, 28 CFR Part 42, Subparts C, D, E, and G; and Department of Justice regulations on disability discrimination, 28 CFR Part 35 and 39. In the event a Federal or State court, Federal or State administrative agency, or the Contractor makes a finding of discrimination after a due process hearing on the grounds of race, color, religion, national origin, sex, or disability against Contractor, Contractor will forward a copy of the findings to City, which will, in turn, submit the findings to the Office of Civil Rights, Office of Justice Programs, U.S. Department of Justice. h. Contractor will comply, and all its subcontractors will comply, with all 1375 of October 13, 1967, and as supplemented in Department of Labor regulations (41 CFR chapter 60), as applicable. During the performance of this contract, the contractor agrees as follows: (1) The contractor will not discriminate against any employee or applicant for employment because of race, color, religion, sex, sexual orientation, gender identity, or national origin. The contractor will take affirmative action to ensure that applicants are employed, and that employees are treated during employment without regard to their race, color, religion, sex, sexual orientation, gender identity, or national origin. Such action shall include, but not be limited to the following: Employment, upgrading, demotion, or transfer; recruitment or recruitment advertising; layoff or termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship. The contractor agrees to post in conspicuous places, available to employees and applicants for employment, notices to be provided setting forth the provisions of this nondiscrimination clause. (2) The contractor will, in all solicitations or advertisements for employees placed by or on behalf of the contractor, state that all qualified applicants will receive 11 consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, or national origin. (3) The contractor will not discharge or in any other manner discriminate against any employee or applicant for employment because such employee or applicant has inquired about, discussed, or disclosed the compensation of the employee or applicant or another employee or applicant. This provision shall not apply to instances in which an employee who has access to the compensation information of other employees or applicants as a part of such employee's essential job functions discloses the compensation of such other employees or applicants to individuals who do not otherwise have access to such information, unless such disclosure is in response to a formal complaint or charge, in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or is consistent with the contractor's legal duty to furnish information. (4) The contractor will send to each labor union or representative of workers with which he has a collective bargaining agreement or other contract or understanding, a notice to be provided advising the said labor union or workers' representatives of the contractor's commitments under this section, and shall post copies of the notice in conspicuous places available to employees and applicants for employment. (5) The contractor will comply with all provisions of Executive Order 11246 of September 24, 1965, and of the rules, regulations, and relevant orders of the Secretary of Labor. (6) The contractor will furnish all information and reports required by Executive Order 11246 of September 24, 1965, and by rules, regulations, and orders of the Secretary of Labor, or pursuant thereto, and will permit access to his books, records, and accounts by the administering agency and the Secretary of Labor for purposes of investigation to ascertain compliance with such rules, regulations, and orders. (7) In the event of the contractor's noncompliance with the nondiscrimination clauses of this contract or with any of the said rules, regulations, or orders, this contract may be canceled, terminated, or suspended in whole or in part and the contractor may be declared ineligible for further Government contracts or federally assisted construction contracts in accordance with procedures authorized in Executive Order 11246 of September 24, 1965, and such other sanctions may be imposed and remedies invoked as provided in Executive Order 11246 of September 24, 1965, or by rule, regulation, or order of the Secretary of Labor, or as otherwise provided by law. (8) The contractor will include the portion of the sentence immediately preceding paragraph (1) and the provisions of paragraphs (1) through (8) in every subcontract or purchase order unless exempted by rules, regulations, or orders of the Secretary of Labor issued pursuant to section 204 of Executive Order 11246 of September 24, 1965, so that such provisions will be binding upon each subcontractor or 12 vendor. The contractor will take such action with respect to any subcontract or purchase order as the administering agency may direct as a means of enforcing such provisions, including sanctions for noncompliance: provided, however, that in the event a contractor becomes involved in, or is threatened with, litigation with a subcontractor or vendor as a result of such direction by the administering agency, the contractor may request the United States to enter into such litigation to protect the interests of the United States. The applicant further agrees that it will be bound by the above equal opportunity clause with respect to its own employment practices when it participates in federally assisted construction work: Provided, that if the applicant so participating is a state or local government, the above equal opportunity clause is not applicable to any agency, instrumentality or subdivision of such government which does not participate in work on or under the contract. The applicant agrees that it will assist and cooperate actively with the administering agency and the Secretary of Labor in obtaining the compliance of contractors and subcontractors with the equal opportunity clause and the rules, regulations, and relevant orders of the Secretary of Labor, that it will furnish the administering agency and the Secretary of Labor such information as they may require for the supervision of such compliance, and that it will otherwise assist the administering agency in the discharge of the agency's primary responsibility for securing compliance. The applicant further agrees that it will refrain from entering into any contract or contract modification subject to Executive Order 11246 of September 24, 1965, with a contractor debarred from, or who has not demonstrated eligibility for, Government contracts and federally assisted construction contracts pursuant to the Executive Order and will carry out such sanctions and penalties for violation of the equal opportunity clause as may be imposed upon contractors and subcontractors by the administering agency or the Secretary of Labor pursuant to Part II, Subpart D of the Executive Order. In addition, the applicant agrees that if it fails or refuses to comply with these undertakings, the administering agency may take any or all of the following actions: Cancel, terminate, or suspend in whole or in part this grant (contract, loan, insurance, guarantee); refrain from extending any further assistance to the applicant under the program with respect to which the failure or refund occurred until satisfactory assurance of future compliance has been received from such applicant; and refer the case to the Department of Justice for appropriate legal proceedings. i. Contractor will comply, and all its subcontractors will comply, with all requirements of the California Public Contract Code Section 10295.3, as applicable. j. Contractor will comply, and all its subcontractors will comply, with all - Department of Labor regulations (29 CFR Part 3), as applicable. A breach of the contract clauses above may be grounds for termination of the contract, and for debarment as a contractor and subcontractor as provided in 29 C.F.R. § 5.12. k. Contractor will comply, and all its subcontractors will comply, with all requirements of the Davis-Bacon Act (40 U.S.C. 276a to 276a-7) as supplemented by Department of Labor regulations (29 CFR Part 5), as applicable. 13 l. Contractor will comply, and all its subcontractors will comply, with all requirements of Sections 103 and 107 of the Contract Work and Safety Standards Act (40 U.S.C. 327-330) as supplemented by Department of Labor regulations (29 CFR Part 5), as applicable. Compliance with the Contract Work Hours and Safety Standards Act: (1) Overtime requirements. No contractor or subcontractor contracting for any part of the contract work which may require or involve the employment of laborers or mechanics shall require or permit any such laborer or mechanic in any workweek in which he or she is employed on such work to work in excess of forty hours in such workweek unless such laborer or mechanic receives compensation at a rate not less than one and one-half times the basic rate of pay for all hours worked in excess of forty hours in such workweek. (2) Violation; liability for unpaid wages; liquidated damages. In the event of any violation of the clause set forth in paragraph (b)(1) of this section the contractor and any subcontractor responsible therefor shall be liable for the unpaid wages. In addition, such contractor and subcontractor shall be liable to the United States (in the case of work done under contract for the District of Columbia or a territory, to such District or to such territory), for liquidated damages. Such liquidated damages shall be computed with respect to each individual laborer or mechanic, including watchmen and guards, employed in violation of the clause set forth in paragraph (b)(1) of this section, in the sum of $27 for each calendar day on which such individual was required or permitted to work in excess of the standard workweek of forty hours without payment of the overtime wages required by the clause set forth in paragraph (b)(1) of this section. (3) Withholding for unpaid wages and liquidated damages. The Contractor shall upon its own action or upon written request of an authorized representative of the Department of Labor withhold or cause to be withheld, from any moneys payable on account of work performed by the contractor or subcontractor under any such contract or any other federal contract with the same prime contractor, or any other federally-assisted contract subject to the Contract Work Hours and Safety Standards Act, which is held by the same prime contractor, such sums as may be determined to be necessary to satisfy any liabilities of such contractor or subcontractor for unpaid wages and liquidated damages as provided in the clause set forth in paragraph (b)(2) of this section (4) Subcontracts. The contractor or subcontractor shall insert in any subcontracts the clauses set forth in paragraph (b)(1) through (4) of this section and also a clause requiring the subcontractors to include these clauses in any lower tier subcontracts. The prime contractor shall be responsible for compliance by any subcontractor or lower tier subcontractor with the clauses set forth in paragraphs (b)(1) through (4) of this section. 14 m. Contractor will comply, and all its subcontractors will comply, with all applicable standards, orders or requirements issued under Section 306 of the Clean Air Act (42 U.S.C. 1857(h)), Section 508 of the Clean Water Act (33 U.S.C. 1368), Executive Order 11738, and the Environmental Protection Agency regulations (40 CFR part 15), as applicable. The contractor agrees to report each violation to the City and understands and agrees that the City will, in turn, report each violation as required to assure notification to the Federal Emergency Management Agency (FEMA), and the appropriate Environmental Protection Agency Regional Office. n. Contractor will comply, and all its subcontractors will comply, with all requirements of the Energy Policy and Conservation Act (Pub. L. 94-163, 89 Stat. 871), (53 FR 8078, 8087, Mar. 11, 1988, as amended at 60 FR 19639, 19645, Apr. 19, 1995), as applicable. o. Contractor will comply, and all its subcontractors will comply, with all requirements of Section 6002 of the Solid Waste Disposal Act, as amended by the Resource Conservation and Recovery Act, as applicable. In the performance of this contract, the Contractor shall make maximum use of products containing recovered materials that are EPA-designated items unless the product cannot be acquiredcompetitively within a timeframe providing for compliance with the contract performance schedule; meeting contract performance requirements; or at a reasonable price. Information about this requirement, along with the list of EPA-designated https://www.epa.gov/smm/comprehensive- procurement-guideline-cpg-program. p. Contractor agrees that the Department of Homeland Security shall have the authority to seek patent rights for any process, product, invention or discovery developed and paid for with funding through this Agreement based on the requirements of 37 CFR§ 401, as applicable. q. Contractor may copyright any books, publications or other copyrightable materials developed in the course of or under this Agreement. However, the federal awarding agency, State Administrative Agency (SAA), and City reserve a royalty-free, non-exclusive, and irrevocable license to reproduce, publish or otherwise use, and to authorize others to use, for federal government, SAA and/or City purpose: (1) the copyright in any work developed through this Agreement; and (2) any rights of copyright to which the Contractor purchases ownership with support form must ensure the preservation of these rights. (3) License and delivery of works subject to copyright and data rights. The Contractor grants to the City, a paid-up, royalty-free, nonexclusive, irrevocable, worldwide license in data first produced in the performance of this contract to reproduce, publish, or otherwise use, including prepare derivative works, distribute copies to the public, and perform publicly and display publicly such data. For data required by the contract but not first produced in the performance of this contract, the Contractor will identify such data and grant to the City or acquires on its behalf a 15 license of the same scope as for data first produced in the performance of this contract. Data, as used herein, shall include any work subject to copyright under 17 U.S.C. § 102, for example, any written reports or literary works, software and/or source code, music, choreography, pictures or images, graphics, sculptures, videos, motion pictures or other audiovisual works, sound and/or video recordings, and architectural works. Upon or before the completion of this contract, the Contractor will deliver to the City data first produced in the performance of this contract and data required by the contract but not first produced in the performance of this contract in formats acceptable by the City. r. Prohibition on Contracting for Covered Telecommunications Equipment or Services. (a) Definitions. As used in this clause, the terms backhaul; covered foreign country; covered telecommunications equipment or services; interconnection arrangements; roaming; substantial or essential component; and telecommunications equipment or services have the meaning as defined in FEMA Policy 405-143-1, Prohibitions on Expending FEMA Award Funds for Covered Telecommunications Equipment or Services (Interim), as used in this clause (b) Prohibitions. (1) Section 889(b) of the John S. McCain National Defense Authorization Act for Fiscal Year 2019, Pub. L. No. 115-232, and 2 C.F.R. § 200.216 prohibit the head of an executive agency on or after Aug.13, 2020, from obligating or expending grant, cooperative agreement, loan, or loan guarantee funds on certain telecommunications products or from certain entities for national security reasons. (2) Unless an exception in paragraph (c) of this clause applies, the contractor and its subcontractors may not use grant, cooperative agreement, loan, or loan guarantee funds from the Federal Emergency Management Agency to: (i) Procure or obtain any equipment, system, or service that uses covered telecommunications equipment or services as a substantial or essential component of any system, or as critical technology of any system; (ii) Enter into, extend, or renew a contract to procure or obtain any equipment, system, or service that uses covered telecommunications equipment or services as a substantial or essential component of any system, or as critical technology of any system; (iii) Enter into, extend, or renew contracts with entities that use covered telecommunications equipment or services as a substantial or essential component of any system, or as critical technology as part of any system; or (iv) Provide, as part of its performance of this contract, subcontract, or other contractual instrument, any equipment, system, or service that 16 uses covered telecommunications equipment or services as a substantial or essential component of any system, or as critical technology as part of any system. (c) Exceptions. (1) This clause does not prohibit contractors from providing (i) A service that connects to the facilities of a third-party, such as backhaul, roaming, or interconnection arrangements; or (ii) Telecommunications equipment that cannot route or redirect user data traffic or permit visibility into any user data or packets that such equipment transmits or otherwise handles. (2) By necessary implication and regulation, the prohibitions also do not apply to: (i) Covered telecommunications equipment or services that: i. Are not used as a substantial or essential component of any system; and ii. Are not used as critical technology of any system. (ii) Other telecommunications equipment or services that are not considered covered telecommunications equipment or services. (d) Reporting requirement. (1) In the event the contractor identifies covered telecommunications equipment or services used as a substantial or essential component of any system, or as critical technology as part of any system, during contract performance, or the contractor is notified of such by a subcontractor at any tier or by any other source, the contractor shall report the information in paragraph (d)(2) of this clause to the recipient or subrecipient, unless elsewhere in this contract are established procedures for reporting the information. (2) The Contractor shall report the following information pursuant to paragraph (d)(1) of this clause: (i) Within one business day from the date of such identification or notification: The contract number; the order number(s), if applicable; supplier name; supplier unique entity identifier (if known); supplier Commercial and Government Entity (CAGE) code (if known); brand; model number (original equipment manufacturer number, manufacturer part number, or wholesaler number); item description; and any readily available information about mitigation actions undertaken or recommended. (ii) Within 10 business days of submitting the information in paragraph (d)(2)(i) of this clause: Any further available information about mitigation actions undertaken or recommended. In addition, the contractor shall describe the efforts it undertook to prevent use or submission of covered telecommunications equipment or services, and any additional efforts that will be incorporated to prevent future use or submission of covered telecommunications equipment or services. 17 (e) Subcontracts. The Contractor shall insert the substance of this clause, including this paragraph (e), in all subcontracts and other contractual instruments. s. Domestic Preference for Procurements. As appropriate, and to the extent consistent with law, the contractor should, to the greatest extent practicable, provide a preference for the purchase, acquisition, or use of goods, products, or materials produced in the United States. This includes, but is not limited to iron, aluminum, steel, cement, and other manufactured products. For purposes of this clause: produced in the United States means, for iron and steel products, that all manufacturing processes, from the initial melting stage through the application of coatings, occurred in the United States. Manufactured products mean items and construction materials composed in whole or in part of non-ferrous metals such as aluminum; plastics and polymer-based products such as polyvinyl chloride pipe; aggregates such as concrete; glass, including optical fiber; and lumber. t. The contractor shall not use the DHS seal(s), logos, crests, or reproductions of flags or likenesses of DHS agency officials without specific FEMA pre-approval. The contractor shall include this provision in any subcontracts. u. This is an acknowledgement that FEMA financial assistance will be used to fund all or a portion of the contract. The contractor will comply with all applicable federal law, regulations, executive orders, FEMA policies, procedures, and directives. v. The federal government is not a party to this contract and is not subject to any obligations or liabilities to the non-federal entity, contractor, or any other party pertaining to any matter resulting from the contract. w. The contractor acknowledges that 31 U.S.C. Chap. 38 (Administrative Remedies x If subcontracts are to be let, the prime contractor is required to take all necessary steps identified in 2 C.F.R. § 200.321(b)(1)-(5) to ensure that small and minority businesses, 32/!FYIJCJUT! ! All Exhibits referenced herein and attached hereto shall be incorporated as if fully set forth in the body of this Agreement. 33/!BVUIPSJUZ! The person(s) executing this Agreement on behalf of the parties hereto warrant that they are duly authorized to execute this Agreement on behalf of said parties and that by so executing this Agreement, the parties hereto are formally bound to the provisions of this Agreement. 18 IN WITNESS WHEREOF, the parties hereto have executed this Agreement the date and year first above written. ATTEST:CITY OF SANTA ANA _________________________________________________ DAISY GOMEZKRISTINE RIDGE Clerk of the CouncilCity Manager APPROVED AS TO FORM: BARRIOS & ASSOCIATES, LLC, DBA SONIA R. CARVALHOCOMMUNICATIONS LAB City Attorney By: TAMARA BOGOSIANARIANNA BARRIOS Senior Assistant City AttorneyCEO RECOMMENDED FOR APPROVAL ___________________________ DAVID VALENTIN Chief of Police 19 FYIJCJU!B! ! GZ32!SFBEZPD!TUBUFNFOU!PG!XPSL! General Information: The following Statement of Work (SOW) defines the principal activities and responsibilities of all parties for public outreach services to support the ReadyOC (ROC) Emergency Preparedness Campaign. This scope of work shall stand as an agreement between the City of Santa Ana (here- in-after Santa Ana) and Communications LAB (here-in-after Comm LAB) for the contracted period. Comm LAB will supply the following services: Marketing: · Brand Management · Collateral (kids books, brochures) · Ready Fox OC Redo (new mascot) Digital Communications · Website Site content updating Site optimization Site maintenance · Newsletter Database Development · Social Media a. Content Development b. Graphic Design · App Management Updating and maintenance · Text Message Strategy Develop Partnership with Alert OC Advertising: · Social/Search ads · Paid Advertising Media: · Broadcast news promotions · Media/corporate promotions · Publicity Service Announcements (PSA) · Media Training · Public Information Support (ROC) 20 Outreach-Education-Partnerships: · Local Stakeholder Outreach · Elected Officials Outreach · Partner Outreach · Citizen and faith-based outreach Project Management · Project Administration Services · Routine Meeting with ROC Strategy Team · KPI Reports No deviation of this SOW will be allowed without written consent from the Santa Ana Project Manager. Nevertheless, Santa Ana recognizes that projects of this magnitude will likely encounter various unforeseeable events that may cause tasks to overlap or change, and such change will be permissible with the written approval of the Santa Ana Project Manager. This SOW is contingent upon both Comm LAB and Santa Ana fulfilling their respective responsibilities as defined in the Agreement and within this document. Dpoufout The following are included with this SOW: · Task Descriptions · Project Change Order · Project Schedule · Milestone Payment Schedule ! Hfofsbm!Qspkfdu!Nbobhfnfou!Sftqpotjcjmjujft Project management occurs throughout the project and is involved in every task. The overall project management activities are listed here for reference. Dpnn!MBC!Sftqpotjcjmjujft; a. b. Manage the efforts of the Comm LAB team and coordinate Comm LAB activities with the Santa Ana Project Manager. c. Conduct on- basis or when reasonably required at the discretion of Santa Ana to discuss project status. d. Provide timely responses, within ten (10) business days, to issues raised by Santa e. Prepare and submit, no later than the fifth business day of each month, a status activity report that includes: the accomplishments of the previous month, activities planned for the current month and any update to the project schedule. f. necessary. 21 g. Prepare and submit Task Completion Letter(s) with appropriate invoices to Santa Tboub!Bob!Sftqpotjcjmjujft; a. Maintain project communications with the Comm LAB Project Manager. b. Manage the efforts of ROC involved staff and coordinate ROC activities with the Comm LAB Project Manager. c. The Project Manager must ensure that personnel have ample time, resources, and expertise to carry out their respective tasks and responsibilities. d. The Project Manager or his designee will participate in status meetings with the Comm LAB Project Manager on a monthly basis or as may otherwise be reasonably required to discuss project status. e. Provide timely responses, within ten (10) business days, to issues raised by the Comm LAB Project Manager. f. Liaison with all Santa Ana-provided third-party vendors and associated systems. g. Ensure acceptable Change Orders are approved by authorized signature(s). h. Ensure acceptable Task Completion Letter(s) are approved by the Project Manager or his designee. i. Ensure timely payment of invoices. j. Ensure Comm LAB access to server and network equipment and work areas on a 24x7 basis, with pre-authorization for off-hours. k. Provide workspace for Comm LAB personnel as reasonably requested. TPX!Gpsnbu; Each task includes the following: Title, Objective, Task Description, Responsibilities and Completion Criteria. The tasks are depicted on the project schedule. All parties recognize that the SOW is not formatted chronologically with contractual obligations defaulting to the Project Schedule unless otherwise noted. UBTL!2;!3132.33!NBSLFUJOH!SPBENBQ! Pckfdujwf;!!!!!!!!!!!!!!!! Create, establish and implement a formal marketing plan and road map to best promote and provide outreach for ROC during the campaign period. The road map will include target audiences, objectives, management procedures and proposed activities. Ubtl!Eftdsjqujpo;! Develop, refine, review and approve plans for all campaign initiatives, including the marketing plan and project schedule. Activities include: a. Launch Meetings conduct a minimum of two meetings with the Santa Ana Project Manager to present strategies and recommendations and to get approval to proceed with the Road Map. 22 b. 2021-2022 Marketing Road Map develop and submit a comprehensive marketing communications and promotions plan detailing strategies, objectives, tasks, schedules and metrics for all ROC activities during the contracted period. c. Project Schedule develop and complete a comprehensive project schedule that details timing for all activities. d. Project Management & Control Procedures review and update, as needed, all currently approved control and administrative procedures (change orders, approval processes, etc.) and documents currently on file with the Santa Ana Project Manager. Sftqpotjcjmjujft; Comm LAB shall: a. Develop the initiative and seek plan approval from Santa Ana Project Manager b. Execute the promotion in accordance with the approved plan Santa Ana shall: a. Approve plan and promotion elements Dpnqmfujpo!Dsjufsjb; This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for each subtask noted below. UBTL!2.B;!CSBOEJOH!BOE!EJHJUBM!NBSLFUJOH!BVEJU Pckfdujwf;! presence. The audit will in safeguard the integrity of this campaign. !!!!!!!! Ubtl!Eftdsjqujpo;! consider the appropriate use of tools and materials for the targeted audiences, image and visual Sftqpotjcjmjujft; Comm LAB shall: a. Collect, review and evaluate branding and digital marketing materials. b. Present audit findings and key recommendations to Santa Ana Project Manager. Santa Ana shall: a. Review audit and approve execution of key recommendations. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of August 2021. 23 UBTL!3;!EJHJUBM!DPNNVOJDBUJPOT Pckfdujwf;!Create a digital communications outreach communications strategy. This communications platform will mainly consist of a newsletter distribution system and database retention effort. Ubtl!Eftdsjqujpo;! Through various digital outreach tactics, we will work to build an internal database for email distribution. These monthly newsletters will support the following: a. Micro-campaigns: promotion of various sub-campaigns in relation to our pre- approved micro-campaigns (i.e. emergency kits, college earthquake preparedness, etc.) b. Ready OC messaging: promotion of general Ready OC information, tools, resources, etc. Sftqpotjcjmjujft; Comm LAB shall: a. Create a newsletter system in combination with a database collection initiative b. Routinely distribute information newsletter to database c. Provide KPI report to Santa Ana Project to show progress Santa Ana shall: a. Review, edit and approve newsletter drafts for distribution Dpnqmfujpo!Dsjufsjb; This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for each subtask noted below. UBTL!3.B;!OFXTMFUUFS!EBUBCBTF!DPMMFDUJPO!TUSBUFHZ ! Pckfdujwf;!Establish a robust database of stakeholders to distribute newsletters, updates and relevant information. !!!!!!!!!!!!!!! Ubtl!Eftdsjqujpo;!Develop a mechanism to collect contact information from Orange County stakeholders interested in receiving news from ROC. The collector will include: a. Email address b. City of residence c. Zip Code e. Opt-in consent statement Sftqpotjcjmjujft; Comm LAB shall: a. Add an email collector to the ROC website where stakeholders can register to receive ROC newsletters and updates. Maintain and update the newsletter database accordingly. b. Create a newsletter design with routine topics to be included c. Present draft newsletter to the Santa Ana PD project manager for approval. 24 Santa Ana shall: a. Provide any relevant databases in its possession to be added to the newly established database. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of September 2021. ! UBTL!3.C;!OFXTMFUUFS!EJTUSJCVUJPO Pckfdujwf;!Establish ROC newsletter as a trusted resource for stakeholders to receive emergency preparedness information and relevant updates.!!!!!!!!!!!!!! Ubtl!Eftdsjqujpo;! Develop newsletter template, elements and set distribution frequency. This includes all aspects related to the curation of a newsletter including but not limited to writing copy and generating graphics. Sftqpotjcjmjujft; Comm LAB shall: a. Develop the newsletter format and distribution schedule and seek approval of Santa Ana Project Manager. b. Execute newsletter distribution in accordance with the approved plan. Santa Ana shall: a. Approve newsletter plan and approve subsequent newsletters before public distribution. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of February 2022. UBTL!4;!SFBEZ!PD!XFCTJUF!SFGSFTI Pckfdujwf;! Refresh Ready OC Website to improve user experience, navigability and to meet the needs of the new digital strategy. !!!!!! Ubtl!Eftdsjqujpo;! Evaluate, propose modifications and update Ready OC Website. This includes but is not limited to: finding technical problems, removing outdated links, adding content and installing an email collector for the new newsletter distribution strategy. This includes an SEO evaluation to ensure the website is search engine friendly. Sftqpotjcjmjujft; 25 Comm LAB shall: a. Review Ready OC Website and identify any immediate modifications and updates needed. b. Seek approval from Santa Ana Project Manager to make modifications. Santa Ana shall: a. Approve website refresh recommendations. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for each subtask noted below. UBTL!4.B;!SFBEZ!PD!XFCTJUF!BVEJU!'!UJNFMJOF!GPS!USBOTJUJPO Pckfdujwf;!Assess areas to improve, growth and increase credibility of the Ready OC website. !!!!!!!!!!!!! Ubtl!Eftdsjqujpo;! a. Conduct an exhaustive content and technical audit of the Ready OC Website. Assess page structures, navigability, accessibility and analytics. Create a timeline to transition the website from .org to a .gov address. Sftqpotjcjmjujft; Comm LAB shall: a. Evaluate website components, website traffic and insights for growth opportunities. b. Create a timeline to transition the ROC website efficiently and effectively. Santa Ana shall: a. Review audit and approve timeline for transition. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of August 2021. UBTL!4.C;!SFBEZ!PD!XFCTJUF!TJUF!NBQ!'!GSBNFT Pckfdujwf;!Based on team input and long-term strategy, staff will create an outline of the new - Ubtl!Eftdsjqujpo;! The site-map and wireframes will showcase how all of the ROC content, imagery, resources etc. will be organized on the new website. This draft will provide an opportunity to highlight the !!!!!!!!!! a. Provide a site-map of the new ROC navigation including all sub-pages b. Provide wireframes or lay- 26 Sftqpotjcjmjujft; Comm LAB shall: a. Provide site-map and layout options for the approval of the Santa Ana Project Manager b. Implement any requested edits/changes to the site-map and wireframes Santa Ana shall: a. Review and audit draft site-map and wireframes b. Provide any feedback,edits to staff c. Rely final approval of site-map and wireframes Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of October 2021. UBTL!4.D;!SFBEZ!PD!XFCTJUF!DPOUFOU!EFWFMPQNFOU Pckfdujwf;!Develop a comprehensive document merging the existing ROC website copy with additions required for the new website. This document will serve as a guide for website developers as they finalize the new ROC website. Ubtl!Eftdsjqujpo;! The website content will include all the existing information in addition to information regarding the following: a. Micro-campaigns: staff will include copy for the upcoming micro-campaigns to avoid any last minute changes that may be necessary on the website. b. Database: the new website will encourage residents to sign up for the ROC newsletter c. Local partners: Call-outs to ROC most significant partners. Sftqpotjcjmjujft; Comm LAB shall: a. Provide draft copy for the review of the Santa Ana Project Manager and team. b. Update the document with any changes requested by the Santa Ana Project Manager c. Provide a final copy of the website content Santa Ana shall: a. Review and edit the draft website copy b. Provide edits and final approval Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of December 2021. 27 UBTL4.E;!SFBEZ!PD!XFCTJUF!EFTJHO!'!EFWFMPQNFOU Pckfdujwf;!Create a contemporary design in support of the new website content that is reflective contemporary model with an easy-to-navigate interface for users. !!!!!!!!!!!!!!!! Ubtl!Eftdsjqujpo;! Develop a modern site with useful, yet aesthetically pleasing elements that will create a positive experience for users accessing the website for information regarding ROC. This Sftqpotjcjmjujft; Comm LAB shall: a. Develop a draft website that is reflective of approved copy, sitemap and wireframes b. Implement updates from the Santa Ana project manager c. Provide final website Santa Ana shall: a. Provide all edits to staff to implement b. Approve final website before transitioning live Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of February 2022. UBTL!5;!TPDJBM!NFEJB!PVUSFBDI Pckfdujwf;!Develop consistent social media content based on messaging strategies for Ready OC objectives and micro- engagements and website traffic. !!!!!!!!!!!!!!!! Ubtl!Eftdsjqujpo;!Develop contemporary and engaging social media content in various formats including graphics, memes, surveys, video, gifs, etc. This content will be used for both the ROC social media timeline calendar, as well as social media advertising. Sftqpotjcjmjujft; Comm LAB shall: a. Develop a 6-week social media calendar with draft respective imagery for Santa Ana Project Manager approval b. The calendar will include: social media platforms, date of publication, copy for social media post, graphic, links, hashtags c. Schedule 6-week social media calendar meetings to review social media calendar when needed d. Implement any updates and/or edits to the social media calendar e. Post time-sensitive content at the direction of the Santa Ana Project Manager f. Provide 6-week social media KPI reports on post engagement, traffic and trends. 28 Santa Ana shall: a. Provide feedback and input for social media calendar b. Attend 6-week social media calendar meetings when needed c. Provide any time-sensitive social media messaging to staff when appropriate Dpnqmfujpo!Dsjufsjb; This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for each subtask noted below. UBTL!5.B;!SFBEZ!PD!TPDJBM!NFEJB!DPOUFOU! EFWFMPQNFOU0NBOBHFNFOU!)BVHVTU.EFDFNCFS!3132* Pckfdujwf;!Develop consistent social media content based on messaging strategies for Ready OC objectives and micro-campaigns. The content will be focused on increasing engagements and website traffic. !!!!!!!!!!!!!!!! Ubtl!Eftdsjqujpo;!Develop contemporary and engaging social media content in various formats including graphics, memes, surveys, video, gifs, etc. This content will be used for both the ROC social media timeline calendar, as well as social media advertising. a. Develop Social Media Calendar b. Post time-sensitive information on social media channels c. Keep Social Media Channels Updated Sftqpotjcjmjujft; Comm LAB shall: a. Develop a 6-week social media calendar with draft respective imagery for Santa Ana Project Manager approval b. The calendar will include: social media platforms, date of publication, copy for social media post, graphic, links, hashtags c. Schedule 6-week social media calendar meetings to review social media calendar when needed d. Implement any updates and/or edits to the social media calendar e. Post time-sensitive content at the direction of the Santa Ana Project Manager f. Provide 6-week social media KPI reports on post engagement, traffic and trends. Tboub!Bob!tibmm; a. Provide feedback and input for social media calendar b. Attend 6-week social media calendar meetings when needed c. Provide any time-sensitive social media messaging to staff when appropriate Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of December 2021. 29 UBTL!5.C;!SFBEZ!PD!TPDJBM!NFEJB!DPOUFOU! EFWFMPQNFOU0NBOBHFNFOU!)KBO.NBSDI!3133* Pckfdujwf;!Develop consistent social media content based on messaging strategies for Ready OC objectives and micro- engagements and website traffic. !!!!!!!!!! Ubtl!Eftdsjqujpo;Develop contemporary and engaging social media content in various formats including graphics, memes, surveys, video, gifs, etc. This content will be used for both the ROC social media timeline calendar, as well as social media advertising. a. Develop Social Media Calendar b. Post time-sensitive information on social media channels c. Keep Social Media Channels Updated ! Sftqpotjcjmjujft; Comm LAB shall: a. Develop a 6-week social media calendar with draft respective imagery for Santa Ana Project Manager approval b. The calendar will include: social media platforms, date of publication, copy for social media post, graphic, links, hashtags c. Schedule 6-week social media calendar meetings to review social media calendar when needed d. Implement any updates and/or edits to the social media calendar e. Post time-sensitive content at the direction of the Santa Ana Project Manager f. Provide 6-week social media KPI reports on post engagement, traffic and trends. Santa Ana shall: a. Provide feedback and input for social media calendar. b. Attend 6-week social media calendar meetings when needed c. Provide any time-sensitive social media messaging to staff when appropriate Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of March 2022. UBTL!5.D;!SFBEZ!PD!TPDJBM!NFEJB!DPOUFOU! EFWFMPQNFOU0NBOBHFNFOU!)BQSJM.KVOF!3133* Pckfdujwf;!!Develop consistent social media content based on messaging strategies for Ready OC objectives and micro- engagements and website traffic. !!!!!!!!!!!!!!! Ubtl!Eftdsjqujpo;!Develop contemporary and engaging social media content in various formats including graphics, memes, surveys, video, gifs, etc. This content will be used for both the ROC social media timeline calendar, as well as social media advertising. 30 a. Develop Social Media Calendar b. Post time-sensitive information on social media channels c. Keep Social Media Channels Updated Sftqpotjcjmjujft; Comm LAB shall: a. Develop a 6-week social media calendar with draft respective imagery for Santa Ana Project Manager approval b. The calendar will include: social media platforms, date of publication, copy for social media post, graphic, links, hashtags c. Schedule 6-week social media calendar meetings to review social media calendar when needed d. Implement any updates and/or edits to the social media calendar e. Post time-sensitive content at the direction of the Santa Ana Project Manager f. Provide 6-week social media KPI reports on post engagement, traffic and trends. Santa Ana shall: a. Provide feedback and input for social media calendar b. Attend 6-week social media calendar meetings when needed c. Provide any time-sensitive social media messaging to staff when appropriate Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of June 2022. UBTL!6;!SFBEZ!PD!TPDJBM!NFEJB!'!TFBSDI!BEWFSUJTJOH! Pckfdujwf;!Develop a comprehensive digital advertising strategy within the project budget to -campaigns when relevant. The advertising campaign will be primarily digital with concentration on social media channels and Google search. Ubtl!Eftdsjqujpo;! channels, messaging, micro-campaigns, and objectives. a. Boost social media timeline content b. Develop social media advertisements c. Develop advertisements for Google (display, search, and YouTube) Sftqpotjcjmjujft; Comm LAB shall: a. Create a digital advertising budget with funds allocated to search and social media advertising. b. Itemize digital media advertising funding to micro-campaign messaging c. Deliver budget to Santa Ana Project manager for approval d. Execute routine advertising programming and monitor results 31 e. Provide KPI reports at the end of each task monitoring success and opportunities Santa Ana shall: a. Provide feedback and approval on digital advertising budget on search and social b. Review KPI report at the end of each subsequent digital marketing task order. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for each subtask noted below. UBTL!6.B;!SFBEZ!PD!TPDJBM!NFEJB!'!TFBSDI!BEWFSUJTJOH!)BVHVTU. EFDFNCFS!3132* Pckfdujwf;!!Develop a comprehensive digital advertising strategy within the project budget to and micro-campaigns when relevant. The advertising campaign will be primarily digital with concentration on social media channels and Google search. !!!!!!!!!!!!!!!! Ubtl!Eftdsjqujpo;! media channels, messaging, micro-campaigns, and objectives. a. Boost social media timeline content b. Develop social media advertisements c. Develop advertisements for Google (display, search, and YouTube) Sftqpotjcjmjujft; Comm LAB shall: a. Create a digital advertising budget with funds allocated to search and social media advertising. b. Itemize digital media advertising funding to micro-campaign messaging c. Deliver budget to Santa Ana Project manager for approval d. Execute routine advertising programming and monitor results e. Provide KPI reports at the end of each task monitoring success and opportunities Santa Ana shall: a. Provide feedback and approval on digital advertising budget on search and social b. Review KPI report at the end of each subsequent digital marketing task order. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of December 2021. UBTL!6.C;!SFBEZ!PD!TPDJBM!NFEJB!'!TFBSDI!BEWFSUJTJOH!)KBO.NBSDI! 3133* 32 Pckfdujwf;!Develop a comprehensive digital advertising strategy within the project budget to -campaigns when relevant. The advertising campaign will be primarily digital with concentration on social media channels and Google search. !!!!!!!!!!!!!! Ubtl!Eftdsjqujpo;! channels, messaging, micro-campaigns, and objectives. a. Boost social media timeline content b. Develop social media advertisements c. Develop advertisements for Google (display, search, and YouTube) Sftqpotjcjmjujft; Comm LAB shall: a. Create a digital advertising budget with funds allocated to search and social media advertising. b. Itemize digital media advertising funding to micro-campaign messaging c. Deliver budget to Santa Ana Project manager for approval d. Execute routine advertising programming and monitor results e. Provide KPI reports at the end of each task monitoring success and opportunities Santa Ana shall: a. Provide feedback and approval on digital advertising budget on search and social b. Review KPI report at the end of each subsequent digital marketing task order. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of March 2022. UBTL!6.D;!SFBEZ!PD!TPDJBM!NFEJB!'!TFBSDI!BEWFSUJTJOH!)BQSJM.KVOF! 3133* Pckfdujwf;!!Develop a comprehensive digital advertising strategy within the project budget to -campaigns when relevant. The advertising campaign will be primarily digital with concentration on social media channels and Google search. !!!!!!!!!!!!!!! Ubtl!Eftdsjqujpo;! channels, messaging, micro-campaigns, and objectives. a. Boost social media timeline content b. Develop social media advertisements c. Develop advertisements for Google (display, search, and YouTube) Sftqpotjcjmjujft; Comm LAB shall: 33 a. Create a digital advertising budget with funds allocated to search and social media advertising. b. Itemize digital media advertising funding to micro-campaign messaging c. Deliver budget to Santa Ana Project manager for approval d. Execute routine advertising programming and monitor results e. Provide KPI reports at the end of each task monitoring success and opportunities Santa Ana shall: a. Provide feedback and approval on digital advertising budget on search and social b. Review KPI report at the end of each subsequent digital marketing task order. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of June 2022. UBTL!7;!NJDSP!DBNQBJHO;!FBSUIRVBLF!GPS!DPMMFHF!TUVEFOUT Pckfdujwf;!Develop a comprehensive plan to promote ROC and increase awareness of earthquake preparedness tactics and tools among college students, especially important for -of-state student population. Ubtl!Eftdsjqujpo;!ke preparedness micro-camp, specifically its earthquake resources during the micro campaign period. The plan will include outreach channels, partnerships, procedures,proposed activities, communications and schedule. Sftqpotjcjmjujft; Comm LAB shall: a. Develop the micro campaign plan, identify partners, outreach channels, activities, promotional materials, schedule and budget. b. Present micro campaign plan timeline for the approval of Santa Ana Project Manager c. Begin to execute micro-campaign tasks in accordance with the approved plan. Santa Ana shall: a. Approve micro campaign plan for execution and provide input. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for each subtask noted below. UBTL!7.B;!NJDSP!DBNQBJHO;!FBSUIRVBLF!GPS!DPMMFHF!TUVEFOUT;! EFWFMPQ!NFTTBHJOH!'!PVUSFBDI!TUSBUFHZ 34 Pckfdujwf;!!Develop an effective messaging and outreach strategy to deliver key messages to Orange promote earthquake safety. Ubtl!Eftdsjqujpo;!Research, identify and craft messaging and outreach strategy to raise awareness of earthquake preparedness. This task includes: a. Mapping out effective messaging and calls to action b. Identifying outreach channels with high-traffic in the selected demographic. c. Setting messaging frequency d. Identifying partnerships Sftqpotjcjmjujft; Comm LAB shall: a. Create a strategy to appeal to the selected demographic. b. Provide messagings options and taglines for marketing/advertising c. Present strategy to and seek approval approval of Santa Ana Project Manager d. Begin to execute strategy in accordance with the approved plan. Santa Ana shall: a. Approve messaging and outreach strategy for execution. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of September 2021. UBTL!7.C;!NJDSP!DBNQBJHO;!FBSUIRVBLF!GPS!DPMMFHF!TUVEFOUT;! EFWFMPQ!DBNQBJHO!UJNFMJOF! Pckfdujwf;!Establish a campaign timeline that delivers high impact and reach among targeted demographic (college students). !!!!!!!!!!!!!!!! Ubtl!Eftdsjqujpo;!Create, establish and implement a timeline to promote ROC, specifically its earthquake resources during the micro campaign period. This task includes: a. Developing a draft calendar with respective outreach activities for Santa Ana Project Manager approval b. Reviewing college campus events calendars c. Identifying any competing campaigns distributed during the selected timeline Sftqpotjcjmjujft; Comm LAB shall: a. Create a timeline. b. Present timeline to and seek approval approval of Santa Ana Project Manager c. Execute activities in accordance with the approved timeline. 35 Santa Ana shall: a. Approve timeline for execution. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of October 2021. UBTL!7.D;!NJDSP!DBNQBJHO;!FBSUIRVBLF!GPS!DPMMFHF!TUVEFOUT;! JEFOUJGZ!QPUFOUJBM!QBSUOFST Pckfdujwf;!!Execute an audit of existing ROC partners to then identify a new list of potential patterns who can assist in the outreach, advertising and communications of our promoting earthquake preparedness on college campuses. Ubtl!Eftdsjqujpo;!Identify a list of existing and new partners to increase earthquake preparedness amongst student bodies on college campuses throughout Orange County. Sftqpotjcjmjujft; Comm LAB shall: a. Develop a list of existing and potential partners for the approval of the Santa Ana Project Manager b. Begin reaching out to existing partners to schedule strategy discussions and outreach events Santa Ana shall: a. Provide approval on the list of potential partners. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of November 2021. UBTL!8;!NJDSP!DBNQBJHO;!FWBDVBUJPO!UFYU!BMFSUT Pckfdujwf;!Develop a communications and outreach strategy for evacuation areas during fire season. This campaign will be in partnership with AlertOC or another local organization.!!!!!!!! Ubtl!Eftdsjqujpo;!Create a text alert communications and outreach campaign for Orange County residents who are in fire zones during fire season. Sftqpotjcjmjujft; Comm LAB shall: 36 a. Develop an outreach and communications plan b. Provide outline to Santa Ana Project Manager for approval Santa Ana shall: a. Provide final approval of micro-campaign overview Dpnqmfujpo!Dsjufsjb; This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for each subtask noted below. UBTL!8.B;!NJDSP!DBNQBJHO;!FWBDVBUJPO!UFYU!BMFSUT;!EFWFMPQ! NFTTBHJOH!'!PVUSFBDI!TUSBUFHZ Pckfdujwf;!!!Develop an effective messaging and outreach strategy to educate residents living in fire hazard severity zones on the importance of enrolling in the evacuation text alert system. !!!!!!!!! Ubtl!Eftdsjqujpo;!Research, identify and craft messaging and outreach strategy to drive up enrollment in evacuation text alerts. This task includes: a. Mapping out effective messaging and calls to action b. Identifying outreach channels with high-traffic in the selected demographic and geographic areas. c. Setting messaging frequency d. Identifying partnerships Sftqpotjcjmjujft; Comm LAB shall: a. Create a strategy to appeal to the selected demographics and geographic targeted areas. b. Present strategy to and seek the approval of the Santa Ana Project Manager c. Begin to execute strategy in accordance with the approved plan. d. Provide messagings options and taglines for marketing/advertising Santa Ana shall: a. Provide feedback and input on messaging and outreach strategies. b. Approve messaging and outreach strategy for execution. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of September 2021. UBTL!8.C;!NJDSP!DBNQBJHO;!FWBDVBUJPO!UFYU!BMFSUT;!EFWFMPQ! DBNQBJHO!UJNFMJOF Pckfdujwf;Establish a campaign timeline that delivers high impact and reach among targeted demographic (residents living in fire hazard severity zones ). !!!!!!!! 37 Ubtl!Eftdsjqujpo;!Create, establish and implement a timeline to promote ROC, specifically the evacuation text alert system during the micro campaign period. This task includes: a. which is typically around the month October b. Developing a draft calendar with outreach activities for Santa Ana Project Manager approval. Sftqpotjcjmjujft; Comm LAB shall: a. Create a timeline. b. Present timeline to and seek approval approval of Santa Ana Project Manager c. Execute activities in accordance with the approved timeline. Santa Ana shall: a. Approve timeline for execution. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of October 2021. UBTL!8.D;!NJDSP!DBNQBJHO;!FWBDVBUJPO!UFYU!BMFSUT;!JEFOUJGZ! QPUFOUJBM!QBSUOFST Pckfdujwf;!Execute an audit of existing ROC partners to then identify a new list of potential patterns who can assist in the outreach, advertising and communications in our effort to inform residents living in fire hazard severity zones!to enroll in our evacuation alerts system/!!!!!!!!!!! Ubtl!Eftdsjqujpo;!Identify a list of existing and new partners to increase awareness of the evacuation text alert system amongst Orange County residents living in fire hazard severity zones. Sftqpotjcjmjujft; Comm LAB shall: a. Develop a list of existing and potential partners for the approval of the Santa Ana Project Manager b. Begin reaching out to existing partners to schedule strategy discussions and outreach events Tboub!Bob!tibmm: a. Provide approval on the list of potential partners. Dpnqmfujpo!Dsjufsjb; 38 This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of November 2021. UBTL!9;!NJDSP!DBNQBJHO;!FNFSHFODZ!LJUT Pckfdujwf;!Plan, develop and outline micro-campaign concept for residents to easily assemble a five-gallon ROC emergency preparedness bucket at various locations throughout the county. These potential partners and community stakeholders could range from Lowes, Home Depot, etc. Ubtl!Eftdsjqujpo; See sub-tasks for specifics. Sftqpotjcjmjujft; See sub-tasks for specifics. Dpnqmfujpo!Dsjufsjb; This task is considered complete when all budgeted sub-tasks have been completed in their respective entirety. UBTL!9.B;!NJDSP!DBNQBJHO;!FNFSHFODZ!LJUT;!EFWFMPQ!NFTTBHJOHT!'! PVUSFBDI!TUSBUFHZ Pckfdujwf;!!Plan and develop a messaging and outreach strategy to increase the numbers of residents who are assembling a five-gallon ROC emergency preparedness bucket at various locations throughout the county. Ubtl!Eftdsjqujpo;!Develop an outreach and messaging strategy to increase awareness amongst residents to assemble a five-gallon ROC emergency bucket. Sftqpotjcjmjujft; Comm LAB shall: a. increase public awareness for preparedness. b. Provide messagings options and taglines for marketing/advertising Santa Ana shall: c. Provide approval of messaging and outreach strategy Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be the end of September 2021. 39 UBTL!9.C;!NJDSP!DBNQBJHO;!FNFSHFODZ!LJUT;!EFWFMPQ!DBNQBJHO! UJNFMJOF Pckfdujwf;!Establish a campaign timeline that delivers in order to increase the number of residents who assemble the five-gallon ROC emergency preparedness buckets/kits in their homes/businesses. !!!!!!!!!!!!!!!! !!!!!!!!! Ubtl!Eftdsjqujpo;!Create, establish and implement a timeline to promote ROC, specifically the importance of curating a 5-gallon ROC emergency bucket/kit. This task includes: a. Developing a draft calendar with respective outreach activities for Santa Ana Project Manager approval b. Accounting for any competing/concurrent campaigns that potential partners/community organizations may be engaged in. Sftqpotjcjmjujft; Comm LAB shall: a. Create a timeline. b. Present timeline to and seek approval approval of Santa Ana Project Manager c. Execute activities in accordance with the approved timeline. Santa Ana shall: a. Approve timeline for execution. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of October 2021. UBTL!9.D;!NJDSP!DBNQBJHO;!FNFSHFODZ!LJUT;!JEFOUJGZ!QPUFOUJBM! QBSUOFST Pckfdujwf;!!Execute an audit of existing ROC partners to then identify a new list of potential patterns who can assist in the outreach, advertising and communications of our effort to encourage residents to curate a five-gallon emergency bucket. !!!! Ubtl!Eftdsjqujpo;!!Identify a list of existing and new partners to increase awareness on the importance of assembling a 5-gallon emergency bucket. Sftqpotjcjmjujft; Comm LAB shall: a. Develop a list of existing and potential partners for the approval of the Santa Ana Project Manager b. Begin reaching out to existing partners to schedule strategy discussions and outreach events. 40 Santa Ana shall: a. Provide approval on the list of potential partners. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of November 2021. UBTL!:;!FBSOFE!NFEJB!PVUSFBDI Pckfdujwf;!Develop and implement media promotions and concentrated publicity outreach to local print, online, broadcast and/or theater/cinema outlets to promote ROC programming elements, initiatives and calendar of activities. Ubtl!Eftdsjqujpo;! Develop and implement media promotions including, but not limited to, management and enhancement of the ROC smartphone app, advertising and/or online promotions, video PSA creation and media outreach to local outlets to direct OC residents to commit to preparedness steps. Task includes ongoing measurement and tracking of promotional elements. Activities will include: a. Publicity/Media Outreach conduct outreach to targeted local media to achieve a minimum of two earned or sponsored placements during the contract period. b. Video PSA leverage existing :30-second video PSA and focus on efforts to expand exposure of ROC via additional placements within the OC community via the ROC website, YouTube channel, city websites, local public access stations, selected regional theatre venues, etc. Sftqpotjcjmjujft; Comm LAB shall: a. Plan, develop and produce the video with approval from the Santa Ana Project Manager b. Execute distribution in accordance with approved plans Santa Ana shall: a. Approve initiative concepts, production and distribution plan. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for each subtask noted below. UBTL!:.B;!FBSOFE!NFEJB!PVUSFBDI;!JEFOUJGZ!'!FYFDVUF!FBSOFE!NFEJB! PQQPSUVOJUJFT!)GBMM!3132* 41 Pckfdujwf;!Develop and implement media promotions and concentrated publicity outreach to local print, online, broadcast and/or theater/cinema outlets to promote ROC programming elements, initiatives and the calendar of activities. Ubtl!Eftdsjqujpo;! Develop and implement media promotions including, but not limited to, management and enhancement of the ROC app, advertising and/or online promotions, video PSA creation and media outreach to local outlets to direct OC residents to commit to preparedness steps. Task includes ongoing measurement and tracking of promotional elements. Sftqpotjcjmjujft; Comm LAB shall: a. Plan, develop and produce the video with approval from the Santa Ana Project Manager in alignment with the ROC Steering Committee b. Execute distribution in accordance with approved plans Santa Ana shall: c. Approve initiative concepts, production and distribution plan Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of October 2021. UBTL!:.C;!FBSOFE!NFEJB!PVUSFBDI;!JEFOUJGZ!'!FYFDVUF!FBSOFE!NFEJB! PQQPSUVOJUJFT!)XJOUFS!31320TQSJOH!3133* Pckfdujwf;!Develop and implement media promotions and concentrated publicity outreach to local print, online, broadcast and/or theater/cinema outlets to promote ROC programming elements, initiatives and the calendar of activities. Ubtl!Eftdsjqujpo;! Develop and implement media promotions including, but not limited to, management and enhancement of the ROC smartphone app, advertising and/or online promotions, video PSA creation and media outreach to local outlets to direct OC residents to commit to preparedness steps. Task includes ongoing measurement and tracking of promotional elements. Sftqpotjcjmjujft; Comm LAB shall: a. Plan, develop and produce the video with approval from the Santa Ana Project Manager in alignment b. Execute distribution in accordance with approved plans Santa Ana shall: c. Approve initiative concepts, production and distribution plan 42 Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of June 2022. UBTL!21;!DPNNVOJUZ!'!DJUJ\[FOT!PVUSFBDI Pckfdujwf;! community, emergency preparedness, faith-based and other designated events and/or location to increase ROC preparedness messaging. Ubtl!Eftdsjqujpo; See sub-tasks for specifics. Sftqpotjcjmjujft; See sub-tasks for specifics. Dpnqmfujpo!Dsjufsjb; This task is considered complete when all budgeted sub-tasks have been completed in their respective entirety. UBTL!21.B;!DPNNVOJUZ!'!DJUJ\[FOT!PVUSFBDI!)GBMM!3132* Pckfdujwf;!!!!!!!!!!!!!!!! emergency preparedness, faith-based and other designated events and/or location to increase ROC preparedness messaging. Ubtl!Eftdsjqujpo;! Calendar, staff and manage outreach briefings, virtual events, etc. to targeted community organizations/groups. Activities include: a. Outreach List and Calendar - create and manage a master annual calendar for any local organization/group to provide information, tools, resources, etc. for emergency preparedness. Sftqpotjcjmjujft; Comm LAB shall: a. Develop the outreach and seek plan approval from the Santa Ana Project Manager. b. Execute the outreach in accordance with the approved plan Santa Ana shall: a. Approve plan and promotional elements 43 Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the calendared event outreach and when the Santa Ana Project Manager signs the task completion letter. Completion is planned November 2021. UBTL!21;!DPNNVOJUZ!'!DJUJ\[FOT!PVUSFBDI!)XJOUFS0TQSJOH!3133* Pckfdujwf;!Develop and implement ongoing community and community, emergency preparedness, faith-based and other designated events and/or presentation venues, seeking to reach and engage with hundreds of thousands of citizens and community members. Ubtl!Eftdsjqujpo;!Calendar, staff and manage outreach briefings, virtual events, etc. to targeted community organizations/groups. Activities include: a. Outreach List and Calendar - create and manage a master annual calendar for any local organization/group to provide information, tools, resources, etc. for emergency preparedness. Sftqpotjcjmjujft; Comm LAB shall: a. Develop the outreach and seek plan approval from the Santa Ana Project Manager in alignment with the ROC Steering Committee b. Execute the outreach in accordance with the approved plan Santa Ana shall: a. Approve plan and promotional elements ! Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the calendared event outreach and when the Santa Ana Project Manager signs the task completion letter. Completion is planned by April 2022. UBTL!22;!TUBLFIPMEFS!NFFUJOHT!'!QSPNPUJPOT Pckfdujwf; Manage campaign updates and activities including, but not limited to meetings, monthly activity reporting, programming documentation, regular communications and presentations to Santa Ana Project Manager and corresponding agency partners during this task order. Ubtl!Eftdsjqujpo; Provide campaign and promotion updates to the Santa Ana Project Manager through regularly scheduled phone calls and/or emails and meetings (as needed or requested). Manage the ongoing reporting and measurement of campaign data and maintain weekly and monthly communication 44 with the Santa Ana Project Manager including at least one formal meeting/conference call during the quarter, unless otherwise directed and approved by the Santa Ana Project Manager. ! Sftqpotjcjmjujft; Comm LAB shall: a. Coordinate, manage and participate in at least one team meting b. Provide daily, weekly and monthly campaign and promotion updates to the Santa Ana Project Manager c. Manage the weekly and monthly reporting of campaign measurement d. Manage ongoing budget and campaign schedule e. Submit task completion letters with task invoices to the Santa Ana Project Manager Santa Ana shall: a. Approve campaign progress, updates and promotions b. Support and facilitate partnering and sponsorship efforts with Steering Committee ! Dpnqmfujpo!Dsjufsjb; This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for each subtask noted below. UBTL!22.B;!TUBLFIPMEFS!NFFUJOHT!'!QSPNPUJPOT!)TFQ.KBO!3133* Pckfdujwf; Manage campaign updates and activities including, but not limited to meetings, monthly activity reporting, programming documentation, regular communications and presentations to Santa Ana Project Manager and corresponding agency partners during this task order. Ubtl!Eftdsjqujpo; Provide campaign and promotion updates to the Santa Ana Project Manager through regularly scheduled phone calls and/or emails and meetings (as needed or requested). Manage the ongoing reporting and measurement of campaign data and maintain weekly and monthly communication with the Santa Ana Project Manager including at least one formal meeting/conference call during the quarter, unless otherwise directed and approved by the Santa Ana Project Manager. ! Sftqpotjcjmjujft; Comm LAB shall: a. Coordinate, manage and participate in at least one Steering Committee meeting b. Provide daily, weekly and monthly campaign and promotion updates to the Santa Ana Project Manager c. Manage the weekly and monthly reporting of campaign measurement d. Manage ongoing budget and campaign schedule e. Submit task completion letters with task invoices to the Santa Ana Project Manager Santa Ana shall: a. Approve campaign progress, updates and promotions b. Support and facilitate partnering and sponsorship efforts with Steering Committee 45 Dpnqmfujpo!Dsjufsjb; This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for the task. Planned completion and implementation is by the end of January 2022. UBTL!22.C;!TUBLFIPMEFS!NFFUJOHT!'!QSPNPUJPOT!)GFC.KVOF!3133* Pckfdujwf; Manage campaign updates and activities including, but not limited to meetings, monthly activity reporting, programming documentation, regular communications and presentations to Santa Ana Project Manager and corresponding agency partners during this task order. Ubtl!Eftdsjqujpo; Provide campaign and promotion updates to the Santa Ana Project Manager through regularly scheduled phone calls and/or emails and meetings (as needed or requested). Manage the ongoing reporting and measurement of campaign data and maintain weekly and monthly communication with the Santa Ana Project Manager including at least one formal meeting/conference call during the quarter, unless otherwise directed and approved by the Santa Ana Project Manager. ! Sftqpotjcjmjujft; Comm LAB shall: a. Coordinate, manage and participate in at least one Steering Committee meeting b. Provide daily, weekly and monthly campaign and promotion updates to the Santa Ana Project Manager c. Manage the weekly and monthly reporting of campaign measurement d. Manage ongoing budget and campaign schedule e. Submit task completion letters with task invoices to the Santa Ana Project Manager Santa Ana shall: a. Approve campaign progress, updates and promotions b. Support and facilitate partnering and sponsorship efforts with Steering Committee ! Dpnqmfujpo!Dsjufsjb; This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for the task. Planned completion and implementation is by the end of May 2022. UBTL!23;!DPSQPSBUF!BEWJTPSZ!DPVODJM!QBSUOFSJOH Pckfdujwf;!!!!!!!!!!!!!!!! Continue managing the current CAC group with emphasis on enhancing participation benefits, retaining current active members, and expanding successes in leveraging CAC resources, connections and contributions to the overall ROC initiative during the year. 46 Ubtl!Eftdsjqujpo; Continue momentum to expand the success of the council to help provide opportunities, extensions, and ongoing support for ROC. Activities include: a. CAC Designated Ambassador continue to leverage and refine the designated CAC ambassadors to facilitate and deepen relationship efforts. b. One-on-One Outreach Tour continue successful strategy to outreach to CAC members in a high-touch, one-to-one manner to generate customized opportunities for promotional investment and support of the ROC campaign. Sftqpotjcjmjujft; Comm LAB shall: a. Develop and implement the program with approval from the Santa Ana Project Manager in alignment with the ROC Steering Committee Santa Ana shall: a. Approve the program and promotional efforts ! Dpnqmfujpo!Dsjufsjb; This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for each subtask noted below. UBTL!23.B;!DPSQPSBUF!BEWJTPSZ!DPVODJM!QBSUOFSJOH!)GBMM!3132* Pckfdujwf;!!!!!!!!!!!!!!!! Continue managing the current CAC group with emphasis on enhancing participation benefits and expanding successes in leveraging CAC resources, connections and contributions to the overall ROC initiative during the year. Ubtl!Eftdsjqujpo; Continue momentum to expand the success of the council to help provide opportunities, extensions, and ongoing support for ROC. Activities include: a. CAC Designated Ambassador continue to leverage and refine the designated CAC ambassadors to facilitate and deepen relationship efforts. b. One-on-One Outreach Tour continue successful strategy to outreach to CAC members to generate customized opportunities for promotional investment and support of the ROC campaigns. Sftqpotjcjmjujft; Comm LAB shall: a. Develop and implement the program with approval from the Santa Ana Project Manager in alignment with the ROC Steering Committee Santa Ana shall: a. Approve the program and promotional efforts ! Dpnqmfujpo!Dsjufsjb; 47 This task will be implemented throughout the performance period and when the Santa Ana Project Manager signs the task completion letter. Completion is planned to occur by November 2021. UBTL!23.C;!DPSQPSBUF!BEWJTPSZ!DPVODJM!QBSUOFSJOH!)XJOUFS0TQSJOH! 3132* Pckfdujwf;!!!!!!!!!!!!!!!! Continue managing the current CAC group with emphasis on enhancing participation benefits and expanding successes in leveraging CAC resources, connections and contributions to the overall ROC initiative during the year. Ubtl!Eftdsjqujpo; Continue momentum to expand the success of the council to help provide opportunities, extensions, and ongoing support for ROC. Activities include: a. CAC Designated Ambassador continue to leverage and refine the designated CAC ambassadors to facilitate and deepen relationship efforts. b. One-on-One Outreach Tour continue successful strategy to outreach to CAC members to generate customized opportunities for promotional investment and support of the ROC campaign. Sftqpotjcjmjujft; Comm LAB shall: a. Develop and implement the program with approval from the Santa Ana Project Manager in alignment with the ROC Steering Committee Santa Ana shall: a. Approve the program and promotional efforts ! Dpnqmfujpo!Dsjufsjb; This task will be implemented throughout the performance period and when the Santa Ana Project Manager signs the task completion letter. Completion is planned to occur by May 2022. UBTL!24;!XFCTJUF!'!NPCJMF!NBJOUFOBODF Pckfdujwf; Update, manage, host and maintain the ReadyOC.org website and provide recommendations for updates to improve the user experience and functionality. ! Ubtl!Eftdsjqujpo; See sub-tasks for specifics. Sftqpotjcjmjujft; See sub-tasks for specifics. 48 Dpnqmfujpo!Dsjufsjb; This task is considered complete when all budgeted sub-tasks have been completed in their respective entirety. UBTL!24.B;!XFCTJUF!'!NPCJMF!NBJOUFOBODF!)GBMM!3132* Pckfdujwf; Update, manage, host and maintain the ReadyOC.org website and provide recommendations for updates to improve the user experience and functionality. Ubtl!Eftdsjqujpo; Provide routine updates of the ROC website including content, imagery and navigation. Sftqpotjcjmjujft; Comm LAB shall: a. Update the ROC website with any additions/changes provided by the Santa Ana Project Manager b. Ensure all hosting, server, maintenance, and updates are maintained. Santa Ana shall: a. Provide any edits and/or additions for the ROC website b. Approve any update and/or additions to the ROC website. ! Dpnqmfujpo!Dsjufsjb; This task will be implemented throughout the performance period and when the Santa Ana Project Manager signs the task completion letter. Completion is planned to occur by January 2022. UBTL!24.C;!XFCTJUF!'!NPCJMF!NBJOUFOBODF!)XJOUFS0TQSJOH!3133* Pckfdujwf; Update, manage, host and maintain the ReadyOC.org website and provide recommendations for updates to improve the user experience and functionality. Ubtl!Eftdsjqujpo; Provide routine updates of the ROC website including content, imagery and navigation. Sftqpotjcjmjujft; Comm LAB shall: a. Update the ROC website with any additions/changes provided by the Santa Ana Project Manager b. Ensure all hosting, server, maintenance, and updates are maintained. 49 Santa Ana shall: a. Provide any edits and/or additions for the ROC website b. Approve any update and/or additions to the ROC website. ! Dpnqmfujpo!Dsjufsjb; This task will be implemented throughout the performance period and when the Santa Ana Project Manager signs the task completion letter. Completion is planned to occur by May 2022. UBTL!25;!DPMMBUFSBM!NBUFSJBMT Pckfdujwf;!Develop, produce and update ROC collateral materials for use in all programming and communications as appropriate. Ubtl!Eftdsjqujpo;!!!!!!!!!!!!! Handle design, writing, production and distribution of all materials supporting ROC initiatives. Sftqpotjcjmjujft; Comm LAB shall: a. Develop all materials and seek approval from the Santa Ana Project Manager b. Santa Ana shall: a. Approve materials and provide feedback ! Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the order or delivery of the promotional materials, given requirements in some instances for upfront payment, and when the Santa Ana Project Manager signs the task completion letter. Completion is planned to occur by March 2022. UBTL!26;!QSPNPUJPOBM!NBUFSJBMT Pckfdujwf;!Develop, produce and update ROC promotional materials for use in all programming as appropriate. Ubtl!Eftdsjqujpo;!Handle design, writing, production and distribution of all materials supporting ROC. Sftqpotjcjmjujft; Comm LAB shall: a. Develop all materials and seek approval from the Santa Ana Project Manager in alignment with the ROC Steering Committee b. Produce materials in accordance with Steering Committee approvals Santa Ana shall: 50 a. Approve materials ! Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the order or delivery of the promotional materials, given requirements in some instances for upfront payment, and when the Santa Ana Project Manager signs the task completion letter. Completion is planned to occur by January 2022. 51 GZ32!Njmftupof!Qbznfou!Tdifevmf Njmftupof!Ubtl!Obnf!Njmftupof!Qmboofe! Qbznfou!Dpnqmfujpo! Ebuf! UBTL!2!SFBEZPD!3132033!NBSLFUJOH!SPBENBQ! - Brand & Digital Marketing Audit Task 1-A $1,000.00 August 2021 UBTL!3!EJHJUBM!DPNNVOJDBUJPOT! Task 2-A - Newsletter Database Collection Strategy $1,000.00 Sep 2021 Task 2-B - Newsletter Distribution $1,000.00 Feb 2022 UBTL!4!Sfbez!PD!XFCTJUF!SF.GSFTI! - Ready OC Website Audit & Timeline for Task 3-A $1,000.00 August 2021 Transition Task 3-B - Ready OC Website Site Map & Frames $2,000.00 Oct 2021 Task 3-C - Ready OC Website Content Development!$2,000.00 Dec 2021 - Ready OC Website Design & Development! Task 3-D $4,000.00 Feb 2022 UBTL!5!TPDJBM!NFEJB!PVUSFBDI! - ReadyOC Social Media Content Development Task 4-A!$6,500.00 Dec 2021 & Management (August-December 2021)! - ReadyOC Social Media Content Development Task 4-B!$5,500.00 March 2022 & Management (Jan-March 2022)! - ReadyOC Social Media Content Development Task 4-C!$5,000.00 June 2022 & Management (Apr 2022-June 2022)! UBTL!6!BEWFSUJTJOH! - ReadyOC Social Media/Search Advertising Task 5-A!$5,000.00 Dec 2021 (August-December 2021)! - ReadyOC Social Media/Search Advertising Task 5-B!$4,000.00 March 2022 (Jan 2021 -March 2022)! - ReadyOC Social Media/Search Advertising Task 5-C!$3,000.00 June 2022 (Apr 2022-June 2022)! NJDSP!DBNQBJHO;!FBSUIRVBLF!GPS! UBTL!7! DPMMFHF!TUVEFOUT! Task 6-A!- Develop Messaging & Outreach Strategy $1,000.00 Sept 2021 October Task 6-B!- Develop Campaign Timeline!$1,000.00 2021 November Task 6-C - Identify Potential Partners $1,000.00 2021 NJDSP!DBNQBJHO;!FWBDVBUJPO!UFYU! UBTL!8! BMFSUT! Task 7-A!- Develop Messaging & Outreach Strategy !$1,000.00 Sept 2021 October Task 7-B!- Develop Campaign Timeline!$1,000.00 2021 November Task 7-C!- Identify Potential Partners $1,000.00 2021 UBTL!9!NJDSP!DBNQBJHO;!FNFSHFODZ!LJUT! Task 8-A - Develop Messaging & Outreach Strategy $1,000.00 Sept 2021 October Task 8-B - Develop Campaign Timeline $1,000.00 2021 52 November Task 8-C - Identify Potential Partners $1,000.00 2021 UBTL!:!FBSOFE!NFEJB!PVUSFBDI! - Identify & Execute Earned Media Opportunities Task 9-A!$7,000.00 Oct 2021 (Fall/Winter 2021)! - Identify & Execute Earned Media Opportunities Task 9-B!$7,000.00 June 2022 (Spring 2022)! UBTL!21!DPNNVOJUZ!'!DJUJ\[FOT!PVUSFBDI!! Task 10-A $2,000.00 Nov 2021 Community & Citizens Outreach (Fall 2021) Community & Citizens Outreach Task 10-B $2,000.00 April 2022 (Winter/Spring 2022) UBTL!22!TUBLFIPMEFS!NFFUJOHT!'!QSPNPUJPOT! - ReadyOC Stakeholder Meetings & Promotions Task 11-A!$2,000.00 Jan 2022 (Sep 2021-Jan 2022)! - ReadyOC Stakeholder Meetings & Promotions Task 11-B!$2,000.00 May 2022 (Feb 2022 -June 2022)! DPSQPSBUF!BEWJTPSZ!DPVODJM!'! UBTL!23! QBSUOFSJOH! - Corporate Advisory Council & Partnering (Fall Task 12-A $2,500.00 Nov 2021 2021) - Corporate Advisory Council & Partnering Task 12-B $2,500.00 May 2022 (Winter/Spring 2022) UBTL!24!XFCTJUF!'!NPCJMF!NBJOUFOBODF! Website, Social Media & Mobile Task 13-A $2,000.00 Jan 2022 Outreach/Maintenance (Fall 2021)! Website, Social Media & Mobile Task 13-B $2,500.00 May 2022 Outreach/Maintenance (Winter/Spring 2022) UBTL!25!DPMMBUFSBM!NBUFSJBMT!$3,000.00 March 2022 $3,000.00 Jan 2022 UBTL!26!QSPNPUJPOBM!NBUFSJBMT! $10,000.00 DPOUJOHFODZ!! UPUBM! %:8-611/11!! 53 FYIJCJU!C ! Jg!Zpv!Tff!Tpnfuijoh-!Tbz!Tpnfuijoh!)T5*!!PD!Jojujbujwf GZ32!T5!TUBUFNFOU!PG!XPSL! General Information: The following Statement of Work (SOW) defines the principal activities and responsibilities of all parties for public outreach services to support the See Something Say Something (S4) Emergency Preparedness Campaign. This scope of work shall stand as an agreement between the City of Santa Ana (here-in-after Santa Ana) and Communications LAB (here-in-after Comm LAB) for the contracted period. Comm LAB will supply the following services: Marketing: · Brand Management · Collateral (kids books, brochures) Digital Communications · Website Site content updating Site optimization Site maintenance · Newsletter Database Development · Social Media c. Content Development d. Graphic Design · Text Message Strategy Advertising: · Social/Search ads · Paid Advertising Media: · Broadcast news promotions · Media/corporate promotions · Publicity Service Announcements (PSA) · Media Training · Public Information Support (S4) Outreach-Education-Partnerships: · Local Stakeholder Outreach · Elected Officials Outreach · Partner Outreach · Citizen and faith-based outreach Project Management 54 · Project Administration Services · Routine Meeting with S4 Strategy Team · KPI Reports No deviation of this SOW will be allowed without written consent from the Santa Ana Project Manager. Nevertheless, Santa Ana recognizes that projects of this magnitude will likely encounter various unforeseeable events that may cause tasks to overlap or change, and such change will be permissible with the written approval of the Santa Ana Project Manager. This SOW is contingent upon both Comm LAB and Santa Ana fulfilling their respective responsibilities as defined in the Agreement and within this document. Dpoufout The following are included with this SOW: · Task Descriptions · Project Change Order · Project Schedule · Milestone Payment Schedule Hfofsbm!Qspkfdu!Nbobhfnfou!Sftqpotjcjmjujft Project management occurs throughout the project and is involved in every task. The overall project management activities are listed here for reference. Dpnn!MBC!Sftqpotjcjmjujft; h. i. Manage the efforts of the Comm LAB team and coordinate Comm LAB activities with the Santa Ana Project Manager. j. Conduct on- when reasonably required at the discretion of Santa Ana to discuss project status. k. Project Manager. l. Prepare and submit, no later than the fifth business day of each month, a status activity report that includes: the accomplishments of the previous month, activities planned for the current month and any update to the project schedule. m. Prepare a n. Project Manager. Tboub!Bob!Sftqpotjcjmjujft; a. Maintain project communications with the Comm LAB Project Manager. b. Manage the efforts of S4 involved staff and coordinate S4 activities with the Comm LAB Project Manager. c. The Project Manager must ensure that personnel have ample time, resources, and expertise to carry out their respective tasks and responsibilities. d. The Project Manager or his designee will participate in status meetings with the Comm LAB Project Manager on a monthly basis or as may otherwise be reasonably required to discuss project status. e. Provide timely responses, within ten (10) business days, to issues raised by the Comm LAB Project Manager. 55 f. Liaison with all Santa Ana-provided third-party vendors and associated systems. g. Ensure acceptable Change Orders are approved by authorized signature(s). h. Ensure acceptable Task Completion Letter(s) are approved by the Project Manager or his designee. i. Ensure timely payment of invoices. j. Ensure Comm LAB access to server and network equipment and work areas on a 24x7 basis, with pre-authorization for off-hours. k. Provide workspace for Comm LAB personnel as reasonably requested. TPX!Gpsnbu; Each task includes the following: Title, Objective, Task Description, Responsibilities and Completion Criteria. The tasks are depicted on the project schedule. All parties recognize that the SOW is not formatted chronologically with contractual obligations defaulting to the Project Schedule unless otherwise noted. UBTL!2;!3132.33!NBSLFUJOH!SPBENBQ! Pckfdujwf;!!!!!!!!!!!!!!!! Create, establish and implement a formal marketing plan and road map to best promote and provide outreach for S4 during the campaign period. The road map will include target audiences, objectives, management procedures and proposed activities. Ubtl!Eftdsjqujpo;! Develop, refine, review and approve plan for all campaign initiatives, including the marketing plan and project schedule. Activities include: a. Launch Meetings conduct a minimum of two meetings with the Santa Ana Project Manager to present strategies and recommendations and to get approval to proceed with the Road Map. b. 2021-2022 Marketing Road Map develop and submit a comprehensive marketing communications and promotions plan detailing strategies, objectives, tasks, schedules and metrics for all S4 activities during the contracted period. c. Project Schedule develop and complete a comprehensive project schedule that details timing for all activities. d. Project Management & Control Procedures review and update, as needed, all currently approved control and administrative procedures (change orders, approval processes, etc.) and documents currently on file with the Santa Ana Project Manager. Sftqpotjcjmjujft; Comm LAB shall: a. Develop the initiative and seek plan approval from Santa Ana Project Manager b. Execute the promotion in accordance with the approved plan Santa Ana shall: a. Approve plan and promotion elements Dpnqmfujpo!Dsjufsjb; This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for each subtask noted below. 56 UBTL!2.B;!CSBOEJOH!BOE!EJHJUBM!NBSLFUJOH!BVEJU Pckfdujwf;!! will include finding campaign. !!!!!!!! !!!! Ubtl!Eftdsjqujpo;! Audit will consider the appropriate use of tools and materials for the targeted audiences, image and Sftqpotjcjmjujft; Comm LAB shall: a. Collect, review and evaluate branding and digital marketing materials. b. Present audit findings and key recommendations to Santa Ana Project Manager. Santa Ana shall: a. Review audit and approve execution of key recommendations. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of August 2021. UBTL!3;!EJHJUBM!DPNNVOJDBUJPOT Pckfdujwf;!!Create a digital communications outreach platfor strategy. This communications platform will mainly consist of a newsletter distribution system and database retention effort. Ubtl!Eftdsjqujpo;! Through various digital outreach tactics, we will work to build an internal database for email distribution. These monthly newsletters will support the following: a. Micro-campaigns: promotion of various sub-campaigns in relation to our pre-approved micro- campaigns (cyber security, school reporters and video game security) b. S4 messaging: promotion of general S4 information, tools, resources, etc. Sftqpotjcjmjujft; Comm LAB shall: a. Create a newsletter system in combination with a database collection initiative b. Routinely distribute information newsletter to database c. Provide KPI report to Santa Ana Project to show progress Santa Ana shall: a. Review, edit and approve newsletter drafts for distribution Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of August 2021. 57 UBTL!3.B;!OFXTMFUUFS!EBUBCBTF!DPMMFDUJPO!TUSBUFHZ Pckfdujwf;!Establish a robust database of stakeholders to distribute newsletters, updates and relevant information. !!!!!!!!!!!!!!! Ubtl!Eftdsjqujpo;!Develop a mechanism to collect contact information from Orange County stakeholders interested in receiving news from S4. The collector will include: a. Email address b. City of residence c. Zip Code d. Opt-in consent statement Sftqpotjcjmjujft; Comm LAB shall: a. Add an email collector to the S4 website where stakeholders can register to receive newsletters and updates. Maintain and update the newsletter database accordingly. b. Create a newsletter design with routine topics to be included c. Present draft newsletter to the Santa Ana PD project manager for approval. Santa Ana shall: a. Provide any relevant databases in its possession to be added to the newly established database. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of October 2021. UBTL!3.C;!OFXTMFUUFS!EJTUSJCVUJPO Pckfdujwf;!Establish S4 newsletter as a trusted resource for stakeholders to information and relevant updates.!!!!!!!!!! Ubtl!Eftdsjqujpo;!Develop newsletter template, elements and set distribution frequency. This includes all aspects related to the curation of a newsletter including but not limited to writing copy and generating graphics. Sftqpotjcjmjujft; Comm LAB shall: a. Develop the newsletter format and distribution schedule and seek approval of Santa Ana Project Manager. b. Execute newsletter distribution in accordance with the approved plan. Santa Ana shall: a. Approve newsletter plan and approve subsequent newsletters before public distribution. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of February 2022. 58 UBTL!4;!T5!XFCTJUF!SF.GSFTI Pckfdujwf;! Refresh S4 Website to improve user experience, navigability and to meet the needs of the new digital strategy. !!!!!! Ubtl!Eftdsjqujpo;! Evaluate, propose modifications and update S4 Website. This includes but is not limited to: finding technical problems, removing outdated links, adding content and installing an email collector for the new newsletter distribution strategy. This includes an SEO evaluation to ensure the website is search engine friendly. Sftqpotjcjmjujft; Comm LAB shall: a. Review S4 Website and identify any immediate modifications and updates needed. b. Seek approval from Santa Ana Project Manager to make modifications. Santa Ana shall: a. Approve website refresh recommendations. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for each subtask noted below. UBTL!4.B;!T5!XFCTJUF!BVEJU!'!UJNFMJOF!GPS!USBOTJUJPO Pckfdujwf;!Assess areas to improve, growth and increase credibility of the S4 website. Ubtl!Eftdsjqujpo;! a. Conduct an exhaustive content and technical audit of the S4 Website. Assess page structures, navigability, accessibility and analytics. Sftqpotjcjmjujft; Comm LAB shall: a. Evaluate website components, website traffic and insights for growth opportunities. Santa Ana shall: a. Review audit and approve timeline for transition. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of August 2021. UBTL!4.C;!T5!XFCTJUF!TJUF!NBQ!'!GSBNFT Pckfdujwf;!Based on team input and long- - Ubtl!Eftdsjqujpo;! 59 The site-map and wireframes will showcase how all of the S4 content, imagery, resources etc. will be objectives before programming starts.!!!!!!!!!! a. Provide a site-map of the new S4 navigation including all sub-pages b. Provide wireframes or lay-outs of the Home, About and Resources pages. Sftqpotjcjmjujft; Comm LAB shall: a. Provide site-map and layout options for the approval of the Santa Ana Project Manager b. Implement any requested edits/changes to the site-map and wireframes Santa Ana shall: a. Review and audit draft site-map and wireframes b. Provide any feedback, edits to staff c. Rely final approval of site-map and wireframes Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of October 2021. UBTL!4.D;!T5!XFCTJUF!DPOUFOU!EFWFMPQNFOU Pckfdujwf;!Develop a comprehensive document merging the existing S4 website copy with additions required for the new website. This document will serve as a guide for website developers as they finalize the new S4 website. Ubtl!Eftdsjqujpo;! The website content will include all the existing information in addition to information regarding the following: a. Micro-campaigns: staff will include copy for the upcoming micro-campaigns to avoid any last minute changes that may be necessary on the website. b. Database: the new website will encourage residents to sign up for the S4 newsletter c. Local partners: Call- Sftqpotjcjmjujft; Comm LAB shall: a. Provide draft copy for the review of the Santa Ana Project Manager and team b. Update the document with any changes requested by the Santa Ana Project Manager c. Provide a final copy of the website content Santa Ana shall: a. Review and edit the draft website copy b. Provide edits and final approval Dpnqmfujpo!Dsjufsjb; 60 This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of December 2021. UBTL!4.E;!T5!XFCTJUF!EFTJHO!'!EFWFMPQNFOU Pckfdujwf;! overall goals and objectives. The development of the new website will be based on a contemporary model with an easy-to-navigate interface for users. !!!!!!!!!!!!!!!! Ubtl!Eftdsjqujpo;! Develop a modern site with useful, yet aesthetically pleasing elements that will create a positive experience for users accessing the website for information regarding S4. This Sftqpotjcjmjujft; Comm LAB shall: a. Develop a draft website that is reflective of approved copy, sitemap and wireframes b. Implement updates from the Santa Ana project manager c. Provide final website Santa Ana shall: a. Provide all edits to staff to implement b. Approve final website before transitioning live Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of February 2022. UBTL!5;!T5!TPDJBM!NFEJB!PVUSFBDI Pckfdujwf;! and micro-campaigns. The content will be focused on incr traffic. !!!!!!!!!!!!!!!! Ubtl!Eftdsjqujpo;!Develop contemporary and engaging social media content in various formats including graphics, memes, surveys, video, gifs, etc. This content will be used for both media timeline calendar, as well as social media advertising. Sftqpotjcjmjujft; Comm LAB shall: a. Develop a 6-week social media calendar with draft respective imagery for Santa Ana Project Manager approval b. The calendar will include: social media platforms, date of publication, copy for social media post, graphic, links, hashtags c. Schedule 6-week social media calendar meetings to review social media calendar when needed d. Implement any updates and/or edits to the social media calendar e. Post time-sensitive content at the direction of the Santa Ana Project Manager 61 f. Provide 6-week social media KPI reports on post engagement, traffic and trends. Santa Ana shall: a. Provide feedback and input for social media calendar b. Attend 6-week social media calendar meetings when needed c. Provide any time-sensitive social media messaging to staff when appropriate Dpnqmfujpo!Dsjufsjb; This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for each subtask noted below. UBTL!5.B;!T5!TPDJBM!NFEJB!DPOUFOU!EFWFMPQNFOU0NBOBHFNFOU!)BVHVTU. KBOVBSZ!3133* Pckfdujwf;! and micro-campaigns. Th traffic. !!!!!!!!!!!!!!!! Ubtl!Eftdsjqujpo;!Develop contemporary and engaging social media content in various formats including graphics, memes, surveys, video, gifs, etc. This media timeline calendar, as well as social media advertising. a. Develop Social Media Calendar b. Post time-sensitive information on social media channels c. Keep Social Media Channels Updated Sftqpotjcjmjujft; Comm LAB shall: a. Develop a 6-week social media calendar with draft respective imagery for Santa Ana Project Manager approval b. The calendar will include: social media platforms, date of publication, copy for social media post, graphic, links, hashtags c. Schedule 6-week social media calendar meetings to review social media calendar when needed d. Implement any updates and/or edits to the social media calendar e. Post time-sensitive content at the direction of the Santa Ana Project Manager f. Provide 6-week social media KPI reports on post engagement, traffic and trends. Tboub!Bob!tibmm; a. Provide feedback and input for social media calendar b. Attend 6-week social media calendar meetings when needed c. Provide any time-sensitive social media messaging to staff when appropriate Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of January 2022. UBTL!5.C;!T5!TPDJBM!NFEJB!DPOUFOU!EFWFMPQNFOU0NBOBHFNFOU!)KBO.NBSDI! 3133* 62 Pckfdujwf;! and micro-campaigns. The content will be focused on increas traffic. !!!!!!!!!! Ubtl!Eftdsjqujpo;!Develop contemporary and engaging social media content in various formats ial media timeline calendar, as well as social media advertising. a. Develop Social Media Calendar b. Post time-sensitive information on social media channels c. Keep Social Media Channels Updated Sftqpotjcjmjujft; Comm LAB shall: a. Develop a 6-week social media calendar with draft respective imagery for Santa Ana Project Manager approval b. The calendar will include: social media platforms, date of publication, copy for social media post, graphic, links, hashtags c. Schedule 6-week social media calendar meetings to review social media calendar when needed d. Implement any updates and/or edits to the social media calendar e. Post time-sensitive content at the direction of the Santa Ana Project Manager f. Provide 6-week social media KPI reports on post engagement, traffic and trends. Santa Ana shall: a. Provide feedback and input for social media calendar b. Attend 6-week social media calendar meetings when needed c. Provide any time-sensitive social media messaging to staff when appropriate Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of March 2022. UBTL!5.D;!T5!TPDJBM!NFEJB!DPOUFOU!EFWFMPQNFOU0NBOBHFNFOU!)BQSJM.KVOF! 3133* Pckfdujwf;!Develop consistent social media content based on messaging strategies for S4 objectives and micro-te traffic. !!!!!!!!!!!!!!! Ubtl!Eftdsjqujpo;!Develop contemporary and engaging social media content in various formats including graphics, memes, surveys, video, gifs, etc. This content will be used for both the S4 social media timeline calendar, as well as social media advertising. a. Develop Social Media Calendar b. Post time-sensitive information on social media channels c. Keep Social Media Channels Updated Sftqpotjcjmjujft; Comm LAB shall: a. Develop a 6-week social media calendar with draft respective imagery for Santa Ana Project Manager approval 63 b. The calendar will include: social media platforms, date of publication, copy for social media post, graphic, links, hashtags c. Schedule 6-week social media calendar meetings to review social media calendar when needed d. Implement any updates and/or edits to the social media calendar e. Post time-sensitive content at the direction of the Santa Ana Project Manager f. Provide 6-week social media KPI reports on post engagement, traffic and trends. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of June 2022. UBTL!6;!SFBEZ!PD!TPDJBM!NFEJB!'!TFBSDI!BEWFSUJTJOH! Pckfdujwf;!Develop a comprehensive digital advertising strategy within the project budget to promote -campaigns when relevant. The advertising campaign will be primarily digital with concentration on social media channels and Google search. Ubtl!Eftdsjqujpo;! messaging, micro-campaigns, and objectives. a. Boost social media timeline content b. Develop social media advertisements c. Develop advertisements for Google (display, search, and YouTube) Sftqpotjcjmjujft; Comm LAB shall: a. Create a digital advertising budget with funds allocated to search and social media advertising. b. Itemize digital media advertising funding to micro-campaign messaging c. Deliver budget to Santa Ana Project manager for approval d. Execute routine advertising programming and monitor results e. Provide KPI reports at the end of each task monitoring success and opportunities Santa Ana shall: a. Provide feedback and approval on digital advertising budget on search and social b. Review KPI report at the end of each subsequent digital marketing task order. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for each subtask noted below. UBTL!6.B;!T5!TPDJBM!NFEJB!'!TFBSDI!BEWFSUJTJOH!)BVHVTU.KBOVBSZ!3133* Develop a comprehensive digital advertising strategy within objectives and micro-campaigns when relevant. The advertising campaign will be primarily digital with concentration on social media channels and Google search. Ubtl!Eftdsjqujpo;!Create a digital advertising st messaging, micro-campaigns, and objectives. a. Boost social media timeline content b. Develop social media advertisements 64 c. Develop advertisements for Google (display, search, and YouTube) Sftqpotjcjmjujft; Comm LAB shall: a. Create a digital advertising budget with funds allocated to search and social media advertising. b. Itemize digital media advertising funding to micro-campaign messaging c. Deliver budget to Santa Ana Project manager for approval d. Execute routine advertising programming and monitor results e. Provide KPI reports at the end of each task monitoring success and opportunities Santa Ana shall: a. Provide feedback and approval on digital advertising budget on search and social b. Review KPI report at the end of each subsequent digital marketing task order. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of January 2022. UBTL!6.C;!T5!TPDJBM!NFEJB!'!TFBSDI!BEWFSUJTJOH!)KBO.NBSDI!3133* objectives and micro-campaigns when relevant. The advertising campaign will be primarily digital with concentration on social media channels and Google search. !!!!!!!!!!!!!!!! Ubtl!Eftdsjqujpo;! media channels, messaging, micro-campaigns, and objectives. a. Boost social media timeline content b. Develop social media advertisements c. Develop advertisements for Google (display, search, and YouTube) Sftqpotjcjmjujft; Comm LAB shall: a. Create a digital advertising budget with funds allocated to search and social media advertising. b. Itemize digital media advertising funding to micro-campaign messaging c. Deliver budget to Santa Ana Project manager for approval d. Execute routine advertising programming and monitor results e. Provide KPI reports at the end of each task monitoring success and opportunities Santa Ana shall: a. Provide feedback and approval on digital advertising budget on search and social b. Review KPI report at the end of each subsequent digital marketing task order. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of March 2022. UBTL!6.D;!T5!TPDJBM!NFEJB!'!TFBSDI!BEWFSUJTJOH!)BQSJM.KVOF!3133* 65 Pckfdujwf;!Develop a comprehensive digital advertising strategy within the project budget to promote -campaigns when relevant. The advertising campaign will be primarily digital with concentration on social media channels and Google search. !!!!!!!!!!!!!! Ubtl!Eftdsjqujpo;! messaging, micro-campaigns, and objectives. a. Boost social media timeline content b. Develop social media advertisements c. Develop advertisements for Google (display, search, and YouTube) Sftqpotjcjmjujft; Comm LAB shall: a. Create a digital advertising budget with funds allocated to search and social media advertising. b. Itemize digital media advertising funding to micro-campaign messaging c. Deliver budget to Santa Ana Project manager for approval d. Execute routine advertising programming and monitor results e. Provide KPI reports at the end of each task monitoring success and opportunities Santa Ana shall: a. Provide feedback and approval on digital advertising budget on search and social b. Review KPI report at the end of each subsequent digital marketing task order. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of June 2022. UBTL!7;!NJDSP!DBNQBJHO;!DZCFS!TFDVSJUZ Pckfdujwf;!Develop a comprehensive micro campaign plan to enhance cyber security awareness, deter online fraud/identity theft and enhance privacy; a special focus will be placed on the 65+ demographic to inform them of cyber security threats. Ubtl!Eftdsjqujpo;!Create, establish and implement a plan to promote cyber security awareness and deter online threats. The plan will include outreach channels, partnerships, procedures, proposed activities, communications and schedule. Sftqpotjcjmjujft; Comm LAB shall: a. Develop the micro campaign plan, identify partners, outreach channels, activities, promotional materials, schedule and budget. b. Present micro campaign plan timeline for the approval of Santa Ana Project Manager c. Begin to execute micro-campaign tasks in accordance with the approved plan. Santa Ana shall: a. Approve micro campaign plan for execution and provide input. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for each subtask noted below. 66 UBTL!7.B;!NJDSP!DBNQBJHO;!DZCFS!TFDVSJUZ;!EFWFMPQ!NFTTBHJOH!'! PVUSFBDI!TUSBUFHZ Pckfdujwf;!!Develop an effective messaging and outreach strategy to deliver key messages to Orange safety. Ubtl!Eftdsjqujpo;!Research, identify and craft messaging and outreach strategy to raise awareness of cyber security threats. This task includes: a. Mapping out effective messaging and calls to action b. Identifying outreach channels with high-traffic in the selected demographic. c. Setting messaging frequency d. Identifying partnerships Sftqpotjcjmjujft; Comm LAB shall: a. Create a strategy to appeal to the selected demographic. b. Provide messagings options and taglines for marketing/advertising c. Present strategy to and seek approval of Santa Ana Project Manager d. Begin to execute strategy in accordance with the approved plan. Santa Ana shall: a. Approve messaging and outreach strategy for execution. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of September 2021. UBTL!7.C;!NJDSP!DBNQBJHO;!DZCFS!TFDVSJUZ;!EFWFMPQ!DBNQBJHO!UJNFMJOF! Pckfdujwf;!Establish a campaign timeline that delivers high impact and reach among targeted demographic (Orange County residents, ages 65+). !!!!!!!!!!!!!!!! Ubtl!Eftdsjqujpo;!Create, establish and implement a timeline to promote S4, specifically its tips to deter online threats. This task includes: a. Developing a draft calendar with respective outreach activities for Santa Ana Project Manager approval b. Identifying any competing campaigns distributed during the selected timeline Sftqpotjcjmjujft; Comm LAB shall: a. Create a timeline. b. Present timeline to and seek approval approval of Santa Ana Project Manager c. Execute activities in accordance with the approved timeline. Santa Ana shall: a. Approve timeline for execution. 67 Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of October 2021. UBTL!7.D;!NJDSP!DBNQBJHO;!DZCFS!TFDVSJUZ;!JEFOUJGZ!QPUFOUJBM!QBSUOFST Pckfdujwf;!!Execute an audit of existing S4 partners to then identify a new list of potential patterns who can assist in the outreach, advertising and communications of our promoting cyber security tips. Ubtl!Eftdsjqujpo;!Identify a list of existing and new partners to increase awareness amongst residents age 65+ of threats they may encounter online. Sftqpotjcjmjujft; Comm LAB shall: a. Develop a list of existing and potential partners for the approval of the Santa Ana Project Manager b. Begin reaching out to existing partners to schedule strategy discussions and outreach events Santa Ana shall: a. Provide approval for the list of potential partners. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of November 2021. UBTL!8;!NJDSP!DBNQBJHO;!TDIPPM!SFQPSUFST Pckfdujwf;!Develop a comprehensive micro campaign plan to encourage students from middle school to college to report suspicious behavior online. A reporting system will be developed to receive tips. Ubtl!Eftdsjqujpo;!Create, establish and implement a micro campaign plan to encourage students to report suspicious behavior exhibited online or via other social media platforms. The plan will include outreach channels, partnerships, procedures, proposed activities, communications and schedule. Sftqpotjcjmjujft; Comm LAB shall: a. Develop the micro campaign plan, identify partners, outreach channels, activities, promotional materials, schedule and budget. b. Present micro campaign plan timeline for the approval of Santa Ana Project Manager c. Begin to execute micro-campaign tasks in accordance with the approved plan. Santa Ana shall: a. Approve micro campaign plan for execution and provide input. Dpnqmfujpo!Dsjufsjb; 68 This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for each subtask noted below. UBTL!8.B;!NJDSP!DBNQBJHO;!TDIPPM!SFQPSUFST;!EFWFMPQ!NFTTBHJOH!'! PVUSFBDI!TUSBUFHZ Pckfdujwf;!!Develop an effective messaging and outreach strategy to educate students on the importance of capturing and reporting suspicious behavior exhibited online, especially on social media platforms (SnapChat, Instagram, TikTok, YouTube, Twitter etc.) Ubtl!Eftdsjqujpo;!Research, identify and craft messaging and outreach strategy to garner student trust and encourage reporting. This task includes: a. Mapping out effective messaging and calls to action b. Identifying outreach channels with high-traffic in the selected demographic. c. Setting messaging frequency d. Identifying partnerships Sftqpotjcjmjujft; Comm LAB shall: a. Create a strategy to appeal to the selected demographic. b. Present strategy to and seek approval approval of Santa Ana Project Manager c. Begin to execute strategy in accordance with the approved plan. d. Provide messagings options and taglines for marketing/advertising Santa Ana shall: a. Approve messaging and outreach strategy for execution. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of September 2021. UBTL!8.C;!NJDSP!DBNQBJHO;!TDIPPM!SFQPSUFST;!EFWFMPQ!DBNQBJHO! UJNFMJOF Pckfdujwf;!Establish a campaign timeline that delivers high impact and reach among targeted demographic (students in grades 6-12 and college campuses). !!!!!!!!!!!!!!!! Ubtl!Eftdsjqujpo;!Create, establish and implement a timeline to promote campaign specifically reporting system(s) during the micro campaign period. This task includes: a. Developing a draft calendar with respective outreach activities for Santa Ana Project Manager approval Sftqpotjcjmjujft; Comm LAB shall: a. Create a timeline. b. Present timeline to and seek approval approval of Santa Ana Project Manager c. Execute activities in accordance with the approved timeline. 69 Santa Ana shall: a. Approve timeline for execution. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of October 2021. UBTL!8.D;!NJDSP!DBNQBJHO;!TDIPPM!SFQPSUFST;!JEFOUJGZ!QPUFOUJBM! QBSUOFST Pckfdujwf;!identify a new list of potential patterns who can assist in the outreach, advertising and communications of our effort to inform and encourage student participation. Ubtl!Eftdsjqujpo;!Identify a list of existing and new partners to increase awareness among potential school reporters. Sftqpotjcjmjujft; Comm LAB shall: a. Develop a list of existing and potential partners for the approval of the Santa Ana Project Manager a. Taco b. Begin reaching out to existing partners to schedule strategy discussions and outreach events Tboub!Bob!tibmm: a. Provide approval on the list of potential partners. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of November 2021. UBTL!9;!NJDSP!DBNQBJHO;!WJEFP!HBNF!TFDVSJUZ Pckfdujwf;!!Plan, develop and outline micro-campaign concept for a campaign to increase parent awareness of child tracking, predators and radicalization risks that exist in video game chat rooms. Many parents/legal guardians are unaware of these potential threats or the dangers of online gaming. Ubtl!Eftdsjqujpo;! Create a micro-campaign that increases parents and community awareness regarding online threats in video game chat rooms and how they can be proactive to protect younger demographics. Sftqpotjcjmjujft; Comm LAB shall: a. Develop the micro campaign plan, identify partners, outreach channels, activities, promotional materials, schedule and budget. b. Present micro campaign plan timeline for the approval of Santa Ana Project Manager c. Begin to execute micro-campaign tasks in accordance with the approved plan. 70 Santa Ana shall: a. Approve micro campaign plan for execution and provide input. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for each subtask noted below. UBTL!9.B;!NJDSP!DBNQBJHO;!WJEFP!HBNF!TFDVSJUZ;!EFWFMPQ!NFTTBHJOHT!'! PVUSFBDI!TUSBUFHZ Pckfdujwf;!!Plan and develop a messaging and outreach strategy to increase awareness among Ubtl!Eftdsjqujpo;!Develop an outreach and messaging strategy to increase awareness amongst parents/legal guardians of the various communications platforms available within video games and the ways these channels are used to endanger youth and to facilitate radicalization by domestic and international terrorists. Sftqpotjcjmjujft; Comm LAB shall: a. Create an outline for messaging and outreach to support our awareness of this security risk. b. Provide messagings options and taglines for marketing/advertising Santa Ana shall: a. Provide approval of messaging and outreach strategy Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of September 2021. UBTL!9.C;!NJDSP!DBNQBJHO;!WJEFP!HBNF!TFDVSJUZ;!EFWFMPQ!DBNQBJHO! UJNFMJOF Pckfdujwf;!Establish a campaign timeline that delivers high impact and reach to increase parent awareness of video game security threats. !!!!!!!!!!!!! Ubtl!Eftdsjqujpo;!Create, establish and implement a timeline to promote S4, specifically the importance of understanding video game dynamics and features. This task includes: a. Developing a draft calendar with respective outreach activities for Santa Ana Project Manager approval b. Accounting for any competing/concurrent campaigns that potential partners/community organizations may be engaged in. Sftqpotjcjmjujft; Comm LAB shall: a. Create a timeline. 71 b. Present timeline to and seek approval approval of Santa Ana Project Manager c. Execute activities in accordance with the approved timeline. Santa Ana shall: a. Approve timeline for execution. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be the end of October 2021. UBTL!9.D;!NJDSP!DBNQBJHO;!WJEFP!HBNF!TFDVSJUZ;!JEFOUJGZ!QPUFOUJBM! QBSUOFST Pckfdujwf;!!Execute an audit of existing S4 partners to then identify a new list of potential patterns who can assist in the outreach and communications of our effort to educate parents/legal guardians of video game security threats. ! Ubtl!Eftdsjqujpo;!!Identify a list of existing and new partners to increase awareness of video game Sftqpotjcjmjujft; Comm LAB shall: a. Develop a list of existing and potential partners for the approval of the Santa Ana Project Manager b. Begin reaching out to existing partners to schedule strategy discussions and outreach events Santa Ana shall: a. Provide approval on the list of potential partners. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of November 2021. UBTL!:;!FBSOFE!NFEJB!PVUSFBDI Pckfdujwf;!Develop and implement media promotions and concentrated publicity outreach to local print, online, broadcast and/or theater/cinema outlets to promote S4 programming elements, initiatives, and calendar of activities. Ubtl!Eftdsjqujpo;! Develop and implement media promotions including, but not limited to, advertising and/or online promotions, video PSA creation and media outreach to local outlets to direct OC residents to commit to preparedness steps. Task includes ongoing measurement and tracking of promotional elements. Activities will include: a. Publicity/Media Outreach conduct outreach to targeted local media to achieve a minimum of two earned or sponsored placements during the task period. 72 b. Video PSA leverage existing :30-second video PSA and focus on efforts to expand exposure of S4 via additional placements within the OC community via the S4 website, YouTube channel, city websites, local public access stations, selected regional theatre venues, etc. Sftqpotjcjmjujft; Comm LAB shall: a. Plan, develop and produce the video with approval from the Santa Ana Project Manager b. Execute distribution in accordance with approved plans Santa Ana shall: a. Approve initiative concepts, production and distribution plan. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for each subtask noted below. UBTL!:.B;!FBSOFE!NFEJB!PVUSFBDI;!JEFOUJGZ!'!FYFDVUF!FBSOFE!NFEJB! PQQPSUVOJUJFT!)GBMM!3132* Pckfdujwf;!Develop and implement media promotions and concentrated publicity outreach to local print, online, broadcast and/or theater/cinema outlets to promote S4 programming elements, initiatives and the calendar of activities. Ubtl!Eftdsjqujpo;! Develop and implement media promotions including, but not limited to advertising and/or online promotions, video PSA creation and media outreach to local outlets to direct OC residents to commit to preparedness steps. Task includes ongoing measurement and tracking of promotional elements. Sftqpotjcjmjujft; Comm LAB shall: a. Plan, develop and produce the video with approval from the Santa Ana Project Manager b. Execute distribution in accordance with approved plans Santa Ana shall: a. Approve initiative concepts, production and distribution plan Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of December 2021. UBTL!:.C;!FBSOFE!NFEJB!PVUSFBDI;!JEFOUJGZ!'!FYFDVUF!FBSOFE!NFEJB! PQQPSUVOJUJFT!)XJOUFS!31320TQSJOH!3133* Pckfdujwf;!Develop and implement media promotions and concentrated publicity outreach to local print, online, broadcast and/or theater/cinema outlets to promote S4 programming elements, initiatives and the calendar of activities. Ubtl!Eftdsjqujpo;! 73 Develop and implement media promotions including, but not limited to advertising and/or online promotions, video PSA creation and media outreach to local outlets to direct OC residents to commit to preparedness steps. Task includes ongoing measurement and tracking of promotional elements. Sftqpotjcjmjujft; Comm LAB shall: a. Plan, develop and produce the video with approval from the Santa Ana Project Manager b. Execute distribution in accordance with approved plans Santa Ana shall: a. Approve initiative concepts, production and distribution plan Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the deliverables detailed in the task description above and when the Santa Ana Project Manager signs the task completion letter. Planned completion and invoicing will be at the end of April 2022. UBTL!21;!DPNNVOJUZ!'!DJUJ\[FOT!PVUSFBDI Pckfdujwf;!Develop and implement ongoing community and emergency preparedness, faith-based and other designated events and/or location to increase S4 preparedness messaging. Ubtl!Eftdsjqujpo; See sub-tasks for specifics. Sftqpotjcjmjujft; See sub-tasks for specifics. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for each subtask noted below. UBTL!21.B;!DPNNVOJUZ!'!DJUJ\[FOT!PVUSFBDI!)GBMM!3132* Pckfdujwf;!!!!!!!!!!!!!!!! preparedness, faith-based and other designated events and/or location to increase S4 preparedness messaging. Ubtl!Eftdsjqujpo;! Calendar, staff and manage outreach briefings, virtual events, etc. to targeted community organizations/groups. Activities include: a. Outreach List and Calendar - create and manage a master annual calendar for any local organization/group to provide information, tools, resources, etc. for emergency preparedness. Sftqpotjcjmjujft; Comm LAB shall: 74 a. Develop the outreach and seek plan approval from the Santa Ana Project Manager. b. Execute the outreach in accordance with the approved plan Santa Ana shall: a. Approve plan and promotional elements Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the calendared event outreach and when the Santa Ana Project Manager signs the task completion letter. Completion is planned November 2021. UBTL!21;!DPNNVOJUZ!'!DJUJ\[FOT!PVUSFBDI!)XJOUFS0TQSJOH!3133* Pckfdujwf;! emergency preparedness, faith-based and other designated events and/or presentation venues, seeking to reach and engage with hundreds of thousands of citizens and community members. Ubtl!Eftdsjqujpo;!Calendar, staff and manage outreach briefings, virtual events, etc. to targeted community organizations/groups. Activities include: a. Outreach List and Calendar - create and manage a master annual calendar for any local organization/group to provide information, tools, resources, etc. for emergency preparedness. Sftqpotjcjmjujft; Comm LAB shall: a. Develop the outreach and seek plan approval from the Santa Ana Project Manager in alignment with the S4 Steering Committee b. Execute the outreach in accordance with the approved plan Santa Ana shall: a. Approve plan and promotional elements Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the completion of the calendared event outreach and when the Santa Ana Project Manager signs the task completion letter. Completion is planned by April 2022. UBTL!22;!TUBLFIPMEFS!NFFUJOHT!'!QSPNPUJPOT Pckfdujwf; Manage campaign updates and activities including, but not limited to meetings, monthly activity reporting, programming documentation, regular communications and presentations to Santa Ana Project Manager and corresponding agency partners during this task order. Ubtl!Eftdsjqujpo; Provide campaign and promotion updates to the Santa Ana Project Manager through regularly scheduled phone calls and/or emails and meetings (as needed or requested). Manage the ongoing reporting and measurement of campaign data and maintain weekly and monthly communication with the Santa Ana Project Manager including at least one formal meeting/conference call during the quarter, unless otherwise directed and approved by the Santa Ana Project Manager. 75 Sftqpotjcjmjujft; Comm LAB shall: a. Coordinate, manage and participate in at least one team meting b. Provide daily, weekly and monthly campaign and promotion updates to the Santa Ana Project Manager c. Manage the weekly and monthly reporting of campaign measurement d. Manage ongoing budget and campaign schedule e. Submit task completion letters with task invoices to the Santa Ana Project Manager Santa Ana shall: a. Approve campaign progress, updates and promotions b. Support and facilitate partnering and sponsorship efforts with Steering Committee Dpnqmfujpo!Dsjufsjb; This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for each subtask noted below. UBTL!22.B;!TUBLFIPMEFS!NFFUJOHT!'!QSPNPUJPOT!)TFQ.GFC!3133* Pckfdujwf; Manage campaign updates and activities including, but not limited to meetings, monthly activity reporting, programming documentation, regular communications and presentations to Santa Ana Project Manager and corresponding agency partners during this task order. Ubtl!Eftdsjqujpo; Provide campaign and promotion updates to the Santa Ana Project Manager through regularly scheduled phone calls and/or emails and meetings (as needed or requested). Manage the ongoing reporting and measurement of campaign data and maintain weekly and monthly communication with the Santa Ana Project Manager including at least one formal meeting/conference call during the quarter, unless otherwise directed and approved by the Santa Ana Project Manager. Sftqpotjcjmjujft; Comm LAB shall: a. Coordinate, manage and participate in at least one Steering Committee meeting b. Provide daily, weekly and monthly campaign and promotion updates to the Santa Ana Project Manager c. Manage the weekly and monthly reporting of campaign measurement d. Manage ongoing budget and campaign schedule e. Submit task completion letters with task invoices to the Santa Ana Project Manager Santa Ana shall: a. Approve campaign progress, updates and promotions b. Support and facilitate partnering and sponsorship efforts with Steering Committee Dpnqmfujpo!Dsjufsjb; This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for the task. Planned completion and implementation is by the end of February 2022. UBTL!22.C;!TUBLFIPMEFS!NFFUJOHT!'!QSPNPUJPOT!)NBSDI.KVOF!3133* 76 Pckfdujwf; Manage campaign updates and activities including, but not limited to meetings, monthly activity reporting, programming documentation, regular communications and presentations to Santa Ana Project Manager and corresponding agency partners during this task order. Ubtl!Eftdsjqujpo; Provide campaign and promotion updates to the Santa Ana Project Manager through regularly scheduled phone calls and/or emails and meetings (as needed or requested). Manage the ongoing reporting and measurement of campaign data and maintain weekly and monthly communication with the Santa Ana Project Manager including at least one formal meeting/conference call during the quarter, unless otherwise directed and approved by the Santa Ana Project Manager. Sftqpotjcjmjujft; Comm LAB shall: a. Coordinate, manage and participate in at least one team meeting b. Provide daily, weekly and monthly campaign and promotion updates to the Santa Ana Project Manager c. Manage the weekly and monthly reporting of campaign measurement d. Manage ongoing budget and campaign schedule e. Submit task completion letters with task invoices to the Santa Ana Project Manager Santa Ana shall: a. Approve campaign progress, updates and promotions b. Support and facilitate partnering and sponsorship efforts with Steering Committee Dpnqmfujpo!Dsjufsjb; This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for the task. Planned completion and implementation is by the end of May 2022. UBTL!23;!DPSQPSBUF!BEWJTPSZ!DPVODJM!QBSUOFSJOH Pckfdujwf;!!!!!!!!!!!!!!!! Continue managing the current CAC group with emphasis on enhancing participation benefits and expanding successes in leveraging CAC resources, connections and contributions to the overall S4 initiative during the year. Ubtl!Eftdsjqujpo; Continue momentum to expand the success of the council to help provide opportunities, extensions, and ongoing support for S4. Activities include: a. CAC Designated Ambassador continue to leverage and refine the designated CAC ambassadors to facilitate and deepen relationship efforts. b. One-on-One Outreach Tour continue successful strategy to outreach to CAC members in a high-touch, one-to-one manner to generate customized opportunities for promotional investment and support of the S4 campaigns. Sftqpotjcjmjujft; Comm LAB shall: 77 a. Develop and implement the program with approval from the Santa Ana Project Manager. Santa Ana shall: a. Approve the program and promotional efforts Dpnqmfujpo!Dsjufsjb; This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for each subtask noted below. UBTL!23.B;!DPSQPSBUF!BEWJTPSZ!DPVODJM!QBSUOFSJOH!)GBMM!3132* Pckfdujwf;!!!!!!!!!!!!!!!! Continue managing the current CAC group with emphasis on enhancing participation benefits and expanding successes in leveraging CAC resources, connections, and contributions to the overall S4 initiative during the year. Ubtl!Eftdsjqujpo; Continue momentum to expand the success of the council to help provide opportunities, extensions, and ongoing support for S4. Activities include: a. CAC Designated Ambassador continue to leverage and refine the designated CAC ambassadors to facilitate and deepen relationship efforts. b. One-on-One Outreach Tour continue successful strategy to outreach to CAC members to generate customized opportunities for promotional investment and support of the S4 campaigns. Sftqpotjcjmjujft; Comm LAB shall: a. Develop and implement the program with approval from the Santa Ana Project Manager in alignment with the S4 Steering Committee Santa Ana shall: a. Approve the program and promotional efforts Dpnqmfujpo!Dsjufsjb; This task will be implemented throughout the performance period and when the Santa Ana Project Manager signs the task completion letter. Completion is planned to occur by November 2021. UBTL!23.C;!DPSQPSBUF!BEWJTPSZ!DPVODJM!QBSUOFSJOH!)XJOUFS0TQSJOH!3132* Pckfdujwf;!!!!!!!!!!!!!!!! Continue managing the current CAC group with emphasis on enhancing participation benefits and expanding successes in leveraging CAC resources, connections and contributions to the overall S4 initiative during the year. Ubtl!Eftdsjqujpo; Continue momentum to expand the success of the council to help provide opportunities, extensions, and ongoing support for S4. Activities include: a. CAC Designated Ambassador continue to leverage and refine the designated CAC ambassadors to facilitate and deepen relationship efforts. 78 b. One-on-One Outreach Tour continue successful strategy to outreach to CAC members to generate customized opportunities for promotional investment and support of the S4 campaigns. Sftqpotjcjmjujft; Comm LAB shall: a. Develop and implement the program with approval from the Santa Ana Project Manager in alignment with the S4 Steering Committee Santa Ana shall: a. Approve the program and promotional efforts Dpnqmfujpo!Dsjufsjb; This task will be implemented throughout the performance period and when the Santa Ana Project Manager signs the task completion letter. Completion is planned to occur by June 2022. UBTL!24;!XFCTJUF!'!NPCJMF!NBJOUFOBODF Pckfdujwf; Update, manage, host and maintain the KeepOCsafe.org website and provide recommendations for updates to improve the user experience and functionality. Ubtl!Eftdsjqujpo; See sub-tasks for specifics. Sftqpotjcjmjujft; See sub-tasks for specifics. Dpnqmfujpo!Dsjufsjb; This task is considered complete upon completion of administrative deliverables and when the Santa Ana Project Manager signs the completion letter for each subtask noted below. UBTL!24.B;!XFCTJUF!'!NPCJMF!NBJOUFOBODF!)GBMM0XJOUFS!3133* Pckfdujwf; Update, manage, host and maintain the KeepOCsafe.org website and provide recommendations for updates to improve the user experience and functionality. Ubtl!Eftdsjqujpo; Provide routine updates of the S4 website including content, imagery and navigation. Sftqpotjcjmjujft; Comm LAB shall: a. Update the S4 website with any additions/changes provided by the Santa Ana Project Manager b. Ensure all hosting, server, maintenance, and updates are maintained. Santa Ana shall: a. Provide any edits and/or additions for the S4 website b. Approve any update and/or additions to the S4 website. 79 Dpnqmfujpo!Dsjufsjb; This task will be implemented throughout the performance period and when the Santa Ana Project Manager signs the task completion letter. Completion is planned to occur by January 2022. UBTL!24.C;!XFCTJUF!'!NPCJMF!NBJOUFOBODF!)TQSJOH!3133* Pckfdujwf; Update, manage, host and maintain the KeepOCsafet.org website and provide recommendations for updates to improve the user experience and functionality. Ubtl!Eftdsjqujpo; Provide routine updates of the S4 website including content, imagery and navigation. Sftqpotjcjmjujft; Comm LAB shall: a. Update the S4 website with any additions/changes provided by the Santa Ana Project Manager b. Ensure all hosting, server, maintenance, and updates are maintained. Santa Ana shall: a. Provide any edits and/or additions for the S4 website b. Approve any update and/or additions to the S4 website. Dpnqmfujpo!Dsjufsjb; This task will be implemented throughout the performance period and when the Santa Ana Project Manager signs the task completion letter. Completion is planned to occur by June 2022. UBTL!25;!DPMMBUFSBM!NBUFSJBMT Pckfdujwf;!Develop, produce and update S4 collateral materials for use in all programming and communications as appropriate. Ubtl!Eftdsjqujpo;!!!!!!!!!!!!! Handle design, writing, production and distribution of all materials supporting S4 initiatives. Sftqpotjcjmjujft; Comm LAB shall: a. Develop all materials and seek approval from the Santa Ana Project Manager b. Produce materials in accordance with Santa Ana shall: a. Approve materials and provide feedback Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the order or delivery of the promotional materials, given requirements in some instances for upfront payment, and when the Santa Ana Project Manager signs the task completion letter. Completion is planned to occur by April 2022. 80 UBTL!26;!QSPNPUJPOBM!NBUFSJBMT Pckfdujwf;!Develop, produce and update S4 promotional materials for use in all programming as appropriate. Ubtl!Eftdsjqujpo;!Handle design, writing, production and distribution of all materials supporting S4. Sftqpotjcjmjujft; Comm LAB shall: a. Develop all materials and seek approval from the Santa Ana Project Manager. b. Produce materials in accordance with Steering Committee approvals Santa Ana shall: a. Approve materials Dpnqmfujpo!Dsjufsjb; This task is considered complete upon the order or delivery of the promotional materials, given requirements in some instances for upfront payment, and when the Santa Ana Project Manager signs the task completion letter. Completion is planned to occur by May 2022. 81 GZ32!T5!Njmftupof!Qbznfou!Tdifevmf Njmftupof!Ubtl!Obnf!Njmftupof!Qmboofe! Qbznfou!Dpnqmfujpo! Ebuf! UBTL!2!T5!3132033!NBSLFUJOH!SPBENBQ! August Task 1-A!- Brand & Digital Marketing Audit!$2,000.00 2021 UBTL!3 EJHJUBM!DPNNVOJDBUJPOT Task 2-A - Newsletter Database Collection Strategy $1,000.00 Oct 2021 Task 2-B - Newsletter Distribution $1,000.00 Feb 2022 UBTL!4 T5!XFCTJUF!SF.GSFTI - S4 Website Audit & Timeline for August Task 3-A!$1,000.00 Transition!2021 Task 3-B!- S4 Website Site Map & Frames!$2,000.00 Oct 2021 Task 3-C!- S4 Website Content Development!$2,000.00 Dec 2021 Task 3-D!- S4 Website Design & Development!$4,000.00 Feb 2022 UBTL!5!TPDJBM!NFEJB!PVUSFBDI! - S4 Social Media Content Development Task 4-A!$5,500.00 Jan 2022 (August-January 2022)! - S4 Social Media Content Development Task 4-B!$5,500.00 March 2022 (Jan-March 2022)! - S4 Social Media Content Development Task 4-C!$5,000.00 June 2022 (Apr 2022-June 2022)! UBTL!6!BEWFSUJTJOH! - S4 Social Media/Search Advertising Task 5-A!$5,000.00 Jan 2022 (August-January 2022)! - S4 Social Media/Search Advertising (Jan Task 5-B!$4,000.00 March 2022 2021 -March 2022)! - S4 Social Media/Search Advertising (Apr Task 5-C!$3,000.00 June 2022 2022-June 2022)! UBTL!7!NJDSP!DBNQBJHO;!DZCFS!TFDVSJUZ! Task 6-A!- Develop Messaging & Outreach Strategy !$1,000.00 Sept 2021 October Task 6-B!- Develop Campaign Timeline!$1,000.00 2021 November Task 6-C - Identify Potential Partners $1,000.00 2021 NJDSP!DBNQBJHO;!TDIPPM! UBTL!8! SFQPSUFST! Task 7-A!- Develop Messaging & Outreach Strategy !$1,000.00 Sept 2021 October Task 7-B!- Develop Campaign Timeline!$1,000.00 2021 November Task 7-C!- Identify Potential Partners!$1,000.00 2021 82 NJDSP!DBNQBJHO;!WJEFP!HBNF! UBTL!9! TFDVSJUZ! Task 8-A!- Develop Messaging & Outreach Strategy !$1,000.00 Sept 2021 October Task 8-B!- Develop Campaign Timeline!$1,000.00 2021 November Task 8-C!- Identify Potential Partners!$1,000.00 2021 UBTL!:!FBSOFE!NFEJB!PVUSFBDI - Identify Earned Media Opportunities Task 9-A!$7,000.00 Dec 2021 (Fall/Winter 2021) - Identify Earned Media Opportunities Task 9-B!$7,000.00 April 2022 (Spring 2022) UBTL!21!DPNNVOJUZ!'!DJUJ\[FOT!PVUSFBDI! - Community & Citizens Outreach (Fall Task 10-A!$2,000.00 Nov 2021 2021) - Community & Citizens Outreach Task 10-B!$2,000.00 April 2022 (Winter/Spring 2022) TUBLFIPMEFS!NFFUJOHT!'! UBTL!22! QSPNPUJPOT - S4 Stakeholder Meetings & Promotions Task 11-A!$2,000.00 Feb 2022 (Sep 2021-Feb 2022) - S4 Stakeholder Meetings & Promotions Task 11-B!$2,000.00 May 2022 (March 2022 -May 2022) DPSQPSBUF!BEWJTPSZ!DPVODJM!'! UBTL!23! QBSUOFSJOH - Corporate Advisory Council & Partnering Task 12-A!$2,500.00 Nov 2021 (Fall 2021) - Corporate Advisory Council & Partnering Task 12-B!$2,500.00 June 2022 (Winter/Spring 2022) UBTL!24!XFCTJUF!'!NPCJMF!NBJOUFOBODF - Website, Social Media & Mobile Task 13-A!$2,000.00 Jan 2022 Outreach/Maintenance (Fall 2021) - Website, Social Media & Mobile Task 13-B!$2,500.00 June 2022 Outreach/Maintenance (Winter/Spring 2022) UBTL!25!DPMMBUFSBM!NBUFSJBMT $3,000.00 April 2022 $3,000.00 May 2022 UBTL!26!QSPNPUJPOBM!NBUFSJBMT $10,000.00 DPOUJOHFODZ! UPUBM! %:8-611/11!! 83 Planning and Building Agency www.santa-ana.org/pb Item # 20 City of Santa Ana 20 Civic Center Plaza, Santa Ana, CA 92701 Staff Report October 5, 2021 TOPIC: Second Extension of Entitlements for the Hampton Inn Hotel Project to be Located at 2129 North Main Street AGENDA TITLE: Second Extension of Conditional Use Permit No. 2017-29 and Variance No. 2017-07 for the Hampton Inn Hotel Project to be Located at 2129 North Main Street RECOMMENDED ACTION Adopt a resolution approving a second one-year extension of Conditional Use Permit No. 2017-29 and Variance No. 2017-07 to August 20, 2022. DISCUSSION On February 20, 2018, the City Council affirmed the Planning Commission’s decision to approve a conditional use permit and a variance for a new six-story, 135-room Hampton Inn Hotel at 2129 North Main Street. Specifically, the conditional use permit was to allow a hotel in the Community Commercial – Museum District (C1-MD) zoning district, while the variance was to allow a reduction in parking, setbacks, wall height, and signage. Due to difficulties stemming from the COVID-19 global pandemic, which affected the hospitality industry worldwide, and the difficulties in securing financing for hospitality projects such as the proposed hotel, the applicant has been unable to move forward with the permitting for the new hotel development. Pursuant to Section 41-647 of the Santa Ana Municipal Code (SAMC), entitlements such as conditional use permits and variances automatically become void should the property owner fail to institute an action to comply with the provisions of the entitlements within two years of its approval. This section of the SAMC also allows the property owner to request an extension of the entitlement up to a period of three years from the date of expiration, which the applicant applied for on February 20, 2020. On March 17, 2020, the City Council adopted a resolution approving the first of three possible one-year entitlement extensions for the project. Shortly thereafter, a state of local emergency was declared stemming from the COVID-19 pandemic. The extension, which was set to expire on February 20, 2021, was therefore automatically extended to August 20, 2021 due to several local executive Second extension of entitlements for the Hampton Inn hotel project to be located at 2129 North Main Street. September 21, 2021 Page 2 orders providing relief for entitled projects. The applicant submitted a second request for a one-year extension before the August 20, 2021 expiration. The applicant has completed the plan check process, with permits being able to be issued once the applicant pays the necessary City fees. As a result, the applicant would like to maintain the entitlements and is requesting a second one-year extension of the conditional use permit and variance. Since the applicant may obtain building permits later this year, the Planning Division recommends that the entitlements for the development be extended by another period of one year to August 20, 2022. ENVIRONMENTAL IMPACT In accordance with the California Environmental Quality Act, the approval of the time extension is exempt from CEQA per Section 15061 (b)(3). This determination has been made as it has been determined that the proposed action will not cause a significant effect on the environment. FISCAL IMPACT There is no fiscal impact associated with this action. EXHIBIT(S) 1.Resolution 2.Full project plans Submitted By: Minh Thai, Executive Director of Planning and Building Agency Approved By: Kristine Ridge, City Manager jmf 8-31-21 RESOLUTION NO. 2021-XXX A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SANTA ANA APPROVING A SECOND ONE-YEAR EXTENSION OF CONDITIONAL USE PERMIT NO. 2017-29 AND VARIANCE NO. 2017-07 FOR THE HAMPTON INN HOTEL DEVELOPMENT TO BE LOCATED AT 2129 NORTH MAIN STREET BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF SANTA ANA AS FOLLOWS: Section 1. The City Council of the City of Santa Ana hereby finds, determines and declares as follows: A. On February 20, 2018, the City Council affirmed the Planning Commi recommendation to approve Conditional Use Permit No. 2017-29 and Variance No. 2017-07 to allow the development of a six-story, 135-room hotel development at 2129 North Main Street. On February 20, 2020, the applicant requested an extension of the entitlements. B. On March 17, 2020, the City Council adopted a resolution approving the first of three possible one-year entitlement extensions for the project. Shortly thereafter, a state of local emergency was declared stemming from the COVID-19 pandemic. Successive executive orders extended the expiration date from February 20, 2021 to August 20, 2021. C. Due to difficulties in securing funding for hospitality projects such as the proposed hotel stemming from the global COVID-19 pandemic, the applicant has been unable to move forward with the development and is requesting a second extension for the conditional use permit and variance. Ino more than one-year extensions at a time, mainly in an effort to encourage the construction of previously approved projects. D. Upon the securing of funding for the project, the applicant intends to obtain all necessary building permits for the project. The plans for the project have completed the plan check phase of development and are ready for permit issuance. The applicant expects to obtain permits and start construction later this year. E. Pursuant to City of Santa Ana Municipal Code Section 41-647, where construction does not commence, these types of entitlements expire after two (2) years unless the applicant applies for, and the City Council approves, an extension. Up to three extensions may be granted. Resolution No. 2021-XXX Page 1 of 3 F.The applicant filed a request for the extension on August 17, 2021. The extension request camebefore the City Council on September 21, 2021. G.In accordance with the California Environmental Quality Act(CEQA) and the CEQA Guidelines, theextension for this project is exempt pursuant to Section 15061(b)(3). This determination has been made as it has been determined that the proposed actiondoes not have the potential to cause a significant effect on the environment. Section 2.Conditional Use Permit No. 2017-29 and Variance No. 2017-07are each hereby extended for a period of one (1) year until August 20, 2022. This decision is based upon the evidence submitted, which includes,but is not limited to, the Request for Council Action dated September 21, 2021,and exhibits attached thereto, and any public testimony, all of which are incorporated hereinby this reference. Section 3.This Resolution shall take effect immediately upon its adoption by the City Council, and the Clerk of the Council shall attest to and certify the vote adopting this Resolution. ADOPTED this day of September, 2021. _______________________ Vicente Sarmiento Mayor APPROVED AS TO FORM: Sonia R. Carvalho City Attorney By:________________________ John M. Funk Sr. Assistant City Attorney AYES:Councilmembers ___________________________________ NOES:Councilmembers ___________________________________ ABSTAIN:Councilmembers ___________________________________ NOT PRESENT:Councilmembers ___________________________________ Resolution No. 2021-XXX Page 2of 3 CERTIFICATE OF ATTESTATION AND ORIGINALITY I, DAISY GOMEZ, Clerk of the Council, do hereby attest to and certify the attached Resolution No. 2021-______ to be the original resolution adopted by the City Council of the City of Santa Ana on _______________, 2021. Date: ____________ ________________________________ Clerk of the Council City of Santa Ana Resolution No. 2021-XXX Page 3 of 3 ENTITLEMENT SUBMITTAL 07-21-2017 2129 NORTH MAIN STREET SANTA ANA, CA MAIN STREET HOTEL SANTA ANA, CALIFORNIA GRADING-DRAINAGE PLAN SOUTH EAST OF MAIN STREET & HIGHWAY 5 PRELIMINARY HAMPTON INN andyby:Jan/17/2018 9:50 AMborder last saved: ENTITLEMENT SUBMITTAL 07-21-2017 2129 NORTH MAIN STREET SANTA ANA, CA SANTA ANA, CALIFORNIA MAIN STREET HOTEL SOUTH EAST OF MAIN STREET & HIGHWAY 5 PRELIMINARY UTILITY PLAN HAMPTON INN andyby:Jan/17/2018 9:50 AMborder last saved: ENTITLEMENT SUBMITTAL 07/21/2017 2129 NORTH MAIN STREET SANTA ANA, CA MAIN STREET HOTEL SANTA ANA, CALIFORNIA WQMP PLAN SOUTH EAST OF MAIN STREET & HIGHWAY 5 PRELIMINARY HAMPTON INN andyby:Nov/17/2017 11:08 AMborder last saved: ENTITLEMENT SUBMITTAL 07-21-2017 andyby:Jul/21/2017 10:54 AMborder last saved: ENTITLEMENT SUBMITTAL 07-21-2017 andyby:Jul/21/2017 10:54 AMborder last saved: ENTITLEMENT SUBMITTAL 07-21-2017 andyby:Jul/20/2017 7:39 PMborder last saved: Human Resources www.santa-ana.org/hr Item # 21 City of Santa Ana 20 Civic Center Plaza, Santa Ana, CA 92701 Staff Report October 5, 2021 TOPIC: Create the Job Classification Homeless Services Division Manager - Retired Annuitant and Appoint Kenneth Gominsky Jr. into the position of Homeless Services Division Manager - Retired Annuitant. AGENDA TITLE: Adopt Two Resolutions i) Amending Resolution No. 2015-026 Establishing an Extra-help Classification of Homeless Services Division Manager - Retired Annuitant and ii) Appointing Kenneth Gominsky Jr. into the Classification of “Homeless Services Division Manager - Retired Annuitant” at the Rate of $84.47 per Hour RECOMMENDED ACTION Adopt two resolutions: i)amending Resolution No. 2015-026 establishing an extra-help classification of Homeless Services Division Manager - Retired Annuitant and ii)appointing Kenneth Gominsky Jr. into the classification of “Homeless Services Division Manager - Retired Annuitant” at the rate of $84.47 per hour. DISCUSSION Kenneth Gominsky Jr. served 32 years with City of Santa Ana Police Department, retiring as Police Captain on August 4, 2021. Prior to his retirement, Mr. Gominsky was an integral part of the City’s team addressing homelessness. Pursuant to California Government Code Section 7522.56, a retiree through the California Public Employees Retirement System (“CalPERS”) can be appointed by the appointing power of the employer without reinstatement or loss of retirement benefits either during an emergency to prevent stoppage of public business or because the retiree has skills needed to perform work of limited duration. However, the retiree shall not be eligible to be employed for a period of one hundred eighty (180) days following date of retirement, unless an employer certifies the nature of employment and that the appointment is necessary to fill a critically needed position before one hundred eighty (180) days have passed and the appointment has been approved by the governing body of the employer in a public meeting. Mr. Gominsky’s retirement from CalPERS leaves the City in critical need in its continuing efforts to address and remedy homelessness. Retired Annuitant September 21, 2021 Page 2 In 2019, a point-in-time count indicated approximately 1,663 homeless individuals resided in the Santa Ana868 of them were sheltered, leaving the other 795 individuals living on the streets. Moreover, Santa Ana 911 Police Dispatch has received over 21,000 emergency calls in the last 12 months regarding the homeless. Creation of this classification, when combined with the additional services provided by non-profits, will bridge the City’s efforts to divert the high number of homeless related calls coming into our 911 dispatch. Onboarding this individual is critical prior to us expanding our services and outreach. This is a critical function that the City must be able to provide as soon as possible to assist the multitude of homeless residents. Mr. Gominsky will provide essential facilitation and oversight to the City’s homeless services and efforts. Mr. Gominsky has specialized knowledge and expertise of the homeless services provided by the City across multiple City departments and in the community. It is imperative that Mr. Gominsky provide his expertise immediately so the City can continue to expand its services and coordination with other agencies to ensure the homeless residents of Santa Ana are receiving the assistance and programs they need. Approval of the aforementioned actions will enable the City to provide the ongoing critical services to the community. ENVIRONMENTAL IMPACT There is no environmental impact associated with this action. FISCAL IMPACT Funds for this amendment are budgeted and available in the following account: Fiscal Accounting Unit-Fund Accounting Unit, Amount YearAccount #DescriptionAccount Description FY21-2201103010-61020General Fund City Manager’s Office $82,000 Salary EXHIBIT(S) 1.Resolution to create the job classification of Retired Annuitant 2.Resolution to appoint Kenneth Gominsky Jr. to the position of Homeless Services Division Manager - Retired Annuitant Submitted By: Jason R. Motsick, Executive Director of Human Resources Approved By: Kristine Ridge, City Manager EXHIBIT 1 RESOLUTION NO. 2021-XX A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SANTA ANA TO AMEND RESOLUTION NO. 2015-026, AS AMENDED,TO EFFECT CERTAIN CHANGES TO THE ASIC CLASSIFICATION AND COMPENSATION PLAN. BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF SANTA ANA AS FOLLOWS: Section 1: The City Councilof the City of Santa Anahereby finds, determines, and declares as follows: Section 1004, Article X of the City Charter of the City of Santa Ana requires the City Manager to prepare,install, and maintain a position classification and pay plan subject to civil service rules and regulations and the approval of theCityCouncil. On June 16, 2015, the City Council adopted Resolution No. 2015-026 amending and re-establishing the Basic Classification and Compensation Plan for all Full- and Part-Time Classifications of Officers and Employees of the City of Santa Ana. This Resolution has been amended numerous times since itsadoption. The City desires to amend the Classification and Compensation plan, as amended, to include a position designated as Homeless Services Division Manager - Retired Annuitant limited duration or during an emergency to prevent stoppage of public business, as defined in the California Government Code sections 7522.56 and21224 The City Council has amended and reestablished the Basic Classification andCompensationPlanonnumerous occasions since itsadoption. It is now desiredto amend Council ResolutionNo.2015-026, as amended, inorder to effectthisaddition, as shown below: Section 2:The Santa Ana City Council amends Resolution No. 2015-026,as amended,as follows: Establishing the followingextra helpclassificationto perform work of a limited durationat thehourly rate range: Resolution 2021-XXX Page 1of 3 HourlyRate Range Effective9/21/2021 Classification TitleMinimum-Maximum HomelessServicesDivisionManager- Retired Annuitant $56.91 - $84.47 Section 3: All salaryand hourlyrate range classifications are set forth in the Section4:That except as amended by this Resolution, allother provisions of Resolution No. 2015-026,as amended,shall remain in full force and effect. Section 5:This Resolutionshall take effect immediately upon itsadoption by the City Council, and the Clerk of Council shall attest to and certify the vote adopting this Resolution. ADOPTED this21st day ofSeptember2021. ___________________________ Vicente Sarmiento Mayor APPROVED AS TO FORM: Sonia R. Carvalho City Attorney By: __________________ Laura A. Rossini Chief Assistant City Attorney Resolution2021-XXX Page 2of 3 AYES: Councilmembers NOES: Councilmembers ABSTAIN: Councilmembers NOT PRESENT: Councilmembers CERTIFICATE OF ATTESTATION AND ORIGINALITY I, Daisy Gomez, Clerk of the Council, do hereby attest to and certify the attached Resolution No. 2021-___ to be the original Resolution adopted by the City Council of the City of Santa Ana on September 21, 2021 Date: ___________________ ____________________________ Clerk of the Council City of Santa Ana ATTACHMENT 1: EXHIBIT L Resolution 2021-XXX Page 3 of 3 Attachment 1 EXHIBIT L THE CITY OF SANTA ANA POSITION CLASSIFICATION AND PAY PLAN FOR CLASSIFICATION AND TITLE OF EXTRA HELP FOR A LIMITED DURATION OR DURING AN EMERGENCY TO PREVENT STOPPAGE OF PUBLIC BUSINESS. Hourly Rate Range Effective 9/21/2021 Classification Title Minimum-Maximum Homeless Services Division Manager - Retired Annuitant $56.91 - $84.47 EXHIBIT 2 RESOLUTION NO. 2021-XX ARESOLUTIONOF THECITYCOUNCILOF THECITYOF SANTAANAFOREXCEPTIONTO THE180-DAYWAIT PERIOD IN COMPLIANCE WITH GOVERNMENT CODE SECTIONS 7522.56 AND 21224 WHEREAS,In compliance with Government Code Section 7522.56,the City Council of the City of Santa Ana must provide CalPERS this certification resolution when hiring a retiree before 180-days havepassed since his or her retirement date; and WHEREAS, Kenneth Gominsky Jr., CalPERS ID1833203649, retired from the City of Santa Ana from the position of Police Captain, effective August 4, 2021; and WHEREAS, Government Code Section 7522.56 requires that post-retirement employment commence no earlier than 180-days after the retirement date,which is January 31, 2022without this certification resolution; and WHEREAS, Government Code Section 7522.56 provides that this exception to the 180-day wait period shall not apply if the retiree accepts any retirement-related incentive; and WHEREAS, TheCity Council of the Cityof Santa Ana, the City of Santa Ana and Kenneth Gominsky Jr. certify that Kenneth Gominsky Jr. has not and will not receive a Golden Handshake or any other retirement-related incentive; and WHEREAS, TheCity Council of the City of Santa Ana hereby appoints Kenneth Gominsky Jr. as an extra-help retired annuitant to perform the duties of aHomeless Services Division Manager-Retired Annuitantfor the City of Santa Ana under Government Code Section 21224 effective September 22, 2021;and WHEREAS, the entireemployment agreement, contract or appointment document between Kenneth Gominsky, Jr. and the City of Santa Ana has been reviewed by this body and is attached herein; and WHEREAS, Nomatters, issues, terms,or conditions related to this employment and appointment have been or will be placed on a consent calendar; and WHEREAS, The employment shall be limited to 960 hours per fiscal year; and WHEREAS, Thecompensation paid to retirees cannot be less than the minimum nor exceed the maximum monthly base salary paid to other employees performing comparable duties, divided by 173.333 to equal the hourly rate; and Resolution 2021-XXX Page 1of 3 WHEREAS, Theminimum base salary for this position is $9,865 and the hourly equivalent is $56.91 and the maximum base salary for this position is $14,642and the hourly equivalent is $84.47;and WHEREAS, The hourly rate paid to Kenneth Gominsky Jr. will be$84.47; and WHEREAS, Kenneth GominskyJr.has not and will not receive any other benefit, incentive, compensation in lieu of benefit,or other form of compensation in addition to his hourly pay rate. NOW THEREFORE, BE IT RESOLVED bythe City Council of the City of Santa Anaas follows: Section 1.The City Council of the City of Santa Ana hereby certifies the nature of the employmentof Kenneth Gominsky Jr. as described hereinand detailed in the attached employment agreement, appointment document, or employment document andthat this appointment is necessary to fill the critically needed position ofHomeless Services Division Manager Retired Annuitant for the City of Santa Anaby September 22, 2021, to provide essential and specialized knowledge and expertise to expand the Section 2.This Resolution shall take effect immediately upon its adoption by the City Council, and the Clerk of Council shall attest to and certify the vote adopting this Resolution. ADOPTED this21st day ofSeptember2021. ___________________________ Vicente Sarmiento Mayor APPROVED AS TO FORM: Sonia R. Carvalho City Attorney By: __________________ Laura A. Rossini Chief Assistant City Attorney Resolution 2021-XXX Page 2of 3 AYES:Councilmembers NOES:Councilmembers ABSTAIN:Councilmembers NOT PRESENT:Councilmembers CERTIFICATE OF ATTESTATION AND ORIGINALITY I,Daisy Gomez, Clerk of the Council, do hereby attest to and certifythe attached Resolution No. 2021-___ to be the original Resolution adopted by the City Council of the City of Santa Ana on September 21,2021 Date: ___________________ ____________________________ Clerk of the Council City of Santa Ana Resolution 2021-XXX Page 3of 3 CITY OF SANTA ANA HUMAN RESOURCES DEPARTMENT Jason R. Motsick Executive Director of Human Resources Santa Ana, California 92702 vmw.santa-ana.orq September 14, 2021 Kenneth Gominsky Jr. Dear Kenneth: Congratulations, it is with great pleasure that I provide you with additional details regarding your offer of employment as a Homeless Services Division Manager Retired Annuitant for the City of Santa Ana. To summarize our understanding, discussed below are the details of our arrangement: You are an "at-will" employee and serve at the pleasure of the City Manager. Your rate of pay is $84.47 per hour with no other benefit, incentive, compensation in lieu of benefits, or other form th th of compensation in addition to this hourly pay rate. You will be paid bi-monthly (the 5& 20of each month). Your start date is Wednesday, September 22, 2021. Your duties include but are not limited to: Facilitation and oversight to the City's homeless services and efforts. Coordinate homeless policies and initiatives with local government agencies, law enforcement, city staff, and other community based organizations. Perform other specific projects as assigned. In addition, your employment as a retired annuitant is contingent upon Council approval and compliance with CalPERS regulations for retired annuitants. You are hired by the City of Santa Ana as a retired annuitant in a temporary, limited duration assignment not to exceed 960-hours st th in a fiscal year (July Ithrough June 30). You must ensure your employment remains in compliance with CalPERS regulations as stated in their "Employment After Retirement, Publication 33". By signing this offer, you are also certifying that you have not received any unemployment insurance compensation for prior retired annuitant employment with any public Your knowledge, expertise, and work history demonstrating your skills to perform the work required for these projects will assist the City in successfully implementing projects/programs. We will contact you with the details for arriving on your first day. Department Head or Designee: I have discus ed the conditional offer of employment with the retiree. Retiree: I have received, read, and agree to the contents of this offer of employment. I understand that this is an offer of at-will employment and that I do not have any recourse or right to appeal should I not successfully meet the established qualification standards. 09/14/2021 Signature Date City Manager Office www.santa-ana.org/cm Item # 22 City of Santa Ana 20 Civic Center Plaza, Santa Ana, CA 92701 Staff Report October 5, 2021 TOPIC: Police Oversight Ad Hoc Committee AGENDA TITLE: Establish and Appoint Two to Three Members of the City Council to the Police Oversight Ad Hoc Committee RECOMMENDED ACTION It is recommended that the Mayor establish the Police Oversight Ad Hoc Committee and appoint two to three members of the City Council to serve on it. DISCUSSION Introduction As local elected officials, members of the City Council engage in policymaking relating to matters of importance for the City of Santa Ana. While some policy issues may be routine in nature, from time to time the City Council is presented with specific issues, such as police oversight, which may require the establishment of an ad hoc committee to meet for a limited time duration to address such issues. Ad hoc committees are established by the Mayor and at his discretion. Police Oversight At the September 7, 2021 meeting, staff presented an informational report regarding police oversight. The informational report provided an overview of the Auditor/Monitor and Investigation-Focused models of police oversight. Additionally, the report explored the make-up of police oversight mechanisms in Berkeley, Oakland, Riverside, and Anaheim, including their scope of responsibility, use of subpoena, operating budgets, and staffing. Finally, the report shared findings of a community survey. At the conclusion of the presentation, members of the City Council deliberated and ultimately directed staff to return to the City Council to request that Mayor Sarmiento appoint an ad hoc committee to discuss police oversight. Police Oversight Ad Hoc Committee To move forward in the most efficient manner, staff is requesting that the Mayor establish the Police Oversight Ad Hoc Committee in compliance with the Ralph M. Brown Act. In Police Oversight Ad Hoc Committee September 21, 2021 Page 2 establishing the ad hoc committee, the City Council must articulate the specific task or objective that the ad hoc committee is expected to complete or perform and further requires the City Council to establish a time frame for the completion of that task or objective. If established as requested, the proposed ad hoc committee will meet to carry out a specific purpose and for a limited duration of time as further discussed below. The proposed scope of the Police Oversight Ad Hoc Committee is as follows: Composed solely of two to three members of the City Council o Members are appointed by the Mayor Serves in an advisory capacity to the City Council Studies, reviews, or discusses the following topics: o Identify the advantages and disadvantages of various police oversight models. o Assess the legal requirements to establish a police oversight mechanism. o Discuss collective bargaining limitations. o Identify objectives and scope of a police oversight mechanism. o Develop a specific and detailed budget estimate. o Receive reports from law enforcement to understand their perspective. Reports in intervals as needed Automatically dissolves upon the report to the full City Council To ensure progress, the ad hoc committee should report to the City Council at regular intervals (e.g. three months, six months, and nine months) with the expectation that a final set of recommendations shall be prepared within one year, for consideration by the City Council. ENVIRONMENTAL IMPACT There is no environmental impact associated with this action. FISCAL IMPACT There is no fiscal impact associated with this action. EXHIBIT(S) N/A Submitted By: Kristine Ridge, City Manager Approved By: Kristine Ridge, City Manager City Manager Office www.santa-ana.org/cm Item # 23 City of Santa Ana 20 Civic Center Plaza, Santa Ana, CA 92701 Staff Report October 5, 2021 TOPIC: School Collaboration City Council Subcommittee AGENDA TITLE: Appoint Two to Three Members of the City Council to the School Collaboration City Council Subcommittee RECOMMENDED ACTION Appoint two to three Members of the City Council to the School Collaboration City Council Subcommittee for terms expiring on December 21, 2022. DISCUSSION Introduction At the September 7, 2021 meeting, the City Council received an informational report that detailed the findings of the School Collaboration Ad Hoc Committee. The Ad Hoc Committee, composed of Councilmembers Mendoza, Hernandez, and Lopez, had met five times to discuss opportunities to collaborate with the various educational institutions in Santa Ana, joint-use agreements, and the Santa Ana Water Tower. One of the recommendations of the Ad Hoc Committee was to disband the Ad Hoc Committee and establish a standing subcommittee of the City Council to continue to meet to study, review, and discuss school collaboration. Resolution Establishing the School Collaboration City Council Subcommittee At this same meeting, the City Council adopted a resolution to establish a standing subcommittee, the School Collaboration City Council Subcommittee. The purpose of the Subcommittee is to study, review, and/or discuss the following topics: Create opportunities to collaborate with educational institutions that serve Santa Ana, including public school districts (such as the Santa Ana Unified School District, Garden Grove Unified School Districts, and others), private schools, charter schools, higher education institutions, and others to improve service delivery. Identify existing and future joint-use agreements for City-owned and school district- owned facilities to streamline and modernize service delivery. School Collaboration City Council Subcommittee September 21, 2021 Page 2 The Subcommittee will create and approve its own by-laws that will provide further detail relating to its scope of work of advising the City Council. Provisions of these by-laws will include, among other parameters, a recurring meeting schedule. Additionally, the City will seek to convene Subcommittee meetings jointly with legislative bodies from other educational institutions. To date, the City has received notification from the Santa Ana Unified School District that their Governing Board is interesting in meeting jointly with the Subcommittee. Make-Up of the Subcommittee The School Collaboration City Council Subcommittee will consist of two or three members who are appointed by a majority of the entire City Council at a public meeting. Additionally, each member of the subcommittee will serve for a two-year term commencing with the first meeting of the newly installed City Council following a general election (note: since this subcommittee was established on September 7, 2021, councilmembers who are appointed to serve on it will serve a term through the first meeting of the newly installed City Council following the November 8, 2022 general election, or on December 21, 2022). These provisions are consistent with the provisions established in Resolution 2017-009, which established the last series of City Council subcommittees. Standing committees are subject to the various meeting requirements of the Brown Act. Agendas for standing committees must be posted, minutes must be taken, and the meetings must be open and accessible to the public, among other requirements. Action Required At this time, staff is requesting that the City Council, by a majority vote, appoint two to three councilmembers to serve on the School Collaboration City Council Subcommittee. Once members are appointed to the subcommittee, staff will schedule the first subcommittee meeting. ENVIRONMENTAL IMPACT There is no environmental impact associated with this action. FISCAL IMPACT There is no fiscal impact associated with this action. Submitted By: Kristine Ridge, City Manager Approved By: Kristine Ridge, City Manager Clerk of the Council Office www.santa-ana.org/cc Item # 24 City of Santa Ana 20 Civic Center Plaza, Santa Ana, CA 92701 Staff Report October 5, 2021 TOPIC: First Public Hearing: Redistricting Ward Boundaries AGENDA TITLE: Hold First Public Hearing Regarding Redistricting Ward Boundaries RECOMMENDED ACTION Open and close the first public hearing seeking input regarding possible changes to the wards boundaries before proposed ward map(s) are drawn. DISCUSSION Pursuant to Santa Ana Charter Section 101.4, on September 21, 2021, the City Council adopted Resolution of Intention No. 2021-053, setting forth public hearing dates to consider changes to boundary lines of wards, and fixing the date, time and place of said hearings thereon. Pursuant to California Election Code, the process must be completed and the adoption of the new ward boundary map must occur by April 17, 2022, which will be utilized in the November 2022 General Municipal Election. To assist in the redistricting process, demographic and outreach consultants have been secured. The City is working with demographer Paul Mitchell, Redistricting Partners, who also assisted the City during the re-boundary process and first ward-based election in 2020. Assembly Bill 849 – The Fair Maps Act The Fair Maps Act, effective January 1, 2020, creates a standardized redistricting criteria aimed to keep communities together and to prohibit partisan gerrymandering. It also contains expanded community outreach and public hearing requirements and timelines. In the re-drawing of ward boundaries, the City Council must ensure compliance with state and federally mandated criteria by adopting boundaries that contain a nearly equal population, based upon total population of residents of the City as determined by the most recent census, adjusted by California to count state prisoners at their “last known home address” rather than at the prison. The City Council must also adopt maps that comply with the Federal Voting Rights Act of 1965 and the Equal Protection Clause of the U.S. First Public Hearing Redistricting Ward Boundaries October 5, 2021 Page 2 Constitution. Wards must not be adopted for the purpose of favoring or discriminating against a political party, and are not designed with race as the predominate factor. Additionally, the Fair Maps Act now requires the City Council to adopt ward boundaries using specific criteria as set forth in the following order of priority: 1.To the extent practicable, City Council wards shall be geographically contiguous. Areas that meet only at the points of adjoining corners are not contiguous. Areas that are separated by water and not connected by a bridge are not contiguous. 2.To the extent practicable, the geographic integrity of any local neighborhood or local community of interest shall be respected in a manner that minimizes its division. A “community of interest” is a population that shares common social or economic interests that should be included within a single district for purposes of its effective and fair representation. Communities of interest do not include relationships with political parties, incumbents, or political candidates. 3.City Council ward boundaries should be easily identifiable and understandable by residents. To the extent practicable, City Council wards shall be bounded by natural and artificial barriers, by streets, or by the boundaries of the city. 4.To the extent practicable, and where it does not conflict with the preceding criteria in this subdivision, City Council wards shall be drawn to encourage geographical compactness in a manner that nearby areas of population are not bypassed in favor of more distant populations. Procedural Requirements for Redistricting State law authorizes the City Council to draw its own map. This can include a process of draft map submissions from the public and demographer for City Council review and consideration. In addition, the Fair Maps Act provides specific procedural requirements the City Council must meet before adopting a final map of ward boundaries for the redistricting process. The City must hold at least four public hearings that enable community members to provide input regarding the composition of the City Council wards. These hearings shall consist of: At least one public hearing before the City Council draws draft map(s). At least two public hearings after the City Council has drawn draft map(s). At least one public hearing or public workshop shall be held on a Saturday, on a Sunday, or after 6 p.m. on a weekday Monday through Friday. The Fair Maps Act also outlines requirements to increase accessibility and participation at the public hearings. A public hearing must be held at its noticed time if it is consolidated with another regular or special meeting, must be held in an accessible facility, and translation services must be provided for “applicable languages” if it is requested at least 72 hours before a public hearing. The California Secretary of State, per the Fair Maps Act, is required to list the applicable languages for all cities. The California Secretary of State listed Spanish and Vietnamese as the “applicable languages” for the City of Santa Ana. The City of Santa Ana will provide Spanish and Vietnamese translation services at all public hearings, as well as at any community redistricting workshops, and translation First Public Hearing Redistricting Ward Boundaries October 5, 2021 Page 3 services in other languages, upon request to the Clerk of the Council’s Office at least 72 hours prior to the meeting in order to make the reasonable arrangements. Timeline and Next Steps A timeline of scheduled events is listed below as a reference to engage the community and solicit public input in the redrawing of the City’s ward boundaries. This public hearing is for the City Council and the public to receive a report on the redistricting process and the criteria for redistricting boundary lines; and to provide initial input on the ward boundaries. In efforts to fully engage the community, during the next few months, the Clerk of the Council Office is prepared to conduct in-person and virtual community meetings throughout the City, solicit input, educate the community on the redistricting process, and provide training on how to use the mapping tools once the redistricting data is released. Public Input Workshops: Saturday, September 25, 2021, at 10:00 a.m. - Delhi Center, 505 E. Central Ave. Thursday, October 7, 2021, at 6:00 p.m. - Pentecostal Church of God, 1025 W. Memory Lane Saturday, October 9, 2021, at 10:00 a.m. - Southwest Senior Center, 2201 W McFadden Ave Saturday, October 23, 2021, at 1:00 p.m. - Salgado Recreation Center, 706 N. Newhope St. Friday, October 29, 2021, at 6:00 p.m. - El Salvador Community Center, 1825 W Civic Center Dr. Saturday, October 30, 2021, at 10:00 a.m. - Memorial Community Center, 2102 S Flower St. October 5, 2021: The City will hold its first public hearing before maps are drawn. October 19, 2021: The City will hold its second public hearing at 7:00 p.m. to present 2020 Census findings to the City Council during a regular meeting, including redistricting process updates. November 2, 2021: The City will hold its third public hearing at 7:00 p.m. to present staff recommended initial draft map (or maps) and accompanying technical report to City Council during a regular meeting, along with public comment and submitted proposed maps analysis, and conduct the first public hearing on the draft map. November 16, 2021: The City will hold the fourth public hearing at 7:00 p.m. on the draft map. First Public Hearing Redistricting Ward Boundaries October 5, 2021 Page 4 December 7, 2021: Present staff recommended final map for approval as the fifth public hearing at 7:00 p.m. Adoption of final map and first reading of ordinance by the City Council. December 21, 2021: Adoption of final map and second reading of ordinance by the City Council. Public Outreach and Communication The Clerk of the Council’s Office is committed to taking steps to have a robust and diverse community participation in the process for redrawing ward maps for future City Council elections. The goals in the outreach plan are to educate residents about the redistricting requirements, ensure participation from a wide range of residents, and build community awareness and understanding of the process. During this process, staff seeks public input regarding what communities of interest exist, how to re-draw the ward maps to maintain existing communities, along with suggestions and preferences. The Clerk of the Council Office is using the following community outreach plan: Public messaging via social media, City’s website, press releases, newsletters, and other public communications, in English, Spanish, and Vietnamese Dedicated webpage for redistricting updates and information: www.santa- ana.org/redistricting Press releases sent to various outlets and groups Collateral material available at city facilities and other City meetings/events Marketing video in English, Spanish, and Vietnamese Advertisements on City’s local public network channel and YouTube ENVIRONMENTAL IMPACT There is no environmental impact associated with this action. FISCAL IMPACT There is no fiscal impact associated with this action. EXHIBIT(S) 1. Presentation Submitted By: Daisy Gomez, Clerk of the Council Approved By: Kristine Ridge, City Manager Community Development Agency santa-ana.org Item # 25 City of Santa Ana 20 Civic Center Plaza, Santa Ana, CA 92701 Staff Report October 5, 2021 TOPIC: Consolidated Annual Performance and Evaluation Report AGENDA TITLE: Public Hearing - Consolidated Annual Performance and Evaluation Report RECOMMENDED ACTION Authorize Submission of the Consolidated Annual Performance and Evaluation Report to the U.S. Department of Housing and Urban Development DISCUSSION The Five-Year Consolidated Plan is a comprehensive planning and application document that covers the three entitlement grants that the City receives annually from the U.S. Department of Housing and Urban Development (HUD). The Consolidated Plan outlines a strategy for using the three grants and other resources to meet community needs as they were identified in the Plan. These three entitlement grants are the Community Development Block Grant (CDBG), Emergency Solutions Grant (ESG), and HOME Investment Partnerships Program (HOME). The Consolidated Plan also identifies five- year numeric goals for meeting the identified community needs that Santa Ana will work toward during the period covered. As part of the Consolidated Plan process, HUD requires the City to submit a Consolidated Annual Performance and Evaluation Report (CAPER) (Exhibit 1). The CAPER describes the activities and accomplishments for the three federal entitlement grants during the past fiscal year. It also reports on the City’s success in achieving the five-year numeric goals and objectives that are established in the Five-Year Consolidated Plan. Fiscal Year 2020- 2021 is the first year covered by July 1, 2020 through June 30, 2021 Consolidated Five- Year Plan. The following table highlights accomplishments achieved during Fiscal Year 2020-2021 with funding from the CDBG, ESG and HOME Program: Consolidated Annual Performance and Evaluation Report September 21, 2021 Page 2 General ActivityAccomplishments Completed multiple street improvements that include Raitt Street, Bishop Street, and FY 2018-2019 and FY 2019-2020 Heninger Park Neighborhood Street Improvement. Completed the rehabilitation of multiple curb ramps to comply Capital with ADA accessibility regulations. Improvements Completed the rehabilitation and improvement of park lighting at Centennial Park, Pacific Electric Park Bike Trail, and Saddleback Park. Completed the rehabilitation and reconstruction of walkways throughout Centennial Park. Economic Provided 79 small business incentive grants to small businesses Development that were affected by the COVID-19 pandemic. Provided funding for 19 non-profit organizations to administer 22 programs and served 2,108 persons. America on Track, Boys & Girls Club of Santa Ana, OC Children’s Therapeutic Arts Center, Neutral Ground, YMCA, the Delhi Center, Girls Inc., Pure Game, Relámpago del Cielo, and Women’s Journey provided youth services that included: tutoring, education, recreation, fitness, a classical music program, and gang prevention. The Cambodian Family and the Delhi Center provided youth and family services that included: tutoring, education, leadership, Public Servicesparent workshops, and anti-bullying workshops. The Legal Aid Society of Orange County and Lutheran Social Services of Southern California provided criminal record expungement and domestic violence services that included housing and legal services. Community Health Initiative of OC provided access to health and social service programs by conducting outreach, education and enrollment. Provided public service activities to support COVID-19 response, including subsistence housing, COVID-19 testing, food distribution, and other needs to support 4,353 residents. Affordable HOME Investment Partnership Program funds in the amount of Housing $3,007,489 have been committed to Related Companies of California with A Community of Friends (ACOF) as co-developer and lead service provider for the Crossroads at Washington Project located at 1126 and 1146 E Washington Avenue in Santa Ana. The project consists of a 100-percent affordable multifamily apartment complex consisting of 85 units of rental housing and one manager’s unit. All units will be affordable to households earning less than 30 percent AMI, of which 43 units Consolidated Annual Performance and Evaluation Report September 21, 2021 Page 3 will be set-aside for permanent supportive housing. HOME Investment Partnership Program funds in the amount of $2,003,705 have been committed to Community Development Partners for the development of Westview House located at 2530 Westminster Avenue in Santa Ana. The project consists of an affordable multifamily apartment development consisting of 85 units of both large family and PSH with one (1) manager’s unit. Twenty-six of the units will be funded by PBV and MHSA funds through the NPLH program. Completed acquisition and construction of an adaptive reuse and new construction project known as the Santa Ana Arts Collective, which is composed of 57 affordable rental units designated for professional artists of all disciplines, and one manager’s unit. Funding included HOME Investment Partnership Program (HOME) funds of $ 2,627,631 and Community Development Block Grant (CDBG) funds of $500,000, in addition to $4,775,000 in Inclusionary Housing funds. Funded six first-time Homebuyer Down Payment Assistance loans with $480,000 of CDBG funds. Issued a Community Development Block Grant (CDBG) loan in the amount of $1,687,047 for the acquisition and rehabilitation of a former motel to yield 89 units of permanent supportive housing at North Harbor Village. Eighty-nine (89) PBVs consisting of 34 HUD-VASH PBVs and 55 non HUD-VASH PBVs. Construction is underway. HOME Investment Partnership Program (HOME) $5,128,152, in existing affordable Housing Loans were re-subordinated to complete the rehabilitation of a 126-unit affordable housing project at Cornerstone Apartments. Participated in 11 down payment assistance workshops. Code Enforcement staff responded to and addressed a total of 5,308 complaints, covering 3,646 residential properties, of which 1,688 were single family residences and 3,029 were multi-family residences within the CDBG-eligible deteriorating and Code deteriorated areas. Enforcement Code Enforcement staff issued 184 Notices of Violation, 185 Notice and Orders, and 5,096 Administrative Citations involving residential housing. Because of these efforts, property owners have made approximately $1,166,464 in repairs and upgrades, encompassing 337 properties. Consolidated Annual Performance and Evaluation Report September 21, 2021 Page 4 Provided assistance to 525 persons through street outreach, homeless prevention, rapid re-housing, or shelter. This number includes 116 children and 12 individuals who reported as Homeless Veterans. Numbers also include 135 individuals who reported Services having a chronic health condition, 120 individuals who reported having a mental health problem, and 111 individuals who reported having a physical disability. The Draft CAPER reflects numbers that were available in the HUD system as of August 18, 2021. The final CAPER will capture performance information from the fourth quarter that is not available to date. For this reason, several tables in the draft CAPER are blank. Each table in the final CAPER will be complete to show the progress made in meeting the Five-Year Consolidated Plan objectives. FISCAL IMPACT There is no fiscal impact associated with this action. EXHIBIT(S) 1. Draft CAPER Submitted By: Steven Mendoza, Assistant City Manager Approved By: Kristine Ridge, City Manager EXHIBIT 1 4§¤ #¨³¸ ®¥ 3 ­³  !­  #®¬¬´­¨³¸ $¤µ¤«®¯¬¤­³ !¦¤­¢¸ FY2020-2021 CAPER *5,9 ΐǾ 2020 4(2/5'( *5.% ΒΏǾ ΑΏΑ1 DRAFT CAPER 1 OMB Control No: 2506-0117 (exp. 06/30/2018) 4 ¡«¤ ®¥ #®­³¤­³² CR-05 - Goals and Outcomes ...........................................................................................................3 CR-10 - Racial and Ethnic composition of families assisted ............................................................. 11 CR-15 - Resources and Investments 91.520(a) ............................................................................... 12 CR-20 - Affordable Housing 91.520(b) ........................................................................................... 17 CR-25 - Homeless and Other Special Needs 91.220(d, e); 91.320(d, e); 91.520(c) ............................ 19 CR-30 - Public Housing 91.220(h); 91.320(j) ................................................................................... 21 CR-35 - Other Actions 91.220(j)-(k); 91.320(i)-(j) ............................................................................ 22 CR-40 - Monitoring 91.220 and 91.230 .......................................................................................... 27 CR-45 - CDBG 91.520(c) ................................................................................................................. 29 CR-50 - HOME 91.520(d) ............................................................................................................... 30 CR-60 - ESG 91.520(g) (ESG Recipients only) .................................................................................. 32 CR-65 - Persons Assisted ............................................................................................................... 35 CR-70 ESG 91.520(g) - Assistance Provided and Outcomes .......................................................... 36 CR-75 Expenditures.................................................................................................................... 37 APPENDICES Appendix 1: Public Notices Appendix 2: Summary of Public Comments Appendix 3: IDIS Reports DRAFT CAPER 2 OMB Control No: 2506-0117 (exp. 06/30/2018) Progress the jurisdiction has made in carrying out its strategic plan and its action plan. 91.520(a) e consolidated plan and Comparison of the proposed versus actual outcomes for each outcome measure submitted with thexplain, if applicable, why progress was not made toward meeting goals and objectives. 91.520(g) the plan, special attention to the highest priority activities identified. giving CR-10 - Racial and Ethnic composition of families assisted Describe the families assisted (including the racial and ethnic status of families assisted). 91.520(a) In FY2020, CDBG, HOME and ESG resources provided assistance to residents through an array of programs. The race and ethnicity of these individuals are summarized below. CDBG HOME ESG White 2,918 1 422 Black or African American 32 1 44 Asian 248 0 13 American Indian or American Native 70 0 45 Native Hawaiian or Other Pacific Islander 14 0 9 Other/ Multi-Racial 3,293 9 15 Total 6,575 11 548 Hispanic 5,068 0 375 Not Hispanic 1,507 11 173 Table 2 Table of assistance to racial and ethnic populations by source of funds DRAFT CAPER 11 OMB Control No: 2506-0117 (exp. 06/30/2018) CR-15 - Resources and Investments 91.520(a) Identify the resources made available Source of Funds Source Resources Made Amount Expended Available During Program Year CDBG public - federal $6,761,848 $7,398,045* HOME public - federal $2,487,047 $200,989 ESG public - federal $500,947 $434,696 CDBG-CV public - federal $6,610,618 $4,465,223 ESG-CV public - federal $2,206,672 $3,073,396 *Includes prior year resources Table 3 - Resources Made Available Narrative Available funds that were not expended during the FY2020 program year will be prioritized for spending in FY2021. Due to the COVID-19 pandemic, some activities were delayed or paused, resulting in not all funds being spent. Identify the geographic distribution and location of investments Target Area Planned Percentage Actual Percentage Narrative Description of Allocation of Allocation Citywide 39 58% Citywide Low-and Moderate-Low-and Moderate- Income area 61 42% Income area Table 4 Identify the geographic distribution and location of investments The City continues to prioritize funds to address the needs of low- and moderate-residents - by targeting neighborhoods and individual residents. The funding distribution reflects a lower share of funding targeted to low- and moderate-income areas, in part due to the continued impacts of COVID-19. DRAFT CAPER 12 OMB Control No: 2506-0117 (exp. 06/30/2018) Leveraging Explain how federal funds leveraged additional resources (private, state and local funds), including a description of how matching requirements were satisfied, as well as how any publicly owned land or property located within the jurisdiction that were used to address the needs identified in the plan. In planning and implementing all HUD funded activities, The City regularly works to identify and leverage other funding streams to maximize the impact of the CDBG, HOME, and ESG activities. Cities receiving HOME Program funds are generally required to provide a HOME match of 25% of their annual allocation. The City of Santa Ana has qualified for a HOME match reduction of 100%, therefore not requiring the City to provide any match as part of the HOME Program. The ESG program requires a dollar-for-dollar match requirement. The City of Santa Ana requires its ESG subrecipients to meet the match requirement. This is done through a mix of cash and in-kind match as allowed under 24 CFR Part 576. In accordance with State law and local priority, the City consistently looks to leverage state and locally owned property to achieve its annual goals. Fiscal Year Summary HOME Match 1. Excess match from prior Federal fiscal year $0 2. Match contributed during current Federal fiscal year $0 3 .Total match available for current Federal fiscal year (Line 1 plus Line 2) $0 4. Match liability for current Federal fiscal year $0 5. Excess match carried over to next Federal fiscal year (Line 3 minus Line 4) $0 Table 5 Fiscal Year Summary - HOME Match Report DRAFT CAPER 13 OMB Control No: 2506-0117 (exp. 06/30/2018) Minority Business Enterprises and Women Business Enterprises Indicate the number and dollar value of contracts for HOME projects completed during the reporting period Total Minority Business Enterprises White Non- Hispanic Alaskan Asian or Black Non-Hispanic Native or Pacific Hispanic American Islander Indian Contracts Number 0 0 0 0 0 0 Dollar 0 0 0 0 0 0 Amount Sub-Contracts Number 0 0 0 0 0 0 Dollar 0 0 0 0 0 0 Amount Total Women Male Business Enterprises Contracts Number 5 0 0 Dollar 0 0 0 Amount Sub-Contracts Number 0 0 0 Dollar 0 0 0 Amount Table 8 - Minority Business and Women Business Enterprises Minority Owners of Rental Property Indicate the number of HOME assisted rental property owners and the total amount of HOME funds in these rental properties assisted Total Minority Property Owners White Non- Hispanic Alaskan Asian or Black Non-Hispanic Native or Pacific Hispanic American Islander Indian Number 0 0 0 0 0 0 Dollar 0 0 0 0 0 0 Amount Table 9 Minority Owners of Rental Property DRAFT CAPER 15 OMB Control No: 2506-0117 (exp. 06/30/2018) Relocation and Real Property Acquisition Indicate the number of persons displaced, the cost of relocation payments, the number of parcels acquired, and the cost of acquisition Parcels Acquired Businesses Displaced Nonprofit Organizations Displaced Households Temporarily Relocated, not Displaced Households Total Minority Property Enterprises White Non- Displaced Hispanic Alaskan Asian or Black Non-Hispanic Native or Pacific Hispanic American Islander Indian Number 0 0 0 0 0 0 Cost 0 0 0 0 0 0 Table 10 Relocation and Real Property Acquisition DRAFT CAPER 16 OMB Control No: 2506-0117 (exp. 06/30/2018) CR-20 - Affordable Housing 91.520(b) Evaluation of the jurisdiction's progress in providing affordable housing, including the number and types of families served, the number of extremely low-income, low-income, moderate-income, and middle-income persons served. One-Year Goal Actual Number of Homeless households to be provided affordable housing units 80 0 Number of Non-Homeless households to be provided affordable housing units 36 64 Number of Special-Needs households to be provided affordable housing units 0 0 Total 116 64 Table 11 Number of Households One-Year Goal Actual Number of households supported through Rental Assistance Number of households supported through The Production of New Units 82 0 Number of households supported through Rehab of Existing Units 31 58 Number of households supported through Acquisition of Existing Units 3 6 Total 116 64 Table 12 Number of Households Supported Discuss the difference between goals and outcomes and problems encountered in meeting these goals. The City of Santa Ana continues to actively market its CDBG rehabilitation and homebuyer assistance programs and the HOME rehabilitation programs through city publications, city website, and key stakeholders throughout the City. Rehabilitation and new construction programs were delayed due to the COVID-19 pandemic. The City anticipates issuing multiple affordable housing RFPs during Program Year 2021. In June 2020, the Heros Landing development ge) was opened, providing 75 units (71 1-bedroom and 4 2-bedroom) for formerly homeless veterans. Additionally, six households received downpayment assistance through the CDBG downpayment assistance program. DRAFT CAPER 17 OMB Control No: 2506-0117 (exp. 06/30/2018) mpleted, which included CDBG and HOME funds in addition . Discuss how these outcomes will impact future annual action plans. The City will continue to issue RFPs for CDBG and HOME funds to support the development and rehabilitation of affordable multi-family rental housing. Additionally, the City will continue to provide single-family rehabilitation and homebuyer assistance programs. Include the number of extremely low-income, low-income, and moderate-income persons served by each activity where information on income by family size is required to determine the eligibility of the activity. Number of Households Served CDBG Actual HOME Actual Extremely Low-income 22 7 Low-income 24 4 Moderate-income 18 0 Total 64 11 Table 13 Number of Households Served The above table reflects a duplicative count of units assisted as part of the Santa Ana Collective. CDBG funds were used for the acquisition, consisting of the 58 units and HOME funds were used to assist 11 of those units. Table 12 provides an accurate count of the number of housing units assisted. The City of Santa Ana -the Orange County CoC and homeless service providers for potential homeless prevention assistance and/ or other services. As specific needs arise for persons with disabilities, the City of Santa Ana offers reasonable accommodations and modifications, as necessary. DRAFT CAPER 18 OMB Control No: 2506-0117 (exp. 06/30/2018) CR-25 - Homeless and Other Special Needs 91.220(d, e); 91.320(d, e); 91.520(c) for reducing and ending homelessness through: Reaching out to homeless persons (especially unsheltered persons) and assessing their individual needs Santa Ana prioritizes effective, targeted, and safe outreach to individuals experiencing homelessness to support these individuals in identifying resources and establishing pathways to safe and sustainable housing. The City has outreach staff regularly working and interfacing with individuals experiencing homelessness to provide assistance and support in enrolling in shelter and/ or seeking other services. During the 2020-2021 Program Year, the City of Santa Ana worked towards the following objectives: 1. Prioritized street outreach through Quality of Life Teams 2. Preserved existing and increase the supply of permanent supportive housing 3. Preserved existing and increase the supply of affordable housing 4. Provided housing services and assistance to special needs populations 5. Improved critical services to low-income and special needs populations 6. Coordinated services within the City as well as regionally in collaboration with the Continuum of Care 7. Collaborated with all communities in Orange County to address homelessness with coordinated, regional approaches Addressing the emergency shelter and transitional housing needs of homeless persons The City of Santa Ana coordinated with Orange County who operates a year-round emergency shelter in the Civic Center of Santa Ana that provides safe sleep and emergency shelter for over 400 individuals each night, and food and supportive services for over 600 individuals on a daily basis. The ESG funded programs provided Homelessness Prevention, Rapid Re-Housing, Emergency Shelter, and Street Outreach services. The County also ran an emergency cold-weather shelter in Santa Ana during the winter. In addition to these shelters, the City targeted actions to addres the needs of individuals who are homeless that includes unaccompanied women, victims of domestic violence, chronically homeless individuals and families, families with children, veterans and their families, and unaccompanied youth. The range of services include emergency shelter, transitional housing and permanent supportive housing. ESG funds provided assistance for street outreach services, homeless prevention and rapid re- housing. DRAFT CAPER 19 OMB Control No: 2506-0117 (exp. 06/30/2018) Helping low-income individuals and families avoid becoming homeless, especially extremely low-income individuals and families and those who are: likely to become homeless after being discharged from publicly funded institutions and systems of care (such as health care facilities, mental health facilities, foster care and other youth facilities, and corrections programs and institutions); and, receiving assistance from public or private agencies that address housing, health, social services, employment, education, or youth needs Through the objective summarized above in the Outreach section, the City strives to help individuals and families from becoming homeless. The ESG program funds Homelessness Prevention, Rapid Re-Housing, Emergency Shelter, and Street Outreach services.Additionally, the County of Orange is equipped to serve people discharged from publicly funded institutions or systems of care such as health care facilities or correction programs. Helping homeless persons (especially chronically homeless individuals and families, families with children, veterans and their families, and unaccompanied youth) make the transition to permanent housing and independent living, including shortening the period of time that individuals and families experience homelessness, facilitating access for homeless individuals and families to affordable housing units, and preventing individuals and families who were recently homeless from becoming homeless again The City supported a number of programs to assist low-income individuals and families to avoid becoming homeless, including Section 8 Housing Choice vouchers. Other support services, such as job and training assistance, food assistance, and counseling are also available to help individuals recover from homelessness and to avoid becoming homeless. The City worked closely with the Continuum of Care who provided oversight for the Vulnerability Index - Service Prioritization Decision Assistance Tool (VI-SPDAT) to prioritize the most vulnerable chronically homeless individuals. Case management services were offered in all programs to help prevent individuals from falling back into homelessness. DRAFT CAPER 20 OMB Control No: 2506-0117 (exp. 06/30/2018) CR-30 - Public Housing 91.220(h); 91.320(j) Actions taken to address the needs of public housing N/A The City does not have any public housing. Actions taken to encourage public housing residents to become more involved in management and participate in homeownership N/A The City does not have any public housing. Actions taken to provide assistance to troubled PHAs N/A The City DRAFT CAPER 21 OMB Control No: 2506-0117 (exp. 06/30/2018) CR-35 - Other Actions 91.220(j)-(k); 91.320(i)-(j) Actions taken to remove or ameliorate the negative effects of public policies that serve as barriers to affordable housing such as land use controls, tax policies affecting land, zoning ordinances, building codes, fees and charges, growth limitations, and policies affecting the return on residential investment. 91.220 (j); 91.320 (i) The 20202024 Consolidated Plan identified several barriers to the development of affordable housing including the following: Limited funding sources, financial costs, and the costs of development. Market constraints primarily the availability, cost, and competition for land. Available land in the City mostly consists of small parcels that must be assembled for significant new construction projects. Relocation costs and housing replacement requirements for redeveloping improved properties also presents barriers to the development of affordable housing. income households to obtain decent and affordable housing. Households with no or poor credit history are severely impacted. In an effort to mitigate these barriers, Santa Ana undertook the following actions during the report period: Construction of new rental and homeownership units Rehabilitation and/ or preservation of existing rental units Homeowner rehabilitation programs for low- and moderate-income households land made available through Executive Order N-06-19, the City will look to identify potential parcels of underutilized land that can be leveraged for potential affordable housing development. that meet the specified criteria must provide: 1) if the new residential project consists of units for sale, then a minimum of 10% of the total number of units in the project shall be sold to moderate income households; 2) If the new residential project consist of rental units, a minimum of 15% of the units shall be rented to low income households, or 10% rented to very low income households; or 3) the developer may elect to satisfy these requirements for the project by payment of a fee in lieu of constructing some or all of the affordable units. Actions taken to address obstacles to meeting underserved needs. 91.220(k); 91.320(j) Based on the 2019 Point in Time Count and Survey, there are 6,860 individuals experiencing homelessness in the County, with 1,769 in the City of Santa Ana. This is an increase of 769 individuals in Santa Ana since the 2017 Point in Time Count. A challenge for Santa Ana is that many individuals DRAFT CAPER 22 OMB Control No: 2506-0117 (exp. 06/30/2018) experiencing homelessness gravitate to specific cities, one of which is Santa Ana. A goal of the City is to work closely with community and faithbased groups, other municipalities and the County to provide a coordinated and regional effort to address homelessness throughout the County. In addition, several programs were funded by HOME, CDBG and ESG to assist underserved individuals. The number of persons assisted during the report period is highlighted throughout this report. Actions taken to reduce lead-based paint hazards. 91.220(k); 91.320(j) Lead-paint hazards are typically found in buildings constructed prior to 1978; the year lead based paint ts now use a reference level of 5 micrograms per deciliter to identify children with blood levels that are much higher blood lead levels greater than the CDC recommended level of 5 micrograms of lead per deciliter of blood), the CDC reported a decline in blood levels in children age five and younger, largely a result of the phase-out of leaded gasoline and efforts by federal, state, and local agencies to limit lead paint hazards in housing.In all housing activities, the City complies with requirements to examine for the potential risk of lead exposure. If and when lead is identified, the City works with the property owner and/ or subrecipient to remediate the lead-based paint. Actions taken to reduce the number of poverty-level families. 91.220(k); 91.320(j) -poverty strategy includes expanding housing opportunities and support services for low-income residents, and coordinating public and private resources to address their specific needs. Services and activities supported by the City included: Economic development program to stimulate the local economy and further increase job opportunities for low- and moderate-income individuals. Provid-CV programs offering services including: Homelessness Prevention, Rapid Re-Housing, Emergency Shelter, and Street Outreach services to reduce the number of poverty-level families that may have their housing status negatively impacted by the COVID-19 pandemic. Partner with and leverage local job training programs focused on supporting residents prepare for and access living wage job opportunities. ber of cost burdened households living in the City, allowing them to allocate personal resources to other critical household needs. Public services will be targeted to address critical needs of low-income and vulnerable residents through the provision of programming, transportation, education, childcare and other key needs that are identified by the City and its stakeholders. Services such as these are components to assist individuals to be better suited to secure and retain living wage employment. Homeless assistance, including prevention, will provide critical services to extremely low-income households in need of immediate assistance and support to be better suited and able to take steps to identify sustainable housing and employment options. DRAFT CAPER 23 OMB Control No: 2506-0117 (exp. 06/30/2018) Improving public facilities eliminates existing facilities and infrastructure that negatively impacts residential neighborhoods. Actions taken to develop institutional structure. 91.220(k); 91.320(j) The institutional delivery system in Santa Ana is high-functioning and collaborative, particularly the relationship between city departments and the nonprofit sector comprised of a network of capable nonprofit organizations operating in Santa Ana and throughout Orange County that are delivering a full range of services to residents. Affordable housing development and preservation activities are carried out by the Housing Department of the Community Development Agency in partnership with housing developers and contractors. The Planning and Building Agency supports code enforcement activities. Public service activities are carried out by nonprofit organizations with support and oversight from the Community Development Agency as necessary to achieve the Strategic Plan goals. The Community Development, Public Works and Planning and Building Agencies work together with contractors to implement public facilities and improvement projects. The greatest challenge behind COVID-19, diversity of need and exceeds the amount of available funding to completely address all needs within the community. Consequently, even high priority needs cannot be fully funded. Further, due to the scale of need within the community nonprofit service providers are also operating at maximum capacity. As a result, non-profit leadership has less time to dedicate to coordination and alignment with other partner agencies and organizations to strategically target needs. In PY20 the Community Development Agency worked to increase the efficiency of collaboration and coordination among different providers operating in the City and throughout the region. The City also supported programs aimed at enhancing. Examples of actions undertaken during the report period to overcome gaps and enhance coordination included the following: opportunities for lower income Santa Ana residents. The WDB is comprised of various community leaders representing private employment, education, social services and workforce needs are identified and addressed through a variety of public and private resources. This advisory board also brings key community contacts together resulting in enhanced coordination of program delivery and resource utilization. The City participated in several homeless forums and committees. Specifically, the City served on the Orange County Continuum of Care Board and participated in several committes including the Housing Opportunity Committee, the Emergency Shelter Committee and the Data and Performance Committee. The City also served on the Leadership Council for the United to End Homelessness campaign empowered by the United Way and participated on the Executive Committee. Through this participation, the City can ensure that barriers to housing and the needs of the homeless are identified and addressed through the coordinated regional implementation of limited funding and resources. DRAFT CAPER 24 OMB Control No: 2506-0117 (exp. 06/30/2018) The City sought to encourage home ownership opportunities to promote neighborhood stability. With a high median purchase price of homes, homeownership remains a challenge for households earning less than 80% of county median income. Recent increases in housing costs have exacerbated this situation. Neighborhood residents were encouraged to participate in the preparation and implementation of neighborhood assessments and plans, and were kept informed on homelessness issues. Santa gram provided the means to facilitate this participation. This coordination included working with a variety of city departments, public utilities, property owners, tenants, nonprofit agencies and the school district. Actions taken to enhance coordination between public and private housing and social service agencies. 91.220(k); 91.320(j) The City has increased coordination between public and private housing & social service agencies incorporating feedback during the notice-and-comment period of the Substantial Amendments of the 2020-2021 Annual Action Plan. COVID-19 created an urgent need for services and the City was able to incorporate feedback from private housing & social service agencies on CDBG-CV & ESG-CV allocations allowing the City to cover urgent needs gap in the City not covered by private providers. As in past years, Santa Ana made an effort to leverage private and federal funds with local and state The greatest barrier to affordable housing in the City is a limited supply of resources and available land to support the development and preservation of affordable housing within the City. The City works closely with non- governmental, state and federal agencies to identify potential funding streams and resources. Several affordable housing projects are moving forward currently in the City and two projects for individuals/veterans experiencing homelessness are in the pipeline. These are examples of how the City is coordinating with private developers and social service agencies to create affordable housing opportunities in Santa Ana. -occupied housing rehabilitation programs have been instrumental in preserving housing units occupied by lower income households. Furthermore, homeownership opportunities for low- and moderate- Payment Assistance Program. The City worked closely with Habitat for Humanity in completing the last phase of the scattered site project where single family homes were developed to be sold at affordable price and to restrict to income qualified households for a period of at least 45 years. Additionally, the Santa Ana Housing Authority provided rental assistance vouchers to very-low income households. -Sufficiency (FSS) program were also referred to classes (available in English, Spanish and Vietnamese) on how to prepare for homeownership. City staff met regularly with public and private organizations to coordinate various efforts. The City's relationship with nonprofit organizations in the community allowed for an integrated approach for funding requests from local, state and federal agencies. The City worked with nonprofits as they applied DRAFT CAPER 25 OMB Control No: 2506-0117 (exp. 06/30/2018) for funds for activities consistent with the objectives in the Consolidated Plan. The City also communicated with various institutions to facilitate the exchange of information and to develop strategies to provide benefits and housing services. consults with the County and local ESG entitlement grantees in regard to the use of ESG funds. On-going meetings are held to coordinate the development of eligibility criteria, performance standards and outcome measurements, as well as to establish funding, policies, and procedures for the operation and administration of the Homeless Management Information System (HMIS). Identify actions taken to overcome the effects of any impediments identified in the jurisdictions analysis of impediments to fair housing choice. 91.520(a) The City evaluated barriers and constraints to the development of affordable housing as a critical component of the Housing Element. The California Department of Housing and Community has certified Impediments to Fair Housing Choice to ensure the City is affirmatively furthering fair housing for all residents of Santa Ana. In addition, the City of Santa Ana is currently updating its Analysis of Impediments to Fair Housing Choice to ensure the City is affirmatively furthering fair housing for all residents of Santa Ana. The City participated Choice for the period of 2020 - 2024. Through this process, the City has identified a set of city-specific and regional goals and approaches to address barriers to affordable housing and affirmatively further fair housing in the City. The City will continue to work to meeting the goals and objectives set forth in the Analysis of Impediments update. DRAFT CAPER 26 OMB Control No: 2506-0117 (exp. 06/30/2018) CR-40 - Monitoring 91.220 and 91.230 Describe the standards and procedures used to monitor activities carried out in furtherance of the plan and used to ensure long-term compliance with requirements of the programs involved, including minority business outreach and the comprehensive planning requirements To ensure that HUD funds are used efficiently and in compliance with applicable regulations, the City provides technical assistance to all subrecipients at the beginning of each program year and monitors subrecipients throughout the program year. The City of Santa Ana applied the same monitoring standards to its CDBG-CV and ESG-CV programs. Technical Assistance To enhance compliance with federal program regulations, the City provides an annual Notice of Funding Availability (NOFA) workshop to review the Plan goals, program requirements and available resources with potential applicants. Subsequent to the approval of the Annual Action Plan, a mandatory subrecipient workshop is held to review program regulations in detail, to provide useful forms and resources requirements. Additionally, individualized technical assistance is provided on an as-needed basis throughout a program year. Activity Monitoring All activities are monitored, beginning with a detailed review upon receipt of an application to determine eligibility, conformance with a National Objective and conformance with a Plan goal. This review also examines the proposed use of funds, eligibility of the service area, eligibility of the intended beneficiaries and likelihood of compliance with other federal requirements such as the National Environmental Policy Act, the System for Award Management (SAM) debarment list, prevailing wage, Minority and Women Business Enterprise, Section 3 and federal acquisition and relocation regulations, as applicable. Subrecipients are required to submit an audit and other documentation to establish their capacity, and any findings noted in the audit are reviewed with the applicant. Eligible applications are then considered for funding. Once funded, desk monitoring includes ongoing review of required quarterly performance reports. For CDBG public service activities, an on-site monitoring is conducted once every two (2) years, or more frequently as needed to ensure compliance. These reviews include both a fiscal and complying with the program regulations and City contract. Areas routinely reviewed include overall administration, financial systems, appropriateness of program expenditures, program delivery, client eligibility determination and documentation, reporting systems, and achievement toward achieving contractual goals. Following the monitoring visit, a written report is provided delineating the results of the review and any findings of non-compliance and the required corrective action. Subrecipients DRAFT CAPER 27 OMB Control No: 2506-0117 (exp. 06/30/2018) normally have 30 days to provide the City with corrective actions taken to address any noted findings. Individualized technical assistance is provided, as noted above, as soon as compliance concerns are identified. For CDBG capital projects, monitoring also includes compliance with regulatory agreement requirements Citizen Participation Plan 91.105(d); 91.115(d) The City published a notice in the general circulation of papers in English, Spanish and Vietnamese that its CAPER was available for review for public comment. The CAPER was made available for review at the Office of the Clerk of the Council, Community Development Agency 6th Floor Reception Area, and on -day public comment period prior to the submission of the CAPER to HUD. In addition, a public hearing was held by the Community Redevelopment and Housing Commission and at the City Council meeting to obtain public comments, with the City Council authorizing the submission of the report to HUD. In preparation for the 2020 Consolidated Plan, the City updated its Citizen Participation Plan to ensure ongoing compliance with program requirements and allowing residents and stakeholders adequate opportunity to participate in the design and implementation of HUD-funded programs. Describe the efforts to provide citizens with reasonable notice and an opportunity to comment on performance reports. The City published a notice in the general circulation of papers in English, Spanish and Vietnamese that its CAPER was available for review for public comment. The CAPER was made available for review at the Office of the Clerk of the Council, Community Development Agency 6th Floor Reception Area, and on -day public comment period prior to the submission of the CAPER to HUD. In addition, a public hearing was held by the Community Redevelopment and Housing Commission and at the City Council meeting to obtain public comments, with the City Council authorizing the submission of the report to HUD. DRAFT CAPER 28 OMB Control No: 2506-0117 (exp. 06/30/2018) CR-45 - CDBG 91.520(c) and indications of how the jurisdiction would change its programs as a result of its experiences. The 2020-2021 Program Year was the first year of the 2020-2024 Consolidated Plan. The City made progress towards its five-year and one-year goals for this reporting period and did not change its program objectives or the projects & activites that utilized CDBG, ESG, and HOME funds. CDBG activities were slowed as a result of the onset of the COVID-19 pandemic. This includes public service, public facility and housing activities. In part, this is due to prioritizing COVID-19 response activities and programs/ services/ activities that were either not applicable due to the pandemic or were generally delayed due to the pandemic. The City anticipates that activities originally planned for completion during program year 2020 will be completed in program year 2021. Does this Jurisdiction have any open Brownfields Economic Development Initiative (BEDI) grants? No. DRAFT CAPER 29 OMB Control No: 2506-0117 (exp. 06/30/2018) CR-50 - HOME 91.520(d) Include the results of on-site inspections of affordable rental housing assisted under the program to determine compliance with housing codes and other applicable regulations tƌĻğƭĻ ƌźƭƷ ƷŷƚƭĻ ƦƩƚƆĻĭƷƭ ƷŷğƷ ƭŷƚǒƌķ ŷğǝĻ ĬĻĻƓ źƓƭƦĻĭƷĻķ ƚƓΏƭźƷĻ Ʒŷźƭ ƦƩƚŭƩğƒ ǤĻğƩ ĬğƭĻķ ǒƦƚƓ ƷŷĻ ƭĭŷĻķǒƌĻ źƓ ήВЋ͵ЎЉЍΛķΜ͵ LƓķźĭğƷĻ Ǟŷźĭŷ ƚŅ ƷŷĻƭĻ ǞĻƩĻ źƓƭƦĻĭƷĻķ ğƓķ ğ ƭǒƒƒğƩǤ ƚŅ źƭƭǒĻƭ ƷŷğƷ ǞĻƩĻ ķĻƷĻĭƷĻķ ķǒƩźƓŭ ƷŷĻ źƓƭƦĻĭƷźƚƓ͵ CƚƩ ƷŷƚƭĻ ƷŷğƷ ǞĻƩĻ ƓƚƷ źƓƭƦĻĭƷĻķͲ ƦƌĻğƭĻ źƓķźĭğƷĻ ƷŷĻ ƩĻğƭƚƓ ğƓķ ŷƚǞ Ǥƚǒ Ǟźƌƌ ƩĻƒĻķǤ ƷŷĻ ƭźƷǒğƷźƚƓ͵ The City of Santa Ana conducts onsite inspections of HOME-assisted rental units during the required affordability period to determine compliance with HUD property standards in accordance with 24 CFR 92.251. HOME-assisted rental projects with one to four units are inspected every three years, projects with five to 25 units are inspected every two years, and projects with 26 or more units are inspected annually. The City of Santa Ana received COVID-19 waivers regarding on-site inspections of rental housing and for housing units of recipients of TBRA funding. Inspection schedule dates have been shifted accordingly as per HUD regulations. Provide an assessment of the jurisdiction's affirmative marketing actions for HOME units. 92.351(b) containing 5 or more HOME or CDBG-assisted housing. These procedures and requirements do not apply to families with Section 8 tenant-based rental housing assistance or families with tenant-based rental assistance provided with HOME funds. The procedures include: Methods to inform the public about Federal fair housing laws: The City displays the Equal Housing logo or slogan in housing-related press releases and Development Division. - assisted rental units in its countywide Affordable Housing List maintained by the County. Requirements and practices owners must adhere to: Owners must display the Equal Housing Opportunity logo or slogan in all correspondence with current or potential tenants, on lease agreements, and display the fair housing poster in their leasing offices, and develop written procedures for selecting tenants. The City required owners of City HOME- and CDBG-assisted rental units to continuously review the demographic makeup of their tenants. If and when such review indicated that their tenants fact and request City review and approval for the steps they took to correct that deficiency. DRAFT CAPER 30 OMB Control No: 2506-0117 (exp. 06/30/2018) Co obligation of all rental property owners receiving HOME or CDBG assistance from the City of Santa Ana, and will be enforceable by means of appropriate actions described in loan documents recorded through the County of Orange. Record keeping: The City will require owners of its HOME- and CDBG- assisted rental units covered under this marketing plan to make an annual report to the City detailing the steps they have taken to comply with this Program. They will also be required to report on the ethnicity of their tenants, as well as rents, income levels, and other household characteristics. Reports will be made on a form that is acceptable to the City of Santa Ana, and that will enable the City to capture the data it needs to evaluate owner compliance with this Program. The City will maintain records on owner reports and its evaluation of those reports for a period of not less than ten years after expiration of the affordability period required by applicable HUD regulations. Annual assessment: Upon receipt of owner reports, the City will evaluate the ethnic and racial characteristics of do not, the City will direct the owner to take further affirmative marketing steps to correct the imbalance. The City will track and evaluate the steps taken to insure they have the desired effect. Refer to IDIS reports to describe the amount and use of program income for projects, including the number of projects and owner and tenant characteristics Not applicable. The City receipted $360,402 in program income during FY2020. The City did not expend any program income during the FY2020 program year, but anticipates that such funds will be included in forthcoming RFPs during program year 2021. Describe other actions taken to foster and maintain affordable housing. The City coordinates HOME funding and activities with other federal, state, and local affordable housing resources to maximize the assistance provided in the City and construct and/ or rehabilitate affordable housing throughout the City. DRAFT CAPER 31 OMB Control No: 2506-0117 (exp. 06/30/2018) CR-60 - ESG 91.520(g) (ESG Recipients only) ESG Supplement to the CAPER in ĻΏƭƓğƦƭ For Paperwork Reduction Act 1. Recipient InformationAll Recipients Complete Basic Grant Information Recipient Name SANTA ANA Organizational DUNS Number 083153247 EIN/TIN Number 956000785 Indentify the Field Office LOS ANGELES Identify CoC(s) in which the recipient or subrecipient(s) will provide ESG assistance ESG Contact Name Prefix Mr First Name Judson Middle Name Last Name Brown Suffix Title Housing Division Manager ESG Contact Address Street Address 1 20 Civic Center Plaza, M-26 Street Address 2 0 City Santa Ana State CA ZIP Code 92701- Phone Number 7146672241 Extension 0 Fax Number 7146476549 Email Address jbrown@santa-ana.org ESG Secondary Contact Prefix Ms First Name Mikelle Last Name Daily Suffix 0 Title Community Development Analyst Phone Number 7146672256 DRAFT CAPER 32 OMB Control No: 2506-0117 (exp. 06/30/2018) Extension 0 Email Address jbrown@santa-ana.org 2. Reporting PeriodAll Recipients Complete Program Year Start Date 07/01/2019 Program Year End Date 06/30/2020 3a. Subrecipient Form Complete one form for each subrecipient Subrecipient or Contractor Name: 2-1-1 Orange County City: Santa Ana State: CA Zip Code: 92705 DUNS Number: 884339003 Is subrecipient a victim services provider: No Subrecipient Organization Type: Nonprofit ESG Subgrant or Contract Award Amount: $20,750 Subrecipient or Contractor Name: Wise Place City: Santa Ana State: CA Zip Code: 92706 DUNS Number: 002322894 Is subrecipient a victim services provider: No Subrecipient Organization Type: Nonprofit ESG Subgrant or Contract Award Amount: $31,128 Subrecipient or Contractor Name: Interval House City: Long Beach State: CA Zip Code: 90803 DUNS Number: 113510176 Is subrecipient a victim services provider: Yes Subrecipient Organization Type: Nonprofit ESG Subgrant or Contract Award Amount: 36,315 DRAFT CAPER 33 OMB Control No: 2506-0117 (exp. 06/30/2018) Subrecipient or Contractor Name: Mercy House Transitional Living Center City: Santa Ana State: CA Zip Code: 92702 DUNS Number: 879797165 Is subrecipient a victim services provider: No Subrecipient Organization Type: Nonprofit ESG Subgrant or Contract Award Amount: 316,491 Subrecipient or Contractor Name: Santa Ana City: Santa Ana State: CA Zip Code: 92701 DUNS Number: 083153247 Is subrecipient a victim services provider: No Subrecipient Organization Type: Unit of Government ESG Subgrant or Contract Award Amount: 88,898 DRAFT CAPER 34 OMB Control No: 2506-0117 (exp. 06/30/2018) CR-65 - Persons Assisted See Appendix 3: Sage ESG CAPER Report. DRAFT CAPER 35 OMB Control No: 2506-0117 (exp. 06/30/2018) CR-70 ESG 91.520(g) - Assistance Provided and Outcomes 10. Shelter Utilization Number of New Units Rehabbed 0 Number of New Units Conversion 0 Total Number of bed - nigths available 4,015 Total Number of bed - nights provided 2,840 Capacity Utilization 71% Table 24 Shelter Capacity* *Shelter Utilization data is provided for Interval House. Mercy House is set up as an entry and exit program and does not maintain bed utilization data. 11. Project Outcomes Data measured under the performance standards developed in consultation with the CoC(s) City staff along with other the cities of Anaheim, Garden Grove and the County of Orange have formed the Orange County ESG Collaborative to discuss policies and procedures, how best to allocate ESG funds, as well as a variety of program and homeless issues. The City of Santa Ana along with this Collaborative continues to use mutually agreed upon forms including: intake forms, client participation agreements, checklists for monitoring and evaluating project and agency performance, and reimbursement forms for purposes of consistency and streamlining the process for all applicable parties. Staff consults with the CoC on a regular basis, attends numerous meetings and is involved in the Continuum of Care. DRAFT CAPER 36 OMB Control No: 2506-0117 (exp. 06/30/2018) CR-75 Expenditures See Appendix 3: Sage ESG CAPER Report. DRAFT CAPER 37 OMB Control No: 2506-0117 (exp. 06/30/2018)