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HISCOX <br />DPL P001 CW (05/13) <br />B. based upon or arising out of any actual or alleged gaining of any profit or advantage <br />to which You were not legally entitled. <br />C. based upon or arising out of any actual or alleged wrongful termination, retaliation or <br />discrimination against or harassment of any past, present, future or potential <br />Employee, including but not limited to any violations of federal, state or local <br />statutory or common law. <br />D. based upon or arising out of any actual or alleged Wrongful Act that: <br />1. was committed prior to the Retroactive Date; <br />2. has been the subject of any notice given under any other policy of which this <br />Policy is a renewal or replacement; or <br />3. You had knowledge of prior to the Policy Period and had a reasonable basis to <br />believe that such Wrongful Act could give rise to a Claim; provided, however, <br />that if this Policy is a renewal or replacement of a previous policy issued by Us <br />providing materially identical coverage, the Policy Period referred to in this <br />paragraph will be deemed to refer to the inception date of the first such policy <br />issued by Us. <br />E. brought by or on behalf of any federal, state or local government agency or <br />professional or trade licensing organization; provided, however, this exclusion shall <br />not apply to claims brought in their capacity as a client receiving Your Professional <br />Services. <br />F. brought by or on behalf of one Insured against another Insured. <br />G. brought by or on behalf of any person or entity maintaining Effective Control of <br />You. <br />based upon or arising out of any actual or alleged violation of the following laws, <br />including any similar provisions of any federal, state or local statutory or common <br />law: <br />1. the Securities Act of 1933 (as amended); <br />2. the Securities Exchange Act of 1934 (as amended); <br />3. any state blue sky or securities laws (as amended); <br />4. the Racketeer Influenced and Corrupt Organizations Act, 18 U.S.C. § 1961 et <br />seq. (as amended); <br />5. the Employee Retirement Income Security Act of 1974 (as amended); <br />including any rules or regulations promulgated thereunder. <br />based upon or arising out of any actual or alleged obligation under any Workers' <br />Compensation, Unemployment Compensation, Employers Liability or Disability <br />Benefit Law, including any similar provisions of any federal, state or local statutory <br />or common law. <br />J. based upon or arising out of any actual or alleged liability of others that You assume <br />under any contract or agreement unless such liability would have attached in the <br />absence of such contract or agreement. <br />Risk MvmgementDisiefan <br />[cREVIEWED& RpAFPRO BY. <br />r�fMM�[ • Vau'..1 <br />i®', <br />Risk Management Malys[ <br />