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Local Assistance Procedures Manual <br />Exhibit 9-A <br />DBE Implementation Agreement for Local Agencies <br />Exhibit 9-A: DBE Implementation Agreement for Local Agencies <br />CALIFORNIA DEPARTMENT OF TRANSPORTATION (CALTRANS) <br />DISADVANTAGED BUSINESS ENTERPRISE (DBE) IMPLEMENTATION AGREEMENT <br />For the City/County of Santa Ana <br />I. Definition of Terms <br />hereinafter referred to as "SUB -RECIPIENT." <br />The terms used in this agreement have the meanings defined in 49 CFR 26.5. <br />II. Objective/Policy Statement (49 CFR 26.1 and 26.23) <br />SUB -RECIPIENT intends to receive federal financial assistance from the U. S. Department of <br />Transportation (DOT) through the California Department of Transportation (Caltrans), and as a <br />condition of receiving this assistance, SUB -RECIPIENT will sign the California Department of <br />Transportation Disadvantaged Business Enterprise Implementation Agreement (hereinafter <br />referred to as Agreement). SUB -RECIPIENT agrees to implement the State of California, <br />Department of Transportation Disadvantaged Business Enterprise (DBE) Program Plan <br />(hereinafter referred to as the DBE Program Plan) as it pertains to Local Agencies. The DBE <br />Program Plan is based on U.S. Department of Transportation (DOT), 49 CFR 26 requirements. <br />It is the policy of SUB -RECIPIENT to ensure that DBEs, as defined in 49 CFR 26, have an <br />equal opportunity to receive and participate in DOT -assisted contracts. It is also SUB- <br />RECIPIENT's policy: <br />• To ensure nondiscrimination in the award and administration of DOT -assisted contracts. <br />• To create a level playing field on which DBE's can compete fairly for DOT -assisted <br />contracts. <br />• To ensure that the DBE participation percentage is narrowly tailored, in accordance with <br />applicable law. <br />• To ensure that only firms that fully meet 49 CFR 26 eligibility standards are permitted to <br />participate as DBEs. <br />• To help remove barriers to the participation of DBEs in Federal -aid contracts. <br />• To assist the development of firms that can compete successfully in the market place <br />outside the DBE Program. <br />III. Nondiscrimination (49 CFR 26.7) <br />SUB -RECIPIENT willnever exclude any person from participation in, deny any person the <br />benefits of, or otherwise discriminate against anyone in connection with the award and <br />performance of any contract covered by 49 CFR 26 on the basis of race, color, sex, or national <br />origin. In administering the Local Agency components of the DBE Program Plan, SUB - <br />RECIPIENT willnot, directly, or through contractual or other arrangements, use criteria or <br />methods of administration that have the effect of defeating or substantially impairing <br />accomplishment of the objectives of the DBE Program Plan with respect to individuals of a <br />particular race, color, sex, or national origin. <br />City Council 20 — 64 7/18/ ge 1 of s <br />er 2020 <br />