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EMPOWER ANNUITY INSURANCE COMPANY
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EMPOWER ANNUITY INSURANCE COMPANY
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Last modified
8/19/2024 4:00:40 PM
Creation date
10/9/2023 9:49:41 AM
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Template:
Contracts
Company Name
EMPOWER ANNUITY INSURANCE COMPANY
Contract #
A-2023-164
Agency
Finance & Management Services
Council Approval Date
9/19/2023
Expiration Date
9/30/2023
Insurance Exp Date
12/1/2024
Destruction Year
2028
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Item 3 - Table of Contents <br />Item 1- Cover. Page ............... ........................................................................................................................................ 1 <br />Item2-Material Changes.............................................................................................................................................2 <br />Item3 -Table of Contents............................................................................................................................................3 <br />Item4 - Advlsory Business............................................................................................................................................4 <br />Item 5 - Fees and Compensation..................................................................................................................................8 <br />Item 6 - Performance -Based Fees and Side -by Side Management........................................................................... 10 <br />Item7 -Types of Clients ......................... .-......... .......................................... ............................................................... 10 <br />Item 8 - Methods of Analysis and Investment Strategies and Wall Loss................................................................. 10 <br />Item 9 - Disciplinary Information............................................................................................................................... 13 <br />Item 10 - Other Financial Industry Activities and Affillations.................................................................................... 13 <br />Item 11 -Code of Ethics, Participation or Interest In Client Transactions and Personal Trading ............................... 16 <br />Item12 - Brokerage Practices..................................................................................................................................... 17 <br />Item13 - Review of Accounts..................................................................................................................................... 17 <br />Item 14 - Client Referrals and Other Compensation................................................................................................... 18 <br />Item 15 -Custody....................................................................................................................................................... 19 <br />Item16 - Investment Dlscretlon................................................................................................................................. 19 <br />Item 1.7 -Voting Client Securities ........ ................................... ................................................................ ...... ,............. 19 <br />3 <br />City Council 19 — 81 9/19/2023 <br />
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