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provide full last name,first name, middle name,and suffix,if any: (3)Name Change:If full legal name Yes @ No has changed since the municipal advisor's most recent Form MA,check here and provide the previous full legal name. (specify) B. Doing-Business-As (RBA) Name (1)If the name under which municipal 0 Yes °O No advisor-related business is primarily conducted is different from Item 1-A., check here and provide the DBA name. (2)Previous DBA Name:If name Yes Q No under which municipal advisor-related business Is primarily conducted has changed since the municipal advisor's most recent Form MA,check here and provide the previous name under which the municipal advisor-related business was primarily conducted. (3)Additional Names: (a)Is municipal advisor-related C3 Yes 0 No business conducted under any additional names? (b)List any additional names on Section 1-8 of Schedule b. C.(1)IRS Employer Identification Number. 95-2 81 1 1 9 2 D.Registrations (1)Form MA-T Registration:Was the "@ Yes 0 No applicant previously registered on Form MA-T as a municipal advisor? If"Yes",enter the SEC File No.MA- 806-00057-00 T (2)Other Registrations:Is the applicant registered as or with any of the following? Check all that apply.For each registration box you checked,provide the requested file numbor(s). An applicant firm should NOT provide the organization CRD number,or other specified number,of any of its organizational affiliates,or the individual CRD number of its officers,employees,or natural person affiliates. RIMunicipalAdvisor SEC File No.: 867-00395 C3 Municipal Securities Dealer SEC File No.: KI Broker-Dealer SEC File No.: Organization CRD No.: IllnvestmentAdviser E]SEC-Registered SEC File No.: Organization CRD No.: Cl Exempt Reporting Adviser SEC File No.: Organization CRD No.: l]Registered in US State or Other Organization CRD No.: US Jurisdiction Investment Adviser Registration in a US State or Other US Jurisdiction:If predecessor municipal advisory firm is registered in a US state or other jurisdiction as an investment adviser,enter the organization CRD Number above.In the table below,select each US state orjurisdiction in which the predecessor municipal advisory firm is so registered. Check All That Apply: US State or Jurisdiction (Code) US State or Jurisdiction (Code) 0 Montana (MT)