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(1)Is the applicant afiitlatedwlth any 0 Yes @ No other domestic or foreign business entities? (2)If"Yes,"provide the names of all such affiliates and any all p liable registrations In 4�tnSof Schedule D. Item 2 Form of Organization A.Applicant's form of organization If this is not an Initial application,and the applicant's form of organization has changed since the applicant's most recent Form MA,see Instruction 8 of the General Instructions. G Corporation cO Sole Proprietorship 0 Limited Liability Partnership(LLP) Partnership 0 Limited Liability Company(LLC) Limited Partnership(LP) Other(specify) B. Month of Applicant's Annual Fiscal Year End (Sole proprietors are not required to June complete this subpart B.) C.State, Other US Jurisdiction, or Foreign Jurisdiction Under Which Applicant is Organized If the applicant is a corporation or limited liability company,indicate the state or jurisdiction where the applicant is incorporated. If the applicant is a partnership,indicate the name of the state or jurisdiction under the laws of which the partnership was fonned.If applicant is a sole proprietor,indicate the state or jurisdiction in which applicant resides. If this is not an initial application for registration,and the applicant's information has changed since the applicant's most recent Form MA,see General Instruction 8. Enter the full name of the US, CA jurisdiction,or the full name,in English,of the foreign jurisdiction: D. Date of Organization: 08-22-1972 E. Public Reporting Company (1)Is the applicant a public reporting OYes @No company under Sections 12 or 15(d) of the Securities Exchange Act of 1934? Item 3 Successions A.Is the applicant,at the time of this filing, succeeding to the business of a registered municipal aalviso►? If this succession was previously reported on Form MA, do not report the succession again,Instead,check"No."See Instruction 1 of the Specific Instructions for Form MA included in the General Instructions. 0 Yes @ No If"Yes"enter the Date of Succession: B. If"Yes,"in Item 3.A., complete Section 3 of Schedule D. If"Yes,"in Item 3.A.,complete Section 3 of Schedule D. Item 4 Information About Applicant's Business Note:Instruction 2 of the Specific Instructions for Certain Items in Form MA included in the General Instructions provides guidance for newly formed municipal advisors completing this Item 4. Employees If the applicant is organized as a sole proprietorship,include the sole proprietor as an employee. A.Number of Employees: Approximate number of employees of applicant.Include full-and part-time 17 employees,but do not include clerical,administrative,or support workers(or workers performing similar functions):(If none,enter a zero.): 13.Municipal Advisory Activities Approximately how many of these employees engage in municipal advisory 16 activities?(Include such employees even if they perform other functions in addition to engaging in municipal advisory activities.)If none,enter a zero.