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Ownership Cade: <br /> °' NA-less than 5% -' B-10%but less than D-50%but less than <br /> 25% 75% <br /> A-5%but less than 10% `-a C-25%but less than E-75%or more <br /> 50% <br /> Control Person: =D YES o' NO <br /> Individual CRD No.(if none:enter 0000000): <br /> CRD No,: <br /> NATURAL_PERSON FULL LEGAL NAME <br /> Enter all the letters of each name and not initials or other abbreviations.If no middle name,enter NMN on that line. <br /> Last Name: First Name: Middle Name: <br /> McManus Kimberly Marie <br /> Title or Status: <br /> Chief Compliance Officer <br /> Date Title or Status Acquired: 03-01-2016 <br /> Ownership Code: <br /> NA-less than 5%® B-10%but less than fD-50%but less than <br /> 25% 75% <br /> --A-5%but less than 10% C-25%but less than -' E-75%or more <br /> 50% <br /> Control Person: YES° NO <br /> Individual CRD No.(If none:enter 0000000): <br /> CRD No.: <br /> NATURAL PERSON FULL LEGAL NAME <br /> Enter all the letters of each name and not initials or other abbreviations.If no middle name,enter NMN on that tine. <br /> Last Name: First Name: Middle Name: <br /> Isom Jonathan T <br /> Title or Status: <br /> Managing Principal <br /> Date Title or Status Acquired: 01-31-2023 <br /> Ownership Code: <br /> NA-less than 5% J B-10%but less than ° D-50%but less than <br /> 25% 75% <br /> A-5%but less than 10% -,? C-25%but less than E-75%or more <br /> 50% <br /> Control Person: °'YES -' NO <br /> Individual CRD No.(if none:enter 0000000): <br /> CRD No.: <br /> NATURAL PERSON FULL LEGAL NAME <br /> Enter all the letters of each name and not initials or other abbreviations.If no middle name,enter NMN on that line. <br /> Last Name: First Name: Middle Name: <br /> Isom Gregory Scott <br /> Title or Status: <br /> Managing Principal <br /> Date Title or Status Acquired: 01-31-2023 <br />