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Provide the name of any domestic or foreign business affiliate of the applicant and any federal,state,or foreign registration of such affiliate and the registration number,A separate Schedule D must be completed for each such affiliate. SECTION 3 Successions Complete the following information if succeeding to the business of a currently-registered municipal advisor.If the applicant succeeded more than one municipal advisory firm in the succession being reported on this Form MA,a separate Schedule D must be completed for each predecessor firm.See Instruction 1 of the Specific Instructions for Certain Items in Form MA included in the General Instructions, SECTION 4-D Firms and Other Persons that Solicit Municipal Advisor Clients on the Applicant's Behalf Provide the name,address,and phone number of any firm or other person that is not otherwise an associated person of the applicant that solicits municipal advisorclients on the applicant's behalf.Aseparate Schedule D must be completed for each such firm or natural person. SECTION 4-E Employees That Also Do Business Independently on the Applicant's Behalf as Affiliates of the Applicant SECTION 5-8 Description of Primary Business(for businesses not listed in Part of Item 5) If you checked Item 5-8.2 describe the applicant's primary business(not the applicant's municipal advisor-related business): SECTION 6 Financial Industry and Other Activities of Associated Persons The following Information must be completed for each associated person in every category you checked in Item 6-A.A separate Schedule D must be completed for each such associated person. Select only one; RIAddElDelete DAmend Legal Name of Associated Person: James Morris Primary Business Name of Associated Person: Urban Futures, Inc. A.Associated person is a:Check all that apply. 10(1)Broker-dealer,municipal securities dealer,or government securities broker or dealer 0(2)Investment company(including mutual funds) ®(3)Investment adviser(including financial planners) (4)Swap dealer (5)Security-based swap dealer 0(6)Major swap participant 0(7)Major security-based swap rrticipant (8)Commodity pool operator (whether registered or exempt from registration) E(9)Commodity trading advisor (whether registered or exempt from registration) n(10)Futures commission merchant rl(11)Banking or thrift institution In(12)Trust company IJ(13)Accountant or accounting firm ®(14)Attorney or law firm (15)Insurance company or agency (16)Pension consultant 0(17)Real estate broker or dealer In(18)Sponsor or syndicator of limited partnerships Cl(19)Engineer or engineering firm C](20)Other municipal advisor B.Control Relationships and Foreign Relations (1)Control Relationships (a)Does the applicant control or is it controlled by the associated person? E Yes 19jNo (b)Are the applicant and the associated person under common