Laserfiche WebLink
City of Santa Ana <br /> Proposal for Financial Advisory and Dissemination Agent Services August 8, 2025 <br /> B. Cost Proposal <br /> 1) HOUrly Rates <br /> UFI is available for as-needed services on an hourly basis for research, analysis, Capital Improvement Program <br /> funding planning, and development of funding options and recommendations. Below are the hourly rates of <br /> proposed positions. <br /> UFVs Hourly Fee Schedule <br /> Chief Strategy Officer $325 <br /> Managing Director/Director $300 <br /> Associate/Analyst $175 <br /> 2) Flat fees for Municipal Advisory& Dissemination Agent Services <br /> Municipal Advisor Fees <br /> For municipal advisory financing assignments, UFI proposes flat fees based on the par amount of the bonds, as <br /> summarized in the table below.Ourfees for municipal advisory services are contingent upon closing and are inclusive <br /> of out-of-pocket expenses such as travel,data recovery,third party data fees,and internal compliance requirements. <br /> Proposed Municipal Advisory Fees <br /> Par Amount Fee <br /> <$25 million $40,000 <br /> $25 million-$100 million $45,000 <br /> >$100 million $50,000 <br /> Private Placements $30,000 <br /> Dissemination Agent_Fees <br /> For the Dissemination Agent Services required by the City's existing debt obligations, as such services and obligations <br /> are described in the Request for Qualifications, UFI proposes an annual fixed fee in the amount of$13,000 for the <br /> initial year,with a$500 annual increase for each subsequent year during the contract term. During the term of the <br /> agreement, subject to mutual agreement by the City and UFI,the amount of the fee is subject to revision based on <br /> additional new debt obligations requiring dissemination services or the defeasance/maturity of existing debt <br /> obligations. <br /> ffUF1 <br />