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INSURANCE ON FILE <br />WORK MAY PROCEED <br />UNTIL INSURANCE EXPIRES <br />H -1 -/H <br />CLERK OF COUNCIL <br />DATE: FEB,1 12014 <br />p'. F MSCt <br />PROFESSIONAL SERVICES AGREEMENT <br />FOR FINANCIAL ADVISOR <br />N- 2014 -018 <br />This agreement has been entered into this /'-day of February, 2014 by and between the City <br />of Santa Ana, a charter city and municipal corporation (the "City ") and Fietdman, Rolapp & <br />Associates, Inc. (herein, the "Consultant "). <br />WHEREAS, the City desires independent financial advisory services to be performed in <br />connection with refunding of outstanding debt, namely the 1994A and 2004A Lease Revenue <br />Bonds (herein, the "Project "); and <br />WHEREAS, the City desires to retain the professional and technical services of the Consultant <br />for the purpose of debt issuance, (herein, the "Services "); <br />WHEREAS, the Consultant is well qualified to provide professional financial advice to entities <br />such as the City; <br />NOW, THEREFORE, in consideration of the above recitals and the mutual covenants and <br />conditions hereinafter set forth, it is agreed as follows: <br />Section 1 Financial Advisory Services. <br />As directed by the City, Consultant will provide financial advisory services with <br />regard to the 1994A and 2004A Lease Revenue Bonds (Police Administration <br />and Holding Facility) (the "Project ") as fully described in Exhibit A attached to <br />this Agreement. Consultant is engaged in an expert financial advisory capacity <br />to the City only. It is expressly understood that the Services rendered hereunder <br />are rendered solely to the City of Santa Ana. Consultant does not undertake any <br />responsibility to review disclosure documents on behalf of owners or beneficial <br />owners of bonds or debt which may arise from the Consultant's work hereunder. <br />Section 2 Additional Requested Services. <br />The City may request that Consultant provide additional services beyond the <br />scope of those referenced in Section 1 above and specifically listed in Exhibit A <br />to this Agreement. Services performed for the City by Consultant that are not <br />otherwise specifically identified in Exhibit A to this Agreement shall be <br />Additional Services. Additional Services include, but are not limited to, the <br />following: <br />2.01 Assisting the City in obtaining enabling legislation or conducting referendum <br />elections. <br />2.02 Extraordinary services and extensive computer analysis in the structuring or <br />planning of any debt issue or financing program. <br />2.03 The repeat of any element of a service described in Exhibit A to this Agreement <br />which is made necessary through no fault of Consultant. <br />CITY OF SANTA ANA/FIELDMAN, ROLAPP & ASSOCIATES Page 1 <br />FRA Project No. 14123 <br />00087124 <br />