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EXHIBIT B <br />TO <br />PROFESSIONAL SERVICES AGREEMENT FOR FINANCIAL ADVISOR <br />BY AND BETWEEN <br />THE CITY OF SANTA ANA <br />AND <br />FIELDMAN, ROLAPP & ASSOCIATES <br />Compensation and Expenses <br />Transaction Based Compensation <br />For Services referenced in Section 1 of this Agreement, the Consultant will be compensated as <br />described in the table below: <br />New Money and /or Refunding: <br />$1 to $15,000,000 <br />$40,000 <br />Lease Revenue Bonds, <br />$15,000,001 to $30,000,000 <br />$50,000 <br />Certificates of Participation, <br />_$30,000,001 to $60,000,000 <br />$60,000 <br />Enterprise (Revenue Bonds) and <br />$60,000,001 and above <br />$70,000 <br />To, A11 ,,.t;,,,, <br />$150.00 <br />Associate............................................ ............................... <br />Payment of compensation earned by Consultant pursuant to this Part 1 shall be contingent on, and <br />payable at the closing of the debt issue(s) undertaken to finance the Project. <br />IIourly Compensation <br />For Services and Additional Services referenced in this Agreement, the Consultant will be <br />compensated at the then current hourly rates. The table below reflects the rates in effect as of the <br />date of execution of this Agreement. <br />Personnel <br />Hourly Rate <br />Executive Officers ............................. ............................... <br />$300.00 <br />Principals ................... ............................... <br />........................ $290.00 <br />Senior Vice President ........................ ............................... <br />$275.00 <br />Vice Presidents .................................. ............................... <br />$225.00 <br />Assistant Vice President .................... ............................... <br />$195.00 <br />Senior Associate ................................ ............................... <br />$150.00 <br />Associate............................................ ............................... <br />$125.00 <br />Analyst................................................. <br />............................... $85.00 <br />Administrative Assistants .................... <br />............................... $65.00 <br />Cl erical................................................. <br />............................... $35.00 <br />Hourly Compensation will be billed on a monthly basis. <br />CITY OF SANTA ANA/FIELDMAN, ROLAPP & ASSOCIATES Exhibit B, Page 1 <br />FRA Project No. 14123 <br />00087124 <br />