FIELDMAN, ROLAPP & ASSOCIATES, INC. -2014

Home Browse Search

'w' k. CERTIFICATE OF LIABILITY INSURANCE Acct#: 1169655 DATE (MM1DDlYYYY) 09/11/2015 THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER, THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW, THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER($), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPORTANT: If the certificate holder is an ADDITIONAL. INSURED, the poiicy(ies) must be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder In lieu of such endorsement s). PRODUCER Lockton Companies, LLC 5847 San Felipe, Suite 320 Houston, TX 77057 CONTACT $88- 828.8365 PHONE FAX A1c N °: E -MAIL ADDRESS; INSURER (S) AFFORDING COVERAGE NAIL # INSURER A ; Ace American Insurance Co. 22667 INSURED Insperlty, Inc. LIC1F INSURER 8: $ CLAIMS -MADE 1-1 OCCUR HELDMAN, ROLAPP & ASSOCIATES, INC. dba APPLIED BEST PRACTICES & INSURER C: INSURER 0: FIELDMAN ROLAPP FINANCIAL SERVICES LLC 19001 Crescent Springs Drive INSURER E; $ Kingwood, TX 77339 INSURER F $ COVERAGES CERTIFICATE NUMBER: REVISION NUMBER: THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONSAND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. INSR LTR TYPE OF INSURANCE ADDL SUBR POLICY NUMBER POLICY EFF MM1D➢ YYY POLICY EXP POLICY LIMITS COMMERCIAL GENERAL LIABILITY EACH OCCURRENCE $ CLAIMS -MADE 1-1 OCCUR EMIS TO REN7Eq PREMISES Ea Occurrence $ MED EXP Any ano person) $ PERSONAL & ADV INJURY $ GEN'L AGGREGATE LIMIT APPLIES PER: GENERAL AGGREGATE $ POLICY D PRO JECT F—] LOC PRODUCTS - COMPIOPAGG $ $ OTHER'. AUTOMOBILE LIABILITY COMBINED SINGLE LIMIT Ea accident $ BODILY INJURY (Per person) $ ANY AUTO ALL OWNED SCHEDULED AUTOS BODILY INJURY (Pear accident) $ PROPERTY DAMAGE Peraccident $ NON�OWNED HIRED AUTOS AUTOS E $ UMBRELLA LIAR - — OCCUR EACH OCCURRENCE $ AGGREGATE $ EXCESS LIAB CLAIMS -MADE DED RETENTION $ $ A WORKERS COMPEN5ATION AND EMPLOYERS' LIABILITY ANY PROPRIETORIPARTNERIEXECJTNE Y 1 N OFFICER)MEMBER EXCLUDED ? El (Mandatory In NI NIA C48653492 1010112015 10/01/2016 PER OTH- X STATUTE ER E.L. EACH ACCIDENT $ 1,000,060 E.L. DISEASE - EA EM PLOYEE 1,000,000 Ifyes, descfts under DESCRIPTION OF OPERATIONS below R.L. DISEASE - POLICY LIMIT $ 1,000,000 DESCRIPTION OF OPERATIONS 1 LOCATIONS I VEHICLES (ACORD 101, Additional Remarks Schedule, may be attached if more space is required) FiELDMAN, ROLAPP & ASSOCIATES, INO, APPL €RD BEST PRACTICES & HELDMAN ROLAPP FINANCIAL SERVICES, LLO (3076300) IS INCLUDED AS A NAMED INSURED THROUGH ENDORSEMENT. RE: PROFESSIONAL SERVICES AGREEMENT FOR FINANCIAL ADVISOR #N- 2(314 -0113 CERTIFICATE HOLDER CANCELLATION SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE POLICY PROVISIONS. CITY OF SANTA ANA AUTHORIZED REPRESENTATIVE CLERK OF THE COUNCIL 20 CIVIC CENTER PLAZA (M-30) SANTA ANA, CA 92701 !� ACORD 25 (2014101) The ACORD name and logo are registered marks of ACORD