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HomeMy WebLinkAbout25B - AGMT LIGHTING FIXTURES POLICE DEPTREQUEST FOR COUNCIL ACTION CITY COUNCIL MEETING DATE: SEPTEMBER 4, 2018 TITLE: AWARD CONTRACT TO ENERGY RETROFIT CO. TO INSTALL ENERGY- EFFICIENT LIGHTING FIXTURES AND CONTROLS IN THE POLICE ADMINISTRATION BUILDING AND EXECUTE AGREEMENT FOR ON -BILL FINANCING LOAN (RFP NO. 18-069) (STRATEGIC PLAN NO. 4,3101; 6,2A) Olt MANAGER RECOMMENDED ACTION CLERK OF COUNCIL USE ONLY: APPROVED ❑ As Recommended ❑ As Amended ❑ Ordinance on 16' Reading ❑ Ordinance on 2nd Reading ❑ Implementing Resolution ❑ Set Public Hearing For CONTINUED TO FILE NUMBER Authorize the City Manager and Clerk of the Council to execute an agreement with MarketingPower, Inc. (dba Energy Retrofit Co.), for the term beginning September 4, 2018, through December 28, 2018, to provide and install advanced energy-efficient lighting fixtures and controls at the Police Department Administration Building, in an amount not to exceed $656,847 inclusive of a 4% contingency in the amount of $24,519, subject to nonsubstantive changes approved by the City Manager and City Attorney. 2. Authorize the City Manager and Clerk of the Council to execute an agreement with Southern California Edison to provide a $526,499 no -interest On -Bill Financing Loan and $115,348 in incentives to fund RFP No. 18-069, subject to nonsubstantive changes approved by the City Manager and City Attorney. DISCUSSION As part of the City's ongoing efforts to identify potential cost-saving energy projects across City facilities, the Building Maintenance Division commissioned energy audits for the Police Department Administration building, Corporate Yard facilities (administration and maintenance buildings), Ross Annex parking garage, and the City's libraries (Main Library, Newhope Library, and McFadden Learning Center). The energy audits were completed at no cost to the City by The Energy Network, a nonprofit program funded by California utility ratepayers through the California Public Utilities Commission. 2513-1 Award Contract to Install LED Lights and Controls PD Administration Building, On -Bill Financing September 4, 2018 Page 2 Based on the energy audit findings, Building Maintenance staff applied for and secured approved funding from Southern California Edison (SCE) to retrofit all facilities mentioned above. The retrofits to the Newhope and Main libraries, and the McFadden Learning Center were completed in 2017 and 2018. Retrofit funding applications for the Police Department Administration building, Corporate Yard facilities and Ross Annex parking garage have been reviewed and approved by SCE. City staff, with the assistance of The Energy Network, is proceeding with the selection of contractors to install the lighting and controls retrofits for these projects. At this time, staff is requesting Council approval to implement the Police Department Administration building retrofit project. The Scope of Work consists of new light fixtures (replace fluorescent units with energy-efficient light -emitting diode [LED] lights) and light controls (install occupancy sensors and connect to lighting and Building Management systems). Project benefits include improved illumination; an annual reduction of 494,175 kWh in electric usage; annual electric bill savings of $55,555, and annual greenhouse gas reductions equivalent to taking 78.8 cars off the road. A total project cost of $641,847 has been approved by SCE, and includes cash incentives of $115,348, and a zero interest On -Bill Financing (OBF) loan of $526,499, for a total of $641,847. An innovative feature of this SCE program is that the City will have no upfront costs. The awarded contractor will finance the cost of the project; and SCE will then pay the contractor directly with the cash incentives (which are grants and do not need to be repaid by the City) and the OBF loan proceeds that SCE has approved for the project. Any lighting upgrades not included in the project specifications but authorized by the City will be paid from contingency comprised of combined SCE and City funds. Once the retrofits are completed and validated, the Police Department will realize lower utility charges on their electricity bill. The bill will have a new, separate line item for the monthly OBF loan repayment. However, once the OBF loan is paid in full (9.5 years), SCE will discontinue the OBF loan repayment charges. Staff requests the City Council to approve the funding process for this project, and authorize the City Manager and Clerk of the Council to execute an OBF agreement with SCE. The SCE Notice of Approval for incentives and OBF loan amount (Exhibits 1 and 2) and an example loan agreement form (Exhibit 3) are attached. On July 26, 2018, staff posted the Request for Proposal (RFP) for the Police Department Energy Lighting Retrofit (Exhibit 4) on the City's website and online bid management and publication system. Three proposals were received and opened on August 15, 2018. The proposals were evaluated and ranked by a review committee comprised of staff from the Public Works Agency and Building Maintenance. The ranking criteria included the experience of the firm and team, relevant project experience, understanding of the scope of work, the work plan, references, schedule, and fee. The ranking of the three firms is as follows: 25B-2 Award Contract to Install LED Lights and Controls PD Administration Building, On -Bill Financing September 4, 2018 Page 3 Firm Score Energy Retrofit Co. 93.7 Baker Electric Inc. 80.7 SoLED Energy Inc. 65.0 Staff recommends awarding a contract to Energy Retrofit Co., as their proposal is responsive to the specifications and meets the City's requirements. Contractor has experience with similar work with government entities through SCE, is committed to completing the work within the specified time, and submitted pricing within SCE's approved project funding. The proposal contains a clear path toward achieving City goals and objectives as required by the RFP. The total agreement (Exhibit 5) compensation is in the amount not to exceed $656,847. STRATEGIC PLAN ALIGNMENT Approval of this item supports City efforts to meet Strategic Plan Goal #4 — City Financial Stability, Objective 3 (achieve a structurally balanced budget) Strategy D (explore innovative revenue and cost recovery strategies) and Goal #6 — Community Facilities & Infrastructure, Objective 2 (address deferred maintenance on City buildings and equipment) Strategy A (prepare a Deferred Maintenance Plan that assesses safety, adequacy, and liability implications, and estimates repair costs to be programmed in the responsible agency's future budget). ENVIRONMENTAL IMPACT In accordance with the California Environmental Quality Act, the recommended actions are exempt from further review. A Notice of Exemption will be filed for this project. FISCAL IMPACT There is a total of $656,847 in funding available for this project from a combination of SCE approved OBF financing and estimated SCE Incentives ($641,847), and City funding ($15,000). Source Description Fiscal Year Amount SCE Approved Loan Proceeds 2018-2019 Oct. — Dec. 2018 $526,499 SCE Estimated Cash Incentives 2018-2019 Oct. — Dec. 2018 $115,348 city Building Maintenance 2018-2019 Oct. — Dec. 2018 $ 15,000 Total $656,847 The contract amount of $656,857 will be paid from these funds in the following manner: 25B-3 Award Contract to Install LED Lights and Controls PD Administration Building, On -Bill Financing September 4, 2018 Page 4 After installation is complete and an Installation Report is finalized, the actual amount of OBF loan proceeds and project incentives will be determined and paid directly to the contractor, Energy Retrofit Co., by SCE. Since the actual project costs are not expected to exhaust the approved SCE funding, the final loan amount and repayment terms will be reduced accordingly. The contract amount includes a $24,519 contingency. $9,519 of this contingency will be covered by SCE funds. The remaining $15,000 will be paid from City funds, but only for authorized additional lighting improvements not qualified under SCE's program. City funds for the $15,000 contingency are budgeted for expenditure in FY 2018-19 in the Police Department Building and Facility — Contract Services expenditure account (No. 01114403- 62300). Funds in the amount of $26,502.20 for the FY 2018-19 OBF loan payments to SCE are budgeted and available in the Police Department Building and Facility, Loan Repayment-OBF account (No. 01114403-67003). Funds for the subsequent fiscal years will be budgeted in the same account, in accordance with the following estimated loan repayment schedule: Fuad S. Public Fiscal Year I Description I Amount Assumes total loan amount is utilized and repayment begins January 2019 First Payment $3,354.20 113 Monthly Payments. $4,629.60 First Payment $3,354.20 2018-19 5 Monthly Payments $23,148.00 108 Monthly Payments 2019-20 through 2027-28 9 Years $499,996.80 $55,555.20 annual) Total $526,499.00 iveiss, PE, PLS Director rks Agency APPROVED AS TO FUNDS AND ACCOUNTS: Sergio Vidaf'Lktz Assistant Director Finance and Management Services Agency 25B-4 Award Contract to Install LED Lights and Controls PD Administration Building, On -Bill Financing September 4, 2018 Page 5 Axid Valentin Chief of Police Santa Ana Police Department FS:JA:CK:SS Exhibits: 1. SCE Notice of Approval — Incentives 2. SCE Notice of Approval — OBF Loan 3. OBF Loan Agreement — Sample Form 4. RFP 18-069 5. Contract Agreement 25B-5 r WqSOUTHERN CALIrORNIA EJ EDISON' M EDISON INTERNATIONALo Company January 4, 2017 Project Number: 353-16-0500831244 Project: Customized Solution Approach Authorized Agent: DURBIT 1 E-mail: Businesslncentives@sce.com I Fax: 626-633-3243 Questions?: 800-736-4777 Customer Information: John Aguilar City of Santa Ana 20 Civic Center Plz Santa Ana, CA 92701 SEND ALL DOCUMENTS TO: Business Incentives Southern California Edison P.O. Box 800 Rosemead, CA 91770-0800 RE: NOTICE OF CUSTOMIZED SOLUTIONS CONTRACT AND INCENTIVE APPROVAL Dear John Aguilar: Thank you for submitting your Energy Management Solutions Incentive Application ("Application") for the Customized Solutions Program ("Program"). Your Application for incentives for the Project(s) described in your application has been reviewed and approved. Funds reserved are based on SCE approved savings estimate set forth below; however, the actual incentive payments will be made based on verified and actual savings' amounts: sct t -mai slpproveo savings ana Incentive tstimare SOLUTIONS DESCRIPTION Code kWh kW $ Incentive Amount Interior LED fixture replacement LT -17492 445,716.10 56.99 $44,205.79 Exterior LED fixture replacements LT -85834 18,655.0 0.00 $1,492.40 LED Integrated Retrofit Kits LT -76496 29,804.20 3.68 $2,936.34 Total Approved Savings/Incentive Estimates $48,634.53 Ter Incentive $66,713. 7 Total Estimated Incentive _ _$115,34 10% Measurement and Verification Adder (if applicable) If you do not concur with the energy savings and incentive amounts shown above, you have 30 days from the date of this letter to notify SCE, so that we can attempt to resolve your concern(s). If you do not notify us of any concerns within 30 days of this letter, the savings/incentive estimates set forth above will be deemed correct. If you agree with the estimates, you may proceed to purchase and install the above solution code(s) at any time. This Project Approval incorporates by reference the Application, including the Applicant Agreement regarding Program Terms and Conditions. After your project is completely installed, operational, and meets all requirements of the Program, which is described in detail in the Customized Statewide Procedures Manual for Business and at www.sce.com/customized—solutions: Complete, sign and submit the enclosed 2013-14 Customized Solutions Installation Report. Submit final invoices and/or documentation to support project cost, clearly detailing all costs associated with the project (equipment, labor, tax, etc.). Check out www.sce.com 1 To see if you qualify for the Comprehensive Bonus. 25B-7 SOUTHERN CALIFORNIA LJ EDISON' An £OISON INTGRNATIONAL0 Company E-mail: Busimssimentives@sce.com Fax: 626-633-3243 Questions?: 800-736-4777 SEND ALL DOCUMENTS TO: Business Incentives Southern California Edison P.O. Box 800 Rosemead, CA 91770-0800 Submit complete engineering calculations to demonstrate energy savings and documentation, if applicable (including archival diskette, CD, etc.). Submit schematic drawings and/or manufacturer specification sheets, if applicable. Operating Report, if measurement and verification is required. NOTE: As a reminder, the deadline for the project to be completely installed and operational is one year from the date of this Project Approval letter. Please submit the completed Installation Report within 30 days after installation and prior to the one year deadline. Upon SCE review and approval of your completed Installation Report and supporting cost documentation, you will be notified in writing. Thereafter, SCE will process the incentive check or SCE utility bill credit, as applicable. If SCE is unable to approve your incentives based on the information provided, SCE may require you to submit other documents related to the Project, Project site, solutions, energy savings, or any other documents it requires, in its sole discretion, to make a decision on your Application. If you have any questions, please contact your SCE Account Representative. You may also call us at (800) 7364777 Monday through Friday, from 8:00 a.m. to 5:00 p.m., or send an e-mail to BusinessIncentivesRsce.com. Please have your project number available for reference when you call and include it in any e-mail correspondence. Business Incentives Team Southern California Edison Checkout www.sce.com I To see if you qualify for the Comprehensive Bonus. r Energy Management Solutions Incentives Application for Business Customers 2013 - 2014 Customized Installation Report DIRECTIONS: Afteryourproject is installed and operational, input the project installation commencement and completion dates in the fields provided. Review the Information from yourAppiication Approval Letter. If nothing has changed, and the information in Sections 5 and 6 is correct, complete and sign Section 7 on page 2 of this Installation Report (IR) Form and submit both pages to SCE at one of the addresses below. If Business Incentives For overnight delivery: Fax: 626-633-3243 Southern California Edison 6010 N. Irwindale Ave. E-mail: Businesslncentives@sce.com P.O. Box 800 Irwindale, CA 91702 Questions? Call 800-736-4777 Rosemead, CA 91770-0800 UPN #: 353-16-0500831244 SA #: 3-010-7153-96 Project Name: Police Dept Lighting 2 Customer Name: City of Santa Ana Customer's Authorized Agent: Installation Commencement Date: Installation Completion Date: 5) Customized SolutionsSection Original Application) Line # Solution Code I' Solution Description —�! Description of Existing Equipment 1 LT -17492 I Interior LED fixture replacement (utilizing approved Inmtnarinsl. 2 LT -85834 Exterior LED fixture replacements (utilizing appmved 3 LT -78496 LED Integrated Retrofit Kits 4 5 J Note: If submitting more than 5 Solutions complete and attach the Customized Solution page from the Multiple Site/Solution Worksheet at .scccomisolul ons. Section• •s (From Original ••• • Energy Savings Total Project Cost ($) Calculated Baseline Installed Energy Incentive Energy $641,847.51 Solution # Usage (kWh) Usage (kWh) Savings (kWh) Rate ($IkWh) Incentive ($) 1 803,629.7 357,913.6 445,716.1 $ 0.08 $ 35,657.29 Calculated Energy Savings Totals 2 31,447.0 12,792.0 18,655.0 $ 0.08 $ 1,492.40 494,175.3 3 63,760.2 33,956.0 29,804.2 $ 0.08 $ 2,384.34 Calculated Savings Incentives 4 -lxs P,y,ncwAdy z pfaw-ei:l 5 115,348.20 Section 6) Pri-Peak Demand Reduction (From Original Application) On -Peak Demand Reduction On -Peak Demand Reduction (kW) Calculated Baseline Installed On -Peak Peak Demand 60.67 Solution On -Peak On -Peak Demand Reduction # from above Demand (KW) Demand (KW) Reduction (KW) Incentive ($) 1 100.94 43.95 56.99 $ 8,548.50 SA# 3-010-7153-96 2 $ - UPN # 353-16-0500831244 3 7.87 4.19 3.68 $ 552.00 4 $ NOTE: For projects requiring M&V, attach any required baseline or post -installation measurements and analysis, as 5 $ - speed in your approved M&V plan. Section 5) Customized Solutions (if Different from Original Application) r�--.._—�_— Line # I Solution Code ____ — _—­_._ —..__ Solution Description ---_.—__�_.� Descripticn of Existing Equipment 1 3 4 - -- -----�-- ----1 -. 5 Note: If submitting more than 5 Solutions complete and attach the Customized Solution page of the Multiple SitelSoludon Worksheet at vxnv.sce.comisclutions. Energy Savings Calculated Baseline Installed Energy Incentive Energy Solution # Usage (kWh) Usage (kWh) Savings (kWh) Rate ($IkWh) Incentive ($) 1 2 3 4 5 Calculated Baseline Installed On -Peak Peak Demand Solution On -Peak On -Peak Demand Reduction # from above Demand (f(W) Demand (KW) Reduction (KNO Incentive ($) Total Project Cost ($) Calculated Energy Savings Totals Calculated Savings Incentives On -Peak Demand Reduction 1 1 1 1 SA# 3-010-7153-96 2 UPN # 353-16-0500831244 3 4 NOTE: For projects requiring M&V, attach any required 5 baseline or post -installation measurements and analysis, as Check appropriate boxes: No changes to the proposed solutions have been made since the Project Application Review and Approval and the Authorized agent verifies that the Application approved savings calculations are correct. O Due to changes to the proposed measures, appropriate adjustments in the savings calculations have been made. For measures with changes made during installation, use this section, and Sections 5 & 6 on page 2, to calculate the revised installed energy usage, O energy savings, peak demand reduction, and incentives. Attach the appropriate calculation backup: the output from the Estimation Software, Calculate Energy Savings Total or the calculation sheets that document the engineering calculations. Attach the following supporting documentation with this Installation Report, or email it to the SCE RCx program manager: Verification data as evidence of Implementation. Updated savings calculations, where applicable. Copies of invoices for implementation, as proof of the Customer's implementation costs. RCx Training Completion Form, including the training agenda, training materials, list of attendees, and measure persistence strategies. See the RCx Program Guidelines formore information on these Items. 1. HVAC Permit (if required). If a permit is required for any HVAC installationlreplacement, I have provided the permit number below. (If no permit is required, leave this section blank.) Permit # Agency 2. Contractor Certification. If a contractor was used for any HVAC installationtreplacement, this section must be completed by the contractor. By checking this box, I certify I am a licensed contractor and have followed applicable permitting requirements and, if required, that the HVAC ❑ permit information above is correct. Signature of ontractor Name pease print ate I, the Customer or Authorized Agent below, certify that (i) the Energy Efficiency Solutions have been completely installed, functionally tested and proven capable of operating and being maintained to perform in conformity with their design intent, and (it) that a licensed contractor was used, where applicable, and all applicable permitting requirements for this installation were followed. The installation date of operation of the Energy Efficiency Solutions and any required monitoring data collection per approved M&V plan, are also certified. Signature Name pease print rte Date 258210 EXHIBIT 2 SEND TO: Southern California Edison, Business Incentives $OUII IL I?N CALLIIFOORiNIAP.O. Box 800, Rosemead, CA 91770-0800 E®i S 1 ' E-mail: Businesslncentives@sce.com I Fax: 626.633.3243 Questions? 800-736-4777 An Ccwny January 04, 2017 Customer Information: John Aguilar City of Santa Ana 20 Civic Center PI, M-11 Santa Ana, CA 92701 RE: NOTICE OF ON -BILL FINANCING (OBF) APPLICATION APPROVAL AND FUNDING RESERVATION PROJECT NUMBER: 353-16-0500831244 SAM 3-010-7153-96 Dear John Aguilar Your On -Bill Financing Application has been reviewed and approved, and funding for your On -Bill Financing Loan has been reserved. At this point the estimated OBF Loan funding reservation for your project of $526,499:31=has been established. Terms and Conditions of Loan Reservation: 1. The reserved amount has been calculated based on the results of the review and approval of your Energy Efficiency Project Application, and according to the provisions and methodology of the OBF Loan Term Calculation [LTC]. Since the loan reservation amount is based on an approved project proposal, it is an estimate of what the actual loan amount may be. 1a. An OBF Loan Term Calculation [LTC] is attached. 2. The actual loan amount will be calculated based on the results of the review and approval of your Energy Efficiency Project Installation Report, and according to the provisions and methodology of the OBF Loan Term Calculation [LTC]. Therefore, the actual amount of the OBF Loan may differ from the reserved amount presented above. 2a. The actual amount of the OBF loan may be less than the reserved amount presented above. 2b. The actual amount of the OBF loan shall not exceed the reserved amount presented above. 3. The expiration of the loan reservation shall be consistent with that of the project incentive. Next Steps: • You submit the completed Installation Report [IR] to SCE, and SCE will review it. • SCE will calculate the actual final loan amount, based on the results of the IR approval, and the LTC provisions. • SCE will issue 2 copies of the OBF Loan Agreement to you. • You will sign, and have notarized, the Agreements and return to SCE. • SCE will counter -sign the Agreements. • SCE will provide you with 1 copy of the fully -executed Loan Agreement and will process the loan proceeds. 25B-11 SEND TO: Southern California Edison, Business Incentives SOUIIILRN CUITOMIA D I � � � n P.O. Box 800, Rosemead, CA 91770-0800 E-mail: Businesslncentives@sce.com I Fax: 626.633-3243 Questions? 800-736-4777 An 17DI.SONATFfi.ti,4770RAL"0?-.;uny If you have any questions, please contact your SCE Account Representative. You may also call us at (800) 736-4777 Monday through Friday, from 8:00 a.m. to 5:00 p.m., or send an e-mail to Businesslncentives@sce.com. Please have your Project Number available for reference when you call, or include it in your e-mail. Sincerely, Delia Williams Program Manager -On Bill Financing Southern California Edison Company Notice: The Federal Equal Credit Opportunity Act prohibits creditors from discriminating against credit applicants on the basis of race, color, religion, national origin, sex, marital status, age (provided the applicant has the capacity to enter Into a binding contract); because all or part of the applicant's income derives from any public assistance program; or because the applicant has in good faith exercised any right under the Consumer Credit Protection Act. The federal agency that administers compliance with this law concerning SCE is the Federal Trade Commission, Equal Credit Opportunity, Washington DC 20580. 25B-12 On -Bill Financing Program - Preliminary Loan Term Calculation (LTC1) Completion Date/Time: 12/15/2016 7:26 AM Project Number: 353-16-0500831244 Service Account: 3-010-7153-96 Customer Number: 1-0-000-7130 Customer Account Number: 2-22-264-5319 OBF Application Receipt Date: 2/16/2016 Project Type(s): Customized Market Segment: Government and Institutions Business Name: SANTA ANA, CITY OF Reference Name: POLICE DEPTLED LIGHTING 2 Address: 60 CIVIC CENTER PLZ City, CA Zip: SANTA ANA, CA 92701-4060 ACTUAL TERMS WILL BE CALCULATED BASED ON FINAL REVIEW AND VERIFICATION OF THE PROJECT INSTALLATION REPORT LTC1 Reserved Amount is $526,499.31 First month payment is $3,354.51 113 subsequent monthly payments $4,629.60 PROJECT ECONOMIC SUMMARY EXPLANATION A. AVERAGE ELECTRIC BILLING RATE — past 12 months (Cents/kWh) $ 0.11242 Based on Billing History $ 641,847.51 C.2. Excess Project Cost B. ENERGY EFFICIENCY PROJECT SAVINGS C.3. Estimated Total Rebate/Incentive $ 115,348.20 B.I. Estimated Annual Kilowatt Hour Savings (kWh) 494,175.3 From Approved Project Application B.2. Estimated Annual Dollar($) Savings $ 55.555.19 Estimated Annual kWh Savings x Average Rate = $ savings (B.1 x A) B.3. Estimated Monthly Dollar($) Savings $ 4,629.60 Estimated Monthly $ Savings (B.2 / 12) C. COSTS $ 3,354.51 C.1. Estimated Total Project Cost $ 641,847.51 C.2. Excess Project Cost $ - C.3. Estimated Total Rebate/Incentive $ 115,348.20 CA. Other $ C.5. Estimated Potential Loan Amount (Gross Amount) $ 526.499.31 C.6. LTCl Reserved Amount C.7. LTC2 Reserved Amount From Approved Project Application Based on 20% Basic Lighting Cap Rule From Approved Project Application (C.1) -(C.2) -(C.3) -(C.4) From LTC1 calculation following Approved Project Application LTC2 Loan Amount per pofcy cannot be greater than LTC1 amount D. LOAN D.1. Gross Amount for Potential Financing $ 526.499.31 Lesser of (C.5) or (C.6) or (E.1.2) or (E.2.3) or other miss apply D.2. Monthly Loan Repayment Amount $4,629.60 (B.3) D.3. Actual loan term (Months) 114 Time required to repay loan in months (subject to exception analysis below) D.4. Actual loan tens (Years) 9.5 Time required to repay loan In years: (D.3) /12 E. LOAN LIMIT TESTS E.1. Market Segment Amount of Loan Test (Min/Max Loan Amount) E.1.1. Market Segment Minimum Loan Amount $ 5,000 Minimum Loan Amount per Service Account or Bundle E.1.2. Markel Segment Maximum Loan Amount E.1.3. Within Market Segment Limit? E.2. Customer Loan Limit Test (Previous Loans for this Service Facility Com, Ind, Ag = $100,000, G&I = $250,000 Y Is D.1 within loan amount limits Y/N? E.2.1. Service Account Loan Amount Limit $ 1,000,000 (E.1.2) or $1M for G&I Facility E.2.2. Previous Loans Reserved for this Service Account $ Total of previous OBF loans+ reservations E.2.3. Estimated Amount Eligible for Loans $ 1,000.000.00 (E.2.1) - (E.2.2), If <0. then 0. E.2.4. Within Available Amount? Y Is D.1. < E.2.3. YM? E.3. Length of Loan Test E.3.1. Loan Length Limit (months) E.3.2. Within Loan Length Limit? 120 CIA (lighting) = 36, CIA (non -lighting) = 60, G&I = 120 months Y Is D.3 within limit YIN? E.4. Expected Useful Life (EUL)* Loan Length Limit Test E.4.1. Applicable Measure EUL (months) 144 ELL in months of measure with greatest kWh contribution E.4.2. Within EUL Loan Length Limit? Y Is 0.3 within limit YM? E.5. EXCEPTION ANALYSIS (If any E.1 thru E.4. yields a "No") Exception Analysis Loan Minimum Requirement Test Does the loan amount from Exception Analysis meet the $5K loan minimum requirement? YES E.5.1. First Payment Amount $ 3,354.51 E.5.2. Subsequent Monthly Loan Repayment Amount $ 4,629.60 E.5.3. Subsequent Monthly Payments 113 E.5.4. Net Amount for Financing $ 526,499.31 'EmecLtl useful Lila (EUL): Each man sum '¢ eyncard b perform mf¢IeMnly fora Possal ortime. An EUL lar eaM eneyyagcienrymessum is aasgmd ayee Celfoma EnergyComm icsun (CEC). LTC ID: 11172 25B-13 25B-14 EXHIBIT 3 On•Dlli Financing Agreement This On -Bill Financing Agreement ('OBF Agreement') Is entered Into on 20 , (the "Effeclive Date') by and between the undersigned customertoma; an Soudient California Edison Company CSCE°) (each a'Party," coltactively the °Paruess,10 1. Customer and SCE en(erod Into tho EnoroY IvlanagementSoluuona Inoenilvas Appil�allpn for 2. Customer owns' leases or rants the property listed In the EMS Agreement an the Site and malntalns a service accouni(o with SCE for electric cervico. uotomer has completed Installation of eligible energy a dent equipment ((°equipment') at the Site as set Porth In the . EMS Agreement and has Acaapted the equipment as being operational and In good worWng order, 3. In Decision 09.00.047, the California Publid Utilities Commisslon authorized SCE to protide xsro pa :ent Interest financingg for the Installation of verialn energy effident equl menti which Is to iia re old over a opealgad period through the Customers efecirlo utility b 11(s) (' On.Blll Financing"� 4, Customer denims, to enter Into this OBF Agreement In. order to padldnate in SCC's On•Bilf Financing prof�ram and Customer agrees to repayy SCE the Amount Financed (as defined under "Loan Terms", below) through the Custcma a SCE ullllly, bill(a) pursuant to the terms and cot dlt(onaaPlhlsOBP greemont, NOW, THEREFORE, In consideration of the mutual promises and ooveninfa contained herein, the Parties agree as follows: Terms and Conditions Coffnod Terms; Except as the context ollidoxise requires capltalizod terms used In this OBF Agreement without definition shall have the same mean)ngs as are set forth In the E1v1S Agreement a Loan Terms; mount nonce aunt00 Financed' interestRate; 0°" Foes; on to to ay: -FM on symen ams n ng Monthly Psymen a: eryoe Account to he e t os rata Third -Party REV351V A00an [ess 01 UeSignMar a Paves: or ' If mom then one Service Account will be billed, Information regardhig the Service Account number and monthly payment is Iheluded In Schedule A attaohdd. Form 14-702 0612012 25B-15 1 Promise to Pay: Customer promises to pay SCE Una Amount Financed In equal monthly Installments as Wforth In the section above and/or Schedule A (Customer'@+ "Loan Obligailon"). The first Monthly Payment of Customer's Loan Obligation will appear width sixty (00) days from the Effective Dato on Customer's SCE utility btil(s) for the Service Account(s) listed above. Manner of Payment: Customer's Monthly Payment amount will appear as a line Item labeled "EC/OBF Installment Charge" on the monthly SCE utility bllf(o) for Customer's Service Account(s), customer may pay the Loan Obligation in the, monthly Installments or prepay the Loan Obligation in one lump sum without penalty, but pro -payments for less than the remaining balance will not be allowed. Customer's Loan Obligation will appear on Customer's monthly SCE utility bill(s) for the number of months set forth above, or until the Loan Obligation Ispaid In full by Customer, whichever occurs first. Customer shall mako payments to SCE as dlrsoled in the SCE utility blll(a). Partial Payments; If Customer Is unable to male a full payment of the Loan Obligation In any divan month, paymant arrangements may be made at SCE's eels disorotlon. Any partial payments will be eppllbd In equal proportion to the energy charges and thq Loan Obligallon,.and Customer will be eonaldorsd to be delinquent and In default of both the energy bill and the Loan OblIgallcn. Late Payments: No lato payment charges or Interest will be assessed for delinquent payments on the Loan Obilgatem However, SCE may assess late payment charges for delinquent payments of energy chargeo pursuant to SCE's Rule 0 Wilch Is Incorporated hdraln by reference. Returned Payments: SCE may requlre ppaymdnl of a $10.00 Returned Check Charge for any check returned from Customer's financial Inetllutloq uooald. The Returned Check Charge will also apply to any forms of payment that ara subsequently dishonored, Discontinuance of Semite: Amounts due under this OSF AgreementwUl be amounts deemed due under each SCE utility bill to the Customeea Sarvlce Account(/}s), and'a default under this OBF Agreement wUl be treated see default under the CustoMoea SoN G Account(s). Customer's Loan Obligation Is subject to Bye discontinuance provisions of SCE's ROIs 11, Discgnfinuenco and Restoration of Service, Section B, Nonpayment of Sills or Summary Bllis which is Incorporated herein by reference. Breach and Accolaraflon: Any breach by Customer under the EMS Agreement or this OOP Agreement shall constitute a breach under all of the above referenced agreements, For purposes heraln. SCE may determine the OBF Agreement to be breaded and Customer to be In default If Customer: (-I) sells, assigns orolherwlse transfers ownership, possession or title of the Site or the Equipment, (2) falls to pay Cie Monthly Payment amount wham due, .(3) closes, discontinues or otherwise causes the termination of the Service.Acceunt(s), or (4) Otherwise breaches this 08F Agreement and/or the EMS Agreement, and the breach Is not oured es speclfTed therein, Notwithstanding anything to the contrary. In the EMS Agreement, a breach and default as set forth In this section shall not be aubjebt to any additional trine period. Following a breach as set forth in this section, SCE shell have the. right to declare the entire unpaid balance of the Loan Qhllgalion immediately due and payable, Purohaso Money Securlty interest: Customer hereby agrees that SCE may, but Is not obligated to, file a UCC -1 ("Financing Statement") against the Equipment to secure Customer's obligation to repay the Amount Financed. Customer agrees to execute any and all documents In connection with the Financing Statement In order for SCE to perfect Its security Interest in the Equipment. Customer agrees that SCE Is not waiving any of Its rights of recovery as against the Customer should SCE elect to fila a Financing Statement, Form 14-792 W2012 25B-16 Confession of Judgment: Customer Irrevocably authorizes and empowers SCE and SCE's attorneys, upon breach and default by Customer as described In the preceding section, to appear in any state or federal court In Los Angelos County, California, as Customers allomeyyan•Faot and confess Jud mens against Customer by entry of a confession of Judgment pursuant to pode of Civil Procodure 1132 el. seq„ or by any other appropriate means, for the full amount due plus all Costs of calecilon, Including without limitation court coals and reasonable attorneys' fees. No single exeralse of the foregoing power to confess judgment will be deemed to exhaust the power, whether or not any such exercise shaft be held by any court to be Invalld, voidable, or void; but the Power will continue undiminished. and may be exercised From time to lime as SCE may elect until ail amounts owing under this OBFAgreement have been paid In full, Modification: Any change to this 0817 Agreement must be In writing and signed by Customer and SCE; excapt that during any given month, If Customer Is unable to make full payment an the Loan Obllgatlon, payment arrangements may be made at SCE's sole dlsoretlon without modifying this OBF Agreement In writing, Any written modification cr amendment will not be effective unless and until signed by SCE or such condition Is wooed by SCE in Its sols and absolute discretion,. Tenn and Termination: It la the Partlea Intent [hat the teen of this OBF Agreement and the EMS Agreement fun ooncurrently. Therefore, the OBF Agreement shall continue In effect until the Loan Obligation Is paid In full. Asslgnment: NolvAthstanding anything to the contrary In this 08F Agreement, Customer may not assign Its rights or delogele Its duties under the Agreement, Additional Representations: Each person signing this OBF Agreement represents and warrants that he or she Is duly authorized and has the regal capacity to execute and deliver this OBF Agreement on behalf of Customer, and to perform their obligations under this OBF Agreement. Customer further represents and warrants that If It Is a legal entity, It Is In good standing In Its state offomhatlon. Mlacollanaous: Except as otherwise specifically provided herein, all (arms, provisions, covenants, repreantatons, warranties, agreements and conditions of the EMS Agreement' shall remain unchanged and In full force and effect. Should a conflict exist between this OBF Agreement, the EMS Agreement and the documents Incorporated by reference, this CBF Agreement shall control. This OBF Agreement shall be construed and Interpreted In accordance with, and shall be governed and enforced In all respects according to, Iho laws of the State of California. This 08F Agreement may be executed In one or more counterparts, each of which shall be deemed an original but all of which shall constitute one end the same Instrument. If any one or more of the provisions contained In this CBF Agreement shall for any reason be held robs Invalid, Illegal or unenforceable In any respect, then this OBF Agreement shall be construed as If such Invafld, Illegal or unenforceable tern orprovision had never been contained herein and all other provls!ons of this CSF Agreement short bo construed to remain fully valid, enforceable and binding on the parties. The Recitals sot forth above are hereby Incorporated heroin by reference. [Remainder of page Intentionally left blank] Form 14-782 0812012 25B-17 I%I'P11T%C33 NHERE0F the Parnas hwe amcured dais 03= Al reen.enl is Y the Etfertive Dale Customer: Authorized Rapresentative Title: Signature: Date: Business Address, Tsiephono No. Fax No. E -Mail Address:: RECOMME4IDED FOR APPROVAL Southern California Edison Company: Authorized Representative Title: Signature, Date: Business Address: Telephone No. Fax No E -Mail Address: ATTEST Francisco Gutierrez, Exec. DIr. Maria D. Euizar, Clerk of Council APPROVED AS TO FORM: (for purposes of sample form only; vAll need re -approval upon completion) JtfHN M. FUNK Assistant City Attorney Form 14.914 0412016 25B-18 4 SCHEDULE A Customer Name; OBF Loan Number; Wto 9ervlce AccountRepaymont Number OBF Billing BeMoaAccount Number iskmonthly OBF Loan Payment Remalntng Monthly OBF Loan Payments X -XXX. XXXX•XX X•XXX-XXXX-XX $XXXX $XXX. XpermonthfarXmonths Total Monthly Repayment $XXAX$XXX XX per month foY X months Form 14-792 0612012 25B-19 25B-20 EXHIBIT 4 REQUEST FOR PROPOSALS (RFP) FOR SANTA ANA POLICE DEPARTMENT ENERGY LIGHTING RETROFIT RFP NO.: 18-069 FOR THE CITY OF SANTA ANA Santa Ana Public Works Agency 20 Civic Center Plaza, M-21 Santa Ana, CA 92701 John Aguilar / Christy Kindig Project Manager (714) 647-5008 Office iaguilar(a)san ta-ana.org cicindig(asanta-a na.org A ptroved for Release: KEY RFP DATES (Subject to change at discretion of City): Issue Date: Job Walk/Pre-Proposal Meeting Deadline for Requests for Information: Proposal Due Date: Projected Award Date: Project Completion Date Invoice Submittal Date Friday, August 3, 2018 Wednesday, August 8, 2018 Friday, August 10, 2018 Wednesday, August 15, 2018 at 4:00 p.m. Tuesday, September 4, 2018 Thursday, November 29, 2018 Wednesday, December 5, 2018 City of Santa Ana RFP 18-069 2'21 V a ff. Sweiss, PE, PLS xecutive Director P is Works Agency NOTICE INVITING PROPOSALS NOTICE IS HEREBY GIVEN that proposals will be received from qualified firms for this On -Bill -Financed LED Lighting Retrofit. Responses to this Request for Proposals (RFP) will be accepted until August 15, 2018 at 4:00 p.m. Proposals received after this date/time will not be considered. It is the responsibility of the proposer to ensure that any proposals submitted have sufficient time to be received by the City of Santa Ana prior to this proposal due date and time. Proposals shall be enclosed in a sealed envelope and marked clearly with following information, formatted as follows: "SEALED PROPOSAL FOR RFP NO. 18-069 SANTA ANA POLICE DEPARTMENT ENERGY LIGHTING RETROFIT IN THE CITY OF SANTA ANA DO NOT OPEN WITH REGULAR MAIL." City of Santa Ana Attn.: John Aguilar Public Works Agency; 20 Civic Center Plaza; 4th Floor Reception, Ross Annex Santa Ana, CA 92701 Proposals shall be mailed, hand delivered, or sent by courier service. Proposals shall NOT be sent via telegraphic, electronic or facsimile. All notifications, updates and addenda will be posted on the City's RFP Bid page at www.santa-ana.org/bids- rfps. Proposers shall be responsible for monitoring the site to obtain information regarding this solicitation. Failure to respond to required updates may result in a determination of a nonresponsive proposal. City of Santa Ana RFP 18-069 222 CITY OF SANTA ANA REQUEST FOR PROPOSALS FOR SANTA ANA POLICE DEPARTMENT ENERGY LIGHTING RETROFIT RFP NO.: 18-069 TABLE OF CONTENTS I. GENERAL II. PROPOSAL TERMS AND CONDITIONS III. INSTRUCTIONS TO PROPOSERS A. CITY RESPONSIBILITIES B. PROPOSER RESPONSIBILITIES C. REQUEST FOR INFORMATION OR CLARIFICATION D. ADDENDA E. LICENSES & PERMITS F. INSURANCE G. PAYMENT INFORMATION PACKET H. PRE -PROPOSAL MEETING I. CITY RIGHT TO REJECT J. PROTESTS IV. SUBMITTAL REQUIREMENTS A. GENERAL B. PROPOSAL CONTENTS 1. STATEMENT OF QUALIFICATIONS 2. SCOPE OF SERVICES & SCHEDULE 3. FEE PROPOSAL 4. CERTIFICATIONS V. PROPOSAL REVIEW (CONSULTANT SELECTION) A. EVALUATION AND RATING B. SELECTION VI. AWARD OF AGREEMENT A. REQUEST FOR COUNCIL ACTION B. EXECUTION OF AGREEMENT VII. IMPLEMENTATION A. KICK-OFF MEETING B. NOTICE TO PROCEED VIII. PUBLIC RECORDS IX. APPENDIX ATTACHMENT 1: SCOPE OF WORK ATTACHMENT 2: STANDARD AGREEMENT ATTACHMENT 3: CERTIFICATIONS ATTACHMENT 4: ADDITIONAL PROVISIONS City of Santa Ana RFP 18-069 26W23 0 CITY OF SANTA ANA REQUEST FOR PROPOSALS FOR SANTA ANA POLICE DEPARTMENT ENERGY LIGHTING RETROFIT RFP NO.: 18-069 I. GENERAL Nature of Work: The City of Santa Ana is seeking an experienced energy lighting contractor. A detailed Scope of Work is included in the Appendix of this RFP as Attachment 1. Number of Proposals and Signature: Three hard copies and one (1) digital file on labeled USB Flash Drive (or equivalent) of your proposal shall be signed by a company official with the power to bind the company and submitted to the City of Santa Ana. One (1) copy of your Fee Proposal shall be submitted. Proposal Evaluation and Rating: The criteria for evaluating the proposals submitted will take the following items into consideration: • Firm/Team Experience 25% • Understanding of Need 20% • Relevant Project Experience 20% • Schedule 15% • References 10% • Fee 10% The City has established a proposal review committee to evaluate proposers based on the response to the RFP, which includes adherence to outlined directions and format, and the City evaluation criteria set forth above. A final score will be calculated for each submitted proposal and used to rank the proposers. II. PROPOSAL TERMS AND CONDITIONS By submitting a Proposal, the Proposer acknowledges that it has thoroughly examined and accepts the Terms and Conditions of this RFP as described below: A. EXAMINATION: Proposer represent that it has thoroughly examined and become familiar with the services and responsibilities required this RFP and that it is capable of effectively and efficiently performing quality work to achieve the City's objectives. Any attachments referenced herein or any interpretations, clarifications or amendments subsequently posted in the relation to this RFP are fully incorporated. B. EXECUTION OF AGREEMENT: The City and the selected Proposer will enter into an Agreement similar to that as shown in Attachment 2, in the Appendix of this RFP. If a Proposer is unwilling or unable to execute an Agreement within thirty (30) days after being notified of Santa Ana RFP 18-069 25B424 selection under this RFP, the City reserves the right to select the next most qualified Proposer or call for new Proposals, whichever the City deems most appropriate. C. PROPOSAL VALIDITY: Services, pricing and warranties indicated in a respondent's Proposal must be valid for a period of 120 days after the submission of the Proposal. D. PRE -CONTRACTUAL EXPENSES: Santa Ana shall not, in any event, be liable for any pre- contractual expenses incurred by Proposers in the preparation of its proposal. E. JOINT OFFERS/SUBCONSULTANTS: Where two or more Proposers desire to submit a single Proposal in response to this RFP, they should do so on a prime-subconsultant basis. The City intends to contract with a single firm and not with multiple firms doing business as a joint venture. Should the use of subconsultants be offered, the Proposer shall provide the same assurances of competence for the subconsultant plus the demonstrated ability to manage and supervise the subcontracted work. Subconsultants shall not be allowed to further subcontract with others for work under the Agreement. The provisions of the Agreement shall apply to all subconsultants in the same manner as the Proposer. A. CITY RESPONSIBILITIES The City will provide information in its possession relevant to preparation of required information in RFP. The City will provide only the staff assistance and documentation specifically referred to herein. B. PROPOSER RESPONSIBILITIES Point of Contact: The selected proposer will assume responsibility for all services in its proposal. The selected proposer shall identify a sole point of contact with the greatest knowledge in regard to the required service operations and contractual matters, including payment of any and all charges resulting from the Agreement. Evidence of Financial Capacity: Proposer may be requested to submit its most recent audited financial statement, evidencing proposer's financial capacity to fully perform the required services, including provision of equipment and personnel expenses over a ninety (90) day period. If said financial statement does not reflect full ninety (90) day operational capacity, proposer may include a letter of credit as evidence of supplemental capacity. C. REQUEST FOR INFORMATION OR CLARIFICATION All questions or requested clarifications shall be made in writing via e-mail to the Project Manager (contact information as noted on the cover page to this RFP) by or before the "Deadline for Requests for Information" date noted on the cover page of this RFP. No verbal requests or responses will be accepted. Significant interpretations or clarifications will be addressed via addenda to this RFP, as indicated in Section IIID. D.ADDENDA Any changes in RFP from the date of release to date of submittal will result in an addendum or amendment. Notification of such addendum or amendment shall be posted on City's website, www.santa-ana.org/bids-rfos City of Santa Ana RFP 18-069 26E225 E. LICENSES & PERMITS The selected Proposer shall be required to obtain a City of Santa Ana Business license within ten (10) business days of selection and must provide a copy to the City Project Manager or designee prior to commencing any work in Santa Ana. Additionally, Proposer will be responsible for obtaining any licenses/permits required by the Scope of Work. F. INSURANCE The selected Proposer shall provide the required evidence of insurance coverage as set forth in the standard agreement within ten (10) business days after receipt of notice of award. G. PAYMENT INFORMATION PACKET The selected Proposer shall return a completed payment information packet within ten (10) business days after the successful Proposer has received notice that the agreement has been awarded. The packet is available on the City's website: www.santa-ana.org/bids-rfos H. PRE -PROPOSAL MEETING A pre -proposal meeting, if scheduled, will occur on the date, time and location identified on the cover page of this RFP. The meeting will include discussion of the project scope and a question - and -answer session. It is highly recommended that the Proposer's key team members attend this meeting. Significant interpretations or clarifications will be addressed via addenda to this RFP, as described above in "Section IIID: Addenda". I. CITY RIGHT TO REJECT The City reserves the right to reject any or all proposals submitted and no representation is made hereby that any agreement will be awarded pursuant to this RFP or otherwise. The City reserves the right to accept or reject the combined or separate components of this proposal in part or in its entirety or to waive any minor inconsistency, informality or technical defect in the proposal. The City reserves the right to reject, replace and approve any and all subcontractors. All subcontractor(s) shall be identified in the response to the RFP. Subcontractors shall be the responsibility of the successful Proposer and the City shall assume no liability of such subcontractors. J. PROTESTS Proposers with concerns or rebuttal of any staff determination of non -responsiveness or non - responsibility may submit, in writing within five (5) business days, to the Project Manager, any concerns regarding the RFP process or staff determination. Such writing shall be considered by the City Manager or his designated representative, and may be acted upon within five (5) business days. If no action is taken within such time, there shall be no change to the staff determination. The exercise by Proposer of its right to submit written concerns shall be a condition precedent to seeking judicial review of any award of a contract hereunder. City of Santa Ana RFP 18-069 aQe-2 266 IV. SUBNIITTAL REQUIREMENTS A. GENERAL 1. Number of Conies and signature: Refer to Section I: General. 2. Deadline: Proposals are due to the City of Santa Ana, at the date, time, and location set forth above in the Notice Inviting Proposals. B. PROPOSAL CONTENTS A responsive proposal shall contain the following documentation: 1. STATEMENT OF QUALIFICATIONS The Statement of Qualifications shall be limited to a MAXIMUM of (10) DOUBLE -SIDED PAGES (excluding front and back covers, section dividers and attachments such as resumes, forms). Font size shall be minimum 11 -point Arial. Proposal exhibits shall be maximum 11" x 17". The Statement of Qualifications includes the following: a. Cover Letter: Proposals shall include a letter signed by a principal or authorized representative who can make legally binding commitments for the entity. Include type of business entity. b. Agreement Statement: Proposal shall include a statement outlining your concurrence or concerns with any and all provisions as contained in the standard agreement attached as Attachment 2, in the Appendix of this RFP. c. Firm and Team Exnerience: Proposal shall include a profile of the firm's experience. Include resumes of project team/sub-contractors that outline their technical and design experience. At a minimum, this should include the project manager/principal agent, associates in charge when project manager/principal agent is unavailable, key personnel, firm size, and an organization chart identifying only those who will perform work for the proposed project and the percentage of each individual's time devoted to this project. The project manager/principal agent shall be the primary contact person to represent your firm. d. Understanding of Need: Proposal shall include an outline which demonstrates the firm's understanding of the scope of work. This outline should include anticipated approach, tasks necessary for successful completion, and suggestions or special concerns that the City should be made aware of. e. Relevant Proiect Experience: Proposal shall include a list of projects which your firm or personnel have completed within the last 5 years, including significant work with public agencies. Project information should include project description, year completed, client name, along with a person to contact and their telephone number. Proposer shall also provide a summary of the last 15 relevant projects that identifies the municipality that the work was performed for, time period work was performed, and hauler recommended by proposer. f. Schedule: Proposal shall include a detailed schedule, with a written statement which provides information on current workload and how this project would be accommodated. City of Santa Ana RFP 18-069 29'27 g. References: Proposal shall include a listing of relevant projects with references for three public entities for which Proposer has performed similar work within the past five (5) years h. Fee: Fees shall be included as part of evaluation criteria. Refer to "I. GENERAL", and IV. SUBMITTAL REQUIREMENTS, B.3 FEE PROPOSAL, below. (this item not part ofpage limit) 2. SCOPE OF SERVICES & SCHEDULE Proposal shall include a Scope of Services and Schedule which details the work phases to be completed, the tasks to be accomplished, the deliverables to be provided, and the schedule / timeline to complete the project, based upon the requested Scope of Work, detailed in Attachment 1, which is included in the Appendix of this RFP. 3. FEE PROPOSAL: Proposer's fee proposal shall be submitted concurrently with the technical proposal, but in a separately sealed envelope, clearly labeled as "Fee Proposal." This shall include the firm's Standard Hourly Fee Schedule, and/or a Project Fee Schedule where applicable and as outlined in the Scope of Work. Where fees are NOT included as part of evaluation criteria, the fee proposal will not be opened until the proposals have been evaluated by the proposal selection committee. The City will select the consultant based on qualifications, and then negotiate a contract price based on available funding. Where fees ARE included as part of the evaluation criteria, the fee proposal will be opened and reviewed concurrently with the proposal, and weighted per the percentage identified in "I. GENERAL". 4. CERTIFICATIONS: The following forms, included in Attachment 3 in the Appendix of this RFP shall be signed and included as part of the proposal submittal package: • Attachment 3-1: Non -Collusion Affidavit • Attachment 3-2: Non -Lobbying Certification • Attachment 3-3: Non -Discrimination Certification V. PROPOSAL REVIEW (CONSULTANT SELECTION) A. EVALUATION AND RATING Refer to Section I, General. B. SELECTION The committee may interview the top ranking proposers. The City will recommend award of the agreement to the proposer who will provide the best quality and value to the City. City reserves City of Santa Ana RFP 18-069 20513-28 2 the right to begin negotiations and enter into an agreement without interview or further discussions. VI. AWARD OF AGREEMENT A. REQUEST FOR COUNCIL ACTION Following evaluation and rating by the proposal review committee, the Executive Director will recommend award of an agreement to the proposer providing the best quality and value to the City. B. EXECUTION OF AGREEMENT A standard agreement is included as Attachment 2, in the Appendix of this RFP. "Proposer" will hereinafter be referred to as "Consultant" in standard agreement. The term of the agreement will begin after the agreement is fully executed, and all required bonds, insurance documents and contents of the payment information packet have been received and approved. VII. IMPLEMENTATION A. KICK-OFF MEETING A kick-off meeting will be held after award of contract. Consultant and its team will meet with City of Santa Ana staff to conduct introductions, discuss scope of services, and implementation process. B. NOTICE TO PROCEED Following the kick-off meeting, a formal Notice to Proceed (NTP) may be issued after the agreement is fully executed, and all insurance documents and contents of the Payment Information Packet have been received and approved. VIII. PUBLIC RECORDS All responses to the RFP shall become property of the City, and proposals will become public record after award of agreement. Proposer information identified as proprietary information shall be maintained confidential, to the extent allowed under the California Public Records Act. City of Santa Ana RFP 18-069 2SES29 Appendix ATTACHMENT 1 SCOPE OF WORK CITY OF SANTA ANA REQUEST FOR PROPOSALS FOR SANTA ANA POLICE DEPARTMENT ENERGY LIGHTING RETROFIT RFP NO.: 18-069 Lighting Contractor Scope of Work City of Santa Ana — Police Department The Energy Network Project ID: A38CLT11 Provided by: TRC Energy Services Scope of Work Developed by: John Rossi, PE July 23`d, 2018 25B-30 A Project Supported by The Energy Network The Energy Network, administered by Los Angeles County, was authorized by the California Public Utilities Commission to help eligible public agencies in Southern California harness their collective action, save energy, reduce operating costs and protect precious resources. To expand public agency participation in utility energy efficiency programs, The Energy Network is offering a range of free energy efficiency services to assist public agencies with accelerating energy retrofits. The lighting retrofit of the City of Santa Ana Police Department is being supported by The Energy Network. The services provided as Construction Management Support are defined on a separate documented titled Roles and Responsibilities for Construction Management Support. Please refer to this document to better understand the relationship and role of The Energy Network Project Manager and assigned Energy Consultant. Participation of The Energy Network is entirely at the discretion of the City of Santa Ana and The Energy Network may modify or terminate its services based on funding availability. 25B-31 Summary of Scope of Work Background The City of Santa Ana is pursuing a number of lighting retrofits at several of their facilities. This documeAt focuses on the proposed lighting fixture and controls scope of work for the Police Department Administration Building. The Police Department Administration is a large Office 188,136 square foot facility that is city owned and operated. The facility has a 24/1 operating profile with variable occupancy depending on the space, creating an opportunity for significant energy savings. In addition to the interior lighting upgrade, exterior shoe box fixture replacements are included in this scope. Detailed area by area fixture counts are provided in the following: • Appendix A: Police Department Lighting Inventory Santa Ana Police Department The following items and requirements should be clearly listed in any provided contractor bid: MANDATORYSCOPE-LED Fixtures and Controls Product Requirements All LED products and controls used in this project shall meet the following requirements: a) Please refer to Appendix A below for an area by area breakdown of lighting equipment. Contractor is responsible for verifying all Appendix A information before ordering or installing equipment. b) All LED fixtures shall be found on the current DLC qualified product list. All LED lamps shall be found on the Energy Star product list. c) All interior retrofit spaces will be fully Title 24 lighting power density (LPD) and controls compliant. Including but not limited to, occupancy sensors, daylight harvesting, and tuning controls. The lighting controls for the mandatory scope shall be stand alone. d) Interior LED Fixtures shall have correlated color temperatures (CCT) of 3000K to 4000K and attempt to match existing scheme. LED Lamps shall be handled in the same way. e) All fixture replacements (and retrofit kit applications) will be like for like. With the following exceptions, the indirect pendant (primarily in open office space) fixtures and indirect/direct pendant fixtures will be replaced with pendant direct fixtures. f) This lighting upgrade is primarily a 1 for 1 replacement. However, the contractor is responsible for ensuring final layouts, configuration, and lighting performance meets the city's needs. g) All proposed fixtures shall be capable of dimming with a 0-10V signal. 25B-32 h) Fixture integrated smart sensors are to be used where ever possible and reasonable. If an integrated sensor is not feasible, a zone based sensor/control may be utilized. Battery powered zone controls are not acceptable, power must be hardwired. i) Sensors shall be capable of detecting small hand motions, such as writing at a desk or wiping a surface, and sensors shall be able to cover the entire area at each location described herein. j) Any sensing technology that may cause auditory discomfort for occupants with or without hearing aides or for guide dogs will not be accepted. k) Photosensors shall be fully functional between the range of 2 and 200 foot-candles. 1) Existing lighting zone controls will be replaced (or removed) as needed with new and will not be abandoned in place. This includes existing occupancy sensors, wall switches/dimmers, and any existing photo -controls. m) Exterior LED Fixtures shall have correlated color temperatures (CCT) of 4000K. n) All products shall be specified such that they can operate correctly based on the applicable circuit service voltages and with applicable mounting requirements. o) Exterior fixtures shall have ingress protection (IP) ratings of 65 or better. p) Exterior fixtures shall come equipped with automatic bi-level, integrated occupancy sensors. ADD ALTERNATE SCOPE —Wireless Advanced Lighting Controls System The responding contractor is to provide a separate cost, which is in addition to mandatory lighting fixture replacement and controls project, for the installation of a brand new wireless advanced lighting controls system (ALCS). The ALCS shall meet the following requirements: a) Title 24 controls compliance to be accomplished with a new, wireless, advanced lighting controls system (ALCS). The ALCS will be comprised of several different zone and fixture integrated sensors, which feed data wirelessly via gateways to a central lighting management system. The integrated smart sensors and zone sensors will be able to detect changes in occupancy and ambient lighting, and relay information to the central system and/or smart wall switch. Smart wireless wall switches can communicate directly with fixtures to perform a number of local controls. The ALCS will also include a graphical front end that can either be hosted locally or on the Cloud (Santa Ana discretion). It will allow for a variety of system wide, zone or fixture specific controls and reporting capabilities. 25B-33 b) The contractor shall supply all adapters, controllers, gateways, routers, smart light switches and any other part of the lighting controls infrastructure, new and free from defects. c) The new ALCS will be BACnet enabled. The awarded contractor will be tasked with working with Santa Ana IT to ensure all necessary permissions and server access are obtained. d) The existing Lithonia Lighting controls system shall be demolished. The current system is effectively acting only as a time -clock. e) The contractor shall fully commission the ALCS and provide staff training. f) Wireless controls signals shall adhere to 802.15.4 wireless protocol with AES -128 encryption, or equivalent network security. g) Maximum time delay adjustment shall be 30 minutes. h) Sensors shall be capable of continuously dim fixtures and allow for user defined light level tuning in the EMS. i) The system will have the ability to program the on/off schedules for each lighting area. General Requirements The following should be clearly stated in and/or provided with all bids: a) Contractor shall provide copies of a valid California C-10 Electrical license at a minimum. b) Prevailing wage labor costs to be used for project implementation. c) All scheduling of work shall be done through the City's project contact. d) Contractor shall commit to project construction completion and delivery by November 29th, 2018. Project invoices must be provided to City Project Managers by December 5, 2018 at 3:00 pm at City Hall, in the form attached as . Any work not completed by that date, is not guaranteed to receive payment, any exception to this completion date must be in writing and can only be provided by Santa Ana city staff. e) All work performed shall meet or exceed any applicable electrical code requirements, including the installation of emergency powered fixtures in applicable areas. 25B-34 f) Equipment and materials specified by contractors shall conform to the standards of UL, ASTM, NEMA, ANSI, and ETL. Base materials shall be ASTM and/or ANSI standards. Electrical manufactured apparatus furnished under this section shall conform to National Electrical Manufacturer's Association (NEMA) standards and shall bear the Underwriters' Laboratories (UL) or Electrical Testing Laboratory (ETL) label where such a label is applicable. g) Contractor to provide project references for recently completed lighting upgrades which included lighting fixture replacement/retrofit and lighting controls. h) The chosen contractor will be required to register with Southern California Edison as a Trade Professional (Trade Pro). Directions to register can be found at: https://sceonlineapn.com/CAASunport/Default.aspx. Please note that contractor will NOT be required to produce a Project Feasibility Study or Energy Efficiency Project Influence Job Aid. i) Any existing electrical code violations relevant to systems being retrofitted shall be brought to the attention of the City once discovered. j) Clean-up, removal of old equipment, and/or recycling fees are to be included. k) Contractor must meet appropriate insurance and bond requirements outlined by the City. 1) Any other cost of business fees/expenses associated with performing City work are to be included in the bid. m) Provide factory start up, commissioning, and training (primarily focused on ALCS) to ensure proper functionality of new lighting equipment and controls. n) All work shall be warranted against defects in material and workmanship for a period of one year from the date of acceptance. Any applicable warranty information beyond this should be stated and provided upfront. o) The contractor is required to provide a detailed and itemized invoice that clearly states the quantity of each fixture installed. Additionally, the invoice shall show a breakdown of material, labor, tax, shipping, and any other applicable project costs. p) It is the Contractor's responsibility to submit a final version of the Lighting Inventory, Attachment A in parallel with the submittal of the Cost Proposal. Any revisions required to the Scope of Work must be clearly indicated in the final Lighting Inventory and reflected in the Cost Proposal. The final Lighting Inventory Table serves to inform the Agency. 25B-35 q) Contractor will be compensated for work performed and fixtures installed prior to December 2151, 2018 deadline. Additionally, any increase on the Base Price due to larger inventory will require written approval by the Agency and will follow procedures set forth for change orders. Any decrease on Base Price due to smaller inventory will result in a lower Base Price to the Contractor. r) The Contractor shall conduct all work between in the time window established after the contract is awarded. s) The Contractor shall comply with safety requirements and practices as outlined in accordance with Agency requirements and California Occupational Health and Safety Administration (Cal/OSHA). t) The Contractor shall do all that is necessary to maintain a safe working environment for Contractor's employees, Agency and facility employees and the general public present. u) The Contractor shall work with the Agency facility staff to understand and abide by any site- specific security procedures. v) The Contractor shall clean up any construction dust, dirt and debris from work surfaces or equipment after work is completed each day and prior to occupancy. w) The Contractor shall be very careful to leave the facility with no damage to its structure, contents, existing finishes, and with no evidence of cutting or patching, and with all fixtures and lenses cleaned. x) The Contractor is responsible for securing all necessary permits, including Title 24 energy code documentation and compliance permit, and shall abide by local laws and regulations. y) Prior to ordering of equipment and fixtures, Contractor is to verify fixture quantities, types and installation needs, including specifying equipment that complies with existing electrical service. Final project invoice price will be based upon the quantity of each fixture type installed multiplied by the unit price for that fixture. 25B-36 SCE Sample Invoice - Customized Solutions Vendor Name &Address Customer Name &Address Itehrvzedbslof egoipmentNlrh OUanbly,Model, Make, Teal Desailkon & UnilPdce me......muu...... w................................................................l MpodmlNotes: • IfCustomer isnot Payee (rebate isdirectedtoVendor orother 3rd Pary): Payment Release Authorization in Section 8 of applcalionmust be completed & contain Cudomefssignature. • Mutiofe=cunMnstallationlaeelians: Adaci Ne Mm'6pleAanw.rSpimdsheer avalable for download oo-bne at www.sco.mmlousihesslems'appdoxnloadbbn ..................................................».......................................: 25B-37 Ipurchase Dale Indicate Basecase (Old Equipment) (or attach on separate sheet) If Vendor is RebalePsyee, Tatal Rebate Amount deducedhem salesprue 1 Marked Nd or Jf contain Tens Joe Smith Comiumy 123 East Main Street, Anylown, CA 90000 Tel: 123.456.7898 Fax: 123.456.7899 Sold To: Invoice: Name Nmtage Swplu cmia Date. 2'1910 Address: 4561Vesihimnsom Invoice dl: 12345 CitylSlate2p: An3vbesq CA99999 Conal 4ebn Bmnm wadd• "doDesercon Ore Cast Toss]20 RP:19876 Gmeral Inc. 8'4 -tamp TS Int High Bay Futmes(21611� U.00 4,OW.00 80 1`503111 General Inc T5 lamps for High Bal FNums(541V) 10.00 SW.00 HO'ALTO 20 RJA-2354 Cseneml Inc. Units for High Bay IdAw 40.00 =00 5 Q345 -BB -1 General Inc. Compaq Fluonscmt F-Tmms CA) 60.00 3WW Bus cs: - Nlmwe 4116: Replrce 8' 2-IampT12 Vey High Ouyul Flror Fixhues (430 Waa, Aladd d14564' byGmed Inc) - hlmaure LCI Replace Imande cent FILM O3%V) Materials 3.90000 Tax 48675 Installation 3.00RW Involce Total 93S673 Less Edison Rebate -2583.00 Total After Rebate 6.801.73 PAID me......muu...... w................................................................l MpodmlNotes: • IfCustomer isnot Payee (rebate isdirectedtoVendor orother 3rd Pary): Payment Release Authorization in Section 8 of applcalionmust be completed & contain Cudomefssignature. • Mutiofe=cunMnstallationlaeelians: Adaci Ne Mm'6pleAanw.rSpimdsheer avalable for download oo-bne at www.sco.mmlousihesslems'appdoxnloadbbn ..................................................».......................................: 25B-37 Ipurchase Dale Indicate Basecase (Old Equipment) (or attach on separate sheet) If Vendor is RebalePsyee, Tatal Rebate Amount deducedhem salesprue 1 Marked Nd or Jf contain Tens i z z z z z z z } z r > z 11 -1-1-1 zz z z C m o } } T T T Y 2 } T Z T Z Z } }} T T y y y y } K m O ~ y T y y y } } } Z T T Y Z Y } } T y Y> }}} e s z s s 1= N N q ry ry o g A in •.. em A p° cpE @y gE EE J u nE iii. mw= mLL am -E �S g¢ -go '9� m` c. gop EF gLL E -EA 939 gLL g¢" mE A@`d aS qE �= cec E C mw`o E 2 EC gc"g4 q-q-gEJ c�e¢m �wewo E 9 9 & rv9 qrF 9 ma9 EF EF 5 9 ea ,4 �S �b Er�OE}EC _ �a �e r`i m9 3 C C C E-44 C C 'C 'C ri C C C 1 @ry N. 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Public Contractor=, P Appendix ATTACHMENT 2 STANDARD AGREEMENT CONSULTANT AGREEMENT CITY OF SANTA ANA THIS AGREEMENT is made and entered into this day of , 201_ by and between 'a [insert type of business: sole ownership entity, LLP, etc], (hereinafter "Consultant"), and the City of Santa Ana, a charter city and municipal corporation organized and existing under the Constitution and laws of the State of California (hereinafter "City"). RECITALS A. The City desires to retain a consultant having special skill and knowledge in the field of energy efficiency lighting services. B. Consultant represents that Consultant is able and willing to provide such services to the City. C. In undertaking the performance of this Agreement, Consultant represents that it is knowledgeable in its field and that any services performed by Consultant under this Agreement will be performed in compliance with such standards as may reasonably be expected from a professional consulting firm in the field. NOW THEREFORE, in consideration of the mutual and respective promises, and subject to the terms and conditions hereinafter set forth, the parties agree as follows: 1. SCOPE OF SERVICES Consultant shall perform those services as set forth in Exhibit A to this Agreement. 2. COMPENSATION This project is funded by Southern California Edison (SCE) cash incentives and On Bill Financing. By submitting a bid, the bidder agrees, if awarded the contract, to finance the cost of the project and to be paid directly by SCE. If the final cost of the project exceeds the total of SCE payments, the City shall pay the difference to the awarded contractor. 3. TERM This Agreement shall commence on the date first written above and terminate on 201X, unless terminated earlier in accordance with Section 15, below. The term of this Agreement may be extended upon a writing executed by the City Manager and the City Attorney. 4. INDEPENDENT CONTRACTOR Consultant shall, during the entire term of this Agreement, be construed to be an independent 25B-49 contractor and not an employee of the City. This Agreement is not intended nor shall it be construed to create an employer-employee relationship, a joint venture relationship, or to allow the City to exercise discretion or control over the professional manner in which Consultant performs the services which are the subject matter of this Agreement; however, the services to be provided by Consultant shall be provided in a manner consistent with all applicable standards and regulations governing such services. Consultant shall pay all salaries and wages, employer's social security taxes, unemployment insurance and similar taxes relating to employees and shall be responsible for all applicable withholding taxes. 5. OWNERSHIP OF MATERIALS This Agreement creates a non-exclusive and perpetual license for City to copy, use, modify, reuse, or sublicense any and all copyrights, designs, and other intellectual property embodied in plans, specifications, studies, drawings, estimates, and other documents or works of authorship fixed in any tangible medium of expression, including but not limited to, physical drawings or data magnetically or otherwise recorded on computer diskettes, which are prepared or caused to be prepared by Consultant under this Agreement ("Documents & Data"). Consultant shall require all subcontractors to agree in writing that City is granted a non-exclusive and perpetual license for any Documents & Data the subcontractor prepares under this Agreement. Consultant represents and warrants that Consultant has the legal right to license any and all Documents & Data. Consultant makes no such representation and warranty in regard to Documents & Data which were provided to Consultant by the City. City shall not be limited in any way in its use of the Documents and Data at any time, provided that any such use not within the purposes intended by this Agreement shall be at City's sole risk. 6. INSURANCE Prior to undertaking performance of work under this Agreement, Consultant shall maintain and shall require its subcontractors, if any, to obtain and maintain insurance as described below: a. Commercial General Liability Insurance. Consultant shall maintain commercial general liability insurance naming the City, its officers, employees, agents, volunteers and representatives as additional insured(s) and shall include, but not be limited to protection against claims arising from bodily and personal injury, including death resulting therefrom and damage to property, resulting from any act or occurrence arising out of Consultant's operations in the performance of this Agreement, including, without limitation, acts involving vehicles. The amounts of insurance shall be not less than the following: single limit coverage applying to bodily and personal injury, including death resulting therefrom, and property damage, in the total amount of $1,000,000 per occurrence, with $2,000,000 in the aggregate. b. Business automobile liability insurance, or equivalent form, with a combined single limit of not less than $1,000,000 per occurrence. Such insurance shall include coverage for owned, hired and non -owned automobiles. C. Worker's Compensation Insurance. In accordance with the provisions of Section 3700 of the Labor Code, Consultant, if Consultant has any employees, is required to be insured against liability for worker's compensation or to undertake self-insurance. Prior to commencing the performance of the work under this Agreement, Consultant agrees to obtain and maintain any employer's liability insurance with limits not less than $1,000,000 per accident. 25B-50 d. If Consultant is or employs a licensed 'professional such as an architect or engineer: Professional liability (errors and omissions) insurance, with a combined single limit of not less than $1,000,000 per claim with $2,000,000 in the aggregate. e. The following requirements apply to the insurance to be provided by Consultant pursuant to this section: (i) Consultant shall maintain all insurance required above in full force and effect for the entire period covered by this Agreement. (ii) Certificates of insurance shall be furnished to the City upon execution of this Agreement and shall be approved by the City. (iii) Certificates and policies shall state that the policies shall not be cancelled or reduced in coverage or changed in any other material aspect, by consultant, without thirty (30) days prior written notice to the City. (iv) Consultant shall supply City with a fully executed additional insured endorsement. f. If Consultant fails or refuses to produce or maintain the insurance required by this section or fails or refuses to Punish the City with required proof that insurance has been procured and is in force and paid for, the City shall have the right, at the City's election, to forthwith terminate this Agreement. Such termination shall not affect Consultant's right to be paid for its time and materials expended prior to notification of termination. Consultant waives the right to receive compensation and agrees to indemnify the City for any work performed prior to approval of insurance by the City. INDEMNIFICATION Consultant agrees to and shall indemnify and hold harmless the City, its officers, agents, employees, consultants, special counsel, and representatives from liability: (1) for personal injury, damages, just compensation, restitution, judicial or equitable relief arising out of claims for personal injury, including death, and claims for property damage, which may arise from the negligent operations of the Consultant or its contractors, subcontractors, agents, employees, or other persons acting on their behalf which relates to the services described in section I of this Agreement; and (2) from any claim that personal injury, damages, just compensation, restitution, judicial or equitable relief is due by reason of the terms of or effects arising from this Agreement. This indemnity and hold harmless agreement applies to all claims for damages, just compensation, restitution, judicial or equitable relief suffered, or alleged to have been suffered, by reason of the events referred to in this Section or by reason of the terms of, or effects, arising from this Agreement. The Consultant further agrees to indemnify, hold harmless, and pay all costs for the defense of the City, including fees and costs for special counsel to be selected by the City, regarding any action by a third party challenging the validity of this Agreement, or asserting that personal injury, damages, just compensation, restitution, judicial or equitable relief due to personal or property rights arises by reason of the terms of, or effects arising from this Agreement. City may make all reasonable decisions with respect to its representation in any legal proceeding. Notwithstanding the foregoing, to the extent Consultant's Services are subject to Civil Code Section 2782.8, the above indemnity shall be limited, to the extent required by Civil Code Section 2782.8, to claims that arise out of, pertain to, or relate to the negligence, recklessness, or willful misconduct of the Consultant. 25B-51 8. INTELLECTUAL PROPERTY INDEMNIFICATION Consultant shall defend and indemnify the City, its officers, agents, representatives, and employees against any and all liability, including costs, for infringement of any United States' letters patent, trademark, or copyright infringement, including costs, contained in the work product or documents provided by Consultant to the City pursuant to this Agreement. «;9 Consultant shall keep records and invoices in connection with the work to be performed under this Agreement. Consultant shall maintain complete and accurate records with respect to the costs incurred under this Agreement and any services, expenditures, and disbursements charged to the City for a minimum period of three (3) years, or for any longer period required by law, from the date of final payment to Consultant under this Agreement. All such records and invoices shall be clearly identifiable. Consultant shall allow a representative of the City to examine, audit, and make transcripts or copies of such records and any other documents created pursuant to this Agreement during regular business hours. Consultant shall allow inspection of all work, data, documents, proceedings, and activities related to this Agreement for a period of three (3) years from the date of final payment to Consultant under this Agreement. 10. CONFIDENTIALITY If Consultant receives from the City information which due to the nature of such information is reasonably understood to be confidential and/or proprietary, Consultant agrees that it shall not use or disclose such information except in the performance of this Agreement, and further agrees to exercise the same degree of care it uses to protect its own information of like importance, but in no event less than reasonable care. "Confidential Information" shall include all nonpublic information. Confidential information includes not only written information, but also information transferred orally, visually, electronically, or by other means. Confidential information disclosed to either party by any subsidiary and/or agent of the other party is covered by this Agreement. The foregoing obligations of non-use and nondisclosure shall not apply to any information that (a) has been disclosed in publicly available sources; (b) is, through no fault of the Consultant disclosed in a publicly available source; (c) is in rightful possession of the Consultant without an obligation of confidentiality; (d) is required to be disclosed by operation of law; or (e) is independently developed by the Consultant without reference to information disclosed by the City. IL CONFLICT OF INTEREST CLAUSE Consultant covenants that it presently has no interests and shall not have interests, direct or indirect, which would conflict in any manner with performance of services specified in Certifications, Exhibit C, attached hereto and incorporated in this Agreement by reference. 12. NOTICE Any notice, tender, demand, delivery, or other communication pursuant to this Agreement shall be in writing and shall be deemed to be properly given if delivered in person or mailed by first class or certified mail, postage prepaid, or sent by fax or other telegraphic communication in the manner provided in this Section, to the following persons: To City: Clerk of the City Council 25B-52 City of Santa Ana 20 Civic Center Plaza (M-30) P.O. Box 1988 Santa Ana, CA 92702-1988 Fax 714- 647-6956 With courtesy copies to: , Exec. Director Public Works Agency City of Santa Ana 20 Civic Center Plaza (M-) P.O. Box 1988 Santa Ana, California 92702 Fax 714- 647-XXXX To Consultant: , City Attorney City Attorney's Office City of Santa Ana 20 Civic Center Plaza (M-29) P.O. Box 1988 Santa Ana, California 92702 Fax 714- 647-6515 A party may change its address by giving notice in writing to the other party. Thereafter, any communication shall be addressed and transmitted to the new address. If sent by mail, communication shall be effective or deemed to have been given three (3) days after it has been deposited in the United States mail, duly registered or certified, with postage prepaid, and addressed as set forth above. If sent by fax, communication shall be effective or deemed to have been given twenty-four (24) hours after the time set forth on the transmission report issued by the transmitting facsimile machine, addressed as set forth above. For purposes of calculating these time frames, weekends, federal, state, County or City holidays shall be excluded. 13. EXCLUSIVITY AND AMENDMENT This Agreement represents the complete and exclusive statement between the City and Consultant, and supersedes any and all other agreements, oral or written, between the parties. In the event of a conflict between the terms of this Agreement and any attachments hereto, the terms of this Agreement shall prevail. This Agreement may not be modified except by written instrument signed by the City and by an authorized representative of Consultant. The parties agree that any terms or conditions of any purchase order or other instrument that are inconsistent with, or in addition to, the terms and conditions hereof, shall not bind or obligate Consultant or the City. Each party to this Agreement acknowledges that no representations, inducements, promises or agreements, orally or otherwise, have been made by any party, or anyone acting on behalf of any party, which are not embodied herein. 14. ASSIGNMENT Inasmuch as this Agreement is intended to secure the specialized services of Consultant, Consultant may not assign, transfer, delegate, or subcontract any interest herein without the prior written consent of the City and any such assignment, transfer, delegation or subcontract without the City's prior written consent shall be considered null and void. Nothing in this Agreement shall be construed to limit the City's ability to have any of the services which are the subject to this Agreement performed by City 25B-53 personnel or by other consultants retained by City. 15. TERMINATION This Agreement may be terminated by the City upon thirty (30) days written notice of termination. In such event, Consultant shall be entitled to receive and the City shall pay Consultant compensation for all services performed by Consultant prior to receipt of such notice of termination, subject to the following conditions: a. As a condition of such payment, the Executive Director may require Consultant to deliver to the City all work product completed as of such date, and in such case such work product shall be the property of the City unless prohibited by law, and Consultant consents to the City's use thereof for such purposes as the City deems appropriate. b. Payment need not be made for work which fails to meet the standard of performance specified in the Recitals of this Agreement. 16. DISCRIMINATION Consultant shall not discriminate because of race, color, creed, religion, sex, marital status, sexual orientation, age, national origin, ancestry, or disability, as defined and prohibited by applicable law, in the recruitment, selection, training, utilization, promotion, termination or other employment related activities. Consultant affirms that it is an equal opportunity employer and shall comply with all applicable federal, state and local laws and regulations and as further specified in Certifications, Exhibit C, attached hereto and incorporated in this Agreement by reference. 17. JURISDICTION - VENUE This Agreement has been executed and delivered in the State of California and the validity, interpretation, performance, and enforcement of any of the clauses of this Agreement shall be determined and governed by the laws of the State of Califomia. Both parties further agree that Orange County, California, shall be the venue for any action or proceeding that may be brought or arise out of, in connection with or by reason of this Agreement. 18. PROFESSIONAL LICENSES Consultant shall, throughout the term of this Agreement, maintain all necessary licenses, permits, approvals, waivers, and exemptions necessary for the provision of the services hereunder and required by the laws and regulations of the United States, the State of California, the City of Santa Ana and all other governmental agencies. Consultant shall notify the City immediately and in writing of its inability to obtain or maintain such permits, licenses, approvals, waivers, and exemptions. Said inability shall be cause for termination of this Agreement. 19. MISCELLANEOUS PROVISIONS a. Additional provisions, if any are identified as Additional Provisions, Exhibit D, attached hereto and incorporated into this Agreement by reference. b. Each undersigned represents and warrants that its signature herein below has the power, authority and right to bind their respective parties to each of the terms of this Agreement, 25B-54 and shall indemnify City fully, including reasonable costs and attorney's fees, for any injuries or damages to City in the event that such authority or power is not, in fact, held by the signatory or is withdrawn. b. All Exhibits referenced herein and attached hereto shall be incorporated as if fully set forth in the body of this Agreement. IN WITNESS WHEREOF, the parties hereto have executed this Agreement the date and year first above written. ATTEST: Maria D. Huizar Clerk of the Council APPROVED AS TO FORM: SONIA R. CARVALHO City Attorney By: Name of Attorney Assistant City Attorney RECOMMENDED FOR APPROVAL: Name Executive Director — (Agency) CITY OF SANTA ANA Raul Godinez II City Manager CONSULTANT: (name) (title) Tax ID# 25B-55 EXHIBIT A SCOPE OF SERVICES 25B-56 EXHIBIT B FEE PROPOSAL, including hourly rates 25B-57 EXHIBIT C CERTIFICATIONS 25B-58 APPENDIX ATTACHMENT 3-1: NON -COLLUSION AFFIDAVIT CERTIFICATIONS CITY OF SANTA ANA REQUEST FOR PROPOSALS FOR SANTA ANA POLICE DEPARTMENT ENERGY LIGHTING RETROFIT RFP NO.: 18-069 NON -COLLUSION AFFIDAVIT (Title 23 United States Code Section 112 and Public Contract Code Section 7106) To the CITY OF SANTA ANA DEPARTMENT OF PUBLIC WORKS In accordance with Title 23 United States Code Section 112 and Public Contract Code 7106 the BIDDER declares that the bid is not made in the interest of, or on behalf of, any undisclosed person, partnership, company, association, organization, or corporation; that the bid is genuine and not collusive or sham; that the BIDDER has not directly or indirectly induced or solicited any other BIDDER to put in a false or sham bid, and has not directly or indirectly colluded, conspired, connived or agreed with any BIDDER or anyone else to put in a sham bid, or that anyone shall refrain from bidding; that the BIDDER has not in any manner, directly or indirectly, sought by agreement, communication, or conference with anyone to fix the bid price of the BIDDER or any BIDDER, or to fix any overhead, profit, or cost element of the bid price, or of that of any other BIDDER, or to secure any advantage against the public body awarding the contract of anyone interested in the proposed contract; that all statements contained in the bid are true; and, further, that the BIDDER has not, directly or indirectly, submitted his or her bid price or any breakdown thereof, or the contents thereof, or divulged information or data relative thereto, or paid, and will not pay, any fee to any corporation, partnership, company association, organization, bid depository, or to any member or agent thereof to effectuate a collusive or sham bid. Note: The above Non -collusion Affidavit is part of the Proposal. Signing this Proposal on the signature portion thereof shall also constitute signature of this Non -collusion Affidavit. BIDDERS are cautioned that making a false certification may subject the certifier to criminal prosecution. Signed State of California County of Subscribed and sworn to (or affirmed) before me on this day of , 20_, by proved to me on the basis of satisfactory evidence to be the person(s) who appeared before me. Notary Public Signature Notary Public Seal 25B-59 APPENDIX ATTACHMENT 3-2: NON -LOBBYING CERTIFICATION CERTIFICATIONS CITY OF SANTA ANA REQUEST FOR PROPOSALS FOR SANTA ANA POLICE DEPARTMENT ENERGY LIGHTING RETROFIT RFP NO.: 18-069 The prospective participant certifies, by signing and submitting this bid or proposal, to the best of his or her knowledge and belief, that: No federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any federal agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any federal contract, the making of any federal grant, the making of any federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any federal contract, grant, loan, or cooperative agreement. 2. If any funds other than federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence any officer or employee of any federal agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this federal contract, grant loan, loan or cooperative agreement, the undersigned shall complete and submit a "Disclosure of Lobbying Activities". This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by Section 1352, Title 31, U. S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. The prospective participant also agrees by submitting his or her bid or proposal that he or she shall require that the language of this certification be included in all lower tier subcontracts, which exceed $100,000 and that all such sub recipients shall certify and disclose accordingly. Firm Signed and Printed Name: Title Date 25B-60 APPENDIX ATTACHMENT 3-3: NON-DISCRIMINATION CERTIFICATION CERTIFICATIONS CITY OF SANTA ANA REQUEST FOR PROPOSALS FOR SANTA ANA POLICE DEPARTMENT ENERGY LIGHTING RETROFIT RFP NO.: 18-069 The undersigned consultant or corporate officer, during the performance of this contract, certifies as follows: 1. The Consultant shall not discriminate against any employee or applicant for employment because of race, color, religion, sex, or national origin. The Consultant shall take affirmative action to ensure that applicants are employed, and that employees are treated during employment without, regard to their race, color, religion, sex, or national origin. Such action shall include, but not be limited to, the following: employment, upgrading, demotion, or transfer; recruitment or recruitment advertising; layoff or termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship. The Consultant agrees to post in conspicuous places, available to employees and applicants for employment, notices to be provided setting forth the provisions of this nondiscrimination clause. 2. The Consultant shall, in all solicitations or advertisements for employees placed by or on behalf of the Consultant, state that all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, or national origin. 3. The Consultant shall send to each labor union or representative of workers with which he/she has a collective bargaining agreement or other contract or understanding, a notice to be provided advising the said labor union or workers' representatives of the Consultant's commitments under this section, and shall post copies of the notice in conspicuous places available to employees and applicants for employment. 4. The Consultant shall comply with all provisions of Executive Order 11246 of September 24, 1965, and of the rules, regulations, and relevant orders of the Secretary of Labor. 5. The Consultant shall furnish all information and reports required by Executive Order 11246 of September 24, 1965, and by rules, regulations, and orders of the Secretary of Labor, or pursuant thereto, and will permit access to his/her books, records, and accounts by the administering agency and the Secretary of Labor for purposes of investigation, to ascertain compliance with such rules, regulations, and orders. 6. In the event of the Consultant's non-compliance with the nondiscrimination clauses of this contract or with any of the said rules, regulations, or orders, the contract may be canceled, terminated, or suspended in whole or in part and the Consultant may be declared ineligible for further Government contracts or federally assisted construction contracts in accordance with procedures authorized in Execution Order 11246 of September 24, 1965, and such other sanctions may be imposed and remedies invoked as provided in Executive Order 11246 of September 24, 1965, or by rule, regulations, or order of the Secretary of Labor, or as otherwise provided by law. 7. The Consultant shall include the portion of the sentence immediately preceding paragraph (1) and the provisions of paragraphs (1) through (7) in every subcontract or purchase order unless exempted by rules, regulations, or orders of the Secretary of Labor issued pursuant to Section 204 of Executive Order 11246 of September 24, 1965, so that such provisions will be binding upon each subcontract or purchase order as the 25B-61 administering agency may direct as means of enforcing such provisions, including sanctions for noncompliance; provided, however, that in the event the Consultant becomes involved in, or is threatened with, litigation with a subconsultant or vendor as a result of such direction by the administering agency, the Consultant may request that the United States enter into such litigation to protect the interests of the United States. 8. Pursuant to California Labor Code Section 1735, as added by Chapter 643 Stats. 1939, and as amended, No discrimination shall be made in the employment of persons upon public works because of race, religious creed, color, national origin, ancestry, physical handicaps, mental condition, marital status, or sex of such persons, except as provided in Section 1420, and any consultant of public works violating this Section is subject to all the penalties imposed for a violation of the Chapter. Signed: Title: Firm: Date: 25B-62 EXHIBIT D ADDITIONAL PROVISIONS 25B-63 25B-64 EXHIBIT 5 AGREEMENT FOR ENERGY LIGHTING RETROFIT OF THE CITY OF SANTA ANA POLICE DEPARTMENT THIS AGREEMENT is made and entered into this 4th day of September, 2018 by and between MarketingPower, Inc. dba Energy Retrofit Co. ("Contractor"), and the City of Santa Ana, a charter city and municipal corporation organized and existing under the Constitution and laws of the State of California ("City"). RECITALS A. On August 3, 2018, the City issued Request for Proposal No. 18-069, by which it sought a contractor to provide and install advanced energy-efficient lighting fixtures and controls at the City of Santa Ana Police Department Administration Building. B. Contractor submitted a responsive proposal that was selected by the City. Contractor represents that it is able and willing to provide the services described in the scope of work that was included in RFP No. 18-069. C. In undertaking the performance of this Agreement, Contractor represents that it is knowledgeable in its field and that any services performed by Contractor under this Agreement will be performed in compliance with such standards as may reasonably be expected from a professional contracting firm in the field. NOW THEREFORE, in consideration of the mutual and respective promises, and subject to the terms and conditions hereinafter set forth, the parties agree as follows: 1. SCOPE OF SERVICES Contractor shall perform the services that were described in the scope of work that was included in RFP No. 18-069 and as more specifically delineated in Contractor's proposal, which is attached as Exhibit A and incorporated in full. 2. COMPENSATION a. Contractor agrees to accept as total payment for its services under this Agreement, the rates and charges identified in Exhibit B. The total sum to be expended under the term of this Agreement, including any extension periods, shall not exceed $656,847. This sum is comprised of (1) the Contractor's estimated project cost of $632,328, and (2) an approximate 4% contingency in the amount of $24,519 for additional services at the City's sole discretion. b. Contractor agrees to accept full payment for all services under this Agreement exclusively through the (1) "On -Bill Financing" Program and (2) Energy Management Solutions Incentive that have been separately established and approved between the City and Southern California Edison. The payment Page t of 8 25B-65 obligations established through these means are intended to and shall survive expiration of this Agreement. 3. TERM This Agreement shall commence on the date first written above and terminate on December 28, 2018, unless terminated earlier in accordance with Section 17, provided, however, that Contractor shall complete the project in its entirety on or before November 29, 2018. All project invoices must be provided to City Project Managers by December 5, 2018 at 3:00 p.m. Any work completed after November 29, 2018 shall not be guaranteed to receive payment. 4. PREVAILING WAGES Contractor is aware of the requirements of California Labor Code Section 1720, et seq., and 1770, et seq., as well as California Code of Regulations, Title 8, Section 16000, et seq., ("Prevailing Wage Laws"), which require the payment of prevailing wage rates and the performance of other requirements on "public works" and "maintenance" projects. If the services being performed are part of an applicable "public works" or "maintenance" project, as defined by the Prevailing Wage Laws, and the total compensation is $1,000 or more, Contractor agrees to fully comply with such Prevailing Wage Laws. Contractor shall defend, indemnify and hold the City, its elected officials, officers, employees and agents free and harmless from any claim or liability arising out of any failure or alleged failure to comply with the Prevailing Wage Laws. 5. INDEPENDENT CONTRATOR Contractor shall, during the entire term of this Agreement, be construed to be an independent contractor and not an employee of the City. This Agreement is not intended nor shall it be construed to create an employer-employee relationship, a joint venture relationship, or to allow the City to exercise discretion or control over the professional manner in which Contractor performs the services which are the subject matter of this Agreement; however, the services to be provided by Contractor shall be provided in a manner consistent with all applicable standards and regulations governing such services. Contractor shall pay all salaries and wages, employer's social security taxes, unemployment insurance and similar taxes relating to employees and shall be responsible for all applicable withholding taxes. 6. OWNERSHIP OF MATERIALS This Agreement creates a non-exclusive and perpetual license for City to copy, use, modify, reuse, or sublicense any and all copyrights, designs, and other intellectual property embodied in plans, specifications, studies, drawings, estimates, and other documents or works of authorship fixed in any tangible medium of expression, including but not limited to, physical drawings or data magnetically or otherwise recorded on computer diskettes, which are prepared or caused to be prepared by Contractor under this Agreement ("Documents & Data"). Contractor shall require all subcontractors to agree in writing that City is granted a non-exclusive and perpetual license for any Documents & Data the subcontractor prepares under this Agreement. Contractor represents and warrants that Contractor has the legal right to license any and all Page 2 of 8 25B-66 Documents & Data. Contractor makes no such representation and warranty in regard to Documents & Data which were provided to Contractor by the City. City shall not be limited in any way in its use of the Documents and Data at any time, provided that any such use not within the purposes intended by this Agreement shall be at City's sole risk. 7 INSURANCE Prior to undertaking performance of work under this Agreement, Contractor shall maintain and shall require its subcontractors, if any, to obtain and maintain insurance as described below: a. Commercial General Liability Insurance. Contractor shall maintain commercial general liability insurance naming the City, its officers, employees, agents, volunteers and representatives as additional insured(s) and shall include, but not be limited to protection against claims arising from bodily and personal injury, including death resulting therefrom and damage to property, resulting from any act or occurrence arising out of Contractor's operations in the performance of this Agreement, including, without limitation, acts involving vehicles. The amounts of insurance shall be not less than the following: single limit coverage applying to bodily and personal injury, including death resulting therefrom, and property damage, in the total amount of $1,000,000 per occurrence, with $2,000,000 in the aggregate. Such insurance shall (a) name the City, its officers, employees, agents, volunteers and representatives as additional insured(s); (b) be primary with respect to insurance or self-insurance programs maintained by the City; and (c) contain standard separation of insureds provisions. b. Business automobile liability insurance, or equivalent form, with a combined single limit of not less than $1,000,000 per occurrence. Such insurance shall include coverage for owned, hired and non -owned automobiles. C. Worker's Compensation Insurance. In accordance with the California Labor Code, Contractor, if Contractor has any employees, is required to be insured against liability for worker's compensation or to undertake self-insurance. Prior to commencing the performance of the work under this Agreement, Contractor agrees to obtain and maintain any employer's liability insurance with limits not less than $1,000,000 per accident. d. If Contractor is or employs a licensed professional such as an architect or engineer: Professional liability (errors and omissions) insurance, with a combined single limit of not less than $1,000,000 per claim with $2,000,000 in the aggregate. e. The following requirements apply to the insurance to be provided by Contractor pursuant to this section: (i) Contractor shall maintain all insurance required above in full force and effect for the entire period covered by this Agreement. Page 3 of 8 25B-67 (ii) Certificates of insurance shall be furnished to the City upon execution of this Agreement and shall be approved by the City. (iii) Certificates and policies shall state that the policies shall not be cancelled or reduced in coverage or changed in any other material aspect, by Contractor, without thirty (30) days prior written notice to the City. (iv) Contractor shall supply City with a fully executed additional insured endorsement. If Contractor fails or refuses to produce or maintain the insurance required by this section or fails or refuses to furnish the City with required proof that insurance has been procured and is in force and paid for, the City shall have the right, at the City's election, to forthwith terminate this Agreement. Such termination shall not affect Contractor's right to be paid for its time and materials expended prior to notification of termination. Contractor waives the right to receive compensation and agrees to indemnify the City for any work performed prior to approval of insurance by the City. 8. INDEMNIFICATION Contractor agrees to defend, and shall indemnify and hold harmless the City, its officers, agents, employees, consultants, special counsel, and representatives from liability: (1) for personal injury, damages, just compensation, restitution, judicial or equitable relief arising out of claims for personal injury, including death, and claims for property damage, which may arise from the negligent operations of the Contractor or its subcontractors, agents, employees, or other persons acting on their behalf which relates to the services described in section 1 of this Agreement; and (2) from any claim that personal injury, damages, just compensation, restitution, judicial or equitable relief is due by reason of the terms of or effects arising from this Agreement. This indemnity and hold harmless agreement applies to all claims for damages, just compensation, restitution, judicial or equitable relief suffered, or alleged to have been suffered, by reason of the events referred to in this Section or by reason of the terms of, or effects, arising from this Agreement. Contractor further agrees to indemnify, hold harmless, and pay all costs for the defense of the City, including fees and costs for special counsel to be selected by the City, regarding any action by a third party challenging the validity of this Agreement, or asserting that personal injury, damages, just compensation, restitution, judicial or equitable relief due to personal or property rights arises by reason of the terms of, or effects arising from this Agreement. City may make all reasonable decisions with respect to its representation in any legal proceeding. Notwithstanding the foregoing, to the extent Contractor's services are subject to Civil Code Section 2782.8, the above indemnity shall be limited, to the extent required by Civil Code Section 2782.8, to claims that arise of, pertain to, or relate to the negligence, recldessness, or willful misconduct of Contractor. 9. INTELLECTUAL PROPERTY INDEMNIFICATION Contractor shall defend, indemnify and hold harmless the City, its officers, agents, Page 4 of 8 representatives, and employees against any and all liability, including costs, and attorney's fees, for infringement of any United States' letters patent, trademark, or copyright contained in the work product or documents provided by Contractor to the City pursuant to this Agreement. 10. RECORDS Contractor shall keep records and invoices in connection with the work to be performed under this Agreement. Contractor shall maintain complete and accurate records with respect to the costs incurred under this Agreement and any services, expenditures, and disbursements charged to the City for a minimum period of three (3) years, or for any longer period required by law, from the date of final payment to Contractor under this Agreement. All such records and invoices shall be clearly identifiable. Contractor shall allow a representative of the City to examine, audit, and make transcripts or copies of such records and any other documents created pursuant to this Agreement during regular business hours. Contractor shall allow inspection of all work, data, documents, proceedings, and activities related to this Agreement for a period of three (3) years from the date of final payment to Contractor under this Agreement. 11. CONFIDENTIALITY If Contractor receives from the City information which due to the nature of such information is reasonably understood to be confidential and/or proprietary, Contractor agrees that it shall not use or disclose such information except in the performance of this Agreement, and further agrees to exercise the same degree of care it uses to protect its own information of like importance, but in no event less than reasonable care. "Confidential Information" shall include all nonpublic information. Confidential information includes not only written information, but also information transferred orally, visually, electronically, or by other means. Confidential information disclosed to either party by any subsidiary and/or agent of the other party is covered by this Agreement. The foregoing obligations of non-use and nondisclosure shall not apply to any information that (a) has been disclosed in publicly available sources; (b) is, through no fault of the Contractor disclosed in a publicly available source; (c) is in rightful possession of the Contractor without an obligation of confidentiality; (d) is required to be disclosed by operation of law; or (e) is independently developed by the Contractor without reference to information disclosed by the City. 12. CONFLICT OF INTEREST CLAUSE Contractor covenants that it presently has no interest and shall not have interests, direct or indirect, which would conflict in any manner with performance of services specified under this Agreement. 13. NOTICE Any notice, tender, demand, delivery, or other communication pursuant to this Agreement shall be in writing and shall be deemed to be properly given if delivered in person or mailed by first class or certified mail, postage prepaid, or sent by fax or other telegraphic communication in the manner provided in this Section, to the following persons: Page 5 of 8 25B-69 To City: Clerk of the City Council City of Santa Ana 20 Civic Center Plaza (M-30) P.O. Box 1988 Santa Ana, CA 92702-1988 Fax 714- 647-6956 Executive Director Public Works Agency City of Santa Ana 20 Civic Center Plaza (M-21) P.O. Box 1988 Santa Ana, CA 92702 Fax 714-647-5635 To Contractor: Energy Retrofit Co. 27363 Via Industria Temecula, CA 92590 A party may change its address by giving notice in writing to the other party. Thereafter, any communication shall be addressed and transmitted to the new address. If sent by mail, communication shall be effective or deemed to have been given three (3) days after it has been deposited in the United States mail, duly registered or certified, with postage prepaid, and addressed as set forth above. If sent by fax, communication shall be effective or deemed to have been given twenty-four (24) hours after the time set forth on the transmission report issued by the transmitting facsimile machine, addressed as set forth above. For purposes of calculating these timeframes, weekends, federal, state, County or City holidays shall be excluded. 14. EXCLUSIVITY AND AMENDMENT This Agreement represents the complete and exclusive statement between the City and Contractor regarding the subject matter herein, and supersedes any and all other agreements, oral or written, between the parties. In the event of a conflict between the terms of this Agreement and any attachments hereto, the terms of this Agreement shall prevail. This Agreement may not be modified except by written instrument signed by the City and by an authorized representative of Contractor. The parties agree that any terms or conditions of any purchase order or other instrument that are inconsistent with, or in addition to, the terms and conditions hereof, shall not bind or obligate Contractor or the City. Each party to this Agreement acknowledges that no representations, inducements, promises or agreements, orally or otherwise, have been made by any party, or anyone acting on behalf of any party, which are not embodied herein. 15. ASSIGNMENT Inasmuch as this Agreement is intended to secure the specialized services of Contractor, Contractor may not assign, transfer, delegate, or subcontract any interest herein without the prior written consent of the City and any such assignment, transfer, delegation or subcontract without Page 6 of 8 25B-70 the City's prior written consent shall be considered null and void. Nothing in this Agreement shall be construed to limit the City's ability to have any of the services which are the subject to this Agreement performed by City personnel or by other contractors retained by City. ITWIMIRIAMM", No waiver of breach, failure of any condition, or any right or remedy contained in or granted by the provisions of this Agreement shall be effective unless it is in writing and signed by the party waiving the breach, failure, right or remedy. No waiver of any breach, failure or right, or remedy shall be deemed a waiver of any other breach, failure, right or remedy, whether or not similar, nor shall any waiver constitute a continuing waiver unless the writing so specifies. EfI�IMJ.It'z 10,14 Y to)0 This Agreement may be terminated by the City upon thirty (30) days written notice of termination. In such event, Contractor shall be entitled to receive compensation for all services performed by Contractor prior to receipt of such notice of termination, subject to the following conditions: a. As a condition of such payment, the Executive Director may require Contractor to deliver to the City all work product completed as of such date, and in such case such work product shall be the property of the City unless prohibited by law, and Contractor consents to the City's use thereof for such purposes as the City deems appropriate. b. Payment need not be made for work which fails to meet the standard of performance specified in the Recitals of this Agreement. 18. NON-DISCRIMINATION Contractor shall not discriminate because of race, color, creed, relation, sex, marital status, sexual orientation, age, national origin, ancestry, or disability, as defined and prohibited by applicable law, in the recruitment, selection, training, utilization, promotion, termination or other employment related activities or in connection with any activities under this Agreement. Contractor affirms that it is an equal opportunity employer and shall comply with all applicable federal, state and local laws and regulations. 19. JMSDICTION-VENUE This Agreement has been executed and delivered in the State of California and the validity, interpretation, performance, and enforcement of any of the clauses of this Agreement shall be determined and governed by the laws of the State of California. Both parties further agree that Orange County, California, shall be the venue for any action or proceeding that may be brought or arise out of, in connection with or by reason of this Agreement. Page? of S 25B-71 20. PROFESSIONAL LICENSES Contractor shall, throughout the term of this Agreement, maintain all necessary licenses, permits, approvals, waivers, and exemptions necessary for the provision of the services hereunder and required by the laws and regulations of the United States, the State of California, the City of Santa Ana and all other governmental agencies. Contractor shall notify the City immediately and in writing of its inability to obtain or maintain such permits, licenses, approvals, waivers, and exemptions. Said inability shall be cause for termination of this Agreement. 21. MISCELLANEOUS PROVISIONS a. Each undersigned represents and warrants that its signature herein below has the power, authority and right to bind their respective parties to each of the terms of this Agreement, and shall indemnify City fully, including reasonable costs and attorney's fees, for any injuries or damages to City in the event that such authority or power is not, in fact, held by the signatory or is withdrawn. b. All exhibits referenced herein and attached hereto shall be incorporated as if fully set forth in the body of this Agreement. IN WITNESS WHEREOF, the parties hereto have executed this Agreement the date and year first above written. ATTEST: MARIA D. HUIZAR Clerk of the Council APPROVED AS TO FORM SONIA R. CARVALHO City Attorney By: Ni J6J& M. Funk Assistant City Attorney RECOMMENDED FOR APPROVAL Fuad S. Sweiss, PE, PLS Executive Director Public Works Agency CITY OF SANTA ANA RAUL GODINEZ II City Manager CONTRACTOR Name: Title: RECOMMENDED FOR APPROVAL David Valentin Chief of Police Santa Ana Police Department Page 8 of 8 25B-72 Exhibit A O1 1 � l Awi ENERGY 25B-73 RETROFFT CO. -- - i.kWh Table of Contents I. Cover Letter and Comganv Overview.................................................................................2 II. Important Company Facts...................................................................................................3 Ili. Agreement Statement ..........................................................................................................3 IV. Understanding of Need........................................................................................................3 V. Profile of Services (Firm and Team Experience)...............................................................4 A. Audit Services.................................................................................................................................4 Ray Walker, Senior Project Manager— Southern California...........................................................9 B. Lighting Design...............................................................................................................................5 Safety..................:.................................................................................................................9 C. Installation.......................................................................................................................................6 D. Management of Utility incentives....................................................................................................7 Error. Bookmark not defined.0 E. System Maintenance......................................................................................................................7 XI. VI. Key Executives & Technical Staff.......................................................................................8 A. Chris Kirchwehm, President............................................................................................................8 B. Erica Inderwick, Senior Vice President...........................................................................................8 C. Matt Kirchwehm, Operations & Sales Support................................................................................8 D. Craig Kilby, VP of Sales, Business Development...........................................................................8 E. Ben Van Etten, Senior Project Manager— Northern California.......................................................9 F. Ray Walker, Senior Project Manager— Southern California...........................................................9 VII: Safety..................:.................................................................................................................9 VIII. Awards .................................................................................,......................................9 IX. Relevant Project Experience ................................................. Error. Bookmark not defined.0 X. Project Case Studies........................................................................................................111 XI. Schedule ...........................................................................................................................115 XII. References........................................................................................................................115 �ENERCGY RETROF9T Co. 25B-74 I. Cover Letter and Company Overview Attached you will find our bid and submittal package for your RFP No. 18-069 Santa Ana Police Department Energy Lighting Retrofit project. Since 2008, Energy Retrofit Co ('ERG") has provided design, engineering, construction, and maintenance of lighting systems for commercial, institutional, industrial, municipal, agricultural, health care, educational, and food and beverage processing facilities. ERC is a member of the DLC Energy Consortium and US Green Building Counsel and is a licensed California Electrical and General contractor. We are also California Title 24 Acceptance Testing Certified. We take pride in our reputation for providing quality work and service. We have installed projects for over 10,000 different customers throughout the state of California. Our highly trained and skilled staff operates as a team: from job -dedicated Project Managers, Estimators, and construction crews, to Certified Energy Managers, LEED Professionals, Title 24 Certified Inspectors. Our technicians are company employees, not subcontractors — assuring that you will receive the very highest level of quality and control on yourjob. We are driven to provide our customers with lighting solutions that optimize energy savings at the very lowest possible cost. Our business philosophy promotes quality, honesty, value and teamwork. We create a proven team approach throughout the design and construction process on every project. Our experience has demonstrated that this process increases communication and improves productivity and quality of construction, while saving our customers both time and money. ERC prides itself on the numerous awards that it has received from California's top utility companies, and we are proud of our top-rated safety program, and our industry-leading sustainability initiatives. Selecting a qualified lighting services contractor is an important decision for any customer, since the project they produce will be in service for years to come. As you evaluate potential contractors, you may begin to think that all firms are the same. We are confident that if you look closely you will conclude that ERC is the most qualified, while also offering the very best pricing in the industry. Sincerely, 9_/� Chris Kirchwehm President Marketing Power Inc dba Energy Retrofit Co. Business Entity: S Corp ENERGY REfROFFT CO. 25B-75 II. Important Company Facts Legal Name & Address Marketing Power Inc. dba Energy Retrofit Cc (ERC) 27363 Via Industria Temecula, CA 92592 Contractor Licensing California — Class C10 (Electrical) and Class B (General) License 0924719, Expiration 2019 Insurance Coverage Umbrella Liability Umbrella Liability General Liability General Liability Workers Compensation Automobile Liability Bonding Ability Individual Project Total Bonding Capacity $5,000,000 (Each Occurrence) $5,000,000 (Aggregate) $1,000,000 (Each Occurrence) $2,000,000 (Aggregate) $1,000,000 $1,000,000 $25,000,000 $100,000,000 Certifications California Certified Lighting Acceptance Technician — TC•A813924 TEED AP ID&C Small Business ELBE / SLBE — Supplier No. 1792774 Lighting Design AGI32 Experienced Southern California Edison — Midstream Supplier Approved, Registered Trade Professional Pacific Gas & Electric — Midstream Supplier Approved, Registered Trade Professional San Diego Gas & Electric - Registered Trade Professional III. Agreement Statement We concur with all provisions as contained in the standard agreement attached. IV. Understanding of Need See attached Scope of Work Letter in Exhibit A 0EtvErzGv RErrzorri Co. see r.' 5-1 f '. 25B-76 V. Profile of Services — Firm and Team Experience Most facilities have lighting systems that were installed based predominately on °lowest upfront costs° versus °life -cycle costs," While this might help make a building less expensive to build, these systems are generally very Inefficient and expensive to operate. Over time, many facilities have upgraded their lighting systems to newer, more efficient systems that, at one time, featured the latest and greatest fluorescent lighting technology. These systems offered energy saving Improvements over the old system, but they still had a relatively short rated life and required expensive maintenance. The great news Is that lighting technology has advanced rapidly In the past few years. New solid-state LED lighting, together with innovative sensors and controls, make for a no-bralner improvement at almost every facility. Dramatic product price drops combined with extreme advances In industry technology allow most facilities to find a lighting solution that actually pays for itself. The economics of a new LED lighting solution has reached the peintwhere waiting for further advancements actually decreases the potential lifetime savings. The biggest challenge for most customers is navigating all of the possible solutions to find the best lighting system for their facility. Making an incorrect decision can lead to sacrificed light levels or low -quality lights that were cheap to purchase, but expensive to maintain in the long run, With over 10,000 projects under our belt, we know lighting —thats all we do, Our award-winning team can analyze your facility and,prepare a proposal that will give you a state-of-the-art lighting system that is designed for maximized energy savings, the absolute longest life, and Improved lighting levels for your facility. Our step- by-step process for reaching this goal is described below. A. Audit Services The service we provide frequenfly begins with an energy audit of the facility. This service Includes the following: • One of our experienced Ilghting auditors visits the site and conducts a physical inspection of the facility. The accuracy and completeness of the Information collected during this phase Is crucial to assist our design team In developing accurate energy calculations and scope of work. • The facility type and utility program may determine specific auditing guidelines, but in most cases the following information Is collected during the audit phase: o Itemized counts of all existing fixture types and wattages o Pictures of each fixture and lamp types for existing fixtures o Equipment requirements for safe installation (ladders, lifts, etc.) o Electrical company, current kWh rate, and demand charges o Existing lighting controls, dimming, and emergency backup systems o Current and projected operating hours for each area to be upgraded o Any additional pertinent Information noticed during the audit — this may vary from building to building • Finally, our auditors will consult with representatives from the facility to determine the clients goals and expectations. We will educate the client on diverse options and capabilities of the latest in LED Lighting technology, Y4 FNERGr Rr-rRciMT M 25B-77 B. Lighting Design Our company offers lighting design services for every project. This step of the process is critical and features the following: • Our design team will thoroughly review the information collected by our auditor so that we can better understand the existing lighting system. • Upon review, we will prepare a proposal to provide the client with a detailed financial analysis and our recommended LED lighting & controls to be installed. Our team will design one or more options based on the following general guidelines and/or goals for each facility; o Match or improve current light quality and output o Specify LED retrofit kits where possible and new LED fixtures when retrofit kits are not the desired option. o If operating hours are extremely low, or the fixture cannot economically be replaced with a new fixture or retrofit kit, we will typically specify 'Type A" TLED lamps with new ballasts. Our process includes design of the proper lighting controls technology. This step is frequently overlooked by many competitors, but it has been shown that when properly designed and installed, lighting controls can reduce buildings' energy use by an additional 24-38%. Our process Includes the use of occupancy, daylight, and dimming controls when appropriate. We have our own in-house CALTCP certified Acceptance Technician to ensure that the system complies with state or local energy codes. If a customer has specific illumination standards that must be met, we have in-house ability to design a system based upon accurate photometric predictions for light levels. o ERC's certified lighting designer utilizes AGI32 Lighting Software, the industry standard for accurately calculating both interior and exterior light levels. o The customer's existing lighting fixture schedule along with CAD drawings are collected, and the information is then input into the AGI32 software. The software M allows our designer to simulate the new Illumination levels with the proposed LED fixture. Our designer can then select the appropriate LED fixture that produces the Customers required foot candle measurements. • Value Engineering is a key component of our process. We believe there is always great opportunity in the LED lighting to identify materials and construction techniques to reduce project cost without compromising the quality, aesthetics, or reliability of the new LED system. Our design team works ENERGY RETROFIT CO. 25B-78 closely with purchasing to ensure we are recommending the most efficient LED lighting technology from proven suppliers. Prior to completion, our design team will review the final proposal to ensure that the following details have been clearly articulated; o Total project cost for a °tum -key' LED upgrade. o Utility company rebates and Incentive amount where applicable. o Existing and New fixtures wattages, and annual energy costs. o Annual energy 8 maintenance savings calculations for each individual fixture type and fixture location throughout the facility. o Return on investment (R01), as an annual return on capital invested. o Lighting Service Agreement (LSA) payment and cashfiow calculations. • A meeting will be scheduled to review the final proposal (s), and adjustments can be made to complete the client's project requirements and objectives. C. Installation We always offer a turnkey installation process with every project. With over 10,000 projects installed to date, we know how to safely install a project in every type of setting. Our goal is always to install the project without the customer ever knowing we were even there. Our process for installation includes the following: o Pre -Installation Process • Upon receipt of the Notice to Proceed from the customer, we will hold a planning meeting to ensure that the project is set up for success right from the start. This planning meeting will include final notes from the audit, information gathered from the customer, for example — best time to perform work, where materials can be stored, building priority, rules for working at the facility, etc. • The fixtures will be ordered, and our plan will be clearly communicated to the site contact. We will send several emails detailing when the fixtures are expected, when we plan to install, where we will be starting, etc. o Installation Process • Our technicians will work In teams of two to four per team. Each team will make sure that all fixtures and sensors are operational prior to leaving the room. Our technicians are company employees, and not subcontractors. • The work will be performed during off -shift hours at whatever time is best for the customer. • The crew will clean as they go and it will be their plan to leave each room without evidence of having been in the space. They are detailed and thorough in their cleaning of the space prior to moving on to the next rooms. • The Interior areas will all be completed before starting the Exterior fixtures. o Post- Installation • After the installation has been completed, we will ask the customer to conduct a post installation verification walk with the lead supervisor. During this time, both the customer and ERC representative can identify whether or not a punch list is required and/or if the project can be signed off as complete. If a punch list is required, our team will work diligently to complete these action items and report back to the customer once they have been wrapped up. ENERGY RE-rROFlT Co - 25B -79 • After all punch work is complete, our Supervisor will provide a detailed hands-on Training Session for the customer so that everyone understands how the system works, and how to modify settings on the Sensor Controls, • Our Supervisor will also leave behind copies of warranty and installation Instructions for each of the different fixtures and sensors that have been Installed on the project D. Management of Utility Incentives ERC Is a registered Trade Professional with each of California's Utility companies and has dedicated personnel on staff to manage the various utility rebate and incentive programs that are available throughout the slate. ERC Is familiar with such programs and the rules and requirements for each —this is critical as these program rules are constantly changing and can dramatically affect the rebate that is obtained (or lost) for a given project. Our team will work closely with the utility company to review all product details, such as verifying that all products comply with the appropriate qualifying list (DLC, Energy Star, POL, etc.) for the rebate program in the area. We will also ensure the rebate paperwork is collected and filled out properly and that submittals are made In a timely manner. In addition to the local rebate and Incentive programs, ERC has a dedicated staff that is available for On -Bill Financing processing. This includes, but is not limited to, completing the OBF applications and OBF supplemental worksheets, having knowledge of customer eligibility, understanding loan limits and terms, and most importantly— knowing how to navigate the utility company process for these OBF loans. ERC is the recognized leader in California for knowledge of rebates, incentives, and OBF loans. This knowledge is critical as it can lead to 'found money' for projects, where no rebate was thought to exist Equally important, the expertise is critical to ensuring that every customer receives the full rebate that is available for a lighting project being planned. E. System Maintenance We provide warranty service for every project we install, and our team Is always ready to provide this service should a client find that a fixture has failed. We typically provide 46 -hour service for these warranty Issues. We can also provide a quote for a plan that features an extended warranty for any customer that prefers to never have to worry about lighting maintenance in the future. This approach allows the customer to focus on the more pressing areas of their business, while we ensure their lights are always working. ENERGY REmoFri Co. `�'cfin.y. awry v,mrr VI. Key Executives & Technical Staff A. Chris Kirchwehm, President Bachelor of Arts, UC Irvine American Lighting — VP Sales & Marketing 2003-2008 Energy Retrofit Co. 2008 -Present o President and Principal o Oversees all aspects of sales and operations o Responsible for lighting retrofit projects in excess of $30M o Intimate knowledge of CPUC guidelines for energy projects and all CA incentive programs o Actively maintains relationships with wide variety of manufacturers for CA utility qualified LED products o Maintains product standards for ERC in compliance with Title 24, DLC, Lighting Facts and Energy Star requirements B. Erica Inderwick, Senior Vice President Bachelor of Science, Azusa Pacific American Lighting —VP Operations 2001-2015 Energy Retrofit Co. 2015 -Present o Senior Vice President o Responsible for complying with all utility program requirements o Ensure compliance with all safety and installation requirements o Provide customer interface forjob scheduling, warranty issues and general customer satisfaction o Maintains a clear understanding of prevailing wage requirements in accordance with 2015 CA DIR standards o . Manage rebate process and ensure highest possible rebate is obtained C. Matt Kirchwehm, Operations & Sales Support • MBA, University of Phoenix • Bachelor of Arts, Business, UCSD • CoStar Commercial Real Estate • Energy Retrofit Co. 2008 -Present o Operations & Sales Support o LEED Green Associate o Title 24 Certified ATT o Works with suppliers and customers to ensure all technical requirements are met D. Craig Kilby, VP of Sales, Business Development • Bachelor of Science, Electrical Engineering —Virginia Tech • 25 Years Sales & Management Experience —10 Years In F1000 Companies • Energy Retrofit Co. • Manage Sales Team of 12-15 Outside Sales Reps • Intimate knowledge of Lighting Applications & Custom Solution Development • Responsible for Sales Enablement, Training, and Sales Processes o Manage eCommeroe Operation ErvERry RE-rR®Frr 00. 25B-81 2011 -Present E. Ben Van Etten, Senior Project Manager— Northern California American Lighting, VP Operations 2001-2008 o Responsible for all crews and all large projects City of Bakersfield, Lead Electrical Tech 2009.2017 o Led effort to install 15,000 City Street Lights Energy Retrofit Co. 2017 -Present o Certified Journeyman Electrician o Leads & supervise large scale projects with focus on Schools & Government jobs o Extremely familiar with all aspects of electrical wiring and electrical code requirements o Extensive experience with Public Works and Government code projects F. Ray Walker, Senior Project Manager - Southem California Energy Retrofit Co. 2008 -Present o Certified Journeyman Electrician o Leads and supervises large scale projects o Extremely familiar with all aspects of electrical wiring and electrical code requirements o Extensive experience working on public works projects specifically 02 and higher education facilities Including DSA Inspeotions o Familiar with all types of lighting applications VII. Safety ERC's staff are fully trained In all aspects of safety principles. The company has Implemented an Injury Illness Prevention Pian (IIPP) concerning daily work activities and potential hazards for all company employees. The corporate IIPP manual provides all employees with detailed descriptions of typical scopes of work, instructions to safety carry out each task associated with Individual work assignments, and preventive measures necessary to complete the.work assignments In a productive and safe manner. Safety for Its employees is one of ERC's core concerns. With a comprehensive and detailed safety plan (IIPP), job -site safety meetings, a policy of rewarding employees for continued safety training and our requirement that all core foremen receive 30 hours of OSHA training, ERC's safety policies are realized from the top down, ERC Is proud of its current EMR rate of ,76. VIII. Awards The company has a long and proud history of success in California. ERC has received numerous awards from California's top Utility Companies. A partial list of these awards includes the following: • Southern California Edison: o IN Place — Highest kWh and kW Energy Saving's Contractor o Greatest Number of Controls Installed • Pacific Gas & Electric: o Top Performer— Total kW & kWh Savings —Area 2 o Top Performer— Total kW & kWh Savings — Large Commercial Office o Top Performer— Total kW & kWh Savings— Fabrication o Outstanding Achievement— Total kW & kWh Savings — Overall PGE Territory o Outstanding Achievement—Total kW & kWh Savings—Areas 1, 5, & 6 o Outstanding Achievement— Total kW & kWh Savings — Fabrication +'ENER13Y RE.TROFFT Gp. 25B-82 IX. Relevant Project Experience AUTO DEALERSHIPS COMMERCIAL & INDUSTRIAL SCHOOLS & COLLEGES Commonwealth Audi Canon USA Poway USD Mercedes of San Diego General Atomics San Lorenzo USD Lexus Escondido Under Armour San Bruno USD Kearney Mesa Acura FedEx Rialto USD Newport Beach Lexus CBRE Pajaro USD Penske Auto Irvine Company Jones Lang LaSalle Robert Half Intemational Orangewood Elementary Edison Middle School Calvin Christian School GOVERNMENT & MUNICIPAL-' California Highway Patrol Buena Park Ubrary Lockheed Martin St Joseph High School Anaheim Convention Center Trane Corporation Escondido Christian City of Temecula Sierra Pacific Properties Frito-Lay Penske Automotive Marin County High School Foothills Christian High School Saint Joseph Academy HOSPITALITY & RETAIL Hyatt Aventine Oakland Airport Hilton Trader Joe's Christ Lutheran Elementary Palm Springs Marriott Pell Development Dover Elementary Sacramento Double Tree by Hilton Electrolux Sierra Charter Wyndham—Irvine Goodyear Richland USD Hilton Arden West General Mills Bishop O'Dowd High School Ba air Center Mall Hitachi Sutter Home Quaker Oats River Delta USD Bellermine College Prep Coleman University HOSPITALS & HEALTHCARE ' Scripps Health Sharp Community Medical Group Del Monte Santa Sophia School Abbott Laboratories Hitachi San Bruno USD Dr Leads Dentistry ING Pottery Barn San Diego Zoo Cottonwood Charter Coast USD River Della USD 'OTHER - .' :.. " Solana Beach Presbyterian Sunbelt Parking Lot North San Diego Association of Durham USD West Pointe Shopping Mall Realtors KIPP College Prep River View Sperry Commercial Santa Rosa Junior College Winepress Wilsons Creek Winery UCSF Neurosciences Institute Ralnin Instrumental Nanosys Inc. Oak Manor Elementary Rabobank Hunter Industries Laney College Fitness Evolution Atlantic Power Corp Antelope Valley School District World Gym Paperwork Industries University of Phoenix Storage West American Sports Center Del Mar Pines �t D ENF-Roy RErROFrr Ca. And Many Others....... 25B-83 10 X. Project Case Studies Poway Unified School District 3776 Annual Energy Savings PROJECT DESCRIPTION This project was installed for the Poway Unified School District in Poway, California from 2014 - 2016. ERC worked as a subcontractor for Bamham Construction and together the companies won a bid RFP that was valued at $1.5M. The project featured funding from California Prop 39, as well as significant rebates from SDG&E. SCOPE OF WORK Project Images ✓ Designed and installed new LED lighting for two elementary and two high schools in the PUSD. ✓ The retrofit solution included the replacement of all HID and Fluorescent technology with LED. ✓ CREE LED troffer fixtures, CREE Bi -Level wall packs, LED Can retrofit kits, LED Type.A Tubes with new ballasts, and CREE Area Lights. ✓ Installation of low voltage 0-10V dimming controls in all classrooms and offices. ✓ Overall reduction of 37% in energy use. ✓ Overall project cost= $1.6M. PROJECT CHALLENGES & SOLUTIONS ✓ The District stated it was important that the new dimming controls technology be easy to use by the school room teachers and the school staff. ✓ Our Team designed a Lighting Controls Solution that included occupancy sensors, controls, and dimming technology that were easy to use by the staff. ERC offered a commissioning process which featured both training for the staff as well as system setup in each room. ✓ Low Voltage 0-10V dimming controls were designed to ensure that dimming circuit #1 controlled the two fixtures directly in front of the classroom projector screen, whereas the balance of the fixtures in the classroom were controlled by dimming circuit #2. E@dERGY REfROFFT Ca 11 UTC Aerospace 55% Annual Energy Savings PROJECT DESCRIPTION UTC Aerospace awarded a design -build contract to install new LED lighting to improve safely in the °high traffic° areas surrounding the exterior areas on their 18 -acre Riverside campus. Because of the dramatic improvement in exterior lighting, UTC management requested that ERC perform additional upgrades in critical interior work environments, including the Airbus airplanes assembly building. Pro)ect Images SCOPE OF WORK ✓ Designed & installed new LED lighting throughout the campus. ✓ The retrofit exterior solution included the replacement of all High -Pressure Sodium lighting with LED ✓ Lighting design software (AGI32) was used to ensure that new lighting would be significantly improved in all areas ✓ New LED High Bay Mures were installed to replace T5 Fluorescent in the Airbus assembly building ✓ Overall reduction of 55% in energy use. ✓ Total project cost = $550,000 (additional work ongoing) PROJECT CHALLENGES & SOLUTIONS ✓ The outdated High -Pressure Sodium lighting offered poor light quality and coverage. UTC management had deemed the roadways on the property to be unsafe for employees. • New LED Area lights, Flood lights, and Wall packs were installed throughout the campus dramatically improving light output and coverage, improving overall visibility and safely. ✓ Our Team designed a High Bay LED solution for the Airbus assembly area to both improve light levels and incorporate 0-10V dimming technology to allow the assembly technicians to dim the lighting during a process that requires the use of lasers to guide them when assembling critical components of the aircraft. ENERGY RETROF r CU 25B-85 12 Aromas - San Juan Schools 65% Energy Reduction PROJECT DESCRIPTION The Aromas / San Juan Unified School District posted a competitive -bid, Request For Proposal for a lighting upgrade project to be performed at schools in their district. The bids were reviewed by the District and the contract was awarded to ERC. The project was completed ahead of schedule, under budget, and with no change orders. The project featured rebates that were managed by ERC, and Prop 39 funding as well. Project Images SCOPE OF WORK ✓ The project featured over 1300 new LED fixtures for the interior areas of two schools. ✓ The project also featured extensive use of motion controls for all the lights on the project. ✓ The project was installed during the school year, while school was In session. ✓ Overall project cost = $215K. CUSTOMER TESTIMONIAL "I am writing to recommend Energy Retrofit Company for any electrical installation that you might have. Their crew was nothing but professional and courteous. The team was on time, worked clean and would work around any events that we had going on at the school. I have no doubt Energy Retrofit Company would be a value to any organization that would choose to use them. I give my highest recommendation. If I can provide any further assistance, do not hesitate to contact me." - Daniel Carrillo i EmERGY RErROFrr Co. S.1 Fl—. c...: -r., r 13 Anaheim Convention Center $360,347 Annual Energy Savings PROJECT DESCRIPTION Anaheim Convention center awarded Energy Retrofit Co. a contract to replace their outdated T12 Fluorescent HO fixtures. After the initial contract was completed, the facilities staff requested ERC to design -build additional work to complete the exterior lighting, office lighting, and parking garage lighting. The additional lighting work was done as a 'change order" to the initial contract and was paid for using a combination of U.S. Department of Energy's Energy Efficiency and Conservation Block Grant (EECBG) Program and Anaheim Utility Rebates. Project Images SCOPE OF WORK ✓ Replaced over 2000 T12 fluorescent fixtures with new low wattage fixtures with bi-level occupancy controls in the parking garage. ✓ Retrofitted all interior office lighting and all common areas with new low wattage system. ✓ Energy savings exceeded $360K per year. ✓ Overall project cost = $765K. PROJECT CHALLENGES & SOLUTIONS ✓ The convention center and parking garage were extremely busy — operating 24 hours per day, every day of the year, with no down time for an installation to be scheduled. ✓ The ERC installation team worked closely with facilities management to coordinate product delivery and installation between convention center event dates. ✓ The ERC installation team worked double shifts to ensure that all 2,000+ convention center hall fixtures were safely installed in under 45 days, with no impact to the center's schedule of events. IVEr-iERsv PETRoFjr On L111; - , ..1 11;1 25B-87 14 XI. Schedule Our Company will work closely with the City of Santa Ana to ensure the project is completed on or ahead of schedule. We have installed similar projects for other public agencies and have had tremendous success with meeting Customer expectations for project completion. The initial plan for project scheduling is shown below (dates will change, based upon approvals from the City). Our current workload and backlog allow for us to accept this project and have a dedicated Project Manager and Electrical Supervisor to oversee the onsite crew. PROPOSED SCHEDULE OF SERVICES Project Activity Milestone Date Award of Contract / Notice to Proceed NTP September 4, 2018 Order Materials September 4, 2018 Site Preparation and Pre -Inspections September 23, 2018 Complete Interior Work September 29, 2018 Commissioning / Punchwork November 7, 2018 Project Complete November 29, 2018 XII. References Anaheim Convention Center • Kelli Tunnicliff, Purchasing Director, 562-209-0037 City of Temecula Bruce Wedeking, Facility Maintenance Superintendent, 951.699-1403 City of Roseville • Charles Aycock, EIM Systems Coordinator, 916-746-1836 ENERGY RETROFIT CO. 15 -n�. ENERGY City of Santa Ana Police Department Attn: John Aguilar / Christy Kindig 714-647-5008 Scope of Work — Santa Ana Police Department Lighting Retrofit Option A (Standard T24 Qualified) - $426,403 Estimated SCE Midstream Rebate - $22,680 (not included in project cost) RETROFIT CO. Saying Ery p Smw' .010nay Based on the review of this project, Option A includes the most cost-effective solution to replace all existing 4ft and 8ft pendant mounted "directlindirect" fluorescent fixtures with a "directional" new fixture Title 24 compliant lighting system. • The base bid includes removing and recycling all pendant mounted 4ft & 8ft fixtures. • One 2x2 LED Aleo (SLT-CD-22HE-26/840 XE 133) fixture will be installed every eight feet (per photometrics) • All new LED products specified are DLC Premium • This lighting system includes all new wiring, j -boxes, and new earthquake tie wire (assumes drop ceiling throughout the facility and no HVAC obstructions.) • Per Title 24 requirements, occupancy sensors will be included in the offices that are less than 250sf and conference/multipurpose area, classroom/training, and restrooms (estimate 149x rooms). • Title 24 certification forms NRCC-LTI will be followed and engineered by a CALTCP Technician for this project. • Photometric calculations based off actual plans are estimated at,above 20 foot-candles (see following page) • Install schedule is based on manufacturer stock availability. Option B (Advanced Wireless Controls) - $609,648 Estimated SCE Midstream Rebate - $22,680 (not included in project cost) Based on the review of this project, Option B includes an advanced lighting control system utilized to replace all existing 4ft and 8ft pendant mounted "directlindirect" fluorescent fixtures with a "directional" new fixture Title 24 compliant lighting system. This option goes beyond T24 requirements for maximum functionality, energy savings, and lighting management control. • The alternate bid Includes removing and recycling all • One 2x2 LED LG (LGE-2X2SI-25-XX-3200-TB) troffe feet (per photometrics) y U • All new LED products specified are DLCiPrsfniymv,_ • This lighting system includes drop ceiling throughout !De/V .0--7-N ! ENERGY RETROFTT Go. Snag y ene y S, wng Mane, • Occupancy/daylight combo sensors will be integrated in the fixture every two troffer fixtures throughout the facility and controlled in "zones" based on the customers preferences to be established prior to the project initiation. • All fixtures will have wireless dimmable ability and switches will be installed where tuning was noted (offices, conference rooms, etc.) • Easy scheduling, grouping, sensor setting, and commissioning can be done wireless with an LG Tablet. • This LG system can be tied into a cloud based EMS run by GE Current. The cost for this is not included but and estimate can be acquired if requested by the customer. • Install schedule is based on manufacturer stock availability. AGI32 Photometric Calculations • Estimated Avg. achieved footcandles — 20+ • Photometrics are based on the actual plans A 26 23 18 1 is 11 7.s 3.8 0 Illuminance (Fc) r ,u n •! r 1 0 i {4 fF t 1 1 T4 4 f T 1 :z4ni4 �` ,;, t•r`-' y r"273Bg�`/1'a�lndustriar ..c ,.. .. A. ^. . •s.l� 14j.i �• 1j .aE` � tel. .eWY1rW.GnOtevinf�n fifnn nn4, � Santa Ana Police Department Energy Retrofit Today's Date: 8/15/2016 Wedaeadey (ventral red 6v) Project Leado.Ray Stan Date:0/42018 Tuaaday Fear Dayol Wk (Mm=2): 2 AT d C el m A 0 O O pr 'b 2 E nak C u �'. : 8 8- n S 8 V p Was Tasks L.ad Start End []' 3 D 0 mu mY:[P'v.ee^n � 920118 3 026116 L3 i Punchlisland ti`i' 1 cleanup Ray,. 1.,. 117111 1121118 70�. `'.Y. Gann Cban Templal. by Vane.e2.ean 25B-91 0 ® 2000 Vene.@ LLC Deweryof - — — _-- 1.1 materials Lam 9117/18 Sita preparation t "9': ad pro n' xq�i :' 1 Inspections Ray ar,9/2 . Demo and 1.1 irsWlation begins Lem 920118 histaution of F.7= 1 troffers RayIU 29, Installation of 1.1 sensors Ray 1117118 eormnlssioning- 1 review Rayr YLJi¢' mu mY:[P'v.ee^n � 920118 3 026116 L3 i Punchlisland ti`i' 1 cleanup Ray,. 1.,. 117111 1121118 70�. `'.Y. Gann Cban Templal. by Vane.e2.ean 25B-91 0 ® 2000 Vene.@ LLC APPENDIX ATTACHMENT 3-1: NON -COLLUSION AFFIDAVIT CERTIFICATIONS CITY OF SANTA ANA REQUEST FOR PROPOSALS FOR SANTA ANA POLICE DEPARTMENT ENERGY LIGHTING RETROFIT RFP NO.: 18-069 NON -COLLUSION AFFIDAVIT (Title 23 United States Code Section 112 and Public Contract Code Section 7106) To the CITY OF SANTA ANA DEPARTMENT OF PUBLIC WORKS In accordance with Title 23 United States Code Section 112 and Public Contract Code 7106 the BIDDER declares that the bid is not made in the interest of, or on behalf of, any undisclosed person, partnership, company, association, organization, or corporation; that the bid is genuine and not collusive or sham; that the BIDDER has not directly or indirectly induced or solicited any other BIDDER to put in a false or sham bid, and has not directly or indirectly colluded, conspired, connived or agreed with any BIDDER or anyone else to put in a sham bid, or that anyone shall refrain from bidding; that the BIDDER has not in any manner, directly or indirectly, sought by agreement, communication, or conference with anyone to fix the bid price of the BIDDER or any BIDDER, or to fix any overhead, profit, or cost element of the bid price, or of that of any other BIDDER, or to secure any advantage against the public body awarding the contract of anyone interested in the proposed contract; that all statements contained in the bid are true; and, further, that the BIDDER has not, directly or indirectly, submitted his or her bid price or any breakdown thereof, or the contents thereof, or divulged information or data relative thereto, or paid, and will not pay, any fee to any corporation, partnership, company association, organization, bid depository, or to any member or agent thereof to effectuate a collusive or sham bid. Note: The above Non -collusion Affidavit is part of the Proposal. Signing this Proposal on the signature portion thereof shall also constitute signature of this Non -collusion Affidavit. BIDDERS are cautioned that making a false certification rr�y subject the certifier to criminal prosecution. Signed State of Cal oroia County of K( Ve,e Subscribed and sworn to (or affirmed) before me on this [S day of w, gASL 201 by8hY) Sh(llUf� �GiV lltUghrvt proved to me on the basis of satisfactory evidence to be the person() who appeared before me. CHRISTINA LYNN NENRICKSEN Nahry Publle - CAllrarnil i '` ° Riverside County { Q�ota�PublicSignaturc Notary Public Seal Commlulon 07757147 My Comm. Expirty Aug 2, 7072 - 25B-92 CALIFORNIA ALL-PURPOSE ACKNOWLEDGMENT CIVIL CODE 5 1189 A notary public or other officer completing this certificate verifies only the identity of the individual who signed the document to which this certificate Is attached, and not the truthfulness, accuracy, or validity of that document. State of California County of 2 V cmj le On I I V A I, IS, ZU 19-- before me, N'1V!5:1 VU{ 4CH N 1(.' S .t'1 I if7,(j4 nW1 I G Date Here Insert Name and Title of the Officer personally appeared Chris Shown L I V (blo-c m Name(s) of Signer(s) who proved to me on the basis of satisfactory evidence to be the persons) whose name(a) is/are subscribed to the within instrument and acknowledged to me that he/sge><" executed the same in his/he##teir authorized capacity(les), and that by his/he4W;o# signature(ay on the Instrument the person(3r or the entity upon behalf of which the person(4acted, executed the Instrument. �CHRISTINA LYNN HENRICKSEN Notary Public •California Riverside County ^ Commission 0 225214 MY Comm, Expires Aug 2, 2022 Place Notary Seal and/or Stamp Above I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct. WITNESS my hand and official seal, Signature Signature of Notary Public Completing this information can deter alteration of the document or fraudulent reattachment of this form to an unintended document. Description of Attached Document Title or Type of Document: Document Date: Signer(s) Other Than Named Above: Capacity(les) Claimed by Sfgner(s) Signer's Name: ❑ Corporate Officer — Title(s): ❑ Partner — D Limited ❑ General ❑ Individual ❑ Attorney in Fact O Trustee ❑ Guardian of Conservator ❑ Other. Signer Is Representing: 02017 National Notary Association Number of Pages: Signer's Name: ❑ Corporate Officer — Title(s): ❑ Partner— D Limited ❑ General D Individual ❑ Attorney in Fact O Trustee 17 Guardian of Conservator ❑ Othec Signer is Representing: 25B-93 APPENDIX ATTACHMENT 3-2: NON -LOBBYING CERTIFICATION CERTIFICATIONS CITY OF SANTA ANA REQUEST FOR PROPOSALS FOR SANTA ANA POLICE DEPARTMENT ENERGY LIGHTING RETROFIT RFP NO.: 18.069 The prospective participant certifies, by signing and submitting this bid or proposal, to the best of his or her knowledge and belief, that: I. No federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any federal agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any federal contract, the making of any federal grant, the making of any federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment or modification of any federal contract, grant, loan, or cooperative agreement. 2. If any funds other than federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence any officer or employee of any federal agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this federal contract, grant loan, loan or cooperative agreement, the undersigned shall complete and submit a "Disclosure of Lobbying Activities". This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by Section 1352, Title 31, U. S. Code. Any person who falls to file the required certif cation shall be subject to a civil penalty. of not less than $10,000 and not more than $100,000 for each such failure. The prospective participant also agrees by submitting his or her bid or proposal that he or she shall require that the language of this certification be included In all lower tier subcontracts, which exceed $100,000 and that all such sub recipients shall certify and disclose accordingly. Inc dba Signed and Printed Name: Chris Klrchwehm Title President Date 8/15/18 25B-94 APPENDIX ATTACHMENT 3-3; NON-DISCRIMINATION CERTIFICATION CITY OF SANTA ANA REQUEST FOR PROPOSALS FOR SANTA ANA POLICE DEPARTMENT ENERGY LIGHTING RETROFIT RFP NO.: 18.069 The undersigned consultant or corporate officer, during the performance of this contract, certifies as follows: 1. The Consultant shall not discriminate against any employee or applicant for employment because of race, color, religion, sex, or national origin. The Consultant shall take affirmative action to ensure that applicants are employed, and that employees are treated during employment without, regard to their race, color, religion, sex, or national origin. Such action shall include, but not be limited to, the following: employment, upgrading, demotion, or transfer; recruitment or recruitment advertising; layoff or termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship, The Consultant agrees to post in conspicuous places, available to employees and applicants for employment, notices to be provided setting forth the provisions of this nondiscrimination clause. 2. The Consultant shall, in all solicitations or advertisements for employees placed by or on behalf of the Consultant, state that all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, or national origin. 3. The Consultant shall send to each labor union or representative of workers with which he/she has a collective bargaining agreement or other contract or understanding, a notice to be provided advising the said Rubor union or workers' representatives of the Consultant's commitments under this section, and shall post copies of the notice in conspicuous places available to employees and.applicants for employment. 4. The Consultant shall comply with all provisions of Executive Order 11246 of September 24, 1965, and of the rules, regulations, and relevant orders of the Secretary of Labor, 5. The Consultant shall furnish all information and reports required by Executive Order 11246 of September 24; 1965, and by rules, regulations, and orders of the Secretary of Labor, or pursuant thereto, and will permit access to his/her books, records, and accounts by the administering agency and the Secretary of Labor for purposes of investigation, to ascertain compliance with such rules, regulations, and orders. 6. In the event of the Consultant's non-compliance with the nondiscrimination clauses of this contract or with any of the said rules, regulations, or orders, the contract may be canceled, terminated, or suspended In whole or in part and the Consultant may be declared ineligible for further Government contracts or federally assisted construction contracts in accordance with procedures authorized in Execution Order 11246 of September 24, 1965, and such other sanctions may be imposed and remedies invoked as provided in Executive Order 11246 of September 24, 1965, or by rule, regulations, or order of the Secretary of Labor, or as otherwise provided by law. 7. The Consultant shall include the portion of the sentence immediately preceding paragraph (1) and the provisions of paragraphs (1) through (7) in every subcontract or purchase order unless exempted by rules, regulations, or orders of the Secretary of Labor issued pursuant. to Section 204 of Executive Order 11246 of September 24, 1965, so that such provisions will be binding upon each subcontract or purchase order as the 25B-95 administering agency may direct as means of enforcing such provisions, including sanctions for noncompliance; provided, however, that in the event the Consultant becomes involved in, or is threatened with, litigation with a subconsultant or vendor as a result of such direction by the administering agency, the Consultant may request that the United States enter into such litigation to pirotect the interests of the United States, 8. Pursuant to California Labor Code Section 1735, as added by Chapter 643 Stats. 1939, and as amended, No discrimination shall be made in the employment of persons upon public works because of race, religious creed, color, national origin, ancestry, physical handicaps, mental condition, marital status, or sex of such persons, except as provided in Section 1420, and any consultant of public works violating this Section is subject to all the pen It' imposed for a violation of the Chapter. Signed: Chris Kirchwehm Title: President Firm: Marketing Power Inc dba Energy Retrofit Co. Date: 8/15/18 25B-96 Exhibit B FEE PROPOSAL i ENERsy RETROFIT CO, gyri_ 2n S&, b The Standard Hourly Fee Schedule for Marketing Power Inc. dba Energy Retrofit Co. is as follows: Description of Work Hourly Rate Electrician: Inside Wireman (Journey Level) $84.08 Electrician: Maintenance Electrician (Journey Level) $59.35 Electrician: Inside Wireman (Apprentice) $30.27 Site Auditor $35.00 Project Manager j $70.00 The Scope of Work pricing Is as follows: Option: Price Option A. Standard T24 Qualified $426,403 Option B: Advanced Wireless Controls $609,648 r - ••