HomeMy WebLinkAbout75D - PH TAX EXEMPT BONDSREQUEST FOR
COUNCIL ACTION
CITY COUNCIL MEETING DATE:
SEPTEMBER 4, 2018
TITLE:
PUBLIC HEARING ON ISSUANCE OF TAX
EXEMPT BONDS FOR THE BENEFIT OF
THE CHRISTIAN AND MISSIONARY
ALLIANCE, AND RESOLUTION
APPROVING THE ISSUANCE OF BONDS
(STRATEGIC PLAN NO. 5,3)
Cl*MANAGER
APPLICANT REQUESTED ACTION
CLERK OF COUNCIL USE ONLY:
❑ As Recommended
❑ As Amended
❑ Ordinance on 1s' Reading
❑ Ordinance on 2nd Reading
❑ Implementing Resolution
❑ Set Public Hearing For
CONTINUED TO
FILE NUMBER
1. Conduct a Tax Equity and Financial Responsibility Act (TEFRA) Hearing in consideration
of the issuance of tax exempt bond financing by the California Municipal Finance Authority
(the "Authority') on behalf of Town and Country Manor of the Christian and Missionary
Alliance (the "Borrower'), for the benefit of Town and Country Manor (the "Project") for the
acquisition, construction, improvement and equipping of certain retirement, nursing, assisted
living and parking facilities of the continuing care retirement community owned and operated
by the Borrower, located at 555 East Memory Lane, Santa Ana, California 92706.
2. Adopt a resolution approving the issuance of revenue bonds by the Authority in an amount not
to exceed $45,000,000 for the acquisition, construction, improvement and equipping of certain
retirement, nursing, assisted living and parking facilities of the continuing care retirement
community owned and operated by the Borrower, located at 555 East Memory Lane, Santa
Ana, California 92706.
Town and Country Manor of the Christian and Missionary Alliance, a nonprofit public benefit
corporation organized and existing under the laws of the State of California and an organization
described in Section 501(c)(3) of the Internal Revenue Code of 1986 (the "Borrower"), has
requested that the California Municipal Finance Authority (the "CMFA") issue and sell revenue
bonds in an aggregate principal amount not to exceed $45,000,000 (the "Bonds") for the purpose
of making a loan to the Borrower to enable the Borrower to finance and refinance the acquisition,
construction, improvement and equipping of certain retirement, nursing, assisted living and
parking facilities of the continuing care retirement community owned and operated by the
Borrower, located at 555 East Memory Lane, Santa Ana, California 92706.
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TEFRA Hearing —Town and Country Manor
September 4, 2018
Page 2
Specifically, Town and Country Manor is proposing to construct a two-story, 48 -bed assisted
living/memory care facility on their existing campus. This project will replace an eight -story, 156 -
unit active senior apartment building that was entitled in 2014 but is no longer being pursued by
the owner. The project is currently in development review and is almost ready to complete the
review process. As the project is a permitted use within the zoning district, no discretionary
approval by the City is needed.
However, in order for all or a portion of the Bonds to qualify as tax-exempt bonds, a governmental
unit having jurisdiction over the area in which the Project is located must conduct a public hearing
(the "TEFRA Hearing") providing for the members of the community an opportunity to speak in
favor of or against the use of tax-exempt bonds for the refinancing of the Project. Following the
close of the TEFRA Hearing, an "applicable elected representative" of the govemmental unit
hosting the Project, in this case the City, must provide its approval of the issuance of the Bonds
by the Authority for the financing of the Project.
The bonds to be issued by the CMFA are the sole responsibility of the borrower. The City has no
financial or legal liability for the project or repayment of the bonds and does not constitute any
type of indebtedness for the City. In addition, this TEFRA Hearing and the adoption of the
Resolution shall not obligate the City or any department thereof to: (i) provide any financing to
acquire or construct the Project or any refinancing of the Project; (ii) approve any application or
request for or take any other action in connection with any planning approval, permit or other
action necessary for the acquisition, construction, rehabilitation, installation or operation of the
Project; (iii) make any contribution or advance any funds whatsoever to the Authority; or (iv) take
any further action with respect to the Authority or its membership therein. In general, this action
by the City of Santa Ana will not obligate the City or any department thereof to undertake any
discretionary action related to the development of the project.
The Housing Element of the City's General Plan contains various goals and policies which are
intended to provide a diversity of quality housing, affordability levels and living experiences that
accommodate Santa Ana's residents to foster an inclusive community. Additionally, the General
Plan encourages development of affordable rental and ownership housing for seniors, people
with disabilities, families with children, and people needing emergency, transitional or supportive
housing options.
STRATEGIC PLAN ALIGNMENT
Approval of this item supports the City's efforts to meet Goal # 5 - Community Health, Livability,
Engagement & Sustainability, Objective # 3 (Facilitate diverse housing opportunities and support
efforts to preserve and improve the livability of Santa Ana neighborhoods).
FISCAL IMPACT
The Board of Directors of the California Foundation for Stronger Communities, a California non-
profit public benefit corporation (the "Foundation"), acts as the Board of Directors for the California
Municipal Finance Authority (CMFA). Through its conduit issuance activities, the CMFA shares a
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TEFRA Hearing — Town and Country Manor
September 4, 2018
Page 3
portion of the issuance fees it receives with its member communities and donates a portion of
these issuance fees to the Foundation for the support of local charities. With respect to the City of
Santa Ana, it is expected that 25 percent of the issuance fee will be granted by the CMFA to the
general fund of the City. Such grant may be used for any lawful purpose of the City.
The CMFA does not receive issuance fees until a bond issuance closes. The fees the CMFA
receives are based upon the par amount of the bonds issued. The Borrower ultimately decides
when and if the bonds are actually issued and the final amount of bonds issued. The amount
granted to the City is to be determined but will not exceed $12,500 under the assumption the
entire $45,000,000 in bonds are issued. Upon receipt, the funds will be deposited to the
Miscellaneous Revenues, Miscellaneous Recoveries Revenue Account (no. 01102002-57010).
Steven A. Mendoza oz
Executive Director
Community Development Agency
Exhibits: 1. Resolution
2. Notice to Applicant
APPROVED AS TO FUNDS AND ACCOUNTS:
Sergio Vidal s,¢,
Acting Executive Director
Finance and Management Services Agency
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75D-4
EXHIBIT 1
RESOLUTION NO. 20184
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SANTA ANA
APPROVING THE ISSUANCE OF REVENUE BONDS BY THE CALIFORNIA
MUNICIPAL FINANCE AUTHORITY FOR THE PURPOSE OF FINANCING AND
REFINANCING THE ACQUISITION, CONSTRUCTION, IMPROVEMENT AND
EQUIPPING OF CERTAIN FACILITIES OF A CONTINUING CARE
RETIREMENT COMMUNITY OWNED AND OPERATED BY TOWN AND
COUNTRY MANOR OF THE CHRISTIAN AND MISSIONARY ALLIANCE
LOCATED AT 555 EAST MEMORY LANE, SANTA ANA, AND CERTAIN
OTHER MATTERS PERTAINING THERETO
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF SANTA ANA, AS FOLLOWS:
Section 1. The City Council of the City of Santa Ana hereby finds, determines and
declares as follows:
A. Pursuant to Chapter 5 of Division 7 of Title 1 of the Government Code of the State
of California (the "Act"), certain public agencies (the "Members") have entered into a Joint
Exercise of Powers Agreement Relating to the California Municipal Finance Authority dated as
of January 1, 2004 (the "Agreement") in order to form the California Municipal Finance Authority
(the "CMFA:'), for the purpose of promoting economic, cultural and community development, and
in order to exercise any powers common to the Members, including the issuance of bonds, notes
or other evidences of indebtedness.
B. The City of Santa Ana, California (the "Citta') is a Member of the CMFA.
C. Town and Country Manor of The Christian and Missionary Alliance, a nonprofit
public benefit corporation organized and existing under the laws of the State of California and
an organization described in Section 501(c)(3) of the Internal Revenue Code of 1986 (the
"Borrower"), has requested that the CMFA issue and sell revenue bonds in an aggregate
principal amount not to exceed $45,000,000 (the "Bonds") for the purpose of making a loan to
the Borrower to enable the Borrower to finance and refinance the acquisition, construction,
improvement and equipping of certain retirement, nursing, assisted living and parking facilities
of the continuing care retirement community owned and operated by the Borrower, located at
555 East Memory Lane, Santa Ana, California 92706 (the "Project").
D. In order for the interest on the Bonds to be tax-exempt, Section 147(f) of the
Internal Revenue Code of 1986, as amended (the "Code"), requires that an "applicable elected
representative" of the governmental unit, the geographic jurisdiction of which contains the site
of facilities to be financed and refinanced with the proceeds of the Bonds, hold a public hearing
on the issuance of the Bonds and approve the issuance of the Bonds following such hearing.
E. The CMFA has determined that the City Council can be the "applicable elected
representatives" for purposes of holding such public hearing.
Resolution No. 2018-[_1
Page 1 of 3
75D-5
EXHIBIT 1
F. The CMFA has requested that the City Council approve the issuance of the Bonds
by the CMFA in order to satisfy the public approval requirement of Section 147(f) of the Code,
and the requirements of Section 4 of the Agreement.
G. Notice of such public hearing has been duly given as required by the Code, and
this City Council has heretofore held such public hearing at which all interested persons were
given an opportunity to be heard on all matters relative to the financing or refinancing of the
Project and the CMFA's issuance of the Bonds therefor.
H. It is in the public interest and there are significant public benefits from the issuance
of the Bonds for the financing and refinancing of the Project.
Section 2. The City Council hereby approves the issuance of the Bonds by the CMFA
and finds the Project will create the significant public benefits set forth in foregoing recitals. It is
the purpose and intent of the City Council that this resolution constitute approval of the issuance
of the Bonds (a) by an "applicable elected representative" of the governmental unit having
jurisdiction over the area in which the Project is located in accordance with Section 147(f) of the
Code; and (b) by the City Council in accordance with Section 4 of the Agreement.
Section 3. The issuance of the Bonds shall be subject to approval by the CMFA of all
financing documents relating thereto to which the CMFA is a party. The City shall have no
responsibility or liability whatsoever with respect to the Bonds.
Section 4. The adoption of this Resolution shall not obligate the City or any department
thereof to (i) provide any financing to acquire or construct the Project or any refinancing of the
Project; (ii) approve any application or request for or take any other action in connection with
any planning approval, permit or other action necessary for the acquisition, construction,
improvement and equipping or operation of the Project; (iii) make any contribution or advance
any funds whatsoever to the CMFA; or (iv) take any further action with respect to the CMFA or
its membership therein.
Section 5. The executing officer(s), the Clerk of the Council and all other proper
officers and officials of the City are hereby authorized and directed to execute such other
agreements, documents and certificates, and to perform such other acts and deeds, as may be
necessary to effect the purposes of this Resolution and the transactions herein authorized.
Section 6. The Clerk shall forward a certified copy of this Resolution to the CMFA in
care of its counsel:
Ronald E. Lee, Esq.
Jones Hall, a Professional Law Corporation
475 Sansome Street, Suite 1700
San Francisco, CA 94111
Section 7. This resolution shall take effect immediately upon its passage.
Resolution No. 2018-[
Page 2 of 3
75D-6
EXHIBIT 1
ADOPTED this [_] day of [ ], 2018.
Miguel A. Pulido
Mayor
APPROVED AS TO FORM:
Sonia R. Carvalho
City Attorney
By:
Ry O. Wdge
Assistant City Attorney
YES: Councilmembers:
NOES: Councilmembers:
ABSTAIN: Councilmembers:
NOT PRESENT: Councilmembers:
CERTIFICATION OF ATTESTATION AND ORIGINALITY
I, Maria D. Huizar, Clerk of Council, do hereby attest to and certify the attached Resolution
No. 2018-[I to be the original resolution adopted by the City Council of the City of Santa Ana
on [ 1, 2018.
Date: [ j, 2018
4150-8103-7589.5
Clerk of Council
City of Santa Ana
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Resolution No. 2018-[
Page 3 of 3
75D-8
MAYOR
Miguel A. Pulido
MAYOR PRO TEM
Michele Martinez
COUNCILMEMBERS
P. David Benavides
Vicente Sarmiento
Jose Solorio
Sal Tinajero
Juan Villegas
August 8, 2018
CITY OF SANTA ANA
20 Civic Center Plaza . P.O. Box 1988
Santa Ana, California 92702
www.santa-ana.ora
Dirk DeWolfe, Executive Director
Town and Country Manor
555 East Memory Lane
Santa Ana, CA 92706
Subject: Notice to Applicant Regarding Request for TEFRA Hearing
Dear Mr. DeWolfe,
CITY MANAGER
Raul Godinez II
CITY ATTORNEY
Sonia R. Carvalho
CLERK OF THE COUNCIL
Maria D. Huizar
SENT VL4 E-MAIL
This is in response to your request for the City of Santa Ana to conduct a Tax Equity and Fiscal
Responsibility Act (TEFRA) Hearing in consideration of the issuance of tax exempt bond financing by the
California Municipal Finance Authority on behalf of Town and Country Manor of the Christian and
Missionary Alliance, for the benefit of Town and Country Manor for the acquisition, construction,
improvement and equipping of certain retirement, nursing, assisted living and parking facilities of the
continuing care retirement community located at 555 East Memory Lane, Santa Ana, California 92706. The
TEFRA Hearing has been placed on our City Council agenda for September 4, 2018 per your request. This
TEFRA Hearing is not being considered by City Council as a recommended action per our staff. Instead this
item is being considered as an applicant requested action.
In addition, this TEFRA Hearing and the adoption of the Resolution shall not obligate the City or any
department thereof to (i) provide any financing to acquire or construct the Project or any refinancing of the
Project; (ii) approve any application or request for or take any other action in connection with any planning
approval, permit or other action necessary for the acquisition, construction, rehabilitation, installation or
operation of the Project; (iii) make any contribution or advance any funds whatsoever to the Authority; or (iv)
take any further action with respect to the Authority or its membership therein. In general, this action by the
City of Santa Ana will not obligate the City or any department thereof to undertake any discretionary action
related to the development of your project.
If you have any questions regarding this notice, I may be reached by telephone at (714) 667-2241 or by e-
mail at ibrown(a)santa-ana.or¢.
Sincerely,
Judson Brown
Housing Division Manager
SANTA ANA CITY COUNCIL
Mguel a Pulido
Michele Martinez
Vicente Sameento
Jose Solaria P. David eenavides
Juan Villages Sal Tinajero
Mayor
Mayor Pro Tem, Ward 2
Ward 7
Wald 3 Ward 4
Ward 5 Ward 6
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