HomeMy WebLinkAbout25F - AGMT LEGAL COUNSEL CONSORTIUM TRAININGREQUEST FOR
COUNCIL ACTION
CITY COUNCIL MEETING DATE:
MARCH 5, 2019
TITLE:
APPROVAL OF AGREEMENTS WITH
LIEBERT, CASSIDY WHITMORE FOR
SPECIAL LEGAL COUNSEL SERVICES
AND CONSORTIUM EMPLOYEE TRAINING
(STRATEGIC PLAN NO. 7; 4, 5, 6 & 7)
CITY MANAGER
RECOMMENDED ACTION
CLERK OF COUNCIL USE ONLY:
APPROVED
❑ As Recommended
❑ As Amended
❑ Ordinance on 15t Reading
❑ Ordinance on 2nd Reading
❑ Implementing Resolution
❑ Set Public Hearing For
CONTINUED TO
FILE NUMBER
Authorize the City Manager and Clerk of the Council to execute Professional Services Agreements
with Liebert Cassidy Whitmore for (1) special legal counsel services for labor contract negotiation
assistance and legal consultation services for the period of January 1, 2019 through December 31,
2019 in the amount of $110,000, and (2) expert training and consultation services in the amount of
$4,365.50 for the period of January 1, 2019 through December 31, 2019; subject to non -
substantive changes approved by the City Manager and City Attorney.
DISCUSSION
The Human Resources is proposing to enter into a special legal counsel services Agreement with
Liebert Cassidy Whitmore (LCW) for labor contract negotiation assistance. The labor contract with
the Full Time Service Employees International Union will expire in June and negotiations with the
Part Time Service Employees International Union, currently conducted by LCW, have not been
completed and are on-going. The proposed Agreement would also authorize payment of up to
$10,000 in outstanding invoices incurred pursuant to Agreement No. 2018-357 between the City
and LCW for legal services associated with labor negotiations. This agreement with LCW will
provide a chief negotiator for both of these required labor processes and will provide labor relations
continuity with the Service Employees International Union groups.
In addition, the Executive Director of Human Resources is requesting a renewal of the membership
in a legal consortium with LCW covering the time period of January 1, 2019 through December 31,
2019. This consortium is composed of no less than forty-seven agencies in the Orange County
area that have the same need and have agreed to enter into identical agreements. Members of
the consortium receive expert training and consulting services from LCW in the areas of workforce
management and employee relations.
The City of Santa Ana has contracted with LCW in the past to assist and advise on various
personnel and labor law matters. Based on the ongoing working relationship between the City and
this firm, staff is recommending continued utilization of the firm's services. Liebert Cassidy
25F-1
Liebert Cassidy Whitmore Agreement
March 5, 2019
Page 2
Whitmore has extensive experience working with public sector clientele throughout the state and
has a staff of over 40 partners and associates in the Los Angeles office.
STRATEGIC PLAN ALIGNMENT
Approval of this item supports the City's effort to meet Goal #7 — Team Santa Ana, Objective #4,
Establish employee compensation that attracts and retains a highly qualified workforce, objective
#5, Create a culture of innovation and efficiency within the organization, objective #6, Provide a
positive workplace environment that supports the health of its employees and celebrates its
success, and objective #7 Develop a culture of motivated and innovative leaders in the
organization.
FISCAL IMPACT
Funds are budgeted and available in the Human Resources Department Contract Services —
Professional account (No. 01109050-62300), $54,365.50 for FY 2018-19 and $60,000.00 will be
budgeted for FY 2019-20 for the remainder of the contract.
Steven V. Pk4m
Executive Di ctor
Human Resources Department
APPROVED AS TO FUNDS AND ACCOUNTS:
Katliryn Dow s, CPA W lm(25F)
Executive Director
Finance and Management Services Agency
Exhibit: 1. Legal Services Agreement with Liebert Cassidy Whitmore
2. Agreement for Special Services with Liebert Cassidy Whitmore
25F-2
EXHIBIT 1
LEGAL SERVICES AGREEMENT
WITH LIEBERT CASSIDY WHITMORE
THIS AGREEMENT is made and entered into this 5th day of March, 2019, by and between
Liebert Cassidy Whitmore, a Professional Law Corporation ("Attomeys") and the City of Santa
Ana, a charter city and municipal corporation organized and existing under the Constitution and
laws of the State of California ("City").
RECITALS
A. The City desires to employ Attorneys to assist the City in its labor negotiations.
Legal services will include but are not limited to providing legal advice, drafting of
Memorandums of Understanding, researching legal issues, attending labor
negotiation meetings, and providing negotiation services to the City.
B. Attorneys represent that they are licensed to practice law in the State of California,
have special experience and knowledge in the fields of employment and labor law
matters, in particular public agency labor negotiations and desire to undertake said
services.
NOW THEREFORE, in consideration of the mutual and respective promises, and subject to the
terms and conditions hereinafter set forth, the parties agree as follows:
1. SCOPE OF SERVICES
Attorneys will assist and advise the Executive Director of Human Resources Department
in transactional and negotiation services related to the City's labor negotiations with any and all
City labor organizations when and as requested by the Executive Director of Human Resources.
Attorneys accept said retention and agree to perform, in a timely and efficient manner all such
services as may be requested by the City. Attorneys shall confirm their acceptance of work
requested by the City in writing by e-mail or letter.
2. COMPENSATION
a. City shall compensate Attorneys based on actual amount of time spent in
performing the services including for reasonable travel time. Partners will be billed at the rate of
$350 an hour. Time will be billed in 1/10`x' of an hour increments. Attorneys will submit a monthly
statement, specifying the services performed, dates and number of hours and itemization of
expenses related thereto.
b. The total sum to be expended under this Agreement shall not exceed.$110,000
during the term of this Agreement. Up to $10,000 of the funds will be used to pay outstanding
invoices from the previous agreement between the parties for legal services for labor negotiations
set forth in City Agreement # 2017-357 dated December 19, 2017.
2$F-3
C. City agrees to reimburse Attorneys for out-of-pocket expenses, including but not
limited to, copying costs, service of process, and mail services authorized by the Executive Director
of Human Resources in connection with the performance of duties under this Agreement. In-house
printing, copying, and reproduction charges will be reimbursed at the rate of 20 cents per page. Any
costs in excess of $5,000 requires the approval of the Executive Director of Human Resources prior
to incurring the expense. All expenses must have supporting documentation submitted with the
invoice.
d. Payment by City shall be made within forty-five (45) days following receipt of
proper invoice evidencing work performed, subject to City accounting procedures. Payment need
not be made for work which fails to meet the standards of performance set forth in the Recitals
which may reasonably be expected by the City.
3. CONTROL OF LEGAL MATTERS
Attorneys agree that each and every matter or proceeding in Which they undertake to assist
the City, as aforesaid, shall be and remain under, and subject to the control and direction of said
City at all stages, and that they shall at all times keep the Executive Director of Human Resources
and the City Attorney informed of all matters pertaining thereto. City will keep Attorneys
informed of all significant developments in matters related to any representation undertaken by
Attorneys.
Attorneys further agree, if and when their employment hereunder is terminated by City, as
hereinafter specified, they shall return to the Executive Director of Human Resources and/or the
City Attorney any and all files then in their possession concerning each and every matter or
proceeding in which they represented the City pursuant to this Agreement.
4. TERM
This Agreement shall commence on January 1, 2019 and terminate on December 31, 2019,
unless terminated earlier pursuant to Section 13, below. The term of this Agreement may be
extended upon a writing executed by the City Manager and the City Attorney for up to one (1)
year.
5. INDEPENDENT CONTRACTOR
Attorneys shall, during the entire tern of this Agreement, be construed to be independent
contractors and not an employee of the City. This Agreement is not intended nor shall it be
construed to create an employer-employee relationship, a joint venture relationship, or to allow the
City to exercise discretion or control over the professional manner in which Attorneys perform the
services which are the subject matter of this Agreement; however, the services to be provided by
Attorneys shall be provided in a manner consistent with all applicable standards and regulations
governing such services. Attorneys shall pay all salaries and wages, employer's social security
taxes, unemployment insurance and similar taxes relating to its employees and shall be responsible
for all applicable withholding taxes.
26-F-4
6. INSURANCE
Prior to undertaking performance of work under this Agreement, Attorneys shall maintain
and shall require its subcontractors, if any, to obtain and maintain insurance as described below:
a. Commercial General Liability Insurance. Attorneys shall maintain commercial
general liability insurance which shall include, but not be limited to protection against claims
arising from bodily and personal injury, including death resulting therefrom and damage to
property, resulting from any act or occurrence arising out of Attorneys' operations in the
performance of this Agreement, including, without limitation, acts involving vehicles. The
amounts of insurance shall be not less than the following: single limit coverage applying to bodily
and personal injury, including death resulting therefrom, and property damage, in the total amount
of $1,000,000 per occurrence and $2,000,000 in the aggregate. Such insurance shall (a) name the
City, its officers, employees, agents, volunteers and representatives as additional insured(s); and
(b) be primary and not contributory with respect to insurance or self-insurance programs.
maintained by the City.
b. Worker's Compensation Insurance. In accordance with California State law,
Attorneys, if Attorneys have any employees, are required to be insured against liability for
worker's compensation or to undertake self-insurance. Prior to commencing the performance of
the work under this Agreement, Attorneys agree to obtain and maintain any employer's liability
insurance with limits not less than $1,000,000 per accident.
C. Professional Liability, Attorneys shall provide to the City Attorney proof of
Professional Liability (errors and omissions) insurance, with a combined single limit of not less
than $1,000,000 per claim, and maintain such insurance throughout the term of this Agreement. If
Attorneys fail or refuse to produce and maintain the insurance required by this section, or fail or
refuse to furnish the City with required proof that insurance has been procured and is in force and
paid for, the City shall have the right, at the City's election, to forthwith terminate this Agreement.
Such termination shall not affect Attorneys' right to be paid for its time and materials expended
prior to notification of termination.
d. The following requirements apply to the insurance to be provided by Attorneys
pursuant to this section:
(i) Attorneys shall maintain all insurance required above in full force and
effect for the entire period covered by this Agreement. Certificates
of insurance shall be furnished to the City upon execution of this
Agreement and shall be approved in form by the City.
(ii) Certificates and policies shall state that the policies shall not be canceled
or reduced in coverage or changed in any other material aspect without
thirty (30) days prior written notice to the City.
26F-5
C. If Attorneys fail or refuse to produce or maintain the insurance required by this
section or fail or refuse to fumish the City with required proof that insurance has been procured
and is in force and paid for, the City shall have the right, at the City's election, to terminate this
Agreement. Such termination shall not affect Attorneys' rights to be paid for its time and materials
expended prior to notification of termination. Attorneys waive the right to receive compensation
and agree to indemnify the City for any work performed prior to approval of insurance by the City.
INDEMNIFICATION
Attorneys agree to and shall indemnify and hold harmless the City, its officers, agents,
employees, and representatives from liability for personal injury, malpractice, damages,
restitution, judicial or equitable relief to the extent caused by Attorneys' negligent or wrongful
performance or conduct related to this Agreement.
S. CONFIDENTIALITY
All information and documents shared with Attorneys, as well as all work performed by
Attorneys in connection with this Agreement, should be treated as strictly confidential. Moreover,
all communications between Attorneys and City shall be treated as protected by the attorney-client
privilege and the attorney work product doctrine. Accordingly, information received by Attorneys
from City should be kept in a secure place, and no information about this work may be disclosed
to any third party without City's prior written approval. Attorneys shall provide materials directly
to the Executive Director of Human Resources and the City Attorney, or selected members of
his/her offices, as directed by the City Attorney and the Executive Director of Human Resources.
All such information and any written product in connection with Attorneys' retention under this
Agreement, shall be marked as "PRIVILEGED AND CONFIDENTIAL / ATTORNEY -WORK
PRODUCT" and shall be theproperty of the City,. and shall be retumed/provided to. the City with
all copies upon the request of the City Attorney or Executive Director of Human Resources.
Confidential information disclosed to either party by any subsidiary and/or agent of the other party
is covered by this Agreement. The foregoing obligations of non-use and nondisclosure shall not
apply to any information that (a) has been disclosed in publicly available sources; (b) is, through
no fault of the Attorneys, disclosed in a publicly available source; (c) is in rightful possession of
the Attorneys without an obligation of confidentiality; (d) is required to be disclosed by operation
of law; or (e) is independently developed by the Attorneys without reference to information
disclosed by the City.
9. CONFLICT OF INTEREST CLAUSE
Attorneys covenant that it presently has no interest and shall not have interests, direct or
indirect, which would conflict in any manner with performance of services specified under this
Agreement or which would constitute a violation of the Rules of Professional Conduct.
10. NOTICE
Any notice, tender, demand, delivery, or other communication pursuant to this Agreement
shall be in writing and shall be deemed to be properly given if delivered in person or mailed by
26F-6
first class or certified mail, postage prepaid, or sent by facsimile or other telegraphic
communication in the manner provided in this Section, to the following persons:
To City: Clerk of the City Council
City of Santa Ana
20 Civic Center Plaza (M-30)
P.O. Box 1988
Santa Ana, California 92702-1988
Facsimile (714) 647-6956
Copies to: Executive Director Human Resources
City of Santa Ana
20 Civic Center Plaza
P.O. Box 1988
Santa Ana, California 92702-1988
Facsimile (714) 647-6930
City Attorney
City of Santa Ana
20 Civic Center Plaza (M-29)
P.O. Box 1988
Santa Ana, California 92702-1988
Facsimile (714) 647-6515
To Consultant: Liebert Cassidy Whitmore
6033 W. Century Blvd., 5'h Floor
Los Angeles, CA 90045
A party may change its address by giving notice in writing to the other party. Thereafter,
any communication shall be addressed and transmitted to the new address. If sent by mail,
communication shall be effective or deemed to have been given three (3) days after it has been
deposited in the United States mail, duly registered or certified, with postage prepaid, and
addressed as set forth above. If sent by facsimile, communication shall be effective or deemed to
have been given twenty-four (24) hours after the time set forth on the transmission report issued
by the transmitting facsimile machine, addressed as set forth above. For purposes of calculating
these time frames, weekends, federal, state, County or City holidays shall be excluded.
11. EXCLUSIVITY AND AMENDMENT
This Agreement represents the complete and exclusive statement between the City and
Attorneys regarding the subject matter herein, and supersedes any and all other agreements, oral
or written, between the parties. In the event of a conflict between the terms of this Agreement
and any attachments hereto, the terms of this Agreement shall prevail and will serve to fully
supersede existing Agreement. This Agreement may not be modified except by written
instrument signed by the City and by an authorized representative of Attorneys. The parties
agree that any terms or conditions of any purchase order or other instrument that are inconsistent
26F-7
with, or in addition to, that terms or conditions hereof, shall not bind or obligate Attorneys nor
the City. Each party to this Agreement acknowledges that no representations, inducements,
promises or agreements, orally or otherwise, have been made by any party, or anyone acting on
behalf of any party, which are not embodied herein.
12. ASSIGNMENT
Inasmuch as this Agreement is intended to secure the specialized services of Attorneys,
Attorneys may not assign, transfer, delegate, or subcontract any interest herein without the prior
written consent of the City and any such assignment, transfer, delegation or subcontract without
the City's prior written consent shall be considered null and void. Nothing in this Agreement
shall be construed to limit the City's ability to have any of the services which are the subject to
this Agreement performed by City personnel or by other consultants retained by City.
13. TERMINATION
This Agreement may be terminated by the City with thirty (30) days written notice of
termination to the Consultant.
a. As a condition of such payment, the City may require Attorneys to deliver to the
City all the work product completed as of such date, and in such case such work product shall be
the property of the City unless prohibited by law, and Attorneys consent to the City's use thereof
for such purposes as the City deems appropriate.
b. Payment need not be made for work that fails to meet the standard of performance
specified in the Recitals of this Agreement.
14. NON-DISCRIMINATION
Attorneys shall not discriminate because of race, color, creed, relation, sex, marital status,
sexual orientation, age, national origin, ancestry, or disability, as defined and prohibited by
applicable law, in the recruitment, selection, training, utilization, promotion, termination or other
employment related activities or any activities under this Agreement. Attorneys affirm that it is
an equal opportunity employer and shall comply with all applicable federal, state and local laws
and regulations.
15. JURISDICITON-VENUE
This Agreement has been executed and delivered in the State of California and the
validity, interpretation, perfonnance, and enforcement of any of the clauses of this Agreement
shall be determined and governed by the laws of the State of California. Both parties further
agree that Orange County, California, shall be the venue for any action or proceeding that may
be brought or arise out of, in connection with or by reason of this Agreement.
26F-8
16. PROFESSIONAL LICENSES
Attorneys shall, throughout the terni of this Agreement, maintain all necessary licenses,
permits, approvals, waivers, and exemptions necessary for the provision of the services
hereunder and required by the laws and regulations of the United States, the State of California,
the City of Santa Ana and all other governmental agencies. Attorneys shall notify the City
immediately and in writing of the inability to obtain or maintain such permits, licenses,
approvals, waivers, and exemptions. Said inability shall be cause for termination of this
Agreement.
17. MISCELLANEOUS PROVISIONS
Each undersigned represents and warrants that its signature herein below has the power,
authority and right to bind their respective parties to each of the terms of this Agreement, and
shall indemnify City fully, including reasonable costs and attorney's fees, for any injuries or
damages to City in the event that such authority or power is not, in fact, held by the signatory or
is withdrawn.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement the date and
year first above written.
ATTEST:
NORMA MITRE
Acting Clerk of the Council
APPROVED AS TO FORM:
SONIA R. CARVALHO
City Attorney
By:
Laura A. Rossini
Senior Assistant City Attorney
RECOMMENDED FOR APPROVAL:
STEVEN V PHAM, Executive Director
Human Resources
CITY OF SANTA ANA
STEVEN MENDOZA
Acting City Manager
LIEBERT CASSIDY WHITMORE, PLC
By:
Title:
25F-9
25F-10
EXHIBIT 2 SA370
AGREEMENT FOR SPECIAL SERVICES
This Agreement is entered into between the City of Santa Ana, A Municipal Corporation, hereinafter referred
to as "Agency," and the law firm of LIEBERT CASSIDY WHITMORE, A Professional Corporation, hereinafter
referred to as "Attorney,"
WHEREAS Agency has the need to secure expert training and consulting services to assist Agency in its
workforce management and employee relations; and
WHEREAS Agency has determined that no less than forty-seven (47) public agencies in the Orange County
area have the same need and have agreed to enter into identical agreements with Attorney; and
WHEREAS Attorney is specially experienced and qualified to perform the special services desired by the
Agency and is willing to perform such services;
NOW, THEREFORE, Agency and Attorney agree as follows:
Attorney's Services-,
During the year beginning January -4,2019; Attorney will provide the following services to Agency (and the
other aforesaid public agencies):
Six (6) days of group training workshops covering such employment relations subjects as management rights
and obligations, negotiation strategies, employment discrimination and affirmative action, employment
relations from the perspective of elected officials, performance evaluation (administering evaluations),
grievance and discipline administration for supervisors and managers, planning for and responding to
concerted job actions, current court, administrative and legislative developments in personnel administration
and employment relations, etc., with the specific subjects covered and lengths of individual workshop
presentations to be determined by Agency and the other said local agencies.
It is expressly understood that the material used during these presentations, including written handouts and
projected power points are provided solely for the contracted workshops. This agreement warrants there will
be no future use of Liebert Cassidy Whitmore material in other trainings or formats without the express written
permission of Liebert Cassidy Whitmore, Any such use will constitute a violation of this agreement and
copyright provisions;
2. Availability of Attorney for Agency to consult by telephone, Consortium calls cover questions that the
Attorney can answer quickly with little research, They do not include the review of documents, in depth
research, written responses (like an opinion letter) or advice on ort -going legal matters. The caller will be
informed if the question exceeds the scope of consortium calls,
3. Providing of a monthly newsletter covering employment relations developments.
4. Annual Access to Premium Liebert Library Services.
Fee:
Attorney will provide these special services to Agency for a fee of Four Thousand Two Hundred Sixty -Five
Dollars and Fifty Cents ($4,265,50) payable in one payment prior to March 1, 2019. The fee, if paid after March 1,
2019 will be $4,365;50
25F-11
SA370
Said for will cover Attorney's time in providing said training and consultative services and the development
and printing of written materials provided to attendees at tho training programs,
Independent Contractor:
It is understood and agreed that Attorney is and shall remain an independont contractor under this Agreement,
Professional Liability Insurance:
Attorney shall maintain professional liability Insurance with limits not less than one million dollars per
occurrence throughout the duration of the contract,
Term•
The term of this Agreement is twelve (12) months commencing January I, 2019, The term may be extended
for additional periods of time by the written consent of the parties.
Condition Precedent:
It Is understood and agreed that the parties' aforesaid rights and obligations are contingent on no loss than
foray -seven (47) local agency employers entering into a substantially Identical Agreement with Attorney on or about
January 1, 2019,
LIEBERT CASSIDY WMTMORE
A Professional Corporation
U2
Date: I! 1.1 r " I
8728847.1 BR020.013
CITY OF SANTA ANA
A Municipal Corporation
By: See attached signature page
Name;
Title:
Daze:
25F-12
ATTEST:
NORMA MITRE
Acting Clerk of the Council
APPROVED AS TO FORM:
SONIA R. CARVALHO
City Attorney
By:LYQLi'l tru-
Laura A. Rossini
Senior Assistant City Attorney
RECOMMENDED FOR APPROVAL:
STEVEN V. PHAM
Executive Director of Human Resources
CITY OF SANTA ANA
STEVEN MENDOZA
Acting City Manager
[Signature page-Liebert Cassidy Whitmore Consortium Agreement]
25F-13
25F-14