HomeMy WebLinkAboutINDEPENDENT CITIES RISK MANAGEMENT AUTHORITY (ICRMA)A-2019-107
INSURANCE NOT REQUIRED
WORK NIAY PROCEED
CLERK OF COUNCIL
r);T7, AUG 1 4 2019
FIFTH AMENDMENT TO
JOINT EXERCISE OF POWERS AGREEMENT
FOR INSURANCE AND RISK MANAGEMENT PURPOSES
This Fifth Amendment To Joint Exercise Of Powers Agreement For Insurance and Risk
Management Purposes C Agreement" is executed by and among the public entities,
hereafter referred to as Member or Members, each of which is organized and existing
under the laws of the State of California and is a signatory to this Agreement and listed in
Appendix "A", which is attached hereto and made a part hereof. This Agreement, dated
October 13, 2004, for identification purposes, amends the Joint Exercise of Powers
Agreement For Insurance and Risk Management Purposes dated August 12, 1998.
RECITALS
This Agreement is predicated upon the following facts:
The following State laws, among others, authorize the Members to enter into this
Agreement:
1. Labor Code Section 3700, permitting a Member to fund its own Workers'
Compensation claims;
2. Government Code Section 990, permitting a Member to insure itself against tort
or inverse condemnation liability;
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3. Government Code Section 990.4, permitting a Member to provide insurance and
self-insurance in any desired combination;
4. Governmcnt Code Section 990.6, permitting the proper costs for self-insurance to
be charged against each Member and authorizing the Governing Board to make
premium payments for such coverage in an amount such Governing board
determines to be necessary to provide such coverage;
5. Government Code Section 990.8, permitting two or more Members to enter into
an agreement to jointly fund such expenditures under the authority of
Government Code Sections 6500 gt seq.;
6. Government Code Section 6500 et seq., permitting two or more Members to
jointly exercise, under an agreement, any power which is common to each of
them.
NOW, IREREFORE, for and in consideration of the mutual benefits, covenants, and
agreements set forth in this Agreement, the Members agree as follows:
1.1 Pursuant to Article I (commencing with Section 6500) of Chapter 5 of Division 7
of Title 1 of the Government Code of the State of California, the Members hereby
create a public entity, separate and apart from the Members, to be known as the
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Independent Cities Risk Management Authority, hereinafter referred to as
"ICRMA" or the "Authority". Pursuant to Government Code Section 6508.1, the
debts, liabilities, and obligations of the Authority shall not constitute debts,
liabilities, or obligations of any Member.
ARTICLE 2. PIMPOSE.
2.1 The purpose of creating this Authority is to exercise the powers of the Members
to jointly accomplish the following;
2.1.1 Develop effective Risk Management Programs to reduce the
amount and frequency of their losses.
2.1.2 Develop Risk Management Programs of insurance to protect
Members from the effects of catastrophic or unexpected losses.
Such programs shall include, but not be limited to, coverages for
losses arising out of Tort Liability, Workers' Compensation, Health
Benefits, and the ownership or use of real or personal property.
2.1.3 Design Risk Management Programs of the Authority on a pooled
or self -funded basis whereby the Members share some portion, or
all, of the costs of the program losses,
2.1.4 Jointly purchase insurance, excess insurance, or reinsurance and/or
develop alternative financial arrangements for the purpose of
transferring risk of loss to commercial insurers.
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2.1.5 Assist Members to the maximum extent authorized by law to
secure long term solutions enabling the Authority to provide
adequate protection to Members against catastrophic, or greater
than expected, claims and to attract major reinsurers for the
purpose of transferring risk.
2.1.6 Jointly secure administrative and other services including, but not
limited to, general administration, underwriting, risk management,
loss prevention, claims adjusting, data processing, brokerage,
accounting, and legal services when related to any of the other
purposes.
ARTICLE 3. DEFINITIONS
3.1 The following definitions shall apply to the provisions of this Agreement and the
Bj Laws of the Authority and Disk Management C1ograms..
3.1,1 "Agreement" shall mean this Agreement, as it may be amended
from time to time, creating the Independent Cities Risk
Management Authority,
3.1.2 "Board" or "Governing Board" shall mean the governing body of
the Authority.
3.1.3 "By -Laws" shall mean the Hiles governing the management of the
Authority and each individual Risk Management Program.
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3.1.4 "Claim(s)" shall mean demand(s) complying with the requirements
of California Government Code Section 910 and made against the
Member arising out of occurrences which are covered or alleged to
be covered by the Authority's Memorandums of Coverage, or
policies of insurance.
3.I.5 "Fiscal Year" shall mean the period of time commencing on July 1
of each year, and thereafter ending on June 30 each following year.
3.1.6 "Governing Documents" shall mean this Agreement, the By -Laws
of the Authority and each Risk: Management Program, the
Memorandum of Coverage and any other document stipulated as a
Governing Document in the By -Laws or by action of the
Governing Board.
3.1.7 "Insurance" shall mean insurance or reinsurance purchased by the
Authority to cover losses for its Members.
3.1.8 "Member" shall mean any Municipal Corporation or public entity
authorized to be a member of a Joint Powers Authority, which is a
party to this Agreement and is participating in one or more Risk
Management Programs.
3.1.9 "Memorandum of Coverage" shall mean the document or
documents issued by the Authority specifying the types of
coverages and limits provided to the Members.
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3.1.10 "Program Year" shall mean a period of time in which each
program shall be segregated for ease in determining coverage
premiums.
3.1.11 "Participation" or "Participating' shall mean a Member has elected
to jointly participate in the management of a specific risk and is a
member of that Risk Management Program.
3.1.12 "Risk Management" shall mean the process of identifying,
evaluating, reducing, transferring, and eliminating risks. Risk
Management includes, but is not limited to, various methods of
funding claims payments, purchasing insurance, legal defense of
claims, controlling losses, and determining self -insured retention
levels and the amount of reserves for potential claims.
3.1.13 "Risk Management Program" shall mean those coverage programs
of risk sharing, insurance, and risk management services created
by the Authority to manage specific Risk Management Programs,
Le, "Liability Risk Management Program".
ARTICLE 4. PARTIES TO THE AGREEMENT AND RESPONSIBIL1TlxS OF
MEMBERS.
4.1 Each Member represents and warrants that it intends to, and does hereby, contract
with all other Members listed in Appendix. "A", and any new members admitted
to the Authority pursuant to Article 16. Each Member also represents and
warrants that the withdrawal or expulsion of any Member, pursuant to Article 14
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or 15, shall not relieve any Member of its rights, obligations, liabilities or duties
under this Agreement or the individual Risk Management Programs in which the
Member participates.
4.2 Each Member agrees to be bound by and to comply with all of the terns and
conditions of the Governing Documents and any Resolution or other action
adopted by the Governing Board as they now exist or may hereinafter be adopted
or amended, Each Member assumes the obligations and responsibilities set forth
in the Governing Documents,
ARTICLE 5. GOVERNING BOARD
51 The Authority shall be governed by a Governing Board the composition of which
shall be set forth in the Authority's By -Laws. Immediately upon admission of a
new Member pursuant to Article 16, the Member shall be entitled to appoint a
Represer.`Mtive to the Governing Board and an alternate Representative and, if
desired, a substitute alternate Representative, each of whom shall meet the
parameters set forth in the Authority's By -Laws. Decisions of the Member
representative, or the Governing Board in hialher absence, shall be binding on the
Member.
5.2 The Member Representative and/or alternate Representative or substitute alternate
Representative shall be removed from the Governing Board upon the occurrence
of any one of the following events: (1)the expulsion or withdrawal of the
Member from the Authority; (2) the death or resignation of the Member
Representative; (3) the Authority receives the written notice from the Member
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that the Member Representative is no longer a member of the governing body of
the Member or as otherwise provided in the Authority's By -Laws.
5.3 Pursuant to Government Code Section 6505,6, the Governing Board shall
designate an officer or employee, or officers and employees, to receive, deposit,
invest, and disburse the property of the Authority pursuant to Government Code
Sections 6505 and 6505.5. The Governing Board shall fix the amount of the
fidelity bond to be filed by such public officer(s) and/or employee(s).
:.0 'W—I '1 ul MYID c10 e
6.1 Regular Meetings. The Governing Board and all standing committees shall hold
meetings at the location and time set forth in the By -Laws of the Authority and
each individual Risk Management Program,
6.2 Ralph M. Brown Act. All meetings of the Governing Board, and appointed
committees, including without limitation, regular, adjourned regular, and special
meetings, shall be.called, noticed, held, and conducted in accordance with the
Ralph M. Brown Act (Section 54950 et, seq, of the Government Code).
6.3 Minutes. Minutes of regular, adjourned regular, and special meetings of the
Authority shall be kept under direction of the Secretary. As soon as possible after
each meeting, the Secretary shall forward copies of the minutes to each
Governing Board member.
6.4 Quorum. A majority of the members of the Governing Board is a quorum for the
transaction of business. However, less than a quorum may adjourn from time to
Approved by the Governing Board October 13, 2004
time, A vote of the mlljority of a quorum at a meeting is sufficient to take action.
ARTICLE 7. OFFICERS.
7.1 The Governing Board shall elect a president, vice-president, Treasurer and
Secretary from among its members. The manner of election and term of office of
elected officers and their authority and responsibilities shall be as set forth in the
Authority By -Laws. If any of the officers cease to be a Member's representative,
the resulting vacancy shall be filled as provided in the Authority By -Laws. The
Governing Board may appoint such other officers as it considers necessary.
ARTICLE S. OARS.
8.1 The Authority shall have the powers common to its Members and is authorized, in
its own name, to do all acts necessary and to exercise such common powers to
fulfill the purposes of this ?agreement referred to in Article 2 including, but not
limited fn_ earh nfthe- following:
8.1.1 Finance through the issuance of Bonds or other financial
Instruments of indebtedness, self-insurance reserve Brads
necessary or convenient for the implementation of this Agreement.
g.1.2 Incur debts, liabilities, and obligations.
8.1.3 Acquire, hold, or dispose of real and personal property.
8.1.4 Receive contributions and donations of property, funds, services,
and other forms of assistance from any source.
8.1.5 Sue and be sued in its ownname.
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8.1.6 Employ agents and employees.
8.1.7 Acquire, construct, manage, maintain, or operate buildings, works,
or improvements.
8.1.8 Lease real or personal property, including that of a Member.
8.1.9 Receive, collect, and disburse monies.
8.1.10 invest money in the treasury of the Authority in the same manner
and on the same conditions as local agencies pursuant to
Government Code Section 53601.
8.1.11 Exercise all other powers necessary and proper to carry out the
provisions of this Agreement.
8.1.12 Develop and implement Risk Management Programs.
81.13 Jointly purchase for the benefit of Members, insurance, excess
insurance, reinsurance, and enter into agreements for the benefit of
Members, for the purpose of transferring risk of loss to commercial
insurers or reinsurers or other insurance pools.
ARTICLE 9. RISK MAiVAGEMENT PROGRAMS.
9.1 The Governing Board shall establish Risk Management Programs as provided in
the Authority's By -Laws.
9.2 No Risk Management Program shall become operational, or possess any
authority, until the proposed Risk Management Program By -Laws have been
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approved by the Governing Board. The voting on the approval of By -Laws shall
be restricted to Governing Board Member representatives of the particular Risk
Management Program. Approval of the By -Laws and any amendments thereto
shall be as provided in the By -Laws of the individual Risk Management
Programs. On approval of the By -Laws, the various Risk Management Programs
shall become operational and will have all of the powers specifically delegated to
them by the Governing Board.
ARTICLE 10. BUDGET
10.1 The Governing Board shall adopt an annual budget not later than 30 days prior to
the beginning of each Fiscal Year,
ARTICLE 11. ANNUAL AUDIT AND REVIEW.
11.1 The Governing Board shall cause an annual financial audit of the accounts and
reeor& to he mado and fled as provided in the Authority's BY=Lavrsand the laws
of the State.
ARTICLE 12. TSTABLISHMENT AND ADMINISTRATION OF FUNDS
12.1 Funds of the Authority may be commingled for investment and administration
purposes. However, each Risk Management Program shall be accounted for
separately on a full accrual basis.
12.2 The Governing Board shall establish the policy for warrants drawn to pay
demands against the Authority.
12.3 The coverage for each Program Year of each Risk Management Program shall be
as specified in the Memorandum of Coverage or policies of insurance for that
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Program Year of the Risk Management Program.
ARTICLE 13. WITHDRAWAL.
13.1 Any Member which enters a Risk Management Program may withdraw from that
Risk Management Program and may at a later time seek to renew participation in
said Program subject to the terms and conditions as set forth in the By -Laws of
that particular Risk Management Program.
13.2 A Member is no longer a party to the Authority or this Agreement upon its
withdrawal from all of the Authority's Risk Management Programs.
ARTICLE 14. EXPULSION.
14.1 The Governing Board may expel any Member from the Authority and/or from a
Risk Management Program at any time for :material breaches of the Governing
Documents. Such expulsion shall be as provided in the By -Laws of the Authority
or each Individual Risk Management Program.
ARTICLE 15. TERMINATION.
15.1 This Agreement shall continue until terminated by vote or written consent of two-
thirds of the Members provided, however, that this Agreement and the Authority
shall continue to exist for the purposes of disposing of all claims, the distribution
of assets, and any other functions necessary to conclude the affairs of the
Authority.
15.2 Upon termination of this Agreement, all assets of the Authority shall be
distributed only among the Members that have been participants in its. Risk
Management Programs, including any of those Members which previously
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withdrew or were expelled pursuant to Articles 13 and 14 of this Agreement, in
accordance with and proportionate to their net premium payments made during
the term of this Agreement. The Governing Board shall determine such
distribution within six months after the last claim covered by this Agreement has
been finalized.
15.3 The Governing Board is vested with all powers of the Authority for the purpose of
concluding and dissolving the business affairs of the Authority. These include the
power to require those Members which were Risk Management program
participants at the time of any particular occurrence which was covered or alleged
to be covered under the Memorandum(s) of Coverage or policies of insurance to
pay their share of any additional amount of premium deemed necessary by the
Governing Board for the .final disposition of all claims and expenses associated
with such loss.
ARTICLE 16. NEW MEMBERS.
16.1 Any governmental agency, organized and operating under the laws of the State of
California which is authorized to participate in a joint powers authority under the
Government Code may become a member of the Authority by complying with the
requirements of the Authority By -Laws.
ARTICLE 17, LIABILrr Y OF THE AUTHORITY.
17.1 Each Member agrees to indemnify, save and defend the Authority and all other
Members harmless from and against all claims, losses, and damages, including
legal fees and expenses, arising out of any breach or default on the part of such
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Member in performance of any of its obligations under this Agreement, or any act
or negligence of such Member or any of its agents, contractors, servants,
employees or licensees with respect to this Agreement. No indemnification is
made under this Section for claims, losses or damages, including legal fees and
expenses, arising out of the willful misconduct, negligence or breach of duty
under this Agreement by the Authority or a Member or their officers, employees,
agents or contractors.
17.2 The Representatives to the Governing Board and to each of the Risk Management
Programs and any officer, employee, contractor, or agent of the Authority shall
use ordinary care and reasonable diligence in the exercise of their power and in
- — the performance of their duties under this Agreement.
17.3 Funds of the Authority may be used to defend, indenmify, and hold harmless the
Authority andany member of the Governing Board,. any member of a .Risk
Management Program, and any employee of the Authority for their actions taken
within the scope of their duties while acting on behalf of the Authority. Nothing
herein shall limit the right of we Authority to purchase insurance to provide such
coverage as is hereinabove set forth.
ARTICLE 18, NOTICES,
18.1 Notices to each Member under this Agreement shall be sufficient if mailed to its
respective address on file with the Authority. Any Member may designate any
other address in substitution of the foregoing address to which such notice will be
given at any time by giving five days written notice to the Authority and all other
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Members.
ARTICLE 19.
19d This Agreement may be amended at any time by vote of two-thirds of the
Members acting through their governing body. Amendments to the individual
Risk Management Program By -Laws require the two -third vote of the Governing
Board members representing Members of that Risk Management Program.
ARTICLE20. SEVERABDUTY.
20,1 Should any portion, term, condition, or provision of this Agreement be decided by
a court of competent jurisdiction to be illegal or in conflict with any law of the
State of California, or be otherwise rendered unenforceable or ineffectual, the
validity of the remaining portions, terms, conditions, and provisions shall not be
affected thereby.
ARTICLE 21. AGREEMENT COMPLETE.
21.1 The foregoing constitutes the full and complete Agreement of the parties. 'There
are no oral understandings or agreements not set forth in writing herein,
ARTICLE 22. TERM OF AGREEMENT.
22.1 This fifth amended Agreement shall become .effective upon the Authority
receiving notice of the approval by the governing body of two-thirds of the
Members.
IN WITNESS WBMWOF, the parties hereto have executed this Agreement as of the day
Approved by the Oevamiug BWd Odober 13.2004
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and year first written above.
Cityof Santa Ana
By.
Title riry Alanngpr
Executed before me this
dayof_ 200
(City Seal)
City Clerk
City of_ Santa Ana
APPROVED AS TO FORM
SeniorAssiitaut City Attorney
FOR APOROVAL
Executive Difector, Human Resources
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d
APPENDIX "A"
INDEPENDENT CITIES RISK MANAGEMENT AUTHORITY
MEMBER CITIES
1. Alhambra
2. Arcadia
3.
Azusa
4.
Baldwin Park
S.
Bell
6,
Buena Park
7.
Chino
8.
Colton
9.
Culver City
10.
Downey
11,
E1 Monte
12.
El Segundo
13.
Fullerton
14.
Glendora
15.
Hawthorne
147448.4 (MSWORD) OOOGoM000
16. Hermosa Beach
17. Huntington Park
18. Inglewood
19. La Habra
20. Lynwood
21. Manhattan Beach
22, Monrovia
23. Monterey Park
24. Redondo Beach
25, San Fernando
26, South Gate
27. Upland
28. Vernon
29. Whittier
INDEPENDENT CITIES RISK MANAGEMENT AUTHORITY
FIFTH AMENDMENT TO JOINT EXERCISE OF POWERS AGREEMENT
FOR INSURANCE AND RISK MANAGEMENT PURPOSES
147449.4 (MS WORD) 0006M.9000