HomeMy WebLinkAboutSAXE-CLIFFORD, SUSAN, PH.D.INSURANCE NOT ON FILE
-WORK MAY-�EROCEEQ___..
CLERK OF COUNCIL
N-2019-208
® DATE
201#CREENIENT TO PROVIDE PSYCHOLOGICAL EVALUATION SERVICES
Qp C 9 FOR THE CITY OF SANTA ANA POLICE DEPARTMENT
THIS AGREEMENT is made and entered into this 12th day of June, 2019 by and between Susan Saxe -
Clifford, Ph.D., a professional corporation ("Consultant"), and the City of Santa Ana, a charter city
and municipal corporation organized and existing under the Constitution and laws of the State of
California ("City").
RECITALS
A. On April 9, 2019, the City issued a Request for Proposal ("RFP") No. 19-040 for the purpose
of retaining a consultant having special skill and knowledge in the field of providing
psychological evaluation and counseling services for the City's Police Department.
B. The City received numerous responses to the RFP. Consultant is one of the three parties
selected by the City. Consultant represents that she is able and willing to provide such services
to the City.
C. In undertaking the performance of this Agreement, Consultant represents that it is
knowledgeable in its field and that any services performed by Consultant under this Agreement
will be performed in compliance with such standards as may reasonably be expected from a
professional consulting firm in the field.
NOW' THEREFORE, in consideration of the mutual and respective promises, and subject to the terns
and conditions hereinafter set forth, the parties agree as follows:
SCOPE OF SERVICES
Consultant shall perform during the term of this Agreement, the tasks and obligations including
all labor, materials, tools, equipment, and incidental customary work required to fully and adequately
complete the psychological evaluation services described and set forth in Exhibit A, attached hereto
and incorporated by reference.
2. COMPENSATION
a. City agrees to pay, and Consultant agrees to accept as total payment for its services for
City, the rates and charges identified in Exhibit B. The total sum to be expended under
this Agreement shall not exceed S 18,040. This amount is comprised of the base amount of
S 16,800 and contingency amount of S 1,680 for services to be provided at the sole discretion
of the City.
b. Payment by City shall be made within 45 days (forty-fiye) days following receipt of proper
invoice evidencing work performed, subject to City accounting procedures. Payment need
not be made for work which fails to meet the standards of performance set forth in the
Recitals which may reasonably be expected by City.
3. TERM
This Agreement shall commence on July 1, 2019 and continue for a three (3) year term through
June 30, 2022, unless terminated earlier in accordance with Section 13, below.
J. INDEPENDENT CONTRACTOR
Consultant shall, during the entire term of this Agreement, be construed to be an independent
contractor and not an employee of the City. This Agreement is not intended nor shall it be construed
to create an employer -employee relationship, a joint venture relationship, or to allow the City to
exercise discretion or control over the professional manner in which Consultant performs the services
which are the subject matter of this Agreement, however, the services to be provided by Consultant
shall be provided in a manner consistent with all applicable standards and regulations governing such
services. Consultant shall pay all salaries and wages, employer's social security taxes, unemployment
insurance and similar taxes relating to employees and shall be responsible for all applicable
withholding taxes.
5. INSURANCE
Prior to undertakingperfbrmance of work under this Agreement, Consultant shall maintain and
shall require its subcontractors, if any, to obtain and maintain insurance as described below:
a. Commercial General Liability Insurance. Consultant shall maintain commercial
general liability insurance naming the City, its officers, employees, agents, volunteers
and representatives as additional insured(s) and shall include, but not be limited to
protection against claims arising from bodily and personal injury, including death
resulting therefrom and damage to property, resulting from any act or occurrence
arising out of Consultant's operations in the perfi)rmance of this Agreement, including,
without limitation, acts involving vehicles. The amounts of insurance shall be not less
than the following: single limit coverage applying to bodily and personal injury,
including death resulting therefrom, and property damage, in the total amount of
$1,000,000 per occurrence, with ;S2,000,000 in the aggregate. Such insurance shall (a)
name the City, its officers, employees, agents, and representatives as additional
insured(s); (b) be primary and not contributory with respect to insurance or self-
insurance programs maintained by the City; and (c) contain standard separation of
insureds provisions.
b. Business automobile liability insurance, or equivalent form, with a combined single
I imi to f not less than$ 1,000,000 per occurrence. Such insurance shall include coverage
for owned, hired and non -owned automobiles.
c. Worker's Compensation Insurance. In accordance with the provisions of Section 3700
of the Labor Code, Consultant, if Consultant has any employees, is required to be
insured against liability for worker's compensation or to undertake self-insurance.
Prior to commencing the performance of the work under this Agreement, Consultant
agrees to obtain and maintain any employer's liability insurance with limits not less
than $1,000,000 per accident.
d, If Consultant is or employs a licensed professional such as an architect or engineer:
Professional Iiabi Iity (errors and omissions) insurance, with a combined single limit of
not less than $1,000,000 per claim with 52,000,000 in the aggregate.
e. The following requirements apply to the insurance to be provided by Consultant
pursuant to this section:
i. Consultant shall maintain all insurance required above in full force and effect
for the entire period covered by this Agreement.
ii. Certificates of insurance shall be furnished to the City upon execution of this
Agreement and shall be approved by the City.
HL Certificates and policies shall state that the policies shall not be canceled or
reduced in coverage or changed in any other material aspect without thirty (30)
days prior written notice to the Clty.
iv. Where the amounts or coverage provided by the certificates of insurance
provides coverage greater than those listed by this Agreement, the amounts
provided by the certificates of insurance shall be incorporated by reference into
the Agreement.
V. Consultant shall supply City with a fully executed additional insured
endorsement.
If Consultant fails or refuses to produce or maintain the insurance required by this
section or fails or refuses to furnish the City with required proof that insurance has
been procured and is in force and paid for, the City shall have the right, at the City's
election, to forthwith terminate this Agreement. Such termination shall not affect
Consultant's right to be paid for its time and materials expended prior to notification
of termination. Consultant waives the right to receive compensation and agrees to
indemnify the City for any work performed prior to approval of insurance by the City.
b. INDEMNIFICATION
Consultant agrees to defend, acid sliall indemnify and hold harmless the City, its officers,
agents, employees, contractors, special counsel, and representatives from liability: (1) for personal
injury, damages, just compensation, restitution, judicial or equitable relief arising out of claims for
personal injury, including death, and claims for property damage, which may arise from the negligent
operations of the Consultant, its subcontractors, agents, employees, or other persons acting on its behalf
which relates to the services described in section 1 of this Agreement; and (2) from any claim that
personal injury, damages, just compensation, restitution, judicial or equitable relief is due by reason of
the terms of or effects arising from this Agreement. This indemnity and hold harmless agreement
applies to all claims for damages, just compensation, restitution, judicial or equitable relief suffered,
or alleged to have been suffered, by reason of the events referred to in this Section or by reason of the
terms of or effects, arising from this Agreement. The Consultant further agrees to indemnify, hold
harmless, and pay all costs for the defense of the City, including fees and costs for special counsel to
be selected by the City, regarding any action by a third party challenging the validity of this Agreement,
or asserting that personal injury, damages, just compensation, restitution, judicial or equitable relief
due to personal or property rights arises by reason of the terms of, or effects arising from this
Agreement. City may make all reasonable decisions with respect to its representation in any legal
proceeding. Notwithstanding the foregoing, to the extent Consultant's services are subject to Civil
Code Section 2782.8, the above indemnity shall be limited, to the extent required by Civil Code Section
2782.8, to claims that arise out of, pertain to, or relate to the negligence, recklessness, or willful
misconduct of the Consultant.
?. RECORDS
Consultant shall keep records and invoices in connection with the work to be performed under
this Agreement. Consultant shall maintain complete and accurate records with respect to the costs
incurred under this Agreement and any services, expenditures, and disbursements charged to the City
for a minimum period of three (3) years, or for any longer period required by taw, from the date of
final payment to Consultant under this Agreement. All such records and invoices shall be clearly
identifiable. Consultant shall allow a representative of the City to examine, audit, and make transcripts
or copies of such records and any other documents created pursuant to this Agreement during regular
business hours. Consultant shall allow inspection of all work, data, documents, proceedings, and
activities related to this Agreement for a period of three (3) years from the date of final payment to
Consultant under this Agreement.
R. CONFIDENTIALITY
If Consultant receives from the City information which due to the nature of such information
is reasonably understood to be confidential and/or proprietary, Consultant agrees that it shall not use
or disclose such information except in the performance of this Agreement, and further agrees to
exercise the same degree of'care it uses to protect its own information of like importance, but in no
event less than reasonable care. "Confidential Information" shall include all nonpublic information.
Confidential information includes not only written information, but also information transferred orally,
visually, electronically, or by other means. Confidential information disclosed to either party by any
subsidiary and/or agent of the other party is covered by this Agreement. The foregoing obligations of
non-use and nondisclosure shall not apply to any information that (a) has been disclosed in publicly
available sources; (b) is, through no fault of the Consultant disclosed in a publicly available source; (c)
is in rightful possession of the Consultant without an obligation of confidentiality; (d) is required to be
disclosed by operation of law, or (c) is independently developed by the Consultant without reference
to information disclosed by the City.
). CONFLICT OF INTEREST CLAUSE
Consultant covenants that it presently has no interests and shall not have interests, direct or
indirect, which would conflict in any manner with performance of services specified under this
Agreement.
10. DISCRIMINATION
Consultant shall not discriminate because of race, color, creed, religion, sex, marital status,
sexual orientation, age, national origin, ancestry, or disability, as defined and prohibited by applicable
law, in the recruitment, selection, training, utilization, promotion, termination or other employment
related activities. Consultant affirms that it is an equal opportunity employer and shall comply with all
applicable federal, state and local laws and regulations.
11. EXCLUSIVITY AND AMENDMENT
This Agreement represents the complete and exclusive statement between the, City and
Consultant, and supersedes any and all other agreements, oral or written, between the parties. In the
event of a conflict between the terms of this Agreement and any attachments hereto, the terms of this
Agreement shall prevail. This Agreement may not be modified except by written instrument signed
by the City and by an authorized representative of Consultant. The parties agree that any terms or
conditions of any purchase order or other instrument that are inconsistent with, or in addition to, the
terms and conditions hereof, shall not bind or obligate Consultant or the City, Each party to this
Agreement acknowledges that no representations, inducements, promises or agreements, orally or
otherwise, have been made by any party, or anyone acting on behalf of any party, which is not
embodied herein.
12. ASSIGNMENT
Inasmuch as this Agreement is intended to secure the specialized services of Consultant,
Consultant may not assign, transfer, delegate, or subcontract' any interest herein without the prior
written consent of the City and any such assignment, transfer, delegation or subcontract without the
City's prior written consent shall be considered null and void. Nothing in this Agreement shall be
construed to limit the City's ability to have any of the services which are the subject to this Agreement'
performed by City personnel or by other consultants retained by City.
13, TERMINATION
This Agreement may be terminated by the City upon thirty (30) days written notice of
termination, In such event, Consultant shall be entitled to receive and the City shall pay Consultant
compensation for all services performed by Cnnstdtant prior to receipt of such notice of termination,
subject to the following conditions:
a. As a condition of such payment, the Executive Director may require Consultant to
deliver to the City all work product(s) completed as of such date, and in such case such
work' product shall be the property of the City unless prohibited by law, and Consultant
consents to the City's use thercof for such purposes as the City deems appropriate,
b, payment need not be made for work which tails to meet the standard of performance
specified in the Recitals of this Agreement.
14. WAIVER
No waiver of breach, failure of any condition, or any right or remedy contained in or granted
by the provisions of this Agreement shall be effective unless it is in writing and signed by the party
waiving the breach, failure, right or remedy. No waiver of any breach, failure or right, or remedy shalt
be deemed a waiver of any other breach, failure, right or remedy, whether or not similar, nor shall any
waiver constitute a continuing waiver unless the writing so specifies.
15. JURISDICTION - VENUE
This Agreement has been executed and delivered in the State of California and the validity,
interpretation, performance, and enforcement of any of the clauses of this Agreement shall be
determined and governed by the laws of the State of California. Both parties farther agree that Orange
County, California, shall be the venue for any action or proceeding that may be brought or arise out of,
in connection with or by reason of this Agreement.
16. PROFESSIONAL LICENSES
Consultant shall, throughout the term of this Agreement, maintain all necessary licenses,
permits, approvals, waivers, and exemptions necessary for the provision of the services hereunder and
required by the laws and regulations of the United States, the State ofCa(ifornia, the City of Santa Ana
and all other governmental agencies. Consultant shall notify the City immediately and in writing of
its inability to obtain or maintain such permits, licenses, approvals, waivers, and exemptions. Said
inability shalt be cause for termination of this Agreement.
17, MISCELLANEOUS PROVISIONS
a. Each undersigned represents and warrants that its signatureherein below has the power,
authority and right to bind their respective parties to each of the terms of this
Agreement, and shall indemnify City fully, including reasonable costs and attorney's
fees, for any injuries or damages to City in the event that such authority or power is
not, in fact, held by the signatory or is withdrawn.
b. All Exhibits referenced herein and attached hereto shall be incorporated as if fully set
firth in the body of this Agreement.
18. NOTICE
Any notice, tender, demand, delivery, or other communication pursuant to this Agreement shall
be in writing and shall be deemed to be properly given if delivered in person or mailed by first class or
certified mail, postage prepaid, or sent by fax or other telegraphic communication in the manner
provided in this Section, to the following persons:
To City:
Clerk of the City Council
City of Santa Ana
20 Civic Center Plaza (M-30)
11.0. Box 1988
Santa Ana, CA 92702-1988
Fax: 714- 647-6956
With courtesy copies to:
Chief of Police
Santa Ana Police Department
20 Civic Center Plaza (M-97)
P.O. Box 1981
Santa Ana, California 92702
Fax: 714-245-8090
To Consultant:
Susan Saxe -Clifford, Ph.D.
16530 Ventura Boulevard, Suite 603
Encino, California 91436
A party may change its address by giving notice in writing to the other party. Thereafter, any
communication shall be addressed and transmitted to the new address. If sent by mail, communication
shall be effective or deemed to have been given three (3) days after it has been deposited in the United
States mail, duly registered or certified, with postage prepaid, and addressed as set forth above. If sent
by fax, communication shall be effective or deemed to have been given twenty-four (24) hours after
the time set forth on the transmission report issued by the transmitting facsimile machine, addressed
as set forth above. For purposes of calculating these timeframes, weekends, federal, state, County or
City holidays shall he excluded.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement the date and year first
above written.
ATTEST:
Daisy Gomez
Clerk of the Council
APPROVED AS TO FORM:
SONIA R. CARVALHO
City Attomey
By: r4WK__
Tamara Bogosian
Assistant City Attorney
RECOMMENDED FOR APPROVAL:
DAV[ NTIN
ief of Police
Santa Ana Police Department
CITY OF SANTA ANA
Kristine Ridge
City Manager
CONSULTANT:
Susan Saxe -Clifford, Ph.D.
President
EXHIBIT A
SCOPE OF SERVICES
EXHIBIT A
SCOPE OF WORK
The City of Santa Ana is seeking a professional and experienced company to pre -employment psychological
evaluation services, peer support training, and crisis counseling. Specific responsibilities include, but are not
limited to:
A. Complete Pre -Employment Psychological Evaluations (as needed)
Perform a complete pre -employment psychological evaluation for the City's Police Department
applicants. Said psychological evaluation shall comply with the California Peace Officer's Standards
and Training (POST) Psychological Screening Manual, as well as any additional psychological
suitability criteria specified by the City's Police Department.
A complete pre -employment psychological evaluation includes, but is not limited to a clinical interview,
administration of necessary tests, scoring of tests and preparing verbal and written recommendation
for employment.
Consultant shall:
1. Provide the City's Police Department a list of available appointment times for
psychological evaluations; the appointment times must be provided 24 hours prior to
pre -scheduled Commander oral interviews. The psychological evaluations shall be
administered within seven business days of the Commander oral interviews.
2. Provide the City's Police Department with verbal recommendation of the candidate's
psychological suitability for the classifications of Police Officer as well as other
classifications within the Police Department within two (2) working days of said
candidate's clinical interview.
3. Provide the City's Police Department with a written report of the candidate's
psychological suitability for the classification of Police Officer as well as other
classifications within the Police Department within five (5) working days of the
candidate's clinical interview. This report must be received by the PD within five
working days via US Mail, or may be sent in a pdf document via e-mail.
4. Complete the necessary Police Officer Standards and Training (POST) Continuing
Professional Education (CPE) required for psychologists conducting pre -employment
peace officer evaluations. The initial CPE requirement of six hours must be completed
by May 6, 2019. Evaluators will need to complete 12 hours of POST -approved CPE
every two years. The CPE Tracking System will calculate the required hours based on
the effective date of this requirement (September 1, 2014) and the date the
psychologist began conducting peace officer evaluations.
B. Review of Fitness for Duty
Review background investigations, clinical interviews, administrative reports and/or other relevant
documents to determine an employee's psychological fitness for duty, when so directed by the City.
Fitness for duty review includes, but is not limited to, clinical interviews, administration of necessary
tests, scoring of tests, and preparation of verbal and written recommendations for employment.
City of Santa Ana - RFP 19-040 for Psychological Services
Page 1
Consultant shall:
Outline all psychological concerns resulting from that review and submit to City's Police
Department a recommendation concerning further testing and or evaluation which may
be deemed appropriate.
2. Provide City's Police Department with verbal notification as to the above within forty-
eight (48) hours, and with a complete written report concerning reviews of fitness for
duty within ten (10) working days following receipt of documents or the last clinical
interview of employee(s) in question,
Note: The City may elect to enter into two agreements to allow for a separate psychologist to
conduct fitness for duties.
Provide Testimony In Court And Court Preparation
_._--.------. Santa
._.---- _-_—
City of Sante Ana - RFP 19-040 for-_ Psychological Services
Page 2
EXHIBIT B
COMPENSATION (RATES)
EXHI BIT B
CITY OF SANTA ANA
REQUEST FOR PROPOSALS FOR PSYCHOLOGICAL SERVICES
PROPOSERS CERTIFICATION AND PROPOSAL ITEM PRICING
Certification - I certify that I have read, understand and agree to the terms and conditions of this Request for Proposals
1 have examined the Scope of Services (Exhibit A) and am familiar with the services being requested. I understand and
agree that 1 am responsible for reporting any errors, omissions or discrepancies to the City for clarification prior to the
submission of my proposal
Proposal
proposal
Item Price - Pricing shall be ail inclusive
shalt include all costs for a three-yearpsychological
Service
and based on the scope
services agreement.
Pricing
of services described in
-Anticipated
Exhibit A. Cost
No.
Subtotal
A.
_..... ___ . .....
of Units Per Yr.
7BD
$ TBD
Pre -employment psychological
$ Per applicant
evaluations
Sn
Post -Traumatic �LLu�
Po -
$ _---Per hour-�
__.
$ ------."""
Psychological
y gicalIncident
Evaluation
C
_
Review of Fitness for Duty
_
- - - Pe/r�hour
TBD —� -
$ TBD ~
tD.
Crisis Intervention Counseling
$ Per hour-
E.
Critical Incident Stress
$ Per hour
$
Nti1Rc9QG('flfrYlt
_ _
F,
Consultation Services
_
$ Per hour
G.
Psychological Training Services
$ Per hour
$
-
WTestimony in court and court
$ Per hour„
TBD --
$ TBD Y
J
nrnrrarnfinn
Nnn. 00
City of Santa Ana —RhP 19-040 for Psyc�Iogical Services,--
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