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Home My WebLink AboutROCKFORCE CONSTRUCTION, LLC (SAN LORENZO SEWAGE LIFT STATION PROJECT)THE REGISTER Tho space for liilng stamp only 2190 TOWNE CENTER PL, ANAHEIM, CA 92806 Telephone (714) 796.7000 f Fax (714) 796.6059 CNS#: 3240190 PROOF OF PUBLICATION (2015.5 C.C.P.) State of California ) County of ORANGE )SS Nonce Type: BID -NOTICE INVITING BIDS Ad Description: 06-3510 SAN LORENZO SEWAGE LIFT STATION, I am a citizen of the United States and a resident of the State of California; I am over the age of eighteen years, and not a party to or Interested In the above entitled matter. I am the principal clerk of the printer and publisher of the THE REGISTER, a newspaper published in the English language In the city of SANTAANA, county of ORANGE, and adjudged a newspaper of general circulation as defined by the laws of the State of California by the Superior Court of the County of ORANGE, State of California, under date 11/1911905, Case No. A21046. That the notice, of which the annexed is a printed copy, has been published In each regular and entire Issue of said newspaper and not In any supplement thereof on the following dates, to -wit: 0410512019, 04/09/2019 Executed on: 04109/2019 At SANTA ANA,CA I certify (or declare) under penalty of perjury that the foregoing Is true and correct. I S4gfiature Ill III II III IIIIIIIIIIIII IIIIIIIIIIII III Email * A 0 0 0 0 0 5 0 2 9 4 6 1 +F CITY OF SANTA ANA 001 2019 CONSTRUCTION CONTRACT PROJECT 06-3510 SAN LORENZO SEWAGE LIFT STATION PROJECT This CONSTRUCTION CONTRACT is made and entered into this I" day of October, 2019 by and between the City of Santa Ana, California, a charter city and municipal corporation organized and existing under the Constitution and laws of the State of California (hereinafter "CITY"), and Rockforce Construction, LLC (hereinafter "CONTRACTOR"). WITNESSETH: The CITY and the CONTRACTOR, for the consideration hereinafter named, mutually agree as follows: 1. CONTRACTOR agrees to perform all the work and furnish all the materials at its own cost and expense necessary to construct and complete in a good and workmanlike manner and to the satisfaction of the City Engineer of the CITY, the San Lorenzo Sewage Lift Station Project (hereinafter referred to as the "WORK OF IMPROVEMENT") identified in and in accordance with the Contract Documents prepared by the City's Public Works Agency and approved by the City Council. 2. The complete Construction Contract consists of the "Contract Documents" as defined by the Standard Specifications for Public Works Construction and which include the following: • Notice Inviting Bids • Information to Bidders • Bid Proposal • Bid Bond • Contract Form • Contract Bonds • General Provisions • Special Provisions • Technical Provisions and Project Plans • Community Workforce Agreement • Appendices In case of conflict between the Contract Documents, the precedence of documents shall be as established in the Standard Specifications for Public Works Construction. 3. CITY agrees to pay and CONTRACTOR agrees to accept in full payment to complete the WORK OF IMPROVEMENT the sum total amount not to exceed Seven Million Six Hundred Six Thousand Five Hundred and No Cents ($7,606,500.00), as set forth and identified in the BID PROPOSAL, which is attached hereto and incorporated herein as Exhibit "A." The BID PROPOSAL contains a schedule of unit price(s) or lump sum(s) based on approximate quantities only, and the City does not expressly or by implication agree that the actual amount of work will correspond therewith, but reserves the right to increase or decrease the amount of any class or portion of the work or to omit portions of the work as may be deemed necessary or advisable. rev. 09ro1/2017 Page 1 of 3 4. CONTRACTOR agrees to complete the WORD OF IMPROVEMENT within the time specified in the Time for Completion of Improvements section of the BID PROPOSAL (Exhibit "A") including commencing construction within the timeframe therein specified after issuance of a Notice to Proceed. 5. The CONTRACTOR will pay, and will require all subcontractors to pay, all employees on the WORK OF IMPROVEMENT a salary or wage at least equal to the prevailing salary or wage established for such work as set forth in the wage determinations for this work in accordance with applicable State and Federal law. 6. If applicable, the CONTRACTOR shall adhere to the CITY'S Community Workforce Agreement (CWA), a pre -hire collective bargaining agreement, which establishes the labor relations policies and procedures for CONTRACTOR to follow in the crafts persons employed to complete the WORK OF IMPROVEMENT as more fully described in the CWA. The CWA may be found on the City's website at: http J/www. Santa-ana.org/nwa/documents/CWA.ndf 7. CONTRACTOR shall, after award of this Contract, furnish two bonds to be approved by the CITY, one in the amount of One Hundred Percent (100%) of the Contract price, to guarantee the faithful performance of the work (Performance Bond), and one in the amount of One Hundred Percent (100%) of the Contract price to guarantee payment of all claims for labor and materials furnished (Payment Bond). This Contract shall not become effective until such bonds are supplied to and approved by the CITY. 8. CONTRACTOR shall, prior to the release of the performance and payment bonds or the retention payment, furnish a warranty performance and payment bond (Warranty Bond). Said Warranty Bond shall also be required as a condition of project acceptance. For projects up to Five Hundred Thousand Dollars ($500,000), the Warranty Bond amount shall be the greater of Ten Thousand Dollars ($10,000) or Twenty Percent (20%) of the final contract price. For projects above Five Hundred Thousand Dollars ($500,000), the Warranty Bond amount shall be the greater of One Hundred Thousand Dollars ($100,000) or Ten Percent (10%) of the final contract price. 9. CONTRACTOR shall, after award of this Contract, furnish Certificates of Liability Insurance and Worker's Compensation Insurance as outlined in the General Provisions, to be approved by the CITY. Page 2 of 3 IN WITNESS WHEREOF, the parties hereto have executed this Construction Contract on the day and year first above written. ATTEST: APPROVED AS TO FORM: SONIA R. CARVALHO City Attorney By: % -f.4—, J FUNK Assistant City Attorney RECOMMENDED FOR APPROVAL: 4E�YL FS`. FUAD SWEISS, PE, PLS Executive Director Public Works Agency CITY OF SANTA ANA KRISTINE RIDGE City Manager CONTRACTOR: Rockforce Construction, LLC AME: c R A i aor+H TITLE: &-g Ky-e1;,jAt +- Page 3 of 3 City of Santa Ana Page I San Lorenzo Sewage lift Station (06-3510), bidding on July 9, 2019 2:00 PM (Pacific) Printed 08115/2019 Bid Results EXHIBIT A Bidder Details Vendor Name Rockforce Construction, LLC Address 26772 Vista Terrace Lake Forest, CA 92630 United States Respondee Craig Roth Respondee Title Vice President Phone 949-441-5200 Ext. 5245 Email cralgr@rockforce.com Vendor Type License # 909390 CA DIR Bid Detail Bid Format Electronic Submitted July 9, 2019 1:52:38 PM (Pacific) Delivery Method Bid Responsive Bid Status Submitted Confirmation # 184065 Ranking 0 Respondee Comment Buyer Comment Attachments File Title File Name File Type General Forms Pmposal.pdf General Forms Ownership Affidavit Ownership Affidavit.pdf Ownership Affidavit (Notary Public) - REQ Original Hard Copy Submittal In Addition Bid Bond Bid Bond.pdf Bid Bond Guaranty (Notary Public) - REQ Original Hard Copy Submittal In Addition Non Collusion Affidavit Non Collusion.pdf Non -Collusion Affidavit (Notary Public) - REQ Original Hard Copy Submittal in Addition Subs Subs.pdf Subcontractor Listing Form Line Items Type Item Code UOM City Unit Price Line Total Comment Base Bid Proposal 1 Mobilization/Demobilization* LS 1 $350,000.00 $360,000.00 2 Sheeting, Shoring, Bracing and Excavation/Trench Protection LS 1 $700,000.00 $700,000.00 PlanotSids, Inc, City of Santa Ana Page 2 San Lorenzo Sewage Lift Station (00-3510), bidding on July 9, 2019 2:00 PM (Paolflo) PrInted0811612019 Bid Results EXHIBIT A Type Item Code UOM oty Unit Price UnsTotal Comment 3 Construct, Operate and Maintain a Dawatering System LS 1 $300,000.00 $300,000.00 4 Construct Sewage Lift Station L8 1 $3,200,000.00 $3,200,000.00 ..... ..... .. 5 Furnish and Install Electrical Equipment and Facilities LS I $670.000.00 $570,000.00 6 Furnish and Install Instrumentation and Control Equipment and Facilities Including Programming LS 1 $116,000.00 $115,000.00 7 Construct Site Piping LS 1 $50,000.00 $50,000.00 . ......... 8 Construct Site Improvements LS 1 $300,000.00 ...... ... .. $300,000.00 ...... ... .... .... 9 Construct Temporaty Sewer Bypass of Existing 10" Sewer atiLlft Station Site LS 1 $75,00().00 $75,000.00 10 Construct Electrical Conduit from Existing Generator by Directional Drilling LS 1 $20,000.00 ....... .... $20,000.00 11 Demolition of Existing SeVerstrom Ult Station LS 1 . .. ... ... ... $20,000.00 $20.000.00 . . . ....... . 12 Construct Parallel Force Mains and Valves, and 16" Gravity Sewer and Manholes from Sta. 7+87± to Sta. 25+72± LS 1 .......... . $5601000.00 $660,000.00 13 Construct 15" Gravity Sewer and Manholes from Sta. 20+00 to Sta, 25+72± LS 1 $5801000.00 .... ..... . $680,000.00 14 Construct 12" Gravity Sewer and Manholes from Sta. 30+00 to Sta. 31+00± LS 1 $200,000.00 $200,00.00 15 Construct Connection to OCSD Existing Manhole (Manhole No. 11) LS 1 $5,000,00 $5,000.00 16 Abandon In Place Existing Sewer Mains LS 1 $12,000.00 $12,000.00 17 Furnish and Install Irrigation and Landscaping LS 1 $15,000,00 $15,000.00 18 Prepare and Obtain Approval of Traffic Control Plans LS 1 $1101000100 $10,000.00 Planat8lds, Inc. City of Santa Ana Page 3 San Lorenzo Sewage Lift Station (06-3510), bidding on July 9, 2019 2:00 PM (Paciflc) Pdnted 0811512019 Bid Results EXHIBIT A Type Item Code UOM Qty Unit Price Line Total Comment 19 Provide and Maintain Traffic Control LS 1 $50.000.00 $60,000.00 20 Prepare and Implement Stormwater Pollution Prevention Plan LS 1 $20,000.00 $20.000.00 21 Removal of Usting Median/Landscaping, Construct Temporary Pavement Including Re -striping, and Replacement of Median and Landscaping LS 1 $130,000.00 $130,000.00 22 Removal and Replacement of Concrete Bus Pad LS 1 $30,000.00 $30,000.00 23 Removal and Replacement of Curb, Gutter, Sidewalk and Medians LS 1 $18,000.00 $18,000.00 24 Replacement of Traffic Lopps,Detectors and Wiring �......,..... LS 1 $16,000.00 $16,000.00 26 Construct Grind and ARHM Overlay 3F 44000 $2,26 $99,000.00 26 Furnish and Install Final Striping and Replacement of Pavement Markings LS 1 $15,000.00 $16,000.00 27 TV Inspeotfon of Gravity Sewer Mains LS 1 $5,000.00 $6,000.00 28 Potholing LS 1 $50,000.00 $60,000.00 29 Over-P.xcavatlon and Subgrade Stabilization of Trenches" CY 100 $226.00 $22,600.00 30 Construction Staking LS 9 $30,000.Oo $30,000.00 31 Start-up, Testing and Training LS 1 $15,000.00 $15,000.00 32 As -Built Plans, 0&M Manuals and Warranties LS 1 $5,000.00 $6,000.00 3$ Permits LS 1 $20,000,00 $20,000.00 34 Labor Agreement Oversight LS 1 $10,000.00 $10,000.00 PlanetBids, Inc. City of Santa Ana Page A San Lorenzo Sewage Lift Station (06-3610), bidding on July 9, 2019 2:00 PM (Pacitic) Printed oeIM2019 Bid Results EXHIBIT A Type Item Code UOM Qty Unit Price Line Total Comment Subtotal $7,600,500.00 Asterisk Notes (per P-3 of P•17 of Specifications) . NOT part of Total Bid Calculation 35 Mobilization/Demobilization bid Item Is limited to a maximum of 5% of the Total Bid as 0 0 0 36 = The quantity for this bid Item Is shown for bid comparison only. This bid Item shall not be subject to the 25% limit as stated in Section 3-2 of the Standard Specklcatlons... ea 0 0 0 ^ Subtotal .. M .-...,., D Total $7,600,500.00 e PlanetBids, Inc. CITY OF SANTA ANA PROPOSAL PROJECT NO.: 06-3510 EXHIBIT A SAN LORENZO SEWAGE LIFT STATION The lowest responsible bidder shall be selected based on the total base bid. The City reserves the right to award the Base Bid, and any, all, or none of the add -alternate bid items (if any). * Mobilization/Demobilization bid item is limited to a maximum of5% of the Total Base Bid. ** The quantity for this bid item is shown for bid comparison only. This bid item shall not be subject to the "25%" limit as stated in Section 3-2 of the Standard Specifications. The actual amount for this item will be dictated by the actual quantity used, and the Agency reserves the right to increase or decrease the quantity of this item accordingly. TIME FOR COMPLETION OF IMPROVEMENTS AND LIQUIDNI'FD DAMAGES The undersigned bidder hereby proposes to complete the Work for the total base bid amount shown above, within three hundred (300) working clays after the commencement date stated in the Notice to Proceed. The liquidated damages amount, in lieu of the amount specified in Subsection 6-9 of the Standard Specifications, shall be $1,500 per calendar day. Name of Firm Rockforce Construction, LLC Signature of BIDDER Title Chief Estimator / VP (If an individual, so state. If a firm or co -partnership, state the firm name and give the names of all individual co-partners composing the firm. If a corporation, state legal name of corporation, and names of President, Secretary, Treasurer and Manager, thereof.) P-3 ofP-17 CITY OF SANTA ANA PROPOSAL PROJECT NO.: 06-3510 SAN LORENZO SEWAGE LIFT STATION BID PROPOSAL TO: CITY COUNCIL OF THE CITY OF SANTA ANA FROM: Rockforce Construction,;LLC REQUIREMENT: The undersigned bidder declares that they have carefully examined the location of the proposed work, that they have examined the Contract Documents in its entirety and hereby proposes to furnish all material and do all the work required to complete the said work in accordance with said plans (if any) and the specifications for the unit price(s) or lump sum(s) set forth in the following schedule: Item Description Qty Unit Unit Price Amount 1* Mobilization/Demobilization 1 LS $- $ 2 - Sheeting, Shoring, Bracing and - 1 LS $ - $ Excavationtrrench Protection 3 Construct, Operate and Maintain a I LS $ $ Dewatering System 4 ConstructSewageLift Station 1 LS - -$ $- 5 Furnish and Install Electrical Equipment 1 LS S $ and Facilities 6 Furnish and Install Instrumentation and I LS $ $ Control Equipment and Facilities including Programming 7 Construct Site Piping I LS $ $ 8 Construct Site Improvements -- 1 - LS $ $ -9 Construct Temporary Sewer Bypass of 1 LS $ $ Existing 10" Sewer at Lift Station Site 10 Construct Electrical Conduit from Existing I LS $ $ Generator by Directional Drilling l l Demolition of Existing Segerstrom Lift I LS $ $ - Station 12 Construct Parallel Force Mains and Valves, 1 - LS $ $ and 15" Gravity Sewer and Manholes from Sm. 7+87t to Sta. 15+49t 13 Construct 15" Gravity Sewer and I LS $ $ 1 Manholes from Sta. 20+00 to Sta. 25+72t P-1 ofP-17 CITY OF SANTA ANA PROPOSAL PROJECT NO.: 06-3510 SAN LORENZO SEWAGE LIFT STATION Item Description Qty Unit Unit Price Amount 14 Construct 12" Gravity Sewer and 1 LS $ $ Manholes from Sm. 30+00 to Sta. 31+90f 15 Construct Connection to OCSD Existing 1 LS $ $ Manhole (Manhole No. 11) lb Abandon in Place Existing Sewer Mains I LS $ $ 17 Furnish and Install Irrigation and I LS $ $ Landscaping 18 Prepare and Obtain Approval of Traffic 1 LS $ $ Control Plans 19 Provide and Maintain Traffic Control 1 LS $ $ 20 Prepare and Implement Stormwater 1 LS $ $ Pollution Prevention Plan 21 Removal of Existing Median/Landscaping, 1 LS $ $ - Construct Temporary Pavement including Re -striping, and Replacement of Median and Landsca in 22 Removal and Replacement of Concrete I LS $ $ Bus Pad 23 Removal and Replacement of Curb, Gutter, 1 LS $ $ Sidewalk and Medians 24 Replacement of Traffic Loops, Detectors 1 LS $ $ and Wiring 25 Construct Grind and ARHM Overlay 44,000 SF $ $ 26 Furnish and Install Final Striping and 1 LS $ $ Replacement of Pavement Markings 27 TV Inspection of Gravity Sewer Mains I LS $ $ 28 Potholing 1 LS $ $ _ 29** Over -Excavation and Subgrade 100 CY $ $ Stabilization of Trenches 30 Construction Staking 1 LS 31 Start-up, Testing and Training I LS 4000$ 32 As -Built Plans, O&M Manuals and 1 LS Warranties 33 Permits l LS 00 P-2 of P-17 CITY OF SANTA ANA PROPOSAL PROJECT NO.: 06-3510 SAN LORENZO SEWAGE LIFT STATION Item Description Qty Unit Unit Price Amount 34 Labor Agreement Oversight 1 LS $ 10,000 $ 1Q000 TOTAL BASE BID 1 $ The lowest responsible bidder shall be selected based on the total base bid. The City reserves the right to award the Base Bid, and any, all, or none of the add -alternate bid items (if any). * Mobilization/Demobilization bid item is limited to a maximum of 5% of the Total Base Bid. ** The quantity for this bid item is shown for bid comparison only. This bid item shall not be subject to the "25%" limit as stated in Section 3-2 of the Standard Specifications. The actual amount for this item will be dictated by the actual quantity used, and the Agency reserves the right to increase or decrease the quantity of this item accordingly. TIME FOR COMPLETION OF IMPROVEMENTS AND LIQUIDATED DAMAGES The undersigned bidder hereby proposes to complete the Work for the total base bid amount shown above, within -three hundred (300) working drys after the commencement date stated in the Notice to Proceed. The liquidated damages amount, in lieu of the amount specified in Subsection 6-9 of the Standard Specifications, shall be $1,500 per calendar day. Name of Firm Signature of Bll Title Chief Estimator / VP Heavy Civil (If an individual, so state. If a firm or co -partnership, state the firm name and give the names of all individual co-partners composing the firm. If a corporation, state legal name of corporation, and names of President, Secretary, Treasurer and Manager, thereof.) P-3 ofP-17 CITY OF SANTA ANA PROPOSAL PROJECT NO.: 06-3510 SAN LORENZO SEWAGE LIFT STATION IDDER'S STATEMENT BIDDER understands and agrees that this Bid Proposal, Contract Documents and subsequent Construction Contract Agreement shall constitute the entire agreement between BIDDER and the AGENCY only after it has been accepted by the City Council, endorsed by the Clerk ofthe Council with her signature and official seal noting hereon the action of approval of the Council, signed by the Public Works Agency Executive Director or his/her duly authorized agent, and signed by the City Attorney, denoting his approval of the form of this document, and its execution, and when it or an exact copy of it has been either delivered to BIDDER or deposited with the United States Postal Service properly addressed to the BIDDER with the correct postage affixed thereto. BIDDER further agrees that upon delivery (as defined above) of the accepted agreement he/she will furnish AGENCY all required bonds and certificate of liability insurance within ten (10) business days or the funds, check, draft, or BIDDERS bond substituted in lieu thereof accompanying this proposal shall become the property of the AGENCY and shall be considered as payment of damages due to the delay and other causes suffered by AGENCY because of the failure to furnish the necessary bonds and because it is distinctly agreed that the proof of damages actually suffered is difficult to ascertain; otherwise said funds, check, drafts, or BIDDER'S bond substituted in lieu thereof shall be returned to the undersigned. BIDDER understands that a bid is required for the entire work, the estimated quantities set forth in the bid schedule are solely for the purpose of comparing bids, and that final compensation under the contract will be based upon the actual quantities of work satisfactorily completed. The BIDDER also certifies that the bid is a balanced bid. In accordance with Section 7028.15 of the California Business and Professions Code, the undersigned certifies under penalty of perjury that the foregoing is true and correct. Name of Firm Signature of BI] Title Chief Estimator / VP Heavy Civil (If an individual, so state. If a firm or co -partnership, state the firm name and give the names of all individual co-partners composing the firm. If a corporation, state legal name of corporation, and names of President, Secretary, Treasurer and Manager, thereof.) P-4 of P-17 CITY OF SANTA ANA PROPOSAL PROJECT NO.: 06-3510 SAN LORENZO SEWAGE LIFT STATION CONTRACTOR'S LICENSING AND kEMSTRATION STATEMENT The undersigned contractor, or corporate officer, declares under penalty of perjury that he/she and all his/her subcontractors are registered with the State of California Department of Industrial Relations (DIR), and that the following is true and correct. Contractor's Name: Rockforce Construction, LLC Business Address: 26.772 Vista Tprr�ce Lake Forest, CA 92630 Business E-Mail Address: Estimating@RockForcexom Telephone: (949) 441-5200 State Contractor's License No. and Class: 999390 "A" License Expiration Date: 12/31/2020 State Dept. of Industrial Relations (DIR) Registration No.: 1000004540 State Dept. of Industrial Relations (DIR) Registration E prtttion nte: 6/30/2021 Signed: _ Title: Chief Estimator / VP HeM Civil P-5 ofP-17 CITY OF SANTA ANA PROPOSAL PROJECT NO.: 06-3510 SAN LORENZO SEWAGE LIFT STATION PREVAILING WAGE COMPLIANCE AND MONITORING STATEMENT. Contractor is aware of the requirements of California Labor Code Section 1720, et seq., as well as California Code of Regulations, Title 8, Section 16,000, et seq., ("Prevailing Wage Laws"), which require the payment of prevailing wage rates and the performance of other requirements on "public works" and "maintenance" projects. Since the services are being performed as part of an applicable "public works" or "maintenance" project, as defined by the Prevailing Wage Laws, and since the total compensation is $1,000 or more, Contractor agrees to fully comply with such Prevailing Wage Laws. City shall provide Contractor with a copy of the prevailing rates of per diem wages in effect at the commencement of this Agreement. Contractor shall make copies of the prevailing rates of per diem wages for each craft, classification or type of worker needed to execute the services available to interested parties upon request, and shall post copies at the Contractor's principal place of business and at the project site. Contractor shall defend, indemnify and hold the City, its elected officials, officers, employees and agents free and harmless from any claim or liability arising out of any failure or alleged failure to comply with the Prevailing Wage Laws. The undersigned certifies that the foregoing is true and correct. Name of Firm Signature of BI: Title Chief Estim; (if an individual, so P-6 of P-17 CITY OF SANTA ANA PROPOSAL PROJECT NO.: 06-3510 SAN LORENZO SEWAGE LIFT STATION OWNERSHIP AFFIDAV STATE OF CALIFORNIA ) COUNTY OF ORANGE ) SS: CITY OF SANTA ANA ) being duly sworn, deposes and says; ❑ INDIVIDUAL That he/she is the party making the foregoing proposal: ❑ PARTNERSHIP That he/she is a member of the co -partnership firm designated as:: and who has been and is duly vested with the authority to make and execute instruments for the co -partnership by: who constitute the other members of the co -partnership. ❑ CORPORATION That he is of: a corporation which is making the foregoing proposal: ❑ JOINT VENTURE That he is of: one of the parties making the foregoing proposal as ajoint venture, and the lielshe has been and is duly vested with the authority to execute instruments for an on behalf of the parties ' 1 ^ making said bid who are: that such a bid is genuine and not collusive or sham, and has not in any manner sought by collusion to secure any advantage against the City of Santa Ana or any person interested in the proposed c' t 7ct; for imself or any other person. ignatl o td er Subscribed and sworn to before me this �day of U 20 1 0 . SignatCire of officer ministering Oath (Notary Public) KELSIEMNHIKOGOMES eV COMM #2246178 X R NOTANYpUBtIC.cAiIpORNIA7b MNGEOOUNTY N "* MYOOMM.Opt JUNEit. 1022 P-7 of P-17 CITY OF SANTA ANA Bond No. CSBA-10892 PROPOSAL PROJECT NO.: 06-3510 SAN LORENZO SEWAGE LIFT STATION KNOW ALL PRESENT that, Rockforce Construction, LLC , as BIDDER, and Arch Insurance Company , as SURETY, are held and firmly bound unto the CITY OF SANTA ANA, as AGENCY, in the penal sum of _ Ten Percent of Amount Bid Dollars ($ 10%of Amount Bid �� which is ten percent (10%) of the total amount bid by BIDDER to AGENCY for the above -stated project, for the payment of which sum, BIDDER and SURETY agree to be bound, jointly and severally, firmly by these presents. THE CONDITIONS OF THIS OBLIGATION ARE SUCH that, whereas BIDDER is about to submit a bid to AGENCY for the above -stated project, if said bid is rejected, or if said bid is accepted and a contract is awarded and entered into by BIDDER in the manner and time specified, then this obligation shall be null and void, otherwise it shall remain in full force and effect in favor of AGENCY. IN WITNESS WHEREOF the parties hereto have set their names, titles, hands, and seal this 22nd day of May , 20 19 . 96779 kh.fa Te.. SURETY* 865 South Figueroa Street, Suite 2700, Arch Insurance Company Los Angeles, CA 90017, (213)283-3517 Arturo Ayala, Attomc Subscribed and Signature: to before me ,20 Notary Public in and for the County of , State of Orangg,15 A 92867, (714) day I1l]l y 0 Provide BIDDER/ SURETY name, address, and telephone number and the name, title, address, and telephone number of authorized representative. P-8 ofP-17 Borid- No CS-B_A-10892- AIC 0000262238 THIS POWER OFATT-ORNE-YIS NOTYALID UNLESS IT IS PRINTED ON BLUE BACKGROUND. - - - This Power of Attorney limits the aT ofihoso ranted herein, and they have no authority to bind the Company� the - manner and to the extent herein stated. Not valid for Note, Loan, Letter of Credit, Currency Rate, Interest Rate or Residential Value Guarantees. POWER OF ATTORNEN'lllik —Know All Persons By These Presents: -- - That the Arch Insurance Company, a corporation organized and existing under the laws of the State of Missouri, having its principal - hereby appoint: administrative office in Jersey City, New Jersey_ (hereinafter referred to as the "Company") does- - Arturo.Ayal Daniel Huckabay, DV& f3etlly�rank_Mdones, Michael Castaneda and Shaul Rozelle Ostrcm-ofEOrang€i 9 its true and lawful Attorney(s)in-Fact, to make, execute, seal, and deliver from the date of issuance of this power for and on its behalf as aul;e"d as ds act and deed: - Armand -all, bonds, undertakings, recognizance$ and other surety obligations m the:il eoal sum�eeding Ninety Million Dollars ($90.000.000.00). This authority does not permit the same obligation to be split into two or more bonds In order to bring each such bond within the dollar limit of authority as-�et forth herein.. - exi=ouTIdh oL--such bonds, unde—ErakmcZs raffi ngl5fi s and other surety obligations in pursuance of these preseatsEshall M - binding upon the said Company a lil amply to all intents and purposes, as if the same had been dul�5xeeute�lc and - acknowledged by its regularly elected officers at its principal administrative office in Jersey City, New Jersey. This Power of Attorney is executed by authority of resolutions adopted by unanimous consent of the Board of Directors of the Company an Septernlibr 11, true and,,laccurale'copies of"whoh,are hereinafter certified to by the undersignEd Secretary alb full force and''effecP "VOTED, That the. Chairman of the Board, the President, or the Executive Vice President, or any Senior Vice Presiddi f; of the Surety Business Division, or their appointees designated in writing and filed with the Secretary, or the Secretary shall have the power and authority to appoint agents and attorneys -in -fact; and to authorize them subject to the limitations set forth in their respective powers of �tt9rney, 19 execute -on behalf of the Comfy_ and-ettactrthe seal of the Company, thereto;, bonds ,,undertakings, recogmzanees and - - - utter �atfons obligatory°tiLth rU;�themd!t and ---any such officers ofithe Company may,;,appoint agents'for-acceptanpi This Power of Attorney is signed, sealed and certified by facsimile under and by authority of the following resolution adopted by the unanimous consent of the Board of Directors of the Company on September 15, 2011: VOTEfOTThatthe stnalure of the Chairman of.,the Board the President, orth , Exl President, or any Senior Vice PfMWent o�-the u &usirtess Division, or their !,appointees designated in writing=WI iled� iffahbi Secretary, and the slgI reef Th_e Secretary, Via seal of the Company and certifications by the Secretary, maybiq affl�e -by facsimile on any power of ttorney r bond executed pursuant to the resolution adopted by the Board of Directors on September 15, 2011, and any such power so executed, sealed and certified with respect to any bond or undertaking to which it is attached, shall continue to be valid and binding upon the Company. OOMLOO13 00-03 03 Page 1 of 2 Printed in U.S.A. ACKNOWLEDGMENT A notary public or other officer completing this certificate verifies only the identity of the individual who signed the document to which this certificate is attached, and not the truthfulness, accuracy, or validity of that document. State of California County of On CIO 1,00 before me, KP10it iIVM9S / Nokayy FkAWi J (insert name and title of the officer) personally appeared CyA A �.o, who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct. ,v WITNESS my hand and official seal. C°+ 't KELSIEMICHIK000MESCOMM. # 2246178 ;0 ® o NOTARY PUBur CAUFORNIA N (� W� ORANGE COUNTY ro Al l a /k---,AA . MYCOMM, EXP. JUNE 18, 2022 Signature (Seal) CITY OF SANTA ANA PROPOSAL PROJECT NO.: 06-3510 SAN LORENZO SEWAGE LIFT STATION MKIM41e • •L Section 4100 et. seq. of the Public Contract Code requires listing of all subcontractors with the bid for all subcontract work exceeding the following amount: o Streets, highways including bridge projects: Y2% of the bid or $10,000, whichever is greater o Buildings, parks, or other projects: ''/z% of the bid Section 1725.5 of the Public Contract Code requires all Subcontractors be registered with the State Department of Industrial Relations (DIR). BIDDER proposes to subcontract certain portions of the work to the firms listed below: Name ail e, imrl License #/Exp. 100g41(oq M DIR Reg. #/Exp. 100 0142-q `l (V Location W9,51" GIrMVYbPii tI Phone U(P- +41 --'3SbC Type Of Work S�il n Amount $ f8f1 Ob0 � Name License #/Exp. DIR Reg. #/Exp. License # Location Phone Type Of Work Amount $ Name License #/Exp. DIR Reg. #/Exp. License # Location Phone Type Of Work Amount $ SignatiA of Bidder Name License #/Exp. DIR Reg. #/Exp. Location Phone Type Of Work Amount $ Name License #/Exp. DIR Reg. #Bxp. License # Location Phone Type Of Work Amount $ Name License #/Exp. DIR Reg. #/Exp, License # Location Phone Type Of Work Amount $ P-9 of P-17 CITY OF SANTA ANA PROPOSAL PROJECT NO.: 06-3510 SAN LORENZO SEWAGE LIFT STATION LIST OF SUB -CONTRACTORS Section 4100 et, seq. of the Public Contract Code requires listing of all subcontractors with the bid for all subcontract work exceeding the following amount: o Streets, highways including bridge projects: %s% of the bid or $10,000, whichever is greater o Buildings, parks, or other projects: ''/a% of the bid Section 1725.5 of the Public Contract Code requires all Subcontractors be registered with the State Department of Industrial Relations (DIR). BIDDER proposes to subcontract certain portions of the work to the firms listed below: Name C/M License #/Exp. DIR Reg. #/Exp. Location Phone Type Of Work Amount $ Name 7LZL" _ License #/Exp. * 2 _M 3 25 i -qlu DIR Reg. #/Exp. 100001226a,5 (P'` bO.2'Q License # Location Phone 0 _(P 00. 97U—/ Type Of Work Ck4 d/1Q/ Amount $ U (nfiu Name License #/Exp. DIR Reg. #/Exp, Location Phone Type Of Work Amount $ Name License #/Exp. DIR Reg. #/Exp, License # Location Phone Type Of Work Amount $ Name Name License #/Exp. License #/Exp. DIR Reg.#/Exp. DIR Reg.#/Exp. License # License # Location Location Phone Phone Type Of Work Type Of Work Amount $ Amount $ - (d'-zN --- Signatur of Bidder P-9 ofP-17 CITY OF SANTA ANA PROPOSAL PROJECT NO.: 06-3510 SAN LORENZO SEWAGE LIFT STATION LIST OF SUB -CONTRACTORS Section 4100 et. seq. of the Public Contract Code requires listing of all subcontractors with the bid for all subcontract work exceeding the following amount: o Streets, highways including bridge projects: %v% of the bid or $10,000, whichever is greater o Buildings, parks, or other projects: %s% of the bid Section 1725.5 of the Public Contract Code requires all Subcontractors be registered with the State Department of Industrial Relations (DIR). BIDDER proposes to subcontract certain portions of the work to the firms listed below: Name LWMI„ S 144ra License #/Exp. 219q y t -11011 q DIR Reg. #/Exp. IMOz000714 - " Location 9d I� Ar7g CA. 7 Phone 4 t -IB— 1 i Type Of Work 4C C,Oki PI(4 r& . OYLY IrAM Amount $ wo, Oo Name I^F�OII Y—I21 E{ License #/Exp.34� DIR Reg. #/Exp. 1gryti06t1 t72.__ a License # Location j°I„ �y _' Phone —it2 t �9. Type Of Work -.021tilo Amount Name License #/Exp. 751277 7/NA-01 DIR Reg.#/Exp. 1000010073 (PbUku License # Location FIM-110 )A Phone WrA-027—I3 Type Of Work Mg11! 01-e Amount $ 101000 OL �- Signature o Bidder Name Cive c-4-nm MObcbn License #/Exp. DIR Reg. #/Exp. Location Phone 310-.32'7-152-9 (o2gq, 09 qla of l v0()0.0/4'-l9z4 - l0/ 0127- Toyran6k. CA. Type Of Work MROOYl? Amount$�H�50a Name MurpW Indus, 'al License#/Exp.Ii)�(G la 3i(Z° DIR Reg. #/Exp. L00t700505 License # Location Sioyla) aid GI d Phone -5&2 / 2'7.1 *710 Type 0 ork Pq(12 Wia1 Hag Amount $ ZO7, Uo Name License #/Exp. DIR Reg. #/Exp. License # Location Phone Type Of Work Amount $ P-9 of P-17 CITY OF SANTA ANA PROPOSAL PROJECT NO.: 06-3510 SAN LORENZO SEWAGE LIFT STATION LIST OF SUB -CONTRACTORS Section 4100 et. seq. of the Public Contract Code requires listing of all subcontractors with the bid for all subcontract work exceeding the following amount: o Streets, highways including bridge projects: %z% of the bid or $10,000, whichever is greater o Buildings, parks, or other projects: %:% of the bid Section 1725.5 of the Public Contract Code requires all Subcontractors be registered with the State Department of Industrial Relations (DIR). BIDDER proposes to subcontract certain portions of the work to the firms listed below: Name ( j_Jr�tQ,t 5LAJ 94-0.f kjlK Name License #/Exp. 9)yb191 .3 f 0,41 License #/Exp. DIR Reg. #/Exp. 10222N053 4 /X,n/2 - DIR Reg. #/Exp. Location /}0b �(AMIA.aCA Location Phone -700-'z4i O - 52 Phone Type Of Work UaMeoroyli i Type Of Work Amount $ q" , tloo Amount $ Name License #/Exp. DIR Reg. #/Exp. License # Location Phone Type Of Work Amount $ Name License #/Exp. DIR Reg. #/Exp. License # Location _ Phone Type Of Work Amount $ (d & SignattA of Bidder t�►�T"'fi� , License #/Exp. DIR Reg. #/Exp. License # Location Phone Type Of Work Amount $ Name License #/Exp. DIR Reg, #/Exp. License # Location Phone Type Of Work Amount $ P-9 ofP-17 CITY OF SANTA ANA PROPOSAL PROJECT NO.: 06-3510 SAN LORENZO SEWAGE LIFT STATION LIST OF SUB-CONIRMIORS Section 4100 et. seq. of the Public Contract Code requires listing of all subcontractors with the bid for all subcontract work exceeding the following amount: o Streets, highways including bridge projects: ''/z% of the bid or $10,000, whichever is greater o Buildings, parks, or other projects: '/2% of the bid Section 1725.5 of the Public Contract Code requires all Subcontractors be registered with the State Department of Industrial Relations (DIR). BIDDER proposes to subcontract certain portions of the work to the firms listed below: Name IPed 61-eoyic' _ License #/Exp. ?%q 0qb 7131%21 DIR Reg. #/Exp. 10000041 033 — t7/3o/ Location $ynhj �rprivr , Phone (/&Z 410 - qI - 00 Type Of Work V1'e6y '7 Amount$ 1pQ�{00D Name License #Bxp. DIR Reg. #Bxp, License # Location Phone Type Of Work Amount $ Name License #Bxp. DIR Reg. #Bxp. License # Location Phone Type Of Work Amount $ -( L Signaturb of Bidder Name License #/Exp. DIR Reg. #/Exp. Location Phone Type Of Work Amount $ Name License #Bxp. DIR Reg. #Bxp. License # Location Phone Type Of Work Amount $ Name License #/Exp. DIR Reg. #/Exp. License # Location Phone Type Of Work Amount $ P-9 ofP-17 CITY OF SANTA ANA PROPOSAL PROJECT NO.: 06-35 10 SAN LORENZO SEWAGE LIFT STATION REFERENCES The following are the names, addresses, and telephone numbers for THREE public agencies for which the BIDDER has performed similar work within the past three years. I. County of San Bernardino - 157 West Fifth St. San Bernardino, CA 92415 Name and Address of Owner, JeffRignev (909) 387-5967 Name and Telephone Number of person familiar with project. $11,385,700.00 Dam Rehabilitation 5/31/2019 Contract Amount Type of Work Date Completed 2. Metropolitan Water District - 700 North Alameda St. Los Angeles, CA 90012 Name and Address of owner. Name and Telephone Number of person familiar with project. $5,285,000 Siphons Erosion Protection 11/19/2018 Contract Amount Type of Work Date Completed 3. _County of San Bernardino - Special Districts Dept. 825 East Third St. San Bernardino, CA 92415 Name and Address of owner. Lawrence White (909) 387-7924 Name and Telephone Number of person familiar with project. $14,574,460.00 Basin and Dam Construction 8/13/2020 Contract Amount Type of Work Date Completed The following are the names, addresses, and telephone numbers of all brokers and sureties from whom BIDDER intends to procure insurance and bonds. Bonding Co. / Surety - Arch Insurance Company 3'Parkway Suite 41500 Philadelphia, PA 19145 (215) 606 1600 Name of Surety Agent- CSBA 1411 No. Batavia, Suite #201 Orange, CA 92867 (714) 516-1232 Contact: Arturo Ayala P-10 of P-17 CITY OF SANTA ANA PROPOSAL PROJECT NO.; 06-3510 SAN LORENZO SEWAGE LIFT STATION ADDITIONAL REFERENCES The following are the names, addresses, and telephone numbers for THREE public agencies for which the BIDDER. or Subcontractor has performed similar work in the past five years. 1. of Owner.. Name and Telephone Number of person familiar with project. Contract Amount Type of Work 2. NIA Name and Address of owner. Date Completed Name and Telephone Number of person familiar with project. Contract Amount Type of Work Date Completed 3. _ NIA Name and Address of owner. Name and Telephone Number of person familiar with project. Contract Amount Type of Work Date Completed The following are the names, addresses, and telephone numbers of all brokers and sureties from whom BIDDER intends to procure insurance and bonds. P-11 ofP-17 CITY OF SANTA ANA PROPOSAL PROJECT NO.: 06-3510 SAN LORENZO SEWAGE LIFT STATION NON -COLLUSION AFFIDAYIT (Title 23 United States Code Section 1 ] 2 and Public Contract Code Section 7106) In conformance with Title 23 United States Code Section 112 and Public Contract Code 7106 the BIDDER declares that the bid is not made in the interest of, or on behalf of any undisclosed person, partnership, company, association, organization, or corporation; that the bid is genuine and not collusive or sham; that the BIDDER has not directly or indirectly induced or solicited any other BIDDER to put in a false or sham bid, and has not directly or indirectly colluded, conspired, connived, or agreed with any BIDDER or anyone else to put in a sham bid, or that anyone shall refrain from bidding; that the BIDDER has not in any manner, directly or indirectly, sought by agreement, communication, or conference with anyone to fix the bid price of the BIDDER or any other BIDDER, or to fix any overhead, profit, or cost element of the bid price, or of that of any other BIDDER, or to secure any advantage against the public body awarding the contract of anyone interested in the proposed contract; that all statements contained in the bid are true; and, further, that the BIDDER has not, directly or indirectly, submitted his or her bid price or any breakdown thereof, or the contents thereof, or divulged information or data relative thereto, or paid, and will not pay, any fee to any corporation, partnership, company association, organization, bid depository, or to any member or agent thereof to effectuate a collusive or sham bid. Note: The above Dlon-collusion Affidavit is part ofthe Proposal. BIDDERS are cautioned Aqt tnakiIM a false certification may subject the certifier to criminal prosecution. Signed State of California County of Draripie Subscribed and sworn to (or affirmed) before me on this q_ day of JOY , 2011, by G0AA ib Vi _.. proved tome on the basis of satisfactory evidence to be the person(s) who appeared before me ,lly] — A - A - � my�- Notary c PubliSI nattn Notary Public Seal il: �`°"�d, "LSIEMICNIKOGOME5' iv 6 017MW. # 2248178 � ► R NOTNtYPUgt�d;A1IFOpN�p OC ' OJLaNGE GOUMTY rca tt,JXP.�uMeIS,202 P-12 ofP-17 CITY OF SANTA ANA PROPOSAL PROJECT NO.: 06-3510 SAN LORENZO SEWAGE LIFT STATION NON-DISCRIMINATION CERTIFICATE The undersigned contractor or corporate officer, during the performance of this contract, certifies as follows: 1. The Contractor shall not discriminate against any employee or applicant for employment because of race, color, religion, sex, or national origin. The Contractor shall take affirmative action to ensure that applicants are employed, and that employees are treated during employment without, regard to their race, color, religion, sex, or national origin. Such action shall include, but not be limited to, the following: employment, upgrading, demotion, or transfer; recruitment or recruitment advertising; layoff or termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship. The Contractor agrees to post in conspicuous places, available to employees and applicants for employment, notices to be provided setting forth the provisions of this nondiscrimination clause. 2. The Contractor shall, in all solicitations or advertisements for employees placed by or on behalf of the Contractor, state that all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, or national origin. 3. The Contractor shall send to each labor union or representative of workers with which he/she has a collective bargaining agreement or other contract or understanding, a notice to be provided advising the said labor union or workers' representatives of the Contractor's commitments under this section, and shall post copies of the notice in conspicuous places available to employees and applicants for employment. 4. The Contractor shall comply with all provisions of Executive Order 11246 of September 24, 1965, and of the rules, regulations, and relevant orders of the Secretary of Labor. 5. The Contractor shall furnish all information and reports required by Executive Order 11246 of September 24, 1965, and by rules, regulations, and orders ofthe Secretary of Labor, or pursuant thereto, and will permit access to his/her books, records, and accounts by the administering agency and the Secretary of Labor for purposes of investigation, to ascertain compliance with such rules, regulations, and orders. 6. In the event of the Contractor's non-compliance with the nondiscrimination clauses of this contract or with any of the said rules, regulations, or orders, the contract may be canceled, terminated, or suspended in whole or in part and the Contractor may be declared ineligible for further Government contracts or federally assisted construction contracts in accordance with procedures authorized in Execution Order 11246 of September 24, 1965, and such other sanctions may be imposed and remedies invoked as provided in Executive Order 11246 of September 24, 1965, or by rule, regulations, or order of the Secretary of Labor, or as otherwise provided by law. P-13 ofP-17 CITY OF SANTA ANA PROPOSAL PROJECT NO.: 06-3510 SAN LORENZO SEWAGE LIFT STATION The Contractor shall include the portion of the sentence immediately preceding paragraph (1) and the provisions of paragraphs (1) through (7) in every subcontract or purchase order unless exempted by rules, regulations, or orders of the Secretary of Labor issued pursuant to Section 204 of Executive Order 11246 of September 24, 1965, so that such provisions will be binding upon each subcontract or purchase order as the administering agency may direct as means of enforcing such provisions, including sanctions for noncompliance; provided, however, that in the event the Contractor becomes involved in, or is threatened with, litigation with a subcontractor or vendor as a result of such direction by the administering agency, the Contractor may request that the United States enter into such litigation to protect the interests of the United States. 8. Pursuant to California Labor Code Section 1735, as added by Chapter 643 Stats. 1939, and as amended, no discrimination shall be made in the employment of persons upon public works because of race, religious creed, color, national origin, ancestry, physical handicaps, mental condition, marital status, or sex of such persons, except as provided in Section 1420, and any contractor of public works violating this Section is subject to all the penalties imposed for a violation of t1p)ChaptoM Signed: n - ( ` 1--i^� ,•,_ Title: Chief Estimator / VP Heavv Civil Firm: Rockforce Construction, LLC Date' 7/9/19 P-14 ofP-17 CITY OF SANTA ANA PROPOSAL PROJECT NO.: 06-3510 SAN LORENZO SEWAGE LIFT STATION STATEMENT REGARDING APPRENTICESHIP REQUIREMENTS The undersigned BIDDER is familiar with the requirements of Section 1777.5 of the State Labor Code regarding employment of apprentices, and understands that contractors on contracts exceeding $30,000 or 20 working days shall: 1. Apply to the joint apprenticeship committee administering the apprenticeship standards of the craft or trade in the area of the site of the public work for a certificate approving the contractor under the apprenticeship standards for the employment and training of apprentices in the area or industry affected. 2. Employ the number of apprentices or the ratio of apprentices to journeymen stipulated in the apprenticeship standards. 3. Contribute to the fund or funds in each craft or trade in which he/she employs journeymen or apprentices on the public work, in the same amount or upon the same basis and in the same manner as the other contractors, except contractors not signatory to the trust agreement shall pay a like amount to California Apprenticeship Council. Signed: Title: Chief Estimator / VP Heavy Civil Firm: Rockforce Construction LLC Date: 7/9/19 P-15 ofP-17 CITY OF SANTA ANA PROPOSAL PROJECT NO.: 06-3510 SAN LORENZO SEWAGE LIFT STATION STATEMENT REGARDING "ANTI -KICKBACK" REQjH-REMB= The undersigned is submitting this proposal for performing by contract the work required by these bid documents, agrees to comply with the Copeland "Anti -Kickback" Act (18 USC 74) as supplemented in the Department of Labor regulations (29 CFR, Part 3). This act provides that each contractor or subcontractor shall be prohibited from inducing, by any means, any person employed in the construction or repair of public work, to give up any part of the compensation to which he/she is 9E(t6lwj$p entitled, Signed: Title: Chief Estimator / VP Heavy Civil Firm: Rockforce Construction LLC Date: 7/9/19 P-16 ofP-17 CITY OF SANTA ANA PROPOSAL PROJECT NO.: 06-3510 SAN LORENZO SEWAGE LIFT STATION PUBLIC CONTRACT CODE SECTION 10162 OUESTIONNAIR In conformance with Public Contract Code Section 10162, the BIDDER shall complete, under penalty of perjury, the following questionnaire: Has the BIDDER, any officer of the BIDDER, or any employee of the BIDDER who has a proprietary interest in the BIDDER, ever been disqualified, removed, or otherwise prevented from bidding on, or completing a federal, state, or local government project because of a violation of law or a safety regulation? Yes. No, X If the answer is yes, explain the circumstances in the following space. P-17 of P-17 RockForce Construction, LLC. 26772 Vista Terrace Lake Forest, CA 92630 SEALED BID BOND FORSAN LORENZO SEWAGE LIFT STATIONPROJECT NO. 06-3510IN THE CITY OF SANTA ANADO NOT OPEN WITH REGULAR MAIL Cry of Santa Ara Art,,.: VlcmrS. Publlc Works Agency. M-22 20 CivicCenter Plaza Ross Annex 3rd Floor Santa Ara, CA 92701 THE FINAL PREMIUM IS CITY OF SANTA ANA This bond was issued in two (2) PREDICATED ON THE original counterparts BANDS FINAL CONTRACT AMOUNT Bond No. SU 1156899 PROJECT NO.: 06-3510 Premium: $53,836.00 SAN LORENZO SEWAGE LIFT STATION FAITHFUL PERFORMANCE BOND KNOW ALL MEN BY THESE PRESENTS that Rockforce Construction, LLC as CONTRACTOR, and Arch Insurance Company a corporation, organized and existing under the laws of the State; and duly authorized to transact business under the laws of the State of California, as SURETY, are held and firmly bound unto the City of Santa Ana, as AGENCY, in the penal sum of Seven Million Six Hundred Six Thousand Five Hundred and 00/100 Dollars ($ 7,606,500.00 ), which is 100 percent of the total contract amount for the above stated project, for the payment of which sum, CONTRACTOR and SURETY agree to be bound, jointly and severally, firmly by these presents. * of Missouri THE CONDITIONS OF THIS OBLIGATION ARE SUCH that, whereas CONTRACTOR has been awarded and is about to enter into the annexed Contract Agreement with AGENCY dated October 1 st, 2019 for Project No.: 06-3510 - San Lorenzo Sewage Lift Station if CONTRACTOR faithfully performs and fulfills all obligations in the performance of the Work of Improvement to be done under said Contract Agreement in the manner and time specified therein, then this obligation shall be null and void, otherwise it shall remain in full force and effect in favor of AGENCY; provided that any alterations in the obligations or time for completion made pursuant to the terms of the contract documents shall not in any way release either CONTRACTOR or SURETY, and notice of such alterations is hereby waived by SURETY. IN WITNESS WHEREOF the parties hereto have set their names, titles, hands, and seal this 16th day of September 2019 . 141 Subscribed and sworn to before me, 20. Signature: 26772 Vista Terrace 865 South Figueroa Street, Suite 2700 Notary Public in and for the County of , State of this day of Rate of premium on this bond is $ $12.00/$8.00/$6.50/$6.00/$5.50 per thousand. Total amount of premium charge is $ 53,836.00 . To be filled in by Surety *Provide CONTRACTOR /ADMITTED SURETY name, address, and telephone number and the name, title, address, and telephone number of authorized representative. 1 of 3 ACKNOWLEDGMENT A notary public or other officer completing this certificate verifies only the identity of the individual who signed the document to which this certificate is attached, and not the truthfulness, accuracy, or validity of that document. State of California County of Orange On 9/16/2019 before me, Melissa Ann Vaccaro, Notary Public (insert name and title of the officer) personally appeared Shaunna Rozelle Ostrom who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct. WITNESS my hand and official seal. N VACCARO 241394 ncCallfornla LLCOUNTYs =ta y May 12, 2022 Signature \yam, (Seal) Melissa Ann Vaccaro ACKNOWLEDGMENT A notary public or other officer completing this certificate verifies only the identity of the individual who signed the document to which this certificate is attached, and not the truthfulness, accuracy, or validity of that document. State of California County of OYainge, ) On OCtDW 1, 2AM beforeme, Ke Ae �owv�, Wtv'Ky NO(, (insert name and title of the officer) personally appeared m10 K* , who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct. WITNESS my hand and official seal. Signature :X/Vv SDI V r 1Q KEISIEMICHIKOGOMES COMM. # 2246178 W a NOTARY PUBI.IGCNJFORNIA ORANGE COUNTY N (Seal) v u MY COMM, ESP. JUNE t6, 2U22 Bond No. SU 1156899 AIC 0000279813 - THIs POWER OF ATTORNEY IS N9T VALID -UNLESS IT IS PRINTED ON BLUE BACKGROUND. This Power of Attorney limits the acts of those named herein, and they have no authoritylo bIn&tthe Compahyexcept in_the _� manner and to the extent herein stated. Not valid for Note, Loan, Letter of-CrodIF _Currency Rat6hnterest RbW'6r Residential Value Guarantees. POWER OF ATTORNEY Know All Persons By These Presents: - _: Shat the Arctr Insurance Company a corporation organized and misting under the laws of the State of Missouri, having its principal adm nistrativu-officetn_Jersey Grtg New Jersey (hereinafter referred to as the "Company") does hereby appoint: Arturo Ayala, Daniel Huckabay, Dwight Reilly, Frank Morones and Shaunna Rozelle-Ostrom of Orange a (EACH) - = -- its -true=andFlawful AttotrW(s)in-Faet so make =execute l and deliver from the date of issuance of this power for and on its behalf as surely, and as itsact-arid deed: Any and all bonds, undertakings, recognizances and other surety obligations, in the -penal sunrn_ot exceeding Ninety Million Dollars ($90.000.000.00). T Mkthonty doesnot permit th(r0em�obligahon to-bspl e itinto two or more bonds In order to bring each such bond within the dollar hmiLol=authonty asset f inh herein. The execution of such bonds, undertakings, recognizances and other�surety-obligahensMn pv-rsuance-of-theae prEsen_s-shall be as binding upon the said Company as fully,and amply to -all -intents and -purposes A if fhe same had been -duly executed and acknowledged [b)0saregbIftelected officersa its prurcipalmdministrative-office�in Jersey City, New Jersey. This Power of Attarneyis executed by authority of resolutions adopted by unanimous consent of the Board of Directors -of the Company -- — on September 15, 2011, true and accurate copies of which are hereinafter set forth and�are=hereby-cQrtffied to by the undersigO _ Secretary as being in full force and effect: - � _ — - VOTED;.-. hat the Chairmamof he Board -_the Presidenhor theSxeootive-Vice President, or any Senior Vice President, of the Surety _ - BusinessBvision dLtffeir appouiteesdesignated in waiting and filed with the Secretary, or the Secretary shall have the power and - -_authan_ta appoint agents and attorneys -in -fact, and to authorize them subject to the limitations set forth in their respectivee�o_wers of - - = attorney, to execute on behalf of the Company, and attach the seal of the ComparrMheretogbouds, undertakings oecognizance and other surety obligations obligatory in the nature thereof, =and any_such officersvf=The Company may appoint-_ entsfinr-acceptance of process." - - - - � - -This Power of Alf6r6y is sZrrea, sealed and certified by facsimile under and by authority of the following resolution adopted by -the _-- unanimou&consent of the Board of Directors of the Company on September 15, 2011: - VOTED, That the signature of the Chairman -of the Board lh€Presid-ent &r ttteE-xecutiveV&P%dent ar anKSenior ViciResident, of the Surety Business_ Division or their appointees absighated in-wntin"ad with -the filed Secretary, and the signature of the SecretaryshTeseal of th€Company=andcertif_ications by the Seereay,- may -be affixed by facsimile on any power of attorney or bond executed _pursuant to the resotalion adopted by the Board of Directors on September 15, 2011, and any such power so executed.- sewed andEtertified with respect to any bond or undertaking to which it is attached, shall continue to be valid and bindni g upo)the: _ Company. - Printed in U.S.A. OOMLOO13 00 03 03 AIC 0000279813 In Testimony Whereof, the Company has caused this instrument to be signed and its corporate seal to be affixed by their authorized officers, this 3rd day of June, 2019. Attested and Certified Arch Insurance Company CID VE "Ve a SIM Patrick K. Nails, Secretary David M. ili ce stein, Executive Vice President STATE OF PENNSYLVANIA SS '`^••�^""" - Ties follo shag scenr ty real ....s r eved state nalisdales, The rillievvingseet elly Itialums exceed slate mandates. ,Q l ) I a rAltered `Ig Secnrih' Vealnres Mennen A,,..ilnee ifAlle,ed G�SU.a,rra l PHThef la L-OID7?t 5�-- xmdelramngrapl, •rhe„o,a�•volD-aPpenr.,.n,:o cnpial. ', xlddnl PaangraRh •'n,e ,.,ad -von-appem,.mlm enpl«I. Can Reacl,oluk Ilkvn.",� for wn'c't, Abed-1 la Re, I Ilk l,r bh ll ,,(rjyjlrxt•�,Ipr,rk ripody,an+nQ�?CYnQ,tGt�il6a,gg, hereby certify that Patrick K. Nails amp �lrvl��`� �i(Ikelsteyn ple`Yvon 11X knowri, toBillsto be the uglimeacpeGaAns.W�fgs.One41a11�,es�e6.r�vrr�pF� t!NI�YrgaS,dSecretary and ExecuUvauYr69,er❑aPk �O 4E�ant.gf 1�& �rp �,2*14f�rnfr�ir �rSf4 E,dnXalna fk tillodfation organs ' '1 oxietthglluliRCldwthijIlt[ vs of the State of Missouri sub0i'lb8dito the fore oynq!tn®trumenN appeared efbre me M N'i;ia, qy in persep, �p;{,i l �,ygr�lly,pr�l,4p� ��k1,g�. that they being thereunto duly.�?u;fholr� ed signe wait•;' twlith Mh , carporaaj eal and delivered the said Idffdtfffffk1g'q thLlf WrYtl`Vblurltiafy act of said corporation and as their own free Iamdlvelumtary ettiut1 RP d- aweeaIand r��f�l C d I d tl 6 t e. ,Rtif.Mpes thereirJ Sl Qr� C etirryZena` I lial I11ttj1 ALTH OF pENT19YInYhRElViesL 1 C Ilt hit if: l f ,., a lia, t,sa fe, tnen,fian,k, Pans Faux lmle,.lo, kIs,var afthe 'i'llia"e, and lla, bed ., Id aall aok altered t8}TARI L5 Ai Frmre. re4Michelm L e vl. o[das tic ¢caal 'Ill mnkeeed. N1lCkt13�TRIVCI(a. Nutary't,� � /q{_ / .. City oitmw phka, July, + R. +,..••+fir,.. A-., L.tndh%NtIK fEaIP§res »CIftY 31�" rip di, Notary Public fission expires 07/312021 CERTIFICATION I, Patrick K. Nails, Secretary of the Arch Insurance Company, do hereby certify that the attached Power of Attorney dated June 3. 2019 on behalf of the person(s) as listed above is a true and correct copy and that the same has been in full force and effect since the date thereof and is in full force and effect on the date of this certificate; and I do further certify that the said David M. Finkelstein, who executed the Power of Attorney as Executive Vice President, was on the date of execution of the attached Power of Attorney the duly elected Executive Vice President of the Arch Insurance Company. IN TESTIMONY WHEREOF, I have hereunto subscribed my name and affixed the corporate seal of the Arch Insurance Company on this 16th day of September , 20 1.9 This Power of Attorney limits the acts of those named therein to the bonds and undertakings specifically named therein and they have no authority to bind the Company except in the manner and to the extent herein stated. PLEASE SEND ALL CLAIM INQUIRIES RELATING TO THIS BOND TO THE FOLLOWING ADDRESS: Arch Insurance 1�-..Surety Division.. QQ3o� IFP��aIr�k{VJ1aNr M�IMpn q�YvKdf1i rvr tint ermen state lm mlales. L1Stu'15At9Q*iPAIRi PADIA 9.a Amren ee•ifAltmrd Hall PluoXlaph the mad VOld a,easllhv tJ. Con Rea,, let Ilk them" all., "Is'. Ibl,vill, aao1 Artificial Nlle'verk SVmlalavperm nv I _ oate nelk-Ig ullifean xackXlnunl If mmeone Ines I. Blase of rnpy, the cunal,nnl htickgonnd Calm: FLUE celnnvill lank allen,l tied„,11 Mann lheealaroflhc ,nde lvi:Xl mickelsating Famc an II I cs list on.- I - d-1 ly re S CURI'I'YG UARDPLUSMICRO1it I N I1NG6EATURE' vntl can be tied „ ill, a nlagnRln. "00M 10013000,;�;,%$lee„er,Beim>fennI—e,oa,,,,If-ce,nprn,ec Delta, Pnlavla, •1:nseany of tI,, ytaufe,tial the bv,klv.... d„ It 1, ak allud. �' iS:lxftiX45TE srnc +it. 79T! 'flee fulloahl rOthemseectail state nadates. II Aden I! neu':yll Clan Rn t An I,: al V men,a k ❑nilbm, Bnckdlun I Color: ItLUF. ---;zSlicroprinlinc Page 2 of 2 1lita-I ill ❑rrsum Pelcci as Dnam,ent-AppeakaleCti AIered II .. 1 VOID' hett eol)ied. IIlk l !"llelilliblied.'h nm. • SI ilt'sa v v, I h _ m, n Ue, •C,Ahl%mlm ka,oenae, 11p 11LIo eondnmm bvek_n'annJ ,fins will look nl,ered and wlil xL— die color of the ,, dallcng Fnpo-: • Frwvc around femme, Ill, bill is en,np,aed of a'pe 'SECURITYGU,AROPLUSNIK ROPRIN I Wil-FATLRE aud•paire,ieattl olNtimvuifie.�a C Ifl Ill fsc - fr:,aaPrI6t6d III p U.'8'!A. I- ael af,lm avealtnx ral tile bckg Imill la+kahe,ed- THE FINAL PREMIUM IS CITY OF SANTA ANA This bond was issued in two (2) PREDICATED ON THE BONDS original counterparts FINAL CONTRACT AMOUNT PROJECT NO.: 06-3510 Bond No. SU 1156899 SAN LORENZO SEWAGE LIFT STATION PAYMENT BOND KNOW ALL MEN BY THESE PRESENTS that Rockforce Construction, LLC as CONTRACTOR, and Arch Insurance Company a corporation, organized and existing under the laws of the State; and duly authorized to transact business under the laws of the State of California, as SURETY, are held and firmly bound unto the City of Santa Ana, as AGENCY, in the penal sum of Seven Million Six Hundred Six Thousand Five Hundred and 00/100 Dollars ($7,606,500.00 ), which is 100 percent of the total contract amount for the above stated project, for the payment of which sum, CONTRACTOR and SURETY agree to be bound, jointly and severally, firmly by these presents. of Missouri THE CONDITIONS OF THIS OBLIGATION ARE SUCH that, whereas CONTRACTOR has been awarded and is about to enter into the annexed Contract Agreement with AGENCY dated October 1 st, 2019 for Project No.: 06-3510 - San Lorenzo Sewage Lift Station if CONTRACTOR or any subcontractor fails to pay for any labor or material of any kind used in the performance of the Work of Improvement to be done under said Contract Agreement, or fails to submit amounts due under the State Unemployment Insurance Act with respect to said labor, SURETY will pay for the same in an amount not exceeding the sum set forth above, which amount shall insure to the benefit of all persons entitled to file claims under the State Code of Civil Procedures; provided that any alterations in the work to be done, materials to be furnished, or time for completion made pursuant to the terms of the contract documents shall not in any way release either CONTRACTOR or SURETY, and notice of said alterations is hereby waived by SURETY. IN WITNESS WHEREOF the parties hereto have set their names, titles, hands, and seal this 16th day of September 12019 . Subscribed and sworn to before me, 120 Signature: Notary Public in and for the County of 26772 Vista Terrace 865 South Figueroa Street, Suite 2700 1411 N. Batavia St., Suite State of this day of Rate of premium on this bond is $ Incl. in Perf. bond per thousand. Total amount of premium charge is $ Incl. in Perf. bond . To be filled in by Surety *Provide CONTRACTOR I ADMITTED SURETY name, address, and telephone number and the name, title, address, and telephone number of authorized representative. 2 of 3 ACKNOWLEDGMENT A notary public or other officer completing this certificate verifies only the identity of the individual who signed the document to which this certificate is attached, and not the truthfulness, accuracy, or validity of that document. State of California County of On 9/16/2019 before me, Melissa Ann Vaccaro, Notary Public (insert name and title of the officer) personally appeared Shaunna Rozelle Ostrom who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct. WITNESS my hand and official seal. MELISSA ANry ygCCpRp l( + COMM. #2241394 n - - •; Notary PubllcLallfornla a - ORANGE COUNTY (\�� \ . MY Comm. Ezplres May 12, 2022 Signature T�4 2�^� \)o'c o (Seal) Melissa Ann Vaccaro Bond No. SU 1156899 - AIC 0o00279814 ZHIS__POWER OF ATTORNEY IS 11LOT VALID -UNLESS IT IS PRINTED ON BLUE BACKGROUND. This Power of Attorney limits the acts of those named herein, and they have no authoritylo kincEtHeLamOny except IhIM6 manner and to the extent herein stated. Not valid for Note,: Loan_, Lotter of_Cedtt_Currency R_ate=-Interest Rate-ar Residential Value Guarantees. POWER OF ATTORNEY Know All Persons By These Presents: . That the Arch Insurance Company a corporation organized and existing under the laws of the State of Missouri, having its principal rifflinistrahve ofTiceJn Jersey City? ew Jersey (hereinafter referred to as the "Company") does hereby appoint: Arturo Ayala, Daniel Huckabay, Dwight Reilly, Frank Morones and Shaunna RozellODOom-of Orange GA ( GH) IWrueand IWtftAtforney(s)in-Fact to make_execute -seal, and deliver from the date of issuance of this power for and on its behalf as solely, and as_ds aci-and=deed: - _ — — �. Any and all bonds, undertakings, recognizances and other surety_obligations, in th-e penal sum-h4tExcoedng _ Ninety Million Dollars ($90,000.000.00). This authority does net parmiLthesdrn - bligation to be splirinto two or more bonds In order to bring each such bond within the dollar _ Innd of -authority asset forth -Herein. - - - The execution of such bonds, undertakings, recognizances and other -surety obligations ffi pvrsuance�6f�these presents Nhalr be as - binding upon the said Company as fully -and amply- fd auintents �axfturp-osgs as if -(the same had been —duly executed and acknowledged_by-its �egular�-elected�ffimrsW its principal administratkini ice Mersey City, New Jersey. This Power of -Attorney istzecuted by authority of resolutions adopted by unanimous consent of the Board of Directors -of the Company -- on September 15, 2011, true and accurate copies of which are hereinafter set forth and. are -here Wcerfified to by'tRemndersighed Secretary as being in full force and effect: - VOTED, That the Chairman of -the Board-Ahe President or o2xecotive-Vice President, or any Senior Vice President, of the Surety Business -Division crthoir appoFnteA=designated in writing and filed with the Secretary, or the Secretary shall have the power and - - � authodty_to appoint agents and attorneys -in -fact, and to authorize them subject to the limitations set forth in their naapeztive=powers of attorney, to execute on behalf of the Company, and attach the seal of the Company thereto, honds, undertakings necognrzanoes-and other surety obligations obligatory in the nature thereof, .and -any -such offimpari may appomt=��ents far acceptance of process:" �This Power of Atttormay is signed, sealed and certified by facsimile under and by authority of the following resolution adoptedbylhe - unanimous consent -of the Board of Directors of the Company on September 15, 2011: - - VOTED, That the signature of the Chairman of the Boardithe President 6Ahe-Executwe Vice Presidert` or any -Senior Vice President, of the Surety Business Division 16r tfleir=appaintees designated ri%arig=and filed with -the Secretary, and the signature of the Secretary;_tTie-seal of iFie Campany annd certifYeations by tffe Secretary, may be affixed by facsimile on any power of attorney or bond -exente-d_pursuant to the_resolution adopted by the Board of Directors on September 15, 2011, and any such power so executed,. -- sele"ndf Certified with respect to any bond or undertaking to which it is attached, shall continue to be valid an€i binding upo2tw Company. OOMLOO13 00 03 03 � -p OROf 2 � � Printed in U.S.A. AIC 0000279814 In Testimony Whereof, the Company has caused this instrument to be signed and its corporate seal to be affixed by their authorized officers, this 3`d day of June, 2019. Attested and Certified Arch Insurance Company Ll6l � �� ,rye r Oinestain Patrick K. Nails, Secretary David Mve Vice President MfG:Rf STATE;OF PENNSYLVANIASS - - - Be f 11 goan t f aWrcs esceedState ndahs. p The For vuin, seam it, ferhorroi exceedslalr maminirs. ' �5`U�tN1`-V=tCS�'PHI sorority rrotmes mcamaat AnPrma,rec BAltered Hidden penmgmph •The word"Vo1D"appears'1w wPied. Hidden PanwgrnPh • Tbeword"\'OID'vPPenrs when copied. (. R, Ink Irk cha"r�c I 'hen hired ,b,nan. Re 1 I k I I r 1 bb I it nlrN W1,919ork rlpody,a;+y2 aCX,PAA 7l4aeSl kh reby certify that ,Patrick K. Nails and Auld i t.i�kelsfein Ap r on t)K t },t, to be the u,s6menrplAGSpns W rA O,n@07,cSae6:rip,r&sib Rti•N,�I,Yka�SaSecretary and ExecutiveLY69Frn,?r�F,,4&Ient,4,1. 6�� 'coI�4r NG htpeei<i(45hnpgnYaala "'ebt"513Fation organ p ' '!oYl3 Phg"alnddrthe,lblos of the State of Missouri, subs6liibetllto the fore din IMstriii rl appearedcbefona me MGhspsi,fdy in co- lh persp,�p,�KI{y,pgnpyy�gy(g� that they'being thereunto dull I�1Rrn ed signed aFoMr.�°with �)� cor oraterseal and delivered the sald4hatrUrWehIRT thelf L�1'Ytl Vl7lUrit�ry act, of said corporation and as their own freelamdlvo�um{aryrlantse opgaarlgestand _ I be�}� d, r,pyrpgpStherein�dh51P'f P sLs, ( Ir l , f: , f , ,h f - I se pr rPous 'r �'q'MMrsiii.7»CIA V£NNBYX.VhPAiVF°p1 1 I r E ., ePrv,echor •Erase v„v i',I ,esnut tl backgro, ul 111[cl.do I'{rA1011AL VAi I s 'mrec,o, CvscapoF,11 �g oaar orrd ,lllrkv4eed. TRIPOTA NoUtiy "tkn m,, df PhAmdks, PhPA, rdit5SEtl,rb bifili a: July Sl. 2btt Michel Trip di, Notary Public My com ission expires 07/31 2021 CERTIFICATION I, Patrick K. Nails, Secretary of the Arch Insurance Company, do hereby certify that the attached Power of Attorney dated June 3. 2019 on behalf of the person(s) as listed above is a true and correct copy and that the same has been in full force and effect since the date thereof and is in full force and effect on the date of this certificate; and I do further certify that the said David M. Finkelstein, who executed the Power of Attorney as Executive Vice President, was on the date of execution of the attached Power of Attorney the duly elected Executive Vice President of the Arch Insurance Company. IN TESTIMONY WHEREOF, I have hereunto subscribed my name and affixed the corporate seal of the Arch Insurance Company on this 16th day of September , 20 1.9 Patrick K. Nails, Secretary This Power of Attorney limits the acts of those named therein to the bonds and undertakings specifically named therein and they have no authority to bind the Company except in the manner and to the extent herein stated. PLEASE SEND ALL CLAIM INQUIRIES RELATING TO THIS BOND TO THE FOLLOWING ADDRESS: Arch Insurance Surety Division w 3ParkwayrYAlAXp�q�HMQ9tvrare s 1tt r lams `8 �ucfo'h lysrr,rtyfrtuevc. d.tt nmrdnter. Ph1{��Q*��r P• �y�1 Q}T I P 5 c h t t • Dur I l l Apt a d P 11t I S , c u 1r IAIt nd �' SVilik7f65rE 4 ND Ifidder RrIk I I , g' PI ukl tl VDIo he E� Cent R�6 pl o 1 , or Clot, 1I I '.'gc l1 -hid d {y� f'IA tAIc luio,bliol'I o. 4,f 1dWnem:ek specnlPape nm ,,g vrw'weik,*. dYh Airualwl•rna* I ed rt k a ,re 1toona,,g(n Uriffo.ra B kgnaN Ifsoncor t' , h, etirs"'c",I ck.'aa,d U'frmID kround I ,' , I en , back I Color BLUE color willt k alietcd ard wills [lie color offlic 11yyyy��MMA�y C 1r: 11 CI' II_ k I I ll.. uLr Al Iv ,g P. ■1ri�avlM IS' I 'epen,brg it 1raunes Ilst hoei P-dfI,, - MiwpCuing Frio, a000,ilrun Jor be, 6or t,, SFCURITYGUARDPLUSMICIiOIRINTINGFF,ATORE" SwI ZlIYGUAIZI) LLLSNI[CIZOPRIN11Y(Il7A[UIZ]1 and con be vi,,ed with v cr iEcr. num he"m—dm,N a mavnllffi. Pe. , L, f rip feau ra on We Inr ion rl'„re 1'.nu,rca.is, , 1a13ef xr., 'i1 f'nnrr OOML• 0013 00 0;�',';Q,'�e pnljer 1 Page 2 of 2 ; , PrilNte�i iFfUr8iAs roar, Prrnreuor rase mry nnhc elr„nurcenal me ba,kgvnnd„i11 look alm,'rd. Echo,., Pratt„ar Fic,c th,of lire sipnau 'cc turd the Welk gm ..... lmllinnk:h.... I CITY OF SANTA ANA PUBLIC WORKS AGENCY CONTRACT CHANGE ORDER Project Number Project No. 06-3510: Change Order Number 1 San Lorenzo Lift Station Project To RockForce Construction Contractor You are hereby directed to make the herein changes from the plans and specifications or do the following described work not included In the plans and specifications on this contract. NOTE: THIS CHANGE ORDER IS NOT EFFECTIVE UNTIL APPROVED BY THE CITY COUNCIL OR CITY MANAGER. Unless otherwise stated, rates for rental of equipment cover only such time as equipment is actually used and no allowance wilt be made for idle time. Change requested by PUBLIC WORKS AGENCY EXTRA WORK AT AGREED PRICE 1. Temporary Construction Agreement between RockForce Construction and Mr. Joe McDonough at 2810 S. Baker Street, Santa Ana. AGREED PRICE: $40,780.00 2. Contract Extension for Excusable, Non-Compensable Delays due to Fabrication of Stainless Steel Wall Sleeve Penetrations, and 2020 Calendar Year Rain Days — total of Fifty -Two (52) Working Days. AGREED PRICE: $0.00 3. Electrical Services Installation — materials, equipment, and labor — for 0.5-Ton Overhead Crane and Manual Chain Hoist under Owner's Directive; and additional Five (5) Working Days, AGREED PRICE: $19,125.85 4. Additional Hardware Improvements to Exit Devices and Mortice Locks — material costs, per response to Request for Information (RFI) #023. AGREED PRICE: $1,897.60 Page 1 of 2 CITY OF SANTA ANA PUBLIC WORKS AGENCY CONTRACT CHANGE ORDER Project Number Project No. 06-3510: Change Order Number San Lorenzo Lift Station Protect To RockForce Construction Contractor You are hereby directed to make the herein changes from the plans and specifications or do the following described work not included In the Mans and specifications on this contract. NOTE: THIS CHANGE ORDER IS NOT EFFECTIVE UNTIL APPROVED BY THE CITY COUNCIL OR CITY MANAGER. Unless otherwise stated, rates for rental of equipment cover only such time as equipment is actually used and no allowance will be made for idle time. Change requested by PUBLIC WORKS AGENCY The compensation both time and cost set forth in this change order comprises the total compensation due the Contractor, all Subcontractors, and all Suppliers for all work performed per this change order, including impact on unchanged work. By signing this change order, the Contractor acknowledges and agrees on behalf of himself, all Subcontractors, and all Suppliers, that the stipulated compensation includes payment for all work contained in this change order, plus all payment for interruption of schedules, extended field overhead, home office overhead, profit, delay, and all impact, ripple effect or cumulative impact on all other work under this Contract. The signing of this change order constitutes full mutual accord and satisfaction for all changes and work performed on this project, and that the time and cost paid per this change order constitutes the total equitable adjustments owed the Contractor, all Subcontractors, and all Suppliers for all work performed on this project. The Contractor on behalf of himself, all Subcontractors, and all Suppliers agrees to waive all rights, without exception or reservation of any whatsoever to file any further claim related to this project. TOTAL COST THIS CHANGE ORDER: DECREASE $ INCREASE $ 61,803.45 By reasonofthisordertheCONTRACTTIMEcompletionwtllbeadjustedasfollows: Fifty -Seven (57) Working Days Are the undersigned contractor have given careful consideration to the change proposed and hereby agree, t this proposal is approved, that we will provide all equimerit furnish sit materials, except as may otherwise be noted above, and perform all service necessary for the work above specified, and will accept as full payrrlq(rl therefor the prices shown above. recommended by Approved by Contractor RockForce Construction Cdi�%!G1; 4rdAa Date Data S/c'/ ZvZI A6V Page 2 of 2 EXHIBIT 1 TAKEOVER AGREEMENT PROJECT 06-3510 SAN LORE' NZO SEWAGE LIFT STATION PROJECT d`,r I. RECITALS �t �i 1. The parties to this Takeover Agreement ("Agreement") are ARCH INSURANCE COMPANY ("Arch" or "Surety") and the CITY OF SANTA ANA ("Owner"). This Agreement is effective as of the date last signed by any party ("Effective Date"). 2. Owner entered into a Contract (the "Contract") with ROCKFORCE CONSTRUCTION, LLC ("ROCKFORCE" or "Principal") for ROCKFORCE to furnish all labor and material and perform all work for the San Lorenzo Sewage Lift Station project (the "Project") in accordance with the terms and provisions of the Contract, a copy of the Contract being attached hereto as Exhibit "A" and incorporated herein, including all Contract Documents forming a part of the Contract, as enumerated in the Contract and modifications, amendments and/or changes to the Contract effectuated prior to the Effective Date of this Agreement. References herein to the "Contract" shall be deemed to include references to all modifications, amendments and/or changes to the Contract effectuated prior to the Effective Date of this Agreement. 3. As required by the Contract, Surety issued Performance and Payment Bonds numbered SU1156899 identifying ROCKFORCE as the principal and Owner as the obligee (the "Performance Bond" and "Payment Bond"), each of which are in the Penal Sum equal to the Contract Price under the Contract of $7,606,500 copies of these Bonds being attached hereto as Exhibit `B", respectively, and incorporated herein; 4. On August 16, 2021, Owner terminated the Contract for ROCKFORCE's defaults thereunder, and the Notice of Termination for Breach being attached hereto as Exhibit "C" and incorporated herein. The Owner subsequently made demand upon the Performance Bond for Arch to complete the Project. 5. As of the date of ROCKFORCE's default under the Contract, certain work and other obligations of ROCKFORCE remain to be performed under the Contract. 6. Surety acknowledges its obligations under the Performance Bond to perform and complete the Remaining Work/Obligations upon ROCKFORCE's default and termination by the Owner; accordingly, Surety agrees to complete the Remaining Work/Obligations by retaining one or more Completion Contractor, subject to written approval by Owner, to complete the Remaining Work/Obligations under the Contract, in accordance with the terms, conditions and other requirements of the Contract, subject to the terms and conditions of the Performance Bond and this Agreement. The Owner acknowledges that Arch is acting in its capacity as the Surety for ROCKFORCE in making arrangements for the performance and completion of the Remaining Work/Obligations. NOW, THEREFORE, based on the exchange of valuable consideration, including the covenants and conditions of this Agreement, the receipt and sufficiency of which is acknowledged, and based on the Recitals set forth above which form a part of this Agreement, Surety and Owner agree to the following terms and conditions: II. TERMS AND CONDITIONS 1. Recitals. The above Recitals and the Terms and Conditions herein are contractual and not merely recitals and the agreements contained herein and consideration transferred are to satisfy the rights and obligations between Owner and Surety, except as to claims reserved by this Agreement. 2. Incorporation of the Contract The Contract is incorporated by reference into this Agreement, including the Contract Documents, including but not limited to, any Addendum (which pertains to the Contract Documents), Notice Inviting Bids, Instructions to Bidders, Bid (including documentation accompanying the Bid and any post -bid documentation submitted prior to the Notice of Award) when attached as an exhibit to the Contract, the Bonds, permits, the Special Provisions, the Plans, Standard Plans, Standard Specifications, Reference Specifications, and all Modifications issued after the execution of the Contract All terms of the Contract are incorporated herein, 3. The Balance of the Contract Sum. Arch will procure the performance of the Remaining Work relying on, among other things, the Owner's representation that the outstanding earned and unpaid Contract funds in the amount of $4,324,389.00 shall be paid to Arch. The Owner represents that the Balance of the Contract Sum as follows: Contract Price: $7,606,500.00 Approved Change Orders: $ 61,803.00 Current Contract Price: $7,668,303.00 Amount Paid to Principal- $3 343 914 00 "Balance of the Contract Sum": $4,324,389.00 Owner agrees that the Balance of the Contract Sum is dedicated to and will be paid to Arch for the completion of the Remaining Work pursuant to this Agreement. The Balance of the Contract Sum includes $183,794.55 in retention, which shall be released to Arch pursuant to the terms of the Contract. Arch expressly reserves the right to verify all Contract fund accountings and to request the appropriate adjustments from the Owner and/or its representatives. The Balance of the Contract Sum shall be increased by the value of future Change Orders subsequently approved by Owner. 4. Surety to Perform Remaining Work Surety shall be responsible for the completion of all Work in accordance with the entire Contract. Surety shall perform the Remaining Work through one or more completion contractors (hereinafter "Completion Contractor"), subject to written approval by the Owner, which Surety shall engage N pursuant to the terms of a separate agreement. Owner hereby acknowledges that Surety is not acting as a contractor and is not licensed as a contractor in the State of California, and hereby agrees to fully and forever waive and release any and all claims that Owner might allege against Surety on the grounds that Surety is an unlicensed contractor for the work performed pursuant to the Agreement. 5. Owner's Rights and Obligations Under the Contract Except to the extent provided in this Agreement, Owner shall have all rights, obligations and responsibilities under the Contract with respect to Surety, to the reasonable extent and effect as if Surety had executed the Contract. 6. Owner's Right With Respect to Changes in the Work Owner reserves the right, to the extent appropriate under the Contract and this Agreement, to issue Change Orders. The terms of these Change Orders, including attendant extensions of time and valuation of Change Order work, shall be determined as provided in the Contract. Surety reserves the right to refuse to perform any extra or additional work if such work constitutes a cardinal change under the Contract. Owner reserves the right to dispute that the extra or additional work constitutes a cardinal change and to immediately submit the dispute to mediation with a mutually agreeable mediator followed, if necessary, by legal action, including but not limited to any appropriate injunctive or other equitable relief. 7. Schedule for Completion of Remaining Work and New Completion Date Within ten (10) calendar days after the Effective Date of this Agreement, Completion Contractor shall furnish to Owner all insurance certificates and other proofs of insurance required by the Contract, prior to starting work. The Owner will give a Notice to Proceed after all insurance requirements of the Contract have been met. Within thirty (30) days after the Notice to Proceed is issued, Surety and Owner will agree upon the "Takeover Final Completion Date" by which Surety shall complete the Project. Owner waives any right to liquidated damages permitted under the Contract accruing prior to the "Takeover Final Completion Date," but retains the right to assess liquidated damages if the Surety does not complete the Project by the Takeover Final Completion Date, subject to claims by Surety for excusable and/or compensable delay, at the rate of $1,500 per calendar day, and at Owner's discretion. If assessed by the Owner, Arch shall be liable for liquidated damages after the Takeover Final Completion Date. 8. Completion Contractor, The Completion Contractor shall be a contractor to the Surety, and no contractual relationship shall exist between Owner and Completion Contractor pursuant to this Agreement. Insurance and license requirements for the Completion Contractor shall be in accordance with the Contract Documents. The Completion Contractor shall not be required to procure new surety bonds identifying the Owner as obligee. Owner acknowledges that, subject to the terms of the Contract, the Completion Contractor is authorized to make routine day-to-day decisions regarding the operation and manner of performing the Remaining Work, but does not have authority to: (i) agree to any changes in the Contract or Remaining .Work other than minor design changes or clarifications that do not increase the Project's cost nor extend its schedule (ii) agree to any Change Orders; (iii) agree to any back charges or deductions of any nature; (iv) agree to any schedule changes; or (v) agree to any adjustments in the Contract amount or Remaining Work other than minor design changes or clarifications that do not increase the Project's cost nor extend its schedule , without the Surety's prior express written consent which shall be delivered to Owner as a condition precedent to the Completion Contractor negotiating items (i) through (v), such consent not to be unreasonably withheld. The Remaining Work shall be subject to inspection and acceptance by the Owner and applicable federal, state and local agencies with jurisdiction, as provided in the Contract. The Owner shall forward concurrently to Surety (by U.S. Mail or email as appropriate), a copy of all its written communications directed to the Completion Contractor. 9. Surety Representative. All communications and administration will be between the Owner and the Surety and its consultant, Richard Tropp of J.S. Held, LLC (the "Consultant"). The Surety hereby designates and authorizes Consultant to sign, on Surety's behalf, any instrument which is required, or may be requested, by the Owner in connection with the administration of the Contract. 10. Preservation of the Penal Sum Of Performance Bond. The Owner hereby confirms that Arch's liability and obligation hereunder shall not extend beyond the penal sum of its Performance Bond. All payments made by Arch previously, and those made in the future, have been and will be credited against the penal sum of the Performance Bond, less the amount paid to Arch under the Contract and this Agreement. Neither this Agreement nor any other Arch act constitutes a waiver of such penal sum or an increase in the liability of Arch under the Performance Bond. 11. Payment Bond and Payment Bond Claims. The Payment Bond shall remain in full force and effect in accordance with its terms and provisions. The total liability of the Surety under the Payment Bond is limited to and shall not exceed the penal sum of the Payment Bond. 12. Payment Requisitions. Surety, through its Completion Contractor, shall submit to Owner whatever information or documentation is required regarding the work performed under the Contract, to conform and support the requisition process and schedule established under the Contract. Owner recognizes that Surety shall be completing the Remaining Work through the services of the Completion Contractor. Subject to requirements of the Contract Documents, Owner shall accept the Completion Contractor's work, progress of the work, quality of the work, conformance of the work to the requirements of the Contract, payments to others, warranty and maintenance of the work, and all other matters pertinent to the Contract, wherever such representations are required by the Contract, as if those representations had been made by Surety, since Surety may have no personal knowledge of such matters. 13. Satisfaction of Surety's Performance Obligation. Surety's satisfaction of its obligations under the Contract, the Bonds and this Agreement or Surety's expenditure of the Performance Bond Penal Sum, whichever comes first, shall satisfy Surety's performance obligations under the Contract, its Performance Bond and this Agreement. Owner represents that Principal would have been required to complete all of its 4 obligations under the Contract had Principal not been declared to be in default and that, prior to the date of this Agreement and other than approved changed orders, Owner had not made any agreement with Principal that any item of work included in the Contract would not have to be performed. 14. Notices. All notices and correspondence to Owner, other than routine email correspondence, shall be mailed, with a copy by email, to: Executive Director, Public Works Agency City of Santa Ana 20 Civic Center Plaza Santa Ana, CA 92702 nsaba@santa-ana.org with copy to: City Attorney City of Santa Ana 20 Civic Center Plaza Santa Ana, CA 92702 jfunk@santa-ana.org All notices and correspondence to Surety, other than routine email correspondence, shall be mailed and emailed to: Susan D. Neff, Esq. Senior Surety Counsel Arch Insurance Company 865 S. Figueroa Street, Suite 2700 Los Angeles, California 90017 sneff 2archinsurance.com With a copy to: Christopher Bunge Watt, Tieder, Hoffar & Fitzgerald, LLP 4 Park Plaza, Suite 1000 Irvine, California 92614 cbungegwatttieder.com and Richard Tropp J.S. Held, LLC 1701 Quail Street, Suite 200 Newport Beach, California 92660 rtropp@asheld.com 15. No Third -Party Rights. Nothing in this Agreement shall be deemed to create any rights in favor of, or to inure to the benefit of, any third parties, or to waive or release any defense or limitation against third party claims. 16. All Claims Referred to Surety. Owner recognizes that Surety may be liable to unpaid suppliers and subcontractors of Principal. Other than as required by law, Owner agrees to make no representations or promises of payment to these suppliers and subcontractors and to refer all inquiries to Surety. 17. Surety's Performance Rights Confirmed. Nothing shall limit Surety's rights as a Completing Surety under the Contract and applicable law. Owner hereby recognizes those rights, including the right of equitable subrogation. Further, Owner recognizes Surety's rights as a performing Surety under the Contract, including the right to additional compensation or damages where allowed or appropriate under the Contract or applicable law for claims or matters arising after the date of this Agreement. The Owner expressly agrees and acknowledges: (i) that Surety is entering into this Agreement not as a contractor, but as a means of satisfying the Surety's performance bond obligations; (ii) that the Surety has provided to Owner the Completion Contractor, a licensed contractor, to finish the Project; and (iii) that the Owner hereby forever releases and discharges any and all claims that the Surety as an unlicensed contractor. 18. Agreement Binding on Successors. This Agreement shall be binding upon the successors and assignees of Surety and Owner. Surety shall not assign this Agreement without the written consent of Owner. Assignment without such written consent shall be void. 19. No Modification Except in Writing, This Agreement cannot be modified except in a writing signed by both Owner and Surety. 20. This Agreement Controls. In case of conflict between the provisions of this Agreement and the provisions of the Contract and/or Performance and Payment Bonds, this Agreement shall control. Notwithstanding any other provision herein, this Agreement shall not be interpreted to limit any of the Owner's rights under the Contract or the Performance Bond. Further, this Agreement, the Contract and the Performance and Payment Bonds constitute the entire Agreement between Owner and Surety and, together, supersede all prior negotiations, representations, offers, other writings and oral statements of every description. 21. Construction and Application of Law. The parties stipulate that this Agreement and all agreements or documents incorporated herein shall not be subject to the rule of construction that a written agreement is construed against the party preparing or drafting that Agreement. The parties also agree that this Agreement and its 6 performance shall be governed by and construed in accordance with all applicable local, state, and federal laws, regulations, rules, and ordinances. 22. Validity. The provisions of this Agreement shall be applied and interpreted in a manner consistent with each other so as to carry out the purposes and intent of the parties, but if for any reason any provision is unenforceable or invalid, such provision shall be deemed severed from this Agreement and the remaining provisions shall be carried out with the same force and effect as if the severed provision had not been a part of this Agreement. The headings of the Paragraphs are included solely for convenience of reference, and if there is any conflict between such headings and the text of Agreement, the Agreement shall control. This Agreement shall be governed by the laws of the State of California. 23. No Waiver. The failure of either party to exercise in any respect a right provided for in this Agreement shall not be deemed to be a subsequent waiver of the same right or of any other right. 24. Counterparts/Facsimile. This Agreement may be executed in any number of counterparts each of which, when executed and delivered, shall be deemed to be an original with all the counterparts constituting but one and the same instrument. Additionally, facsimile signature shall bind the undersigned. 25. Reservation of Rights. Notwithstanding any contrary statement or provision of this Agreement, nothing contained herein nor any payments made pursuant hereto nor any performance hereunder shall constitute a waiver of any claims by any party to this Agreement. 26. Authority. The persons executing this Agreement on behalf of the parties hereto warrant that they are duly authorized to execute this Agreement on behalf of said parties and that, by so executing this Agreement, the parties hereto are formally bound to the provisions of this Agreement. 27. Applicable Laws. In performing its obligations and duties under this Agreement, each party shall comply with all applicable local, state, and federal laws, regulations, rules, and ordinances. 28. Attorneys' Fees. In the event any action is brought between the parties hereto relating to this Agreement or the breach thereof, the prevailing party in such action shall be entitled to recover from the other party reasonable expenses, attorneys' fees and costs in connection with such action or proceeding. [Signatures on following page.] i WHEREFORE, the parties have executed this Agreement by their authorized representatives. This Agreement is effective as of the last date written below. DATED: DATED: 11- I-�Xoa % APPROVED AS TO FORM: Sonia R. Carvalho, City Attorney By John M. Funk Senior Assistant City Attorney CITY OF SANTA ANA By: Kristine Ridge Its: City Manager ARCH INSURANCE COMPANY zzi /^ — By: Susan D. Neff Its: Senior Surety Counsel EXHIBIT A CITY OF SANTA ANA OCT 15 2oig CONSTRUCTION CONTRACT PROJECT 06-3510 SAN LOREN20 SEWAGE LIFT STATION PROJECT This CONSTRUCTION CONTRACT is made and entered into this I" day of October, 2019 by and between the City of Santa Ana, California, a charter city and municipal corporation organized and existing under the Constitution and laws of the State of California (hereinafter "CITY"), and Rockforce Construction, LLC (hereinafter "CONTRACTOR"). WITNESSETH: The CITY and the CONTRACTOR, for the consideration hereinafter named, mutually agree as follows: I. CONTRACTOR agrees to perform all the work and furnish all the materials at its own cost and expense necessary to construct and complete in a good and workmanlike manner and to the satisfaction of the City Engineer of the CITY, the San Lorenzo Sewage Lift Station Project (hereinafter referred to as the "WORK OF IMPROVEMENT") identified in and in accordance with the Contract Documents prepared by the City's Public Works Agency and approved by the City Council. 2. The complete Construction Contract consists of the "Contract Documents" as defined by the Standard Specifications for Public Works Construction and which include the following: • Notice Inviting Bids • Information to Bidders • Bid Proposal • Bid Bond • Contract Form • Contract Bonds • General Provisions • Special Provisions. • Technical Provisions and Project Plans • Community Workforce Agreement • Appendices In case of conflict between the Contract Documents, the precedence of documents shall be as established in the Standard Specifications for Public Works Construction. 3. CITY agrees to pay and CONTRACTOR agrees to accept in Rill payment to complete the WORK OF IMPROVEMENT the sum total amount not to exceed Seven Million Six Hundred Six Thousand Five Hundred and No Cents ($7,606,500.00), as set forth and identified in the BID PROPOSAL, which is attached hereto and incorporated herein as Exhibit "A." The BID PROPOSAL contains a schedule of unit price(s) or lump sum(s) based on approximate quantities only, and the City does not expressly or by implication agree that the actual amount of work will correspond therewith, but reserves the right to increase or decrease the amount of any class or portion of the work or to omit portions of the work as may be deemed necessary or advisable. rev. 09/01/2017 Page 1 of 3 4. CONTRACTOR agrees to complete the WORK OF IMPROVEMENT within the time specified in the Time for Completion of Improvements section of the BID PROPOSAL (Exhibit "A") including commencing construction within the timeframe therein specified after issuance of a Notice to Proceed. The CONTRACTOR will pay, and will require all subcontractors to pay, all employees on the WORK OF IMPROVEMENT a salary or wage at least equal to the prevailing salary or wage established for such work as set forth in the wage determinations for this work in accordance with applicable State and Federal law. 6. If applicable, the CONTRACTOR shall adhere to the CITY'S Community Workforce Agreement (CWA), a pre -hire collective bargaining agreement, which establishes the labor relations policies and procedures for CONTRACTOR to follow in the crafts persons employed to complete the WORK OF IMPROVEMENT as more fully described in the CWA. The CWA may be found on the City's website at: htttp:/lwww santa-ana org/nwa/documents/CWA pdf CONTRACTOR shall, after award of this Contract, furnish two bonds to be approved by the CITY, one in the amount of One Hundred. Percent (100%) of the Contract price, to guarantee the faithful performance of the work (Performance Bond), and one in the amount of One Hundred Percent (100%) of the Contract price to guarantee payment of all claims for labor and materials furnished (Payment Bond). This Contract shall not become effective until such bonds are supplied to and approved by the CITY. 8. CONTRACTOR shall, prior to the release of the performance and payment bonds or the retention payment, furnish a warranty performance and payment bond (Warranty Bond), Said Warranty Bond shall also be required as a condition of project acceptance. For projects up to Five Hundred Thousand Dollars ($500,000), the Warranty Bond amount shall be the greater of Ten Thousand Dollars ($10,000) or Twenty Percent (20°%) of the final contract price. For projects above Five Hundred Thousand Dollars ($500,000), the Warranty Bond amount shall be the greater of One Hundred Thousand Dollars ($'100,000) or Ten Percent (10%) of the final contract price. 9. CONTRACTOR shall, after award of this Contract, furnish Certificates of Liability Insurance and Worker's Compensation Insurance as outlined in the General Provisions, to be approved by the CITY. H Page 2 of 3 IN WITNESS WHEREOF, the parties hereto have executed this Construction Contract on the day and year first above written. ATTEST: W1 1rz 'Clerk of the Council APPROVED AS TO FORM: SONIA R. CARVALHO City Attorney By: WiN FUNK Assistant City Attorney RECOMMENDED FOR APPROVAL: {—aVL FS . FUAD SWELSS, PE, PLS Executive Director Public Works Agency CITY OF SANTA ANA � e & KRISTINE RID City Manager CONTRACTOR: Rockforce Construction, LLC E: GRAIG� P-bT4 TITLE: Vice Prey I drm¢ Page 3 of 3 City of Santa Ana San Lorenzo Sewage Lift Station (06-3510), bidding on July 9, 2019 2:00 PM (Paclflo) Bid Results Bidder Details Vendor Name Rockfarce Construction, LLC Address 20772 Vista Terrace Lake Forest, CA 92630 United States Respondee Craig Roth RespondeaTitle Vice President Phone 940-441-5200 Ext, 5245 Email cralgr@rockforoe,00m Vendor Typo License 0 909390 CA DIR Bid Detail Old Format Electronic Submitted July 9, 2019 1:62 38 PM (Pacific) Delivery Method Bid Responsive Bid Status Submitted Confirmation.# 154065 Ranking 0 Respondee Comment Buyer Comment Attachments File Title General Forms Ownership Affidavit Old Bond Nan collusion Affidavit Subs Line Items Type Item Code Bose Old Proposal 1 Mobilization/Demobilization" Pita Name Pmposal.pdf Ownership Affidavit.pdf Bid Bond.pdf Non Colluslon.pdf Suba,pdf tlOM City Page I Ponied 01111512011) EXHIBIT A File Type General Forms Ownership Affidavit (Notary Public) - REQ Original Hard Copy Submittal In Addition Bid BondGuaranty(Notary Public) - REQ Original Hard Copy Submittal In Addition Non-Colluslon Affidavit (Notary Public)- REQ Original Hard Copy Submittal In Addition Subcontractor Llagng Form Unit Price Lino Total Comment LS 1 $350,000:00 $350,000.00 2 Shooting, Shoring, Bracing and Excovatlon/Tranch Protection 1.8 1 $700,000.00 $700.000,00 PlanotSids,Inc, City of Santa Ana Page 2 Son Lorenzo Sewage Lift Station (00-3610), bldding on July 9, 2019 2:00 PM (Pacific) Printed OW16/2019 Bid Results EXHIBIT A Typo Item Code UOM Oty Unit Price LlnaTotal Comment 3 Construct, Operate and Maintain a Dewatering System LS 1 $300,000.00 $300,000.00 A Construct Sewage Lift Station LS 1 $3,200,00040 $3,200.000.00 6 Furnish and Install Electrical Equipment and Facilities LS 1 $670,000.00 $670,000.00 6 Furnish and Install Instrumentation and Control Equipment and Facllitles including Programming LS 1 . ..., ..... »..................._. $116,000,00 ,.,,.........,._......,..._.,,...�...,..... $116.000.00 ,......... ,. 7 Construct Site Piping ..........,.,,,.......,.. LS 1 ..,. ., ......... .,_..... ... ... .. ........... $50,000.00 .. ......... $60,000.00 ........_. 6 Construct Site Improvements ...........,...,.....,._... LS 1 $300,000.00 $300.000.00 9 Construct:Tempomty Sewer Bypass of Existing 10" Sewer at Lift Station Site LS 1 $75,000.00 $78,000.00 10 Construct Electrical Conduit from Existing Generator by Directional Drilling LS 1 $20,000.00 $20,000.00 11 Demolltlon of Existing Segerstrom Lift. Station LS 1 .. ... . . ........ ........ ........., $20,000.00 ....., ... ... - $20,000.00 .... _,.,,.. > 12 ...... .. _ .. .n..... Construct Parallel Farce Mains and Valves, and.15" Gravity Sewer and Manholes from Ste, 7+87t to Ste 25+72t LS. 1. $650,000.00- $660,000.00 13 Construct 1S' Gravity Sewer and Manholes from $to. 20+00 to Sta. 25+723 LS 1 $680,000.00 $680,000.00 14 Construct 12" Gravity Sewer and Manholes from Sta. 30+00 to $ta. 31+90f LS 1 $200,000.00 $200,000.00 15 Construct Connection to OCSD Existing Manhole (Manhole No.11) LS 1 $6,000.00 $5.000.00 16 Abandon. In Place Existing Sewer Mains LS. 4 . .... .... , ......... ........ .... ...._....... , .......,....... ........ ._. $12,000.00 $12,000.00 17 Furnish and Install Irrigation and Landscaping LS 1 $18,000.00 $16,000.00 18 Prepare and Obtaln Approval of Traffic Control Plans LS 1. $10,000,00 $10,000.00 PlanotBids,Ino, City of Santa Ana Page 3 San Lorenzo Sewage Lift Station (05-3610), bidding on July 9, 2019 2:00 PM (Paolflo) Printed 00/1512019 81dResults EXHIBIT A Type Item Code UOM Qty Unit Price Line Total Comment 19 Provide and Maintain Traffic Control LS 1 $50.000.00 $50,000,00 20 Prepare and Implement Stormwater Pollution Prevention Plan LS 9 $20,000.00 $20,000.00 21 Removal of Existing Median/Landscaping, Construct Temporary Pavement including Re striping, and Replacement of Median and Landscaping LS 1 .-................,......,..w...,.........,,.....,..,.,,..,.,....,,,.,..,,.....-.......,..,...,.--.._.......,.........w,.,.-,...,.,...........»_._.,.,,......... $130,000.00 $130,000AO 22 Removal and Replacement of Concrete Bus Pad .. LS 1 $30,000.00 $30,000.00 23 Removal and Replacement of Curb, Gutter, Sidewalk and Medians LS 1 $181000100 $18,000.00 24 Replacement ofTraffic Lopps, Detectors and Wiring LS 1 $16,000,00 $15,000.00 25 Construct Grind and ARHM Overlay Sp 44000 �. $2.25 .„.. _.. ,..........«.„..... $09,000.00 ,,..,........,,_..........., 26 Furnish and Install Final Striping and Replacement of Pavement Maarkirki...,._,..,_.._ ngs W....,..,.....,. . ,.., ..�... LS ... ...._. 1 __... .. ,.._.....M,. $15,000.00 ..._...... ._ $16,000.00 ... 27 TV Inspection of Gravity Sewer Mains .,......._. .......,., .. _.,.,..,.,..,,..� LS 1 $6.000,00 $6,000.00 28 Potholing LS 1 $50,000.00 $60,000.00 29 Over•Exosvation and Subgrade Stabilization of Trenches * Cy 100 $226,00 $22.600.00 30 Construction Staking LS 1 $30,000.00 $30,000.00 31 Start-up, Testing and Training LS 1 $15,000.00 $16,000.00 32 As Built Plans, O&M Manuals and Warranties LS 1 $5,000,00 $6,000.00 33 Permits LS 1 $20,000AO $20.000,00 34 Labor Agreement Oversight LS 1 $10,000,00 $10,000.00 PlanstSids, Inc. City of Santa Ana Page a San Lorenzo Sewage Lift Station (06-3610). bidding on July 9, 2019 2:00 PM (Paolflo) Punted 00116/2019 Bid Results EXHIBIT A Type Item Code UOM Qty unitprlco Llne'rotal Comment Subtotal $7,600,800.00 Asterisk Notes (per P-3 of P47 of Specifications) -NOT part of Total Sid Calculation 36 * = Mobilization/Demobilization bid Item is limited to a maximum of 6%of the Total Did as 0 0 0 $6 •" = The quantity for this bid Item Is shown for bid comparison only. This bid Item shall not be subject to the 26% limit as stated in Section 3.2 of the Standard Speolfiastlons.,. ea 0 0 0 Subtotal 0 Total $7,000,600.00 Planetalds, Inc. CITY OF SANTA ANA PROPOSAL PROJECT NO.: 06-3510 EXHIBIT A SAN LORENZO SEWAGE LIFT STATION The lowest responsible bidder shall be selected based on the total base bid. The City reserves the right to award the Base Bid, and any, all, or none of the add -alternate bid items (if any). * Mobilization/Demobilization bid item is limited to a maximum of 5% of the Total Base Bid. ** The quantity for this bid item is shown for bid comparison only. This bid item shall not be subject to the "25%" limit as stated in Section 3-2 of the Standard Specifications. The actual amount for this item will be dictated by the actual quantity used, and the Agency reserves the right to increase or decrease the quantity of this Item accordingly. TIME FOR COMPLETION OF IMPROVEMENTS AND LIQUIDATED DAMAGES The undersigned bidder hereby proposes to complete the Work for the total base bid amount shown above, within three hundred (301I) working days after the commencement date stated in the Notice to Proceed. The liquidated damages amount, in lieu ofthe amount specified in Subsection 6-9 of the Standard Specifications, shall be $1,500 per calendar day. Name of Firm Signature of BIl Title Chief Estimator / VP Heavy Civil (If an individual, so state. If a firm or co -partnership, state the firm name and give the names of all individual co-partners composing the firm. If corporation, state legal name of corporation, and names of President, Secretary, Treasurer and Manager, thereof.) P-3 ofP-17 CITY OF SANTA ANA PUBLIC WORKS AGENCY CONTRACT CHANGE ORDER Project Number Project No. 06-3510: Change Order Number 1 San Lorenzo Lift Station Project To RockForce Construction Contractor You are hereby directed to make the herein changes from the plans and specifications or do the following described work not included In the plans and specifications on this contract. NOTE: THIS CHANGE ORDER IS NOT EFFECTIVE UNTIL APPROVED BY THE CITY COUNCIL OR CITY MANAGER. Unless otherwise stated, rates for rental of equipment cover only such time as equipment is actually used and no allowance will be made for idle time. Change requested by PUBLIC WORKS AGENCY EXTRA WORK AT AGREED PRICE 1. Temporary Construction Agreement between RockForce Construction and Mr. Joe McDonough at 2810 S. Baker Street, Santa Ana. AGREED PRICE: $40,780.00 2. Contract Extension for Excusable, Nan-Compensable Delays due to Fabrication of Stainless Steel Wall Sleeve Penetrations, and 2020 Calendar Year Rain Days — total of Fifty -Two (52) Working Days. AGREED PRICE: $0.00 3. Electrical Services Installation — materials, equipment, and labor — for 0.5-Ton Overhead Crane and Manual Chain Hoist under Owner's Directive; and additional Five (5) Working Days. AGREED PRICE: $19,125.85 4. Additional Hardware Improvements to Exit Devices and Mortice Locks — material costs, per response to Request for Information (RFI) #023. AGREED PRICE: $1,897.60 Page 1 of 2 CITY OF SANTA ANA PUBLIC WORKS AGENCY CONTRACT CHANGE ORDER Project Number Project No. 06-3510: Change Order Number 7 San Lorenzo Lift Station Protect To RockForce Construction Contractor You are hereby dlrected to make the herein changes from the plans and spectfications ordo the following described work not included In the plans and specifications on this contract. NOTE: THIS CHANGE ORDER IS NOT EFFECTIVE UNTIL APPROVED BY THE CITY COUNCIL OR CITY MANAGER. Unless otherwise stated, rates for rental of equipment cover only such time as equipment Is actually used and no allowance will be made for idle time. Change requested by PUBLIC WORKS AGENCY The compensation both time and cost set forth in this change order comprises the total compensation due the Contractor, all Subcontractors, and all Suppliers for all work performed per this change order, including impact on unchanged work. By signing this change order, the Contractor acknowledges and agrees on behalf of himself, all Subcontractors, and all Suppliers, that the stipulated compensation includes payment for all work contained in this change order, plus all payment for interruption of schedules, extended field overhead, home office overhead, profit, delay, and all impact, ripple effect or cumulative impact on all other work under this Contract. The signing of this change order constitutes full mutual accord and satisfaction for all changes and work performed on this project, and that the time and cost paid per this change order constitutes the total equitable adjustments owed the Contractor, all Subcontractors, and all Suppliers for all work performed on this project. The Contractor on behalf of himself, all Subcontractors, and all Suppliers agrees to waive all rights, without exception or reservation of any whatsoever to file any further claim related to this project. TOTAL COSTTHIS CHANGE ORDER: DECREASE $ INCREASE $ 61,803.45 By reason of this order the CONTRACT TIME completion will be adjusted as follows: Fifty -Seven (57) Working Days We the undersigned contractor have given careful consideration to the change proposed and hereby agree, ti this proposal Is approved, that we will provide all equip t, furnish all materials, except as may otherwise be noted above, and perform all service necessary for the work above specified, and will accept as full paymzt herefor the prices shown above. contractor RockForce Construction By Tille ApproI recommended byit Approved by CITYMANAGER Page 2 of 2 Date 51f-/ Zv'Z. Date DocuSign Envelope 0 D74587DD•7397A8A1-BD11-558FFOC6AO63 CITY OF SANTA ANA PUBLIC WORKS AGENCY CONTRACT CHANGE ORDER Project Number Project No. 06-3510: Change Order Number 2 San Lorenzo Lift Station Project To Arch Insurance Contractor You are hereby directed to make the herein changes from the plans and specifications or do the following descdbed work not included in the plans and specifications on this contract. NOTE: THIS CHANGE ORDER IS NOT EFFECTIVE UNTIL APPROVED BY THE CITY COUNCIL OR CITY MANAGER. Unless otherwise stated, rates for rental of equipment cover only such time as equipment is acluafiy used and no allowance will be made for idle time. Change requested by EXTRA WORK AT AGREED PRICE PUBLIC WORKS 1. Temporary Construction Agreement between Griffith Construction and Mr. Joe McDonough at 2810 S. Baker Street, Santa Ana, through January 2023; Reference COR T001. AGREED PRICE: $37,981.05 2. Additional Exploratory Potholing for Manhole No. 02 and Manhole No. 10; Reference COR T002. AGREED PRICE: $31,456.31 Page 1 of 2 DocuSign Envelope ID: D74587DO-7B97-48A1-BDI I-558FFDC6A063 CITY OF SANTA ANA PUBLIC WORKS AGENCY CONTRACT CHANGE ORDER Project Number Project No. 06-3510: Change Order Number San Lorenzo Lift Station Project To Arch Insurance Company Contractor You are hereby directed to make the herein changes from the plans and specifications ordo the following described work not included in the plans and specifications on the contract. NOTE: THIS CHANGE ORDER IS NOT EFFECTIVE UNTIL APPROVED BY THE CITY COUNCIL OR CITY MANAGER Unless otherwise stated, rates for rental of equipment cover only such time as equipment is actually used and no allowance will be made for idle time. Change requested by PUBLIC WORKS AGENCY The compensation both time and cost set forth in this change order comprises the total compensation due the Contractor, all Subcontractors, and all Suppliers for all work performed per this change order, including impact on unchanged work. By signing this change order, the Contractor acknowledges and agrees on behalf of himself, all Subcontractors, and all Suppliers, that the stipulated compensation includes payment for all work contained in this change order, plus all payment for Interruption of schedules, extended field overhead, home office overhead, profit, delay, and all impact, ripple effect or cumulative impact on all other work under this Change Order. The Contractor on behalf of himself, all Subcontractors, and all Suppliers agrees to waive all rights, without exception or reservation of any whatsoever to file any further claim related to this Change Order. TOTAL COST THIS CHANGE ORDER: DECREASE $ _______________ INCREASE $ 69,437.36 By reason of this order the CONTRACT TIME completion will be adjusted as follows: No Working Days We the undersigned contractor have given careful consideration to the change proposed and hereby agree, If this proposal Is approved, that we will provide all equipment, furnish all materials, except as may otherwise be noted above, and perform all service necessary for the work above specified, and will accept as full payment therefor the prices shown above. 00/27/2022 1 11:5 T Ace 3CMac Arch Insurance Company By �jfp Title Authorized Representative BDEBF5196PE94e6 �Docu,Svl2Lp11�.�d__by: Approval recommended by St, li . Date 05/27/2022 1 9:07 AM PDT tV I`Wiy WJANAGER Approval recommended by '—t 'k Date PUBUC WORKS AGENCY EXECUTIVEDIRECTOR Approved by * —1!'-- TO( Date �I it'2D2Z CITY MAGER Page 2 of 2 DocuSign Envelope ID: C56527A4-EACS-4E09-9DDS-999E951B7BC6 CITY OF SANTA ANA PUBLIC WORKS AGENCY CONTRACT CHANGE ORDER Project Number Project No. 06-3510: Change Order Number 3 San Lorenzo Lift Station Project To Arch Insurance Company Contractor You are hereby directed to make the herein changes from the plans and specifications or do the following described work not included in the plans and specifications on this contract. NOTE: THIS CHANGE ORDER IS NOT EFFECTIVE UNTIL APPROVED BY THE CITY COUNCILOR CITY MANAGER, Unless otherwise stated, rates for rental of equipment cover only such time as equipment is actually used and no allowance will be made for idle time. Change requested by EXTRA WORK AT AGREED PRICE PUBLIC WORKS AGENCY Additional Electrical scope for added underground pull box equipped with cable terminations for commercial or residential use; Reference COR T003. AGREED PRICE: $15,381.59 2. Additional Electrical scope for added CAD/Design, parts and labor required to meet latest EA/Santa Ana Standards not included in contract; Reference COR TO04; Reference Construction Change Directive dated 3/2/21 [CCD 003 - PLC Programming - PARTIAL (Excludes ABB VFD supply and install pending response to RFI T108.)] AGREED PRICE: $29,280.51 Page 1 of 2 DocuSign Envelope ID: C56527A4-EAC5-4EO9-9DD8-999E951 B7BC6 CITY OF SANTA ANA PUBLIC WORKS AGENCY CONTRACT CHANGE ORDER Project Number Project No. 06-3510: Change Order Number 3 San Lorenzo Lift Station Project To Arch Insurance Company Contractor You are hereby directed to make the herein changes from the plans and specifications or do the following described work not included in the plans and specifications on this contract. NOTE: THIS CHANGE ORDER IS NOT EFFECTIVE UNTIL APPROVED BY THE CITY COUNCIL OR CITY MANAGER. Unless otherwise stated, rates for rental of equipment cover only such time as equipment is actually used and no allowance will be made for idle time. Change requested by PUBLIC WORKS AGENCY The compensation both time and cost set forth in this change order comprises the total compensation due the Contractor, all Subcontractors, and all Suppliers for all work performed per this change order, including impact on unchanged work. By signing this change order, the Contractor acknowledges and agrees on behalf of himself, all Subcontractors, and all Suppliers, that the stipulated compensation includes payment for all work contained in this change order, plus all payment for interruption of schedules, extended field overhead, home office overhead, profit, delay, and all impact, ripple effect or cumulative impact on all other work under this Change Order. The Contractor on behalf of himself, all Subcontractors, and all Suppliers agrees to waive all rights, without exception or reservation of any whatsoever to file any further claim related to this Change Order. TOTAL COST THIS CHANGE ORDER: DECREASE $ INCREASE $ 44,662.10 By reason of this order the CONTRACT TIME completion will be adjusted as follows: NO Working Days We the undersigned contractor have given careful consideration to the change proposed and hereby agree, if this proposal is approved, that we will provide all equipment, furnish all materials, except as may otherwise be noted above, and perform all service necessary for the work above specified, and will accept as full payment therefor the prices shown above. 08/01/2022 1 10:55 T AcceptedQ`3i�slgvany, Cg a€Rr Arch Insurance Company Byef �a�eaaT� Title Authorized Representative poeu,S,2iigl1nedby: Approval recommended by Date 08/01/2022 1 7:59 AM PDT Approval recommended by�� t..t`�^—' �4a .0 ,C Date PUBLIC WORKS AGENCY EXECUTIVE DIRECTOR Approved by Date CITY MANAGER Page 2 of 2 L�122 DocuSign Envelope ID: 0419F158-i 1 DB46CE-9608-A3C17E709C2A V v �r CJ LJJ L_ CITY OF SANTA ANA PUBLIC WORKS AGENCY CONTRACT CHANGE ORDER Project Number Project No. 06-3510: Change Order Number 4 San Lorenzo Lift Station Project To Arch Insurance Company Contractor You are hereby directed to make the herein changes from the plans and specifications or do the following described work not included in the plans and specifications on this contract. NOTE: THIS CHANGE ORDER IS NOT EFFECTIVE UNTIL APPROVED BY THE CITY COUNCIL OR CITY MANAGER. Unless otherwise stated, rates for rental of equipment cover only such time as equipment is actually used and no allowance will be made for idle time. Change requested by PUBLIC WORKS AGENCY EXTRA WORK AT AGREED PRICE 1. Additional cost for removal of existing spoils; Reference CDR T005. AGREED PRICE: $10,386.40 2. Additional cost for base material to cover construction yard.; Reference COR T008; AGREED PRICE: $4,027.21 Page 1 of 2 DocuSign Envelope ID: 04191`158-11DB-46CE-9608-A3C17E709C2A CITY OF SANTA ANA PUBLIC WORKS AGENCY CONTRACT CHANGE ORDER Project Number Project No. 06-3510: Change Order Number 4 San Lorenzo Lift Station Project To Arch Insurance Company Contractor You are hereby directed to make the herein changes from the plans and specifications or do the following described work not included in the plans and specifications on this contract. NOTE: THIS CHANGE ORDER IS NOT EFFECTIVE UNTIL APPROVED BY THE CITY COUNCIL OR CITY MANAGER. Unless otherwise stated, rates for rental of equipment cover only such time as equipment is actually used and no allowance will be made for idle time. Change requested by PUBLIC WORKS AGENCY The compensation both time and cost set forth in this change order comprises the total compensation due the Contractor, all Subcontractors, and all Suppliers for all work performed per this change order, including impact on unchanged work. By signing this change order, the Contractor acknowledges and agrees on behalf of himself, all Subcontractors, and all Suppliers, that the stipulated compensation includes payment for all work contained in this change order, plus all payment for interruption of schedules, extended field overhead, home office overhead, profit, delay, and all impact, ripple effect or cumulative impact on all other work under this Change Order. The Contractor on behalf of himself, all Subcontractors, and all Suppliers agrees to waive all rights, without exception or reservation of any whatsoever to file any further claim related to this Change Order. TOTAL COST THIS CHANGE ORDER: DECREASE $ INCREASE $ 14,413.61 By reason of this order the CONTRACT TIME completion will be adjusted as follows: No Working Days We the undersigned contractor have given careful consideration to the change proposed and hereby agree, if this proposal is approved, that we will provide all equipment, furnish all materials, except as may otherwise be noted above, and perform all service necessary for the work above specked, and will accept as full payment therefor th slilaaubabove. Accepted, Date Contractor Arch Insurance Company By 11/02/20 agEe�s° E� __EDTTitle Authorized Representative AA'0...S,p�l�gfn�.�d��by: Approval recommended by []; Fum% Date C K4id4y3h'RMAi!IER Approval recommended by "- 1—J- * 401 Date �LIC WORKS AGENCY EXECUTIVE DIRECTOR Approved by �jfiJ� Date CITYMANAGER 11/02/2022 1 3:13 PM PDT r-NI Z623 Page 2 of 2 DocuSign Envelope to: CADBEDD2-FB89-42B9-BC80-14C928425773 Project Number Project No. 06-3510: San Lorenzo Lift Station To Arch Insurance COmDanv CITY OF SANTA ANA PUBLIC WORKS AGENCY CONTRACT CHANGE ORDER Change Order Number 5 Contractor You are hereby directed to make the herein changes from the plans and specifications or do the following described work not included in the plans and specifications on this contract. NOTE: THIS CHANGE ORDER IS NOT EFFECTIVE UNTIL APPROVED BY THE CITY COUNCIL OR CITY MANAGER. Unless otherwise stated, rates for rental of equipment cover only such time as equipment is actually used and no allowance will be made for idle time. Change requested by PUBLIC WORKS AGENCY EXTRA WORK AT AGREED PRICE 1. Additional cost for 16" C900 Gravity Sewer Pipe in lieu of 15" VCP Gravity Sewer Pipe; Reference COR T009.1. AGREED PRICE: $124,121.32 2. Additional cost for 21' Casing in lieu of 16' Casing at Sta. 15+06; Reference COR T010; AGREED PRICE: $6,838.21 Page 1 of 2 DocuSign Envelope ID: CADBEDD2-FB89-42B9-8C8D-14C928425773 CITY OF SANTA ANA PUBLIC WORKS AGENCY CONTRACT CHANGE ORDER Project Number Project No. 06-3510: Change Order Number 5 San Lorenzo Lift Station Project To Arch Insurance Company Contractor You are hereby directed to make the herein changes from the plans and specifications or do the following described work not included in the plans and specifications on this contract. NOTE: THIS CHANGE ORDER 15 NOT EFFECTIVE UNTIL APPROVED BY THE CITY COUNCIL OR CITY MANAGER. Unless otherwise stated, rates for rental of equipment cover only such time as equipment is actually used and no allowance will be made for idle time. Change requested by PUBLIC WORKS AGENCY The compensation both time and cost set forth in this change order comprises the total compensation due the Contractor, all Subcontractors, and all Suppliers for all work performed per this change order, including impact on unchanged work. By signing this change order, the Contractor acknowledges and agrees on behalf of himself, all Subcontractors, and all Suppliers, that the stipulated compensation includes payment for all work contained in this change order, plus all payment for interruption of schedules, extended field overhead, home office overhead, profit, delay, and all impact, ripple effect or cumulative impact on all other work under this Change Order. The Contractor on behalf of himself, all Subcontractors, and all Suppliers agrees to waive all rights, without exception or reservation of any whatsoever to file any further claim related to this Change Order. TOTAL COST THIS CHANGE ORDER: DECREASE $ By reason of this order the CONTRACT TIME completion will be adjusted as follows: TBD INCREASE $ 130,959.53 We the undersigned contractor have given careful consideration to the change proposed and hereby agree, if this proposal is approved, that we will provide all equipment, furnish all materials, except as may otherwise be noted above, and perform all service necessary for the work above specified, and will accept as full payment thereforth �jWAQ-0ve. Accepted, Date Contractor Arch Insurance Company By 11/02/202 fo"TPW°AFMB6FDTTitle Authorized Representative rAF'.e.ecue�len'e�d""by: Approval recommended by _ I ; 6tu% Date coNsT6ciRwrmAw,eRB Approval recommended0by_ �''�'14�a � �h �— /C WORKS AGENCY EXECUTIVE DIRECTOR Date Approved by�Date CITY MANAGER Page 2 of 2 11/02/2022 1 3:14 PM PDT 21 i.4 / 2 723 z2311Y DocuSign Envelope ID: C5812DO3-gOF44696-B656-8039BCC9187B CITY OF SANTA ANA PUBLIC WORKS AGENCY CONTRACT CHANGE ORDER Project Number Project No. 06-3510: Change Order Number 6 San Lorenzo Lift Station Project ;V N To Arch Insurance Company Contractor o You are hereby directed to make the herein changesfrom the plans and specifications ordo thefollowing described work not included in the plans and specifications on this contract. NOTE: THIS CHANGE ORDER IS NOT EFFECTIVE UNTIL APPROVED BY THE CITY COUNCIL OR CITY MANAGER. Unless otherwise stated, rates for rental of equipment cover only such time as equipment is actually used and no allowance will be made for idle fime. Change requested by PUBLIC WORKS AGENCY EXTRA WORK AT AGREED PRICE 1. Credit for the return and restocking of the 15in VCP; Reference COR T011. AGREED [Credit]:-$17,628.63 2. Additional cost for added paving and sidewalk repair at Segerstrom; Reference COR TO13R1 AGREED PRICE: $51,744.68 3. Additional cost for sidewalk modification at San Lorenzo; Reference COR T014[0ption 1]. AGREED PRICE: $122,638.01 4. Additional cost for increased CMU site wall height from 6' to 8'; Reference COR TO15. AGREED PRICE: $18,627.83 Page 1 of 2 DocuSign Envelope ID: C5812D03-90F4-4696-B656-8039BCC9187B CITY OF SANTA ANA PUBLIC WORKS AGENCY CONTRACT CHANGE ORDER Project Number Project No. 06-3510: Change Order Number San Lorenzo Lift Station Protect To Arch Insurance Company Contractor You are hereby directed to make the herein changes from the plans and specifications or do the following described work not included in the plans and specifications on this contract. NOTE: THIS CHANGE ORDER IS NOT EFFECTIVE UNTIL APPROVED BY THE CITY COUNCIL OR CITY MANAGER. Unless otherwise stated, rates for rental of equipment cover only such time as equipment is actually used and no allowance will be made for idle time. Change requested by PUBLIC WORKS AGENCY The compensation both time and cost set forth in this change order comprises the total compensation due the Contractor, all Subcontractors, and all Suppliers for all work performed per this change order, including impact on unchanged work. By signing this change order, the Contractor acknowledges and agrees on behalf of himself, all Subcontractors, and all Suppliers, that the stipulated compensation includes payment for all work contained in this change order, plus all payment for interruption of schedules, extended field overhead, home office overhead, profit, delay, and all impact, ripple effect or cumulative impact on all other work under this Change Order. The Contractor on behalf of himself, all Subcontractors, and all Suppliers agrees to waive all rights, without exception or reservation of any whatsoever to file any further claim related to this Change Order. TOTAL COST THIS CHANGE ORDER: DECREASE $ By reason of this order the CONTRACT TIME completion will be adjusted as follows: TBD INCREASE $ 175,281.89 We the undersigned contractor have given careful consideration to the change proposed and hereby agree, if this proposal is approved, that we will provide all equipment, furnish all materials, except as may otherwise be noted above, and perform all service necessary for the work above specified, and will accept as full payment therefor the ,ry�r ,ah al*e. Accepted, Date , Contractor Arch Insurance Company By 03/03/2023 89T-.561A',M6ESTiue Authorized Representative hh•o.oeuspip�n� by. Approval recommended by E; Date 03/03/2023 1 8:55 AM PST CONS MRWW... Approval recommended by y � �,�4 to Date � 1`Z7i /� 2_-3C-!/PUBLI C WORKS AGENCY EXECUTIVE DIRECTOR Approved by Date CITY MANAGER Page 2 of 2 DocuSign Envelope ID: A67BE929-2905-4796-B885-7EFF86DEDCDB CITY OF SANTA ANA PUBLIC WORKS AGENCY CONTRACT CHANGE ORDER n-> CV Project Number Project No. 06-3510: Change Order Number 7 cv San Lorenzo Lift Station Project o To Arch Insurance Company Contractor -�-. Youareherebydirectedtomakethehereinchangesfromtheplansandspecificationsordothefollowingdescribedworknotincludedintheplansandspecifications on this contract. NOTE: THIS CHANGE ORDER IS NOT EFFECTIVE UNTIL APPROVED BY THE CITY COUNCILOR CITY MANAGER. Unless otherwise slated, rates for rental of equipment cover only such time as equipment Is actually used and no allowance will be made for idle time. Change requested by PUBLIC WORKS AGENCY EXTRA WORK AT AGREED PRICE 1. Additional cost for Added Potholes due to Unforeseen Utilities; Reference COR T012A AGREED PRICE: $5,558.35 2. Additional cost for OCSD MH Connection Changes; Reference CDR TO16; Two Working Days Requested [2 WD]. AGREED PRICE: $22,832.41 3. Additional cost for Added Base at STA. 24+30 to 25+30; Reference COR TOW. AGREED PRICE: $6,085.32 4. Additional cost for Added Pipe Hangers and seismic braces per RFI 146; Reference COR TO18. Two Working Days Requested [2 WD]. AGREED PRICE: $16,275.91 5. Rehab MH No. 04 due to change in conditions; Reference COR TO19.1. Two Working Days Requested [2 WD]. AGREED PRICE: $0 Page 1 of 2 DocuSign Envelope ID. A67BE929-2905-4796-B885-7EFF86DEDCDS CITY OF SANTA ANA PUBLIC WORKS AGENCY CONTRACT CHANGE ORDER Project Number Project No. 06-3510: Change Order Number 7 San Lorenzo Lift Station Project To Arch Insurance Company Contractor You are hereby directed to make the herein changes from the plans and specifcaffons ordo the following described work not included in the plans and specifications on Kris contract. NOTE: THIS CHANGE ORDER IS NOT EFFECTIVE UNTIL APPROVED BY THE CITY COUNCILOR CITY MANAGER. Unless otherwise stated, rates for rental of equipment cover only such time as equipment is actually used and no allowance W II be made for Idle lime. Change requested by WORKS AGENCY The compensation both time and cost set forth in this change order comprises the total compensation due the Contractor, all Subcontractors, and all Suppliers for all work performed per this change order, including impact on unchanged work. By signing this change order, the Contractor acknowledges and agrees on behalf of himself, all Subcontractors, and all Suppliers, that the stipulated compensation includes payment for all work contained in this change order, plus all payment for interruption of schedules, extended field overhead, home office overhead, profit, delay, and all impact, ripple effect or cumulative impact on all other work under this Change Order. The Contractor on behalf of himself, all Subcontractors, and all Suppliers agrees to waive all rights, without exception or reservation of any whatsoever to file any further claim related to this Change Order. TOTAL COST THIS CHANGE ORDER: DECREASE $ By reason of this order the CONTRACT TIME completion will be adjusted as follows: 6 INCREASE $ 49,751.99 We the undersigned contractor have given careful consideration to the change proposed and hereby agree, I this proposal is approved, that we will provide all equipment, furnish all materials, except as may otherwise be noted above, and perform all service necessary for the work above specked, and will accept as full payment therefor the prices shown above. Accepted 8gti;Q4/ 5/2023 1 6:35 E6htfaRTr Arch Insurance Company By Jetry Title Authorized Representative BDEBAWDAEadBe... r—OucuWBnetl by: Approval recommended by I Jt, am Date 04/25/2023 1 4:09 PM PDT CONSTRU RMNRM°De... Approval recommended by 'A_ s' ? r, Date 'j 1 uJ 111 2e 23 -3UeLlC WORKS AGENCY IXEC UTI VE DIRECTOR Approved by p` Dale 1 CITYMANAGER Page 2 of 2 DocuSign Envelope ID: 02EEFB2C-DAFO-4637-ACE4-DEC3FA02DEF4 CITY OF SANTA ANA PUBLIC WORKS AGENCY CONTRACT CHANGE ORDER Project Number Project No. 06-3510: Change Order Number 8 San Lorenzo Lift Station Project To Arch Insurance Company Contractor You are hereby directed to make the herein changes from the plans and specifications or do the following described work not included in the plans and specifications on this contract. NOTE: THIS CHANGE ORDER IS NOT EFFECTIVE UNTIL APPROVED BY THE CITY COUNCIL OR CITY MANAGER. Unless otherwise stated, rates for rental of equipment cover only such time as equipment is actually used and no allowance will be made for idle time. Change requested by PUBLIC WORKS AGENCY EXTRA WORK AT AGREED PRICE 1. Additional cost for Radio signal testing; Reference COR T020. AGREED PRICE: $18,224.79 2. Additional cost for Added Scrubber Supports; Reference RFI No. 158.1; Reference COR T021. 3. Additional cost for the Relocation of the antenna; Reference COR T022. AGREED PRICE: $5,406.76 AGREED PRICE: $6,360.98 4. Additional cost for Additional concrete and fencing; Reference RFI No. 128.2; Reference COR T023.1 AGREED PRICE: $9,343.12 Page 1 of 2 DocuSign Envelope ID: 02EEFB2C-DAF04637-ACE4-DEC3FA02DEF4 CITY OF SANTA ANA PUBLIC WORKS AGENCY CONTRACT CHANGE ORDER Project Number Project No. 06-3510: Change Order Number g San Lorenzo Lift Station Project To Arch Insurance Company Contractor You are hereby directed to make the herein changes from the plans and specifications or do the following described work not included in the plans and specifications on this contract. NOTE: THIS CHANGE ORDER IS NOT EFFECTIVE UNTIL APPROVED BY THE CITY COUNCIL OR CITY MANAGER. Unless otherwise stated, rates for rental of equipment cover only such time as equipment is actually used and no allowance will be made for idle time. Change requested by PUBLIC WORKS AGENCY The compensation both time and cost set forth in this change order comprises the total compensation due the Contractor, all Subcontractors, and all Suppliers for all work performed per this change order, including impact on unchanged work. By signing this change order, the Contractor acknowledges and agrees on behalf of himself, all Subcontractors, and all Suppliers, that the stipulated compensation includes payment for all work contained in this change order, plus all payment for interruption of schedules, extended field overhead, home office overhead, profit, delay, and all impact, ripple effect or cumulative impact on all other work under this Change Order. The Contractor on behalf of himself, all Subcontractors, and all Suppliers agrees to waive all rights, without exception or reservation of any whatsoever to file any further claim related to this Change Order. TOTAL COST THIS CHANGE ORDER: DECREASE $_______________ INCREASE $ 39,335.65 By reason of this order the CONTRACT TIME completion will be adjusted as follows: TBD We the undersigned contractor have given careful consideration to the change proposed and hereby agree, if this proposal is approved, that we will provide all equipment, furnish all materials, except as may otherwise be noted above, and perform all service necessary for the work above specified, and will accept as full payment therefor the prices shown above. Accepted, Dille 06/26/2023 1 11: I%nf NtoFDT Arch Insurance Company By�fowwgR title Authorized Representative BDEBA5490AE84Be... Docu,pp9,l�pffn''by: Approval recommended by �AL t� . Date 06/27/2023 1 8: 38 AM PDT CO A4lLa€R9~A&ER Approval recommended by„ t�.L,-.,�_ �sq 4 ti Date VS / Z �j lLj//—PPUBL� WORKSA^GENCYEXIEC//U/�TT IIJVA�EDIRECTOR I(`,, Approved by �L 1�-- W 1� �( r Date CITY MANAGER Page 2 of 2 DocuSign Envelope ID: F19609F1-A068-4905-8035-OA90C64F3BE6 CITY OF SANTA ANA PUBLIC WORKS AGENCY CONTRACT CHANGE ORDER Project Number Project No. 06-3510: Change Order Number 9 San Lorenzo Lift Station Project To Arch Insurance Company Contractor You are hereby directed to make the herein changes from the plans and specifications or do the following described work not included in the plans and specifications on this contract. NOTE: THIS CHANGE ORDER IS NOT EFFECTIVE UNTIL APPROVED BY THE CITY COUNCIL OR CITY MANAGER. Unless otherwise stated, rates for rental of equipment cover only such time as equipment is actually used and no allowance will be made for idle time. Change requested by EXTRA WORK AT AGREED PRICE 100111 .frA= 1. Additional cost for added lineal footage of CMU wall; Reference RFI No. T168; Reference COR T024. AGREED PRICE: $3,688.52 2. Additional cost for 6 bollards at lift station; Reference RFI No. T176; Reference COR T025. AGREED PRICE: $9,000.37 3. Additional cost for revised AC disconnects; Reference RFI No. T173; Reference COR T026. AGREED PRICE: $4,761.75 4. Additional cost for backflows at lift station per City request; Reference COR T027. AGREED PRICE: $25,931.34 5. Additional cost for removal of abandoned manhole; Reference RFI No. T179; Reference COR T028. AGREED PRICE: $10,603.19 6. Additional cost for green striping; Reference COR T029. AGREED PRICE: $17,668.03 7. Additional cost for loops to be replaced; Reference COR T030. AGREED PRICE: $13,826.90 8. Additional cost for CCTV existing 12-in; Reference COR T032. AGREED PRICE: $4,619.95 Page 1 of 3 P, 1 DocuSign Envelope ID: F19609F1-A068-4905-8035-OA90C64F3BE6 9. Additional cost for Landscape Power Source Conduit; Reference RFI No. T185; Reference COR T034. AGREED PRICE: $4,188.25 10. Additional cost for added stub out for traffic loops; Reference RA No. T186; Reference COR T035. AGREED PRICE: $5,551.51 Page 2 of 3 DocuSign Envelope ID: F19609F1-AO68-4905-8035-OA9OC64F3BE6 CITY OF SANTA ANA PUBLIC WORKS AGENCY CONTRACT CHANGE ORDER Project Number Project No. 06-3510: Change Order Number 9 San Lorenzo Lift Station Project To Arch Insurance Company Contractor You are hereby directed to make the herein changes from the plans and specifications or do the following described work not included in the plans and specifications on this contract. NOTE: THIS CHANGE ORDER IS NOT EFFECTIVE UNTIL APPROVED BY THE CITY COUNCIL OR CITY MANAGER. Unless otherwise stated, rates for rental of equipment cover only such time as equipment is actually used and no allowance will be made for idle time. Change requested by PUBLIC WORKS AGENCY The compensation for both time and cost set forth in this change order comprises the total compensation due the Contractor, all Subcontractors, and all Suppliers for all work performed per this change order, including impact on unchanged work. By signing this change order, the Contractor acknowledges and agrees on behalf of himself, all Subcontractors, and all Suppliers, that the stipulated compensation includes payment for all work contained in this change order, plus all payment for interruption of schedules, extended field overhead, home office overhead, profit, delay, and all impact, ripple effect or cumulative impact on all other work under this Change Order. The Contractor on behalf of himself, all Subcontractors, and all Suppliers agrees to waive all rights, without exception or reservation of any whatsoever to file any further claim related to this Change Order. TOTAL COST THIS CHANGE ORDER: DECREASE $ By reason of this order the CONTRACT TIME completion will be adjusted as follows: TBD INCREASE $ 99,839.81 We the undersigned contractor have given careful consideration to the change proposed and hereby agree, if this proposal is approved, that we will provide all equipment, furnish all materials, except as may otherwise be noted above, and perform all service necessary for the work above specified, and will accept as full payment therefor the prices shown above. Acce tellb, fedn09�28/2023 1 5: 58 MtrfM Arch Insurance Company By KL Jhg ueo Eanse Title Authorized Representative e ^^'.Docu,S,�ignedby: Approval recommended by 5, !^,. Date C W;gW M9NAGER 09/28/2023 1 3:15 PM PDT Approval recommendedby.-, UBLf`-t gt.�-A Date yv�2i'Z3 PIC WORKS AGENCY EXECUTIVE DIRECTORZ,-2� 7: Approved by Date CITYMANAGER Page 3 of 3 DocuSign Envelope ID: F5COF4CD-1350-46EF-AOOA-45BC73072CED CITY OF SANTA ANA PUBLIC WORKS AGENCY CONTRACT CHANGE ORDER Project Number Project No. 06-3510: Change Order Number 11 San Lorenzo Lift Station Project To Arch Insurance Company Contractor You are hereby directed to make the herein changes from the plans and specifications or do the following described work not included in the plans and specifications on this contract. NOTE: THIS CHANGE ORDER IS NOT EFFECTIVE UNTIL APPROVED BY THE CITY COUNCIL OR CITY MANAGER. Unless otherwise stated, rates for rental of equipment cover only such time as equipment is actually used and no allowance will be made for idle time. Change requested by PUBLIC WORKS EXTRA WORK AT AGREED PRICE 1. Additional fencing to separate generator and gas station. Reference COR T037. AGREED PRICE: $4,999.50 2. Additional stamped concrete. Reference COR T038. AGREED PRICE: $20,111.73 3. Final punch list items. Reference COR T039. AGREED PRICE: $5,290.04 Page 1 of 2 DocuSign Envelope ID: F5COF4CD-1350-46EF-AOOA-45BC73072CED CITY OF SANTA ANA PUBLIC WORKS AGENCY CONTRACT CHANGE ORDER Project Number Project No. 06-3510: Change Order Number 11 San Lorenzo Lift Station Project To Arch Insurance Company Contractor You are hereby directed to make the herein changes from the plans and specifications or do the following described work not included in the plans and specifications on this contract. NOTE: THIS CHANGE ORDER IS NOT EFFECTIVE UNTIL APPROVED BY THE CITY COUNCIL OR CITY MANAGER. Unless otherwise stated, rates for rental of equipment cover only such time as equipment is actually used and no allowance will be made for idle time. Change requested by WORKS AGENCY The compensation for both time and cost set forth in this change order comprises the total compensation due the Contractor, all Subcontractors, and all Suppliers for all work performed per this change order, including impact on unchanged work. By signing this change order, the Contractor acknowledges and agrees on behalf of himself, all Subcontractors, and all Suppliers, that the stipulated compensation includes payment for all work contained in this change order, plus all payment for interruption of schedules, extended field overhead, home office overhead, profit, delay, and all impact, ripple effect or cumulative impact on all other work under this Change Order. The Contractor on behalf of himself, all Subcontractors, and all Suppliers agrees to waive all rights, without exception or reservation of any whatsoever to file any further claim related to this Change Order. TOTAL COST THIS CHANGE ORDER: DECREASE $ INCREASE $ $30,401.27 By reason of this order the CONTRACT TIME completion will be adjusted as follows: NO Working Days We the undersigned contractor have given careful consideration to the change proposed and hereby agree, if this proposal is approved, that we will provide all equipment, furnish all materials, except as may otherwise be noted above, and perform all service necessary for the work above specified, and will accept as full payment therefor the prices shown above. Accepted, Dat �DD0CU 9nn_ °"r Contractor Arch Insurance Company By PP - Title Authorized Representative 02/29/202 A EST Docus,p�ien'''""a��""by: Approval recommended by 5, Rt. Date CONSTRUCTIONM VAd@FPEeso2z4o4Da... Approval Approved by PUBLIC WORKS AGENCY EXECUTIVE DIR �Lv� u _ Alvaro Nunez tanager Page 2 of 2 Date Date 02/29/2024 1 7:57 AM PST 413/Z4