HomeMy WebLinkAboutTRB+ ASSOCIATES6
City of Santa Ana COTC Office Use Only
Clerk of the Council
AGREEMENT TERMINATION FORM
Please complete this form in its entirety when the attached agreement and all
amendments (if any) are no longer in effect.
Note: If your agreement is grant related, please ensure that all grant retention requirements
have been satisfied prior to signing the termination form.
Is the agreement(s) a permanent record? Yes 1:1 No �✓ CLERK OF THE COUNCIL
U! ? 3'22 AMB:41;
Return form to the Clerk of the Council Office (M-30).
Call 647-1520 if you have any questions.
The agreement with TRB+ ASSOCIATES
No. A-2019-199-12 was completed on M and final payment has been made.
(List all amendments. Use space below if needed.)
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Date:
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07/12/2022
INSURANCE ON FILE A-2019-199.12
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)(Ilia, dJ AGREEMENT TO PROVIDE ON -CALL
BUILDING SAFETY CONSULTANT SERVICES
THIS AGREEMENT is made and entered into this 5th day of November, 2019 by and between
TRB + Associates ("Consultant"), and the City of Santa Ana, a charter city and municipal
corporation organized and existing under the Constitution and laws of the State of California
("City").
RECITALS
A. On September 3, 2019, the City issued Request for Qualification No. 19-085, by
which it sought Consultants to provide on -call building safety consultant services
for the Planning and Building Agency of the City of Santa Ana.
B. The scope of work may include any and all work efforts related to City projects to
provide Plan Check and Building Inspection services and customer assistance for
the City of Santa Ana. The intent is to minimize response time and improve
customer services by supplementing in-house staff with consulting services on an
as -needed basis.
C. Consultant submitted a responsive proposal that was among those selected by the
City. Consultant represents that it is able and willing to provide the services
described in the scope of work that was included in RFQ No. 19-085 and attached
hereto as Exhibit A.
D. Consultant has been selected as one of the fourteen (14) vendors which qualified
for this engagement. Only those consultants approved by the City Council on
November 5, 2019, shall be eligible to be engaged by the City for these services.
E. In undertaking the performance of this Agreement, Consultant represents that it is
knowledgeable in its field and that any services performed by Consultant under this
Agreement will be performed in compliance with such standards as may reasonably
be expected from a professional contracting firm in the field.
NOW THEREFORE, in consideration of the mutual and respective promises, and subject to the
terms and conditions hereinafter set forth, the parties agree as follows:
1. SCOPE OF SERVICES
a. On an as -needed basis, and at the sole discretion of City, Consultant shall perform
the services that are described in Exhibit A. Consultant's proposal is incorporated
by reference as though fully set forth herein. Upon final execution of this
Agreement, when the need for services arise, City shall initiate services through use
of a Letter Agreement for a specific project, executed by the Executive Director of
the Planning and Building Agency and the Consultant. Work by the Consultant
may not proceed absent a previously engaged or fully executed consultant
agreement followed by letter agreement for a specific project.
b. Schedule for Performance. Consultant shall perform the services identified in a
scope of work to be attached to a letter agreement, as detailed above, required to
commence a specific project. Said project(s) shall be completed as expeditiously
as is consistent with generally accepted standards of professional skill and care, and
the orderly progress of work. Details of the project timelines shall be provided in
a completion schedule as part of the scope of work to a letter agreement.
Consultant and City agree that the completion schedule represents the best
estimate of the schedule. Consultant shall comply with completion dates
noted unless a written waiver is granted by the City's project manager, or
by means of an amended letter agreement, In the event that Consultant fails
to complete a work product in accordance with the completion date noted
in its letter agreement, Consultant agrees to pay the City liquidated damages
in an amount to be determined as reasonable by the City, reflecting the
overall scope of the project, on a per day basis far each work product that
is delayed when such delay is caused by Consultant. Consultant and City
acknowledge that the actual value of delay is extremely difficult to
determine and any liquidated damages amount specified in the letter
agreement represents the best estimate of the daily cost of delay to City.
ii, Consultant shall not be responsible for performance delays caused by
others, or delays beyond Consultant's control. Consultant shall provide
written notice to City's project manager of such delays. If City agrees, the
project manager's written approval to the Consultant shall extend the times
for performance of the work by Consultant.
iii, The liquidated damages payable shall be in addition to amounts payable
under this Agreement, or any letter agreement, for goods sold, services
rendered and other claims and charges attributable to the period prior to the
effective date of the termination.
2. COMPENSATION
a. As Consultant is one of fourteen (14) selected vendors selected by the City, City
neither warrants nor guarantees any minimum or maximum compensation to
Consultant under this Agreement. Consultant shall be paid only for actual services
performed under this Agreement at the rates and charges identified in Exhibit A.
The total amount to be expended during the term of this Agreement, as approved
by Council amongst the fourteen (14) selected vendors, shall not exceed
$2,400,000.
b. Where applicable, City shall recognize and pay for any outstanding invoices for
work performed by any of the fourteen (14) selected vendors for building safety
consultant services performed by the Consultant for work previously performed for
the City.
C. Payment by City shall be made within forty-five (45) days following receipt of
proper invoice evidencing work performed, subject to City accounting procedures.
Payment need not be made for work which fails to meet the standards of
performance set forth in the Recitals and Scope of Work, which may reasonably be
expected by City.
3. TERM
This Agreement shall commence on the date first written above until November 5, 2022,
unless terminated earlier in accordance with Section 17, below.
4. PREVAILING WAGES
Consultant is aware of the requirements of California Labor Code Section 1720, et seq.,
and 1770, et seq., as well as California Code of Regulations, Title 8, Section I6000, et seq.,
("Prevailing Wage Laws"), which require the payment of prevailing wage rates and the
performance of other requirements on "public works" and "maintenance" projects. If the services
being performed are part of an applicable "public works" or "maintenance" project, as defined by
the Prevailing Wage Laws, and the total compensation is $1,000 or more, Consultant agrees to
fully comply with such Prevailing Wage Laws. Consultant shall defend, indemnify and hold the
City, its elected officials, officers, employees and agents free and harmless from any claim or
liability arising out of any failure or alleged failure to comply with the Prevailing Wage Laws.
5, INDEPENDENT CONTRACTOR
Consultant shall, during the entire term of this Agreement, be construed to be an
independent contractor and not an employee of the City. This Agreement is not intended nor shall
it be construed to create an employer -employee relationship, a joint venture relationship, or to
allow the City to exercise discretion or control over the professional manner in which Consultant
performs the services which are the subject matter of this Agreement; however, the services to be
provided by Consultant shall be provided in a manner consistent with all applicable standards and
regulations governing such services. Consultant shall pay all salaries and wages, employer's social
security taxes, unemployment insurance and similar taxes relating to employees and shall be
responsible for all applicable withholding taxes.
6, OWNERSHIP OF MATERIALS
This Agreement creates a non-exclusive and perpetual license for City to copy, use,
modify, reuse, or sublicense any and all copyrights, designs, and other intellectual property
embodied in plans, specifications, studies, drawings, estimates, and other documents or works of
authorship fixed in any tangible medium of expression, including but not limited to, physical
drawings or data magnetically or otherwise recorded on computer diskettes, which are prepared or
caused to be prepared by Consultant under this Agreement ("Documents & Data"). Consultant
shall require all subcontractors to agree in writing that City is granted a non-exclusive and
perpetual license for any Documents & Data the subcontractor prepares under this Agreement.
Consultant represents and warrants that Consultant has the legal right to license any and all
Documents & Data. Consultant makes no such representation and warranty in regard to
Documents & Data which were provided to Consultant by the City. City shall not be limited in
any way in its use of the Documents and Data at any time, provided that any such use not within
the purposes intended by this Agreement shall be at City's sole risk.
7. INSURANCE
Prior to undertaking performance of work under this Agreement, Consultant shall maintain
and shall require its subcontractors, if any, to obtain and maintain insurance as described below:
a. Commercial General Liability Insurance. Consultant shall maintain commercial
general liability insurance naming the City, its officers, employees, agents,
volunteers and representatives as additional insured(s) and shall include, but not be
limited to protection against claims arising from bodily and personal injury,
including death resulting therefrom and damage to property, resulting from any act
or occurrence arising out of Consultant's operations in the performance of this
Agreement, including, without limitation, acts involving vehicles. The amounts of
insurance shall be not less than the following: single limit coverage applying to
bodily and personal injury, including death resulting therefrom, and property
damage, in the total amount of $1,000,000 per occurrence, with $2,000,000 in the
aggregate. Such insurance shall (a) name the City, its officers, employees, agents,
volunteers and representatives as additional insured(s); (b) be primary with respect
to insurance or self-insurance programs maintained by the City; and (c) contain
standard separation of insureds provisions. ,
b. Business automobile liability insurance, or equivalent form, with a combined single
limit of not less than $1,000,000 per occurrence. Such insurance shall include
coverage for owned, hired and non -owned automobiles.
C. Worker's Compensation Insurance. In accordance with the California Labor Code,
Consultant, if Consultant has any employees, is required to be insured against
liability for worker's compensation or to undertake self-insurance. Prior to
commencing the performance of the work under this Agreement, Consultant agrees
to obtain and maintain any employer's liability insurance with limits not less than
$1,000,000 per accident.
d. If Consultant is or employs a licensed professional such as an architect or engineer:
Professional liability (errors and omissions) insurance, with a combined single limit
of not less than $1,000,000 per claim with $2,000,000 in the aggregate.
e. The following requirements apply to the insurance to be provided by Consultant
pursuant to this section:
(i) Consultant shall maintain all insurance required above in full force and
effect for the entire period covered by this Agreement,
(ii) Certificates of insurance shall be furnished to the City upon execution of
this Agreement and shall be approved by the City.
(iii) Certificates and policies shall state that the policies shall not be cancelled
or reduced in coverage or changed in any other material aspect, by
consultant, without thirty (30) days prior written notice to the City,
(iv) Where the amounts or coverage provided by the certificates of insurance
provides coverage greater than those listed by this Agreement, the amounts
provided by the certificates of insurance shall be incorporated by reference
into the Agreement,
(v) Consultant shall supply City with a fully executed additional insured
endorsement.
If Consultant fails or refuses to produce or maintain the insurance required by this
section or fails or refuses to furnish the City with required proof that insurance has
been procured and is in force and paid for, the City shall have the right, at the City's
election, to forthwith terminate this Agreement. Such termination shall not affect
Consultant's right to be paid for its time and materials expended prior to notification
of termination. Consultant waives the right to receive compensation and agrees to
indemnify the City for any work performed prior to approval of insurance by the
City.
8, INDEMNIFICATION
Consultant agrees to defend, and shall indemnify and hold harmless the City, its officers,
agents, employees, consultants, special counsel, and representatives from liability: (1) for personal
injury, damages, just compensation, restitution, judicial or equitable relief arising out of claims for
personal injury, including death, and claims for property damage, which may arise from the
negligent operations of the Consultant or its Consultants, subcontractors, agents, employees, or
other persons acting on their behalf which relates to the services described in section I of this
Agreement; and (2) from any claim that personal injury, damages, just compensation, restitution,
judicial or equitable relief is due by reason of the terms of or effects arising from this Agreement.
This indemnity and hold harmless agreement applies to all claims for damages, just compensation,
restitution, judicial or equitable relief suffered, or alleged to have been suffered, by reason of the
events referred to in this Section or by reason of the terms of, or effects, arising from this
Agreement. The Consultant further agrees to indemnify, hold harmless, and pay all costs for the
defense of the City, including fees and costs for special counsel to be selected by the City,
regarding any action by a third party challenging the validity of this Agreement, or asserting that
personal injury, damages, just compensation, restitution, judicial or equitable relief due to personal
or property rights arises by reason of the terms of, or effects arising from this Agreement. City
may make all reasonable decisions with respect to its representation in any legal proceeding.
Notwithstanding the foregoing, to the extent Consultant's services are subject to Civil Code
Section 2782,8, the above indemnity shall be limited, to the extent required by Civil Code Section
2782.8, to claims that arise of, pertain to, or relate to the negligence, recklessness, or willful
misconduct of the Consultant.
9. INTELLECTUAL PROPERTY INDEMNIFICATION
Consultant shall defend, indemnify and hold harmless the City, its officers, agents,
representatives, and employees against any and all liability, including costs, and attorney's fees,
for infringement of any United States' letters patent, trademark, or copyright contained in the work
product or documents provided by Consultant to the City pursuant to this Agreement.
10. RECORDS
Consultant shall keep records and invoices in connection with the work to be performed
under this Agreement. Consultant shall maintain complete and accurate records with respect to
the costs incurred under this Agreement and any services, expenditures, and disbursements
charged to the City for a minimum period of three (3) years, or for any longer period required by
law, from the date of final payment to Consultant under this Agreement, All such records and
invoices shall be clearly identifiable. Consultant shall allow a representative of the City to
examine, audit, and make transcripts or copies of such records and any other documents created
pursuant to this Agreement during regular business hours. Consultant shall allow inspection of all
work, data, documents, proceedings, and activities related to this Agreement for a period of three
(3) years from the date of final payment to Consultant under this Agreement.
11, CONFIDENTIALITY
If Consultant receives from the City information which due to the nature of such
information is reasonably understood to be confidential and/or proprietary, Consultant agrees that
it shall not use or disclose such information except in the performance of this Agreement, and
further agrees to exercise the same degree of care it uses to protect its own information of like
importance, but in no event less than reasonable care. "Confidential Information" shall include all
nonpublic information. Confidential information includes not only written information, but also
information transferred orally, visually, electronically, or by other means. Confidential
information disclosed to either party by any subsidiary and/or agent of the other party is covered
by this Agreement. The foregoing obligations of non-use and nondisclosure shall not apply to any
information that (a) has been disclosed in publicly available sources; (b) is, through no fault of the
Consultant disclosed in a publicly available source; (c) is in rightful possession of the Consultant
without an obligation of confidentiality; (d) is required to be disclosed by operation of law; or (e)
is independently developed by the Consultant without reference to information disclosed by the
City.
12, CONFLICT OF INTEREST CLAUSE
Consultant covenants that it presently has no interest and shall not have interests, direct or
indirect, which would conflict in any manner with performance of services.
13. NOTICE
Any notice, tender, demand, delivery, or other communication pursuant to this Agreement
,shall be in writing and shall be deemed to be properly given if delivered in person or mailed by
first class or certified mail, postage prepaid, or sent by fax or other telegraphic communication in
the manner provided in this Section, to the following persons:
To City: Clerk of the City Council
City of Santa Ana
20 Civic Center Plaza (M-30)
P.O. Box 1988
Santa Ana, CA 92702.1988
Fax: 714- 647-6956
Executive Director
Planning and Building Agency
City of Santa Ana
20 Civic Center Plaza (M-21)
P.O. Box 1988
Santa Ana, CA 92702
Fax:714-647-5897
To Consultant: TRB + Associates
Paul Armstrong, PE, CBO, Director
4182 N. Viking Way, Suite 204
Long Beach, CA 90808
Phone: 562-202-0918
A party may change its address by giving notice in writing to the other party, Thereafter,
any communication shall be addressed and transmitted to the new address. If sent by mail,
communication shall be effective or deemed to have been given three (3) days after it has been
deposited in the United States mail, duly registered or certified, with postage prepaid, and
addressed as set forth above. If seat by fax, communication shall be effective or deemed to have
been given twenty-four (24) hours after the time set forth on the transmission report issued by the
transmitting facsimile machine, addressed as set forth above, For purposes of calculating these
time frames, weekends, federal, state, County or City holidays shall be excluded.
14. EXCLUSIVITY AND AMENDMENT
This Agreement represents the complete and exclusive statement between the City and
Consultant regarding the subject matter herein, and supersedes any and all other agreements, oral
or written, between the parties. In the event of a conflict between the terms of this Agreement and
any attachments hereto, the terms of this Agreement shall prevail. This Agreement may not be
modified except by written instrument signed by the City and by an authorized representative of
Consultant. The parties agree that any terms or conditions of any purchase order or other
instrument that are inconsistent with, or in addition to, the terns and conditions hereof, shall not
bind or obligate Consultant or the City. Each party to this Agreement acknowledges that no
representations, inducements, promises or agreements, orally or otherwise, have been made by any
party, or anyone acting on behalf of any party, which are not embodied herein.
1.5, ASSIGNMENT
Inasmuch as this Agreement is intended to secure the specialized services of Consultant,
Consultant may not assign, transfer, delegate, or subcontract any interest herein without the prior
written consent of the City and any such assignment, transfer, delegation or subcontract without
the City's prior written consent shall be considered null and void. Nothing in this Agreement
shall be construed to limit the City's ability to have any of the services which are the subject to
this Agreement performed by City personnel or by other consultants retained by City.
16. WAIVER
No waiver of breach, failure of any condition, or any right or remedy contained in or
granted by the provisions of this Agreement shall be effective unless it is in writing and signed by
the party waiving the breach, failure, right or remedy. No waiver of any breach, failure or right, or
remedy shall be deemed a waiver of any other breach, failure, right or remedy, whether or not
similar, nor shall any waiver constitute a continuing waiver unless the writing so specifies.
17. TERMINATION
This Agreement may be terminated by the City upon thirty (30) days written notice of
termination. In such event, Consultant shall be entitled to receive and the City shall pay Consultant
compensation for all services performed by Consultant prior to receipt of such notice of
termination, subject to the following conditions;
a. As a condition of such payment, the Executive Director may require Consultant to
deliver to the City all work product completed as of such date, and in such case
such work product shall be the property of the City unless prohibited by law, and
Consultant consents to the City's use thereof for such purposes as the City deems
appropriate.
b. Payment need not be made for work which fails to meet the standard of
performance specified in the Recitals of this Agreement.
18. NON-DISCRIMINATION
Consultant shall not discriminate because of race, color, creed, religion, sex, marital status,
sexual orientation, gender identity, gender expression, gender, medical conditions, genetic
information, or military and veteran status, age, national origin, ancestry, or disability, as defined
and prohibited by applicable law, in the recruitment, selection, teaching, training, utilization,
promotion, termination or other employment related activities or any services provided under this
Agreement, Consultant affirms that it is an equal opportunity employer and shall comply with all
applicable federal, state and local laws and regulations.
19. JURISDICTION -VENUE
This Agreement has been executed and delivered in the State of California and the validity,
interpretation, performance, and enforcement of any of the clauses of this Agreement shall be
determined and governed by the laws of the State of California. Both parties further agree that
Orange County, California, shall be the venue for any action or proceeding that may be brought or
arise out of, in connection with or by reason of this Agreement.
20. PROFESSIONAL LICENSES
Consultant shall, throughout the tern of this Agreement, maintain all necessary licenses,
permits, approvals, waivers, and exemptions necessary for the provision of the services hereunder
and required by the laws and regulations of the United States, the State of California, the City of
`Santa Ana and all other governmental agencies. Consultant shall notify the City immediately and
in writing of its inability to obtain or maintain such permits, licenses, approvals, waivers, and
exemptions. Said inability shall be cause for termination of this Agreement.
21, MISCELLANEOUS PROVISIONS
a. Each undersigned represents and warrants that its signature herein below has the
power, authority and right to bind their respective parties to each of the terms of
this Agreement, and shall indemnify City fully, including reasonable costs and
attorney's fees, for any injuries or damages to City in the event that such authority
or power is not, in fact, held by the signatory or is withdrawn.
b. All exhibits referenced herein and attached hereto shall be incorporated as if fully
set forth in the body of this Agreement.
[signature page to follow]
IN WITNESS WHEREOF, the parties hereto have executed this Agreement the date and year first
above written.
ATTEST:
,y�011,
APPROVED AS TO FORM
SONIA R. CARVALHO
City Attorney
By: /&4 C— ,
Lisa Storck
Assistant City Attorney
RECOMMENDED FOR APPROVAL
C
MINH THAI
Executive Director
Planning and Building Agency
CITY OF SANTA ANA
KRI�Rl
City Manager
CONSULTANT
od ailey, PE
President, TRB + Associates
EXHIBIT A
SCOPE OF SERVICES and RATES
SCOPE OF SERVICES — Exhibit A
General Description
Building Safety Division of the City of Santa Ana foresees the submittal of many construction
projects in the near future, Therefore, the City is seeking the services of professional
consultants to support the efforts of City staff in the area of Building Safety Services including
Plan Check Services, Inspection Services and Technical Services.
Scope of Services
A. Plan Review Services
Consultant shall perform the following services for each assigned building plan review.
1. Detail review of the mechanical, plumbing, electrical and building (architectural and
structural) plans. Review supporting documents for industrial, commercial, residential
and public buildings and determine compliance with applicable building standards as
related to existing and proposed buildings,
2. Review the plans for compliance with California state -mandated regulations for energy
conservation, disabled access, green building standards and City adopted ordinances,
3. Review the plans for compliance with Federal Flood Plain regulations for projects in the
special flood hazard area designated on the flood insurance rate map (FIRM) as Flood
Zone A or AE.
4. Recheck and approval of final plans and supporting documents to be provided without
additional charge for recheck.
5. Submittal of approved plans and all supporting documents to the City of Santa Ana.
6. Provide all necessary liaison with applicants via phone, e-mail or in person to expedite
the review process and consult on complex code Issues with City of Santa Ana Building
Official,
7. Plan review report to be customized for each project and be delivered via fax, mail or
e-mail to City and the applicant.
8, Structural portion of the plans to be reviewed by California Licensed Civil or Structural
Engineer.
9. Plan reviewer to be consistent, accurate, available and responsive to the City and the
applicant via phone, fax, e-mail and meetings. Also, the plan reviewer shall be available
to the Building Official and his staff to help answer Code questions arising from review.
Plan reviewer shall provide assistance in evaluation of alternate materials, design and
methods of construction proposed by applicant.
10, Plan reviewer shall be available, at no expense to the City of Santa Ana, to meet at the
City office with owners, architects, engineers and contractors to discuss the Plan Check
issues,
11. Plan reviewer to verify that the job description, square footages, occupancy
classifications and type of construction, on the permit application agrees with the plans
and specifications. Plan reviewer will also verify the building valuation based upon
valuation costs used by the City of Santa Ana.
12. Initial Plan review to be complete within ten (10) working days and recheck within five (5)
working days.
13. Consultant fee for review services to be 50% of the City of Santa Ana Plan Check Fee.
14. Hourly projects including revisions, deferred submittals, trusses, stairs, curtain walls,
mechanical, plumbing and electrical plan reviews will be checked on an hourly rate of
$95,00/hour when performed by a Certified Plans Examiner and a rate of $120.00/hour
when performed by a registered Senior Plan Check Engineer.
15, Expedited Plan Review will be provided when requested for an individual project and will
be an additional 30% of the plan review fees above. For Expedited Plan Review, the
initial plan review to be complete within five (5) to seven (7) working days and recheck
within five (5) working days.
16. Fee(s) are charged in conformance with the City's Miscellaneous Fee Schedule.
17, Provide in-house temporary staff.
18. Courier service for pickup and delivery of plans to the City shall be provided at no
additional cost
B. Building Inspection Services
Consultant shall perform the following services.
1. Building inspection services for industrial, commercial, residential and public buildings to
determine compliance with approved plans and documents as well as applicable building
standards as related to existing and proposed buildings.
2. Building inspection services for compliance with California state -mandated regulations
for energy conservation, disabled access, green building standards and City adopted
ordinances.
3. Building inspection services for compliance with Federal Flood Plain regulations for
projects in the special flood hazard area designated on the flood Insurance rate map
(FIRM) as Flood Zone A or AE,
4. Building inspectors shall be certified to perform inspections for compliance with
applicable California Building Standards Codes.
5. Building inspectors shall complete all necessary City forms and documents, enter
results, and follow the City's workflow when an inspection is conducted. Inspectors will
provide accurate correction notices and Inspection records.
6. Building inspections shall be charged at an hourly rate of $80.00/hour when performed
by a Certified Building Inspector and a rate of $95.00/hour when performed by a Senior
Certified Building Inspector, Mileage will not be reimbursed by the City.
7. Provide accelerated building inspection services on an as -needed basis.
8. Provide in-house temporary staff.
C. Technical Services
Consultant shall perform the following services.
1. Technical services shall be provided as -needed at hourly rates listed in Sections A and
B above, based on the qualifications of the consultant that will provide the service.
Technical services shall include training and technical studies with reporting, with rates
ranging from $80.00/hour to $1201hour.
ACOR& CERTIFICATE OF LIABILITY INSURANCE
`,f
DA EIMMmpY YY,
1 11/20/2019
THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS
CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES
BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURERS), AUTHORIZED
REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER
IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the polley(ies) must have ADDITIONAL INSURED provisions or be endorsed.
If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement A statement on
this certificate does not confer rights to the certificate holder in lieu of such endorsementlsl•
PRODUCER
NAME CONCT KnSsy Bresnahan
Nickie Heath Insurance Agency
PHONE (858) 487-3737 FA (858) 487-3730
AIC o Eat: A/C, No:
ADDREss: krissy®nickieheath.com
16855 W Bernardo Dr
Suite 230
INSURER(S) AFFORDING COVERAGE
NAIC4
San Diego CA 92127
INSURERA: Continental Casualty Company
20443
INSURED
INSURER B : Ohio Security Insurance Company
24082
TRB AND ASSOCIATES
INSURER C: National Union Fire Insurance
19445
3180 CROW CANYON PL R216
INSURER D Oak River Insurance Company
34630
INSURER E: Argonaut Insurance Company
19801
INSURER F:
SAN RAMON CA 94563
COVERAGES CERTIFICATE NUMBER: CL19111264188 REVISION NUMBER:
THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD
INDICATED NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACTOR OTHER DOCUMENT WITH RESPECT TO WHICH THIS
CERTIFICATE MAYBE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALLTHE TERMS.
EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS.
LTR
TYPE OF INSURANCE
INSO
Wi
POUCYNUMBER
invoolYYYY
MMRJDN"Y
LIMITS
X
COMMERCIALGENERALLIABILITY
EACH OCCURRENCE
5 2,000,000
CtAIMSMAOE ❑X OCCUR
01SENTEL
PREMISES Ea orwrtenw
s 300,000
MED EXP IAny Ora Peraarn
S 10,000
PERSONAL S ADV INJURY
S 2.000,000
A
Y
2097186534
11/10/2019
11/10/2020
GENL AGGREGATE UMITAPPLIES PER
GENERALAGGREGATE
S 4.000,000
POLICY � E T ❑ LOC
PRODUCTS-COMPtOPAGG
S 4,000,000
S
OTHER.
AUTOMOBILELIABILRY
COMMA EDISINGLE LIMIT
flaX
$ 1,000,000
BODILY INJURY (Per Person)
s
ANYRUTO
g
OWNED SCHEDULED
AUTOS ONLY AUTOS
HIRED NON -OWNED
AUTOS ONLY AUTOS ONLY
Y
BAS57021999
11/18/2019
11/18/2020
BODILY INJURY (Per accidann
S
PROPERTY DAMAGE
Per acade,d
5
5
X
UMBRELtAUAS
X
OCCUR
EACHOCCURRENCE
5 2.000,000
AGGREGATE
5 2.000,000
C
EXCESS UAe
CLAIMSMADE
EBU012934869
1U10/2019
11110/2020
DED I X1 RETENTION S 0
5
D
WORKERS COMPENSATION
AND EMPLOYERS• LIABILITY
YIN ANY PROPRIETOWPARTNER/EXECUTIVE
OF ICER44EMSER EXCLUDED? ❑Y
(Mandatory In NHl
NIA
Y
TRVVC018894
11110l2019
11/10/2020
PER OTR
X STATUTE ER
EL EACH ACCIDENT
$ 1.000.000
EL DISEASE EA EMPLOYEE
S 1,000,000
a ym, RIPTtOe OF O
DESCRIPTION OF OPERATIONS below
EL DISFJ.SE�POLIDT LIMIT
s 1.000.000
Per Claim
$1,000.000
E
Professional Liability -Reim Date 111101
06, Retention $25,000
121AE000241801
11/10/2019
11/10/2020
Aggregate
$2.000.000
Defense Costs Atltltl Lmt
$1.000.000
DESCRIPTION OF OPERATIONS I LOCATIONS I VEHICLES (ACORO 141. Add'Nonal Remada Schedule, may be attaches if man apace Is required)
City of Santa Ana. its officers, employees, agents and representatives are named as additional insured with respect to general liability and auto liability.
Insurance is primary and noncontributory. Waiver of subregakon applies to workers compensation.
REVIE D & APPROVED
Y RIS NAgEMENT I)IIVISION
019
SAMAN*N M. I AMMNYOF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE
THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN
City of Santa Ana Risk Manangement Division ACCORDANCE WITH THE POLICY PROVISIONS.
20 Civic Center Plaza
AUTHORIZED REPRESENTATIVE
Santa Ana CA 92702 I J !,,,,,;
01988-2015 ACORD CORPORATION. All rights reserved.
ACORD 26 (2016103) The ACORD name and logo are registered marks of ACORD
1l
a
2
7%1
SB146968B
(Ed. 6-16)
IMPORTANT: THIS ENDORSEMENT CONTAINS DUTIES THAT APPLY TO THE ADDITIONAL
INSURED IN THE EVENT OF OCCURRENCE, OFFENSE, CLAIM OR SUIT. SEE PARAGRAPH
C., OF THIS ENDORSEMENT FOR THESE DUTIES.
BLANKET ADDITIONAL INSURED ENDORSEMENT
WITH PRODUCTS -COMPLETED OPERATIONS COVERAGE
BLANKET WAIVER OF SUBROGATION
Architects, Engineers and Surveyors
This endorsement modifies insurance provided under the fallowing:
BUSINESSOWNERS LIABILITY COVERAGE FORM
BUSINESSOWNERS COMMON POLICY CONDITIONS
A. Who Is An Insured is amended to include as an insured any person or organization whom you are required to add as
an additional insured on this policy under a written contract or written agreement; but the written contract or written
agreement must be:
1. Currently in effector becoming effective during the term of this policy; and
2. Executed prior to the:
a. "Bodily injury" or "property damage'; or
b. Offense that caused the "personal and advertising Injury'
for which the additional insured seeks coverage
B. The insurance provided to the additional Insured is limited as follows:
The person or organization is an additional insured only with respect to liability for "bodily injury", "property
damage" or "personal and advertising injury" caused in whole or in part by:
a. Your acts or omissions; or
b. The acts or omissions of those acting on your behalf,
In the performance of your ongoing operations specified in the written contract or written agreement; or
c, "Your work" that Is specified in the written contract or written agreement, but only for "bodily injury" or
"property damage" included in the "products -completed operations hazard", and only If:
(1) The written contract or written agreement requires you to provide the additional insured such coverage;
and
(2) This Coverage Part provides such coverage.
2. The Limits of Insurance applicable to the additional insured are those specified in the written contract or written
agreement or In the Declarations of this policy, whichever is less. These Limits of Insurance are, inclusive of, and
not in addition to, the Limits of Insurance shown in the Declarations.
3. The insurance provided to the additional insured does not apply to "bodily injury", "property damage" or "personal
and advertising Injury" arising out of an architect's, engineer's, or surveyor's rendering of or failure to render any
professional services including:
a. The preparing, approving, or failing to prepare or approve maps, shop drawings, opinions, reports, surveys,
field orders, change orders or drawings and specifications by any architect, engineer or surveyor performing
services on a project of which you serve as construction manager; or
b. Inspection, supervision, quality control, gineering or architectural services done by you on a project of
which you serve as construction maftage
OD 14OUDOD t0. 1 Or X iv-y—/
Page Iof2 IMAI
Copyright, CNA Al Rights Reserved.
SB146968B
(Ed. 6-16)
4. The insurance provided to the additional insured does rot apply to "bodily injury", "property damage" or "personal
and advertising injury" arising out of construction or demolition work while you are acting as a construction or
demolition contractor.
C. Under Businessowners Liability Conditions, the condition entitled Duties In The Event of Occurrence, Offense,
Claim or Suit is amended to add the following:
An additional insured under this endorsement will as soon as practicable:
1. Give written notice of an occurrence or an offense to us which may result In a claim or "suit" under this insurance;
2. Tender the defense and indemnity of any claim or "suit" to us for a loss we cover under this Coverage Part;
3. Except as provided for in paragraph D.2. below:
a. Tender the defense and indemnity of any claim or "suit" to any other Insurer which also has Insurance for a
loss we cover under this Coverage Part; and
b. Agree to make available any other insurance which the additional insured has for a loss we cover under this
Coverage Part.
We have no duty to defend or indemnify an additional insured under this endorsement until we receive written notice
of a claim or "suit" from the additional insured.
D. With respect only to the insurance provided by this endorsement, the condition entitled Other Insurance of the
SUSINESSOWNERS COMMON POLICY CONDITIONS Is amended to delete paragraphs 2. and 3. and replace them
With the following:
2. This insurance is excess over any other Insurance available to the additional Insured, whether primary, excess,
contingent or on any other basis, But if required by the written contract or written agreement, this insurance will be
primary and noncontributory relative to Insurance on which the additional insured is a Named Insured.
3. When this Insurance is excess, we will have no duty under Business Liability Insurance to defend the additional
insured against any "suit" It any other insurer has a duty to defend the additional insured against that "suit" If no
other Insurer defends, we will undertake to do so, but we will be entitled to the additional insured's rights against
all those other Insurers.
When this insurance is excess over other Insurance, we will pay only our share of the amount of the loss, if any,
that exceeds the sum of:
(a) The total amount that all such other insurance would pay for the loss in the absence of this insurance; and
(b) The total of all deductible and self -insured amounts under all that other insurance.
We will share the remaining loss, if any, with any other insurance that is not described in this Excess Insurance
provision and was not bought specifically to apply in excess of the Limits of Insurance shown in the Declarations
of this Coverage Part.
E. The condition entitled Transfer of Rights of Recovery Against Others to Us of the BUSINESSOWNERS COMMON
POLICY CONDITIONS is amended to deleted paragraph 2. and replace it with the following:
2. We waive any right of recovery we may have against any person or organization with whom you have agreed to
waive such right of recovery in a written contract or agreement because of payments we make for injury or
damage arising out of your ongoing operations or °your work" done under a contract with that person or
organization and included within the "products -completed operations hazard."
All other terms and conditions of the Policy remain unchanged.
Page 2 of 2
Copyright, CNA All Rights Reserved.