HomeMy WebLinkAboutSchedule of Transcript Documents 13128-01 JHHW:BDQ:JHE 7/31/96
$27,725,000
COUNTYWIDE PUBLIC FINANCING AUTHORITY
1996 REVENUE BONDS
SCHEDULE OF TRANSCRIPT DOCUMENTS
A. BASE LEGAL DOCUMENTS
1. List of Financing Participants.
2. Countywide Public Financing Authority (the "Authority") Resolution No. 96-3,
entitled "Resolution Authorizing the Issuance and Sale of Revenue Bonds in the
Maximum Aggregate Principal Amount of Not to Exceed $31,000,000 For the
Purpose of Providing a Portion of the Orange County Countywide 800 MHZ
Communications System and to Finance Other Capital Improvements, and
Approving Related Documents and Official Actions", adopted June 19, 1996 (the
"Authority Resolution").
3. Preliminary Official Statement, dated July 10, 1996.
4. Indenture of Trust, dated as of July 1, 1996 (the "Indenture"), by and between U.S.
Trust Company of California, N.A., as trustee (the "Trustee") and the Authority.
5. Memorandum of Assignment, dated as of July 1, 1996, by and between the
Authority and the Trustee. (recorded in the office of the Orange County Recorder)
6. Bond Purchase Agreement,dated July 16, 1996 (the"Purchase Agreement"),by and
between Stone & Youngberg LLC, as underwriter (the "Underwriter"), and the
Authority.
7. Final Official Statement, dated July 16, 1996.
8. Certificate of Mailing Report of Final Sale to California Debt Advisory
Commission ("CDAC"), Acknowledgment No. 96-0490 of Receipt of Report of
Proposed Debt Issuance,together with Reports.
9. Continuing Disclosure Certificate,by the Authority.
B. AUTHORITY DOCUMENTS
1. Initial Notice as to Joint Powers Agreement, filed with and certified by the
California Secretary of State, together with any and all amendments thereto,
together with Statement of Facts Roster Filings.
2. Certificate Regarding Effectiveness of Joint Exercise of Powers Agreement,together
with Joint Exercise of Powers Agreement, dated June 19, 1996,by and among the
Cities of Brea, Buena Park, Fullerton, Garden Grove, Orange, Santa Ana, Seal
Beach,Stanton and Tustin.
3. Incumbency and Signature Certificate of the Authority.
4. Certificate as to Arbitrage.
5. Officer's Certificate of the Authority pertaining to (a) effectiveness of resolution
and documents, (b) representations and warranties and (c) no litigation and
related matters,pursuant to Section 8(n) of the Purchase Agreement.
6. Certificate Regarding Preliminary Official Statement, pursuant to Rule 15c2-12 of
the Securities and Exchange Commission ("Rule 15c2-12"), pursuant to Section 4
of the Authority Resolution,and Section 8(k) of the Purchase Agreement.
7. Written Request of Authority to Trustee to authenticate and deliver the Bonds,
pursuant to Section 3.01 of the Indenture.
8. Written Requisition No. 1 of the Authority for Disbursement from the Costs of
Issuance Fund,pursuant to Section 3.03 of Indenture.
9. Written Request of the Authority to the Trustee pertaining to investments,
pursuant to Section 5.08 of the Indenture.
10. Certificate of Mailing Information Return for Tax-Exempt Governmental
Obligations, Form 8038-G, to the Internal Revenue Service, together with Form
8038-G.
11. Opinion of Jones Hall Hill & White, A Professional Law Corporation, Counsel to
the Authority,pursuant to Section 8(c) of the Purchase Agreement.
12. The Depository Trust Company Letter of Representations.
C. BREA DOCUMENTS(Allocable principal amount of$1,145,000)
1. City of Brea ("Brea") Resolution No. 96-67, entitled "A Resolution Approving
Financing Proceedings for the City's Share of the Countywide 800 MHZ
Communications System, Approving Issuance of Revenue Bonds by the
Countywide Public Financing Authority for such Purpose, and Approving Related
Documents and Official Actions",adopted June 4, 1996 (the "Brea Resolution").
2. Brea Ordinance No. 988, entitled"An Ordinance of the City Council of the City of
Brea Approving the Public Lease Back of Certain Facilities with the Countywide
Public Financing Authority",adopted June 18, 1996.
3. Affidavit of Publication of Ordinance No. 988 in the Brea Progress.
4. Site and Facility Lease, dated as of July 1, 1996, by and between Brea and the
Authority. (recorded in the office of the Orange County Recorder)
5. Lease Agreement, dated as of July 1, 1996, by and between the Authority and
Brea. (recorded in the office of the Orange County Recorder)
6. Continuing Disclosure Certificate,by Brea.
7. Incumbency and Signature Certificate-Brea.
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8. Certificate Regarding Reasonableness and Accuracy of Certificate as to Arbitrage.
9. Officer's Certificate pertaining to (a) effectiveness of resolution, ordinance and
documents, (b) representations and warranties and related matters, pursuant to
Section 8(o) of the Purchase Agreement.
10. Certificate Regarding Preliminary Official Statement, pursuant to Rule 15c2-12 of
the Securities and Exchange Commission ("Rule 15c2-12"), pursuant to Section 4
of the Brea Resolution.
11. Letter of Representation.
12. Certificate Regarding Use of Proceeds.
13. Evidence of Public Liability and Property Damage Insurance, Fire and Extended
Coverage Insurance and Rental Interruption Insurance,pursuant to Sections 5.3,5.4
and 5.5 of, and in the form required pursuant to Section 5.7, of the Lease
Agreement, and pursuant to items Cl, C2 and C6 of the Commitment (as
hereinafter defined), and in the form required pursuant to Section C5 of the
Commitment.
14. CLTA Title Insurance Policy issued by Stewart Title Insurance Company ("Stewart
Title"), insuring the Brea's leasehold estate, with losses payable thereunder to the
Trustee, pursuant to Section 5.6(b) of the Lease Agreement and pursuant to item
C3 of the Commitment.
15. (Form of) Written Requisition for Disbursement from the Brea Project Account of
the Project Fund, pursuant to Section 3.04 of Indenture and Section 3.2 of the
Lease Agreement.
16. Opinion of City Attorney,pursuant to Section 8(d) of the Purchase Agreement and
item C3(B) of the Commitment.
D. BUENA PARK DOCUMENTS (Allocable principal amount of$3,445,000)
1. City of Buena Park ("Buena Park") Resolution No. 10204, entitled "Resolution of
the City Council of the City of Buena Park, California, Approving Financing
Proceedings for the City's Share of the Countywide 800 MHZ Communications
System and or to Finance Other Capital Improvements Within the Geographical
Boundaries of the City,Approving Issuance of Revenue Bonds by the Countywide
Public Financing Authority for such Purpose, and Approving Related Documents
and Official Actions", adopted May 28, 1996 (the "Buena Park Resolution").
2. Buena Park Ordinance No. 1334, entitled "An Ordinance of the City Council of the
City of Buena Park, California, Approving the Public Lease Back of Certain
Facilities with the Countywide Public Financing Authority",adopted June 17, 1996.
3. Affidavit of Publication of Ordinance No. 1334 in the Buena Park/Anaheim
Independent.
4. Site and Facility Lease, dated as of July 1, 1996, by and between Buena Park and
the Authority. (recorded in the office of the Orange County Recorder)
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5. Lease Agreement, dated as of July 1, 1996, by and between the Authority and
Buena Park. (recorded in the office of the Orange County Recorder)
6----- Continuing Disclosure Certificate,by.Buena Park
7. Incumbency and Signature Certificate-Buena Park.
8. Certificate Regarding Reasonableness and Accuracy of Certificate as to Arbitrage.
9. Officer's Certificate pertaining to (a) effectiveness of resolution, ordinance and
documents, (b) representations and warranties and related matters, pursuant to
Section 8(o) of the Purchase Agreement.
10. Certificate Regarding Preliminary Official Statement, pursuant to Rule 15c2-12,
pursuant to Section 4 of the Buena Park Resolution.
11. Letter of Representation.
12. Certificate Regarding Use of Proceeds.
13. Evidence of Public Liability and Property Damage Insurance, Fire and Extended
Coverage Insurance and Rental Interruption Insurance,pursuant to Sections 5.3,5.4
and 5.5 of, and in the form required pursuant to Section 5.7, of the Lease
Agreement, and pursuant to items C1,C2 and C6 of the Commitment, and in the
form required pursuant to Section C5 of the Commitment.
14. CLTA Title Insurance Policy issued by Stewart Title, insuring the Buena Park's
leasehold estate, with losses payable thereunder to the Trustee, pursuant to
Section 5.6(b) of the Lease Agreement and pursuant to item C3 of the
Commitment.
15. (Form of) Written Requisition for Disbursement from the Buena Park Project
Account of the Project Fund,pursuant to Section 3.04 of Indenture and Section 3.2
of the Lease Agreement.
16. Opinion of City Attorney,pursuant to Section 8(d) of the Purchase Agreement and
item C3(B) of the Commitment.
E. FULLERTON DOCUMENTS(Allocable principal amount of$5,005,000)
1. City of Fullerton ("Fullerton") Resolution No. 8772, entitled "A Resolution
Approving Financing Proceedings for the City's Share of the Countywide 800 MHZ
Communications System and/or to Finance Other Capital Improvements Within
the Geographical Boundaries of the City,Approving Issuance of Revenue Bonds by
the Countywide Public Financing Authority for such Purpose, and Approving
Related Documents and Official Actions", adopted June 4, 1996 (the "Fullerton
Resolution").
2. Fullerton Ordinance No. 2895, entitled"An Ordinance Approving the Public Lease
Back of Certain Facilities with the Countywide Public Financing Authority",
adopted June 18, 1996.
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3. Affidavit of Publication of Ordinance No. 2895 in the Fullerton News Tribune.
4. Site and Facility Lease, dated as of July 1, 1996,by and between Fullerton and the
Authority. (recorded in the office of the Orange County Recorder)
5. Lease Agreement, dated as of July 1, 1996, by and between the Authority and
Fullerton. (recorded in the office of the Orange County Recorder)
6. Continuing Disclosure Certificate,by Fullerton.
7. Incumbency and Signature Certificate-Fullerton.
8. Certificate Regarding Reasonableness and Accuracy of Certificate as to Arbitrage.
9. Officer's Certificate pertaining to (a) effectiveness of resolution, ordinance and
documents, (b) representations and warranties and related matters, pursuant to
Section 8(o) of the Purchase Agreement.
10. Certificate Regarding Preliminary Official Statement, pursuant to Rule 15c2-12,
pursuant to Section 4 of the Fullerton Resolution.
11. Letter of Representation.
12. Certificate Regarding Use of Proceeds.
13. Evidence of Public Liability and Property Damage Insurance, Fire and Extended
Coverage Insurance and Rental Interruption Insurance,pursuant to Sections 5.3,5.4
and 5.5 of, and in the form required pursuant to Section 5.7, of the Lease
Agreement, and pursuant to items Cl, C2 and C6 of the Commitment, and in the
form required pursuant to Section C5 of the Commitment.
14. CLTA Title Insurance Policy issued by Stewart Title, insuring the Fullerton's
leasehold estate, with losses payable thereunder to the Trustee, pursuant to
Section 5.6(b) of the Lease Agreement and pursuant to item C3 of the
Commitment.
15. Written Requisition No. 1 for Disbursement from the Fullerton Project Account of
the Project Fund, pursuant to Section 3.04 of Indenture and Section 3.2 of the
Lease Agreement.
16. Opinion of City Attorney,pursuant to Section 8(d) of the Purchase Agreement and
item C3(B) of the Commitment.
F. GARDEN GROVE DOCUMENTS (Allocable principal amount of$3,410,000)
1. City of Garden Grove ("Garden Grove") Resolution No. 7874-96, entitled "A
Resolution of the City Council of the City of Garden Grove Approving Financing
Proceedings for the City's Share of the Countywide 800 MHZ Communications
System and/or to Finance Other Capital Improvements Within the Geographical
Boundaries of the City,Approving Issuance of Revenue Bonds by the Countywide
Public Financing Authority for such Purpose, and Approving Related Documents
and Official Actions", adopted May 28, 1996 (the "Garden Grove Resolution").
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2. Garden Grove Ordinance No. 2354,entitled "An Ordinance of the City Council of
the City of Garden Grove Approving the Public Lease Back of Certain Facilities
with the Countywide Public Financing Authority",adopted June 11 1996.
3. Affidavit of Publication of Ordinance No. 2354 in the Garden Grove Journal.
4. Site and Facility Lease, dated as of July 1, 1996, by and between Garden Grove
and the Authority. (recorded in the office of the Orange County Recorder)
5. Lease Agreement, dated as of July 1, 1996, by and between the Authority and
Garden Grove. (recorded in the office of the Orange County Recorder)
6. Continuing Disclosure Certificate,by Garden Grove.
7. Incumbency and Signature Certificate-Garden Grove.
8. Certificate Regarding Reasonableness and Accuracy of Certificate as to Arbitrage.
9. Officer's Certificate pertaining to (a) effectiveness of resolution, ordinance and
documents, (b) representations and warranties and related matters, pursuant to
Section 8(o) of the Purchase Agreement.
10. Certificate Regarding Preliminary Official Statement, pursuant to Rule 15c2-12,
pursuant to Section 4 of the Garden Grove Resolution.
11. Letter of Representation.
12. Certificate Regarding Use of Proceeds.
13. Evidence of Public Liability and Property Damage Insurance, Fire and Extended
Coverage Insurance and Rental Interruption Insurance,pursuant to Sections 5.3,5.4
and 5.5 of, and in the form required pursuant to Section 5.7, of the Lease
Agreement, and pursuant to items C1, C2 and C6 of the Commitment, and in the
form required pursuant to Section C5 of the Commitment.
14. CLTA Title Insurance Policy issued by Stewart Title,insuring the Garden Grove's
leasehold estate, with losses payable thereunder to the Trustee, pursuant to
Section 5.6(b) of the Lease Agreement and pursuant to item C3 of the
Commitment.
15. (Form of) Written Requisition for Disbursement from the Garden Grove Project
Account of the Project Fund,pursuant to Section 3.04 of Indenture and Section 3.2
of the Lease Agreement.
16. Opinion of City Attorney,pursuant to Section 8(d) of the Purchase Agreement and
item C3(B) of the Commitment.
G. ORANGE DOCUMENTS (Allocable principal amount of$3,725,000)
1. City of Orange ("Orange") Resolution No. 8631, entitled "A Resolution of the City
Council of the City of Orange Approving Financing Proceedings for the City's Share
of the Countywide 800 MHZ Communications System, Approving Issuance of
Revenue Bonds by the Countywide Public Financing Authority for such Purpose,
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and Approving Related Documents and Official Actions", adopted May 28, 1996
(the"Orange Resolution").
2. Orange Ordinance No. 15-96, entitled "An Ordinance of the City Council of the
City of Orange Approving the Public Lease Back of Certain Facilities with the
Countywide Public Financing Authority",adopted June 11, 1996.
3. Affidavit of Publication of Ordinance No. 15-96 in the Orange Independent.
4. Site and Facility Lease, dated as of July 1, 1996, by and between Orange and the
Authority. (recorded in the office of the Orange County Recorder)
5. Lease Agreement, dated as of July 1, 1996, by and between the Authority and
Orange. (recorded in the office of the Orange County Recorder)
6. Continuing Disclosure Certificate,by Orange.
7. Incumbency and Signature Certificate-Orange.
8. Certificate Regarding Reasonableness and Accuracy of Certificate as to Arbitrage.
9. Officer's Certificate pertaining to (a) effectiveness of resolution, ordinance and
documents, (b) representations and warranties and related matters, pursuant to
Section 8(o) of the Purchase Agreement.
10. Certificate Regarding Preliminary Official Statement, pursuant to Rule 15c2-12,
pursuant to Section 4 of the Orange Resolution.
11. Letter of Representation.
12. Certificate Regarding Use of Proceeds.
13. Evidence of Public Liability and Property Damage Insurance, Fire and Extended
Coverage Insurance and Rental Interruption Insurance,pursuant to Sections 5.3,5.4
and 5.5 of, and in the form required pursuant to Section 5.7, of the Lease
Agreement, and pursuant to items Cl, C2 and C6 of the Commitment, and in the
form required pursuant to Section C5 of the Commitment.
14. CLTA Title Insurance Policy issued by Stewart Title, insuring the Orange's
leasehold estate, with losses payable thereunder to the Trustee, pursuant to
Section 5.6(b) of the Lease Agreement and pursuant to item C3 of the
Commitment.
15. (Form of) Written Requisition for Disbursement from the Orange Project Account
of the Project Fund, pursuant to Section 3.04 of Indenture and Section 3.2 of the
Lease Agreement.
16. Opinion of City Attorney,pursuant to Section 8(d) of the Purchase Agreement and
item C3(B)of the Commitment.
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H. SANTA ANA DOCUMENTS(Allocable principal amount of$6,655,000)
1. City of Santa Ana ("Santa Ana") Resolution No. 96-054, entitled "A Resolution
Approving Financing Proceedings for the City's Share of the Countywide 800 MHZ
Communications System and/or to Finance Other Capital Improvements Within
the Geographical Boundaries of the City,Approving Issuance of Revenue Bonds by
the Countywide Public Financing Authority for such Purpose, and Approving
Related Documents and Official Actions", adopted June 3, 1996 (the "Santa Ana
Resolution").
2. Santa Ana Ordinance No. NS-2293, entitled "An Ordinance of the City Council of
the City of Santa Ana Approving the Public Lease Back of Certain Facilities with
the Countywide Public Financing Authority",adopted June 17, 1996.
3. Affidavits of Publication of Ordinance No. NS-2293 in the Orange County Reporter.
4. Site and Facility Lease, dated as of July 1, 1996, by and between Santa Ana and
the Authority. (recorded in the office of the Orange County Recorder)
5. Lease Agreement, dated as of July 1, 1996, by and between the Authority and
Santa Ana. (recorded in the office of the Orange County Recorder)
6. Continuing Disclosure Certificate,by Santa Ana.
7. Incumbency and Signature Certificate-Santa Ana.
8. Certificate Regarding Reasonableness and Accuracy of Certificate as to Arbitrage.
9. Officer's Certificate pertaining to (a) effectiveness of resolution, ordinance and
documents, (b) representations and warranties and related matters, pursuant to
Section 8(o) of the Purchase Agreement.
10. Certificate Regarding Preliminary Official Statement, pursuant to Rule 15c2-12,
pursuant to Section 4 of the Santa Ana Resolution.
11. Letter of Representation.
12. Certificate Regarding Use of Proceeds.
13. Evidence of Public Liability and Property Damage Insurance, Fire and Extended
Coverage Insurance and Rental Interruption Insurance,pursuant to Sections 5.3,5.4
and 5.5 of, and in the form required pursuant to Section 5.7, of the Lease
Agreement, and pursuant to items Cl, C2 and C6 of the Commitment, and in the
form required pursuant to Section C5 of the Commitment.
14. CLTA Title Insurance Policy issued by Stewart Title, insuring the Santa Ana's
leasehold estate, with losses payable thereunder to the Trustee, pursuant to
Section 5.6(b) of the Lease Agreement and pursuant to item C3 of the
Commitment.
15. (Form of) Written Requisition for Disbursement from the Santa Ana Project
Account of the Project Fund,pursuant to Section 3.04 of Indenture and Section 3.2
of the Lease Agreement.
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16. Opinion of City Attorney,pursuant to Section 8(d) of the Purchase Agreement and
item C3(B) of the Commitment.
SEAL BEACH DOCUMENTS(Allocable principal amount of$1,265,000)
1. Redevelopment Agency of the City of Seal Beach (the"Agency")Resolution No. 96-
1, entitled "A Resolution Approving the Lease of Certain Property to the City of
Seal Beach in Connection with Financing Proceedings for the City's Share of the
Countywide 800 MHZ Communications System and/or to Finance Other Capital
Improvements Within the Geographical Boundaries of the City, and Approving
Related Documents and Official Actions", adopted May 28, 1996.
2. City of Seal Beach ("Seal Beach") Resolution No. 4473, entitled "A Resolution
Approving Financing Proceedings for the City's Share of the Countywide 800 MHZ
Communications System and/or to Finance Other Capital Improvements Within
the Geographical Boundaries of the City,Approving Issuance of Revenue Bonds by
the Countywide Public Financing Authority for such Purpose, and Approving
Related Documents and Official Actions", adopted May 28, 1996 (the "Seal Beach
Resolution").
3. Seal Beach Ordinance No. 1404, entitled "An Ordinance Approving the Public
Lease Back of Certain Facilities with the Countywide Public Financing Authority",
adopted June 10, 1996.
4. Affidavit of Publication of Ordinance No. 1404 in the Seal Beach Sun.
5. Agency Site and Facility Lease, dated as of July 1, 1996, by and between the
Agency and Seal Beach. (recorded in the office of the Orange County Recorder)
6. Site and Facility Lease, dated as of July 1, 1996, by and between Seal Beach and
the Authority. (recorded in the office of the Orange County Recorder)
7. Lease Agreement, dated as of July 1, 1996, by and between the Authority and Seal
Beach. (recorded in the office of the Orange County Recorder)
8. Continuing Disclosure Certificate,by Seal Beach.
9. Incumbency and Signature Certificate-Seal Beach.
10. Incumbency and Signature Certificate-Agency.
11. Certificate Regarding Reasonableness and Accuracy of Certificate as to Arbitrage.
12. Officer's Certificate pertaining to (a) effectiveness of resolution, ordinance and
documents, (b) representations and warranties and related matters, pursuant to
Section 8(o) of the Purchase Agreement.
13. Officer's Certificate of Agency pertaining to (a) effectiveness of resolution and
documents, and (b) representations and warranties and related matters.
14. Certificate Regarding Preliminary Official Statement, pursuant to Rule 15c2-12,
pursuant to Section 4 of the Seal Beach Resolution.
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15. Letter of Representation.
16. Certificate Regarding Use of Proceeds.
17. Evidence of Public Liability and Property Damage Insurance, Fire and Extended
Coverage Insurance and Rental Interruption Insurance,pursuant to Sections 5.3,5.4
and 5.5 of, and in the form required pursuant to Section 5.7, of the Lease
Agreement, and pursuant to items Cl, C2 and C6 of the Commitment, and in the
form required pursuant to Section C5 of the Commitment.
18. CLTA Title Insurance Policy issued by Stewart Title, insuring the Seal Beach's
leasehold estate, with losses payable thereunder to the Trustee, pursuant to
Section 5.6(b) of the Lease Agreement and pursuant to item C3 of the
Commitment.
19. (Form of) Written Requisition for Disbursement from the Seal Beach Project
Account of the Project Fund,pursuant to Section 3.04 of Indenture and Section 3.2
of the Lease Agreement.
20. Opinion of City Attorney,pursuant to Section 8(d) of the Purchase Agreement and
item C3(B) of the Commitment.
J. STANTON DOCUMENTS(Allocable principal amount of$375,000)
1. City of Stanton ("Stanton") Resolution No. 96-29, entitled "A Resolution
Approving Financing Proceedings for the City's Share of the Countywide 800 MHZ
Communications System and/or to Finance Other Capital Improvements Within
the Geographical Boundaries of the City,Approving Issuance of Revenue Bonds by
the Countywide Public Financing Authority for such Purpose, and Approving
Related Documents and Official Actions", adopted May 28, 1996 (the "Stanton
Resolution").
2. Stanton Ordinance No. 778, entitled "An Ordinance Approving the Public Lease
Back of Certain Facilities with the Countywide Public Financing Authority",
adopted June 11, 1996.
3. Affidavit of Publication of Ordinance No. 778 in the Orange County News .
4. Site and Facility Lease, dated as of July 1, 1996, by and between Stanton and the
Authority. (recorded in the office of the Orange County Recorder)
5. Lease Agreement, dated as of July 1, 1996, by and between the Authority and
Stanton. (recorded in the office of the Orange County Recorder)
6. Continuing Disclosure Certificate,by Stanton.
7. Incumbency and Signature Certificate-Stanton.
8. Certificate Regarding Reasonableness and Accuracy of Certificate as to Arbitrage.
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9. Officer's Certificate pertaining to (a) effectiveness of resolution, ordinance and
documents, (b) representations and warranties and related matters, pursuant to
Section 8(o) of the Purchase Agreement.
10. Certificate Regarding Preliminary Official Statement, pursuant to Rule 15c2-12,
pursuant to Section 4 of the Stanton Resolution.
11. Letter of Representation.
12. Certificate Regarding Use of Proceeds.
13. Evidence of Public Liability and Property Damage Insurance, Fire and Extended
Coverage Insurance and Rental Interruption Insurance,pursuant to Sections 5.3, 5.4
and 5.5 of, and in the form required pursuant to Section 5.7, of the Lease
Agreement, and pursuant to items C1, C2 and C6 of the Commitment, and in the
form required pursuant to Section C5 of the Commitment.
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14. CLTA Title Insurance Policy issued by Stewart Title, insuring the Stanton's
leasehold estate, with losses payable thereunder to the Trustee, pursuant to
Section 5.6(b) of the Lease Agreement and pursuant to item C3 of the
Commitment.
15. (Form of) Written Requisition for Disbursement from the Stanton Project Account
of the Project Fund, pursuant to Section 3.04 of Indenture and Section 3.2 of the
Lease Agreement.
16. Opinion of City Attorney,pursuant to Section 8(d) of the Purchase Agreement and
item C3(B) of the Commitment.
K. TUSTIN DOCUMENTS(Allocable principal amount of$2,700,000)
1. City of Tustin ("Tustin") Resolution No. 96-63, entitled "A Resolution of the City
Council of the City of Tustin, California,Approving Financing Proceedings for the
City's Share of the Countywide 800 MHZ Communications System and/or to
Finance Other Capital Improvements Within the Geographical Boundaries of the
City, Approving Issuance of Revenue Bonds by the Countywide Public Financing
Authority for such Purpose, and Approving Related Documents and Official
Actions", adopted June 3, 1996 (the "Tustin Resolution").
2. Tustin Ordinance No. 1168, entitled "An Ordinance of the City Council of the City
of Tustin, California, Approving the Public Lease Back of Certain Facilities with
the Countywide Public Financing Authority",adopted June 17,1996. - -
3. Affidavit of Publication of Ordinance No. 1168 in the Tustin Weekly.
4. Site and Facility Lease, dated as of July 1, 1996, by and between Tustin and the
Authority. (recorded in the office of the Orange County Recorder)
5. Lease Agreement, dated as of July 1, 1996, by and between the Authority and
Tustin. (recorded in the office of the Orange County Recorder)
6. Continuing Disclosure Certificate,by Tustin.
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7. Incumbency and Signature Certificate-Tustin.
8. Certificate Regarding Reasonableness and Accuracy of Certificate as to Arbitrage.
9. Officer's Certificate pertaining to (a) effectiveness of resolution, ordinance and
documents, (b) representations and warranties and related matters, pursuant to
Section 8(o) of the Purchase Agreement.
10. Certificate Regarding Preliminary Official Statement, pursuant to Rule 15c2-12,
pursuant to Section 4 of the Tustin Resolution.
11. Letter of Representation.
12. Certificate Regarding Use of Proceeds.
13. Evidence of Public Liability and Property Damage Insurance, Fire and Extended
Coverage Insurance and Rental Interruption Insurance,pursuant to Sections 5.3,5.4
and 5.5 of, and in the form required pursuant to Section 5.7, of the Lease
Agreement, and pursuant to items C1, C2 and C6 of the Commitment, and in the
form required pursuant to Section C5 of the Commitment.
14. CLTA Title Insurance Policy issued by Stewart Title,insuring the Tustin's leasehold
estate, with losses payable thereunder to the Trustee,pursuant to Section 5.6(b) of
the Lease Agreement and pursuant to item C3 of the Commitment.
15. (Form of)Written Requisition for Disbursement from the Tustin Project Account of
the Project Fund, pursuant to Section 3.04 of Indenture and Section 3.2 of the
Lease Agreement.
16. Opinion of City Attorney,pursuant to Section 8(d) of the Purchase Agreement and
item C3(B) of the Commitment.
L. TRUSTEE DOCUMENTS
1. Authentication and Incumbency Certificate, together with general signing
resolution.
2. Certificate of the Trustee,pursuant to Section 8(g) of the Purchase Agreement.
3. Trustee's Receipt of Proceeds and Policy.
4. Opinion of Counsel to the Trustee, pursuant to Section 8(e) of the Purchase
Agreement.
M. MBIA DOCUMENTS
1. Rating Letters of Moody's Investors Service and Standard & Poor's Ratings
Services,pursuant to Section 8(t) of the Purchase Agreement.
2. MBIA Insurance Corporation ("MBIA") Revised Commitment (the"Commitment")
to Issue a Financial Guaranty Insurance Policy(the"Policy").
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3. Tax Certificate of MBIA and Certificate Regarding Official Statement.
4. Specimen Financial Guaranty Insurance Policy, issued by MBIA, pursuant to
Section 8(r) of the Purchase Agreement, together with letter of instruction to
Trustee.
5. Opinion of Assistant General Counsel to MBIA, regarding enforceability and
bankruptcy matters,pursuant to Section 8(s) of the Purchase Agreement.
N. UNDERWRITER DOCUMENTS
1. Representation Letter of the Underwriter pertaining to (a) reoffering prices of the
Bonds to the public and (b) present value of the Policy.
2. Receipt for Bonds.
3. Specimen Bond.
4. Opinion of Cox, Castle &Nicholson, as Underwriter Counsel,pursuant to Section
8(f) of the Purchase Agreement.
O. BOND COUNSEL DOCUMENTS
1. Final Approving Legal Opinion of Jones Hall Hill & White, A Professional Law
Corporation, pursuant to Section 8(a)of the Purchase Agreement.
2. Supplemental Opinion of Jones Hall Hill & White, A Professional Law
Corporation,pursuant to Section 8(b) of the Purchase Agreement.
3. Bankruptcy Opinion of Jones Hall Hill &White,A Professional Law Corporation,
pursuant to item A2 of the Commitment.
4. Reliance Letter to Underwriter regarding Final Approving Legal Opinion of Jones
Hall Hill Sr White, A Professional Law Corporation, pursuant to Section 8(a) of
the Purchase Agreement.
5. Reliance Letter to Trustee regarding Final Approving Legal Opinion of Jones Hall
Hill&White,A Professional Law Corporation.
6. Triple Net Opinion and Reliance Letter to MBIA regarding Final Approving Legal
Opinion of Jones Hall Hill & White, A Professional Law Corporation, pursuant to
item Al of the Commitment.
7. Recording instructions of Jones Hall Hill&White,A Professional Law Corporation
to Stewart Title.
8. Financial Analyst Report, prepared by Jones Hall Hill & White, A Professional
Law Corporation.
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