HomeMy WebLinkAboutWILLDAN FINANCIAL SERVICESINSURANCE NOT ON FILE
WORK MAY NQT PPROCEED
CLERK OF COUNCIL
DATE:
AGREEMENT TO PROVIDE ASSESSMENT
DISTRICT ADMINISTRATION SERVICES
N-2020-116
THIS AGREEMENT is made and entered into this 15th day of June, 2020 by and between Willdan
o Financial Services ("Consultant"), and the City of Santa Ana, a charter city and municipal
ocorporation organized and existing under the Constitution and laws of the State of California
Eo ("City").
r
RECITALS
A. The City desires to retain a consultant having special skill and knowledge in the
field of assessment district administration services.
B. Consultant represents that it is able and willing to provide such services to the City.
C. In undertaking the performance of this Agreement, Consultant represents that it is
knowledgeable in its field and that any services performed by Consultant under this
Agreement will be performed in compliance with such standards as may reasonably
be expected from a professional consulting firm in the field.
NOW THEREFORE, in consideration of the mutual and respective promises, and subject to the
terms and conditions hereinafter set forth, the parties agree as follows:
SCOPE OF SERVICES
Consultant shall perform during the term of this Agreement the services that are described
in the Scope of Work, which is attached as Exhibit A and incorporated in full.
2. COMPENSATION
a. City agrees to pay, and Consultant agrees to accept as total payment for its services
under this Agreement, the rates and charges identified in Exhibit A. The total sum
to be expended under the term of this Agreement, including any extension periods,
shall not exceed $36,092. This sum is comprised of (1) the base amount of
$30,077 and a contingency in the amount of $6,015 for additional services at the
City' sole discretion.
b. Payment by City shall be made within forty-five (45) days following receipt of
proper invoice evidencing work performed, subject to City accounting procedures.
Payment need not be made for work which fails to meet the standards of
performance set forth in the Recitals and Scope of Work, which may reasonably be
expected by City.
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3. TERM
This Agreement shall commence on the date first written above and terminate on June 14,
2024, unless terminated earlier in accordance with Section 17, below. The term of this Agreement
may be extended for rip to a 1-year period upon a writing executed by the City Manager and City
Attorney.
4. PREVAILING WAGES
Consultant is aware of the requirements of California Labor Code Section 1720, et seq.,
and 1770, et seq., as well as California Code of Regulations, Title 8, Section 16000, et seq.,
("Prevailing Wage Laws"), which require the payment of prevailing wage rates and the
performance of other requirements on "public works" and "maintenance" projects. If the services
being performed are part of an applicable "public works" or "maintenance" project, as defined by
the Prevailing Wage Laws, and the total compensation is $1,000 or more, Consultant agrees to
fully comply with such Prevailing Wage Laws. Consultant shall defend, indemnify and hold the
City, its elected officials, officers, employees and agents free and harmless from any claim or
liability arising out of any failure or alleged failure to comply with the Prevailing Wage Laws.
5. INDEPENDENT CONTRACTOR
Consultant shall, during the entire term of this Agreement, be construed to be an
independent contractor and not an employee of the City. This Agreement is not intended nor shall
it be construed to create an employer -employee relationship, a joint venture relationship, or to
allow the City to exercise discretion or control over the professional manner in which Consultant
performs the services which are the subject matter of this Agreement; however, the services to be
provided by Consultant shall be provided in a manner consistent with all applicable standards and
regulations governing such services. Consultant shall pay all salaries and wages, employer's social
security taxes, unemployment insurance and similar taxes relating to employees and shall be
responsible for all applicable withholding taxes.
6. OWNERSHIP OF MATERIALS
This Agreement creates a non-exclusive and perpetual license for City to copy, use,
modify, reuse, or sublicense any and all copyrights, designs, and other intellectual property
embodied in plans, specifications, studies, drawings, estimates, and other documents or works of
authorship fixed in any tangible medium of expression, including but not limited to, physical
drawings or data magnetically or otherwise recorded on computer diskettes, which are prepared or
caused to be prepared by Consultant under this Agreement ("Documents & Data"). Consultant
shall require all subconsultants to agree in writing that City is granted a non-exclusive and
perpetual license for any Documents & Data the subconsultant prepares under this Agreement.
Consultant represents and warrants that Consultant has the legal right to license any and all
Documents & Data. Consultant makes no such representation and warranty in regard to
Documents & Data which were provided to Consultant by the City. City shall not be limited in
any way in its use of the Documents and Data at any time, provided that any such use not within
the purposes intended by this Agreement shall be at City's sole risk.
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INSURANCE
Prior to undertaking performance of work under this Agreement, Consultant shall maintain
and shall require its subconsultants, if any, to obtain and maintain insurance as described below:
a. Commercial General Liability Insurance. Consultant shall maintain commercial
general liability insurance naming the City, its officers, employees, agents,
volunteers and representatives as additional insured(s) and shall include, but not
be limited to protection against claims arising from bodily and personal injury,
including death resulting therefrom and damage to property, resulting from any
act or occurrence arising out of Consultant's operations in the performance of this
Agreement, including, without limitation, acts involving vehicles. The amounts
of insurance shall be not less than the following: single limit coverage applying to
bodily and personal injury, including death resulting therefrom, and property
damage, in the total amount of $1,000,000 per occurrence, with $2,000,000 in the
aggregate. Such insurance shall (a) name the City, its officers, employees, agents,
volunteers and representatives as additional insured(s); (b) be primary with
respect to insurance or self-insurance programs maintained by the City; and (c)
contain standard separation of insureds provisions.
b. Business automobile liability insurance, or equivalent form, with a combined single
limit of not less than $1,000,000 per occurrence. Such insurance shall include
coverage for owned, hired and non -owned automobiles.
C. Worker's Compensation Insurance. In accordance with the California Labor Code,
Consultant, if Consultant has any employees, is required to be insured against
liability for worker's compensation or to undertake self-insurance. Prior to
commencing the performance of the work under this Agreement, Consultant agrees
to obtain and maintain any employer's liability insurance with limits not less than
$1,000,000 per accident.
d. If Consultant is or employs a licensed professional such as an architect or engineer:
Professional liability (errors and omissions) insurance, with a combined single limit
of not less than $1,000,000 per claim with $2,000,000 in the aggregate.
e. The following requirements apply to the insurance to be provided by Consultant
pursuant to this section:
(i) Consultant shall maintain all insurance required above in full force and
effect for the entire period covered by this Agreement.
(ii) Certificates of insurance shall be furnished to the City upon execution of
this Agreement and shall be approved by the City.
(iii) Certificates and policies shall state that the policies shall not be cancelled
or reduced in coverage or changed in any other material aspect, by
consultant, without thirty (30) days prior written notice to the City.
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(iv) Consultant shall supply City with a fully executed additional insured
endorsement.
f. If Consultant fails or refuses to produce or maintain the insurance required by this
section or fails or refuses to furnish the City with required proof that insurance has
been procured and is in force and paid for, the City shall have the right, at the City's
election, to forthwith terminate this Agreement. Such termination shall not affect
Consultant's right to be paid for its time and materials expended prior to notification
of termination. Consultant waives the right to receive compensation and agrees to
indemnify the City for any work performed prior to approval of insurance by the
City.
8. INDEMNIFICATION
Consultant agrees to defend, and shall indemnify and hold harmless the City, its officers,
agents, employees, consultants, special counsel, and representatives from liability: (1) for personal
injury, damages, just compensation, restitution, judicial or equitable relief arising out of claims for
personal injury, including death, and claims for property damage, which may arise from the
negligent operations of the Consultant or its subconsultants, agents, employees, or other persons
acting on their behalf which relates to the services described in section I of this Agreement; and
(2) from any claim that personal injury, damages, just compensation, restitution, judicial or
equitable relief is due by reason of the terms of or effects arising from this Agreement. This
indemnity and hold harmless agreement applies to all claims for damages, just compensation,
restitution, judicial or equitable relief suffered, or alleged to have been suffered, by reason of the
events referred to in this Section or by reason of the terms of, or effects, arising from this
Agreement. The Consultant further agrees to indemnify, hold harmless, and pay all costs for the
defense of the City, including fees and costs for special counsel to be selected by the City,
regarding any action by a third party challenging the validity of this Agreement, or asserting that
personal injury, damages, just compensation, restitution, judicial or equitable relief due to personal
or property rights arises by reason of the terms of, or effects arising from this Agreement. City
may make all reasonable decisions with respect to its representation in any legal proceeding.
Notwithstanding the foregoing, to the extent Consultant's services are subject to Civil Code
Section 2782.8, the above indemnity shall be limited, to the extent required by Civil Code Section
2782.8, to claims that arise of, pertain to, or relate to the negligence, recklessness, or willful
misconduct of the Consultant.
9. INTELLECTUAL PROPERTY INDEMNIFICATION
Consultant shall defend, indemnify and hold harmless the City, its officers, agents,
representatives, and employees against any and all liability, including costs, and attorney's fees,
for infringement of any United States' letters patent, trademark, or copyright contained in the work
product or documents provided by Consultant to the City pursuant to this Agreement.
10. RECORDS
Consultant shall keep records and invoices in connection with the work to be performed
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under this Agreement. Consultant shall maintain complete and accurate records with respect to
the costs incurred under this Agreement and any services, expenditures, and disbursements
charged to the City for a minimum period of three (3) years, or for any longer period required by
law, from the date of final payment to Consultant under this Agreement. All such records and
invoices shall be clearly identifiable. Consultant shall allow a representative of the City to
examine, audit, and make transcripts or copies of such records and any other documents created
pursuant to this Agreement during regular business hours. Consultant shall allow inspection of all
work, data, documents, proceedings, and activities related to this Agreement for a period of three
(3) years from the date of final payment to Consultant under this Agreement.
11. CONFIDENTIALITY
If Consultant receives from the City information which due to the nature of such
information is reasonably understood to be confidential and/or proprietary, Consultant agrees that
it shall not use or disclose such information except in the performance of this Agreement, and
further agrees to exercise the same degree of care it uses to protect its own information of like
importance, but in no event less than reasonable care. "Confidential Information" shall include all
nonpublic information. Confidential information includes not only written information, but also
information transferred orally, visually, electronically, or by other means. Confidential
information disclosed to either party by any subsidiary and/or agent of the other party is covered
by this Agreement. The foregoing obligations of non-use and nondisclosure shall not apply to any
information that (a) has been disclosed in publicly available sources; (b) is, through no fault of the
Consultant disclosed in a publicly available source; (c) is in rightful possession of the Consultant
without an obligation of confidentiality; (d) is required to be disclosed by operation of law; or (e)
is independently developed by the Consultant without reference to information disclosed by the
City.
12. CONFLICT OF INTEREST CLAUSE
Consultant covenants that it presently has no interest and shall not have interests, direct or
indirect, which would conflict in any manner with performance of services specified under this
Agreement.
13. NOTICE
Any notice, tender, demand, delivery, or other communication pursuant to this Agreement
shall be in writing and shall be deemed to be properly given if delivered in person or mailed by
first class or certified mail, postage prepaid, or sent by fax or other telegraphic communication in
the manner provided in this Section, to the following persons:
To City: Clerk of the City Council
City of Santa Ana
20 Civic Center Plaza (M-30)
P.O. Box 1988
Santa Ana, CA 92702-1988
Fax 714- 647-6956
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Executive Director
Public Works Agency
City of Santa Ana
20 Civic Center Plaza (M-21)
P.O. Box 1988
Santa Ana, CA 92702
To Consultant: Willdan Financial Services
27368 Via Industria, Suite 200
Temecula, CA 92590
Attn: Gladys Medina
A party may change its address by giving notice in writing to the other parry. Thereafter,
any communication shall be addressed and transmitted to the new address. If sent by mail,
communication shall be effective or deemed to have been given three (3) days after it has been
deposited in the United States mail, duly registered or certified, with postage prepaid, and
addressed as set forth above. If sent by fax, communication shall be effective or deemed to have
been given twenty-four (24) hours after the time set forth on the transmission report issued by the
transmitting facsimile machine, addressed as set forth above. For purposes of calculating these
timeframes, weekends, federal, state, County or City holidays shall be excluded.
14. EXCLUSIVITY AND AMENDMENT
This Agreement represents the complete and exclusive statement between the City and
Consultant regarding the subject matter herein, and supersedes any and all other agreements, oral
or written, between the parties. In the event of a conflict between the terms of this Agreement and
any attachments hereto, the terms of this Agreement shall prevail. This Agreement may not be
modified except by written instrument signed by the City and by an authorized representative of
Consultant. The parties agree that any terms or conditions of any purchase order or other
instrument that are inconsistent with, or in addition to, the terms and conditions hereof, shall not
bind or obligate Consultant or the City. Each party to this Agreement acknowledges that no
representations, inducements, promises or agreements, orally or otherwise, have been made by any
party, or anyone acting on behalf of any party, which are not embodied herein.
15. ASSIGNMENT
Inasmuch as this Agreement is intended to secure the specialized services of Consultant,
Consultant may not assign, transfer, delegate, or subcontract any interest herein without the prior
written consent of the City and any such assignment, transfer, delegation or subcontract without
the City's prior written consent shall be considered null and void. Nothing in this Agreement shall
be construed to limit the City's ability to have any of the services which are the subject to this
Agreement performed by City personnel or by other consultants retained by City.
16. WAIVER
No waiver of breach, failure of any condition, or any right or remedy contained in or
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granted by the provisions of this Agreement shall be effective unless it is in writing and signed by
the party waiving the breach, failure, right or remedy. No waiver of any breach, failure or right, or
remedy shall be deemed a waiver of any other breach, failure, right or remedy, whether or not
similar, nor shall any waiver constitute a continuing waiver unless the writing so specifies.
17. TERMINATION
This Agreement may be terminated by the City upon thirty (30) days written notice of
termination. In such event, Consultant shall be entitled to receive and the City shall pay Consultant
compensation for all services performed by Consultant prior to receipt of such notice of
termination, subject to the following conditions:
a. As a condition of such payment, the Executive Director may require Consultant to
deliver to the City all work product completed as of such date, and in such case
such work product shall be the property of the City unless prohibited by law, and
Consultant consents to the City's use thereof for such purposes as the City deems
appropriate.
b. Payment need not be made for work which fails to meet the standard of
performance specified in the Recitals of this Agreement.
18. NON-DISCRIMINATION
Consultant shall not discriminate because of race, color, creed, relation, sex, marital
status, sexual orientation, age, national origin, ancestry, or disability, as defined and prohibited
by applicable law, in the recruitment, selection, training, utilization, promotion, termination or
other employment related activities or in connection with any activities under this Agreement.
Consultant affirms that it is an equal opportunity employer and shall comply with all applicable
federal, state and local laws and regulations.
19. JURISDICTION -VENUE
This Agreement has been executed and delivered in the State of California and the validity,
interpretation, performance, and enforcement of any of the clauses of this Agreement shall be
determined and governed by the laws of the State of California. Both parties further agree that
Orange County, California, shall be the venue for any action or proceeding that may be brought or
arise out of, in connection with or by reason of this Agreement.
20. PROFESSIONAL LICENSES
Consultant shall, throughout the term of this Agreement, maintain all necessary licenses,
permits, approvals, waivers, and exemptions necessary for the provision of the services hereunder
and required by the laws and regulations of the United States, the State of California, the City of
Santa Ana and all other governmental agencies. Consultant shall notify the City immediately and
in writing of its inability to obtain or maintain such permits, licenses, approvals, waivers, and
exemptions. Said inability shall be cause for termination of this Agreement.
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21. MISCELLANEOUS PROVISIONS
a. Each undersigned represents and warrants that its signature herein below has the
power, authority and right to bind their respective parties to each of the terms of
this Agreement, and shall indemnify City fully, including reasonable costs and
attorney's fees, for any injuries or damages to City in the event that such authority
or power is not, in fact, held by the signatory or is withdrawn.
All exhibits referenced herein and attached hereto shall be incorporated as if fully
set forth in the body of this Agreement.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement the date and year first
above written.
ATTEST:
DAISY GOMEZ
Clerk of the Council
APPROVED AS TO FORM
SONIA R. CARVALHO
City Attorney
By:
JAn M. Funk
Assistant City Attorney
RECOMMENDED FOR APPROVAL
44 Iq Li 6\1
Nabil Saba
Executive Director
Public Works Agency
CITY OF SANTA ANA
6�
STINE RIDGE
City Manager
CONSULTANT
Willdan Financial Services
Chris Fisher
Vice President — Group Manager
Page 8 of 8
1:11:3N Milk
February 27, 2020
Mr. Kenny Nguyen
Public Works Department
City of Santa Ana
20 Civic Center Plaza
Santa Ana, California 92701
Re: Renewal Letter Proposal to Provide District Administration Services for FY 2020121
Dear Mr. Nguyen:
Willdan Financial Services ("Willdan") is pleased to submit our renewal letter containing scope of services and fee
schedule for District Administration Services for Fiscal Year 2020/21.
Scope of Services
District Administration and Levy Services
The following is our scope of services for district administration. All costs associated with annual administration are
fully recoverable either through the Assessment levy or through payment by requestor for special services.
As such, Willdan proposes to perform the following services, which will meet the needs of the City's annual
administration for its Assessment Districts.
Annual Administration and Delinquency Management
Coordinate timely enrollment of assessments and assure quality by consistently applying the method of
apportionment. The tasks include but not limited to the following:
• Apportion Parcels - Willdan will receive from the City staff assigned to administer the District, information
necessary to create the annual Special Assessment. City staff will approve the requirement for the current
fiscal year and Willdan will apportion the Special Assessment to each parcel consistent with the method of
apportionment.
• Coordinate with Fiscal Agent - Willdan will help the City coordinate with the Fiscal Agent to review current
debt service schedules and determine the amount needed to pay principal and interest on the outstanding
bonds or calculate any capitalized interest for the bond year in question, where applicable.
• Determine Administrative Fees - Willdan will help the City determine the amount needed to meet the
anticipated administrative expenses for the current fiscal year.
• Submit to Auditor - Willdan will prepare the annual levy in a format and media acceptable for direct submission
to the County Auditor's office prior to the statutory deadline and will perform adjustments and corrections to
rejected parcels by resubmitting the levies, as necessary.
• Direct Billing - Willdan will coordinate the direct billing of certain parcels, as requested by the City, if the parcel
is non-taxable pursuant to Orange County Taxability Code and is subject to the levy.
• Apportionments - Willdan will facilitate the preparation of assessment apportionment applications, if
necessary. Willdan will, in a timely manner and pursuant to the applicable statutory provisions, prepare
assessment apportionments, which shall include: a) preparation of amended assessment diagrams; b)
apportioning the assessment to divided parcels; c) preparation and delivery of the required notice to the
original bond purchaser(s); d) recordation of required notice and amended assessment diagrams, e)
preparation (if necessary) of required disclosure documents, as required by the Department of Real Estate
(RE624 Forms). Services related to reapportion ments shall be at the expense of the requesting party or
placed on the tax bill.
T 951.587.3500 • 800.755.6864 1 F 951.587.3510 • 888.326.6864 127368 Via Industria, Suite 200, Temecula, CA 92590 1 www.willdan.com
Mr. Kenny Nguyen
City of Santa Ana
Renewal Letter Proposal to Provide D/strictAdministration Services
February27, 2020
Page 11
• Special Assessment. A toll -free telephone number of the Consultant's designation will appear on the regular
property tax billing next to the Special Assessment to facilitate contact with the public. Willdan will provide
qualified and competent staff members to answer taxpayer questions regarding the purpose of the Special
Assessment, the facilities constructed and/or maintained by the District, the use of bond proceeds and the
method of apportionment of the Special Assessment.
• Prepayment Calculations - At the request of the landowners, Willdan will calculate the prepayment amount
for a parcel(s) and provide any additional information as requested related thereto. Services related to
requests for payoff information from parties other than the City or property owner will be at the expense of
the requesting party. If a prepayment is received, Willdan will comply with Revenue Taxation Code 163 by
preparing the Release of Lien. Willdan will coordinate with City staff to have a City representative sign the
Release. Willdan will record the Release within 5 days of receiving the signed Release and provide a copy
to the City. The fee for this service is $50 per calculation, to be paid by the requestor.
Delinquency Management — Determine delinquency status and coordinate the City's foreclosure requirements.
• Delinquency Policy - Willdan will review and make recommendations to the City to ensure that any policies
established related to the collection of delinquent Special Assessments are consistent with the foreclosure
covenant and/or with the requirements of the District formation documents.
• Delinquency History - Willdan will maintain a database that includes a delinquency history of the parcels, as
derived from the County property tax system. Delinquency history will include delinquent amounts for each
parcel including reference to those parcels that have been referred to Foreclosure Counsel, and prior year
delinquencies that have been paid.
Delinquency Tracking and Reporting - Willdan will research the records of the County Tax Collector for
payment information to determine which parcels are delinquent after the December 10 and April 10 property
tax installment due dates, after June 30 and prior to the date in which the City is obligated to initiate
foreclosure proceedings under the foreclosure covenant. Delinquency reports Bond Calls — Willdan will
perform required bond call spreads and coordinate the early redemption of outstanding bonds. Additional
efforts needed to complete bond calls; such as, cash flow certificates, special analyses and/or atypical spread
calculations, shall be charged hourly using our then -current hourly rates (see "Additional Services' section).
However, Willdan will not begin any additional work without prior approval from City staff.
Continuing Disclosure Services
The following outlines the steps required to provide annual disclosure services.
• Review pertinent documents and data related to debt issuance.
• Collect requisite information from Orange County agency, as applicable.
• Create a parcel database which includes; assessor parcel numbers, land and structure values, land use,
owner name, charge amount, original assessment amount, principal amount due, and outstanding principal,
as applicable for each fiscal year.
• Create a detail and summary report of delinquent parcels, as applicable.
• Provide the City and Urban Futures with the parcel database and delinquency reports to assist Urban Futures
in preparing an Annual Continuing Disclosure Report.
Client Responsibilities
Willdan will rely on assistance from the City of Santa Ana in obtaining the following information:
Although Willdan will annually research information regarding land subdivision, as required by the City of
Santa Ana, it may be necessary for the City to assist Willdan in obtaining this information, including
information regarding collections, assessments, funds, and payments and/or prepayments received by the
City.
• The annual administrative cost information to be incorporated into the annual levy each year.
• Parcel information for those properties that paid off during the year.
COMPREHENSIVE. INNOVATIVE. TRUSTED. 19
Mr. Kenny Nguyen
City of Santa Ana
Renewal Letter Proposal to Provide DistrictAdministration Services
February 27,, 2020
Page iil
Fee Schedule
Willdan will administer the District, as described by our work plan, for $5,665 for fiscal year 2020/21, plus 3%
cumulatively each fiscal year after. This fee includes all information gathering, preparation and presentation to
furnish all materials, equipment, tools, facilities, as well as all management, superintendence, labor, services,
taxes, licenses, and permits required during the course of work.
As the work progresses, fees are payable monthly, on a percentage completion basis, unless another billing
format is mutually agreed upon between the City of Santa Ana and Willdan.
Reimbursable Expenses
Willdan will be reimbursed for out of pocket expenses. Examples of reimbursable expenses include, but are not
limited to: postage, travel expenses, mileage (current federal prevailing rate), maps, electronic data furnished from
the County and/or other applicable resources, construction cost periodicals, and copying (currently 6¢ per copy). Any
additional expense for reports or from outside services will be billed to the City. Charges for meeting and consulting
with counsel, the City, or other parties regarding services not listed in the scope of work will be at our then -current
hourly rates (see "Hourly Rates" below). There is no charge for telephone costs.
In the event that a third party requests any documents, Willdan may, in accordance with Willdan's applicable rate
schedule, charge such third party for providing these documents.
Hourly Rates
The following presents Willdan's current hourly rates for out -of -scope work approved by the city.
Position
Hourly Rate
Position
Hourly Rate
Group Manager
$210
Principal Consultant
$200
Senior Project Manager
$165
Project Manager
$145
Senior Project Analyst
$130
Senior Analyst
$120
Analyst
$100
Assistant Analyst
$75
Willdan's commitment is to provide the highest degree of value to the City. We look forward to discussing our
qualifications with you. Should you have any questions, or need additional information, please contact Ms. Susana
Hernandez, at (800) 755-6864 or via email at SHernandez(c_)willdan.com. Thank you again for this opportunity to
submit our qualifications for these important services.
Sincerely,
WILLDAN FINANCIAL SERVICES
Gladys Medina
Vice President — Group Manager
District Administration Services
COMPREHENSIVE. INNOVATIVE. TRUSTED.