HomeMy WebLinkAboutORANGE COUNTY TRANSPORTATION AUTHORITY (13)Return ORIGINAL
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(45) UTILITY AGREEMENT
Pr ill
RW 13-05 (REV 12/2016)
A-2020-088-01
Paga I ors
DISTRICT
COUNTY
ROUTE
POST MILE
Project ID
12
Orange
SR-55
6.4/10.2
1200020328
E.A. 0 34
FEDERAL AID NUMBER
OWNER'S PLAN NUMBER
STPLN-6071 129
Plan No. DWG: C-203,204,205,206
FEDERAL PARTICIPATION
On the project ® YES ❑ NO On the Utilities ® YES ❑ NO
UTILITY AGREEMENT NO. COSA-1115
DATE
Pursuant to Cooperative Agreement Number C-7-1936 (Cooperative Agreement), the Orange County Transportation
Authority (OCTA) is partnering with the California Department of Transportation (Caltrans) in a project that proposes
to widen State Route 55 (SR-55) between Interstate 405 and Interstate 5 (SR-55 Improvement Project). Per the
Cooperative Agreement OCTA is the lead agency for Right of Way Acquisition and Utility relocations. The SR-55
Improvement Project proposes to reduce traffic congestion, improve mobility as well as traffic operations to an
existing four mile stretch of SR-55.
City of Santa Ana- Public Works Agency
220 S. Daisy Avenue
Santa Ana, CA 92703
Hereinafter referred to as "OWNER", owns and maintains
water facilities in the City of Santa Ana
within the limits of OCTA's project which requires
relocation of a 16" water main located within Ritchey Street
to accommodate OCTA's project
It is hereby mutually agreed that:
WORK TO BE DONE
In accordance with Notice to Owner No. COSA-1115 dated March 9, 2020, OWNER shall relocate
existing 16" water main located within Ritchey Street. All work shall be performed substantially in
accordance with OWNER's Plan No. DWG: C-203,204,205,206 dated July 7, 2019 consisting of 4
sheets, a copy of which is on file in the OCTA office at 550 S. Main Street; Orange, CA 92863-1584.
Deviations from the OWNER's plan described above initiated by either the OCTA or the OWNER,
shall be agreed upon by both parties hereto under a Revised Notice to Owner. Such Revised Notices
to Owner, approved by the OCTA and agreed to/acknowledged by the OWNER, will constitute an
approved revision of the OWNER's plan described above and are hereby made a part hereof. No
work under said deviation shall commence prior to written execution by the OWNER of the Revised
Notice to Owner. Changes in the scope of the work will require an amendment to this Agreement in
addition to the revised Notice to Owner.
II. LIABILITY FOR WORK
Existing facilities are located in their present position pursuant to rights superior to those of OCTA
and will be relocated at OCTA expense.
ADA Notice For individuals with sensory disabilities, this document is available in alternate formats. For alternate format
information, contact the Forms Management Unit at (916) 445-1233, TTY 711, or write to Records and Forms Management,
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UTILITY AGREEMENT
III. PERFORMANCE OF WORK
11op 2 or 5
OWNER agrees to cause the herein described work to be performed by a contract with the lowest
qualified bidder, selected pursuant to a valid competitive bidding procedure, and to furnish or cause
to be furnished all necessary labor, materials, tools, and equipment required therefore, and to
prosecute said work diligently to completion.
Use of personnel requiring lodging and meal 'per diem' expenses shall not exceed the per diem
expense amounts allowed under the California Department of Human Resources travel expense
guidelines. Accounting Form FA-1301 is to be completed and submitted for all non-OCTA personnel
travel per diem. Owner shall also include an explanation why local employee or contract labor is not
considered adequate for the relocation work proposed.
Work performed by OWNER's contractor is a public work under the definition of Labor Code Section
1720(a) and is therefore subject to prevailing wage requirements.
Work performed directly by OWNER's employees falls within the exception of Labor Code Section
1720(a)(1) and does not constitute a public work under Section 1720(a)(2) and is not subject to
prevailing wages. OWNER shall verify compliance with this requirement in the administration of its
contracts referenced above.
IV. PAYMENT FOR WORK
The OCTA shall pay its share of the actual and necessary cost of the herein described work within 45
days after receipt of OWNER's itemized bill, signed by a responsible official of OWNER's
organization and prepared on OWNER's letterhead, compiled on the basis of the actual and
necessary cost and expense. The OWNER shall maintain records of the actual costs incurred and
charged or allocated to the project in accordance with recognized accounting principles.
It is understood and agreed that OCTA will not pay for any betterment or increase in capacity of
OWNER's facilities in the new location and that OWNER shall give credit OCTA for the accrued
depreciation for the replaced facilities and for the salvage value of any material or parts salvaged and
retained or sold by OWNER.
Not more frequently than once a month, but at least quarterly, OWNER will prepare and submit
detailed itemized progress bills for costs incurred not to exceed OWNER's recorded costs as of the
billing date less estimated credits applicable to completed work. Payment of progress bills not to
exceed the amount of this Agreement may be made under the terms of this Agreement. Payment of
progress bills which exceed the amount of this Agreement may be made after receipt and approval by
OCTA of documentation supporting the cost increase and after an Amendment to this Agreement has
been executed by the parties to this Agreement.
The OWNER shall submit a final bill to OCTA within 360 days after the completion of the work
described in Section I above. If OCTA has not received a final bill within 360 days after notification of
completion of OWNER's work described in Section I of this Agreement, and OCTA has delivered to
OWNER fully executed Director's Deeds, Consents to Common Use or Joint Use Agreements for
OWNER's facilities (if required), OCTA will provide written notification to OWNER of its intent to close
its file within 30 days. OWNER hereby acknowledges, to the extent allowed by law, that all remaining
costs will be deemed to have been abandoned. If OCTA processes a final bill for payment more than
360 days after notification of completion of OWNER's work, payment of the late bill may be subject to
allocation and/or approval by the OCTA Board of Directors.
The final billing shall be in the form of a detailed itemized statement of the total costs charged to the
project, less the credits provided for in this Agreement, and less any amounts covered by progress
billings. However, OCTA shall not pay final bills which exceed the estimated cost of this Agreement
without documentation of the reason for the increase of said cost from the OWNER and approval of
documentation by OCTA. Except, if the final bill exceeds the OWNER's estimated costs solely as the
UTILITY AGREEMENT
Page 3 ar5
COSA-1115
result of a revised Notice to Owner as provided for in Section I, a copy of said revised Notice to
Owner shall suffice as documentation. In either case, payment of the amount over the estimated cost
of this Agreement may be subject to allocation and/or approval by the OCTA Board of Directors.
In any event if the final bill exceeds 125% of the estimated cost of this Agreement, an Amended
Agreement shall be executed by the parties to this Agreement prior to the payment of the OWNER's
final bill. Any and all increases in costs that are the direct result of deviations from the work described
in Section I of this Agreement, shall have the prior concurrence of OCTA.
Detailed records from which the billing is compiled shall be retained by the OWNER for a period of
three years from the date of the final payment and will be available for audit by OCTA and or Federal
auditors. In performing work under this Agreement, OWNER agrees to comply with the Uniform
System of Accounts for Public Utilities found at 18 CFR, Parts 101, 201, at al., to the extent they are
applicable to OWNER doing work on the project that is the subject of this agreement, the contract
cost principles and procedures as set forth In 48 CFR, Chapter 1, Subpart E, Part 31, at seq., 23
CFR, Chapter 1, Part 645 and 2CFR, Part 200, at al. If a subsequent OCTA and/or Federal audit
determines payments to be unallowable, OWNER agrees to reimburse AGENCY upon receipt of
AGENCY billing. If OWNER is subject to repayment due to failure by OCTA to comply with applicable
laws, regulations, and ordinances, then OCTA will ensure that OWNER is compensated for actual
cost in performing work under this agreement.
V. GENERAL CONDITIONS
All costs accrued by OWNER as a result of OCTA's request of July 27, 2018 to review, study and/or
prepare relocation plans and estimates for the project associated with this Agreement may be billed
pursuant to the terms and conditions of this Agreement.
If OCTA's project which precipitated this Agreement is canceled or modified so as to eliminate the
necessity of work by OWNER, OCTA will notify OWNER in writing and OCTA reserves the right to
terminate this Agreement by Amendment. The Amendment shall provide mutually acceptable terms
and conditions for terminating the Agreement.
All obligations of OCTA under the terms of this Agreement are subject to the acceptance of the
Agreement by OCTA Board of Directors or the Delegated Authority (as applicable), the passage of
the annual Budget Act by the State Legislature, and the allocation of those funds by the California
Transportation Commission.
OWNER shall submit a Notice of Completion to the OCTA within 30 days of the completion of the
work described herein.
It is understood that said highway is a Federal aid highway and accordingly, 23 CFR, Chapter 1, Part
645 is hereby incorporated into this Agreement.
In addition, the provisions of 23 CFR 635.410, Buy America, are also incorporated into this
agreement. The Buy America requirements are further specified in Moving Ahead for Progress in the
21s' Century (MAP-21), section 1518; 23 CFR 635.410 requires that all manufacturing processes
have occurred in the United States for steel and iron products (including the application of coatings)
installed on a project receiving funding from the FHWA.
OWNER understands and acknowledges that this project is subject to the requirements of the Buy
America law (23 U.S.C., Section 313) and applicable regulations, including 23 CFR 635.410 and
FHWA guidance, and will demonstrate Buy America compliance by collecting written certification(s)
from the vendor(s) or by collecting written certification(s) from the manufacturer(s) mill test report
(MTR). Certification(s) should state, "All manufacturing processes for these steel and iron materials,
including the application of coatings have occurred in the United States. All manufacturing processes
means melting of the steel through final manufacturing of steel components:'
UTILITY AGREEMENT
r,so 4 ors
AGREEMENT NO. COSA-1 115
All documents obtained to demonstrate Buy America compliance will be held by the OWNER for a
period of three (3) years from the date of final payment to the OWNER and will be made available to
STATE or FHWA upon request.
One set of copies of all documents obtained to demonstrate Buy America compliance will be attached
to, and submitted with, the final invoice.
This does not include products for which waivers have been granted under 23 CFR 635.410 or other
applicable provisions or excluded material cited in the Department's guidelines for the implementation
of Buy America requirements for utility relocations issued on December 3, 2013.
OCTA further acknowledges that OWNER, In complying with the Buy America Rule, is expressly
relying upon the instructions and guidance (collectively, "Guidance") issued by Caltrans and its
representatives concerning the Buy America Rule requirements for utility relocations within the State
of California. Notwithstanding any provision herein to the contrary, OWNER shall not be deemed in
breach of this Agreement for any violations of the Buy America Rule if OWNER's actions are in
compliance with the Guidance.
THE ESTIMATED COST TO OCTA FOR THE ABOVE DESCRIBED WORK IS $2,200,000.00
Signatures on Following Page
UTILITY AGREEMENT
Page 5 of 5
UTILITY
COSA- 1115
IN WITNESS WHEREOF, the above parties have executed this Agreement the day and year above written.
OWNER:
CITY OF SANTA ANA
APPROVED
By:
Kristine Ridge
City Manager
Date: Mey /y Zozo
ATTEST:
Wi
By: / V A,
aisy Gomez �—
,.-/ Clerk of the Council
APPROVED AS TO FORM:
By: 46fik._
hn M. Funk
ssistant City Attorney
RECOMANDED FOR APPROVAL:
By: M—,Ig^ -J�
Nabil Saba
Executive Director
Public Works Agency
ORANGE COUNTY TRANSPORTATION
AUTHORITY,
a public entity
APPROVED
an
James G. Bell, RE
Executive Director,
Capital Programs
Date:
APPROVED AS TO FORM:
By:
James M. Donich
General Counsel
M
OCTA
LETTER OF TRANSMITTAL
To: Mr. Rudy Rosas, P.E. Date: December 17, 2020
Principal Civil Engineer
The City of Santa Ana
Public Works Agency
215 S. Center Street
Santa Ana, CA 92704
Project: SR-55 Improvement Project
Subject: Utility Agreement COSA-1115
Sent: X Enclosed
Separately
Sent By: E-Mail
Fed Ex
Messenger
X Hand Delivered
Remarks: Please find attached the following:
- COSA-1115 previously executed agreement,
- COSA-1115 three clean agreements for your signature and return.
Please note the change is the addition of the last sentence on the last paragraph of the
Page 3 of 5.
-previous paragraph:
OWNER understands and acknowledges that this project is subject to the requirements of the Buy
America law (23 U.S.C., Section 313) and applicable regulations, including 23 CFR 635.410 and FHWA
guidance, and will demonstrate Buy America compliance by collecting written certification(s) from the
vendor(s) or by collecting written certification(s) from the manufacturer(s) mill test report (MTR).
-edited paragraph with the highlighted addition:
OWNER understands and acknowledges that this project is subject to the requirements of the Buy
America law (23 U.S.C., Section 313) and applicable regulations, including 23 CFR 635.410 and FHWA
guidance, and will demonstrate Buy America compliance by collecting written certification(s) from the
vendor(s) or by collecting written certification(s) from the manufacturer(s) mill test report (MTR).
Certification(s) shouldstate, "Alt manufacturing processes for these steel and iron materials, including the
application of coatings have occurred in the United States. Atli manufacturing processes means melting of
the steel, through final manufacturing of steel components."
If you have any questions, please call me.
Thank you,
For Your: X Signature and Return
Use
Files
Copies To: Ross Lew, OCTA w/o attachment
J. Gallardo, OCTA w/o attachment
S. Sobot, OCTA w/attachment
Comment and Return
Approval and Return
Review and Response
By:
Sanya So of
Utility Coordinator
Orange County Transportation Authority
550 S. Main Street ' P.O. Box 14184 ' Orange, CA 92863-1584 0 714.560.00TA