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HomeMy WebLinkAboutJOHNSON-FRANK & ASSOCIATES, INC. (2)INSURANCE ON FILE WORK MAY PROCEED UNTIL fURANCE EXPIRES CITY CLERK DATE: A-2023-072-01 AGREEMENT WITH JOHNSON-FRANK & ASSOCIATES, INC., TO PROVIDE ON-CALL =P►�R C2� PROFESSIONAL LAND SURVEYING SERVICES FOR THE CITY OF SANTA ANA L�'r)fA_THIS AGREEMENT is made and entered into on this 2nd day of May, 2023 by and between Johnson - Frank & Associates, Inc., a California corporation ("Consultant"), and the City of Santa Ana, a charter city and municipal corporation organized and existing under the Constitution and laws of the State of zu California ("City"). 0 cv RECITALS r A. On October 2, 2019, the City issued a Request for Proposal ("RFP") No. 19-090, by which it desired to retain a consultant having special skill and knowledge in the field of Professional Land Surveying services on an "on -call" basis for the City's Public Works Agency. B. Consultant submitted a responsive proposal that was among those selected by the City. Consultant represents that it is able and willing to provide such services described in the scope of work that was included in REP No. 19-090. C. In undertaking the performance of this Agreement, Consultant represents that it is knowledgeable in its field and that any services performed by Consultant under this Agreement will be performed in compliance with such standards as may reasonably be expected from a professional consulting firm in the field. NOW THEREFORE, in consideration of the mutual and respective promises, and subject to the terms and conditions hereinafter set forth, the parties agree as follows: SCOPE OF SERVICES On an on -call basis, and at the City's sole discretion, Consultant shall perform all tasks, services, and obligations described in the scope of work section included within RFP No. 19-090, including providing all labor, materials, tools, equipment, and incidental customary work required to fully and adequately complete the services described and set forth in the "Scope of Services," which was included in RFP 19-090 and is attached hereto and fully incorporated herein by this reference as Exhibit A and as more specifically set forth in Consultant's proposal (excluding fee and cost proposal and resumes), which is attached hereto and fully incorporated herein by this reference as Exhibit B. 2. COMPENSATION a. City neither warrants nor guarantees any minimum or maximum compensation to Consultant under this Agreement. Consultant shall be paid only for actual services performed under this Agreement at the rates and charges identified in Exhibit B. Consultant is one of three (3) consultants selected to provide services on an on -call basis under RFP 19-090. The total compensation for these services provided by all such consultants selected under RFP 19-090 shall not exceed the shared aggregate amount of One Million, Five Hundred Thousand Dollars and Zero Cents ($1,500,000) during the term of the Agreement, including any extension periods. Page 1 of 10 b. Payment by City shall be made within 45 days (forty-five) days following receipt of proper invoice evidencing work performed, subject to City accounting procedures. c. Payment need not be made for work that fails to meet the standards of performance set forth in the Recitals that may reasonably be expected by City. 3. TERM This Agreement shall commence on the date first written above and terminate on May 1, 2026, unless terminated earlier in accordance with Section 16, below. The term of this Agreement may be extended for up to two (2) one-year periods upon a writing executed by the City Manager and City Attorney. 4. PREVAILING WAGES Consultant is aware of the requirements of California Labor Code Section 1720, et seq., and 1770, et seq., as well as California Code of Regulations, Title 8, Section 16000, et seq., ("Prevailing Wage Laws"), which require the payment of prevailing wage rates and the performance of other requirements on "public works" and "maintenance" projects. If the services being performed are part of an applicable "public works" or "maintenance" project, as defined by the Prevailing Wage Laws, and the total compensation is $1,000 or more, Consultant agrees to fully comply with such Prevailing Wage Laws. Consultant shall defend, indemnify and hold the City, its elected officials, officers, employees and agents free and harmless from any claim or liability arising out of any failure or alleged failure to comply with the Prevailing Wage Laws. 5. INDEPENDENT CONTRACTOR Consultant shall, during the entire term of this Agreement, be construed to be an independent contractor and not an employee of the City. This Agreement is not intended nor shall it be construed to create an employer -employee relationship, a joint venture relationship, or to allow the City to exercise discretion or control over the professional manner in which Consultant performs the services which are the subject matter of this Agreement; however, the services to be provided by Consultant shall be provided in a manner consistent with all applicable standards and regulations governing such services. Consultant shall pay all salaries and wages, employer's social security taxes, unemployment insurance and similar taxes relating to employees and shall be responsible for all applicable withholding taxes. 6. OWNERSHIP OF MATERIALS This Agreement creates a non-exclusive and perpetual license for City to copy, use, modify, reuse, or sublicense any and all copyrights, designs, and other intellectual property embodied in plans, specifications, studies, drawings, estimates, and other documents or works of authorship fixed in any tangible medium of expression, including but not limited to, physical drawings or data magnetically or otherwise recorded on computer diskettes, which are prepared or caused to be prepared by Consultant under this Agreement ("Documents & Data"). Consultant shall require all subcontractors to agree in writing that City is granted a non-exclusive and perpetual license for any Documents & Data the subcontractor prepares under this Agreement. Consultant represents and warrants that Consultant has the Page 2 of 10 legal right to license any and all Documents & Data. Consultant makes no such representation and warranty in regard to Documents & Data which were provided to Consultant by the City. City shall not be limited in any way in its use of the Documents and Data at any time, provided that any such use not within the purposes intended by this Agreement shall be at City's sole risk. INSURANCE Prior to undertaking performance of work under this Agreement, Consultant shall maintain and shall require its subcontractors, if any, to obtain and maintain insurance as described below: a. Minimum Scope and Limit of Insurance (1) Commercial General Liability (CGL): Insurance Services Office Form CG 00 01 covering CGL on an "occurrence" basis, including products and completed operations, property damage, bodily injury and personal & advertising injury with limits no less than $1,000,000 per occurrence. If a general aggregate limit applies, either the general aggregatelimit shall apply separately to this project/location (ISO CG 25 03 or 25 04) or the general aggregate limit shall be twice the required occurrence limit. (2) Automobile Liability: ISO Form Number CA 00 01 covering any auto (Code 1), or if Consultant has no owned autos, hired, (Code 8) and non - owned autos (Code 9), with a limit no less than $1,000,000 per accident for bodily injury and property damage. (3) Workers' Compensation: as required by the State of California, with Statutory Limits, and Employer's Liability Insurance with limit of no less than $1,000,000 per accident for bodily injury or disease. (4) Professional Liability (Errors and Omissions): Insurance appropriate to the Consultant's profession, with a limit of no less than $1,000,000 per occurrence or claim, $2,000,000 aggregate. (5) Broader Coverage: if the Consultant maintains broader coverage and/or higher limits than the minimums shown above, the City requires and shall be entitled to the broader coverage and/or the higher limits maintained by the Consultant. Any available insurance proceeds in excess of the specified minimum limits of insurance and coverage shall be available to the City. b. Other Insurance Provisions (1) Additional Insured Status: The City, its officers, officials, employees, and volunteers are to be covered as additional insureds on the CGL policy with respect to liability arising out of work or operations performed by or on behalf of the Consultant including materials, parts, or equipment furnished in connectionwith such work or operations. General liability coverage can Page 3 of 10 be provided in the form of an endorsement to the Consultant's insurance (at least as broad as ISO Form CG 20 10 11 85 or if notavailable, through the addition of both CG 20 10, CG 20 26, CG 20 33, or CG 20 38; and CG 20 37 if a later edition is used). (2) Primary Coverage: For any claims related to this contract, the Consultant's insurance coverage shall be primary coverage at least as broad as ISO CG 20 01 04 13 as respects the City, its officers, officials, employees, and volunteers. Any insurance or self-insurance maintained by the City, its officers, officials, employees, or volunteers shall be excess of the Consultant's insurance and shall not contribute with it. (3) Notice of Cancellation: Each insurance policy required above shall provide that coverage shall not be canceled, except with notice to the City. (4) Waiver of Subrogation: Consultant hereby grants to City a waiver of any right to subrogation that any insurer of said Consultant may acquire against the City by virtue of the payment of any loss under such insurance. Consultant agrees to obtain any endorsement that may be necessary to affect this waiverof subrogation, but this provision applies regardless of whether or not the City has received a waiver of subrogation endorsement from the insurer. (5) Self -Insured Retentions: Self -insured retentions must be declared to and approved by the City. The City may require the Consultant to purchase coverage with a lower retention or provide proof of ability to pay losses and related investigations, claim administration, and defense expenses within the retention. The policy language shall provide, or be endorsed to provide, that the self -insured retention may be satisfied by either the named insured or City. (6) Acceptability of Insurers: Insurance is to be placed with insurers authorized to conduct business in the state with a current A.M. Best's rating of no less than A:VII, unless otherwise acceptable to the City. (7) Claims Made Policies: If any of the required policies provide claims -made coverage: i. The retroactive date must be shown, and must be before the date of the contract or beginning of contract work. ii. Insurance must be maintained and evidence of insurance must be provided for at least five (5) years after completion of contract work. iii. If coverage is canceled or non -renewed, and not replaced with another claims - made policy form with a retroactive date prior to the contract effective date, Page 4 of 10 the Consultant must purchase "extending reporting" coverage for a minimum of five (5) years after completion of work. (8) Verification of Coverage: Consultant shall furnish the City with original Certificates of Insurance including all required amendatory endorsements (or copies of the applicable policy language effecting coverage requiredby this clause) and a copy of the Declarations and Endorsement Page of the CGL policy listing allpolicy endorsements to City before work begins. However, failure to obtain the required documents prior to the work beginning shall not waive the Consultant's obligation to provide them. The City reserves the right to require complete, certified copies of all required insurance policies, including endorsements required by these specifications, at any time. (9) Subcontractors: Consultant shall require and verify that all subcontractors maintain insurance meeting all the requirements stated herein, and Consultant shall ensure that City is an additional insured on insurance required from subcontractors. (10) Special Risks or Circumstances: City reserves the right to modify these requirements, including limits, based on the nature of therisk, prior experience, insurer, coverage, or other special circumstances. 8. INDEMNIFICATION Consultant agrees to defend, and shall indemnify and hold harmless the City, its officers, agents, employees, contractors, special counsel, and representatives from liability: (1) for personal injury, damages, just compensation, restitution, judicial or equitable relief arising out of claims for personal injury, including death, and claims for property damage, which may arise from the negligent operations of the Consultant, its subcontractors, agents, employees, or other persons acting on its behalf which relates to the services described in section 1 of this Agreement; and (2) from any claim that personal injury, damages, just compensation, restitution, judicial or equitable relief is due by reason of the terms of or effects arising from this Agreement. This indemnity and hold harmless agreement applies to all claims for damages, just compensation, restitution, judicial or equitable relief suffered, or alleged to have been suffered, by reason of the events referred to in this Section or by reason of the terms of, or effects, arising from this Agreement. The Consultant further agrees to indemnify, hold harmless, and pay all costs for the defense of the City, including fees and costs for special counsel to be selected by the City, regarding any action by a third party challenging the validity of this Agreement, or asserting that personal injury, damages, just compensation, restitution, judicial or equitable relief due to personal or property rights arises by reason of the terms of, or effects arising from this Agreement. City may make all reasonable decisions with respect to its representation in any legal proceeding. Notwithstanding the foregoing, to the extent Consultant's services are subject to Civil Code Section 2782.8, the above indemnity shall be limited, to the extent required by Civil Code Section 2782.8, to claims that arise out of, pertain to, or relate to the negligence, recklessness, or willful misconduct of the Consultant. Page 5 of 10 9. INTELLECTUAL PROPERTY INDEMNIFICATION Consultant shall defend and indemnify the City, its officers, agents, representatives, and employees against any and all liability, including costs, for infringement of any United States' letters patent, trademark, or copyright infringement, including costs, contained in the work product or documents provided by Consultant to the City pursuant to this Agreement. 10. RECORDS consultant shall keep records and invoices in connection with the work to be performed under this Agreement. Consultant shall maintain complete and accurate records with respect to the costs incurred under this Agreement and any services, expenditures, and disbursements charged to the City for a minimum period of three (3) years, or for any longer period required by law, from the date of final payment to Consultant under this Agreement. All such records and invoices shall be clearly identifiable. Consultant shall allow a representative of the City to examine, audit, and make transcripts or copies of such records and any other documents created pursuant to this Agreement during regular business hours. Consultant shall allow inspection of all work, data, documents, proceedings, and activities related to this Agreement for a period of three (3) years from the date of final payment to Consultant under this Agreement. 11. CONFIDENTIALITY If Consultant receives from the City information which due to the nature of such information is reasonably understood to be confidential and/or proprietary, Consultant agrees that it shall not use or disclose such information except in the performance of this Agreement, and further agrees to exercise the same degree of care it uses to protect its own information of like importance, but in no event less than reasonable care. "Confidential Information" shall include all nonpublic information. Confidential information includes not only written information, but also information transferred orally, visually, electronically, or by other means. Confidential information disclosed to either party by any subsidiary and/or agent of the other party is covered by this Agreement. The foregoing obligations of non-use and nondisclosure shall not apply to any information that (a) has been disclosed in publicly available sources; (b) is, through no fault of the Consultant disclosed in a publicly available source; (c) is in rightful possession of the Consultant without an obligation of confidentiality; (d) is required to be disclosed by operation of law; or (e) is independently developed by the Consultant without reference to information disclosed by the City. 12. CONFLICT OF INTEREST CLAUSE Consultant covenants that it presently has no interests and shall not have interests, direct or indirect, which would conflict in any manner with performance of services specified under this Agreement. 13. NON-DISCRIMINATION Consultant shall not discriminate because of race, color, creed, religion, sex, marital status, sexual orientation, gender identity, gender expression, gender, medical conditions, genetic information, or Page 6 of 10 military and veteran status, age, national origin, ancestry, or disability, as defined and prohibited by applicable law, in the recruitment, selection, teaching, training, utilization, promotion, termination or other employment related activities or any services provided under this Agreement. Consultant affirms that it is an equal opportunity employer and shall comply with all applicable federal, state and local laws and regulations. 14. EXCLUSIVITY AND AMENDMENT This Agreement represents the complete and exclusive statement between the City and Consultant, xn(i'supersedes any and all other agreements, oral or written, between the parties. In the event of a conflict between the terms of this Agreement and any attachments hereto, the terms of this Agreement shall prevail. This Agreement may not be modified except by written instrument signed by the City and by an authorized representative of Consultant. The parties agree that any terms or conditions of any purchase order or other instrument that are inconsistent with, or in addition to, the terms and conditions hereof, shall not bind or obligate Consultant or the City. Each party to this Agreement acknowledges that no representations, inducements, promises or agreements, orally or otherwise, have been made by any party, or anyone acting on behalf of any party, which is not embodied herein. 15. ASSIGNMENT Inasmuch as this Agreement is intended to secure the specialized services of Consultant, Consultant may not assign, transfer, delegate, or subcontract any interest herein without the prior written consent of the City and any such assignment, transfer, delegation or subcontract without the City's prior written consent shall be considered null and void. Nothing in this Agreement shall be construed to limit the City's ability to have any of the services that are the subject to this Agreement performed by City personnel or by other contractors retained by City. 16. TERMINATION This Agreement may be terminated by the City upon thirty (30) days written notice of termination. In such event, Consultant shall be entitled to receive and the City shall pay Consultant compensation for all services performed by Consultant prior to receipt of such notice of termination, subject to the following conditions: a. As a condition of such payment, the Executive Director may require Consultant to deliver to the City all work product(s) completed as of such date, and in such case such work product shall be the property of the City unless prohibited by law, and Consultant consents to the City's use thereof for such purposes as the City deems appropriate. b. Payment need not be made for work that fails to meet the standard of performance specified in the Recitals of this Agreement. 17. WAIVER No waiver of breach, failure of any condition, or any right or remedy contained in or granted by the provisions of this Agreement shall be effective unless it is in writing and signed by the party waiving Page 7 of 10 Fax: 714- 647-6956 With courtesy copies to: Executive Director, Public Works Agency City of Santa Ana 20 Civic Center Plaza (M-21) P.O. Box 1988 Santa Ana, California 92702 To Consultant: John -Frank & Associates, Inc. Attn: Alan D. Frank, President 5150 E. Hunter Ave. Anaheim, CA 92807 Fax:(714) 777-1641 A party may change its address by giving notice in writing to the other party. Thereafter, any communication shall be addressed and transmitted to the new address. If sent by mail, communication shall be effective or deemed to have been given three (3) days after it has been deposited in the United States mail, duly registered or certified, with postage prepaid, and addressed as set forth above. If sent by fax, communication shall be effective or deemed to have been given twenty-four (24) hours after the time set forth on the transmission report issued by the transmitting facsimile machine, addressed as set forth above. For purposes of calculating these time frames, weekends, federal, state, County or City holidays shall be excluded. IN WITNESS WHEREOF, the parties hereto have executed this Agreement the date and year first above written. ATTEST: APPROVED AS TO FORM: SONIA R. CARVALHO City Attorney By: Bran on Salvatierra Deputy City Attorney CITY OF SANTA ANA C�— Kristine Ridge City Manager CONSULTANT: Alan D.Frank President [signatures continued on nextpage] Page 9 of 10 RECOMMENDED FOR APPROVAL: Nabil Saba Executive Director Public Works Agency Page 10 of 10 EXHIBIT A Appendix ATTACHMENT 1 SCOPE OF WORK CITY OF SANTA ANA REQUEST FOR PROPOSALS FOR PROFESSIONAL LAND SURVEYING SERVICES RFP NO.: 19-090 Introduction and Background: The City of Santa Ana intends to retain Professional Land Surveyors, licensed in the State of California, to perform land surveying services on an as -needed or "on -call" basis, or project basis for Capital Improvement Program (CIP) projects, and/or for projects under construction. Specific services shall be on -call and shall include all duties typically expected of a Professional Land Surveyor or surveying firm. A Professional Services Agreement will be entered into with several of the qualified firms/consultant(s) to provide Professional Land Surveying services for a variety of projects on an on -call basis. On an on -call, as -needed basis, the selected firm(s) may be asked to provide professional services on specific, project -by -project basis, based on an agreed -upon specific scope of services and fees. In general, work consists of general Land Professional Surveying services for Public Works Projects and or related to City facilities. The funding sources for each project may vary for each project/task order assignment shall comply with the funding agency's requirements. The consultant shall be able to assist the City through this contract to provide the necessary services. The consultant shall utilize in-house staff and/or sub -consultants to complete the assignments to meet the City standards. For specialized work for which the prime consultant shall require a sub -consultant, the prime consultant shall serve as an administrative liaison between the City and the sub -consultant. Prime consultant mark-ups for sub -consultant work will not be allowed. All proposals, plans, drawings, specifications, estimates, grant applications, and/or studies will be subject to the final approval and satisfaction of the City of Santa Ana. Scope of Services On as needed basis, the selected firm/s shall provide the City with the following services as described herein. A California -licensed land surveyor shall be in responsible charge of all survey work performed under this agreement. City of Santa Ana RFP 19-090 Page Al-1 The consulting firm/s selected for these services shall demonstrate the ability and experience in the following types or work and not limited to: A. Prepare legal descriptions, plats and maps for subdividing property B. Research existing County and City records for survey monuments within the project area. Prior to any clearing, removal, or excavation efforts, perform a diligent search for property line monuments, street centerline monuments, and benchmarks within the project area, recording their identities and precise locations in reference to monuments or witness monuments that will not be disturbed during construction. The records of these monuments and references shall conform to Section 8771 of the Business and Professions Code of the State of California. After completion of the construction, any monument disturbed or removed during construction shall be reset, conforming to Section 8771. Each centerline intersection shall be drawn on a single Corner Record showing local tie points and tie distances. A pdf copy of the final receded Corner Record shall be submitted to the City. C. Perform boundary line adjustments D. Perform monument perpetuation/preservation in areas that will be impacted by City projects o Includes site investigation for existing monumentation, with a report provided to the City with recommendations. o May include pre- and post -construction records E. Replace lost or obliterated property corners F. Set boundary markers or property corners, also known as monuments G. Retrace boundaries for fences and other purposes H. Locate, relocate, establish, reestablish, or retrace, or retrace any property line or boundary of any parcel of land, right-of-way, easement, or alignment of those lines or boundaries 1. Prepare legal descriptions and information shown with the description of any deed or other title document J. Prepare Record of Surveys Map Checkine Services A. Information furnished by the City for checking will be roughly as follows: I set of Exhibits, title reports, reference documents (Deed, Parcel Map, Tract Map, etc.), traverse closures, and improvement plans. B. Prepare maps or plats C. Review Exhibits for technical correctness and completeness, consistency with the City guidelines and requirements, compliance with the Subdivision Map Act, and acceptance for recording. D. Review title report and existing easements for correct plotting and references. E. Review improvement plans associated with the project to ensure the Exhibits correctly identify the limits and location as shown on the improvement plans. F. Provide a set of redline check prints showing the redlined comments, and required City of Santa Ana RFP 19-090 Page Al-2 corrections and information. G. Provide a check letter covering the major required comments, and corrections and instruction for future submittals. H. Provide a timesheet at the end of every review to include, but is not limited to, project name, review number, dates, review hours, hourly rate, and total cost. I. Review maps and/or surveys such as Parcel Maps, Final Maps, or Tentative Maps Construction Services A. Stake the location of fixed engineering works for construction purposes. Provide construction staking for project improvements. Records of the line and grade stakes (cut sheets) shall be on forms provided by the City, and the originals shall become the property of the City upon completion of each survey request. The City will provide digital construction plans and specifications for each project. B. Set line and grade stakes in accordance with the plans and specifications. Notify the City immediately of any discrepancies or design errors discovered on the plans during staking or when verifying the line and grade of existing improvements at join points. C. Complete the construction staking within the time frame as specified on the Survey Request Form, or (given minimum notice) commence the staking no longer than two working days from receipt of the request, providing continuous service until the request is complete. D. Furnish all office support, labor, materials, equipment, tools and incidentals necessary to complete the specified surveys. The costs for these items shall be included in the hourly or lump sum costs and no additional compensation will be allowed therefor. Miscellaneous Services A. Investigate boundary discrepancies B. Locate, relocate, establish, reestablish, or retrace the alignment or elevation for any of the fixed works embraced within the practice of civil engineering C. Determine contours of the earth's surface for topographic maps D. Photogrammetric surveying or aerial topographic mapping or aerial photography E. Provide Professional Land Surveying services as requested. A detailed scope of work will be outlined when specific project is assigned to the consultant. Services shall include, but are not limited to, cross -sections, intersection grids, centerline determination, digital terrain models (dtm), right of way determination, utility profiles and exhibits. F. Generate a computer drawing in Microstation V8 format as well as the sample survey City of Santa Ana RFP 19-090 Page Al-3 drawing on the City of Santa Ana website listed in item K below. G. All survey needs to be prepared to the satisfaction of the City's Surveyor and meet the following standards: H. Horizontal control shall be based on the 1983 North American Datum (NAD83), tied to a minimum of two proximate County of Orange, CCS83, Zone VI, 1991.35 Epoch Adjustment control points. Project coordinate values shall be provided in U.S. Survey Feet. The County control points shall determine the Basis of Bearing for the project. I. Vertical control shall be based on the North American Vertical Datum of 1988 (NAVD88), tied to a minimum of two proximate County of Orange bench marks. Project elevations shall be provided in U.S. Survey Feet. J. Horizontal alignment(s) for the project shall be tied to the survey centerline monuments within the project area. K. With the coordinate values, a full location and detailed description, including point character with reference(s), shall be provided for all found and set monuments for the project. For this purpose, a sketch of the control network is required. L. Copies of all survey field notes and raw data files shall be provided along with a listing of the final coordinates for all surveyed points. The digital file format for the listing shall be: point number, northing, casting, elevation, description (comma delineated with no spaces, one point per line). The coordinate precision shall be one hundredth of a foot. M. At any given time the City may need to mobilize survey crews to different project sites, the consultant shall have a minimum of three (3) survey crews for mobilization. N. All City CADD standards as well as Microstation configuration files are located at: htti)://www.santa-ana.oriz/pwa/EngineeringServices.asl2 Other Terms and Conditions: 1. The project will be implemented in compliance with the City of Santa Ana's policies, as well as Prevailing Wages and State/Federal Requirements. 2. The City regards the inclusion of California based designs, engineering, and construction professionals, facilities, and services as part of the Team to be highly desirable, but not mandatory. 3. The City reserves the right to amend this Request for Proposal by addendum prior to the final dates of submission. 4. All reports, proposals, or other data or materials which are submitted shall become the sole property of the City of Santa Ana with the exception of the confidential Financial Capacity information and sealed fee proposals which will be returned to all proposers after award of City of Santa Ana RF Page Al-4 contract to the selected Team. 5. All products used or developed in the execution of any contract resulting from this request will remain in the public domain at the completion of this project. 6. The City has an affirmative action program. The purpose of the affirmative action program is to encourage certified minority business enterprises and women business enterprises. All submitting firms must have established affirmative action programs approvable by the City. During the RFP stage, all firms will need to complete a "Certification of Non -Discrimination by Contractors" for each firm on their team. Special Requirements (Attachment 4) This project may utilize California Department of Transportation (Caltrans) funds and shall therefore comply with all state and federal requirements. The below referenced forms included in Attachment 4 (Additional Provisions) of the Appendix must be completed in their entirety and submitted with your proposal: • LAPM Exhibit 10-11: Sample Cost Proposal • LAPM Exhibit 10-01: Consultant Proposal DBE Commitment • LAPM Exhibit 10-02: Consultant Contract DBE Commitment • LAPM Exhibit 10-K: Consultant Certification of Contract Costs and Financial management System Please reference Caltrans Local Assistance Procedure Manual, Consultant Selection, Chapter 10, for further instructions and guidelines pertaining to the completion of these forms: hns:Hdot ca gov/-/media/dot-media/proprams/local-assistance/documents/lanm/ch10 ndf COMPLIANCE WITH REQUIREMENTS OF FUNDING AGENCY: This agreement may be funded with state and/or federal grant funds administered by Caltrans. Proposer shall comply with all requirements as they pertain to the use of these funds. Refer to Attachment 4 for Caltrans required forms, including Exhibit 10-H — Sample Cost Proposal (H2 for On -Call Contracts) in the Appendix of this RFP. DISADVANTAGED BUSINESS ENTERPRISES (DBE) GOAL: The Agency has established a DBE goal for this Contract. Proposers are encouraged to obtain DBE participation for this contract. Refer to Exhibit 10-I — Notice to Proposers DBE Information included in the Appendix of this RFP. Proposers must submit Exhibits 10-01 & 10-02 — Consultant Proposal & Contract DBE Commitment to demonstrate compliance with Agency's DBE goal. CONSULTANT AUDIT AND REVIEW PROCESS: Prior to contract award and dependent on contract award amount, the selected Consultant shall be subject to an audit or review by Caltrans' Audit and Investigations (A&I), other state audit organizations, or the federal government. The selected Consultant shall complete Exhibit 10-K — Consultant Annual Certification of Indirect Costs and Financial Management System for all prime and sub -consultants in the Appendix of this RFP. To independently download any of the Caltrans Exhibits required per this RFP, visit: City of Santa Ana RF Page Al-5 EXHIBIT B Johnson-F 0--4 7, On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency 5150 E. Hunter Ave. Anaheim, CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 14 ozo Johnson -Frank & Associates, Inc. JIPW On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency COVER LETTER ....................................................... FIRM & TEAM EXPERIENCE ................................. COMPANY ORGANIZATIONAL CHART ............. UNDERSTANDING OF NEED ................................. SIMILAR PAST PROJECTS ..................................... ATTACHMENT 1 - RESUMES / PROJECT STAFF Exhibit A - Certification and Pricing .......................... Exhibit B - References ................................................ Exhibit C - Proposers Statement ................................. Exhibit D - Non -Collusion Affidavit .......................... Exhibit E - Non -Lobbying Certification ..................... Exhibit F - Non-discrimination Certification .............. Exhibit G - Sample Insurance Endorsement ............... .................. I I .................. 21 .................. 26 .................. 27 .................. 28 .................. 29 .................. 31 .................. 32 .................. 33 The following proposal shall be valid for a period of ninety (90) days from the date of submittal. Man D. Franl , PLS President 5150 E. Hunter Ave. i Anaheim. CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 on -Frank On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency October 23, 2019 Mr. Sean Thomas, PE Public Works Agency City of Santa Ana 20 Civic Center Plaza Santa Ana, CA 92701 Re: Request for Proposal (RFP No. 19-090) to provide On -Call Construction Surveying Services to the City of Santa Ana Pursuant to the request for proposal referenced above, we respectfully submit the attached proposal and qualifications package for your review. As this submittal will show, Johnson -Frank tailors its services to public agency entities. Our firm does very little private sector work. Rather, our firm strives to be, and has become, an extension of public agency staff for many of our clients, including several Cities. We firmly believe that it is our ongoing experience with the City of Santa Ana that affords us a somewhat exclusive level of qualification for the upcoming contract. Over the duration of our past on -call surveying services contract, we have performed dozens of projects, (construction staking, monument preservation, Record of Survey, topographic mapping, the review and preparation of legal descriptions for Right of Way acquisition, etc...), for various project managers. Without exception, City staff has expressed their satisfaction with our professional services, time and time again. This successful track record, one of consistency and quality, has allowed us to develop deep working relationships with the many project managers we have been fortunate to work with. These relationships have afforded us to work more like business partners with the City, allowing information and expectations to flow freely in both directions. Our `one- on-one' style, coupled with the level of trust that has been developed between our management staff and the City, truly places us in a unique position with regard to the level of qualification our firm possesses. We believe that our team, the JFA Team, is an unbeatable assembly of professionals, a team to which there is no rival. We thank you for considering our team and for providing us this opportunity. We look forward to the potential of working with you. Please feel free to contact me directly during the proposal evaluation period at 5150 E. Hunter Ave., Anaheim, CA 92807, (714) 777-8877 x107, alanfrank@johnson-frank.com. Sincerely, Alan D. Frank, PLS 7172 President 5150 E. Hunter Ave. ii Anaheim. CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 FIRM & TEAM EXPERIENCE Surveying Services • Construction Surveys • Monument Preservation I'NO On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency Johnson-Frank's solutions are singularly tailored to meet our client's goals. As a full service land surveying firm, the Johnson -Frank staff includes registered and degreed land surveyors as well as highly experienced support technicians. The Firm's equipment represents the latest surveying technology. From its' offices in Anaheim, California, Johnson Frank provides services throughout the United States. Practical, Extensive Experience • Right of Way Johnson -Frank provides a wide range of land surveying services to an Engineering equally wide range of private and public sector clients. These services • Map Checking include the review of subdivision maps, final maps, parcel maps, and • Cadastral Surveys records of surveys for numerous local public agencies such as the • Boundary Surveys cities of Cities of Irvine, Mission Viejo, Laguna Niguel, Covina, and • High Precision the County of Orange. The Firm also serves as the City Surveyor for Horizontal and the cities of Laguna Niguel and Mission Viejo. Vertical Geodetic Control • Global Positioning System Surveys • Resource Grade, Economical GIS Data Acquisition • Aerial Mapping and Aerial Control Surveys • Topographic Mapping Surveys Johnson -Frank is well versed in serving county and federal agencies. The Firm has served as the on -call surveyor for the U.S. Forest Service's Southern Nevada Acquisition Office for the last five years. The Firm began a relationship with the U.S. Army Corps of Engineers, Los Angeles District, in 1980 and has been on an on -call basis since that time. As the founders of Johnson -Frank emerged from the ranks of the Orange County Surveyor's (OCS) Office, the Firm has served as an extension of that agency on an as needed basis since 1975. The Firm has received numerous awards and letters of appreciation from its' clients over the years. The Firm received outstanding performance evaluations from the U.S. Forest Service for projects completed from 2003 to 2010. The firm also received Excellent and Very Good performance ratings from Los Angeles District, U.S. Army Corps of Engineers for projects completed since 2006 under the current on -call contract, plus numerous Excellent and Very Good ratings under the previous contract from 2000 through 2005. The Firm has also received numerous letters of appreciation from clients, both public and private, including attorney Warren Wimer, private firm RBF Consulting, the City of El Monte, and the BLM, to name a few. From relatively small staking projects to large-scale governmental horizontal and vertical control surveys, the Firm's surveying and mapping capabilities are second to none. Global Positioning System receivers are utilized, as well as conventional total stations and first order leveling equipment. Because Johnson -Frank routinely integrates varied skills with the latest technology, results are optimized and, more importantly, clients' goals are met precisely and efficiently. 5150 E. Hunter Ave. 1 Anaheim, CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 Public Agency Service Johnson -Frank was selected by the City oflrvine to provide construction layout for the B=onca bridge which spans the 1--5 Freeway. Johnson-F On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency Johnson-Frank's concentration on public sector clients bolsters our familiarity with codes, ordinances, and personnel of the area's municipalities and government agencies. This focus is reflected in the surveying services provided. The Firm enjoys an excellent reputation for its field research, field surveys, and its knowledge of survey practices and documentation. That reputation extends to Johnson -Franks knowledge of local policies. Some municipalities and government agencies regard Johnson -Frank as an extension of their own staff. Johnson -Frank was selected by the Orange County Surveyor to set 200 aenal targets to facilitate aerial mapping of the El Toro Marine Corps Air Station. A Standard of Excellence on which Government Agencies and Municipalities Can Confidently Rely Johnson -Frank has an enviable depth of government agency and municipality surveying experience. That experience is manifested by an exciting array of projects in which the Firm is, or has been, involved, including: • Boundary Surveying, Right of Way Engineering, and Map Checking • Earth Movement Monitoring Studies • Bridge Layouts • Digital Terrain Modeling and Earthwork Quantity Calculations • Planning, Establishment, and Maintenance of Precise Horizontal and Vertical Control Networks • Three Dimensional Computer Aided Mapping • Aerial Photography and Airborne GPS Controlled Aerial Photography • Aerial Mapping Including Ground Control, Map Compilation, and Analytical Bridging Beyond our extensive experience, technical expertise and our ongoing acquisition of the latest, most advanced equipment, the Firm's success can be partially attributed to an emphasis on old-fashioned communications skills. Johnson-Frank's internal communication network results in all of our people understanding the role, goals, and expectations of the agency for which the Firm is working. Experience indicates that an open dialogue results in projects that are brought in on time and at projected costs. 5150 E. Hunter Ave. 2 Anaheim, CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 Johnson -Frank & Associates, Inc. On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency Financial Stability Johnson -Frank & Associates, Inc. is financially sound. We have remained fiscally sound throughout our 39-year existence in spite of Solid Financial Policies the economic downturns experienced by the County of Orange and the economy in general. We have outlasted many other firms who Never Involved in could not withstand the economic impact. Through our sound fiscal Litigation policies, we keep our debts at a minimum and our clients' satisfaction at a maximum. As a result of these policies, Johnson -Frank enjoys an outstanding credit record and can easily finance any project specific expansion necessary. Our firm also stands on solid ground legally. We have never been involved in any litigation and have never had any claims against our $2,000,000 Professional Liability Errors and Omissions insurance. Demonstrated Abithy Johnson -Frank & Associates, Inc. handles all projects with the same superior level of competency and enthusiasm. We have provided land surveying services for projects ranging from neighborhood shopping Clients' Success Depends centers to planned communities, large scale communications on Communication and networks, and transportation facilities. All projects were completed Understanding with focus on the clients' needs, resulting in success through satisfaction. Quality on Time US Corps of Engineers Award 1994, 2001, 2002, 2003,2004,2005,2006, 2007,2008,2009,2010, 2011,2012,2013,2014, 2015,2016,2017,2018, and 2019 US Navy Award 1998 & 2001 The attribute that truly distinguishes Johnson -Frank & Associates, Inc. from other full service firms is our ability and commitment to communicate on an ongoing basis with our clients. Our experience shows that most projects require a continuing dialogue insuring that client' goals are constantly fine-tuned so that the final results will reflect the clients' very latest input. Our firm has performed all types of surveying services, including unique services that private firms are not often accustomed to providing, such as city or county wide horizontal and vertical control networks and geodetic leveling for subsidence monitoring. We work seamlessly as an extension of our client, whether they are a private entity or a governmental agency. Our rigorous attention to detail provides our clients with the utmost confidence in our services and has prevented our firm from ever being involved in any litigation. We continually receive outstanding performance evaluations from the Los Angeles District, U.S. Army Corps of Engineers. In addition, we are the only contractor for the LA District that has always been on time and within budget! We have received numerous very good and excellent performance ratings over the years from the Southwest Division U.S. Naval Facilities Engineering Command, the LA District, US Army Corps of Engineers, and the US Forest Service. 5150 E. Hunter Ave. 3 Anaheim, CA 92807 (714) 777.8877 alanfrank@ohnson-frank.com FAX: (714) 777-1641 On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency PHOTOGRAMMETRIC SUB -CONSULTANT Geospatial Professional Solutions Inc. (GPSi) Traces its roots back to the old Airborne Systems, Inc. Located in Anaheim, California, which was subsequently bought ��; out by Stewart Technologies Inc. (SGT Irvine, CA). When Stewart Title corporate office decided to shutdown the SGT operations in Irvine and Phoenix AZ 1W in June 2007, the two key project managers Paul Hamilton -Rivers, and Ramon B. Ramos co-founded GPSi along with Alice Ramos to continue the long tradition of providing high quality photogrammetric mapping and aerial imaging products and services. GPSi was incorporated in California on May 29, 2007. It bought most of the assets of SGT (Irvine) and retained its core production staff thus maintaining the capability to service public agencies and companies engaged in the design, construction and management of public works, infrastructure systems, and the management of natural resources. GPSi has the manpower and equipment to accommodate time - critical and technically demanding projects and supports the missions of its clientele with a broad range of geospatial technologies. Company Profile Headquartered in Costa Mesa, CA, GPSi features the next generation of geospatial solutions that encompasses aerial image acquisition using the U1traCamLp digital aerial mapping camera, photogrammetry, remote sensing, and Geographic Information Systems. We are a certified small business (VSBE) & Woman -owned Minority Business Enterprise (WMBE). Our leadership team has a 29-year legacy of success in meeting and exceeding our clients' mission -critical needs that have rigorous mapping, CARD, GIS and orthophoto standards and specifications. This is reflected in our high client retention rate, along with a legion of satisfied customers. GPSi is proud to be the only California -based mapping company to offer the UltraCamLp, a Microsoft Vexcel digital aerial mapping camera tailored for high accuracy, design grade engineering mapping. With a 92 megapixel image format, a 1:2.2 pan sharpen ratio that collects PAN, RGB and NIR in parallel, and forward motion compensation by Time Delayed Integration (TDI), this camera delivers the same technical capabilities of larger models. The ability to deliver true -color and color -infrared (CIR) image quality with unmatched radiometric range, makes it ideal for small to medium sized large-scale, photogrammetric projects, high -resolution orthophoto production, precision photogrammetry, corridor mapping, and LiDAR integration. 5150 E. Hunter Ave. 4 Anaheim, CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 I On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency COMPANY ORGANIZATIONAL CHART The following diagram represents the organization of the company as of this writing. Johnson-FrankBAssoc., he Roger. Frank PLS President/CEO (Quality Control/ Project Surveyorihis Project) Alan D. Frank, PLS Vice President Accounting Teresa Frank Safety Leonard Castilb Map Checking Field80ffce Survey Stalf PrciectSurvevors/Task Manaoers Alan D. Frank PLS LeonardCastilb Joe Padilla. PLS Department Manager Shared Resource Coordinator Leonard Castillo I Shared Johnson-FraAResoume Pool I GecSpatial Professional Solutions, Inc. Aerial Photogrammeoic Mapping and LiDARSeMces Johnson -Frank & Assoc., Inc. is a small enough firm that in effect, the whole firm is your team. As such, any and all resources and/or personnel within the firm will be available and committed to City tasks as necessary. At the same time, it should be noted that Johnson -Frank is not so small as to not be capable of fulfilling any and all of the City's needs. As this proposal and qualifications package shows, Johnson -Frank has the experience and resources available to provide the City with the superior service and quality for which Johnson -Frank has become known, the same level of service that the City has enjoyed in the past. 5150 E. Hunter Ave. 5 Anaheim, CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 F ionnson-FranK & Associates Inc. On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency UNDERSTANDING OF NEED General Land Surveying Services Understanding / Scope: Prior to submitting a cost estimate, we always thoroughly review the survey request with City Staff requesting the survey, as well as the site at hand, both from on -site visits as well as through aerial and satellite imagery readily available through Google Earth. We will adhere to the City's standard CAD and file templates. This is an issue with which we are very familiar. Working with local municipalities, Counties, and US Government agencies, we are familiar with translating into, or working in, anyone's CAD and file format standards seamlessly. Topographic Surveys: All of our topographic work products will be Civil3D, unless alternate formats are requested. files along with said DWG and PDF files. produced, and will be delivered, in AutoCAD In addition, we will submit ASCII coordinate We will perform additional surveying work as it becomes necessary, and in conjunction with the approval (if necessary) of the City Surveyor. As -Built Surveys: As -Built surveys will be performed as, and where, requested. Deliverable files will include ASCII and AutoCAD Civil 3D files in City formats, as well as any field sketches necessary to facilitate the depiction of the area or feature being detailed. Construction Layout: Thorough review of the construction plans is a crucial step that is often overlooked. We have found that catching errors in the plans prior to having field crews on site is infinitely more cost effective. It allows our project surveyors and our field crews to get acquainted with the plans ahead of time, rather than viewing the plans for the first time the morning that the stakes are needed by the contractor. We also believe in doing all possible calculations in the office rather than in the field. We have found that office labor is much more economical than field labor. In addition, the office personnel, with computers and CAD programs, are much more sufficiently equipped to perform mass calculations than the field personnel. We will follow the City's Construction Services, Survey Section staking policy as well as conforming to industry standards. 5150 E. Hunter Ave. 6 Anaheim, CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency Detailed and accurate records of Requests for Construction Staking will be maintained on the City's approved form. Grade sheets will be provided on the approved form to the Contractor, Inspector, and the City Surveyor. Regularly scheduled reports will be provided to the City Project Manager for all construction work activities. We will perform additional surveying work as it becomes necessary and in conjunction with the approval (if necessary) of the City Project Manager. Benchmark Set/Relocate We will establish new benchmarks as directed by the City Project Manager We will meet or exceed the City's accuracy standards. Our firm has extensive Geodetic Leveling experience, including subsidence monitoring throughout the Wilmington/Long Beach area that we've performed annually for the last 20+ years, simultaneous leveling and GPS performed for the National Geodetic Survey as part of the National Height Modernization Study, as well as Geodetic Leveling performed throughout the State for the California Spatial Reference Center. As a matter of standard procedure at JFA, all leveling data is processed through Star*Lev. All electronic data, closures, and adjustments will be submitted to the City Project Manager. New benchmarks will be stamped as directed by the City Project Manager. Temporary benchmarks will be established where necessary as directed by the City Project Manager. Monument Preservation: Provide copies of recorded pre --construction corner records as required in compliance with the State of California's Land Surveyors' Act Section 8771. Set new monuments as required in compliance with the State of California's Land Surveyors' Act Section 8771 Provide copies of recorded post -construction comer records as required in compliance with the State of California's Land Surveyors' Act Section 8771. As the City Surveyor and/or On -call Survey Consultant for several local Cities, Johnson -Frank has extensive experience providing Monument Preservation services throughout Orange and Los Angeles Counties. 5150 E. Hunter Ave. 7 Anaheim, CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 Johnson -Frank & Associates Inc. On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency We will adhere to City, County, and State standards and formats so that our Comer Records conform to any said standards that may exist. Horizontal and Vertical Control: Provide permanent control points for topographic or construction surveys. Establish coordinates for control points using California Coordinate System 1983, Zone VI, 2007 Epoch, or other as requested by the City Project Manager. Establish elevations for control points using the City of Santa Ana and Orange County Bench Mark network and the North American Vertical Datum of 1988, or other as requested by the City Project Manager. Provide copies of field notes, and/or computer files showing raw results and any adjustments ("Star -Net" files). Provide computer files compatible with AutoCAD Civil3D, or Trimble Business Center, showing final adjusted coordinates (P,N,E,Z,D) for each control point. Real Time Kinematic (RTK) methods of GPS surveying will NOT be accepted for the establishment of horizontal or vertical control points. We will adhere to the City, or County, control system, as directed by the City Project Manager, and provide control deliverables in digital format. Control work is another area within which we have a superior level of experience and knowledge. We have performed geodetic control for numerous public agencies, including the City of Irvine, the Los Angeles District Corps of Engineers, the Southwest Division, US Naval Facilities Engineering Command, the California Spatial Reference Center, and directly for the National Geodetic Survey. We have performed everything from traditional horizontal control prior to the advent of GPS, to high precision horizontal GPS, and even assisted the National Geodetic Survey in developing standards for performing high precision Vertical GPS surveys. Map Checking Understanding / Scope: In general, all map checking follows a similar work flow. Unlike many standard surveying procedures, map checking always follows a checklist. This ensures that all items with which a particular agency or jurisdiction is concerned are adequately reviewed, and that no critical items are overlooked. In general the checking process goes as follows: • The process starts at the top of the title sheet, where items such as the date of the survey, the tract number, and acreages are checked. The next step is to check the legal description of the property and ensure that it matches the title report provided. Then on to dedications and 5150 E. Hunter Ave. 8 Anaheim, CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 -� r On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency certificates, including owner's certificates, surveyor's/engineer's certificates, county certificates, etc... • The next step is to verify that we have on hand any necessary clearance letters, informational sheets, street name approvals, approved tentative, conditions of approval, etc... that may be needed, and their status, whether provided or still needed. • We then verify that the top of all sheets have the necessary information such as the date of survey, tract number, surveyor's/engineers name and number, total acreage, number of numbered lots, number of lettered lots, and sheet number together with the total number of sheets. • We then begin checking the individual map sheets. Are there any land locked lots? Are there north arrows and scales on every page with correct, convenient orientation to facilitate reading of the map? Has the intended use of lettered lots been shown? Are the street names and widths shown? Is the map legible, and have the proper fonts and proper sized lettering been used? • Then we turn to monumentation and verify that proper monumentation has been found and used, that each monument has been properly called out, described, and referenced. We check to see that monuments required to be set have been set or are called out as to be set. • The next step is to verify that all existing easements have been properly delineated, labeled, and tied down, and that all easements being dedicated are shown and properly noted as being dedicated and accepted. • Then we turn our attention to correct and sufficient boundary location. Has the map been based on proper survey control? Has prorating and proportioning been performed properly? Have deeds been interpreted correctly? Have relationships to adjacent lines of record been handled properly? Have the methods of establishment been shown? Do all annotations on the map match those shown on the map traverse closures and do all closures close? • The final items to check cover all miscellaneous items, including spelling, sufficient details, clarity of drafting, and any other items relevant to state law, local ordinances, and professional survey practice. We have developed a "digital" method of map checking in order to be able to easily transmit all check data, including map mark-ups. In addition to making the communication between all parties far easier, and faster, the mark-ups are much easier for the submitting engineer/surveyor to read and understand. Typed corrections encourage "thoroughness" on the part of the checker, contributing to more thorough understanding by the user. We are the first, in this area, to have moved from hand marked maps to digital, and to date, remain the leaders in the area. Capability of the Proposed Team Johnson -Frank & Associates, Inc. has been a surveying and mapping firm since its inception in December 1975, and remains so today, with one hundred percent of our business being surveying and mapping. As a result of our emphasis on surveying and mapping, we are better equipped and better trained than most firms offering these services. With our top of the line equipment, trained personnel and principals and key employees having many years of both field and office surveying experience, our firm is ideally suited to provide services on a wide variety of projects. We are 5150 E. Hunter Ave. 9 Anaheim CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 1914F"f'� Johnson -Frank & Associates, Inc. WO_ '1WOn-Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency equipped for any type of survey in all types of terrain including Global Positioning Systems surveys with our Trimble Global Navigation System Satellite Receivers and Terrestrial Laser Scanning with our Riegl LMS-Z420i 3d laser scanner. In addition to our regular survey crews, we have the equipment and base personnel (management and party chiefs) to field up to three additional survey crews on very short notice. The size of our firm enables us to handle City projects in a quick and efficient manner. We are capable of fielding survey crews to the site within one day's notice. In addition, our association with the International Union of Operating Engineers affords us the ability to augment our core workforce with additional field personnel. This association with the Union also alleviates any Prevailing Wage issues that may arise as our employees are always compensated appropriately. Is Bigger always Better? - There is a lot of hype in the marketing of Engineering and Surveying services about capacity, and about how a larger firm is more capable to serve public agencies simply because they have more people. But the truth is, bigger is not necessarily better. These large engineering firms claim enormous capacity, but are generally bulky, and less flexible than smaller businesses. They can show large numbers of people in varied disciplines, and they have a highly paid marketing staff to "sell" that large staff and overhead as a "positive" to agencies and other clients. But the truth is, they cannot turn on a dime. They can show vast resources as available, but the simple fact is, they do not have resources "on the shelf' which are not already obligated to their other clients. That is a simple fact of business. If they did, they would be out of business very soon. On the other hand, our firm is not going to pretend we have a large number of people sitting around doing nothing waiting for your job. Our staffing level allows us to be agile, and with our depth of knowledge and experience in the specific field for which this RFP is addressed, we are able to shift priorities, reschedule tasks, and authorize overtime out of our budget, not yours, when necessary to meet any foreseeable needs. The City of Santa Ana is a priority client to us, not just one of the hundreds necessary to sustain a large firm. We do what it takes to satisfy our clients' needs, and we have a proven history of doing just this. A large firm, with its regionally based leadership and huge overhead is not necessary, or even logical, to service the surveying needs of the City of Santa Ana. The dedicated and flexible team of professionals that is Johnson -Frank & Associates, can and will service those needs efficiently, cost effectively, and give the City the priority service they deserve. 5150 E. Hunter Ave. 10 Anaheim, CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 -00 On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency SIMILAR PAST PROJECTS On -Call Services, Irvine Contact: Andrew Pham, Project Manager, (949) 724-7309 / apham@ci.irvine.ca.us City Surveyor: • Digital Submissions • Map Checking • Annexations • Lot Line Adjustments • Construction Staking • Subsidence Monitoring • Geodetic Control • Topo Mapping Over the past 44, years Johnson -Frank & Associates, Inc. has provided the City of Irvine with countless services including checking of Subdivision Maps, both digital and hard copy, checking of lot line adjustments, checking of legal descriptions and exhibits, indexing of centerline ties, boundary surveys, centerline alignment surveys, construction surveys, control surveys, and deformation/subsidence surveys. In 1980, Johnson -Frank & Associates, Inc. designed and implemented a city wide geodetic control network for the City. This network included 227 stations and was completed prior to the advent of GPS equipment. The survey was performed with Wild T-2 Theodolites and Electronic Distance Measuring equipment. We have subsequently tied this network to the California High Precision Geodetic Network (HPGN) and has been readjusted to the North American Datum of 1983 (NAD83) (1991.35 Epoch). In 1988, Johnson -Frank & Associates, began providing subsidence monitoring services for the City at the Turtle Rock housing development. This project consisted of $245,000 of monitoring surveys over 7 years. Federal Geodetic Control Subcommittee (FGCS) First order, Class II leveling procedures and high precision Sinco Tilt Meters were used to monitor the subsidence. Johnson -Frank & Associates, Inc. has provided construction surveying services on public works projects in the City including several bridges and numerous streets. These include Alton, including the Highway 73 overpass, Barranca, including the Interstate 5 overpass, Harvard, Irvine, Irvine Center, Jamboree, Main, including the Interstate 405 overpass, Portola, Sand Canyon, and Technology as well as many others throughout the City. 5150 E. Hunter Ave. 11 Anaheim, CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 Johnson -Frank On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency City of Santa Ana Contact: Mindy Ly, City of Santa Ana, (714) 647-5665 / mly@ci.santa-ana.ca.us John Gonzales, City of Santa Ana, (714) 647-5033 /jmgonzales@santa-ana.org Johnson -Frank has held numerous contracts with the City of Santa Ana last 23 years. Services have included laser scanning and topographic surveys of arterial streets, construction staking, monument preservation / Comer Records, boundary surveys and Records of Surveys, review of legal descriptions and exhibits, and general Land Surveying consulting. We have become intimately familiar with the City's procedures and needs with respect to all aspects of the services needed from their Surveying and Mapping Services consultant. Over the last 23 years we have always completed tasks for the City within budget, or under budget, and on time. All deliverables have been compiled using the City's CAD standards and processes. Recent past construction experience with the City of Santa Ana include: Wilshire Avenue & Borchard Avenue Water Main Improvements City Project No. 15-6452 - JFA No. 2010142.017 July 2015 - Provided lay -out surveying for new main line and crossing line construction. Chestnut Avenue Class II Bikeway City Project No. 13-6796 - JFA No. 2010142.019 November 2015 - Provided lay -out surveying for pavement reconstruction and new curb, gutter & sidewalk construction. Wilshire District Construction Support City Project No. 15-6452 & 15-6836 - JFA No. 2010142.025 October 2015 - Provided lay -out surveying for new cross -gutter and curb & gutter construction 5150 E. Hunter Ave. 12 Anaheim CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 %r On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency On -Call Services, City of Yorba Linda Reference: Rick Yee, City Engineer Mark Stowell, Former City Engineer (currently with the City of La Mirada) (714) 961-7170 / ryee@yorba-linda.org (562) 902-2385 mstowell@cityoflamirada.org s-rin 2006, Johnson -Frank was awarded a contract for on -call survey consultant services by tbzp City of Yorba Linda. Johnson -Frank has acted as an extension of City staff since then, performing numerous projects from detailed historical property rights research to construction staking services. Weir Canyon Road & Savi Ranch Parkway Intersection Improvements: This project included construction staking and support services for the reconstruction and re -alignment of this major arterial intersection in eastern Yorba Linda. The project also included monument preservation in compliance with California State Law. The project was completed on time and within budget at $61,000. Imperial Highway Excess Relinquishment: This project involved establishing and divesting the City's interest in lands between the sound walls on either side of Imperial Highway, and the adjacent private owners, from Yorba Linda Boulevard southerly to Kellogg Avenue. This project was completed on time and within budget at a total cost of $36,000. Landscape Maintenance Assessment Districts Study: This project involved extensive research into the origination of numerous parcels throughout the City for which the City has historically been providing landscape maintenance. The purpose of the study was to determine which parcels the City had a legal obligation to provide such services, and which parcels may in fact be the adjacent private owners' responsibility. The project was completed on time and within budget at $66,000 5150 E. Hunter Ave. 13 Anaheim, CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 Johnson -Frank & Associates, Inc. ,'- On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency On -Call Surveying Services under Contracts HD-6225, HD IC-01330, HD IC-01368, and HD IC-01521 Port of Long Beach, P.O. Box 570, Long Beach, CA 90801-0570 Johnson -Frank has held numerous on -call contracts with the Port of Long Beach over the years, dating back as early as 1990 at which time we were contracted to establish a Port wide geodetic control network. From 1990 to 2013 we have completed numerous projects with the Port ranging from topographic surveys of rail lines to the construction staking of Pier T. Phase I of Pier T: In 2000, Johnson -Frank was selected for a one-year on call surveying contract (HD-6225) for the construction surveying and as built mapping for Phase I of Pier T. The project included surveying for storm drains, sewer lines, waterlines, rough and finish grade, curb and gutter and quantity surveys for material payments. We were required to map all underground utilities as they were completed. We maintained these as -built drawings in AutoCAD 2000. More recently, a contract was awarded in November 2006 (HD-IC-01330), and a second contract was awarded in November 2007 (HD-IC-01368). Under these two contracts, four separate projects / tasks were completed. These included the re -observation and establishment of the Port wide Geodetic Control Network, general T&M personnel and crew services, Laser Scanning Topography, and a Topographic Survey of the Weyerhaeuser Terminal. Port Wide Geodetic Network: This project was completed in March 2007. The project involved the re -observation and re-establishment of the Port's Geodetic GPS Control Network. It included 48 monuments in and around the Port. The project generally followed the NOS NGS- 58 2cm guidelines. Deliverables included digital photos, descriptions, a complete control map, and data sheets for each station. In addition, values were published in NAD83 (2007), NAD83 (1991.35), NAD27, NGVD29 MLLW, and NAVD88. Topographic Survey of Weyerhaeuser Terminal: This project was completed in May 2008. It included topographic surveying of the approximately 19 acre active Weyerhaeuser Terminal. This project was extremely difficult given the active nature of the terminal and the need to work closely with Terminal staff to coordinate activities. In all, the project included 2,411 topo shots from 19 individual total station occupations throughout the terminal, as well as GPS observations from the topo control to the recently re-established Port Wide Geodetic Control Network. Most recently, a contract was awarded in April 2010 (HD-IC-01521). Under this contract, eight separate projects / tasks have been completed and one project / task is due to be completed by September 30s`. These projects have all been topographic surveying tasks, the first eight of which have been ground 5150 E. Hunter Ave. 14 Anaheim, CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 on -Frank to_ ? r On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency surveying, and the last, currently underway task, includes ground surveying together with aerial mapping and orthophotography. Ground and Aerial Topographic Survey for Pier E Redevelopment: This project will be completed by September 30, 2011. It includes field topographic surveying of all hard joins plus aerial photogrammetric mapping throughout the northerly current construction area, approximately 48 acres. The project also includes producing digital orthophotography at 0.12 foot pixel resolution for the entirety of the Middle Harbor Program, approximately 308 acres. This project is on an extremely tight time schedule with a Work Authorization of August 30th and a scheduled delivery date of September 30', only 30 days later. The photogrammetric consultant on this project is GeoSpatial Professional Solutions, Inc. (GPSi). Gerald Desmond Bridge Replacement Project: Johnson -Frank is currently involved in the 6-year, $800 million project for the replacement of the Gerald Desmond Bridge. With over 20 years of surveying and mapping experience within the Port of Long Beach, rl Johnson -Frank was chosen by Parsons -Brinkerhoff to provide surveying, mapping, and construction oversight for the construction management / project management team. One of the prime areas of performance is providing a unified boundary survey that will serve as the basis for all acquisitions, relinquishments, and the ultimate right of way configuration for the project. Once an area that consisted of normal subdivisions created by Tract Maps, the land that comprises the Port of Long Beach is now mostly all owned by the Port. Although the physical evidence of these old subdivisions has long since been destroyed, much of the cadastre throughout the area is still based on the historical subdivisions. Additionally, an assortment of adjudications, condemnations, and the creation of the Compromise Tideland Boundary Line by the California State Lands Commission all combine to create what is certainly a unique title environment. Johnson -Frank occupies a unique position in that they are currently responsible for unifying over 70 years of various conflicting boundary elements and creating a new cadastre for the area. Contact: Mr. Kim Holtz, Chief Surveyor, Port of Long Beach — (562) 283-7271 5150 E. Hunter Ave. 15 Anaheim, CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 Joh On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency On -Call Services, City of Anaheim Contact: Rick Hill, Anaheim City Surveyor - (714) 765-5284 / rwhill@anaheim.net In 2005, Johnson -Frank was awarded a contract for on -call survey/mapping services by the City of Anaheim. The contract gave the City Surveyor immediate access to our pool of resources. This allowed for greater flexibility and accommodation of resources for projects. Johnson -Frank and Associates acted as an extension of the City Surveyor's Office and was always able to respond to staff needs in a timely and professional manner. The following are a few examples of services provided to the City. Subdivision and Parcel Consolidation of Anaheim Stadium Properties: As part of our contract we worked closely with city staff at all levels of management to subdivide and consolidate the properties comprising the Anaheim Stadium complex. This major project involved numerous agencies and municipalities. It required the review of more than 25,000 pages of various legal records to determine their affect, if any, on the project and client goals. Through due diligence, several potential liabilities were able to be addressed before they could cause harm to title of the property. After resolving all title issues, conducting boundary and topographic surveys, encroachment analysis, and writing new legal descriptions, a parcel map was filed and recorded. This project was completed in 2008 at a cost of just over $160,000. City -Wide Sanitary Sewer Improvement Program: This project comprised several miles of new pipelines together with short segments to repair the aging infrastructure. Our ability to deploy substantial resources quickly meant that several construction sites were served simultaneously. Services provided included design topographic surveying, construction surveying, and monument preservation. With several thousands of feet of new sanitary sewer lines being laid simultaneously, quality assurance and quality control procedures were an integral part of daily activities. This project was completed in August 2009 at a total cost of $45,000. Santa Ana Canyon Road Rehabilitation and Realignment: Santa Ana Canyon Road serves as a major transportation artery for North Orange County. With more than 20,000 commuters each day relying on this corridor for access to regional services, surveying activities were - carefully managed to provide the greatest free flow of traffic while expediting the delivery of meaningful data to city design staff. The project took us through nearly 100 years of legal records and engineering notes in order to re-establish the historic dual alignments. , d Dozens of monuments and ties were found, reset, and re-established in an effort to perpetuate survey evidence and comply with state laws. Our noninvasive approach was appreciated by commuters and City staff alike. This project was completed in February 2010, at a total cost of L _ $36,000. With each call for service, Johnson -Frank implemented QA/QC measures to supply accurate and precise data in various digital and print formats as needed by City staff. 5150 E. Hunter Ave. 16 Anaheim, CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 Johnson -Frank & Associates, Inc. '. On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency Map Checking / Map Review Expertise and References One of Johnson-Frank's core competencies is subdivision map review and map checking. The firm began in 1975 for the sole purpose of providing timely map checking services to the City of Irvine. Over the years our services to the City, as well as to other clients, have grown. To this day, Johnson -Frank focuses an entire department on Map Checking, which still generates nearly 20% of our annual gross revenues. Timely and Accurate Review Upon Which Numerous Cities and Counties Rely Johnson -Frank currently serves the map checking needs of five cities and one county. These Cities and Counties are listed below with reference contact information: • County of Orange /Kevin Hills (714) 967-0824 • City of Irvine /Mark Carroll (949) 724-6410 • City of Mission Viejo /Rich Schlesinger (949) 470-3079 • City of Laguna Niguel /NickRenn (949) 362-4325 • City of San Marino / Carlos Alvarado (626) 960-1889 • City of Covina /Leo Tolentino (626) 384-5487 Relying on Johnson -Frank for map review is a sure thing. We have the full time, dedicated and trained staff to fulfill any local agency's needs and have been doing so for the City of Irvine for the past 39 years. 5150 E. Hunter Ave. 17 Anaheim, CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 �F> Johnson -Frank & Associates. Inc. On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency On -Call Map Checking Services, City of Irvine References: Andrew Pham, Project Manager (949) 724-7309 apham@ci.irvine.ca.us Rudy Romo, Project Manager (949) 724-7303 / rromo@ci.irvine.ca.us Johnson -Frank has worked with the City of Irvine for the last 42 years. During this time we have checked over 1,350 Tract and Parcel Maps for technical correctness. We have also worked very closely with the City on the development of both the former 1983, and the new 2009 Irvine Subdivision Ordinance and Manual. During the subdivision review process, we also play an important role to ensure the final map is in substantial conformance with the Tentative Map and the Conditions of Approval. One of the important Standard Conditions is to identify any controlling monuments that may be destroyed during construction. Monuments that appear to be in danger are highlighted and pointed out to the map preparer. We assure that measured ties from those endangered monuments to substantial monumentation are shown either on the map itself or on a Corner Record filed with the County. -_- - TRACT NO. 17179 —= I ;N_, 3 \� S� To achieve and maintain consistently high levels of performance, we developed and employ various check lists that incorporate the Professional Land Surveyor's Act, the Subdivision Map Act, and the Irvine Subdivision Manual. These checklists cover the wide variety of map checking services we perform, including Final Maps (Tract Maps), Parcel Maps, Legal Descriptions and Exhibits, as well as Lot Line Adjustment Applications and their corresponding Quitclaim Deeds. We also provide monumentation verification services to the City prior to monument bond exoneration. Map Checking staff and/or field survey crews field verify that the required monuments have been set. If our field findings indicate that monuments have not all been set, or if a Certificate of Correction is needed, we notify the map preparer and the City of those items. Any necessary Certificates of Correction are also reviewed by our Map Checking staff prior to final approval by the City and transmittal to the County for recordation. 5150 E. Hunter Ave. 18 Anaheim, CA 92807 (714) 777-8877 alanfrank@)ohnson-frank.com FAX: (714) 777-1641 44F"1W Johnson -Frank & Associates, Inc. 'IW On-Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency Survey Equipment and Software Our equipment inventory is such that we can fully equip three (3) to four (4) survey crews at all times. The equipment owned and utilized by Johnson -Frank & Associates, Inc. is the latest "state of the art" equipment. The combination of having highly qualified personnel using the best equipment available results in our being able to provide our clients with efficient, economical, and quality services. Some of the major items of our equipment include: Field Systems • Motorola Handie Talkie Radios (10+ mile range) (for all field and supervisory personnel) • All field chiefs, project managers, and support personnel equipped with cellular phones • All our survey vehicles are 4-wheel drive • All field crews equipped with laptop computers G.P.S. Twenty three (23) Trimble Dual Frequency P Code Global Positioning Satellite Receivers with RTK (Real Time Kinematic), OTF (On The Fly) Data Collection, and Airborne GPS capability. (4 full RTK systems, all of which are Real Time Network (RTN) Capable) Delorme laptop based vehicular navigation systems Total Stations & Theodolites • Geodimeter & Trimble Servo Driven, Robotic, and Reflectorless Total Stations • Wild T-3 Theodolites of 0.2 second accuracy (High order astronomic azimuth determination) Terrestrial 3D Laser Scanning • Riegl LMS Z420i 3D Laser Scanning System • Riegl RiSan Pro Scanning and Processing Software • Polyworks Scan Cloud Processing Software • Leica Cyclone and CloudWorx Software Levels QVe1-mnwireless i— I LOLL" �Trimble. • Leica DNA03 First Order Digital Bar Code Reading Level w/ Matched Calibrated Invar Rods • Leica NA3003 First Order Digital Bar Code Reading level w/ Matched Invar Rods • JENA NI002 First Order Precise Levels w/ Matched hivar Rods • Zeiss Ni 1 First Order Precise Level w/ Matched Invar Rods • Zeiss Self -Leveling Levels Office Systems • Desktop and Laptop Computer Systems, Windows 2000 server and peer to peer networking, 24/7 DSL internet connection with unlimited email file size capability • AutoCAD Civil 3D, Star*Net, Trimble Business Center, KwikStarSTAR"NET, *NE • TDS, Bentley Microstation, InRoads, ESRI ArcGIS Arc • Hewlett-Packard Design Jet Color E Size Drafting Plotters AutoCAD' • Xerox large format (42" wide) Color Scanner / Copier rtwi G I s� Civil 3D 5150 E. Hunter Ave. 19 Anaheim, CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 _ ' r On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency 5150 E. Hunter Ave. 20 Anaheim, CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 w n-Frank ' On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency Exhibit A - Certification and Pricing See separate sealed envelope. 5150 E. Hunter Ave. 26 Anaheim CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 _A, n-Frank _ ' r On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency Exhibit B — References Orange County Surveyor's Office (OCS) Kevin Hills, Orange County Surveyor.................................(714) 967-0824 / kevin.hills@ocpw.ocgov.com John Canas (former Orange County Surveyor)..............................................................jcanas@socal.rr.com Ray Mathe (former Orange County Surveyor)........................................................... pls6185@hotmail.com Local Cities Mindy Ly, Engineer, City of Santa Ana ....................................... (714) 647-5665 / mly@ci.santa-ana.ca.us John Gonzales, Surveyor, City of Santa Ana ........................... (714) 647-5033 /jmgonzales@santa-ana.org Andrew Pham, City of Irvine..........................................................(949) 724-7309 / apham@ci.irvine.ca.us Rick Hill, Anaheim City Surveyor......................................................(714) 765-5284 / rwhill@anaheim.net Rich Schlesinger, City of Mission Viejo ................. (949) 470-3079 / rschlesinger@cityofmissionviejo.org Jeff Sortman, City Surveyor, Long Beach ......................(562) 570-3093 / Jeffery.Sortman@longbeach.gov Port of Long Beach Kim Holtz......................................................................................... (562) 283-7271 / kim.holtz@polb.com Jon Hornecker........................................................................... (562) 283-7255 / Jon.Hornecker@polb.com Ken Blake (Gerald Desmond Bridge Project) ........................ (707) 934-7893 / ken.blake@gdbrproject.com Metropolitan Water District of Southern California Julio Castillo................................................................................. (909) 392-2590 /jastillo@mwdh2o.com Mike McClue.............................................................................. (909) 392-2498 / mmcclue@mwdh2o.com US Army Corps of Engineers Alan Nichols, LA District ................................................. (626) 401-4010 / alan.a.nichols@usace.anny.mil Vulcan Materials Co. Larry Lao.............................................................................................(323) 855-4553 / laol@vmcmail.com 5150 E. Hunter Ave. 27 Anaheim, CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 Johnson -Frank On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency Exhibit C - Proposers Statement The only exceptions we have to the proposed contract are relative to named additional insureds requested in the insurance endorsements. We have attached sample insurance certificates, which are already in place with, and previously accepted by, the City of Santa Ana. Our endorsement reads "City of Santa Ana, its officers and employees". The proposed contract requests this to read "City of Santa Ana, its officers, employees, agents, volunteers, and representatives". However, agents, volunteers, and representatives could literally be anyone, and are too broad to qualify as persons or organizations to whom Additional Insured status would extend. 5150 E. Hunter Ave. 28 Anaheim, CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 °" Johnson -Frank 2 ' On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency Exhibit D — Non -Collusion Affidavit 5150 E. Hunter Ave. 29 Anaheim, CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 Appendix ATTACHMENT 3-1: NON -COLLUSION AFFIDAVIT CERTIFICATIONS NON -COLLUSION AFFIDAVIT (Title 23 United States Code Section 112 and Public Contract Code Section 7106) To the CITY OF SANI'A ANA DEPARTMENT OF PUBLIC WORKS In accordance with Title 23 United States Code Section 112 and Public Contract Code 7106 the BIDDER declares that the bid is not made in the interest of, or on behalf of, any undisclosed person, partnership, company, association, organization, or corporation; that the bid is genuine and not collusive or sham; that the BIDDER has not directly or indirectly induced or solicited any other BIDDER to put in a false or sham bid, and has not directly or indirectly colluded, conspired, connived or agreed with any BIDDER or anyone else to put in a sham bid, or that anyone shall refrain from bidding; that the BIDDER has not in any manner, directly or indirectly, sought by agreement, communication, or conference with anyone to fix the bid price of the BIDDER or any BIDDER, or to fix any overhead, profit, or cost element of the bid price, or of that of any other BIDDER, or to secure any advantage against the public body awarding the contract of anyone interested in the proposed contract; that all statements contained in the bid are true; and, further, that the BIDDER has not, directly or indirectly, submitted his or her bid price or any breakdown thereof, or the contents thereof, or divulged information or data relative thereto, or paid, and will not pay, any fee to any corporation, partnership, company association, organization, bid depository, or to any member or agent thereof to effectuate a collusive or sham bid. Note: The above Non -collusion Affidavit is part of the Proposal. Signing this Proposal on the signature portion thereof shall also constitute signature of this Non -collusion Affidavit. BIDDERS are cautioned that making a false certification may subject the certifier to criminal prosecution. Signed State of California ` County of 0�-b17_1)f�� 0�1i'1` Subscribed and swortr t - (or affirmed) before me on this Z-3 day of 20n, by !k((e bt, D. FOM L, proved to me on the basis of satisfactory evidence to be the perso5Kwho appeared before me. t K otary Public ignature trSNONE SMNEY Notary Public -California Orange County Commission a 2201543 My Comm. Expires Jul 11,2@t + Notary Public Seal City of Santa Ana RFP Page A3-1 2 On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency Exhibit E — Non -Lobbying Certification I Appendix ATTACHMENT 3-2: NON -LOBBYING CERTIFICATION CERTIFICATIONS The prospective participant certifies. by signing and submitting this bid or proposal. to the best of his or her knowledge and belief. that: L No federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any federal agency, a Member of Congress, an officer or employee of Congress. or an employee of a Member of Congress in connection with the awarding of any federal contract. the making of any federal grant, the making of any federal loan. Elie entering into of any cooperative agreement, and the emmsion, continuation. renewal, amendment, or much fleation of my federal contract, grant, loan, or cooperative agreement. 2. If any funds other than federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence any officer or employee of any federal agency, a Member of Congress, an officer or employee of Congress. or an employee of a Member of Congress in connection with this federal contract, grant loan. loan or cooperative agreement, the undersigned shall complete and submit a "Disclosure of Lobbying Activities". This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by Section 1352, Title 31. U. S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. The prospective participant also agrees by submitting his or her bid or proposal that he or she shall require that the language of this certification be included in all lower tier subcontracts, which exceed $100,000 and that all such sub recipients shall certify and disclose accordingly. Johnson -Frank & Assoc.. Inc. Signed and Printed Name: (y1 Alan D. Frank Title October 22, 2019 City of Santa Ana RFP Page A3-2 5150 E. Hunter Ave. 31 Anaheim. CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 F Johnson -Frank & Associates Inc. .,' On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency Exhibit F — Non-discrimination Certification Appendix ATTACHMENT 3-3: NON-DISCRIMINATION CERTIFICATION CERTIFICATIONS The undersigned consultant or corporate officer, during the performance of this contract. certifies as follows: The Consultant shall not discriminate against any employee or applicant for employment because of race, color, religion, sex, or national origin. The Consultant shall take affirmative action to ensure that applicants are employed, and that employees are treated during employment without, regard to their race, color, religion, sex. or national origin. Such action shall include, but not be limited to, the following: employment, upgrading, demotion, or transfer: recruitment or recruitment advertising: layoff or termination; rates of pay or other forms of compensation: and selection for training. including apprenticeship. The Consultant agrees to post in conspicuous places, available to employees and applicants for employment, notices to be provided setting forth the provisions of this nondiscrimination clause. 2. The Consultant shall, in all solicitations or advertisements for employees placed by or on behalf of the Consultant, state that all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, or national origin. 3. The Consultant shall send to each labor union or representative of workers with which he/she has a collective bargaining agreement or other contract or understanding, a notice to be provided advising the said labor union or workers' representatives of the Consultants commitments under this section. and shall post copies of the notice in conspicuous places available to employees and applicants for employment. 4. The Consultant shall comply with all provisions of Executive Order 11246 of September 24, 1965, and of the rules. regulations, and relevant orders of the Secretary of Labor. 5, The Consultant shall furnish all information and reports required by Executive Order 11246 of September 24. 1965, and by rules, regulations. and orders of the Secretary of Labor, or pursuant thereto, and will permit access to his/her books, records. and accounts by the administering agency and the Secretary of Labor for purposes of investigation, to ascertain compliance with such rules, regulations, and orders. 6. In die event of the Consultant's non-compliance with the nondiscrimination clauses of this contract or with any of the said rules, regulations, or orders, the contract may be canceled, terminated, or suspended in whole or in part and the Consultant may be declared ineligible for further Government contracts or federally assisted construction contracts in accordance with procedures authorized in Execution Order 11246 of September 24. 1965. and such other sanctions may be imposed and remedies invoked as provided in Executive Order 11246 of September 24. 1963, or by rule, regulations. or order of the Secretary of Labor. or as otherwise provided by law. 7. The Consultant shall include the portion of the sentence immediately preceding paragraph (1) and the provisions of paragraphs (1) through (7) in every subcontract or purchase order unless exempted City of Santa Ana RFP Page A3-3 5150 E. Hunter Ave. 32 Anaheim, CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 00 Johnson-F %r On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency by rules, regulations. or orders of the Secretary of Labor issued pursuant to Section 204 of Executive Order 11246 of September 24, 1965. so that such provisions will be binding upon each subcontract or purchase order as the administering agency may direct as means of enforcing such provisions, including sanctions for noncompliance; provided. however, that in the event the Consultant becomes involved in, or is threatened with, litigation with a sub -consultant or vendor as a result of such direction by the administering agency, the Consultant may request that the United States enter into such litigation to protect the interests of the United States. 8. Pursuant to California Labor Code Section 1735. as added by Chapter 643 Slats. 1939, and as amended, No discrimination shall be made in the employment of persons upon public works because of race. religious creed, color, national origin, ancestry, physical handicaps. mental condition, marital status, or sex of such persons, except as provided in Section 1420. and any consultant of public works violating this Section is subjje/ecct to all the penalties imposed for a violation of the Chapter. Signed: /I ?" Alan D. Frank Title: President Firm: Johnson -Frank & Assoc., Inc. Date: October 22, 2019 City of Santa Ana RFP Page A34 E 5150 E. Hunter Ave. 33 Anaheim. CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 Johnson -Frank On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency Exhibit G - Sample Insurance Endorsement 5150 E. Hunter Ave. 34 Anaheim, CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777.1641 Jonnson-i-ranK & HSSOCIateSe Inc. On -Call Construction Surveying Services RFP No. 19-090 Santa Ana Public Works Agency A eoc oe CERTIFICATE OF LIABILITY INSURANCE THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER, THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND. EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPORTANT: If the certiDwle holder Is an ADDITIONAL INSURED, the poll y(les) must have ADDITIONAL INSURED provisions or be endonad. H SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer nBhte to the certificate holder In lieu of auch r ndi nementhil. PRODUCER CA IOSUfBnCe S2NCBS CT XA"3Ie Betty Tran IN Vantls, Suite 250 A uct Viejo, CA 9265E PONE FAX qe, Ex0: 949-297.5962 (A,o, Ni949-297-5950 EN R. ANDRESS: berry.lrm@sNUsa. COm _ INWRERIS)AFMADINGCOVERAGE Ni www.wausa.mm CA Liwnee OOE67768 INSURM A: RLI Insurance Company 1305E uninued _ Johnson -Frank 8 Associates, Inc ....RB' 5150 E. Hunter Avenue xsaflEfl o: _ Anaheim CA 92807 INURERE' xa"RPA IF COVERAGES CERTIFICATE NUMBER: 4sRBREBR REVISION NIIMRFR- THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS. EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HOVE BEEN REDUCED BY PAID CLAIMS INamR Core OF INSURANCE POLRYNUMSM YVn NIgr�D YE"YPY UNITE A .. ✓ caxLaRaALGesEnuueelLnr ✓ PSS0001301 12J112018 1211nO19 EAC„OCCURRENCE 11,000000 u4w.AwDF ✓1occlm Scheduled Al Endt ffir SLEa orm, s1.000,W0 aPP83130212 -- - - PrlmMonCon MFDEXPI si 31o00D Professional Services ✓. War of Subr I peHonnetl by the Insured PFR$ONALaAW xn_av_31.000000 GENLAGGREWTEUNITAPPLGSPER are E%GUdad gp9uw;acgrlcGAre _F2.00o,0t10 _ _POLICY V PIE"CT ✓ LOG PRODUcrS.COMPRWA00 s2.000000 OmER s A Amoeoawu.Wmrt ✓ ✓ PSA0001078 121tn018 12/12018 sT.000000 ANY Auto Daugnaled insured Entll _=INxEUaU eoORrlruwvlP. vr+>ml 3 ONNEU SWEOULEO :ICA20,181013, Pnm/NonCol _ UIn3 ONLY _ AVI03 and BIM War of Subr gOOILY nLIIALY jPerettipmll 3 'HIREn NON-0NMEn J uTos ONLY ✓, Aurmsmi Included on pg2 of Form OPERTY PRpAAC ME S IPgr --•aal PfImMonCon V Wvr of Subr I i1PPA300W13 s A VueaELIALws ✓ OCCUR PSEDD01230 12Jf2018 :12/1n019 EIGHODGURRENCE 14_000000 ✓ "Does Cue cL,Ns.„N„F Excuues Professional _ iAGfflEWTE sq 000000 DED RETFxrIONs Liability-- A NeAnw ✓ PSW0002288 12/12018 12l1n019 ✓ caH ANOWRLwMA y/N WENBr OI SIII)rOgaIIM -_BER ATUM . INnfNPLOYERe'WeelrY ANYFROFRIEiOWPPATNEREREGN'IYE GFHCENNEMew ExcLucErn �Y NIA Endt NWC040306DIEF. EL EACH ACCIDENT r1-000'" _. (Yandabyh NX) EL MIDU E-EAEMPLOYCE -11000.000. IIY- Yea"eb.L. DESCRIPTION OF OPEPAn9NEhlrr ELDIGu-POUCYLIMII a1.0000oD A Prlsfexani Liability RDP0034448 12/1n018 12l1n019 52,000.000 Each Claim Cla,.Made 32,000.000 Aggregate DncfllPrrox aPovERAnaxalLocpnoxs rvwlcLes iacoRD uT.Anxuenn Mmem. xnax,Ia. may m eneFlX4emaaapea x xnA.el Certificate Helder is an Additional Insured with respect to G rneral Liability (CL) and Automobile Liability but only when required by wimen centred with the Insured pdorm an occurrence as per Endorsements noted above. GL includes Separation Df Insureds and Contractual Liability per limitations in the BusinenOwnem' Coverage term. A Workers Cwpanselion Waiver of Subrogation as noted above is included ter the person or organkatOn named in the Schedule that an parties to a contract requiringg Ihis Endorsement, provided that mnlnct is executed baron the loss. Coverage m subject all policy terms, conditions, limitations and exclusions. 3U Day NOOoe of Cancei Days for Nan -Payment in accordance with Policy prwisons. CERTIFICATE HOLDER CANCELLATION RFP 17-009 and Agteemenl AA-2011-09BJRA-20A-159 Clly of Santa Ana, its officers and employees PaBOX 1988 M-35 Santa Ana CA 92702 SHOD MAW Of THE ABOVE DESCRIBED POLICIES BECANCELLEO BEFORE THE EXHRATION OATS THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE POLICY PBOWSIONS. AUnI°RIZEa PEPflEEENipiIVEii��p/� VC AIIae K, 1 ram �xFh C 1988-2015 ACORD CORPORATION. All rights reserYW- ACORD 25 (20161031 The ACORD name and logo an ragtetered marks of ACORD 5150 E. Hunter Ave. 35 Anaheim. CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 EXHIBIT C i1 On -Call Land Surveying Services The City of Santa Ana Alternative Schedule of Hourly Rates for Services by our Company for the City of Santa Ana Contract Duration, approximately December 2023 to November 2028 Principal Licensed Surveyor / Survey Manager Licensed Surveyor / Survey Manager Senior Technician Technician/CAD/GIS Operator One Person Survey Party w/equipment Two Person Survey Party w/equipment Three Person Survey Party w/equipment Clerical/Delivery Sub -consultants (GPSi Photogrammetry and LiDAR) and Reimbursable Items GPS Equipment (1 unit per person included in above crew rates) $341.07 $206.26 $163.65 $109.21 $217.94 $406.95 $593.95 $150.56 Cost $ 1 00/unit/day Authorized overtime shall be charged at 1.5 times the regular rate except for Sundays and/or holidays. Rates for Sunday and for holidays shall be 2.0 times the regular rates. Daily overtime billing for field survey work during Monday through Friday does not commence until 8 hours of on -site work has been completed. Rates may only be changed by mutual consent. 5150 E. Hunter Ave. Anaheim, CA 92807 (714) 777-8877 alanfrank@johnson-frank.com FAX: (714) 777-1641 Burrola, Melissa From: City of Santa Ana < certificate- request@ctrax.jdidata.com> Sent: Thursday, May 18, 2023 1:27 PM To: alanfrank@johnson-frank.com; betty-tran@ioausa.com; Gilbert, Hayley; Burrola, Melissa Subject: Internal Notice of Compliance NOTICE OF COMPLIANCE CITY STAFF: PRINT THIS PAGE AND INCLUDE WITH AGREEMENT TO THE CLERK OF THE COUNCIL Contractor Johnson -Frank & Associates, Inc. Name: Project TBD (096) Number: Project Agreement With Johnson -Frank & Associates, Inc., To Provide On -Call Name: Professional Land Surveying Services The Certificate of Insurance (COI) submitted indicates that the coverages are in compliance with the insurance requirements. No further action is required at this time. The compliant coverage(s) are: TYPE OF INSURANCE AUTOMOBILE LIABILITY GENERAL LIABILITY PROFESSIONAL LIABILITY CLAIMS -MADE WORKERS COMPENSATION AND EMPLOYERS' LIABILITY POLICY NUMBER PSA0001078 PSB0001301 RDP0049100 P S W 0002298 W AI V EROFSUBROGATION 1000000YENDT EXPIRATION COI FILE DATE DATE NAME Johnson 12/01/2023 11/29/2022 Frank COI - 12 O1 23.pdf Johnson 12/01/2023 11/29/2022 Frank COI - 12 01 23.pdf Johnson 12/01/2023 11/29/2022 Frank COI - 12_01 23.pdf Johnson 12/01/2023 11/29/2022 Frank_COI - 12 01 23.pdf 1