HomeMy WebLinkAboutPACIFIC HYDROTECH CORP.INSURANCE NOT REQUIRED
WORK MAY PROCEED
CITY CLERK
DATE:
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IMAM E RI CAN
BUSINESS BANK
ESCROW AGREEMENT FOR
SECURITY DEPOSITS IN LIEU OF RETENTION
A-2023-070
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This Escrow Agreement is made and entered into by and between City of Santa Ana , whose
N address is 20 Civic Center Plaza M-22 Santa Ana, CA 92701 hereinafter called
f "Owner," Pacific Hydrotech Corporation whose address is 314 E. 3rd St Perris, CA 92570
CD
CD hereinafter called "Contractor," and American Business Bank whose address is 400 S. Hope Street., Suite
_D
d 300, Los Angeles, CA 90071, hereinafter called "Escrow Agent."
For the consideration hereinafter set forth, the Owner, Contractor, and Escrow Agent agree as follows:
(1) Pursuant to Section 22300 of the Public Contract Code of the State of California, Contractor has
the option to deposit securities with Escrow Agent as a substitute for retention earnings required to be
withheld by Owner pursuant to the Construction Contract entered into between the Owner and Contractor for
Project: C2304-Well 32 Rehabilitation at
2601 N. Westwoad Avc Santa Ana, CA 92706&2401 N. Bristol Storer Santa Ana. CA 92706 Project No. (13-6433
Contract No. _ in the amount of $ 12,795,865.00
dated 05/08/2023
(hereinafter referred to as the "Contract"). Alternatively, on written request
of the Contractor, the Owner shall make payments of the retention earnings directly to the Escrow Agent.
When the Contractor deposits the securities as a substitute for Contract earnings, the Escrow Agent shall
notify the Owner within 10 days of the deposit. The market value of the securities at the time of the
substitution shall be at least equal to the cash amount then required to be withheld as retention under the terms
of the Contract between the Owner and Contractor. Securities shall be held in the name of the Owner, and
shall designate the Contractor as the beneficial owner.
(2) The Owner shall make progress payments to the Contractor for those funds which otherwise
would be withheld from progress payments pursuant to the Contract provisions, provided that the Escrow
Agent holds securities in the form and amount specified above.
(3) When the Owner makes payment of retention earned directly to the Escrow Agent, the Escrow
Agent shall hold them for the benefit of the Contractor until the time that the escrow created under this
contract is terminated, subject to the Owner's rights under Paragraph 7 below. The Contractor may direct the
investment of the payments into securities. All terms and conditions of this agreement and the rights and
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responsibilities of the parties shall be equally applicable and binding when the Owner pays the Escrow Agent
directly.
(4) Contractor shall be responsible for paying all fees for the expenses incurred by Escrow Agent in
administering the Escrow Account and all expenses of the Owner. These expenses and payment terms shall
be determined by the Owner, Contractor, and Escrow Agent.
(5) The interest earned on the securities or the money market accounts held in escrow and all interest
earned on that interest shall be for the sole account of Contractor and shall be subject to withdrawal by the
Contractor at any time and from time to time without notice to the Owner.
(6) Contractor shall have the right to withdraw all or any part of the principal in the Escrow Account
only by written notice to Escrow Agent accompanied by written authorization from the Owner to the Escrow
Agent that Owner consents to the withdrawal of the amount sought to be withdrawn by Contractor.
(7) The Owner shall have a right to draw upon the cash or securities in the event that the Owner
declares the Contractor to be in default/breach of the Contract. Upon seven days' written notice to the Escrow
Agent from the Owner declaring that the Contractor is in default/breach of the Contract, the Escrow Agent
shall immediately convert the securities to cash and shall distribute the cash as instructed by the Owner.
(8) Upon receipt of written notification from the Owner certifying that the Contract is final and
complete, and that the Contractor has complied with all requirements and procedures applicable to the
Contract, Escrow Agent shall release to Contractor all securities and interest on deposit less escrow fees and
charges, of the Escrow Account.- The escrow. shall be closed immediately upon disbursement of all moneys
and securities on deposit and payments of fees and charges.
(9) Escrow Agent shall rely on the written notifications from the Owner and the Contractor pursuant
to Sections (5) through (8), inclusive, of this agreement and the Owner and Contractor shall hold Escrow
Agent harmless from Escrow Agent's release and disbursement of the securities and interest as set forth
above.
(10) The names of the persons who are authorized to give written notice or to receive written notice
on behalf of the Owner and on behalf of Contractor in connection with the foregoing, and exemplars of their
respective signatures are shown below. Such names may be changed by written notice to other parties.
6/14/2019 Page 2 of 3 302.2A
On behalf of Owner:
Name: Noll-11 sakm.
Title:SP(u'+1ye' I YI I_
A's
1 Signature: 4,
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Address: %Q Ova,COT( 1 lam
Savi-a Ana l CR 9y7oI
Telephone:
On behalf of Escrow Agent:
Name: Elaine Lopez
Title: FVP/ ent p �nceAdn>inistrator
Signature:
Address: 4 S. ope Street, Suite 300
Los Angeles, CA 90071
Telephone: (213) 430- 4000
On behalf of Contractor:
Name: June Diaz
Title: Chief Financial Officer
Signature:
Addres . E r re t
Perris, A 92570
Telephone: (951) 943-8803
At the time the Escrow Account is opened. the Owner and Contactor shall deliver to the Escrow
Agent a fully executed counterpart ofthis Agreement.
IN WITNESS WHEREOF, the parties have executed this Agreement by their proper officers on the
date first set forth above.
On behalf of Owner:
Name: NA VII sok
Title: 6c +iyt? Dw�7W1G Wolrk(
?signature: t d; t a ✓7A
On behalf of Owner:
Name: Kristine Ridge
Title: City Manager
Signature:
On behalf of Contractor:
Name: June Diaz
Title: C iefgitt ct Officer
Signa
ATTEST:
Jenni4 _ Jose Montoya
Jerk \o Assistant City Attorney
6/14P019 Pave 3 of 3 302 2A