Loading...
HomeMy WebLinkAboutItem 20 - On-Call Grant Writing Services Public Works Agency www.santa-ana.org/pw Item # 20 City of Santa Ana 20 Civic Center Plaza, Santa Ana, CA 92701 Staff Report September 20, 2022 TOPIC: On-Call Grant Writing Services AGENDA TITLE Approve Agreements with Townsend Public Affairs, Inc., Engineering Solutions Services, Inc., and MNS Engineers, Inc. for On-Call Grant Writing Services for a Total Amount Not to Exceed $2,375,000 for up to a Five-Year Term (General and Non-General Fund) RECOMMENDED ACTION Authorize the City Manager to execute agreements with Townsend Public Affairs, Inc., Engineering Solutions Services, Inc., and MNS Engineers, Inc. to provide on-call grant writing and grant management services for a three-year period beginning September 20, 2022 and expiring September 19, 2025, with provisions for one, two-year renewal period exercisable by the City Manager and City Attorney, with a shared aggregate amount not to exceed of $2,375,000, subject to non-substantive changes approved by the City Manager and the City Attorney. DISCUSSION The Public Works Agency’s Water Resources Division oversees and maintains the daily operations of the City’s water and sanitary sewer systems. The water and sewer enterprises are funded through ratepayer revenues which provide for water and sewer system maintenance, enterprise operations, and capital improvements. However, with the amount of grant and low-interest loan funding currently available, it can be fiscally beneficial to pursue outside funding for service improvements, pilot programs, or to simply lower City-funded costs for existing or planned projects. Awarding contracts to the recommended firms will enable the Public Works Agency to utilize professional grant writing and management services to secure additional funding for Public Works projects and programs. On June 29, 2022, the Public Works Agency issued Request for Proposals (RFP) 22-064 for on-call water, sewer, and public works grant writing services. The RFP was advertised on the City’s online bid management and publication system with bids due on July 25, 2022. System records indicate 10 vendors downloaded proposal files. Six proposals were received and evaluated by a selection committee. Based on the criteria as outlined in the RFP, all of the proposals received were categorized as responsive, and their respective scores are as follows: On-Call Grant Writing Services September 20, 2022 Page 2 2 9 6 2 FIRM LOCATION SCORE Townsend Public Affairs, Inc.Newport Beach, CA 94 Engineering Solutions Services, Inc.Laguna Hills, CA 88 MNS Engineers, Inc.Thousand Oaks, CA 86 California Consulting Services, Inc.El Segundo, CA 70 Global urban Strategies, Inc.Alhambra, CA 66 Attaché Partners Cheney, WA 57 In accordance with the RFP scores, staff recommends entering into agreements with Townsend Public Affairs, Inc., Engineering Solutions Services, Inc., and MNS Engineers, Inc. to provide on-call grant writing and grant management services for the Public Works Agency (Exhibits 1, 2, and 3). The proposals demonstrated high levels of technical competency and experience performing similar services. The proposals contained a clear path toward achieving City goals and objectives as required by the RFP. In addition, Townsend Public Affairs, Inc. and Engineering Solutions Services, Inc. have provided similar services for the City in the past with great success. ENVIRONMENTAL IMPACT There is no environmental impact associated with the action. FISCAL IMPACT Funds are budgeted and available for expenditure in the current fiscal year and will be budgeted in future fiscal years, including the renewal option, based on the needs of the respective Public Works divisions. The following is an estimate of expenditures by fiscal year: Fiscal Year Accounting Unit - Account # Fund Description Accounting Unit, Account Description Amount Contract (3-Year Term) 2022-23 (Sept-June)06017645-62300 Water Fund Water Admin & Engineering, Contract Services-Professional $250,000 2022-23 (Sept-June)01117651-62320 General Fund Park Maintenance Services Enhancement, Contract Services- Professional $90,000 2022-23 (Sept-June)07517100-62300 Fleet Maintenance Equip Maint-Garage Operation, Contract Services-Professional $90,000 On-Call Grant Writing Services September 20, 2022 Page 3 2 9 6 2 Fiscal Year Accounting Unit - Account # Fund Description Accounting Unit, Account Description Amount 2023-24 06017645-62300 Water Fund Water Admin & Engineering, Contract Services-Professional $275,000 2023-24 01117651-62320 General Fund Park Maintenance Service Enhancement, Contract Services- Professional $100,000 2023-24 07517100-62300 Fleet Maintenance Equip Maint-Garage Operation, Contract Services-Professional $100,000 2024-25 06017645-62300 Water Fund Water Admin & Engineering, Contract Services-Professional $275,000 2024-25 01117651-62320 General Fund Park Maintenance Service Enhancement, Contract Services- Professional $100,000 2024-25 07517100-62300 Fleet Maintenance Equip Maint-Garage Operation, Contract Services-Professional $100,000 Optional Two-Year Extension 2025-26 06017645-62300 Water Fund Water Admin & Engineering, Contract Services-Professional $275,000 2025-26 01117651-62320 General Fund Park Maintenance Service Enhancement, Contract Services- Professional $100,000 2025-26 07517100-62300 Fleet Maintenance Equip Maint-Garage Operation, Contract Services-Professional $100,000 On-Call Grant Writing Services September 20, 2022 Page 4 2 9 6 2 Fiscal Year Accounting Unit - Account # Fund Description Accounting Unit, Account Description Amount 2026-27 06017645-62300 Water Fund Water Admin & Engineering, Contract Services-Professional $275,000 2026-27 01117651-62320 General Fund Park Maintenance Service Enhancement, Contract Services- Professional $100,000 2026-27 07517100-62300 Fleet Maintenance Equip Maint-Garage Operation, Contract Services-Professional $100,000 2027-28 (July – Sept) 06017645-62300 Water Fund Water Admin & Engineering, Contract Services-Professional $25,000 2027-28 (July – Sept) 01117651-62320 General Fund Park Maintenance Service Enhancement, Contract Services- Professional $10,000 2027-28 (July – Sept) 07517100-62300 Fleet Maintenance Equip Maint-Garage Operation, Contract Services-Professional $10,000 Total:$2,375,000 EXHIBIT(S) 1. Agreement with Townsend Public Affairs, Inc. 2. Agreement with Engineering Solutions Services, Inc. 3. Agreement with MNS Engineers, Inc. Submitted By: Nabil Saba, P.E., Executive Director – Public Works Agency Approved By: Kristine Ridge, City Manager 1 AGREEMENT WITH TOWNSEND PUBLIC AFFAIRS TO PROVIDE ON CALL GRANT WRITING SERVICES THIS AGREEMENT is made and entered into this 20th day of September 2022 by and between Townsend Public Affairs, Inc., a California corporation (“Consultant”), and the City of Santa Ana, a charter city and municipal corporation organized and existing under the Constitution and laws of the State of California (“City”). RECITALS A. On June 29, 2022, the City issued Request for Proposal No. 22-064, by which it sought a consultant having special skill and knowledge in the field of Water, Sewer and Public Works grant writing services. B. Consultant submitted a responsive proposal that was among those selected by the City. Consultant represents that it is able and willing to provide the services described in the scope of work that was included in RFP No. 22-064. C. In undertaking the performance of this Agreement, Consultant represents that it is knowledgeable in its field and that any services performed by Consultant under this Agreement will be performed in compliance with such standards as may reasonably be expected from a professional contracting firm in the field. NOW THEREFORE, in consideration of the mutual and respective promises, and subject to the terms and conditions hereinafter set forth, the parties agree as follows: 1. SCOPE OF SERVICES Consultant shall perform the tasks and obligations including all labor, materials, tools, equipment, and incidental customary work required to fully and adequately complete the services described in RFP No. 22-064, which is attached as Exhibit A, and as more specifically delineated in Consultant’s proposal, which is attached as Exhibit B and incorporated in full. 2. COMPENSATION a. City agrees to pay, and Consultant agrees to accept as total payment for its services under this Agreement, the rates and charges identified in Exhibit C. Consultant is one of three (3) consultants selected to provide grant writing services on an on-call basis under RFP 22- 064. The total compensation for these services provided by all such contracts selected under RFP 22-064 shall not exceed the shared aggregate amount of Two Million, Three Hundred Seventy-Five Thousand Dollars and Zero Cents ($2,375,000) during the term of the Agreement, including any extension periods. b. Payment by City shall be made within forty-five (45) days following receipt of proper invoice evidencing work performed, subject to City accounting procedures. Payment need not be made for work that fails to meet the standards of performance set forth in the Recitals 2 and Scope of Work, which may reasonably be expected by City. 3. TERM This Agreement shall commence on the date first written above and terminate on September 19, 2025, unless terminated earlier in accordance with Section 17, below. The term of this Agreement may be extended for one (1) two-year period upon a writing executed by the City Manager and City Attorney. 4. PREVAILING WAGES Consultant is aware of the requirements of California Labor Code Section 1720, et seq., and 1770, et seq., as well as California Code of Regulations, Title 8, Section 16000, et seq., (“Prevailing Wage Laws”), which require the payment of prevailing wage rates and the performance of other requirements on “public works” and “maintenance” projects. If the services being performed are part of an applicable “public works” or “maintenance” project, as defined by the Prevailing Wage Laws, and the total compensation is $1,000 or more, Consultant agrees to fully comply with such Prevailing Wage Laws. Consultant shall defend, indemnify and hold the City, its elected officials, officers, employees and agents free and harmless from any claim or liability arising out of any failure or alleged failure to comply with the Prevailing Wage Laws. 5. INDEPENDENT CONSULTANT Consultant shall, during the entire term of this Agreement, be construed to be an independent consultant and not an employee of the City. This Agreement is not intended nor shall it be construed to create an employer-employee relationship, a joint venture relationship, or to allow the City to exercise discretion or control over the professional manner in which Consultant performs the services which are the subject matter of this Agreement; however, the services to be provided by Consultant shall be provided in a manner consistent with all applicable standards and regulations governing such services. Consultant shall pay all salaries and wages, employer's social security taxes, unemployment insurance and similar taxes relating to employees and shall be responsible for all applicable withholding taxes. 6. OWNERSHIP OF MATERIALS This Agreement creates a non-exclusive and perpetual license for City to copy, use, modify, reuse, or sublicense any and all copyrights, designs, and other intellectual property embodied in plans, specifications, studies, drawings, estimates, and other documents or works of authorship fixed in any tangible medium of expression, including but not limited to, physical drawings or data magnetically or otherwise recorded on computer diskettes, which are prepared or caused to be prepared by Consultant under this Agreement (“Documents & Data”). Consultant shall require all subconsultants to agree in writing that City is granted a non-exclusive and perpetual license for any Documents & Data the subconsultant prepares under this Agreement. Consultant represents and warrants that Consultant has the legal right to license any and all Documents & Data. Consultant makes no such representation and warranty in regard to Documents & Data which were provided to Consultant by the City. City shall not be limited in any way in its use of the Documents and Data at any time, provided that any such use not within the purposes intended by this Agreement shall be at City’s sole risk. 3 7. INSURANCE Prior to undertaking performance of work under this Agreement, Consultant shall maintain and shall require its subcontractors, if any, to obtain and maintain insurance as described below: a. Minimum Scope and Limit of Insurance 1. Commercial General Liability (CGL): Insurance Services Office Form CG 00 01 covering CGL on an “occurrence” basis, including products and completed operations, property damage, bodily injury and personal & advertising injury with limits no less than $1,000,000 per occurrence. If a general aggregate limit applies, either the general aggregate limit shall apply separately to this project/location (ISO CG 25 03 or 25 04) or the general aggregate limit shall be twice the required occurrence limit. 2. Automobile Liability: ISO Form Number CA 00 01 covering any auto (Code 1), or if Consultant has no owned autos, hired, (Code 8) and non- owned autos (Code 9), with a limit no less than $1,000,000 per accident for bodily injury and property damage. 3. Workers’ Compensation: as required by the State of California, with Statutory Limits, and Employer’s Liability Insurance with limit of no less than $1,000,000 per accident for bodily injury or disease. 4. Professional Liability: if Consultant is or employs a licensed professional such as an architect or engineer: Professional liability (errors and omissions) insurance, with a combined single limit of not less than $1,000,000 per claim with $2,000,000 in the aggregate. 5. Broader Coverage: if the Consultant maintains broader coverage and/or higher limits than the minimums shown above, the City requires and shall be entitled to the broader coverage and/or the higher limits maintained by the Consultant. Any available insurance proceeds in excess of the specified minimum limits of insurance and coverage shall be available to the City. b. Other Insurance Provisions 1. Additional Insured Status: The City, its officers, officials, employees, and volunteers are to be covered as additional insureds on the CGL policy with respect to liability arising out of work or operations performed by or on behalf of the Consultant including materials, parts, or equipment furnished in connection with such work or operations. General liability coverage can be provided in the form of an endorsement to the Consultant’s insurance (at least as broad as ISO Form CG 20 10 11 85 or if not available, through the addition of both CG 20 10, CG 20 26, CG 20 33, or CG 20 38; and CG 20 37 if a later edition is used). 4 2. Primary Coverage: For any claims related to this contract, the Consultant’s insurance coverage shall be primary coverage at least as broad as ISO CG 20 01 04 13 as respects the City, its officers, officials, employees, and volunteers. Any insurance or self-insurance maintained by the City, its officers, officials, employees, or volunteers shall be excess of the Consultant’s insurance and shall not contribute with it. 3. Notice of Cancellation: Each insurance policy required above shall provide that coverage shall not be canceled, except with notice to the City. 4. Waiver of Subrogation: Consultant hereby grants to City a waiver of any right to subrogation that any insurer of said Consultant may acquire against the City by virtue of the payment of any loss under such insurance. Consultant agrees to obtain any endorsement that may be necessary to affect this waiver of subrogation, but this provision applies regardless of whether or not the City has received a waiver of subrogation endorsement from the insurer. 5. Self-Insured Retentions: Self-insured retentions must be declared to and approved by the City. The City may require the Consultant to purchase coverage with a lower retention or provide proof of ability to pay losses and related investigations, claim administration, and defense expenses within the retention. The policy language shall provide, or be endorsed to provide, that the self-insured retention may be satisfied by either the named insured or City. 6. Acceptability of Insurers: Insurance is to be placed with insurers authorized to conduct business in the state with a current A.M. Best’s rating of no less than A:VII, unless otherwise acceptable to the City. 7. Claims Made Policies (applicable only to professional liability): 1. The Retroactive Date must be shown, and must be before the date of the contract or the beginning of contract work. 2. Insurance must be maintained and evidence of insurance must be provided for at least five (5) years after completion of the contract of work. 3. If coverage is canceled or non-renewed, and not replaced with another claims-made policy form with a Retroactive Date prior to the contract effective date, the Consultant must purchase “extended reporting” coverage for a minimum of five (5) years after completion of work. 5 8. Verification of Coverage: Consultant shall furnish the City with original Certificates of Insurance including all required amendatory endorsements (or copies of the applicable policy language effecting coverage required by this clause) and a copy of the Declarations and Endorsement Page of the CGL policy listing all policy endorsements to City before work begins. However, failure to obtain the required documents prior to the work beginning shall not waive the Consultant’s obligation to provide them. The City reserves the right to require complete, certified copies of all required insurance policies, including endorsements required by these specifications, at any time. 9. Subcontractors: Consultant shall require and verify that all subcontractors maintain insurance meeting all the requirements stated herein, and Consultant shall ensure that City is an additional insured on insurance required from subcontractors. 10. Special Risks or Circumstances: City reserves the right to modify these requirements, including limits, based on the nature of the risk, prior experience, insurer, coverage, or other special circumstances. 8. INDEMNIFICATION Consultant agrees to defend, and shall indemnify and hold harmless the City, its officers, agents, employees, consultants, special counsel, and representatives from liability: (1) for personal injury, damages, just compensation, restitution, judicial or equitable relief arising out of claims for personal injury, including death, and claims for property damage, which may arise from the negligent operations of the Consultant or its subconsultants, agents, employees, or other persons acting on their behalf which relates to the services described in section 1 of this Agreement; and (2) from any claim that personal injury, damages, just compensation, restitution, judicial or equitable relief is due by reason of the terms of or effects arising from this Agreement. This indemnity and hold harmless agreement applies to all claims for damages, just compensation, restitution, judicial or equitable relief suffered, or alleged to have been suffered, by reason of the events referred to in this Section or by reason of the terms of, or effects, arising from this Agreement. The Consultant further agrees to indemnify, hold harmless, and pay all costs for the defense of the City, including fees and costs for special counsel to be selected by the City, regarding any action by a third party challenging the validity of this Agreement, or asserting that personal injury, damages, just compensation, restitution, judicial or equitable relief due to personal or property rights arises by reason of the terms of, or effects arising from this Agreement. City may make all reasonable decisions with respect to its representation in any legal proceeding. Notwithstanding the foregoing, to the extent Consultant’s services are subject to Civil Code Section 2782.8, the above indemnity shall be limited, to the extent required by Civil Code Section 2782.8, to claims that arise of, pertain to, or relate to the negligence, recklessness, or willful misconduct of the Consultant. 9. INTELLECTUAL PROPERTY INDEMNIFICATION Consultant shall defend, indemnify and hold harmless the City, its officers, agents, representatives, 6 and employees against any and all liability, including costs, and attorney’s fees, for infringement of any United States’ letters patent, trademark, or copyright contained in the work product or documents provided by Consultant to the City pursuant to this Agreement. 10. RECORDS Consultant shall keep records and invoices in connection with the work to be performed under this Agreement. Consultant shall maintain complete and accurate records with respect to the costs incurred under this Agreement and any services, expenditures, and disbursements charged to the City for a minimum period of three (3) years, or for any longer period required by law, from the date of final payment to Consultant under this Agreement. All such records and invoices shall be clearly identifiable. Consultant shall allow a representative of the City to examine, audit, and make transcripts or copies of such records and any other documents created pursuant to this Agreement during regular business hours. Consultant shall allow inspection of all work, data, documents, proceedings, and activities related to this Agreement for a period of three (3) years from the date of final payment to Consultant under this Agreement. 11. CONFIDENTIALITY If Consultant receives from the City information which due to the nature of such information is reasonably understood to be confidential and/or proprietary, Consultant agrees that it shall not use or disclose such information except in the performance of this Agreement, and further agrees to exercise the same degree of care it uses to protect its own information of like importance, but in no event less than reasonable care. “Confidential Information” shall include all nonpublic information. Confidential information includes not only written information, but also information transferred orally, visually, electronically, or by other means. Confidential information disclosed to either party by any subsidiary and/or agent of the other party is covered by this Agreement. The foregoing obligations of non -use and nondisclosure shall not apply to any information that (a) has been disclosed in publicly available sources; (b) is, through no fault of the Consultant disclosed in a publicly available source; (c) is in rightful possession of the Consultant without an obligation of confidentiality; (d) is required to be disclosed by operation of law; or (e) is independently developed by the Consultant without reference to information disclosed by the City. 12. CONFLICT OF INTEREST CLAUSE Consultant covenants that it presently has no interest and shall not have interests, direct or indirect, which would conflict in any manner with performance of services specified under this Agreement. 13. NOTICE Any notice, tender, demand, delivery, or other communication pursuant to this Agreement shall be in writing and shall be deemed to be properly given if delivered in person or mailed by first class or certified mail, postage prepaid, or sent by fax or other telegraphic communication in the manner provided in this Section, to the following persons: To City: Clerk of the City Council 7 City of Santa Ana 20 Civic Center Plaza (M-30) P.O. Box 1988 Santa Ana, CA 92702-1988 Executive Director Public Works Agency City of Santa Ana 20 Civic Center Plaza (M-21) P.O. Box 1988 Santa Ana, CA 92702 To Consultant: Townsend Public Affairs, Inc. Attn: Christopher Townsend, President 1401 Dove Street, Suite 330 Newport Beach, CA 92660 A party may change its address by giving notice in writing to the other party. Thereafter, any communication shall be addressed and transmitted to the new address. If sent by mail, communication shall be effective or deemed to have been given three (3) days after it has been deposited in the United States mail, duly registered or certified, with postage prepaid, and addressed as set forth above. If sent by fax, communication shall be effective or deemed to have been given twenty-four (24) hours after the time set forth on the transmission report issued by the transmitting facsimile machine, addressed as set forth above. For purposes of calculating these timeframes, weekends, federal, state, County or City holidays shall be excluded. 14. EXCLUSIVITY AND AMENDMENT This Agreement represents the complete and exclusive statement between the City and Consultant regarding the subject matter herein, and supersedes any and all other agreements, oral or written, between the parties. In the event of a conflict between the terms of this Agreement and any attachments hereto, the terms of this Agreement shall prevail. This Agreement may not be modified except by written instrument signed by the City and by an authorized representative of Consultant. The parties agree that any terms or conditions of any purchase order or other instrument that are inconsistent with, or in addition to, the terms and conditions hereof, shall not bind or obligate Consultant or the City. Each party to this Agreement acknowledges that no representations, inducements, promises or agreements, orally or otherwise, have been made by any party, or anyone acting on behalf of any party, which are not embodied herein. 15. ASSIGNMENT Inasmuch as this Agreement is intended to secure the specialized services of Consultant, Consultant may not assign, transfer, delegate, or subcontract any interest herein without the prior written consent of the City and any such assignment, transfer, delegation or subcontract without the City’s prior written consent shall be considered null and void. Nothing in this Agreement shall be construed to limit the City’s ability to have any of the services which are the subject to this Agreement performed by City 8 personnel or by other Consultants retained by City. 16. WAIVER No waiver of breach, failure of any condition, or any right or remedy contained in or granted by the provisions of this Agreement shall be effective unless it is in writing and signed by the party waiving the breach, failure, right or remedy. No waiver of any breach, failure or right, or remedy shall be deemed a waiver of any other breach, failure, right or remedy, whether or not similar, nor shall any waiver constitute a continuing waiver unless the writing so specifies. 17. TERMINATION This Agreement may be terminated by the City upon thirty (30) days written notice of termination. In such event, Consultant shall be entitled to receive and the City shall pay Consultant compensation for all services performed by Consultant prior to receipt of such notice of termination, subject to the following conditions: a. As a condition of such payment, the Executive Director may require Consultant to deliver to the City all work product completed as of such date, and in such case such work product shall be the property of the City unless prohibited by law, and Consultant consents to the City's use thereof for such purposes as the City deems appropriate. b. Payment need not be made for work which fails to meet the standard of performance specified in the Recitals of this Agreement. 18. NON-DISCRIMINATION Consultant shall not discriminate because of race, color, creed, religion, sex, marital status, sexual orientation, gender identity, gender expression, gender, medical conditions, genetic information, or military and veteran status, age, national origin, ancestry, or disability, as defined and prohibited by applicable law, in the recruitment, selection, teaching, training, utilization, promotion, termination or other employment related activities or any services provided under this Agreement. Consultant affirms that it is an equal opportunity employer and shall comply with all applicable federal, state and local laws and regulations. 19. JURISDICTION-VENUE This Agreement has been executed and delivered in the State of California and the validity, interpretation, performance, and enforcement of any of the clauses of this Agreement shall be determined and governed by the laws of the State of California. Both parties further agree that Orange County, California, shall be the venue for any action or proceeding that may be brought or arise out of, in connection with or by reason of this Agreement. 20. PROFESSIONAL LICENSES Consultant shall, throughout the term of this Agreement, maintain all necessary licenses, permits, approvals, waivers, and exemptions necessary for the provision of the services hereunder and 9 required by the laws and regulations of the United States, the State of California, the City of Santa Ana and all other governmental agencies. Consultant shall notify the City immediately and in writing of its inability to obtain or maintain such permits, licenses, approvals, waivers, and exemptions. Said inability shall be cause for termination of this Agreement. 21. MISCELLANEOUS PROVISIONS a. Each undersigned represents and warrants that its signature herein below has the power, authority and right to bind their respective parties to each of the terms of this Agreement, and shall indemnify City fully, including reasonable costs and attorney’s fees, for any injuries or damages to City in the event that such authority or power is not, in fact, held by the signatory or is withdrawn. b. All exhibits referenced herein and attached hereto shall be incorporated as if fully set forth in the body of this Agreement. IN WITNESS WHEREOF, the parties hereto have executed this Agreement the date and year first above written. ATTEST: CITY OF SANTA ANA ________________________ _________________________ Kristine Ridge Clerk of the Council City Manager APPROVED AS TO FORM CONSULTANT SONIA R. CARVALHO City Attorney By: _____________________ ____________________________ Brandon Salvatierra Name: Deputy City Attorney Title: RECOMMENDED FOR APPROVAL ____________________________ Nabil Saba, P.E. Executive Director Public Works Agency Christopher TownsendPresident EXHIBIT A City of Santa Ana RFP 22-064 Page 11 Appendix ATTACHMENT 1 SCOPE OF WORK CITY OF SANTA ANA REQUEST FOR PROPOSALS FOR WATER, SEWER AND PUBLIC WORKS PROGRAMS GRANT WRITING SERVICES RFP NO.: 22-064 Introduction and Background: The City of Santa Ana is located in the County of Orange in Southern California. The City encompasses 27.5 square miles and a population of over 335,000 people. The City of Santa Ana Public Works Agency is soliciting proposals from professional firms for grant writing services. The primary emphasis will be seeking grant related funds for Water and Sewer programs all other programs will be secondary. In the past the City has utilized professional grant writing consulting firms on as needed basis to meet the goals and objectives of the City. The goals of this proposal for consulting services are to identify areas of funding needs, grant research and funding, development, and grant program administration and delivery to the City’s Public Works Agency. In summary, the City of Santa Ana is soliciting proposals from qualified firms to provide grant writing services. This request for proposal (RFP) provides interested qualified firms with the information enabling them to submit a Service Bid Proposal and to provide the services described herein. Description of Work: The Consultant/s will seek funding opportunities primarily for water and sewer programs, secondarily for all other programs with an emphasis on securing funds for capital projects. The selected consultants are expected to search for relevant grant opportunities and inform the City of their applicability. When relevant grant opportunities are identified and approval to proceed is granted by City, the consulting firm shall prepare the necessary grant application documents and submit grant applications on behalf of the City for approval or fully support the City in applying. All the work shall be coordinated with Public Works Agency personnel. The successful firm(s) shall have experience in grant writing, grant program development and administration for Federal, State, and Local entities including and not limited to: • US Department of Commerce-Economic Development Administration (Public Works and EAA programs) • US Department of Housing and Urban Development (CDBG) • US Department of Interior-Bureau of Reclamation • California Department of Water Resources City of Santa Ana RFP 22-064 Page 12 • California Water Quality Control Board • California Water Resources Control Board • Air Quality Management District (AQMD) • Mobile Source Air Pollution Reduction Review Committee (MSRC) • State of California Department of Parks and Recreation; various programs and Bond Acts (Office of Grants and Local Services OGALS) • State of California Natural Resources Agency • State of California Coastal Conservancy The funding sought is intended to support contemplated programs for, among other things: • Recycled water • Infrastructure replacement • Automated Metering Infrastructure • Green infrastructure/solar panels • Conservation/outreach enhancements • Sewer septic tank removals/conversions • Alternative (RNG/CNG/Propane) fuel vehicles/infrastructure • EV charger infrastructure • Park Land Acquisitions • Park Development (Capital Improvements) • Park Deferred Maintenance Projects The following are typical service and or items that the successful Consultant(s) will be required to provide for the City of Santa Ana. Funding Needs Analysis – Conduct current funding priority needs analysis and identify new priority areas for funding in conjunction with Staff. Outside Funding/On-Call Research – Conduct research and identify third-party funding sources that support the Public Works Agency, funding needs and priorities. This scope includes researching grant opportunities independently as well as any identified by the City. Funding Proposal Development – Provide proposal writing associated with funding applications on behalf of the City of Santa Ana, including the preparation of funding abstracts, production and submittal of applications to funding sources. The City understands that many applications require technical details,. City staff will provide technical data as necessary but it is expected that the consultant(s) will perform the majority of work required to generate funding applications. Once applications are finalized, consultant will provide a copy of each application package for funding to the City prior to submittal and review the package with City staff. Program Administration and Delivery – The Consultant(s) will be required to provide grant administration and coordination services as part of this proposal including, but not limited to, coordinating with City staff to provide expenditure reports and submit reimbursement requests, preparing Resolutions and Staff Reports for City Council consideration, coordinating with funding sources’ staff, and submitting periodic status update reports to City. City of Santa Ana RFP 22-064 Page 13 On a monthly basis, the Consultant(s) shall provide the City summaries of potential funding opportunities. The summaries shall include, but not limited to the name of the funding agency, due dates for applications, eligibility, and program summary and funding level available. City Responsibilities: The City will provide information in its possession relevant to the preparation of the required information in the RFP. Availability of staff time to assist with the preparation of grant application documents is limited. Selected consultant is expected to perform a substantial amount of research and data gathering independently. City staff will provide system information and data as available in an effort to develop the best grant application package possible. EXHIBIT B Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 1 TABLE OF CONTENTS Proposal for Water, Sewer, and Public Works Grant Writing Services July 25, 2022 Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 1 TABLE OF CONTENTS Table of Contents ........................................................................................................................ 1 1. Statement of Qualifications .............................................................................................. 2 a) Cover Letter ......................................................................................................... 2 b) Agreement Statement .......................................................................................... 3 c) Understanding of Need ........................................................................................ 3 d) Firm and Team Experience .................................................................................. 9 e) Relevant Project Experience .............................................................................. 16 f) Schedule ............................................................................................................ 20 g) References ........................................................................................................ 21 2. Scope of Services & Schedule ...................................................................................... 22 3. Fee Proposal ................................................................................... Submitted Separately 4. Certifications.................................................................................................................. 31 Attachment 3-1: Non-Collusion Affidavit ........................................................................ 31 Attachment 3-2: Non-Lobbying Certification .................................................................. 32 Attachment 3-3: Non-Discrimination Certification ........................................................... 33 Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 2 1. STATEMENT OF QUALIFICATIONS A. COVER LETTER July 25, 2022 Kathia Reyes, Project Manager Santa Ana Public Works Agency 220 S. Daisy Street, 1st Floor Santa Ana, CA 92703 Dear Ms. Reyes: Thank you for the opportunity for Townsend Public Affairs, Inc. (“TPA”) to submit our proposal for Grant Writing Services to the City of Santa Ana Public Works Agency (“Agency”). We have been proud to work with the Agency for the last several years and have been successful in securing $4 million for the Agency. Since its inception in 1998, TPA has earned the reputation as Champions for Better Communities by providing the experience, resources, and relationships expected from a premier legislative advocacy and grant writing firm while also giving clients the unique brand of customer service they deserve: personal attention, maximum accessibility, and passion for their mission. Our strategic approach to advocacy and funding is tailored to meet the individual needs of each client by leveraging the breadth and depth of our team as well as our vast network of relationships with key stakeholders and decision makers. Utilizing this method on behalf of our clients, TPA has shepherded over 100 legislative and regulatory proposals into law, and secured over $2.3 billion in grants from state, federal, and local government agencies as well as nonprofit foundations and private companies. Thank you again for your interest in our firm and your consideration of this proposal. Please contact us if you have any questions or need additional information. We would be honored to serve the Santa Ana Public Works Agency. Yours truly, Christopher Townsend President* *Authorized to bind the firm Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 3 1. STATEMENT OF QUALIFICATIONS B. AGREEMENT STATEMENT TPA concurs with the provisions contained within the standard agreement attached as Attachment 2 in the Appendix of the RFP and is prepared to enter into agreement under those terms. C. UNDERSTANDING OF NEED TPA has been proud to work with the Agency for the last five years to identify creative funding solutions for the Agency’s priority projects. TPA has been successful in securing $4 million for the Agency for advanced metering infrastructure and is prepared to continue to work with the Agency on a variety of water and energy projects that will help create a more sustainable Santa Ana. The majority of the Agency’s potable water comes from an underground basin and is pumped through 21 existing wells to serve about 44,500 water accounts. Given the limited water supplies in the region, recent reoccurring droughts, and the previous contamination levels, the Agency has needs for a new groundwater well, expansion of the recycled water system to add additional distribution infrastructure and new connections, and PFAS clean-up projects. TPA is prepared to continue to work with the Agency to identify grant funding opportunities as well as legislative directed opportunities to improve overall water system reliability and reduce the burden on other water production facilities, including on imported water. In addition, the Agency has several energy related projects including an expansion of the natural gas fuel station at the City Yard, incorporation of hydro-electric generation and battery storage, and the design and construction of solar parking lot canopies with electric vehicle chargers. TPA believes that funding success for our clients requires much more than simply reacting to existing grant programs when they are announced. TPA believes that maximum funding success for our clients requires aggressive PROACTIVE strategy and effort to CREATE new funding opportunities via budget earmarks or grant programs that are tailored to ensure eligibility and maximum competitiveness for client projects. Therefore, in order to successfully pursue the Agency’s funding needs, TPA strongly suggests the Agency utilizes the following approach to generate and secure additional funding beyond the opportunities identified in traditional grant programs. While these activities are above and beyond the typical grant writing scope of work, TPA believes a creative funding advocacy component is critical to maximize funding success for the Agency. State Budget Opportunities: TPA has worked with several municipal clients to secure project funding in the State Budget through legislative-directed grants, also referred to as “earmarks”. This has led to success for the Santa Ana Public Works Agency, which received a direct project allocation in the form of a $4 million earmark for Advanced Water Metering Infrastructure. Looking forward to future budget cycles, earmarks are likely to be included in the State’s 2023-24 budget cycle. TPA will work with the Agency to identify priority projects and leverage legislative connections to advocate for this funding in upcoming budget cycles. In addition to project specific funding, current opportunities in Sacramento include $2.7 billion in new water drought funding that was included in the Fiscal Year 2022 budget that will need to be allocated in early August. That funding will likely replenish existing programs that will fund recycled water, habitat restoration, and drought relief, and could provide additional funding opportunities for Agency projects. Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 4 1. STATEMENT OF QUALIFICATIONS State Bond Legislation: Since its establishment in 1998, TPA has participated in the development and implementation of many California legislative propositions to provide capital funding for a wide variety of infrastructure projects, including water, natural resources, parks and recreation, transportation, education, and cultural and historical resources in the following bonds: 13, 40, 50, 84, and 1. TPA worked closely with the Senate and Assembly leaders, staff, and stakeholders on the drafting of park bond legislation for the June 2018 statewide ballot, which was eventually passed by voters and implemented Proposition 68. Proposition 68 authorized $4.1 billion for the Legislature to appropriate to various state and local agencies to fund a variety of capital projects. $2.5 billion of the total amount of the bond funds park and open space related projects, while the remaining $1.5 billion funds a variety of water development programs. By using a holistic approach targeted at exploring all channels of funding advocacy, TPA worked with relevant state agencies to develop guidelines for park and water bond grant programs to ensure that language is included so that client projects are eligible and competitive. TPA was successful in creating and directing funding in Proposition 68 to align with client projects and priorities that ultimately resulted in the funding of legacy infrastructure projects. Federal Infrastructure Legislation: At the federal level, in addition to funding programs that the Agency is already familiar with including the WaterSMART Water and Energy Grant Program (WEEG) and Drought Resiliency Program, there are new opportunities that have been created through the Bipartisan Infrastructure Law (BIL) that was recently signed into law by President Biden. These new federal opportunities include $9 billion in dedicated funding for remediation of emerging contaminants in water supplies, including PFAS. $4 billion of these funds are distributed through the States’ various State Revolving Fund programs. California’s share of these funds will be distributed through the State’s Drinking Water State Revolving Fund (DWSRF), which is administered by the State Water Resources Control Board. TPA is uniquely positioned to pursue these funds given our extensive relationships in Sacramento as well as Washington, D.C. For water recycling there is a dramatically expanded water recycling program administered by the U.S. Bureau of Reclamation that provides $1 billion for projects that reclaim or reuse municipal, industrial, and agricultural wastewater. This program could be a unique opportunity to expand the Agency’s recycled water system. The BIL also includes a large focus on energy and electric vehicle infrastructure. The primary program for electric vehicle infrastructure is the National Electric Vehicle Infrastructure Formula Program (NEVI) which will allocate $5 billion over the course of the next five years to build out electric vehicle charging infrastructure on both public and private land. An additional $2.5 billion is being allocated through discretionary grant programs along highway corridors and in communities to expand the nation’s electric vehicle charging infrastructure. TPA will utilize the following strategic and comprehensive approach to provide grant funding services to the Agency: • Conduct Detailed Orientation: TPA utilizes a comprehensive onboarding process that includes extensive meetings with various relevant members of Agency leadership and key Agency departments to help develop a strategic plan that is carefully tailored to satisfy the needs of the Agency, as well as designed for maximum success in the current political climate and funding environment. Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 5 1. STATEMENT OF QUALIFICATIONS • Craft Strategic Funding Plan: Utilizing the information gathered during the onboarding process, TPA will coordinate with the Agency to develop a proactive and comprehensive strategic funding plan that serves the needs of the Agency’s priorities. The plan will do more than simply identify Agency projects; it will outline and prioritize multiple funding options for each project, and develop a specific plan of work tailored for each project. It will also identify key “strings attached” to help assess the cost/benefit ratio for each grant opportunity. Funding opportunities will have in mind the Agency’s priority projects, such as infrastructure replacement, green infrastructure, park land acquisitions, recycled water programs, EV charging infrastructure, sewer septic tank removals/conversions, and more. • Identify, Research, and Monitor Grant Funding Opportunities: TPA will utilize list-serve subscription programs, funding workshops, agency canvassing, and other networking tactics to ensure every potential opportunity is identified and reviewed for relevance with the Agency’s projects. TPA will then share these opportunities with the Agency for further assessment and determination if a grant application is warranted. The Agency will also receive a grant matrix of funding programs that is updated regularly as new opportunities arise, which will identify funding opportunities from state and federal agencies such as the US Department of Interior- Bureau of Reclamation, the California Natural Resources Agency, the California Water Quality Control Board, and others. • Grant Application Development and Submittal: TPA will develop, draft, submit, and follow up on each Agency grant application through the following process: o Establishment of Clear Accountabilities: TPA will coordinate with the Agency to ensure the assignment of responsibilities and tasks are made clear so that confusion and inefficiency are avoided and the Agency is burdened as little as possible while TPA pursues a grant opportunity. o Provide Overview of Full Application Requirements: For each grant application, TPA will provide the Agency with a detailed overview of the requirements for the grant program and corresponding application to ensure that the program is a strong fit for the Agency’s project. This will include: ▪ Application timeline ▪ Eligible project types ▪ Funding availability and award maximum and minimums ▪ List of application components, including proposal questions and any required attachments o Assemble Project Background and Details: TPA will conduct a detailed informational interview with Agency staff most involved with each project in order to gain a full understanding of the project background and scope details necessary for developing the grant proposal and addressing all application questions. o Coordinate Technical Project Details: For technical application components such as site plans, detailed cost estimates, project timelines, engineering plans, and cost-benefit analyses, TPA will coordinate with Agency staff to compile all necessary attachments and ensure consistency across all elements of the application. o Draft Written Proposal: TPA will fully draft all narrative components of the application and, when applicable, will indicate where additional input or project detail from the Agency could be provided during the proposal review process. Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 6 1. STATEMENT OF QUALIFICATIONS o Incorporate Feedback to Finalize Proposal: Well ahead the of the application deadline, TPA will provide the Agency with a full draft for review and feedback. TPA will incorporate any additional details or revisions provided during this process to finalize the grant application and will obtain Agency approval for the final version of the application prior to submission. o Submit Completed Application: TPA will ensure that applications are submitted prior to the deadline, whether the submission is electronic or through hard copies, in accordance with submission instructions for each individual program. For hard copy submissions, TPA will print and package applications according to submission instructions and will ship applications through a reliable carrier service such as FedEx in order to provide the Agency with tracking and delivery confirmation for the application. TPA will also obtain a receipt for proof of submission and provide the Agency with a final copy of all submitted application documents. o Funding Advocacy: Throughout grant application process TPA will leverage relationships with relevant officials and program officers in various state and federal funding agencies to ensure that Agency grant applications are aligned with the goals of the specific grant program and that the applications are well-crafted and well-positioned for funding. o State Budget Funding Opportunities: In an effort to maximize state funding, TPA will work with the Agency to identify projects and other funding priorities that may be suitable for funding through the State Budget. TPA will coordinate with the Agency to develop supporting materials for the budget request. TPA will also work with members of the Agency’s state legislative delegation, along with the Assembly and Senate Budget Committees, to gain support for the inclusion of the Agency’s project in the final State Budget approved by the Legislature. o Federal Earmark Opportunities: In an effort to maximize federal funding, TPA will work with the Agency to identify projects and other funding priorities that may be suitable for funding through the Federal Earmark process. TPA will coordinate with the Agency to develop supporting materials for the earmark request. TPA will also work with members of the Agency’s federal legislative delegation to gain support for the inclusion of the Agency’s project. TPA will strategize with the Agency to identify priority projects and transform them into appropriations requests. TPA will then work closely and diligently with Members of Congress and the U.S. Senate (and their staff), the appropriations committees, the President’s administration, and other key stakeholders to ensure projects are included in the final appropriations legislation. • Post-Grant Submittal Advocacy: TPA will frequently contact legislators and agency officials to follow up on the status of a grant application and promote its need and urgency. This will include drafting letters of support after grant submissions and distributing them to legislators for their consideration. In addition, TPA will work with legislators to reach out to individual granting agencies to provide background on Agency’s projects and convey their support for those projects. • Post-Award Grant Administration and Compliance: TPA will also assist, as needed, with post-award administration and compliance for all grant applications submitted by TPA on behalf of the Agency. This assistance will include interacting with granting agencies on behalf Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 7 1. STATEMENT OF QUALIFICATIONS of the Agency, providing support for the drafting and submission of required reports, evaluations, and other tasks related to the successful monitoring of and compliance with the program requirements. • Comprehensive Follow-Up on Unsuccessful Applications: Despite all best efforts, some grant applications are not selected for funding. In those instances where grant applications are unsuccessful, TPA will work with the relevant state and federal funding agencies to set up in-person or telephone debriefing sessions to discuss the grant applications and how to best revise the grant applications for the next funding round to ensure success. • Provide Monthly Progress Reports: TPA will confer regularly with the Agency on our activities. TPA will provide timely electronic monthly reports on the status of all funding activity, such current funding opportunities, current applications, submitted applications, and post- grant submittal advocacy. In addition to written reports, TPA will be available to the Agency for conference calls, in-person briefings, and meetings. Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 8 1. STATEMENT OF QUALIFICATIONS GRANT FUNDING ACHIEVEMENTS This table provides an overview of our grant funding achievements on behalf of our clients from state, federal, and local government agencies as well as private and nonprofit grant programs. These amounts represent grants secured through a competitive and/or legislative process and do NOT include any funds awarded to clients via formulas or related forms of funding entitlements. Policy Sector State Funding Federal Funding All Sources Water and Sanitation $128.9 Million $8.7 Million $137.6 Million Transportation $568.7 Million $131.3 Million $700 Million Education $248.0 Million $46.8Million $294.8 Million Parks and Recreation $154.7 Million $30.1 Million $184.85 Million Cultural Resources $120.0 Million $10.3 Million $130.3 Million Housing and Development $696.6 Million $14.2 Million $710.8 Million Public Safety $106.5 Million $66.7 Million $173.2 Million TOTAL $2.023 Billion $308.1 Million $2.331 Billion A DETAILED 20-PAGE SCHEDULE OF OUR STATE, FEDERAL, AND LOCAL GRANT FUNDING ACHIEVEMENTS CAN BE PROVIDED UPON REQUEST Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 9 1. STATEMENT OF QUALIFICATIONS D. FIRM AND TEAM EXPERIENCE With a team of 14 registered state and federal grant writers, TPA has the breadth and depth of experience AND the ability to deploy as many grant writers as needed to maximize success for the Agency while minimizing the burden on Agency staff. TPA will rely on Agency staff to provide technical project information, appropriations process details, and project timeline information as appropriate. TPA is prepared to draft all briefing materials, funding requests, and grant applications. The project manager, Vice President Cori Takkinen, will oversee the proposed team for the project to ensure the proposed work for this project is within the time limits of the grant program, considering the team’s current workload. TPA Grants Manager Alex Gibbs and Senior Associate Christine Rose will assist in grant writing and drafting technical narrative, while providing support to Cori and working directly with the Agency on grant applications and appropriations requests. TPA Deputy Director Eric O’Donnell will work with the Grant Writing Team to provide feedback, identify funding opportunities, and ensure that all funding avenues, including legislative and regulatory, are explored. The proposed team will also be supported by an additional nine (9) TPA grant writing specialists and funding advocates. TPA President Christopher Townsend will personally engage in the project to adjust internal workloads in order to ensure quality control of all deliverables. TPA does NOT propose utilizing subconsultants or third-party vendors to complete the scope of work. The proposed team for this engagement will be structured in the following way. Resumes for each member of the proposed project team can be found on the following pages. Cori Takkinen Vice President Funding Advocate/Project Manager Christine Rose Senior Associate Grant Writer Alex Gibbs Grants Manager Grant Writer/Funding Advocate Eric O'Donnell Deputy Director Funding Advocate Ben Goldeen Federal Adocacy Manager Funding Advocate Christopher Townsend President Strategic Advisor Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 10 1. STATEMENT OF QUALIFICATIONS Christopher Townsend, President: Christopher founded TPA in 1998 and has 40 years of experience in public affairs, legislative advocacy, and grant writing. Christopher and TPA have represented over 315 clients, including 235 local public agencies, such as cities, counties, transportation agencies, water and sanitation districts, elementary and secondary school districts, community college districts, park and recreation districts, and other special districts, as well as nonprofit organizations. Christopher provides leadership to a team of 13 advocates and grant writers while managing the development and implementation of strategies for the agendas of each client. His achievements include: • Under Christopher’s leadership, TPA has become one of the most successful advocacy firms in California (representing more California public agencies in Washington, DC than any other firm) while providing the personalized attention and focus of a small boutique firm. • Christopher and his team have secured over $2.2 billion in local, regional, state, and federal government grants as well as nonprofit and private grants for a multitude of legacy projects in the policy sectors of water and sanitation, transportation, housing and economic development, parks and natural resources, historical and cultural resources, public safety, and education. • Christopher and his team have shepherded over 100 legislative proposals into law over a wide range of policy areas, including local governance, water, sanitation, transportation, housing and economic development, parks, natural resources, historical and cultural facilities, public safety, higher education, and K-12 education. The bipartisan capabilities of the firm are evidenced by legislative and funding successes over the tenure of several federal and state administrations, including: Presidents Bill Clinton, George W. Bush, Barack Obama, Donald Trump, and Governors Pete Wilson, Gray Davis, Arnold Schwarzenegger, Jerry Brown, and Gavin Newsom. • Maintains close bi-partisan relationships with several members of the California Congressional delegation, including Senators Feinstein and Padilla, and Representatives Torres, Lowenthal, Porter, Levin, Correa, Lee, Swalwell, Napolitano, Garamendi, Carbajal, Desaulnier, Sanchez, Lieu, Harder, McNerney, Calvert, Garcia, Steel, and Kim. • Christopher and TPA have secured over $119 million in funding for museums, science centers, cultural facilities, and at-risk youth programs from various state, federal, and local funding sources, including: Federal Department of Energy, National Aeronautics and Space Administration, Federal Department of Transportation, Institute of Library and Museum Services, California Cultural and Historical Endowment, California Department of Parks and Recreation, County of Los Angeles, County of Orange, City of Los Angeles, Orange County Water District, Municipal Water District of Orange County, and Children and Family Commissions of Los Angeles and Orange County. Prior to TPA, Christopher served as a Senior Director of Government and Community Affairs for PepsiCo, Inc. and Vice President of Public Affairs for Stein-Brief Group, Inc., a major land developer in Southern California. Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 11 1. STATEMENT OF QUALIFICATIONS Cori Takkinen, Vice President: Cori brings 13 years of legislative advocacy and public policy experience to TPA. Cori has extensive experience writing grants for various local, regional, state, and federal opportunities. Cori has expertise in the policy sectors of local governance, transportation, water resources, infrastructure, sanitation, parks and recreation, and economic development. Townsend Public Affairs, Inc. Vice President 2011-Present Throughout her tenure at TPA, Cori has been responsible for securing millions in competitive grant funds for local public agency clients. In addition to her expertise on municipal issues, Cori has strong experience building coalitions, identifying synergies, and leveraging all available opportunities to achieve success. Cori has a strong network of relationships with State and Federal Legislators, key staff, and various funding agencies, including the California State Department of Parks and Recreation, the Natural Resources Agency, and the California Coastal Conservancy. Some of Cori’s accomplishments include the following: • Cori worked with the City of Santa Ana to secure a direct funding allocation in the FY 2018-19 State Budget in the amount of $4 million to upgrade water infrastructure within the City. TPA worked with the City’s legislative delegation, staff from the Assembly and Senate Budget Committees, and the Department of Finance to ensure funding was included in the State Budget for this critical project to allow the City’s water customers to have real -time access to their water usage, which will help facilitate water conservation and reduce customers’ utility bills. • Leveraging relationships with the California Federal delegation, Cori currently has over $25 million in Community Project Funding (or earmarks) included in the nine appropriations bills that have passed the House. • In the FY 2021-22 State Budget, Cori worked with several municipal and nonprofit clients to secure $54 million in budget earmarks for priority projects, including funding for infrastructure improvements, parks and trails improvements. mental health, and public safety, • Cori worked with the Orange County Water District and the Orange County Sanitation District to sponsor AB 2022 (Gordon). The bill allowed for limited bottling of the highly treated and recycled GWRS water for educational purposes. The bill was the first legislation in the nation that allowed for the direct bottling of advanced treated recycled water. TPA secured bi-partisan support for the legislation and it was signed into law. • Worked closely with the State Legislature and Administration on the development and implementation of Proposition 68, the California Drought, Water, Parks, Climate, Coastal Protection, and Outdoor Access For All Act of 2018. Cori worked in support of a variety of clients to create specific funding opportunities to achieve desired results. In addition to securing funding opportunities for municipalities, Cori’s efforts with Proposition 68 resulted in $4.8 million to fund a conservation program at West Coyote Hills in Fullerton as well as $3.46 million to fund science education at the Discovery Cube Orange County. Prior to joining TPA, Cori worked as a Policy Advisor for then-Orange County Supervisor John Moorlach. Cori holds a Bachelor of Arts in Economics and Government with Leadership Sequence from Claremont McKenna College and a Masters in Public Administration from Chapman University. Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 12 1. STATEMENT OF QUALIFICATIONS Alex Gibbs, Grant Manager: Alex brings ten years of public policy and legislative advocacy experience to TPA. Alex has four years of experience working for the State Legislature analyzing researching, writing, and shepherding bills through the legislative process. Alex has also secured significant grant funding for clients throughout California. Alex has expertise in the policy sectors of parks and recreation, local governance, public safety, transportation, cap and trade, and labor relations. Townsend Public Affairs, Inc. Grants Manager 2014-Present During his tenure at TPA, Alex has been responsible for securing millions in competitive grant funds at the private, state, and federal levels for local public agency clients. In addition to his expertise on parks and recreation, transportation, and public safety, Alex has a strong network of relationships with State Legislators and key staff, as well as various state departments and agencies. Some of his accomplishments include: • Alex worked closely with the City of Oakland staff to secure $10,801,183 in grant funding from the Clean CA Local Grant Program. Alex leveraged relationships with the California Department of Transportation and the City’s legislative delegation to successfully advocate for two funded projects. This funding helped the City of Oakland conduct the Courtland Creek Restoration Project, as well as the Oakland Mini Parks Beautification Project, both of which provided significant remediation and beautification of public resources for local residents. • Alex led a team of Kern County staff through the application process to secure $6,515,000 in grant funding from the Prop 68 Statewide Parks Program (Round 4). This funded the South Kern Lamont Park Project which provided much needed renovations to an existing park in the community of Lamont, despite grant program guidelines which provided preferences for the construction of new parks. • Alex collaborated with state Natural Resources Agency staff to secure a $3,086,000 Urban Greening Grant for the Desert Recreation District. This funded the construction of a new park and sports complex in unincorporated Riverside County. Alex then continued to work with the District on grant administration, ensuring the client was able to see the completion of their legacy project, that had been years in the making. • Alex collaborated with state and federal Land and Water Conservation Fund staff to secure a $750,000 grant for the City of Imperial. This funded the construction of a 300 plus acre regional park and equestrian center. Alex then continued to work with the City on grant administration, ensuring the client was given the appropriate time to meet deadlines and retain their funding. California State Senate Legislative Aide 2012-2014 Alex worked as a member of the Eighth Senate District’s legislative team representing San Francisco and San Mateo Counties. Alex’s primary responsibilities included monitoring, reviewing, and making recommendations on legislation passing through the Senator’s committee’s as well as bills of interest to the District. Alex annually carried a bill package through the legislative process and assisted with problem bills that required more support. Alex consistently had one of the highest numbers of bills signed into law of any senate staffer. University of San Francisco, CA Bachelor of Arts, Politics 2011 Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 13 1. STATEMENT OF QUALIFICATIONS Eric O’Donnell, Deputy Director: Eric brings seven years of experience in local governance and grant writing to TPA. Eric has been responsible for major grant awards on behalf of public agency clients. Eric has a strong network with both staff and members of the state and federal legislatures as well as relationships with local Southern California municipalities. Eric has expertise in the policy sectors of wastewater, water resources, natural resources, local governance, parks and recreation, and transportation. Townsend Public Affairs, Inc. Deputy Director 2015-Present Since joining TPA, Eric has worked with numerous public agencies to secure grant funding for water and sanitation policy and infrastructure, natural resources, and parks and recreation. Some of his accomplishments include: • Eric worked with the Orange County Sanitation District to secure a $1 million grant award from the Department of Water Resources’ Integrated Regional Water Management Grant Program to replace a critical sewer line. Eric worked closely with staff at the Orange County Sanitation District, the Department of Water Resources, and the Santa Ana Watershed Project Authority throughout the development and implementation of the grant program. • Eric helped the East Orange County Water District secure a $500,000 grant from the Drought Response Program, administered by the U.S. Bureau of Reclamation. The funding allowed East Orange County Water District to construct a new drinking water well in order to provide safe, clean, and affordable drinking water to the District's retail customers. Due to the prevalence of PFAS/PFOA in existing groundwater resources, the District needed new sources of reliable and affordable drinking water. • Eric was critical in facilitating a resolution to a Redevelopment Dissolution related issue for the City of Stanton that resulted in the City receiving over $2.1 million in loan repayment. Eric worked closely with the City, the City's legislative delegation, and executive staff from the Department of Finance to identify a solution. The favorable resolution resulted in the Department of Finance approving a previously denied line item on the City’s Recognized Obligation Payments Schedule (ROPS), thus awarding the City a loan repayment. • Possesses Drinking Water Distribution Operator (D1) and Drinking Water Treatment Operator (T1) certifications from the State Water Resources Control Board. City of Brea Community Services Senior Leader 2009-2015 Chapman University, Orange, CA Masters of Public Administration 2020 California State University, Fullerton Bachelor of Arts, Business Administration, General Management 2014 Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 14 1. STATEMENT OF QUALIFICATIONS Ben Goldeen, Federal Advocacy Manager: Ben brings 12 years of federal legislative, funding, and public policy experience. Ben has experience managing legislative activity, including bill analysis, research, and drafting particularly for federal funding opportunities. Ben has expertise in several policy sectors including water resources, healthcare, housing, environmental hazards, agriculture, foreign affairs, and resources for veterans. Townsend Public Affairs, Inc. Federal Advocacy Manager 2021-Present Since joining TPA, Ben keeps clients informed of significant actions and pertinent developments in the federal government and strategizes on ways in which to influence and enact changes in Washington, DC that have concrete results for clients. Some of Ben’s accomplishments include: • Ben worked with Oakland City staff to develop, prepare, and execute a strategic plan to support the City’s FY21 RAISE grant application. This highly competitive federal grant opportunity administered by the U.S. Department of Transportation formed a key component of the City’s TOWN For All initiative to reconnect the City’s waterfront neighborhoods. The strategy entailed gathering support from key stakeholders in a way especially tailored to the current Administration’s priorities, maximizing the application’s chances of success. In addition to tailoring a message, TPA planned advocacy that leveraged the City’s strengths during the grant review process. The culmination of this process was the award of more than $14.5 million in federal RASIE funds for the City’s TOWN For All project. In the FY21 RAISE cycle Oakland was one of only four jurisdictions in the State of California to receive a RAISE grant. • Ben’s nearly seven years working for members of California’s Congressional Delegation has led to an extensive network of relationships both on Capitol Hill and within federal agencies. His understanding of the regional and political dynamics of the California Congressional delegation and their interactions with other members of the House and Senate are important to successfully advocating for California-based clients. • Ben has first-hand knowledge of the current federal appropriations process, including community project funding requests. This process differs from the pre-2011 earmark process and an understanding of the need to balance transparency and politics to submit a competitive request is key. Ben has utilized his experience to successfully assist clients secure millions of dollars’ worth of earmarks. • Ben has identified new and previously-underutilized federal grants for the benefit of TPA clients. He has leveraged his relationships with key grant officials at various federal agencies to ascertain their specific priorities and buzz words required for successful grant applications. Ben then leverages that information to help TPA federal clients develop and submit more competitive federal grant applications and then provide more effective tailored advocacy to secure funding awards. Prior to joining TPA, Ben was a Legislative Director for Congressional Representative Jim Costa and a Legislative Assistant for Representative Dennis Cardoza. He holds a Bachelor in Arts in Political Science and Latin American Studies from Boston College and a Certificate in Community Development and Growth from the University of Pennsylvania. Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 15 1. STATEMENT OF QUALIFICATIONS Christine Rose, Senior Associate: Christine brings a variety of experience and knowledge to TPA, including five years of experience in public policy and four years of experience in higher education. Christine has grant writing experience in areas such as education, cultural resources, public health, and transportation. Townsend Public Affairs, Inc. Senior Associate 2022 – Present Since joining TPA, Christine has worked with clients to identify their funding needs and develop competitive proposals. She has identified new and strategic funding resources, bringing her clients’ proposals from idea to reality. Her work includes: • Christine works to create accessible grant writing and development tools for clients such as grant tracking matrices and application breakdowns. These tools allow clients to access key strategic funding opportunities, develop comprehensive and competitive proposals, and ultimately secure grant funding. • Christine works closely with clients to understand and meet their funding goals. Her collaboration with clients allows her to craft persuasive narratives and strong grant proposals. She is always researching and identifying new funding opportunities that fit the goals and objectives of her clients. California State Assembly Legislative Director 2018 – 2022 Christine worked as the lead member of the Twenty-third Assembly District’s legislative team representing portions of Fresno and Tulare Counties. Her primary responsibilities included crafting the Assembly member’s legislative package and shepherding all bills through the legislative process, as well as identifying budget priorities and staffing those requests. Christine was responsible for monitoring all legislation passing through the Member’s committees and the Assembly Floor, analyzing each bill and making an appropriate recommendation. She had numerous bills signed into law and multiple budget requests included in the state budget. California State Assembly Legislative Aide 2017 – 2018 Christine worked as a member of the Seventy-seventh Assembly District’s legislative team representing San Diego County. Christine’s primary responsibilities included carrying multiple bills through the legislative process as well as monitoring, reviewing, and making recommendations on legislation passing through the Assembly member’s committees. She worked collaboratively with constituents and stakeholders to help craft the Assembly member’s legislative package, carrying multiple bills to the Governor’s desk. Cal Poly, San Luis Obispo Master of Arts, History 2013 California State University, Sacramento Bachelor of Arts, History and Government 2011 Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 16 1. STATEMENT OF QUALIFICATIONS E. RELEVANT PROJECT EXPERIENCE CURRENT CLIENTS The table below outlines a list of TPA clients that have engaged in grant writing and funding advocacy within the past five years. The table organizes clients by: name, type of service (either grant writing, or grant writing and legislative advocacy (both)), level of service (either state (S), federal (F), or state and federal (S/F)), contact name, contact address, and contact telephone number. Client Type of Service Level of Service Contact Name Contact Address Contact Telephone Cities and Counties City of Agoura Hills Grant Writing S/F Nathan Hamburger 30001 Ladyface Ct Agoura Hills CA, 91310 (818) 597-7300 City of Anaheim Both S Greg Garcia 200 South Anaheim Boulevard Anaheim, CA 92805 (714) 765-4311 City of Avalon Both S/F Devin Thompson 410 Avalon Canyon Rd. P.O. Box 707 Avalon, CA 9072 (310) 510-0220 City of Beaumont Both S/F Christina Taylor 550 East 6th Street Beaumont, CA 92223 (951) 572-3212 City of Brea Both S/F Mario Maldonado 1 Civic Center Circle Brea, CA 92821 (714) 990-7757 City of Buena Park Both S/F Aaron France 6650 Beach Boulevard Buena Park, CA 90621 (714) 562-3550 City of Concord Both S Karan Reid 1950 Parkside Dr. Concord, CA 94519 (925) 671-2489 City of Costa Mesa Grant Writing S/F Alma Reyes 77 Fair Drive Costa Mesa, CA 92626 (714) 754-5090 City of Del Mar Both S/F Clem Brown 1050 Camino del Mar Del Mar, CA 92014 (858) 375-9524 City of Dinuba Both S/F Karina Solis 405 East El Monte Way Dinuba, CA 93618 (559) 591-5904 City of Duarte Grant Writing S/F Daniel Jordan 1600 Huntington Drive Duarte, CA 91010 (626) 357-7931 City of El Monte Both S Alma Martinez 11333 Valley Boulevard El Monte, CA 91731 (626) 580-2001 City of Emeryville Both S/F Rochelle Conner 1333 Park Avenue Emeryville, CA 94608 (510) 596-4300 City of Farmersville Both S/F Jennifer Gomez 909 W. Visalia Rd Farmersville, CA 93223 (559) 747-0458 City of Fullerton Both S/F Anissa Livas 303 W. Commonwealth Avenue Fullerton, CA 92832 (714) 738-6300 City of Gardena Both S/F Clint Osario 1700 W 162nd St, Gardena, CA 90247 (310) 217-9503 Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 17 1. STATEMENT OF QUALIFICATIONS City of Guadalupe Grant Writing S/F Ariston Julian 918 Obispo Street Guadalupe, CA 93434 (805) 343-2114 City of Half Moon Bay Both S/F Jessica Blair 501 Main Street Half Moon Bay, CA 94019 (650) 726-8779 City of Hayward Both S Kelly McAdoo 777 B Street Hayward, CA 94541 (510) 583-4000 City of Hesperia Both S Melinda Sayre 9700 Seventh Avenue Hesperia, CA 92345 (760) 947-1000 City of Huntington Beach Both S/F Travis Hopkins 2000 Main Street Huntington Beach, CA 92648 (714) 536-5575 City of Huron Both S/F George Turegano 36311 South Lassen Avenue Huron, CA 93234 (559) 945-2241 City of Laguna Beach Both S/F Ken Domer 505 Forest Avenue Laguna Beach, CA 92651 (949) 497-0797 City of La Habra Both S/F Jim Sadro 110 E. La Habra Blvd. La Habra, CA 90633 (562) 383-4200 City of Madera Grant Writing S Gabriella Salazar 205 W 4th St, Madera, CA 93637 (559) 661-5492 City of Menifee Grant Writing S/F Christina Hernandez 29844 Haun Rd, Menifee, CA 92586 (951) 723-3751 City of Mendota Grant Writing S Nancy Banda 643 Quince St, Mendota, CA 93640 (559) 655-4298 City of Merced Both S/F Stephanie Dietz 678 West 18th Street Merced, CA 95240 (209) 388-7000 City of Mission Viejo Both S/F Dennis Wilberg 200 Civic Center Mission Viejo, CA 92691 (949) 470-8409 City of Montebello Grant Writing S/F David Sosnowski 1600 W Beverly Blvd, Montebello, CA 90640 (323) 887-1200 City of Moreno Valley Grant Writing S/F Brian Mohan 14177 Frederick Street Moreno Valley, CA 92552- 0805 (951) 413-3024 City of Murrieta Both S/F Clara Vera 1 Town Square Murrieta, CA 92652 (951) 304-2489 City of Oakland Both S/F Shereda Nosakhare 250 Frank H Ogawa Plaza Oakland, CA 94612 (510) 238-7648 City of Oceanside Grant Writing S Terry Gorman Brown 300 N Coast Hwy, Oceanside, CA 92054 (760) 435-3076 City of Palmdale Grant Writing S/F Terrie Zayas 38300 Sierra Highway Palmdale, CA 93550-4798 (661) 267-5450 City of Parlier Both S/F Bertha Augustine 1100 East Parlier Avenue Parlier, CA 93648 (559) 646-3545 City of Pismo Beach Both S Biancha Buchanan 760 Mattie Road Pismo Beach, CA 93449 (805) 773-7007 City of Placentia Both S/F Damien Arrula 401 East Chapman Avenue Placentia, CA 92870 (714) 993-8117 Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 18 1. STATEMENT OF QUALIFICATIONS City of Pleasanton Both S/F Becky Hopkins 123 Main Street Pleasanton, CA 94566 (925) 931-5000 City of Reedley Grant Writing S/F Nicole Zieba 1733 9th Street Reedley, CA 93654 (559) 637-4200 City of San Pablo Both S/F Matt Rodriguez 13831 San Pablo Avenue San Pablo, CA 94806 (510) 215-3000 City of Santa Ana Both S Rosa Flores 20 Civic Center Plaza, Santa Ana, CA 92702 (714) 647-5690 City of Selma Grant Writing S/F Jason Siegen 1710 Tucker Street Selma, CA 93662 (559) 891-2200 City of South San Francisco Grant Writing S/F Heather Enders 400 Grand Avenue South San Francisco, CA 94080 (650) 877-8500 City of Stanton Both S/F Jarad Hildenbrand 7800 Katella Ave, Stanton, CA 90680 (714) 379-9222 City of Temecula Both S/F Randi Johl 41000 Main Street, Temecula, CA 92590 (951) 694-6444 City of Tulare Both S/F Roxanne Yoder 411 East Kern Avenue Tulare, CA 93274 559-684-4200 City of Turlock Both S/F Jennifer Land 156 South Broadway, Suite 270 Turlock, CA 95380 (209) 668-5590 City of Tustin Both S/F Ken Piguee 300 Centennial Way, Tustin, CA 92780 (714) 573-3000 City of Vallejo Grant Writing S/F Natalie Peterson 555 Santa Clara St #3, Vallejo, CA 94590 707-648-8616 City of Walnut Creek Both S Kesava Washington 1666 North Main Street Walnut Creek, CA 94596 (925) 256-3580 County of Kern Grant Writing S/F Jim Zervis 1115 Truxtun Avenue, 5th Floor Bakersfield, CA 93301 (661) 868-3140 County of Stanislaus Grant Writing S/F Jody Hayes 1010 10th Street, Modesto (209) 525- 4494 County of Mariposa Both S/F Dallin Kimble 5100 Bullion Street Mariposa, CA 95338 (209) 966-3222 Town of Colma Both S/F Brian Dossey 1520 Hillside Boulevard, Colma, CA 650-997-8300 Special Districts Bear River Recreation and Park District Grant Writing S/F Cindy Latimer 22431 Kingston Ln, Grass Valley, CA 95949 530-268-7275 California Water Service Both S Justin Skarb 1720 North First Street, San Jose CA 95112 310- 961-1914 Cosumnes Community Services District Both S/F Pam Dawson 8820 Elk Grove Blvd, Elk Grove, CA 95624 916-405-7150 Desert Recreation District Grant Writing S/F Tony Strange 45-305 Oasis Street Indio, CA 92201 (760) 347-3484 Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 19 1. STATEMENT OF QUALIFICATIONS East Contra Costa Fire Protection District Both S Brian Helmick 150 City Park Way #1335, Brentwood, CA 94513 925-634-3400 East Orange County Water District Both S/F Sylvia Prado 185 N McPherson Rd, Orange, CA 92869 714-538-5815 Golden State Natural Resources Both S/F Greg Norton 1215 K Street, Suite 1650, Sacramento CA 95811 855-740-8422 Hesperia Park and Recreation District Grant Writing S/F Marshawn Etchepare 16292 Lime St, Hesperia, CA 92345 760-244-5488 Sacramento Regional Transit District Grant Writing S/F Erik Rietz 1400 29th St. Sacramento CA 95420 916-321-2800 Cosumnes Community Services District Both S/F Pam Dawson 8820 Elk Grove Blvd, Elk Grove, CA 95624 916-405-7150 Public Education Coast Community College District Both S/F Letitia Clark 1370 Adams Avenue Costa Mesa, CA 92626 (714) 438-4605 Guadalupe Union School District Grant Writing S/F Ed Cora 4465 9th Street Guadalupe, CA 93434 (805) 343-2114 Merced Union High School District Both S/F Alan Peterson 3430 A Street Atwater, CA 95301 (209) 325-2000 Long Beach Community College District Both S/F Nevon Watson 4901 E. Carson St., Long Beach 90808. 562-938-4749 Non-Profit Organizations Chabot Space and Science Center Grant Writing S/F Shawn Connolly 10000 Skyline Blvd, Oakland, CA 94619 510-336-7347 Discovery Science Foundation Both S/F Joe Adams 2500 N Main Street, Santa Ana, CA 92705 714-913-5022 Hebrew Academy of Orange County Grant Writing F Amina Newman 14401 Willow Ln, Huntington Beach, CA 92647 (714)898-0051 Land Conservancy of San Luis Obispo County Both S Joey Chavez 1137 Pacific St suite a, San Luis Obispo, CA 93401 805-544-9096 Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 20 1. STATEMENT OF QUALIFICATIONS F. SCHEDULE TPA’s general process for completing a grant application will remain the same regardless of the size and nature of the application. TPA will begin with a meeting with key Agency staff to review the grant application requirements, project overview and background. TPA will then establish clear accountabilities for Agency staff and TPA grant writers, including coordinating and conducting stakeholder meetings, drafting grant narratives, soliciting feedback from staff, incorporating feedback into a final application, drafting and securing letters of support and submitting a final grant application. After submittal is completed, TPA will advocate on behalf of the Agency, including contacting elected officials and drafting talking points for further advocacy. If successful, TPA will administer any post- award compliance requirements. If unsuccessful, TPA will coordinate debrief meetings with funding agencies to learn why the application was not funded and how to strengthen future application submissions. Below is a chart overviewing the timeline for which TPA will use to implement its strategic grant identification and writing services on behalf of the District, including details on the involvement of Agency staff: Services Timeline Agency Staff Involvement Conduct Detailed Orientation September 2022 Staff participation in orientation Craft Strategic Funding Plan September-October 2022 Staff review of TPA proposed funding plan Implement Funding Strategy October 2022 – Contract End No Involvement Track Funding Opportunities October 2022 – Contract End No Involvement Establishment of Clear Accountabilities October 2022 – Contract End Coordination between TPA and Staff Grant Application Development and Submittal October 2022 – Contract End Staff to provide technical budget and project timeline information to TPA Post-Grant Submittal Advocacy October 2022 – Contract End No Involvement Post-Grant Administration and Compliance October 2022 – Contract End Coordination between TPA and Staff Comprehensive Follow-Up on All Unsuccessful Applications October 2022 – Contract End Optional participation by staff on any follow up conversations or meetings on unsuccessful applications Update Strategic Funding Plan November-January 2024 Staff review of plan updates State Budget Earmark Projects November-January 2024 Staff participation in selection of projects Federal Community Project Funding (Earmarks) November-January 2024 Staff participation in selection of projects Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 21 1. STATEMENT OF QUALIFICATIONS G. REFERENCES 1. CALIFORNIA WATER SERVICE (CALWATER) Contact Name: Justin Skarb Title: Director of Community Affairs and Government Relations Address: 2632 W 237th St, Torrance, CA 90505 Phone Number: (310) 961-1914 Email: jskarb@calwater.com Scope: TPA provides advocacy and funding services to the Service District. 2. YORBA LINDA WATER DISTRICT Contact Name: Doug Davert Title: Assistant General Manager Address: 1717 Miraloma Ave Placentia, CA 92870 Phone Number: (714) 701-3029 Email: ddavert@ylwd.com Scope: TPA provides legislative and funding advocacy services to the District. 3. BEAUMONT CHERRY VALLEY WATER DISTRICT Contact Name: Daniel Jaggers Title: General Manager Address: 560 Magnolia Avenue, Beaumont, California 92223 Phone Number: (951) 845-9581 Email: dan.jaggers@bcvwd.org Scope: TPA provides grant writing services to the District. 4. CITY OF PALMDALE Contact Name: Terrie Zayas Title: Management Analyst Address: 38300 Sierra Highway, Palmdale, CA 93550 Phone Number: (661) 267-5450 Email: tzayas@cityofpalmdale.org Scope: TPA provides grant writing services to the City. 5. CITY OF BUENA PARK Contact Name: Aaron France Title: City Manager Address: 6650 Beach Boulevard, Second Floor Buena Park, CA 90621 Phone Number: (714) 562-3550 Email: afrance@buenapark.com Scope: TPA provides legislative and grant writing services to the City. Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 22 2. SCOPE OF SERVICES & SCHEDULE TPA advocates will utilize a strategic and comprehensive approach to initiate, develop, and carry out effective strategies to influence funding activities and opportunities to lobby on behalf of clients’ priority projects. This approach includes, but is not limited to: • Conducting a detailed orientation • Crafting a Strategic Funding Plan • Identifying, Researching, and Monitoring Grant Funding Opportunities • Developing and Submitting Grant Applications by utilizing the following process: o Establishment of Clear Accountabilities: o Providing Overview of Full Application Requirements o Assembling Project Background and Details o Drafting Written Proposal o Incorporating Feedback to Finalize Proposal o Submitting Completed Application • Performing Funding Advocacy across various channels o State legislative and budget processes o State bond measures o Federal infrastructure funding and community project requests • Providing monthly progress reports • Being available for client conference calls, in-person briefings, and meetings To effectively lobby on behalf of the Agency’s funding priorities, TPA will leverage the following relationships: STATE GOVERNMENT • Agency Legislative Delegation: o Senator Tom Umberg o Assembly Member Tom Daly • Governor’s Administration and Agency Leadership: o Governor Gavin Newsom o Lieutenant Governor Eleni Kounalakis o State Treasurer Fiona Ma o State Controller Betty Yee o Attorney General Rob Bonta o Superintendent of Public Instruction Tony Thurmond o Secretary Wade Crowfoot, Natural Resources Agency o Secretary Toks Omishakin, California State Transportation Agency o Secretary Jared Blumenfeld, California Environmental Protection Agency o Secretary Lourdes Castro Ramirez, Business, Consumer Services, and Housing Agency o Director Karla Nemeth, California Department of Water Resources o Director Eileen Sobeck, State Water Resources Control Board ▪ Sean Maguire, Board Member o Director Armando Quintero, Department of Parks and Recreation o Director Karla Nemeth, Department of Water Resources o Director Gustavo Velasquez, Department of Housing and Community Development o Air Quality Management District o Mobile Source Air Pollution Reduction Review Committee Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 23 2. SCOPE OF SERVICES AND SCHEDULE o California Coastal Conservancy o Joel Gerwin, South Coast Program Deputy Manager o Santa Ana River Conservancy o Greg Gauthier, Program Specialist, ▪ State Legislative Leadership: o Senate President Pro Tempore Toni Atkins o Senate Republican Leader Scott Wilk o Assembly Speaker Anthony Rendon o Assembly Republican Leader James Gallagher FEDERAL GOVERNMENT • Agency Legislative Delegation: o Senator Dianne Feinstein o Senator Alex Padilla o Representatives Luis Correa and Michelle Steel • President’s Administration and Federal Agencies: o White House Office of Intergovernmental Affairs o Department of Agriculture o Department of Commerce o Department of Education o Department of Homeland Security o Department of Housing and Urban Development o Department of the Interior – Bureau of Reclamation o Department of Justice o Department of Labor o Department of Transportation o Army Corps of Engineers o Bureau of Reclamation o Economic Development Administration o Environmental Protection Agency o Fish and Wildlife Service o National Marine Fisheries Service o National Park Service o US Department of Commerce-Economic Development Administration (Public Works and EAA programs) o US Department of Housing and Urban Development (CDBG) • Key Legislative Committees: o House Appropriations Committee o Energy and Commerce Committee o Transportation and Infrastructure Committee o House Ways and Means Committee A DETAILED LIST OF OUR STATE, FEDERAL, AND LOCAL RELATIONSHIPS CAN BE PROVIDED UPON REQUEST Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 24 2. SCOPE OF SERVICES AND SCHEDULE UPCOMING GRANT FUNDING OPPORTUNITIES CHART In addition, TPA has preliminary identified the following funding programs that meet the scope of work. Those programs include, but are not limited to: Administrator & Grant Name Application Info Eligible Projects Application Deadline Department of Housing and Urban Development Choice Neighborhood Planning Grant Max Award $500,000 5+% Match Required The grant program assists communities with severely distressed public housing or HUD-assisted housing in developing a successful neighborhood transformation plan. Neighborhood transformation plans are a blueprint for the redevelopment of distressed public housing/HUD-assisted housing into mixed-income communities, supportive services for families that live there, and physical improvements to the surrounding neighborhood. July 28, 2022 US Bureau of Reclamation WaterSMART Water Energy and Efficiency Grant Program Max Award $1,500,000 50% Match Required The program provides funding to conserve and use water more efficiently, increase the use of renewable energy and improve energy efficiency, benefit endangered and threatened species, facilitate water markets, or carry out other activities to address climate- related impacts on water or prevent any water-related crisis or conflict. July 28, 2022 California Natural Resources Agency Youth Community Access Grant Program $25k Min. Award $300k Max Award No Match Required The Youth Community Access Grant Program supports youth access to natural or cultural resources with a focus on low-income and disadvantaged communities including, but not limited to, community education and recreational amenities to support youth substance use prevention and early intervention. July 29, 2022 Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 25 2. SCOPE OF SERVICES AND SCHEDULE Administrator & Grant Name Application Info Eligible Projects Application Deadline CalRecycle Tire-Derived Aggregate (TDA) Grant Program Max Award: $375,000 25% required match The program provides opportunities to divert waste tires from landfills, prevent illegal tire dumping, and promote markets for recycled-content tire products. The Program provides assistance to civil engineers in solving a variety of engineering challenges using Tire- Derived Aggregate (TDA), which is produced from shredded tires, is lightweight, free-draining, and a less expensive alternative to conventional aggregates. August 17, 2022 US Environmental Protection Agency Water Infrastructure Finance and Innovation Act (WIFIA) Loan Program Max Award $20,000,000 for large communities (pop. >20,000) The program provides funding for projects that are eligible for the State Revolving Fund, including decentralized wastewater treatment systems, water reuse projects, stormwater projects, construction of publicly owned treatment works, and watershed pilot projects. Letter of Interest Due September 6, 2022 Department of Transportation Reconnecting Communities Pilot Program $5 million Min. Award $10 million Max award 20% match required (Planning) 50% match required (capital) The program’s funds can support planning, capital construction, and technical assistance to equitably and safely restore community connectivity through the removal, retrofit, mitigation, or replacement of eligible transportation infrastructure facilities that create barriers to mobility, access, or economic development October 13, 2022 Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 26 2. SCOPE OF SERVICES AND SCHEDULE Administrator & Grant Name Application Info Eligible Projects Application Deadline Department of Energy Upgrading Our Electric Grid and Ensuring Reliability and Resiliency Total funding available: $1 billion This new grant program will provide funding to provide federal financial assistance to demonstrate innovative approaches to transmission, storage, and distribution infrastructure to harden and enhance resilience and reliability; and to demonstrate new approaches to enhance regional grid resilience. NOFO expected Fall 2022 California Infrastructure Bank (IBank) State Revolving Loan Fund No Max Award No Match Required The program provides funding for a wide variety of infrastructure and economic development projects, including solid waste collection and disposal and water treatment and distribution. Ongoing Looking Ahead: Upcoming Grant Opportunities Administrator & Grant Name Application Info Eligible Projects Application Deadline California Natural Resources Agency Urban Greening Grant Program (UGG) No Maximum or Minimum grant Amounts Available funding approx. $50 million The Urban Greening Program will fund projects that reduce greenhouse gases by sequestering carbon, decreasing energy consumption and reducing vehicle miles traveled, while also transforming the built environment into places that are more sustainable, enjoyable, and effective in creating healthy and vibrant communities. Expected Spring/Summer 2023 Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 27 2. SCOPE OF SERVICES AND SCHEDULE Administrator & Grant Name Application Info Eligible Projects Application Deadline South Coast Air Quality Management District (AQMD) Carl Moyer Program To Be Determined The purpose of the CMP is to obtain emission reductions of Nitrogen Oxides (NOx), Particulate Matter (PM10) and Reactive Organic Gases (ROG) from heavy-duty vehicles and other equipment operating in California as early and as cost-effectively as possible. The CMP provides financial incentives to assist in the purchase of cleaner-than-required engine and equipment technologies to achieve emission reductions that are real, surplus, quantifiable and enforceable. Expected Spring/Summer 2023 US Bureau of Reclamation WaterSMART Title XVI Water Reclamation and Reuse Program To Be Determined The program provides funding to identify and investigate opportunities to reclaim and reuse wastewater and naturally impaired ground and surface water. Projects are first authorized by Congress and then receive funding for planning, design and/or construction activities on a project-specific basis. Expected Spring/Summer 2023 Economic Development Agency Build to Scale Program To Be Determined The Build to Scale Program builds regional economies through scalable startups through the Venture Challenge and Capital Challenge. The program’s national competitions will deploy funding to further technology-based economic development initiatives that accelerate high-quality job growth, create more economic opportunities, and support the next generation of industry leading companies. Expected Spring/Summer 2023 (pending funding availability) Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 28 2. SCOPE OF SERVICES AND SCHEDULE Administrator & Grant Name Application Info Eligible Projects Application Deadline California Office of Emergency Services/FEMA Pre-Disaster Mitigation (PDM) Grant Program/Hazard Mitigation Grant Program (HMGP) To Be Determined Under PDM: A generator that is a stand-alone project can be considered for PDM funding if the generator protects a critical facility A generator that is a component of a larger project (e.g., elevation of a lift station) can also be funded under regular HMGP funding Expected Winter 2023 Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 29 3. FEE PROPOSAL In accordance with the RFP, the proposed fee schedule has been submitted separately, utilizing the Proposed Fee Schedule included as Attachment 4 in the RFP. Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 30 4. CERTIFICATIONS ATTACHMENT 3-1: NON-COLLUSION AFFIDAVIT Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 31 4. CERTIFICATIONS ATTACHMENT 3-2: NON-LOBBYING CERTIFICATION Proposal for Grant Writing Services | Santa Ana Public Works Agency Page 32 4. CERTIFICATIONS ATTACHMENT 3-3: NON-DISCRIMINATION CERTIFICATION EXHIBIT C FEE SCHEDULE OPTION I: ALL-INCLUSIVE MONTHLY RETAINER DESCRIPTION OF SERVICES FEE Grant Writing Services $7,500 Per Month* • Conduct Detailed Orientation Included • Craft Strategic Funding Plan Included • Identify, Research, and Monitor Grant Funding Opportunities Included • Grant Application Development and Submittal Included • Establishment of Clear Accountabilities Included • Provide Overview of Full Applications Requirements Included • Assemble Project Background and Details Included • Coordinate Technical Project Details Included • Draft Written Proposal Included • Incorporate Feedback to Finalize Proposal Included • Submit Completed Application Included • Funding Advocacy Included • State Budget Funding Opportunities Included • Federal Earmark Opportunities Included • Post-Grant Submittal Advocacy Included • Post-Award Grant Administration and Compliance Included • Comprehensive Follow-Up on Unsuccessful Applications Included *The monthly fee includes all reasonable business and travel expenses TPA does NOT institute a limit on the number of funding opportunities that we will pursue on behalf of a client. For this reason, TPA recommends our monthly fee option as a more cost-effective option for the Agency than on a per-grant or hourly basis. FEE SCHEDULE OPTION II: ALL-INCLUSIVE HOURLY RATES NAME & TITLE FEE Christopher Townsend, President Role: Senior Strategic Advisor: $300* Cori Takkinen, Vice President Role: Project Manager $275* Alex Gibbs, Grants Manager Role: Funding Advocate/Grant Writer $250* Ben Goldeen, Federal Advocacy Manager Role: Federal Funding Advocate $250* Eric O’Donnell, Deputy Director Role: State Funding Advocate $250* Christine Rose, Senior Associate Role: Grant Writer $225* *The hourly fee includes all reasonable business and travel expenses FEE SCHEDULE 1 AGREEMENT WITH ENGINEERING SOLUTIONS SERVICES TO PROVIDE ON CALL GRANT WRITING SERVICES THIS AGREEMENT is made and entered into this 20th day of September 2022 by and between Engineering Solutions Services, Inc., a California corporation (“Consultant”), and the City of Santa Ana, a charter city and municipal corporation organized and existing under the Constitution and laws of the State of California (“City”). RECITALS A. On June 29, 2022, the City issued Request for Proposal No. 22-064, by which it sought a consultant having special skill and knowledge in the field of Water, Sewer and Public Works grant writing services. B. Consultant submitted a responsive proposal that was among those selected by the City. Consultant represents that it is able and willing to provide the services described in the scope of work that was included in RFP No. 22-064. C. In undertaking the performance of this Agreement, Consultant represents that it is knowledgeable in its field and that any services performed by Consultant under this Agreement will be performed in compliance with such standards as may reasonably be expected from a professional contracting firm in the field. NOW THEREFORE, in consideration of the mutual and respective promises, and subject to the terms and conditions hereinafter set forth, the parties agree as follows: 1. SCOPE OF SERVICES Consultant shall perform the tasks and obligations including all labor, materials, tools, equipment, and incidental customary work required to fully and adequately complete the services described in RFP No. 22-064, which is attached as Exhibit A, and as more specifically delineated in Consultant’s proposal, which is attached as Exhibit B and incorporated in full. 2. COMPENSATION a. City agrees to pay, and Consultant agrees to accept as total payment for its services under this Agreement, the rates and charges identified in Exhibit C. Consultant is one of three (3) consultants selected to provide grant writing services on an on-call basis under RFP 22- 064. The total compensation for these services provided by all such contracts selected under RFP 22-064 shall not exceed the shared aggregate amount of Two Million, Three Hundred Seventy-Five Thousand Dollars and Zero Cents ($2,375,000) during the term of the Agreement, including any extension periods. b. Payment by City shall be made within forty-five (45) days following receipt of proper invoice evidencing work performed, subject to City accounting procedures. Payment need not be made for work that fails to meet the standards of performance set forth in the Recitals 2 and Scope of Work, which may reasonably be expected by City. 3. TERM This Agreement shall commence on the date first written above and terminate on September 19, 2025, unless terminated earlier in accordance with Section 17, below. The term of this Agreement may be extended for one (1) two-year period upon a writing executed by the City Manager and City Attorney. 4. PREVAILING WAGES Consultant is aware of the requirements of California Labor Code Section 1720, et seq., and 1770, et seq., as well as California Code of Regulations, Title 8, Section 16000, et seq., (“Prevailing Wage Laws”), which require the payment of prevailing wage rates and the performance of other requirements on “public works” and “maintenance” projects. If the services being performed are part of an applicable “public works” or “maintenance” project, as defined by the Prevailing Wage Laws, and the total compensation is $1,000 or more, Consultant agrees to fully comply with such Prevailing Wage Laws. Consultant shall defend, indemnify and hold the City, its elected officials, officers, employees and agents free and harmless from any claim or liability arising out of any failure or alleged failure to comply with the Prevailing Wage Laws. 5. INDEPENDENT CONSULTANT Consultant shall, during the entire term of this Agreement, be construed to be an independent consultant and not an employee of the City. This Agreement is not intended nor shall it be construed to create an employer-employee relationship, a joint venture relationship, or to allow the City to exercise discretion or control over the professional manner in which Consultant performs the services which are the subject matter of this Agreement; however, the services to be provided by Consultant shall be provided in a manner consistent with all applicable standards and regulations governing such services. Consultant shall pay all salaries and wages, employer's social security taxes, unemployment insurance and similar taxes relating to employees and shall be responsible for all applicable withholding taxes. 6. OWNERSHIP OF MATERIALS This Agreement creates a non-exclusive and perpetual license for City to copy, use, modify, reuse, or sublicense any and all copyrights, designs, and other intellectual property embodied in plans, specifications, studies, drawings, estimates, and other documents or works of authorship fixed in any tangible medium of expression, including but not limited to, physical drawings or data magnetically or otherwise recorded on computer diskettes, which are prepared or caused to be prepared by Consultant under this Agreement (“Documents & Data”). Consultant shall require all subconsultants to agree in writing that City is granted a non-exclusive and perpetual license for any Documents & Data the subconsultant prepares under this Agreement. Consultant represents and warrants that Consultant has the legal right to license any and all Documents & Data. Consultant makes no such representation and warranty in regard to Documents & Data which were provided to Consultant by the City. City shall not be limited in any way in its use of the Documents and Data at any time, provided that any such use not within the purposes intended by this Agreement shall be at City’s sole risk. 3 7. INSURANCE Prior to undertaking performance of work under this Agreement, Consultant shall maintain and shall require its subcontractors, if any, to obtain and maintain insurance as described below: a. Minimum Scope and Limit of Insurance 1. Commercial General Liability (CGL): Insurance Services Office Form CG 00 01 covering CGL on an “occurrence” basis, including products and completed operations, property damage, bodily injury and personal & advertising injury with limits no less than $1,000,000 per occurrence. If a general aggregate limit applies, either the general aggregate limit shall apply separately to this project/location (ISO CG 25 03 or 25 04) or the general aggregate limit shall be twice the required occurrence limit. 2. Automobile Liability: ISO Form Number CA 00 01 covering any auto (Code 1), or if Consultant has no owned autos, hired, (Code 8) and non- owned autos (Code 9), with a limit no less than $1,000,000 per accident for bodily injury and property damage. 3. Workers’ Compensation: as required by the State of California, with Statutory Limits, and Employer’s Liability Insurance with limit of no less than $1,000,000 per accident for bodily injury or disease. 4. Professional Liability: if Consultant is or employs a licensed professional such as an architect or engineer: Professional liability (errors and omissions) insurance, with a combined single limit of not less than $1,000,000 per claim with $2,000,000 in the aggregate. 5. Broader Coverage: if the Consultant maintains broader coverage and/or higher limits than the minimums shown above, the City requires and shall be entitled to the broader coverage and/or the higher limits maintained by the Consultant. Any available insurance proceeds in excess of the specified minimum limits of insurance and coverage shall be available to the City. b. Other Insurance Provisions 1. Additional Insured Status: The City, its officers, officials, employees, and volunteers are to be covered as additional insureds on the CGL policy with respect to liability arising out of work or operations performed by or on behalf of the Consultant including materials, parts, or equipment furnished in connection with such work or operations. General liability coverage can be provided in the form of an endorsement to the Consultant’s insurance (at least as broad as ISO Form CG 20 10 11 85 or if not available, through the addition of both CG 20 10, CG 20 26, CG 20 33, or CG 20 38; and CG 20 37 if a later edition is used). 4 2. Primary Coverage: For any claims related to this contract, the Consultant’s insurance coverage shall be primary coverage at least as broad as ISO CG 20 01 04 13 as respects the City, its officers, officials, employees, and volunteers. Any insurance or self-insurance maintained by the City, its officers, officials, employees, or volunteers shall be excess of the Consultant’s insurance and shall not contribute with it. 3. Notice of Cancellation: Each insurance policy required above shall provide that coverage shall not be canceled, except with notice to the City. 4. Waiver of Subrogation: Consultant hereby grants to City a waiver of any right to subrogation that any insurer of said Consultant may acquire against the City by virtue of the payment of any loss under such insurance. Consultant agrees to obtain any endorsement that may be necessary to affect this waiver of subrogation, but this provision applies regardless of whether or not the City has received a waiver of subrogation endorsement from the insurer. 5. Self-Insured Retentions: Self-insured retentions must be declared to and approved by the City. The City may require the Consultant to purchase coverage with a lower retention or provide proof of ability to pay losses and related investigations, claim administration, and defense expenses within the retention. The policy language shall provide, or be endorsed to provide, that the self-insured retention may be satisfied by either the named insured or City. 6. Acceptability of Insurers: Insurance is to be placed with insurers authorized to conduct business in the state with a current A.M. Best’s rating of no less than A:VII, unless otherwise acceptable to the City. 7. Claims Made Policies (applicable only to professional liability): 1. The Retroactive Date must be shown, and must be before the date of the contract or the beginning of contract work. 2. Insurance must be maintained and evidence of insurance must be provided for at least five (5) years after completion of the contract of work. 3. If coverage is canceled or non-renewed, and not replaced with another claims-made policy form with a Retroactive Date prior to the contract effective date, the Consultant must purchase “extended reporting” coverage for a minimum of five (5) years after completion of work. 5 8. Verification of Coverage: Consultant shall furnish the City with original Certificates of Insurance including all required amendatory endorsements (or copies of the applicable policy language effecting coverage required by this clause) and a copy of the Declarations and Endorsement Page of the CGL policy listing all policy endorsements to City before work begins. However, failure to obtain the required documents prior to the work beginning shall not waive the Consultant’s obligation to provide them. The City reserves the right to require complete, certified copies of all required insurance policies, including endorsements required by these specifications, at any time. 9. Subcontractors: Consultant shall require and verify that all subcontractors maintain insurance meeting all the requirements stated herein, and Consultant shall ensure that City is an additional insured on insurance required from subcontractors. 10. Special Risks or Circumstances: City reserves the right to modify these requirements, including limits, based on the nature of the risk, prior experience, insurer, coverage, or other special circumstances. 8. INDEMNIFICATION Consultant agrees to defend, and shall indemnify and hold harmless the City, its officers, agents, employees, consultants, special counsel, and representatives from liability: (1) for personal injury, damages, just compensation, restitution, judicial or equitable relief arising out of claims for personal injury, including death, and claims for property damage, which may arise from the negligent operations of the Consultant or its subconsultants, agents, employees, or other persons acting on their behalf which relates to the services described in section 1 of this Agreement; and (2) from any claim that personal injury, damages, just compensation, restitution, judicial or equitable relief is due by reason of the terms of or effects arising from this Agreement. This indemnity and hold harmless agreement applies to all claims for damages, just compensation, restitution, judicial or equitable relief suffered, or alleged to have been suffered, by reason of the events referred to in this Section or by reason of the terms of, or effects, arising from this Agreement. The Consultant further agrees to indemnify, hold harmless, and pay all costs for the defense of the City, including fees and costs for special counsel to be selected by the City, regarding any action by a third party challenging the validity of this Agreement, or asserting that personal injury, damages, just compensation, restitution, judicial or equitable relief due to personal or property rights arises by reason of the terms of, or effects arising from this Agreement. City may make all reasonable decisions with respect to its representation in any legal proceeding. Notwithstanding the foregoing, to the extent Consultant’s services are subject to Civil Code Section 2782.8, the above indemnity shall be limited, to the extent required by Civil Code Section 2782.8, to claims that arise of, pertain to, or relate to the negligence, recklessness, or willful misconduct of the Consultant. 9. INTELLECTUAL PROPERTY INDEMNIFICATION Consultant shall defend, indemnify and hold harmless the City, its officers, agents, representatives, 6 and employees against any and all liability, including costs, and attorney’s fees, for infringement of any United States’ letters patent, trademark, or copyright contained in the work product or documents provided by Consultant to the City pursuant to this Agreement. 10. RECORDS Consultant shall keep records and invoices in connection with the work to be performed under this Agreement. Consultant shall maintain complete and accurate records with respect to the costs incurred under this Agreement and any services, expenditures, and disbursements charged to the City for a minimum period of three (3) years, or for any longer period required by law, from the date of final payment to Consultant under this Agreement. All such records and invoices shall be clearly identifiable. Consultant shall allow a representative of the City to examine, audit, and make transcripts or copies of such records and any other documents created pursuant to this Agreement during regular business hours. Consultant shall allow inspection of all work, data, documents, proceedings, and activities related to this Agreement for a period of three (3) years from the date of final payment to Consultant under this Agreement. 11. CONFIDENTIALITY If Consultant receives from the City information which due to the nature of such information is reasonably understood to be confidential and/or proprietary, Consultant agrees that it shall not use or disclose such information except in the performance of this Agreement, and further agrees to exercise the same degree of care it uses to protect its own information of like importance, but in no event less than reasonable care. “Confidential Information” shall include all nonpublic information. Confidential information includes not only written information, but also information transferred orally, visually, electronically, or by other means. Confidential information disclosed to either party by any subsidiary and/or agent of the other party is covered by this Agreement. The foregoing obligations of non -use and nondisclosure shall not apply to any information that (a) has been disclosed in publicly available sources; (b) is, through no fault of the Consultant disclosed in a publicly available source; (c) is in rightful possession of the Consultant without an obligation of confidentiality; (d) is required to be disclosed by operation of law; or (e) is independently developed by the Consultant without reference to information disclosed by the City. 12. CONFLICT OF INTEREST CLAUSE Consultant covenants that it presently has no interest and shall not have interests, direct or indirect, which would conflict in any manner with performance of services specified under this Agreement. 13. NOTICE Any notice, tender, demand, delivery, or other communication pursuant to this Agreement shall be in writing and shall be deemed to be properly given if delivered in person or mailed by first class or certified mail, postage prepaid, or sent by fax or other telegraphic communication in the manner provided in this Section, to the following persons: To City: Clerk of the City Council 7 City of Santa Ana 20 Civic Center Plaza (M-30) P.O. Box 1988 Santa Ana, CA 92702-1988 Executive Director Public Works Agency City of Santa Ana 20 Civic Center Plaza (M-21) P.O. Box 1988 Santa Ana, CA 92702 To Consultant: Engineering Solutions Services, Inc. Attn: Sudi Shoja, PE 23232 Peralta Drive, Suite 112 Laguna Hills, CA 92653 (949) 797-6055 A party may change its address by giving notice in writing to the other party. Thereafter, any communication shall be addressed and transmitted to the new address. If sent by mail, communication shall be effective or deemed to have been given three (3) days after it has been deposited in the United States mail, duly registered or certified, with postage prepaid, and addressed as set forth above. If sent by fax, communication shall be effective or deemed to have been given twenty-four (24) hours after the time set forth on the transmission report issued by the transmitting facsimile machine, addressed as set forth above. For purposes of calculating these timeframes, weekends, federal, state, County or City holidays shall be excluded. 14. EXCLUSIVITY AND AMENDMENT This Agreement represents the complete and exclusive statement between the City and Consultant regarding the subject matter herein, and supersedes any and all other agreements, oral or written, between the parties. In the event of a conflict between the terms of this Agreement and any attachments hereto, the terms of this Agreement shall prevail. This Agreement may not be modified except by written instrument signed by the City and by an authorized representative of Consultant. The parties agree that any terms or conditions of any purchase order or other instrument that are inconsistent with, or in addition to, the terms and conditions hereof, shall not bind or obligate Consultant or the City. Each party to this Agreement acknowledges that no representations, inducements, promises or agreements, orally or otherwise, have been made by any party, or anyone acting on behalf of any party, which are not embodied herein. 15. ASSIGNMENT Inasmuch as this Agreement is intended to secure the specialized services of Consultant, Consultant may not assign, transfer, delegate, or subcontract any interest herein without the prior written consent of the City and any such assignment, transfer, delegation or subcontract without the City’s prior written consent shall be considered null and void. Nothing in this Agreement shall be construed to limit 8 the City’s ability to have any of the services which are the subject to this Agreement performed by City personnel or by other Consultants retained by City. 16. WAIVER No waiver of breach, failure of any condition, or any right or remedy contained in or granted by the provisions of this Agreement shall be effective unless it is in writing and signed by the party waiving the breach, failure, right or remedy. No waiver of any breach, failure or right, or remedy shall be deemed a waiver of any other breach, failure, right or remedy, whether or not similar, nor shall any waiver constitute a continuing waiver unless the writing so specifies. 17. TERMINATION This Agreement may be terminated by the City upon thirty (30) days written notice of termination. In such event, Consultant shall be entitled to receive and the City shall pay Consultant compensation for all services performed by Consultant prior to receipt of such notice of termination, subject to the following conditions: a. As a condition of such payment, the Executive Director may require Consultant to deliver to the City all work product completed as of such date, and in such case such work product shall be the property of the City unless prohibited by law, and Consultant consents to the City's use thereof for such purposes as the City deems appropriate. b. Payment need not be made for work which fails to meet the standard of performance specified in the Recitals of this Agreement. 18. NON-DISCRIMINATION Consultant shall not discriminate because of race, color, creed, religion, sex, marital status, sexual orientation, gender identity, gender expression, gender, medical conditions, genetic information, or military and veteran status, age, national origin, ancestry, or disability, as defined and prohibited by applicable law, in the recruitment, selection, teaching, training, utilization, promotion, termination or other employment related activities or any services provided under this Agreement. Consultant affirms that it is an equal opportunity employer and shall comply with all applicable federal, state and local laws and regulations. 19. JURISDICTION-VENUE This Agreement has been executed and delivered in the State of California and the validity, interpretation, performance, and enforcement of any of the clauses of this Agreement shall be determined and governed by the laws of the State of California. Both parties further agree that Orange County, California, shall be the venue for any action or proceeding that may be brought or arise out of, in connection with or by reason of this Agreement. 20. PROFESSIONAL LICENSES Consultant shall, throughout the term of this Agreement, maintain all necessary licenses, 9 permits, approvals, waivers, and exemptions necessary for the provision of the services hereunder and required by the laws and regulations of the United States, the State of California, the City of Santa Ana and all other governmental agencies. Consultant shall notify the City immediately and in writing of its inability to obtain or maintain such permits, licenses, approvals, waivers, and exemptions. Said inability shall be cause for termination of this Agreement. 21. MISCELLANEOUS PROVISIONS a. Each undersigned represents and warrants that its signature herein below has the power, authority and right to bind their respective parties to each of the terms of this Agreement, and shall indemnify City fully, including reasonable costs and attorney’s fees, for any injuries or damages to City in the event that such authority or power is not, in fact, held by the signatory or is withdrawn. b. All exhibits referenced herein and attached hereto shall be incorporated as if fully set forth in the body of this Agreement. IN WITNESS WHEREOF, the parties hereto have executed this Agreement the date and year first above written. ATTEST: CITY OF SANTA ANA ________________________ _________________________ Kristine Ridge Clerk of the Council City Manager APPROVED AS TO FORM CONSULTANT SONIA R. CARVALHO City Attorney By: _____________________ ____________________________ Brandon Salvatierra Name: Deputy City Attorney Title: RECOMMENDED FOR APPROVAL ____________________________ Nabil Saba, P.E. Executive Director Public Works Agency Sudi Shoja, PE Principal EXHIBIT A City of Santa Ana RFP 22-064 Page 11 Appendix ATTACHMENT 1 SCOPE OF WORK CITY OF SANTA ANA REQUEST FOR PROPOSALS FOR WATER, SEWER AND PUBLIC WORKS PROGRAMS GRANT WRITING SERVICES RFP NO.: 22-064 Introduction and Background: The City of Santa Ana is located in the County of Orange in Southern California. The City encompasses 27.5 square miles and a population of over 335,000 people. The City of Santa Ana Public Works Agency is soliciting proposals from professional firms for grant writing services. The primary emphasis will be seeking grant related funds for Water and Sewer programs all other programs will be secondary. In the past the City has utilized professional grant writing consulting firms on as needed basis to meet the goals and objectives of the City. The goals of this proposal for consulting services are to identify areas of funding needs, grant research and funding, development, and grant program administration and delivery to the City’s Public Works Agency. In summary, the City of Santa Ana is soliciting proposals from qualified firms to provide grant writing services. This request for proposal (RFP) provides interested qualified firms with the information enabling them to submit a Service Bid Proposal and to provide the services described herein. Description of Work: The Consultant/s will seek funding opportunities primarily for water and sewer programs, secondarily for all other programs with an emphasis on securing funds for capital projects. The selected consultants are expected to search for relevant grant opportunities and inform the City of their applicability. When relevant grant opportunities are identified and approval to proceed is granted by City, the consulting firm shall prepare the necessary grant application documents and submit grant applications on behalf of the City for approval or fully support the City in applying. All the work shall be coordinated with Public Works Agency personnel. The successful firm(s) shall have experience in grant writing, grant program development and administration for Federal, State, and Local entities including and not limited to: • US Department of Commerce-Economic Development Administration (Public Works and EAA programs) • US Department of Housing and Urban Development (CDBG) • US Department of Interior-Bureau of Reclamation • California Department of Water Resources City of Santa Ana RFP 22-064 Page 12 • California Water Quality Control Board • California Water Resources Control Board • Air Quality Management District (AQMD) • Mobile Source Air Pollution Reduction Review Committee (MSRC) • State of California Department of Parks and Recreation; various programs and Bond Acts (Office of Grants and Local Services OGALS) • State of California Natural Resources Agency • State of California Coastal Conservancy The funding sought is intended to support contemplated programs for, among other things: • Recycled water • Infrastructure replacement • Automated Metering Infrastructure • Green infrastructure/solar panels • Conservation/outreach enhancements • Sewer septic tank removals/conversions • Alternative (RNG/CNG/Propane) fuel vehicles/infrastructure • EV charger infrastructure • Park Land Acquisitions • Park Development (Capital Improvements) • Park Deferred Maintenance Projects The following are typical service and or items that the successful Consultant(s) will be required to provide for the City of Santa Ana. Funding Needs Analysis – Conduct current funding priority needs analysis and identify new priority areas for funding in conjunction with Staff. Outside Funding/On-Call Research – Conduct research and identify third-party funding sources that support the Public Works Agency, funding needs and priorities. This scope includes researching grant opportunities independently as well as any identified by the City. Funding Proposal Development – Provide proposal writing associated with funding applications on behalf of the City of Santa Ana, including the preparation of funding abstracts, production and submittal of applications to funding sources. The City understands that many applications require technical details,. City staff will provide technical data as necessary but it is expected that the consultant(s) will perform the majority of work required to generate funding applications. Once applications are finalized, consultant will provide a copy of each application package for funding to the City prior to submittal and review the package with City staff. Program Administration and Delivery – The Consultant(s) will be required to provide grant administration and coordination services as part of this proposal including, but not limited to, coordinating with City staff to provide expenditure reports and submit reimbursement requests, preparing Resolutions and Staff Reports for City Council consideration, coordinating with funding sources’ staff, and submitting periodic status update reports to City. City of Santa Ana RFP 22-064 Page 13 On a monthly basis, the Consultant(s) shall provide the City summaries of potential funding opportunities. The summaries shall include, but not limited to the name of the funding agency, due dates for applications, eligibility, and program summary and funding level available. City Responsibilities: The City will provide information in its possession relevant to the preparation of the required information in the RFP. Availability of staff time to assist with the preparation of grant application documents is limited. Selected consultant is expected to perform a substantial amount of research and data gathering independently. City staff will provide system information and data as available in an effort to develop the best grant application package possible. EXHIBIT B City of Santa Ana Proposal to Provide: Water, Sewer, and Public Works Grant Writing Services July 25, 2022 Submitted by Engineering Solutions Services, Inc. 23232 Peralta Drive, Suite 112 Laguna Hills, CA 92653 (949) 797-6055 Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 2 Table of Contents 1. STATEMENT OF QUALIFICATIONS ............................................................................................ 3 A. COVER LETTER ........................................................................................................................ 3 B. AGREEMENT STATEMENT .................................................................................................... 4 C. UNDERSTANDING OF NEED ................................................................................................. 4 D. FIRM AND TEAM EXPERIENCE .......................................................................................... 15 E. RELEVANT PROJECT EXPERIENCE .................................................................................... 21 F. SCHEDULE ................................................................................................................................... 24 G. REFERENCES: ........................................................................................................................ 24 2. SCOPE OF SERVICES AND SCHEDULE .................................................................................. 25 3. FEE PROPOSAL ............................................................................................................................. 26 CERTIFICATIONS ................................................................................................................................... 27 APPENDIX ................................................................................................................................................ 31 Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 3 1. STATEMENT OF QUALIFICATIONS A. COVER LETTER City of Santa Ana July 25, 2022 Attn: Kathia Reyes, Projects Manager Public Works Agency 220 S. Daisy Ave; 1st Floor Reception, Administration Building Santa Ana, CA 92703 Re: Request for Proposals for Water, Sewer, and Public Works Grant Writing Services Dear Ms. Reyes Engineering Solutions Services (ESS) welcomes the opportunity to submit this proposal to provide grant writing services for the City of Santa Ana (the City). Our goal is to bring in the maximum available grant funding for the City. Having secured more than $500 million in the past ten years in a variety of projects, we bring an unmatched level of experience to identify and assist the City with developing a strategic plan and prepare winning applications to ensure an expedited and successful funding award. ESS What sets ESS apart is that we are not just a funding company but former municipal managers with technical and funding expertise that has earned deep-rooted relationships with funding agencies. As such, we are aware of upcoming funding opportunities and have been achieving the highest awards of projects by preparing credible reports and strategizing timely submittal of applications on behalf of our clients. We are aware of the City’s focus on water and sewer, parks and public works projects and as it is demonstrated in our proposal, we have a proven track record in successful award of grants for the classifications of projects the City has listed. We will use our expertise to conduct a needs assessment and leverage our relationships with the funding agencies to identify grants, and work with City staff to secure those grants. We are also proficient in grant management and meeting compliance requirements of Federal and State funding. Effective, full-circle strategies like these are key to obtaining the most possible grant award funding for the City’s projects. We have reviewed and understand all the proposal terms and conditions and acknowledge receipt of Addendum No. 1. As the Principal for ESS, I am fully authorized to legally bind ESS in agreements with the City of Santa Ana. I will serve as the program manager for this contract, and as the Principal of ESS (S-Corporation), I can be reached at (949) 637-1405 or via email at Sudi@engineeringsolutionsservices.net. My project team and I look forward to working with you and all the City staff to develop a work plan that identifies grants that meet the short and long- term needs of the City and answering any questions you may have about our proposal. Sincerely, Sudi Shoja, PE Principal Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 4 B. AGREEMENT STATEMENT ESS is aware of all responsibilities and provisions outlined in the standard agreement and takes no exceptions. C. UNDERSTANDING OF NEED City of Santa Ana has been proactively seeking grant and alternative funding for ahead of the current environment with ample funding for infrastructure. City’s commitment to help its residents by obtaining grant funding has provided a significant contribution to implementing key capital projects while lowering cost of service. With all the federal and state budget funding for climate change and infrastructure improvements, City is in a very good position to align its objectives with those of funding agencies and attract more funding for its water, sewer, parks and a variety of public works projects. ESS is a multi-disciplinary grant funding company and is one of the leading consultants in preparation of successful grants for the U.S. Bureau of Reclamation and other federal organizations such as EPA, Department of Parks and Recreation, FEMA/CalOES, and many other federal and state funding agencies. ESS team members have a diversified experience that ranges from planning and design of utility projects to emergency preparedness and parks and recreation projects. ESS has also been very successful in obtaining funding from new funding sources that will recommend to the City for consideration.  ESS obtained $9 million for the City of Carlsbad Veterans Park and the neighborhood improvements in two years. ESS worked directly with local representative offices to identify potential projects for funding and prepare the application packages. We believe several City projects will be ideal candidates for this funding. ESS can work directly with the representative’s office to learn more about the local preference and tailor an application for funding. We stay updated with new developments in the federal and local funding arena and will be able to offer grant sources matching City projects The ESS team believes in a full-circle approach to obtaining grant funding. This approach and the methodology behind it will encompass all aspects of the grant research, application development and management services identified in the RFP. 1. Develop Funding Strategy • Conduct funding research to identify grant resources including but not limited to federal, state, and local agencies, as well as private foundations that fund municipalities for opportunities that match a specific the City project or program, the City’s strategic goals, legislative platform, or policy objectives • Research grant opportunities identified by the City • Provide the City with a summary of potential funding opportunities relevant to its needs on an on-going basis 2. Grant Writing Assistance • Identify projects and analyze components that not only meet the funding requirements but are likely to rank high for award Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 5 • Prepare support letters, resolutions and staff reports on an as-needed basis following the City’s preferred style • Compose grant proposals on behalf of the City as directed, including all technical sections, preparation of budget and schedule, preparation of exhibits such as graphs and schematics, coordination with the City staff and compiling demographic data and other necessary items for grant applications • Develop timelines and checklists to ensure timely grant completion and submission • Submit grant applications for review and comments by the City’s project management team • Prepare Disadvantaged Community (DAC) related documentation using required funding agency portals • Grant submission on behalf of the City 3. Grant Management Support • Review the draft award agreements to identify all the general and specific requirements • Assist with the preparation and submittal of post-award reports and reimbursements that are required under the terms of the grant • Track Disadvantage Business Enterprise (DBE) Requirements, perform American Iron and Steel (AIS) certification process, Buy America - Build America, monitor Davis Bacon Labor compliance requirements • Participation in regulatory audit sessions 4. Optional Additional Services • Provide design review and prepare specification sections to meet the terms of grant agreement and guidelines • Assist in preparation of required California Environmental Quality Act (CEQA) • Prepare technical documents to support the grant applications and/or prepare RFP for technical services needed Our goal is to bring in the highest possible amount of funding for the City. To achieve this goal, ESS brings its extensive experience and a highly qualified team to work closely with the City’s Project Manager to mold the City’s project components, to maximize eligibility and ranking under various funding programs. We have the unique ability to distill and convey complex project information into funding agencies’ specific formats for grant applications. Our experience in coordinating, managing, and writing different types of applications has led to successful procurement of funding for many clients. Similarly, our experience with grant administration has enabled us to see another side of grant acquisition, wherein we can capitalize on this knowledge. 1. Develop Funding Strategy The complex and elaborate process of obtaining funding can delay the ability to act. Our comprehensive knowledge of the funding process helps us conceptualize and develop an appropriate action plan, thereby maximizing success. We will identify eligibility requirements, likely availability of funding, terms, conditions, and other key parameters. Our step-by-step process to a successful application is shown in the following flow chart: Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 6 Identification Of Appropriate City Projects For Funding Once a Notice to proceed has been identified, Sudi Shoja will arrange a kick-off meeting with the City’s Project Manager and appropriate ESS staff to review and discuss the City’s project priorities, including the ones specifically mentioned in the RFP and CIP. Sudi will serve as a Project Manager and the point of contact for the City. She will assign task managers and grant writers as needed (if multiple pursuits are followed at the same time) to best meet the project deadlines. We believe that one of our most important tasks is to work with the City to position the projects for maximum ranking for various grant opportunities. ESS is well qualified to achieve this goal as our staff not only been responsible for similar activities in their former positions, but they also have developed strong relationships with the funding agencies that allow us to learn about funding goals for future cycles and present them to our clients. Working with the City Project Manager, we will review and discuss the current status of projects, available funding, established priorities, project planning and design status, management preferences and regulatory requirements. With our thorough knowledge of available and historical funding opportunities and our technical expertise in managing similar programs, we will be able to recommend a strategy and ranking of projects for funding pursuits. Based on our experience, we will also be able to offer cost-saving measures such as multi-year grants on a program level in lieu of individual projects that will reduce the regulatory burden of managing various funding agreements and the cost of preparation of applications and compliance monitoring. ESS believes the City will be best served by working together to create a strategy that enables us to write winning applications that will maximize funding for the City while minimizing the administrative burden on the City staff.  ESS was able to qualify the Santa Clarita Valley Water Agency for $30 million for recycling water  Review of City of Hemet’s bond options and developing a funding strategy resulted in savings of more than $13.5million for the City. In addition, analysis of the City’s CIP program and the unfunded list of projects resulted in identification of more than $28 million in funding. Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 7  Working with the County of Orange, we recommended a strategy that resulted in submittal of an additional successful grant application for the same project, almost doubling the amount of funding County was expecting to receive. Deliverable(s): • Recommendation for Project Priority List with financial breakdown and timeline with pertinent information for funding pursuits. Identification of Grant Resources ESS team members keep up to date with the available Federal and State level funding alternatives for many types of grants, including water and sewer projects, as well as facility improvement and parks projects and energy savings for municipal facility updates. We attend various funding fairs, participate in providing input to guidelines for funding opportunities, and are subscribed to receive notices on available funding. ESS subscribes to various grant resources and will use this service to identify funding opportunities. Established Relationships with Funding Agencies We understand that successful grant funding consists of two-thirds planning and one- third writing. With that in mind, we pride ourselves in our close relationships with funding agencies. Those relationships, plus appropriate and meticulous planning, allow us to obtain key information about the successful awarding of grant funds. One of the tactics used to ensure this strategy’s success is to identify opportunities for in-person meetings with the funding agency when we are initiating a pursuit. We know this approach provides results from experience. We have established relationships with the following funding agencies: • US Bureau of Reclamation • FEMA/CA Office of Emergency Services (CalOES) Pre-Disaster Mitigation and Hazard Mitigation Planning • California Department of Parks and Recreation • CA Public Utilities Commission • Metropolitan Water District of Southern C • Ocean Protection Council (Prop 68) • State Water Resources Control Board • US Energy Commission • California Department of Water Resources • EPA • US Department of Commerce – Economic Development Administration • AQMD • Various Conservancies and non-profit advocacy organizations We understand that the City has several key water and sewer projects and an aggressive Capital Improvement Program (CIP). ESS team members bring their extensive experience in developing and managing CIP programs to develop successful grant applications on behalf of our clients. Please see the table in the project experience section of this proposal as it provides a quick glance of our experience in preparation of grant applications for similar projects. Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 8  ESS was aware of the additional grant funding available to the SWRCB and as such aligned the submittal of its applications such that they were well ahead of the competition and received the due attention.  When applying for stormwater grants for Coachella Valley Water District, ESS arranged a conference call with EPA staff to discuss the two top-priority projects for the District and receive key input from grant funding project managers. We will then use our extensive experience to match the City’s projects with the available funding options and develop a matrix of all potential funding alternatives specifically to match the City’s projects that will serve as a tool for the project team and the City staff to use. As an example, our team members have been providing the available grants services for water and sewer projects to WaterReuse members on regular basis and will continue to provide this information for this contract as well. Information could look like the following table, based on projects: Local, State, and Federal Funding Opportunities PROGRAM Total Allocation Funds Offered this Round Purpose Eligible Projects Status Anticipate d Timeline Notes SWRCB Stormwater Implementatio n Grants/ Proposition 1 $200M $80M Multi- benefit SW projects that respond to climate change, & are included in an adopted SW Resource Plan or IRWMP facilities Implementatio n projects including but not limited to: Green infrastructure; SW capture; SW treatment Round 1 OPEN TBD 2018: Round 2 solicitations for implementati on grants Planning grant solicitatio n closed in March ($20M) additional round of $100 M for implemen tation grants anticipate d DWR Water Use Efficiency: CA Revolving Fund/ Prop 1 $10M $10M Sustainable funding source for urban water use efficiency projects. Dish/clothes washer upgrades; Water-saving plumbing fixtures; Hot- water recirculating pumps; Leak detection, irrigation upgrades; Solicitation opening soon Summer 2017: Loan applications due $5M for loans to local agencies for water efficiency upgrades ; $5M for loans to customer s for onsite projects or leak repairs DWR IRWM: Implementati on Grants/ Prop 1 $418M state-wide $98M for LA Region TBD Projects and programs Surface storage/GW recharge; Water In development TBD: Round 1 solicitation for Public comment period ended Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 9 We will evaluate the projects, review eligibility and potential project ranking, and provide recommendations to the City Project Manager, so that all relevant information is easily available to choose which grants to pursue.  Our analysis of the unfunded plans of a project for the City of Palm Springs allowed us to recommend alternative grant opportunities that resulted in submittal of two additional successful grant applications, with $5.1 million awarded.  Review of City of Downey CIP program and unfunded list of projects resulted in identification of a grant programs for the City for up to $8 million in funding. Deliverable(s): • Funding Matrix identifying all available funding for the City’s Projects • Updated Funding Matrix on monthly or as-needed basis 2. Grant Writing Assistance Once a funding source and a pursuit have been identified, ESS will arrange for a meeting and will come prepared with a Work Plan Structure (WPS), which is a matrix of the fund parameters. ESS prepares a WPS for all funding pursuits based on the detailed analysis of the Notice of Funding Opportunity (NOFO). The WPS identifies detailed grant fund requirements and populating it will help identify the necessary documents and resources and areas of responsibilities between team members and internal deadlines. The WPS will also serve as a tool for both the City staff and ESS team members to track the project progress and alignment with the funding. When developing the WPS, ESS will also note the implementation constraints that may have an impact on selection of the project elements. For example, most funding sources require that a grant agreement be in place prior to the start of construction. ESS will work with the City Project Manager to identify solutions and/or assist with reprioritization of the grant applications to meet the requirements. Topics commonly found in the WPS include: • Eligibility criteria • Matching funds • Budget needs • Maps and pictures • Project programming requirements • the City’s prior grant management record • Submittal requirements • Evaluation criteria • Resolutions and approval letters required from the Board of Directors • Technical reports: Benefit Cost Analysis, Environmental Reports, Life Cycle Analysis • Project readiness: CEQA status, Feasibility studies, Project design reports • Support documentations: certifications, forms, project reports A sample segment of a WPS appears below. It is organized for clarity and is an invaluable reference tool that is used throughout every project. Deliverable(s): • Work Plan Structure for the identified grant pursuit, such as the example below: that support IRWM. conveyance; Watershed restoration/prot ection implementati on grants April 8, 2016 Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 10 Targeted Approach for Maximum Scoring on Evaluation Criteria The first step for our targeted approach is to develop a full understanding of the project elements, project milestones, and available project reports. We will also study the previously awarded projects from the funding agencies and learn about the key points that may be overlooked for their simplicity. In developing the WPS, we will identify the primary and secondary evaluation criteria to help highlight the project strengths. We will work closely with the City Project Manager to identify the potential gaps, analyze alternatives, and recommend resolutions to minimize their impact. With this approach, ESS has added value for our clients:  Review of City of Commerce projects resulted in changing the scope of work and a successful award of more than $1 million.  Detailed evaluation of the grants has enabled us to advise the agencies if the project is not competitive and resulting in cost savings by not preparing grant applications. WRITING-TO-WIN Approach What sets us apart is that our grant writers are licensed technical experts in this industry and therefore have the ability to convey complex project information into the specific format of a grant application. Using a targeted approach to analyze objectives and match goals to opportunities provides us with the details we need for our writing-to-win approach. Once a funding strategy is in place, the next challenge is to create a winning application. ESS brings its proven track record in creating an application package that will stand out among dozens, highlighting the project’s merit in full compliance with the instructions and limitations. This approach uses a high degree of expertise and creativity. ESS understands that impactful illustrations transform well-researched information into powerful persuasion. ESS has used the Requirements BY Schedule 3.2 Project Description Template Project sponsors must provide descriptive information on the proposed Small Starts project and the regional public transportation system. FTA uses the information in the Project Description Template to understand the project and to establish a database of project characteristics and local contact information. All Small Starts project sponsors must submit ESS Week 1 3.3.1 Project Identification 2-3 sentences on the essential characteristics of the proposed project (location, length, termini, number of stations, hours of service and frequency by time period)Week 1 3.3.5 Purpose of the Project Succinctly describe the specific ways that the proposed major transit investment will address the problems identified in the corridor. Week 1 3.3.6 Merits of the Project Describe how the project addresses the Purpose for the Project more effectively compared to other alternatives week 1 -2 3.4 Project Maps Week 1 3.4.3 Map Details: Stations Stations included in the project, marked in a distinguishable manner from existing transit stations and labeled. Stations with park & ride facilities should be further distinguished from others, either via markings or labels. ESS Week 1 3.4.9 Map Details: Legend A legend, scale and compass.ESS Week 1 3.6 Operations and Maintenance Costs 3.7 Capital Costs ESS Week 2 4.3 Cost Effectiveness Need to put in Trip information; Horizon Year; the project's annualized federal share. See Page 16-17: FY18 Reporting Instructions for the Section 5309 Small Starts Criteria. ESS/City Week 2 ItemA2:H3 1.0 Introduction 3.0 General Reporting Must submit to FTA documentation summarizing how operating and maintenance costs were developed. Additionally, the following considerations apply: • System-wide and route level operating cost data (and factors) are typically available as part of ongoing operations planning. Electronic maps must be submitted for inclusion in Annual Report on Funding Recommendations and/or posting on FTA website. Maps should be 8.5x11 and be able to be copied in grey scale. Typical orientation for N/S is portrait and E/W is landscape. Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 11 clarity of graphics and schematic drawings to show grant evaluators the client agency’s expertise and vision:  For a Department of Water Resources grant, ESS provided pictorial highlights of the project’s energy- efficiency benefits matching the goals of the grant.  For a cap-and-trade grant to reduce GHG emissions, ESS replaced the executive summary with graphics highlighting projects matching the grant focus, resulting an award of over $9 million.  For another project, ESS used an AQMD pollution map as a base and plotted all of the appropriate, completed energy-efficiency projects.  ESS application was ranked as one of the best and posted on FHWA website. FHWA asked Sudi for input and used the format created by ESS in a grant application as a requirement for future cycles. Quantitative Analysis and Technical Reports Depending on the grant requirements, ESS will work with the City Project Manager to receive the available technical studies, environmental documents and plans and specifications. We will then use our highly experienced team members to complete the technical write-up sections of the grants. As needed, and upon the City’s direction, we will be prepared to perform additional technical research and analysis to supplement the effort. The ESS engineering team has been directly responsible for implementation of various CIP programs for transportation and street improvements, water and sewer projects and facility management and will bring their expertise to articulate the technical information of the grants. Our expert grant writers will review the project documents to highlight the project’s strengths matching the grant goals to achieve maximum ranking of the application.  Complex FEMA applications prepared by ESS have been approved by CalOES for funding.  ESS prepared a successful and highly technical grant application for San Bernardino County Transportation Authority, providing detailed GHG reduction calculations, trip generation interpretations, and technologies for alternative fuel that resulted in a $30 million award. Budget Analysis and Construction Planning The ESS team will assist the City in identifying qualifying information to meet grant requirements for budgeting and construction planning. Budgets need to demonstrate project flexibility and scalability to make the grant applications more attractive and create opportunities to apply again even after a successful application’s award. Some areas of focus will include: • Qualifying matching funds • Budget scalability • Scheduling details • Implementation requirements for allocation purposes In one example of a successful utility project, the technical application for the $103 million project received no comments and was approved in record time. Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 12 Disadvantaged Communities Many funding opportunities allocate a certain percentage of the funding to projects benefiting DACs and therefore, it is imperative that the need and applicability is effectively demonstrated. For example, grants funded by the Department of Water Resources have historically allocated a percentage of the funding to benefit the DACs. Claiming benefits to DACs requires documentation and substantiation of meaningful benefits, as well as explanation of the methodology used for assuring accomplishment of those benefits. This identification must be based on geographic, socioeconomic, public health, and environmental hazard criteria (Health and Safety Code Section 37911). ESS is acutely familiar with researching geographic equity and the degree to which the City’s DACs would benefit from a project. ESS will work with the City staff to identify projects in these communities and highlight the benefits in order to win the grant funding.  A successful application for San Bernardino County Transportation Authority demonstrated 41 DACs in the area. Support Letters Often, this aspect of a grant application is given only cursory attention and proves to be invaluable. At ESS, these potentially undervalued areas are key endorsements that ESS crafts in close cooperation with clients. ESS will recommend stakeholders to contact and will draft focus points that align with key ideas in the narrative and grant criteria so that support letters send strong, targeted messages. Grant Application Review and Approval Process For every project, ESS will assign a QA/QC manager, which is an important factor of a successful grant application. We will use our internal grant checklist to ensure the application package is ready for submittal. This process will follow the WPS and an internal guide for editorial quality. To ensure grant applications are completed efficiently, ESS will arrange a meeting with the City Project Manager to answer questions, finalize budget, and schedule concerns and to further align the project with the grant goals and objectives. All final grant application packages will be submitted to the City for review and approval prior to submittal to the granting agency. Deliverable(s): • Final grant application package for submittal • Status report on grant applications submitted Technology Many funding agencies have online grant submittal and management tools, including the DWR Bond Management System (BMS), California DWR’s Grants Review and Tracking System (GranTS), the State Water Resources Control Board’s Financial Assistance Application Submittal Tool (FAAST), and the federal government’s www.grants.gov website and the online submittal platforms for IRWM, BOR and some parks grants. Demonstration of low-earning jobs in cities of San Bernardino and Redlands for a successful award of more than $9.2 million Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 13 BOR  BMS  FAAST  IRWM  GranTS  Grants.gov  Furthermore, our team routinely performs grant management and administration services for funding by various agencies that utilizes some of the same portals. Deliverable(s): • Successful grant application packages for the City’s records • Submittal confirmations for the City’s records Cultivating partnerships with other organizations Both Sudi Shoja and Project Managers have extensive experience in managing multi- jurisdictional projects on behalf of various agencies. They have been able to create synergy between different clients to benefit all agencies and winning applications.  We have been leading the efforts for Chino Basin Water Conservation Authority to partner with Inland Empire Utilities Agency on two application projects, recently funded by MWD.  ESS arranged for support letters from other utility agencies to support the Coachella Valley Water District grant application and coordinated the effort to obtain results of a demonstration project benefiting all agencies in hot arid regions. 3. Grant Management Support ESS has provided grant management and compliance monitoring services for federal projects on behalf of several agencies since the start of our company. As you will read in the subsequent sections, ESS’s approach to grant management and compliance monitoring is holistic and ensures that all management and compliance tasks are met efficiency and promptly. Our approach can be broken down into the below general tasks which are as follows; 1. Grant Management and Development of Work Plan Structure (WPS) for each phase 2. Compliance with all applicable federal, state and local regulations 3. Technical Narratives for basis of the projects including scope of work as it corresponds to the funding requirements, damages incurred, cost and schedule 4. Develop templates for project reporting needs to streamline the process 5. Reimbursement Requests for all eligible costs and all the FEMA required forms 6. Progress Reports as need to include narratives on scope of work, budget, and schedule 7. Grant closeout process 8. Record retention and audits Summary of our general services for grants management is presented below: Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 14  ESS provided a thorough review of agreements with BOR for LBWD, identifying the sections that need to be added to construction documents.  ESS has been providing compliance-monitoring and reimbursement services for City of Palm Springs’ $29 million wastewater treatment projects. In the final audit by the SWRCB, ESS was complimented by the auditors and received full approval of its processes.  ESS has been providing successful grant compliance on a $280 million San Bernardino County Transportation Authority project that consists of more than 11 different funding sources. Project Management Status Reports ESS will follow the City’s directions for timing and formatting of status reports and will revise it based on the input received from staff. The status reports in general will identify the following: • Status of grant applications under development • Submitted grant application details such as amounts, submittal dates and expected notices of funding • Action items and timelines for tasks needing completion • Upcoming grant funding opportunities relevant to each project • Updates on any legislative items or funding opportunity guidelines affecting the City’s funding strategy plan • Contract control information, responsible party and items needed from the City Deliverable(s): • Comprehensive status Report on a periodic basis as determined by the City Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 15 Accountability Simply put, we take ownership of our work. The ESS team is built on the principles of performing high quality work where the Principals are directly involved and accountable for the projects we submit. Working together, with transparency and cooperation between ESS and our clients, this overall approach to grant-writing contract projects have helped ensure our clients’ success. 4. Optional Additional Services Additional Services ESS staff are fully capable of bringing their extensive experience in design and construction of water utilities to provide additional services as needed. As former agency personnel, ESS team members are fully prepared to support the City Project Manager with all required analysis, reports, design review and specification sections, cost estimating, preparation of staff reports, and resolutions as needed. ESS is also available to review the project documents prior to advertisement to make sure that specifications meet all the grant requirements such as those needed for Federally funded projects or EPA labor compliance requirements.  SWRCB announced project readiness as a criterion for higher ranking 30 days prior to grant deadline. ESS staff used their technical expertise to prepare specifications on behalf of four agencies that all received the highest ranking and the requested funding.  In an expedited grant application for the City of Santa Ana, ESS was tasked with preparation of all the grant requirement documents including CEQA, cost estimates and direct coordination with SCE and City’s consultants to finalize the technical reports for a successful award from BOR on a hydropower improvement project. D. FIRM AND TEAM EXPERIENCE Background Engineering Solutions Services (ESS) was founded by Sudi Shoja, PE, a former City Engineer who has more than 29 years of experience in managing CIP and Water and Sewer programs of over $100 million. She founded ESS in 2012 with the goal of assisting local entities in achieving their goals in funding and compliance, program management, quality assurance/quality control, and project delivery. She leverages her successful experience with transforming the agencies where she worked from losing funding to securing the maximum grant funding possible, meeting the various funding agency requirements, and serving as examples for successful audit processes. As a result, she has earned a reputation that gained us our impressive repeat client list in a short timeframe. Included below are a few examples: • ESS applications received over 30% of the awarded funds from Bureau of Reclamation for its clients in March 2022 • ESS applications received 20% of the awarded funds from Department of Water Resources for its clients in December 2021 • Received approval from WIFIA for over $50 million for two projects Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 16 • Unmatched experience in submital of successful application for a variety of projects to Bureau of Reclamation (BOR) • Successfully awarded $39.2 Million in greenhouse gas (GHG) reduction funding • Prepared successful cogeneration project application for $8 million in funding • The SRF application package for $103 million to SWRCB was approved in record time and with no comments • California Office of Emergency Services (CalOES) has recommended multiple grant applications prepared for seismic retrofit, climate change and sea level rise, fire and flood control to U.S. Federal Emergency Management Agency (FEMA) for funding. • Restructured a grant application for energy efficiency that resulted in more than $5.1 million of grant funding & $32 million in SRF funding for the City of Palm Springs • Created a funding strategy for the City of Hemet that resulted in $6 million in savings and more than $15 million in funding • Identified more than $20 million in water quality grants for two agencies • Successfully awarded Proposition 84 grants in two cycles • Successful management of various federal, state and local grants for projects up to $280 Million through 11 different funding sources • ESS arranged for a funding fair attended by SWRCB, FEMA & County representatives ESS is comprised of former agency personnel who are thoroughly familiar with the intricate details of various funding requirements and excel at strategic planning for clients to maximize the potential for securing grants, successful management for meeting the requirements, obtaining proper authorization and reimbursements and positive audit process of the projects. ESS is certified as a We have secured over $520 million for various agencies in the past ten years. Our Clients Served as prime or sub-consultant City of Santa Ana OCTA City of Laguna Beach County of Orange City of Villa Park City of Laguna Niguel City of Irvine City of Tustin City of Newport Beach South Coast Water District City of Lake Forest City of Laguna Woods City of Carlsbad City of Encinitas City of Oceanside Port of Long Beach LA Metro SBCTA MSWD CVWD San Bernardino Municipal Water Dept SANDAG City of Palm Springs City of San Marcos Los Angeles Metro City of Redondo Beach CA Earthquake Authority City of Hemet City of Perris City of Banning City of Richmond SOCWA Chino Basin WCD Humboldt Bay County WD Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 17 Disadvantaged Business Enterprise (DBE) and Small Business Enterprise (SBE) with 12 employees at its office in Laguna Hills. Engineering Solution Services fully understands the inner workings of the regional and municipal government process. Comprised of former government engineering and traffic managers, we have been confronted with many of the same design, budget, schedule and project-delivery challenges that face our client governments. This understanding allows our people to think like public agencies and address the challenges they are facing with proactive, well-planned, cost-efficient, and innovative solutions tailored to your needs. We approach every project strategically and scale our resources to fit the agency and scope of work. ESS specializes in various funding resources, such as: CA Department of Water Resources Control Board for State Revolving Funds (SRF), Environmental Protection Agency (EPA), US Bureau of Reclamation (BOR), Title XVI, Integrated Regional Water Management (IRWM), Santa Ana Watershed Project Authority (SAWPA), Propositions 1, 13, 50, 68, and 84, Water Department of Water Resources (DWR), Infrastructure Finance & Innovation Act (WIFIA), FEMA related grants, Air Quality Management District (AQMD), Water Infrastructure Improvements for the Nation Act (WIIN), California Air Resources Board (CARB), Community Development Block Grant (CDBG), Commerce-Economic Development Administration, funding for brownfields and remedial services, Department of Parks and Recreation, Land and Water Conservation Funds, Natural Resources Agency, Outdoor Equity Grants, Recreational Trails Program, Urban Greening Project, Community Project Funds, Environmentally Enhanced Mitigations, Southern California Edison (SCE) and conservancies, Our services include: Fund Strategy Development, Grant Writing, & Fund Compliance We are committed to being accountable and sharing ownership of the product and service. We believe that successful projects are a result of a well-managed and motivated team. Our team members possess a proven ability to establish and implement best practices, maintain continuity and flexibility, and deliver timely responses. We offer accessibility to a network of experts to address unique needs. We believe in doing the job right the first time. Our commitment to providing excellent customer service has gained us repeated clients and contracts. We understand the challenges and requirements of municipal governments since many of our staff have held senior and executive management positions with California cities, including Public Works Directors, City Engineers, Capital Project Managers, and Construction Managers. This background and experience is important because document preparation will require a high level of interaction with the state project managers. ESS is the right team to provide the consulting services for identifying and securing grants, finalizing agreements and monitoring funding compliance. We work as your partner, incorporating grant funding conversations in the process of each project as early as possible in order to maximize the potential for planning grant funding as well as We strive to exceed expectations, not just meet them Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 18 implementation grand funding. Proprietary tools, such as our Work Plan Structure (WPS), in conjunction with our team’s extensive experience and relationships with funding agencies, make this process easy. ESS office consists of 12 people. John Robinson Consulting (JRC) Subconsultant: John has more than 25 years of experience in engineering consulting, construction management, project leadership/project management, operational/fiscal management and market sector strategy development focused most recently on obtaining local, State and Federal grants and/or loans for public agencies and special districts. He assisted in pre and post grant award administration managing the U.S. Bureau of Reclamation Title XVI funding, State Revolving Fund (SFR) Proposition 50, State Water Resources Control Board (SWRCB)Proposition 13, Department of Water Resources Proposition 84 Rounds 1-4, Metropolitan Water District of Southern California Local Resources Program and Recycled Water Retrofit Program monies in order to complete the approximately $182 million of storm water and recycled water projects for clients in southern California. He assisted in completing the coordination with the funding agency on behalf of clients including monthly reports, progress deliverables, proposed financial breakdowns and coordinating field meetings. Our Core Business is Funding Experience The following highlights grants we have applied and/or managed in the last ten years: Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 19 Resumes of key people are included in Appendix. Agency Projects Funding Sources Value(millions) City of Belvedere Sea Level Rise, Erosion Control Dept of Parks, FEMA/BRIC 26.00$ City of Carlsbad Parks, SCADA, Street Improv, CPF, ATP, HSIP, SWRCB 14.30$ City of Commerce Traffic Signal Coordination HSIP 1.00$ Coachella Valley Water District AMI, Stormwater WIFIA, FEMA, BOR 58.50$ City of Downey Water Quality SWRCB 8.00$ Desert Water Agency Water/Energy Efficiency BOR 0.50$ City of Fort Bragg Water Supply Pipeline & Reservoir DWR/SWRCB 19.50$ City of Hemet Multiple Projects Flood, LPP, HBP, Prop 68 28.00$ Ctiy of Irvine Multiple Projects ATP, HSIP 2.00$ City of Long Beach Complete Street Project LPP 2.88$ Long Beach Water Department Parks, AMI, Wells, RW BOR, SWRCB, 12.00$ Mission Springs Water District Water/Energy Efficiency BOR 0.30$ City of Newport Beach Emergency Management FEMA/Cal EMA $ 9.00 Olivenhain Water District AMI BOR $ 0.50 Orachard Dale Water District Seismic Retrofit FEMA/CalOES 4.00$ City of Palm Springs WWTP, Cogeneration Project SWRCB SRF/GPR 37.00$ City of Petaluma AMI, RW DWR 11.50$ City of Redwood City RW & AMI SWRCB 7.00$ San Bernardino Associated Government Multiple Projects/GHG Reduction TIRCP/DOT 39.20$ San Bernardino Municipal Water Department Recycled Water Expansion Water & Sewer FEMA, SWRCB BOR, DWR $ 21.00 City of Sacramento Parks, Water & Sewer, Storm water Parks, BOR, SWRCB 11.60$ City of Santa Ana RW, Energy, Water, Sewer Various 6.95$ Santa Clarita Valley Water Agency AMI, Wells, PFAS BOR, Title XVI 4.00$ South Coast Water District Water & Sewer SRF, BOR 103.00$ Turlock Irrigation District Parks, water/energey, Dams Dept of Parks, FEMA, BOR 3.70$ City of Tustin Multiple Projects ATP, HSIP $ 3.00 City of Vista Parks, Storm Water, Bike Trails,Sewer, Streets Prop 84, EPA, HSIP, SWRCB 64.00$ City of Wildomar Storm Water, Bike Trails, Streets FEMA/CalOES, ATP, HSIP 2.70$ Total: 501.13$ Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 20 Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 21 E. RELEVANT PROJECT EXPERIENCE Grant Identification, Writing, & Compliance Services, City of Santa Ana Utility Department, Santa Ana, CA (2017-Present) ESS was selected in 2018 to provide needs assessment, grant identification, grant writing and compliance services for the Water and Sewer services Department. ESS started by reviewing the City’s CIP and unfunded projects and developed a funding plan by identifying grants. To date, ESS has prepared successful applications for Bureau of Reclamation, CalOES, Proposition 1, and State Revolving Funds that are near completion for the following projects: Grant Amount Funding Agency Program Projects $5 million Bureau of Reclamation Drought Contingency 4 Well Projects $1.5 million Bureau of Reclamation Water Energy Efficiency AMI System $10.1 million SWRCB DWSRF AMI - Pending $5.2 million SWRCB DWSRF Well 32- In process $75,000 SWRCB Prop 1 Water Recycle Master Plan $100,000 SAWPA Well design $75,000 Bureau of Reclamation Water Energy Efficiency Irrigation Improvements $1.5 million SWRCB CWSRF Septic to sewer- In process $300k CalOES Community Power Resiliency Emergency Well Back-up Generator The above work has been completed since January 2018. Wastewater Treatment Facility Upgrade, City of Palm Springs, Palm Springs, CA (2014- 2019) Responsibilities for the City of Palm Springs began with preparation of SRF loan applications for the $29 million Wastewater Treatment Plant Upgrade & 8 million for a cogeneration project. We arranged for a meeting with the SRF management in Sacramento and provided a presentation that assured adding this project to the priority list. During the complex process for this project, we were able to provide continuous coordination with three state SRF project Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 22 managers and obtain approvals for every phase. This project was completed in March 2017. In the process, ESS identified project elements that qualified for additional grants, resulting in successful award of more than $5.1 million in grants the City did not expect. We prepared Green Project Reserve grant funding application and exhibits for the following: • Variable Frequency Drive • LED Lighting • High Efficiency Motors • Combined Heat and Power Cogeneration • SCADA System Upgrade • Site Improvement ESS also provided SRF compliance including project reporting, reimbursements, monitoring of AIS, DBEand prevailing wages that resulted in successful audit session. on behalf of the City. Grant Writing Services, Long Beach Water Department, Long Beach, CA (2017-Present) ESS has been providing grant assistance services for each of the listed agencies that started with a needs assessment and review of the agency’s CIP projects and unfunded projects. ESS presented a funding strategy and matching opportunities to projects that was approved by the Long Beach Water Department (LBWD). ESS has prepared the following successful applications for LBWD: Grant Amount Funding Agency Program Projects $1.5 million Bureau of Reclamation WEEG AMI $4.2 million Bureau of Reclamation DRP 4 Wells $75,000 FEMA Training Emergency Response Training $1.1.97 million BOR Title XVI Park/Recycled Projects ESS has been working with LBWD since December 2017 and ESS has been responsible for 100% of the work noted here. Grant Identification, Writing & Compliance Services, San Bernardino Municipal Water Department, San Bernardino, CA (2018-Present) ESS has been providing grant identification and writing services. ESS has been participating in several meetings with department director to identify fundable elements of a project and provide a funding strategy. Grant Amount Funding Agency Program Projects $5.5 million FEMA Hazard Mitigation Seismic Retrofit of 4 reservoirs Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 23 $7.57 million SWRCB DWSRF Seismic Retrofit of 4 reservoirs $9.9 million SWRCB CWSRF WWTP expansion $3.4 million SWRCB DWSRF Water pipeline Rehabilitation $2 million DWR Urban Multibenefit AMI System $500,000 Bureau of Reclamation WaterSMART AMI System Grant Writing Services City of Carlsbad, CA (2019-Present) ESS worked closely with local representative offices and various City departments to identify projects that would rank best for selection and has been very successful in preparation of grant applications that resulted in funding allocations in both 2021 and 2022. ESS has been working with various City Department to identify potential projects and grant opportunities for funding. Grant Amount Funding Agency Program Projects $4 million Community Project Funds Annual Allocation - 2022 Veterans Park $5 million Community Project Funds Annual Allocation - 2021 Neighborhood Revitalization $4.6 million SWRCB CWSRF SCADA System $1.2 million FHWA HSIP multiple projects $15 million Multiple agencies Pending Grade Separation Grant Writing Services City of Sacramento, CA (2020-Present) ESS has provided the City of Sacramento’s Department of Utilities (DOU) with grant writing services for various projects and funding programs since 2020. ESS has been working with several City Utility and Parks Department staff to identify potential projects and grant opportunities for funding. Grant Amount Funding Agency Program Projects $1.5 million BOR WaterSMART Well Improvement $5 million Caltrans Clean CA Parks Expansion $9.4 million SWRCB SRF Pump Station $500,000 BOR Water/Energy Efficiency Turf Removal Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 24 F. SCHEDULE All the above ESS team members are available and committed to delivery of the work described in this proposal. ESS team members have been working with each other for several years and we do not foresee a change for the duration of this contract. We will start working upon notice of award and complete the tasks within the specified time frame to meet City and funding agency requirements. Availability Chart Name & Designation Availability Sudi Shoja, PE, FASCE 65% John Robinson, Project Manager 60% Carlos Pineda, PE 50% Gary Sturdivan 50% Tamim Atayee, PE 50% Chenxia Li, Ph.D 70% Antonio Shaibani, PE 60% Anna Segur 70% James Klueber 70% Savannah Regan 70% G. REFERENCES: Below are the references for the above listed projects: City of Santa Ana: Nabil Saba, PE/ Executive Director/ (714) 647-3378/ nsaba@santa-ana.org Rudy Rosas, PE, Principal Civil Engineer/ (714) 647-3379/ rrosas@santa-ana.org City of Long Beach-Water Department: Dean Wang, PE/ Water Resources Manager/ (562) 570-2311/ dean.wang@lbwater.org San Bernardino Municipal Water Department: Devin Arciniega/ Water Conservation/ Public Affairs Coordinator/ (909) 453-6052/ Devin.Arciniega@sbmwd.org City of Carlsbad: Jason Haber/ Intergovernmental Affairs Director/ (442) 339-2958/ Jason.haber@carlsbadca.gov City of Sacramento: Tyler Stratton/ Program Specialist/ (916) 808-1284/ tstratton@cityofsacramento.org Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 25 City of Palm Springs: Donn Uyeno, PE / Principal Engineer/ (760) 323-8253/ Donn.Uyeno@palmspringsca.gov THIS IS WHAT OUR CLIENTS SAY ABOUT US: ESS really wants to help our City. Very organized and follow up is incredible. If you work with Sudi you will see that she makes every effort to be a huge support and not a burden. She takes care of her clients and you can tell she is passionate about what she does. ESS works to collect the information themselves instead of asking you for it and are very responsive when we have questions. ESS would be an asset to you. Kris Jensen, Public Works Director, City of Hemet You couldn’t pick anyone better to help you get and find grant funding. A great resource that won’t leave you hanging once the grant comes in and would guide you through the process and be happy to answer any of your questions after the fact. Doug Erdman, Principal Civil Engineer, City of Lake Forest She has been very responsive and has tried to keep all staff on track by checking in and urging us to keep the ball and direct contact with the project managers with the Green Project Reserve. They are really on top moving. From a customer service prospective ESS has been great, and their services are pretty affordable. ESS has a good relationship of the timeline and has been helping to keep us all motivated. Erik Brown, Novato Sanitary District Sudi with ESS is an expert and is extremely knowledgeable on what pieces of the process will need to be put where, and in what order. Carefully orchestrated. Betty Burnett, General Manager, SOCWA If you want to get grant funding, ESS is the expert and involved in the “grant community” and has been extremely successful. Larry Pierce, Public Works Director (former), City of Vista We had a wish list of the things we wanted to accomplish, and ESS found the funding which matched our goals most. ESS made it clear what we could actually apply for. ESS knows all of the ins and outs of the application process. The rules change all of the time, and ESS is quite knowledgeable. ESS is also very thorough in their follow through. Finding ESS has been a big plus for the City. ESS was highly recommended to us. Rick Moreno, Facility Manager, City of San Bernardino 2. SCOPE OF SERVICES AND SCHEDULE Below table provides a general outline of the process and an approximate schedule for the deliveries. However, ESS has the depth of resources to provide grant applications in more expedited manner if needed. Grant Application Development Process Scope Outside Funding/On-Call Research: ESS will provide notification and summaries of all applicable grants to City Project Ongoing Scope Funding Proposal Development Developing overall grant outline; working with appropriate Department staff and team to determine writing assignments Week 1-2 Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 26 Task Review grant guidelines with City staff, review project and other relevant documentation, Identify eligibility & funding requirements, terms, conditions, and other key parameters Deliverable Work Plan Structure to guide meetings and receive direction if moving forward with the grant application. Task Request information on requiring long lead action items such as support letters, and resolutions. Week 1-2 Task Locate, research, and analyze data in compliance with funders’ guidelines, including specific community information or other specialized items Deliverable Provide draft support letters, council reports and resolutions Scope Provide budget guidance, prepare BCA in conformance with grant requirements, project records and City policies Week 2-3 Task Review project budget against grant guidelines and information Week 2- 3 Deliverable Draft budget information and Benefit Cost Analysis for City review Scope Organizing facts, data, statistics and narrative collected and written as part of assigned projects and making those items available to the Department Week 2-3 Task Draft various grant application sections Task Prepare exhibits, attachments, forms and other requirements Task City review and finalize application materials based on input Scope Ensuring that all required components of proposal are included in submission, ensuring adherence to grant evaluation criteria Week 3-4 Task Continue to draft application, use internal grant application checklist and WPS outline to guide QA/QC Deliverable Final application materials for review Task City review and finalize application materials based on input Week 4-6 Task Ensure City has copies of all application materials Deliverable Final grant application package with all attachments and submittal confirmation Scope Program Administration and Delivery Upon Grant Award Grant agreement negotiations, staff reports and resolutions Based on deadlines Submit status reports, reimbursement requests based on funding agency requirements Submit status of all funding pursuits to the City Monthly 3. FEE PROPOSAL As directed in the RFP, the Attachment 4, Fee Schedule is submitted separately. Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 27 CERTIFICATIONS Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 28 Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 29 Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 30 Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 31 APPENDIX Sudi Shoja PE, F.ASCE, Project Manager Sudi brings more than 30 years of municipal engineering, grant and fund management experience. She has an extensive experience in securing and managing various federal, state and local funds, gaining successful audits in all cases. She has been responsible for budgeting, scheduling and implementation of annual funds of over $100 million for various agencies. Moreover, she has also held numerous leadership positions and served on committees with regional and local government, professional associations and philanthropic organizations to advance regional planning, transportation, policy issues and local interests. Some of the grants she has successfully secured are: Bureau of Reclamation, FEMA and CalOES grants, State Water Resources Control Board, Proposition 1, 13, 68 & 84, Ground Water Grant Program, EPA Green Project Reserve, State Revolving Funds (SRF), Water Infrastructure Finance and Innovation Act (WIFIA), Local tax measures, and funding for climate change, environmental and numerous other grants from regional agencies. She is also very familiar with reimbursement procedures. The following are a sample of Sudi’s success stories since 2012: • Successful award on all Bureau of Reclamation grants submitted to date. • $50 million in WIFIA funding for two projects in 2018 • The $103 million application package was approved in record time and received no revisions. • Identified Green Project Reserve application for City of Palm Springs to bring in more than $5.1 million in grant funding. • Award of more than $39 million in GHG reduction since 2016 Selected Project Experience Grant Writing Assistance & Administration, Wastewater Treatment Plant and Cogeneration Projects, City of Palm Springs, CA Responsible for coordination with state project managers to obtain approval for securing over $32 million of funding, $5.1 million in grants for SCADA, VFD, lighting, site development and cogeneration projects in just two applications on behalf of the City. Reimbursement for previously expended design and equipment purchases have been added to the project application. ESS has also been responsible for filing for all reporting, reimbursements and monitoring Buy America, DBE and prevailing wage requirements per EPA regulations for two successful audits by SWRCB. As-Needed Grant Writing Services, Water and Sewer Department, City of Santa Ana, CA Education: MS, Civil Engineering, Purdue, 1983 Registration: Professional Engineer CA, 42958, 1986 Affiliations: • American Public Works Association (APWA); • American Society of Civil Engineers (ASCE); • Woman in Transportation International (WTS); • Construction Management Association of America (CMAA); • California Emergency Services Association (CESA) Years of Experience: 30 Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 32 Responsible for identification of grant funding opportunities, preparation of a funding strategy that identified over $20 million in grant funding, successful grant applications and compliance- management services for grants from for BOR, SWRCB, SAWPA for over $20 million in funding. As-Needed Grant Writing Services, Long Beach Water Department, Long Beach, CA Responsible for identification of grant funding opportunities, preparation of a funding strategy and preparation successful grant applications for Bureau of Reclamation Drought Resiliency and Water Energy Efficiency Grant Programs, and Title 16 and compliance-management services for the Department. ESS has identified and applied for grants over 3.5 million since 2018. As-Needed Grant Writing Services, Coachella Valley Water District, Coachella Valley, CA Responsible for preparation of successful applications to WIFIA for funding over $50 million for two projects. Also, prepared two successful applications for FEMA funding that were approved by CalOES to FEMA for funding, preparation of a successful application for AMI demonstration project from Bureau of Reclamation Funding Grant Writing Services, Multiple Projects, City of Hemet Water Department, Hemet, CA Responsible for preparation of grant application packages for more than $10 million in grant and $18 million in SRF loan for Automated Water Metering, master plans. water distribution system upgrades and sewer collection system on behalf of the City. Storm Water & Recycling Grants, City of Downey, CA Responsible for identification & application of successful $4 million for stormwater quality project that and submittal of a grant application for a recycling project. Grant Assistance Services, South Coast Water District (SCWD), Laguna Beach, CA Project manager responsible for securing the $103 million Clean Water Act state revolving fund loan from the State Water Resources Control Board. Coordination with state to obtain approval in record time. Preparation loan application materials for the District’s Tunnel Rehabilitation and Replacement Project and assisting staff with all the required resolutions and documents. Provided on‐call grant tracking and grant writing support for the District. Three Application Packages for Sewer Improvement Projects, City of Laguna Beach, CA Responsible for filing applications and coordination with State project managers to obtain approval for securing $10 million funding on behalf of the City. Projects involve upgrade of sludge export force main, treatment facility upgrades and sewer line rehabilitation throughout the City. Fund Analysis and Grant Assistance, South Orange County Wastewater Authority (SOCWA), CA Responsible for review of overall engineering projects and financing alternatives and establish funding mechanism to apply for SRF funding on behalf of interested member agencies. Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 33 John Robinson, PE, F.ASCE Mr. Robinson has more than 25 years of experience in engineering, construction management, project leadership/project management, operational/fiscal management and market sector strategy development focused most recently on recycled water programs and infrastructure. Mr. Robinson’s experience encompasses a variety of wastewater engineering, water reclamation and planning projects. The clients he has provided services to are mostly municipalities and cities in Southern California and Arizona. Mr. Robinson provides technical direction and project oversight for the development of public infrastructure that includes pipelines, pumping stations, reservoirs, hydraulic structures, recharge basins, and wells. His technical expertise ranges from master planning and program management to final design and construction implementation. As a project manager, he has on numerous occasions successfully led my project teams to complete the work within the project budgets and time schedules and with a high degree of responsiveness to the clients. Relevant Experience Strengths include client and project management, development of strategic marketing plans/business development, leadership of staff, staff mentorship and guidance, verbal/written communications along with fiscal analysis and financial management. City of Long Beach Grant Writing Services, Long Beach, Ca - John has been working with ESS on developing funding strategies and grant applications as needed that included Reclamation, SWRCB, and Title XVI. Water Replenishment District, Los Angeles, CA - John has been assisting ESS on developing funding strategies for the new Reclamation – Title XVI PFAS treatment funding. Chino Basin Water Conservation District, Chino, CA – John has been working with ESS and has been responsible for funding over $1 million for District’s key project. Central Municipal Basin Water District, CA – As the District’s Engineer, John has been leading ESS’s efforts for developing a funding strategy and preparation of funding applications. Easter Municipal Water District - John has been leading ESS’s efforts for preparation of a SRF application on behalf of the District. Recycled Water Master Plan – City of Santa Ana, CA - John was a team member for preparation of the RWMP that was partially funded by SWRCB. Whittier Narrows Water Recycling Project Phase IIA-Pipeline and Pump Station Project Manager responsible for the expansion of the Upper San Gabriel Valley Municipal Water District’s recycled water system. The facilities for the project include a pump station and EDUCATION: B.S., Civil Engineering, California State University, Long Beach, 1993 REGISTRATION: Engineering-in-Training, California, Registration No. 109865, 1997 Professional Engineer – CA (pending) PROFESSIONAL AFFILIATIONS: American Society of Civil Engineers California Water Environment Association – Los Angeles Basin Section Orange County Water Association Water Environmental Federation WateReuse Association – Inland Empire and Los Angeles Chapters Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 34 reservoir at the County Sanitation Districts of Los Angeles County Whittier Narrows Water Reclamation Plant and approximately 18,000 linear feet of pipeline. City of Industry Water Recycling Project Phase IIB-Pipeline, Reservoirs and Pump Station Project Manager responsible for the expansion of the Upper San Gabriel Valley Municipal Water District’s recycled water system. The facilities for the project include a two pump station, two reservoirs in the City of West Covina and 24,000 linear feet of pipeline. City of Industry- Recycled Water Pump Station No. 1 Senior Manager responsible for the preliminary design expansion of the Recycled Water Pump Station No. 1 located at San Jose Creek Water Reclamation Plant. The facilities included hydraulic modeling, structural, electrical and civil/mechanical improvements. Terminal Island Treatment Plant Evaluation, City of Los Angeles Bureau of Engineering Project Engineer responsible for the evaluation of the viability of operation of the Terminal Island Treatment Plant. Recycled water evaluation leader with the project including conducting a series of public workshops with interested stakeholders to evaluate the TITP facility with regards to costs, operation, and long-term compliance with future treatment options and permitting requirements. Program Management, San Jose Creek Water Reclamation Facility Feasibility Report, Upper San Gabriel Valley Municipal Water District Project Manager responsible for the evaluation of multiple technologies, including microfiltration, reverse osmosis, and UV for further treatment of Title 22 recycled water for discharge to the San Gabriel River. The advance wastewater treatment evaluation including evaluation of pollution prevention program and layout of a 12-MGD facility on limited space at the San Jose Water Reclamation Facility. RP-1 Modifications, Inland Empire Utilities Agency Responsible for the RP-1 Dechlorination and Solids Process Upgrades Project as well as the Asset Management Project. The work encompasses conceptual design, detailed design, specifications, drawings and office engineering. The dechlorination station requires capacity expansion for the planned increased in wastewater reuse. The digester gas handling facilities will be expanded to 1300 scfm for improved hydrogen sulfide, humidity, VOC and siloxane removal. Gas handling upgrades will also include a 20,000 cubic foot digester gas holder and ultra-low emissions gas flare. Filtrate from the dewatering building will also be equalized for better flow management. City of Rialto WWTP No. 5 Expansion, Chevron Energy Solution As the Principal in Charge for the City of Rialto WWTP No. 5 Expansion which is increasing from 6 MGD to 12 MGD including one primary, two aeration basins, two secondary and full integration with the existing facility. Responsibilities include project management, supervision of design, client coordination, meeting attendance. 6-Inch Export Sludge Force Main Replacement, South Coast Water District/Aliso Water Management Association Project Engineer responsible for the design of approximately seven miles of 6-inch primary sludge force main in an environmentally sensitive regional park and City of Laguna Niguel Park. The design involved two creek crossings, a minor highway crossing, interface with the existing plant facilities, civil grading, and pigging equipment modification. Project Manager, Biosolids Strategic Plan, South Orange County Wastewater Authority, CA Developed a biosolids management strategy utilizing current findings on disposal and composting alternatives, including consideration of local facilities totally for SOCWA and opportunities with other local agencies. Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 35 Carlos Pineda, PE, Senior Civil Engineer Carlos is a registered civil engineer in the State of California with over 38 years of experience in civil engineering and project management. He has extensive experience working for both private and public sectors. His private sector design experience covers a wide range of projects including residential master planned communities and “in tract” residential improvements. His public works design experience covers a wide variety of projects including the improvement of major arterials, secondary highways and collectors, flood control and drainage projects, ADA retrofit, and safe routes to school projects. Relevant Experience Trail Restoration Project, City of Huntington Beach, CA Carlos has been responsible for successful development of a conceptual plan for the Shipley Park trail project that met the approval of the Parks Board members. Carlos then prepared the application for the California Department of Parks and Recreation Linear Park and Trail, City of Seal Beach, CA Responsible for development of a grant application for development of a linear park to achieve trail connectivity that included research and preparation of the narrative and all the Clean CA Grant requirement for the Project. Park Expansion Project, City of Sacramento, CA Responsible for development of a conceptual plan and preparation of the narrative and all the Clean CA Grant requirement for the Project. Landscaping Restoration, City of Seal Beach, CA Preparation of a grant application package for the median landscape retrofit for the City of Seal Beach for conformity with Caltrans requirements and City General Plan. . Recycling Water Projects, Central Basin Municipal Water District, CA Responsible for preparation of 3 application packages for cities of Downey, Southgate and Bell Gardens. Developed cost estimate and the grant application for submittal on behalf o the agency. LOSSAN Corridor, Peer Review, Hydrology & Hydraulics, San Diego, CA As part of RailPros Team, Carlos has been providing peer review on Civil engineering plans for several portions of the LOSSAN Corridor project. Metro- Metrolink Station Location Studies, Los Angeles, CA ESS served as a sub consultant and provided site study and study the utility constraints involved. This study included four stations and multiple alternatives for each location. The utility study included coordination with various stakeholders such as cities, and SCE. Education: MS, Civil Engineering – Structures, California State University, Long Beach MBA, Business Administration, University of Phoenix BS Civil Engineering (Cum Laude), Virginia Polytechnic & State University, Blacksburg, Virginia Years of Experience: 38+ Registrations: Professional Engineer, California (38639) LEED Accredited Professional, U.S. Green Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 36 Senior Project Manager – Community Development/Transportation (Stantec) As a Senior Project Manager he was responsible for the marketing of Engineering Services to municipalities and other private clients such as developers, builders and architects. Responsible for the management of Projects including close coordination with clients and with the Project team, responsible for executing the project, producing and submitting deliverables and meeting the budget and schedule established in the contract. Supervised engineers in the preparation of Plans, Specifications and Estimates (PS&E) for the construction of Civil Engineering projects, including residential subdivisions, public works projects and community parks. Provided Quality Assurance and Quality Control for the Projects. Also, provided clients with engineering support during the Construction Phase of the projects, including responding to RFI’s, plan revisions, review of submittals etc. Sample Projects: • Butterfield Stage Road Phase III Improvements, Temecula. • Lincoln Park ADA and Landscape Improvement Project, Pomona. • Boys and Girls Parking Lot Improvements, San Clemente • Camino De Los Mares Improvements, San Clemente • Cress Street Sidewalk and Retaining Wall Improvements, Laguna Beach. • Queda Way Drainage and Retaining Wall Improvements, Laguna Beach. • Village Pond Park Improvements, Lake Forest • NW Open Space Park, San Juan Capistrano • Avella Apartments, Irvine, The Irvine Company • Los Serranos Infrastructure Improvements -Safe Routes to Schools Program Phase 3, Chino Hills • Project Manager for Various CIP Projects for the City of Pomona. – Staff Augmentation Director of Engineering (CivilSource) As a Director of Engineer was responsible for the marketing of Engineering Services to municipalities and other private clients. Responsible for the management of Projects including close coordination with clients and with the Project design team, responsible for executing the project, producing and submitting deliverables and meeting the budget and schedule established in the contracts. Supervised engineers in the preparation of Plans, Specifications and Estimates (PS&E) for the construction of Civil Engineering Public Works projects. Responsible for providing quality assurance and quality control for all projects. Also, provided clients with engineering support during the Construction Phase of the projects, including responding to RFI’s, plan revisions, review of submittals etc. Assisted in providing civil engineering assistance to Cities as part of Staff Augmentation, this included providing engineering advice and plan checking for ongoing permit applications. Sample Projects: • Cerritos Avenue Widening Project, City of Cypress. • SR2S Hermosa View Improvements, Hermosa Beach • Retaining Wall Improvements – Moulton Parkway, County of Orange • Mermaid St. Sidewalk and Retaining Wall Improvements, Laguna Beach • Project Manager for Various Projects for the City of Laguna Woods. – Staff Augmentation Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 37 Director of Engineering – Vice President of Engineering (PENCO Engineering) As a Director and Vice President of Engineering was responsible for the marketing of our Engineering Services to municipalities and other private clients such as developers, builders and school districts. Responsible for the management of Projects including close coordination with clients and with our Design Project team consisting of project manager, project engineers and designers, responsible for the execution of the projects, submittal of the agreed deliverables and meeting the budget and schedule established in the Contracts. Supervise project managers, engineers and designers in the preparation of Plans, Specifications and Estimates for the construction of Civil Engineering projects, including residential subdivisions, school facilities, public works projects and community parks. Provided Quality Assurance and Quality Control for the Projects. Also, provided clients with engineering support during the Construction Phase of the projects, including responding to RFI’s, plan revisions, review of submittals etc. Sample Projects: • Village at The Park Residential Community, Camarillo, DR Horton • Portola Parkway Infrastructure Improvements, Irvine, The Irvine Company • Jeffrey Parkway Infrastructure Improvements, Irvine, The Irvine Company • Citywide Sanitary Sewer Improvements Project Group 5, Lincoln Ave -between Gilbert St. and Magnolia Ave, Anaheim • Parking Lot Reconstruction and ADA Improvements - Carmelitos and Harbor Housing Developments, County of LA - Community Development Commission • Construction Technology Building and East Parking Structure, City of Los Angeles, LAUSD • Mater Dei High School Athletic & Aquatic Complex, Santa Ana, The Austin Company • 9th Street Span Elementary School, Quatro Design Architects, City of Los Angeles, LAUSD Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 38 Tamim Atayee, PE, F.ASCE, Senior Project Manager Mr. Atayee is a registered professional engineer with 31 years of experience. Tamim works as a technical expert for grant applications that involve expertise in hydraulics, hydrology, water resource engineering, flood hazard mitigation, scour, sediment transport and stormwater management. He is a skilled designer and a capable manager and has authored many technical papers. Mr. Atayee is experienced in both numerical and physical modeling of hydraulic problems and has, amongst other things, developed hydrology and hydraulics software used as standards in the industry. As a subcontractor to the Western US Technical Evaluation Contractor to FEMA, he reviewed several map revision processes, such as Letters of Map Revisions, for projects that impacted flood hazard areas. On the other end of the process, as the technical representative for applicants, he successfully secured approval of several map revisions for land developers, public agencies, and mine property owners. Tamim’s expertise and knowledge assist us in preparation of high- quality technical reports for grant applications that result in minimal comments and expedited review of applications. The following are Tamim’s experiences and skills: • Expert in preparing FEMA related grants related to flooding • Technical expertise that lend to writing highly qualified & credible reports for grant applications • Trusted expert working with various Caltrans districts GPR application • Extensive experience in hydraulics, hydrology, water resource engineering, flood hazard mitigation, scour, sediment transport and storm water management. Relevant Work Experience Storm Water Grants, Coachella Valley Water District, Coachella Valley, CA Technical expert in development of successful intent letters and grant applications on two top priority projects for the district. Review of District documents and recommendations and preparation of grant sections to meet the funding goals. FEMA Grant Applications, Coachella Valley Water District, Coachella Valley, CA Responsible for review of agency documents for the two regional storm drain projects and preparation of successful phase I grant applications. Preparation of technical sections and interpretations to match the funding. Development of required technical documents for the Benefit Cost analysis. Sustainability Grants, Port of long Beach, Long Beach, CA Responsible for preparation of technical documents and all the necessary justifications for a sustainability grant funded by Homeland Education MS Civil Engineering – Water Resources, The George Washington University BS Civil Engineering, Old Dominion University Registration Professional Engineer – California, Colorado, Virginia Years of Experience: 31 Instructor of Excellence (2009, 2010, 2011, 2012), National Highway Institute Fellow (F.ASCE), American Society of Civil Engineers (ASCE) Distinguished Engineering Educator, Lifelong Learning Award, American Society of Civil Engineers, Orange County Branch Outstanding Engineering Merit Award, Orange County Engineering Council Outstanding Engineer of Merit Award, American Society of Civil Engineers, Orange County Branch Outstanding Civil Engineer in Community Service, American Society of Civil Engineers, Los Angeles Section California Emergency Services Association (CESA) Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 39 Security. Review of agency documents, preparation of cost estimates, back up documents, exhibits and other information as needed Flood Assistance Grant Program, City of Wildomar, Wildomar, CA Prepared Benefit Cost Analysis (BCA), technical reports, cost estimate and all back up documentation. Otay River Bridge, San Diego, CA provided hydrologic, hydraulic and scour engineering services to assist with the design of the new State Route 125 Toll Road Bridge over Otay. The objective of the project was to characterize the hydraulics and scour potential and develop countermeasures to sustain the erosive forces to which the bridge substructure would be subjected. Alta La Jolla Restoration, San Diego, CA Responsible for independent assessment of the hydrologic, hydraulic and channel stability of outlet channel of a storm drain system in the private development, Alta La Jolla in San Diego, California. The objective of the project was to characterize the drainage and develop a concept to stabilize the eroded outlet channel. Caltrans Drainage Law & floodplain Issues Course Development & Delivery, CA Responsible for development of two one-day courses and delivery to various Caltrans Districts in the state. Class material was developed for highway designers to discuss hydrology and hydraulic & identify issues pertaining to floodplains and effective discharge, minimize liability to public agencies short courses for FHWA, and Caltrans Caltrans Expert Services, San Bernardino County, CA Provided expert witness services to the San Bernardino office of Caltrans for a successful conclusion of the case. The area of expertise included hydrology, hydraulics and sediment transport for the flood damage analysis of Lobecks Pass in a lawsuit case against Caltrans by Pacific Gas & Electric Company. This project involved providing court testimony, and forensic analysis of the historical records Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 40 Chenxia Li, Federal Funding Expert Chexnia has over 20 years of experience and an extensive background in the capital planning process and in developing long-range capital improvement programs including regional and agency-wide transportation planning. She has successfully secured and managed various federal, state, and local funding measures including FTA/FRA/FEMA/Caltrans, Highway Rail Crossing Safety Account (HRCSA), Highway Safety Improvement Program (HSIP), High Priority Projects (HPP), Transportation community and many other grants. Chenxia has been responsible for performing policy and financial analyses, negotiating agreements with FTA/FRA and other funding agencies, as well as the preparation and presentation of reports to agency board of directors. James is highly skilled in identifying appropriate measures, policies and procedures to comply with federal, state, regional, and county laws, regulations, and environmental mandates. Relevant Experience San Bernardino GHG reduction Strategy, TIRCP 2018 Grant Application Package, San Bernardino County Transpiration Authority, San Bernardino, CA Responsible for development of a successful grant application package for two significant projects in the region, meeting with CalSTA, preparation of GHG reduction and all write up. • GHG reduction demonstration project • Bus Rapid Transit Services Redlands Passenger Rail Project, San Bernardino County Transpiration Authority, San Bernardino, CA Funding expert responsible for preparation of TIRCP, PTC and FTA grants for the $280 million project. Facilitated meetings with grant funding agencies, prepared agendas and presentation topics. Researched the available documents and prepared successful grant application packages. Advised on negotiations, grant agreements, and reporting needs. Grants Manager, San Diego North County Transit District (NCTD), Oceanside, CA Responsible for final QA/QC during the BOR WaterSMART Drought Resiliency Projects grant writing process and assisted with various research, mapping, and grant writing tasks in order to submit the application promptly. Worked on 4 applications simultaneously and submitted all applications successfully and on-time. Each application was for $2 million in federal grant funding. • Administered NCTD grant programs and managed grant staff. Performed strategic, programmatic, and detailed grants management of NCTD’s federal, state, and local grant programs. Education: Ph.D. in Planning, University of Southern California, 1992 Master of City Planning, University of California at Berkeley, 1985 Bachelor of Engineering, Tongji University, Shanghai, China 1982 Years of Experience: 22 Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 41 • Coordinated with the San Diego Association of Governments (SANDAG) to forecast grant revenues for five-year capital improvement program. Developed recommendations to assign the grant funds to the capital and planning projects. • Worked with the Federal and State funding agencies for grant application/ amendments/closeout. Managed grant programs for requirements compliance. • Maintained grant database using the JD Edwards system to ensure accuracy and grant compliance. • Prepared the required project progress reports, financial status reports, and grant closeout reports. Ensured timely processing grant billings; reviewed the project expenditures against the approved project scope and in compliance with federal, state and local funding requirements; and validated appropriateness of supporting documents and justifications. • Developed and revised grant management procedures and the board finance policies. • Responsible for the SAFE schedule and the required single audit schedules. • Prepared responses to the FTA Triennial Review and Enhanced Technical Capacity Review. BOR WaterSMART Water Energy and Efficiency, Santa Clarita Valley Water Agency, Olivenhain Municipal Water District, Desert Water Agency, City of Santa Ana, San Bernardino Municipal Water District Responsible for final QA/QC during the BOR WaterSMART Water Energy and Efficiency grant writing process and assisted with various research, mapping, and grant writing tasks in order to submit the applications fully and promptly. He worked on 6 applications simultaneously for this opportunity. Each application applied for $500,000 federal grant funding. Grants and Strategic Development Planner, Southern California Regional Rail Authority (SCRRA) • Coordinated with FTA/FRA/FEMA/Caltrans on the grant administration, led FRA/Caltrans quarterly reviews, analyzed federal and state transportation policies and funding programs, and communicated with staffers on grant issues. • Worked with Engineering Department and Program Management Office on the programmatic issues pertaining to the capital rehabilitation and improvement projects, and prepared grant applications by closely working with the stakeholders. Participated in monthly project managers’ meetings, worked with all necessary parties to ensure implementation of grant- funded projects in compliance with the grant requirements and grant contract provisions. • Administered federal and state grants; prepared the grant fact sheets to disseminate grant information; tracked contract commitments and expenditures; prepared project progress and financial reports; responded to the grantors’ inquiries concerning grant compliance issues; performed the grant closeouts; and responded to the audit requests. • Tracked grant balances; reviewed proposed changes to the project scope to ensure consistency with the funding agreements; reviewed and validated the eligibility of project budget reallocations by fund source and by project; and ensured the grant records being updated with a documented audit trail. Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 42 • Performed timely and comprehensive analysis of capital budget versus actual expenditures at the project level and program level, and performed monthly, quarterly, and year-end reconciliations. • Maintained detailed grant records on all capital projects to ensure accuracy and integrity of the accounting records in the Oracle Financial System and reconciled the grant records. • Participated in various cross-functional meetings and task forces within the agency to address capital budgeting, financial analysis, allocation initiatives, and other funding and capital activities. Senior Capital Planning Specialist, Alameda-Contra Costa Transit District, CA • Worked with project managers to develop project scope, budget, financial plan, and delivery schedule to ensure the award of grants; prepared environmental documents for categorical exemptions; and managed the grants by closely working with the funding agencies to ensure implementation in compliance with the grant requirements and the government regulations. • Led agency’s capital planning process and developed long-range capital improvement programs (Regional Transportation Plan, county’s State Transportation Improvement Program, Countywide Transportation Plan and Measure B Reauthorization Expenditure Plan) and short-range capital plans. • Administered agency’s federal grant programs (2006-2011) and state grant programs (1995-2010); developed grant proposals, prepared grant applications, coordinated with the funding agencies to expedite award of grants; and performed post- award grant management. • Communicated regularly with the agency Board of Directors and Executive Staff regarding funding issues, prepared and presented reports and Board items, and performed policy and financial analyses at the request of the Board Directors and General Manager. • Provided fiscal oversight of the grant implementation, set up grants in the PeopleSoft Financial System, tracked funding commitments, reviewed and validated requisitions, monitored grant expenditures and balances at project level and in aggregate to ensure grant implementation on budget and on schedule, prepared project progress reports and financial reports. • Coordinated the FTA audits, led FEMA/CalEMA performance reviews and Air District‘s grant audits, and responded to the audit requests for grant information (CAFR and single audit). Proposal to Provide Water, Sewer, and Public Works Grant Writing Services 43 James Klueber, Analyst James started his career as an analyst specializing in various water resource investments and is very familiar with Californian water law, water systems, federal/state/local management plans, and water infrastructure. He is a team player and brings his can-do attitude to work every day. Currently, his primary role at ESS is to provide grant compliance monitoring, QA/QC support for all grant applications and funding opportunities. His work ethics coupled with his passion for helping build stronger communities is demonstrated in his work and aligns with our ideals and qualities at ESS. James is highly skilled in identifying appropriate measures, policies and procedures to comply with federal, state, regional, and county laws, regulations, and environmental mandates. Relevant Experience Clean Water State Revolving Fund – Cities of Sacramento and Carlsbad, Valley Sanitary District, CA James has been working on submitting CWSRF applications to upgrade various components of wastewater treatment systems ranging from $4.5 to $35 million projects. Local Partnership Program (LPP) Grant, City of Carlsbad and Long Beach, CA Responsible for final QA/QC during the LPP grant writing process and assisted with various research, mapping, and other tasks in order to submit the application fully and promptly. FEMA/CalOES Grant Applications, Cities of Pasadena, Sacramento, Belvedere, Oceanside, CA Responsible for preparation of supporting documentation and estimates for a variety of projects including seismic retrofit of Dam structures, City Hall and parking structure, bridge, reservoirs, and a sea wall project that met the approval of CalOES. Grant Compliance – City of Santa Ana, CA Responsible for compliance of multiple projects with multiple sources of funding, preparation of progress reports and reimbursement forms. BOR WaterSMART Drought Resiliency Grant, Long Beach Water Department, Santa Clarita Valley Water Agency, City of Santa Ana, City of Sacramento, CA Responsible for final QA/QC during the BOR WaterSMART Drought Resiliency Projects grant writing process and assisted with various research, mapping, and grant writing tasks in order to submit the application promptly. Worked on 4 applications simultaneously and submitted all applications successfully and on-time. Each application was for $2 million in federal grant funding. BOR WaterSMART Water Energy and Efficiency, Santa Clarita Valley Water Agency, Olivenhain Municipal Water District, Desert Water Agency, City of Santa Ana, San Bernardino Municipal Water District Responsible for final QA/QC during the BOR WaterSMART Water Energy and Efficiency grant writing process and assisted with various research, mapping, and grant writing tasks in order to submit the applications fully and promptly. He worked on 6 applications simultaneously for this opportunity. Each application applied for $500,000 federal grant funding. Education: BS, Environmental Economics & Policy, U.C. Berkeley, CA Years of Experience: 2 EXHIBIT C City of Santa Ana Proposal to Provide: Water, Sewer, and Public Works Grant Writing Services FEE PROPOSAL July 25, 2022 Submitted by Engineering Solutions Services, Inc. 23232 Peralta Drive, Suite 112 Laguna Hills, CA 92653 (949) 797-6055 1 AGREEMENT WITH MNS ENGINEERS TO PROVIDE ON CALL GRANT WRITING SERVICES THIS AGREEMENT is made and entered into this 20th day of September 2022 by and between MNS Engineers, Inc., a California corporation (“Consultant”), and the City of Santa Ana, a charter city and municipal corporation organized and existing under the Constitution and laws of the State of California (“City”). RECITALS A. On June 29, 2022, the City issued Request for Proposal No. 22-064, by which it sought a consultant having special skill and knowledge in the field of Water, Sewer and Public Works grant writing services. B. Consultant submitted a responsive proposal that was among those selected by the City. Consultant represents that it is able and willing to provide the services described in the scope of work that was included in RFP No. 22-064. C. In undertaking the performance of this Agreement, Consultant represents that it is knowledgeable in its field and that any services performed by Consultant under this Agreement will be performed in compliance with such standards as may reasonably be expected from a professional contracting firm in the field. NOW THEREFORE, in consideration of the mutual and respective promises, and subject to the terms and conditions hereinafter set forth, the parties agree as follows: 1. SCOPE OF SERVICES Consultant shall perform the tasks and obligations including all labor, materials, tools, equipment, and incidental customary work required to fully and adequately complete the services described in RFP No. 22-064, which is attached as Exhibit A, and as more specifically delineated in Consultant’s proposal, which is attached as Exhibit B and incorporated in full. 2. COMPENSATION a. City agrees to pay, and Consultant agrees to accept as total payment for its services under this Agreement, the rates and charges identified in Exhibit C. Consultant is one of three (3) consultants selected to provide grant writing services on an on-call basis under RFP 22- 064. The total compensation for these services provided by all such contracts selected under RFP 22-064 shall not exceed the shared aggregate amount of Two Million, Three Hundred Seventy-Five Thousand Dollars and Zero Cents ($2,375,000) during the term of the Agreement, including any extension periods. b. Payment by City shall be made within forty-five (45) days following receipt of proper invoice evidencing work performed, subject to City accounting procedures. Payment need not be made for work that fails to meet the standards of performance set forth in the Recitals 2 and Scope of Work, which may reasonably be expected by City. 3. TERM This Agreement shall commence on the date first written above and terminate on September 19, 2025, unless terminated earlier in accordance with Section 17, below. The term of this Agreement may be extended for one (1) two-year period upon a writing executed by the City Manager and City Attorney. 4. PREVAILING WAGES Consultant is aware of the requirements of California Labor Code Section 1720, et seq., and 1770, et seq., as well as California Code of Regulations, Title 8, Section 16000, et seq., (“Prevailing Wage Laws”), which require the payment of prevailing wage rates and the performance of other requirements on “public works” and “maintenance” projects. If the services being performed are part of an applicable “public works” or “maintenance” project, as defined by the Prevailing Wage Laws, and the total compensation is $1,000 or more, Consultant agrees to fully comply with such Prevailing Wage Laws. Consultant shall defend, indemnify and hold the City, its elected officials, officers, employees and agents free and harmless from any claim or liability arising out of any failure or alleged failure to comply with the Prevailing Wage Laws. 5. INDEPENDENT CONSULTANT Consultant shall, during the entire term of this Agreement, be construed to be an independent consultant and not an employee of the City. This Agreement is not intended nor shall it be construed to create an employer-employee relationship, a joint venture relationship, or to allow the City to exercise discretion or control over the professional manner in which Consultant performs the services which are the subject matter of this Agreement; however, the services to be provided by Consultant shall be provided in a manner consistent with all applicable standards and regulations governing such services. Consultant shall pay all salaries and wages, employer's social security taxes, unemployment insurance and similar taxes relating to employees and shall be responsible for all applicable withholding taxes. 6. OWNERSHIP OF MATERIALS This Agreement creates a non-exclusive and perpetual license for City to copy, use, modify, reuse, or sublicense any and all copyrights, designs, and other intellectual property embodied in plans, specifications, studies, drawings, estimates, and other documents or works of authorship fixed in any tangible medium of expression, including but not limited to, physical drawings or data magnetically or otherwise recorded on computer diskettes, which are prepared or caused to be prepared by Consultant under this Agreement (“Documents & Data”). Consultant shall require all subconsultants to agree in writing that City is granted a non-exclusive and perpetual license for any Documents & Data the subconsultant prepares under this Agreement. Consultant represents and warrants that Consultant has the legal right to license any and all Documents & Data. Consultant makes no such representation and warranty in regard to Documents & Data which were provided to Consultant by the City. City shall not be limited in any way in its use of the Documents and Data at any time, provided that any such use not within the purposes intended by this Agreement shall be at City’s sole risk. 3 7. INSURANCE Prior to undertaking performance of work under this Agreement, Consultant shall maintain and shall require its subcontractors, if any, to obtain and maintain insurance as described below: a. Minimum Scope and Limit of Insurance 1. Commercial General Liability (CGL): Insurance Services Office Form CG 00 01 covering CGL on an “occurrence” basis, including products and completed operations, property damage, bodily injury and personal & advertising injury with limits no less than $1,000,000 per occurrence. If a general aggregate limit applies, either the general aggregate limit shall apply separately to this project/location (ISO CG 25 03 or 25 04) or the general aggregate limit shall be twice the required occurrence limit. 2. Automobile Liability: ISO Form Number CA 00 01 covering any auto (Code 1), or if Consultant has no owned autos, hired, (Code 8) and non- owned autos (Code 9), with a limit no less than $1,000,000 per accident for bodily injury and property damage. 3. Workers’ Compensation: as required by the State of California, with Statutory Limits, and Employer’s Liability Insurance with limit of no less than $1,000,000 per accident for bodily injury or disease. 4. Professional Liability: if Consultant is or employs a licensed professional such as an architect or engineer: Professional liability (errors and omissions) insurance, with a combined single limit of not less than $1,000,000 per claim with $2,000,000 in the aggregate. 5. Broader Coverage: if the Consultant maintains broader coverage and/or higher limits than the minimums shown above, the City requires and shall be entitled to the broader coverage and/or the higher limits maintained by the Consultant. Any available insurance proceeds in excess of the specified minimum limits of insurance and coverage shall be available to the City. b. Other Insurance Provisions 1. Additional Insured Status: The City, its officers, officials, employees, and volunteers are to be covered as additional insureds on the CGL policy with respect to liability arising out of work or operations performed by or on behalf of the Consultant including materials, parts, or equipment furnished in connection with such work or operations. General liability coverage can be provided in the form of an endorsement to the Consultant’s insurance (at least as broad as ISO Form CG 20 10 11 85 or if not available, through the addition of both CG 20 10, CG 20 26, CG 20 33, or CG 20 38; and CG 20 37 if a later edition is used). 4 2. Primary Coverage: For any claims related to this contract, the Consultant’s insurance coverage shall be primary coverage at least as broad as ISO CG 20 01 04 13 as respects the City, its officers, officials, employees, and volunteers. Any insurance or self-insurance maintained by the City, its officers, officials, employees, or volunteers shall be excess of the Consultant’s insurance and shall not contribute with it. 3. Notice of Cancellation: Each insurance policy required above shall provide that coverage shall not be canceled, except with notice to the City. 4. Waiver of Subrogation: Consultant hereby grants to City a waiver of any right to subrogation that any insurer of said Consultant may acquire against the City by virtue of the payment of any loss under such insurance. Consultant agrees to obtain any endorsement that may be necessary to affect this waiver of subrogation, but this provision applies regardless of whether or not the City has received a waiver of subrogation endorsement from the insurer. 5. Self-Insured Retentions: Self-insured retentions must be declared to and approved by the City. The City may require the Consultant to purchase coverage with a lower retention or provide proof of ability to pay losses and related investigations, claim administration, and defense expenses within the retention. The policy language shall provide, or be endorsed to provide, that the self-insured retention may be satisfied by either the named insured or City. 6. Acceptability of Insurers: Insurance is to be placed with insurers authorized to conduct business in the state with a current A.M. Best’s rating of no less than A:VII, unless otherwise acceptable to the City. 7. Claims Made Policies (applicable only to professional liability): 1. The Retroactive Date must be shown, and must be before the date of the contract or the beginning of contract work. 2. Insurance must be maintained and evidence of insurance must be provided for at least five (5) years after completion of the contract of work. 3. If coverage is canceled or non-renewed, and not replaced with another claims-made policy form with a Retroactive Date prior to the contract effective date, the Consultant must purchase “extended reporting” coverage for a minimum of five (5) years after completion of work. 5 8. Verification of Coverage: Consultant shall furnish the City with original Certificates of Insurance including all required amendatory endorsements (or copies of the applicable policy language effecting coverage required by this clause) and a copy of the Declarations and Endorsement Page of the CGL policy listing all policy endorsements to City before work begins. However, failure to obtain the required documents prior to the work beginning shall not waive the Consultant’s obligation to provide them. The City reserves the right to require complete, certified copies of all required insurance policies, including endorsements required by these specifications, at any time. 9. Subcontractors: Consultant shall require and verify that all subcontractors maintain insurance meeting all the requirements stated herein, and Consultant shall ensure that City is an additional insured on insurance required from subcontractors. 10. Special Risks or Circumstances: City reserves the right to modify these requirements, including limits, based on the nature of the risk, prior experience, insurer, coverage, or other special circumstances. 8. INDEMNIFICATION Consultant agrees to defend, and shall indemnify and hold harmless the City, its officers, agents, employees, consultants, special counsel, and representatives from liability: (1) for personal injury, damages, just compensation, restitution, judicial or equitable relief arising out of claims for personal injury, including death, and claims for property damage, which may arise from the negligent operations of the Consultant or its subconsultants, agents, employees, or other persons acting on their behalf which relates to the services described in section 1 of this Agreement; and (2) from any claim that personal injury, damages, just compensation, restitution, judicial or equitable relief is due by reason of the terms of or effects arising from this Agreement. This indemnity and hold harmless agreement applies to all claims for damages, just compensation, restitution, judicial or equitable relief suffered, or alleged to have been suffered, by reason of the events referred to in this Section or by reason of the terms of, or effects, arising from this Agreement. The Consultant further agrees to indemnify, hold harmless, and pay all costs for the defense of the City, including fees and costs for special counsel to be selected by the City, regarding any action by a third party challenging the validity of this Agreement, or asserting that personal injury, damages, just compensation, restitution, judicial or equitable relief due to personal or property rights arises by reason of the terms of, or effects arising from this Agreement. City may make all reasonable decisions with respect to its representation in any legal proceeding. Notwithstanding the foregoing, to the extent Consultant’s services are subject to Civil Code Section 2782.8, as amended effective 1/1/2018, the above indemnity shall be limited, to the extent required by Civil Code Section 2782.8, as amended effective 1/1/2018, to claims that arise of, pertain to, or relate to the negligence, recklessness, or willful misconduct of the Consultant. 6 9. INTELLECTUAL PROPERTY INDEMNIFICATION Consultant shall defend, indemnify and hold harmless the City, its officers, agents, representatives, and employees against any and all liability, including costs, and reasonable attorney’s fees, for infringement of any United States’ letters patent, trademark, or copyright contained in the work product or documents provided by Consultant to the City pursuant to this Agreement. 10. RECORDS Consultant shall keep records and invoices in connection with the work to be performed under this Agreement. Consultant shall maintain complete and accurate records with respect to the costs incurred under this Agreement and any services, expenditures, and disbursements charged to the City for a minimum period of three (3) years, or for any longer period required by law, from the date of final payment to Consultant under this Agreement. All such records and invoices shall be clearly identifiable. Consultant shall allow a representative of the City to examine, audit, and make transcripts or copies of such records and any other documents created pursuant to this Agreement during regular business hours. Consultant shall allow inspection of all work, data, documents, proceedings, and activities related to this Agreement for a period of three (3) years from the date of final payment to Consultant under this Agreement. 11. CONFIDENTIALITY If Consultant receives from the City information which due to the nature of such information is reasonably understood to be confidential and/or proprietary, Consultant agrees that it shall not use or disclose such information except in the performance of this Agreement, and further agrees to exercise the same degree of care it uses to protect its own information of like importance, but in no event less than reasonable care. “Confidential Information” shall include all nonpublic information. Confidential information includes not only written information, but also information transferred orally, visually, electronically, or by other means. Confidential information disclosed to either party by any subsidiary and/or agent of the other party is covered by this Agreement. The foregoing obligations of non -use and nondisclosure shall not apply to any information that (a) has been disclosed in publicly available sources; (b) is, through no fault of the Consultant disclosed in a publicly available source; (c) is in rightful possession of the Consultant without an obligation of confidentiality; (d) is required to be disclosed by operation of law; or (e) is independently developed by the Consultant without reference to information disclosed by the City. 12. CONFLICT OF INTEREST CLAUSE Consultant covenants that it presently has no interest and shall not have interests, direct or indirect, which would conflict in any manner with performance of services specified under this Agreement. 13. NOTICE Any notice, tender, demand, delivery, or other communication pursuant to this Agreement shall be in writing and shall be deemed to be properly given if delivered in person or mailed by first class or certified mail, postage prepaid, or sent by fax or other telegraphic communication in the manner provided 7 in this Section, to the following persons: To City: Clerk of the City Council City of Santa Ana 20 Civic Center Plaza (M-30) P.O. Box 1988 Santa Ana, CA 92702-1988 Executive Director Public Works Agency City of Santa Ana 20 Civic Center Plaza (M-21) P.O. Box 1988 Santa Ana, CA 92702 To Consultant: MNS Engineers, Inc. Attn: Jeff Edwards, Vice President 100 E. Thousand Oaks Boulevard, Suite 105 Thousand Oaks, CA 91360 (805) 648-4840 jedwards@mnsengineers.com A party may change its address by giving notice in writing to the other party. Thereafter, any communication shall be addressed and transmitted to the new address. If sent by mail, communication shall be effective or deemed to have been given three (3) days after it has been deposited in the United States mail, duly registered or certified, with postage prepaid, and addressed as set forth above. If sent by fax, communication shall be effective or deemed to have been given twenty-four (24) hours after the time set forth on the transmission report issued by the transmitting facsimile machine, addressed as set forth above. For purposes of calculating these timeframes, weekends, federal, state, County or City holidays shall be excluded. 14. EXCLUSIVITY AND AMENDMENT This Agreement represents the complete and exclusive statement between the City and Consultant regarding the subject matter herein, and supersedes any and all other agreements, oral or written, between the parties. In the event of a conflict between the terms of this Agreement and any attachments hereto, the terms of this Agreement shall prevail. This Agreement may not be modified except by written instrument signed by the City and by an authorized representative of Consultant. The parties agree that any terms or conditions of any purchase order or other instrument that are inconsistent with, or in addition to, the terms and conditions hereof, shall not bind or obligate Consultant or the City. Each party to this Agreement acknowledges that no representations, inducements, promises or agreements, orally or otherwise, have been made by any party, or anyone acting on behalf of any party, which are not embodied herein. 8 15. ASSIGNMENT Inasmuch as this Agreement is intended to secure the specialized services of Consultant, Consultant may not assign, transfer, delegate, or subcontract any interest herein without the prior written consent of the City and any such assignment, transfer, delegation or subcontract without the City’s prior written consent shall be considered null and void. Nothing in this Agreement shall be construed to limit the City’s ability to have any of the services which are the subject to this Agreement performed by City personnel or by other Consultants retained by City. 16. WAIVER No waiver of breach, failure of any condition, or any right or remedy contained in or granted by the provisions of this Agreement shall be effective unless it is in writing and signed by the party waiving the breach, failure, right or remedy. No waiver of any breach, failure or right, or remedy shall be deemed a waiver of any other breach, failure, right or remedy, whether or not similar, nor shall any waiver constitute a continuing waiver unless the writing so specifies. 17. TERMINATION This Agreement may be terminated by the City upon thirty (30) days written notice of termination. In such event, Consultant shall be entitled to receive and the City shall pay Consultant compensation for all services performed by Consultant prior to receipt of such notice of termination, subject to the following conditions: a. As a condition of such payment, the Executive Director may require Consultant to deliver to the City all work product completed as of such date, and in such case such work product shall be the property of the City unless prohibited by law, and Consultant consents to the City's use thereof for such purposes as the City deems appropriate. b. Payment need not be made for work which fails to meet the standard of performance specified in the Recitals of this Agreement. 18. NON-DISCRIMINATION Consultant shall not discriminate because of race, color, creed, religion, sex, marital status, sexual orientation, gender identity, gender expression, gender, medical conditions, genetic information, or military and veteran status, age, national origin, ancestry, or disability, as defined and prohibited by applicable law, in the recruitment, selection, teaching, training, utilization, promotion, termination or other employment related activities or any services provided under this Agreement. Consultant affirms that it is an equal opportunity employer and shall comply with all applicable federal, state and local laws and regulations. 19. JURISDICTION-VENUE This Agreement has been executed and delivered in the State of California and the validity, interpretation, performance, and enforcement of any of the clauses of this Agreement shall be determined and governed by the laws of the State of California. Both parties further agree that Orange County, 9 California, shall be the venue for any action or proceeding that may be brought or arise out of, in connection with or by reason of this Agreement. 20.PROFESSIONAL LICENSES Consultant shall, throughout the term of this Agreement, maintain all necessary licenses, permits, approvals, waivers, and exemptions necessary for the provision of the services hereunder and required by the laws and regulations of the United States, the State of California, the City of Santa Ana and all other governmental agencies. Consultant shall notify the City immediately and in writing of its inability to obtain or maintain such permits, licenses, approvals, waivers, and exemptions. Said inability shall be cause for termination of this Agreement. 21.MISCELLANEOUS PROVISIONS a.Each undersigned represents and warrants that its signature herein below has the power, authority and right to bind their respective parties to each of the terms of this Agreement, and shall indemnify City fully, including reasonable costs and attorney’s fees, for any injuries or damages to City in the event that such authority or power is not, in fact, held by the signatory or is withdrawn. b.All exhibits referenced herein and attached hereto shall be incorporated as if fully set forth in the body of this Agreement. c.In the event of any conflict or inconsistency between the terms and conditions in this Agreement and any terms or conditions set forth in any Exhibit, purchase order, or other document relating to the transactions contemplated by this Agreement, the terms and conditions set forth in this Agreement shall prevail. IN WITNESS WHEREOF, the parties hereto have executed this Agreement the date and year first above written. ATTEST: CITY OF SANTA ANA ________________________ _________________________ Kristine Ridge Clerk of the Council City Manager APPROVED AS TO FORM CONSULTANT SONIA R. CARVALHO City Attorney By: _____________________ ____________________________ Brandon Salvatierra Name: Deputy City Attorney Title: [signatures continued on next page] 10 RECOMMENDED FOR APPROVAL ____________________________ Nabil Saba, P.E. Executive Director Public Works Agency EXHIBIT A City of Santa Ana RFP 22-064 Page 11 Appendix ATTACHMENT 1 SCOPE OF WORK CITY OF SANTA ANA REQUEST FOR PROPOSALS FOR WATER, SEWER AND PUBLIC WORKS PROGRAMS GRANT WRITING SERVICES RFP NO.: 22-064 Introduction and Background: The City of Santa Ana is located in the County of Orange in Southern California. The City encompasses 27.5 square miles and a population of over 335,000 people. The City of Santa Ana Public Works Agency is soliciting proposals from professional firms for grant writing services. The primary emphasis will be seeking grant related funds for Water and Sewer programs all other programs will be secondary. In the past the City has utilized professional grant writing consulting firms on as needed basis to meet the goals and objectives of the City. The goals of this proposal for consulting services are to identify areas of funding needs, grant research and funding, development, and grant program administration and delivery to the City’s Public Works Agency. In summary, the City of Santa Ana is soliciting proposals from qualified firms to provide grant writing services. This request for proposal (RFP) provides interested qualified firms with the information enabling them to submit a Service Bid Proposal and to provide the services described herein. Description of Work: The Consultant/s will seek funding opportunities primarily for water and sewer programs, secondarily for all other programs with an emphasis on securing funds for capital projects. The selected consultants are expected to search for relevant grant opportunities and inform the City of their applicability. When relevant grant opportunities are identified and approval to proceed is granted by City, the consulting firm shall prepare the necessary grant application documents and submit grant applications on behalf of the City for approval or fully support the City in applying. All the work shall be coordinated with Public Works Agency personnel. The successful firm(s) shall have experience in grant writing, grant program development and administration for Federal, State, and Local entities including and not limited to: • US Department of Commerce-Economic Development Administration (Public Works and EAA programs) • US Department of Housing and Urban Development (CDBG) • US Department of Interior-Bureau of Reclamation • California Department of Water Resources City of Santa Ana RFP 22-064 Page 12 • California Water Quality Control Board • California Water Resources Control Board • Air Quality Management District (AQMD) • Mobile Source Air Pollution Reduction Review Committee (MSRC) • State of California Department of Parks and Recreation; various programs and Bond Acts (Office of Grants and Local Services OGALS) • State of California Natural Resources Agency • State of California Coastal Conservancy The funding sought is intended to support contemplated programs for, among other things: • Recycled water • Infrastructure replacement • Automated Metering Infrastructure • Green infrastructure/solar panels • Conservation/outreach enhancements • Sewer septic tank removals/conversions • Alternative (RNG/CNG/Propane) fuel vehicles/infrastructure • EV charger infrastructure • Park Land Acquisitions • Park Development (Capital Improvements) • Park Deferred Maintenance Projects The following are typical service and or items that the successful Consultant(s) will be required to provide for the City of Santa Ana. Funding Needs Analysis – Conduct current funding priority needs analysis and identify new priority areas for funding in conjunction with Staff. Outside Funding/On-Call Research – Conduct research and identify third-party funding sources that support the Public Works Agency, funding needs and priorities. This scope includes researching grant opportunities independently as well as any identified by the City. Funding Proposal Development – Provide proposal writing associated with funding applications on behalf of the City of Santa Ana, including the preparation of funding abstracts, production and submittal of applications to funding sources. The City understands that many applications require technical details,. City staff will provide technical data as necessary but it is expected that the consultant(s) will perform the majority of work required to generate funding applications. Once applications are finalized, consultant will provide a copy of each application package for funding to the City prior to submittal and review the package with City staff. Program Administration and Delivery – The Consultant(s) will be required to provide grant administration and coordination services as part of this proposal including, but not limited to, coordinating with City staff to provide expenditure reports and submit reimbursement requests, preparing Resolutions and Staff Reports for City Council consideration, coordinating with funding sources’ staff, and submitting periodic status update reports to City. City of Santa Ana RFP 22-064 Page 13 On a monthly basis, the Consultant(s) shall provide the City summaries of potential funding opportunities. The summaries shall include, but not limited to the name of the funding agency, due dates for applications, eligibility, and program summary and funding level available. City Responsibilities: The City will provide information in its possession relevant to the preparation of the required information in the RFP. Availability of staff time to assist with the preparation of grant application documents is limited. Selected consultant is expected to perform a substantial amount of research and data gathering independently. City staff will provide system information and data as available in an effort to develop the best grant application package possible. EXHIBIT B July 25, 2022 MNS ENGINEERS, INC. | 100 E. Thousand Oaks Boulevard, Suite 105 | Thousand Oaks, CA 91360 | 805.648.4840 Office | mnsengineers.com CISNA.220311 Water, Sewer, and Public Works Grant Writing Services, RFP No. 22-064 PROPOSAL TO PROVIDE CITY OF SANTA ANA > CIVIL ENGINEERING > CONSTRUCTION MANAGEMENT > LAND SURVEYING RE:Water, Sewer, and Public Works Grant Writing Services RFP No. 22-064 Dear Ms. Reyes: Thank you for the opportunity to submit this proposal to provide Water, Sewer, and Public Works Grant Writing Services for the City of Santa Ana (City). We have reviewed and based our response on the details provided in the Request for Proposal (RFP) and posted Questions and Answers. MNS Engineers, Inc. (MNS) provides quality infrastructure consultant services to the water resources, transportation, federal, and government services markets throughout California. Grant writing success at MNS has been growing steadily along with a greater pool of diverse expert resources since the inception of a grant writing practice in 2015. Our resources are knowledgeable in the following categories: parks and recreation, energy efficiency/ sustainability, active transportation, economic development, transportation and traffic, public facilities, water resources, and air quality. Our particular strength in grant writing is preparing applications that require engineering, scientific, and technical expertise. Our grant writers are exceptionally capable of handling any topical material as they are highly adaptable, critical, and analytical thinkers. The MNS grant writing team has successfully secured over $270M in grants to support various water resources, transportation, and environmental project needs. MNS has assembled the most qualified and experienced professional team to successfully serve under this contract. Leading the MNS team is Principal Project Manager, Greg Jaquez, PE, who will be the primary point-of-contact for this contract. Greg will be responsible for working directly with the City staff to ensure the MNS staff possesses the expertise specific to the task or project at hand, resulting in providing the City with the best team. He has over 35 years of experience in the civil engineering industry ranging from transportation planning, bikeway and pedestrian facility planning and project management, public infrastructure coordination with railroads, traffic engineering and community traffic City of Santa Ana Attention: Kathia Reyes Public Works Agency 220 S. Daisy Street, 1st Floor Reception, Administration Building Santa Ana, CA 92703 July 22, 2022 MNS DETAILS Legal Name MNS Engineers, Inc. Firm Ownership Type C-Corporation Year Firm Established 1962 California Department of Industrial Relations (DIR) No. 1000003564 Corporate Office 201 N. Calle Cesar Chavez, Suite 300 Santa Barbara, CA 93103 805.692.6921 Office 805.692.6931 Fax www.mnsengineers.com Local Office 100 E. Thousand Oaks Boulevard, Suite 105 Thousand Oaks, CA 91360 805.648.4840 Office/Faxwww. mnsengineers.com Project Contact Greg Jaquez, PE, Principal Project Manager/Grant Writing Manager 323.797.1498 Mobile gjaquez@mnsengineers.com Authorized Signature Jeff Edwards, Vice President 805.331.4848 Mobile jedwards@mnsengineers.com Acknowledgments MNS acknowledges the receipt of Addendum No. 1, issued July 19, 2022. Agreement Terms MNS has reviewed the Standard Agreement, Attachment 2, and provided comments in Appendix C. > CIVIL ENGINEERING > CONSTRUCTION MANAGEMENT > LAND SURVEYING calming, stormwater management planning, water resources policy, legislative management, grants management, and legislative advocacy. Greg will be supported by key MNS team members, Dr. Monica Killen, PhD, Senior Grant Writer and Beth Reineke, Grant Writer/Water Resources Specialist. MNS is proud of the level of grant writing services we provide to public agencies. We look forward to the opportunity to continue working with the City of Santa Ana and support your community improvement needs. Please contact our Principal Project Manager/Grant Writing Manager, Greg Jaquez, PE, at 323.797.1498 or gjaquez@mnsengineers.com with any questions you may have about our qualifications. Thank you for your consideration. Sincerely, MNS Engineers, Inc. Jeff Edwards, Vice President CL.3CONTENTS Section 1. Understanding of Need 1 Section 2. Firm and Team Experience 2 Section 3. Relevant Experience 8 Section 4. References 14 Section 5. Scope of Work 15 Appendix A. Required Forms and Certifications A-1 Appendix B. Resumes B-1 Appendix C. Standard Agreement C-1 Contents0 1SECTION 1. UNDERSTANDING OF NEED PROJECT UNDERSTANDING Our Principal Project Manager/ Grant Writing Manager, Greg Jaquez, PE, is intimately familiar with the water resources policies and practices in California. Greg’s in-depth knowledge comes from having served in high-level staff positions in Los Angeles County where he developed expert- level understanding of state and regional water policy. This also includes extensive participation in and interaction with Integrated Water Management (IRWM) regions around the state, including the Santa Ana River Watershed IRWM Regional Water Management Group administered by the Santa Ana Watershed Project Authority (SAWPA). This kind of familiarity provides the foundational basis for understanding the mission, ongoing needs, and future of the City of Santa Ana (City). The City has a complex portfolio of water supply sources including groundwater, imported water, and recycled water with imported water supplied by the Metropolitan Water District of Southern California (Metropolitan) and recycled water supplied by Orange County Water District. The City’s Metropolitan membership also affords the City with access to funding programs provided by Metropolitan. The City’s groundwater resources are drawn from the Orange County Basin. Santa Ana is the second most populated city in Orange County with a total population over 330,000 with over 45,000 water service connections, 510 miles of water mains, and 450 miles of sewer mains. Further understanding of the City’s water resources background is based on its own policy documents including, but not limited to: • Water Master Plan • 2020 Urban Water Management Plan • Capital Improvement Program • Sewer Master Plan • City of Santa Ana Hazard Mitigation Plan • City of Santa Ana Climate Action Plan • State Water Resources Control Board (SWRCB) Emergency Water Conservation Regulation • City General Plan Section 1. Understanding of Need1 2SECTION 2. FIRM AND TEAM EXPERIENCE Company Background and References MNS Engineers, Inc. (MNS) Firm Type C-Corporation established in 1962 DIR No. 1000003564 Point of Contact Greg Jaquez, Principal Project Manager/Grant Writing Manager 323.484.5737 | gjaquez@ mnsengineers.com Established in 1962, MNS provides quality infrastructure consulting services to the transportation, water resources, and government service markets throughout California. We specialize in the core services of civil engineering, construction management and inspection, land surveying, and specialty municipal services such as grant writing. We understand the technical, environmental, and regulatory aspects that may be required for this on-call contract. We are experienced and knowledgeable with utility and multi-agency coordination. Firm Expertise Grant Writing Our grant writing team includes staff with PhD credentials, licensed civil engineers, and experts in their field. In addition to our Principal Project Manager, our senior team members are efficient and effective project managers in their own right, capable of managing multiple projects at a time. The MNS grant writing team possesses an expert-level ability to support clients beyond grant writing tasks by providing planning, engineering, and economic analysis support, when needed, to conduct special studies and develop project concepts. MNS provides grant writing services in the following areas: • Water Supply • Natural Resources • Wastewater/Recycled Water • Environmental Sustainability • Infrastructure Improvements • Community Development • Parks and Recreation • Disaster Relief • Economic Development • Emergency Preparedness and Hazard Mitigation Section 2. Firm and Team Experience2 3SECTION 2. FIRM AND TEAM EXPERIENCE • Environmental Sustainability • Transportation MNS understands the potential grant successes can have for the City. Strategic pursuits of certain types of grants can have a transformative effect on the City's financial stability, image, and role in the local economy. MNS is independent and properly licensed to practice in California. MNS has assembled the most qualified and experienced team to successfully serve under this contract. Leading the MNS team is Principal Project Manager/Grant Writing Manager, Greg Jaquez, PE, who will be the primary point-of- contact for this contract. Greg has over 36 years of experience in the civil engineering industry including infrastructure project management, stormwater management, water resources policy, legislative management, grants management, and legislative advocacy. Greg is responsible for working directly with the City staff to ensure MNS team members have the expertise specific to the task or project at hand, resulting in providing the City with the best team. Prior to working at MNS, Greg had a 29-year career with the County of Los Angeles and the Los Angeles County Flood Control District where he served as Water Policy Manager, Grants Manager, and staff support for the Greater Los Angeles County (GLAC) Integrated Regional Water Management (IRWM) Region. While at the County, Greg succeeded in securing a $1M WaterSMART Basin Study partnership with the Bureau of Reclamation. The Los Angeles Basin Stormwater Conservation Study was a first-ever climate- change-based water supply study for the Flood Control District. Greg is committed to the success of the assigned tasks completed through this contract. He understands the responsiveness, thoroughness, and quality expected while staying within budget, providing timely service, and delivering work products well before due dates. He places a high value on communicating regularly with the project team to ensure resources are available to accomplish the work and appropriate quality assurance/quality control (QA/QC) reviews are performed on every deliverable, and communicating with City staff on progress, concerns, and coordination issues. Our grant writing team includes staff with PhD credentials, licensed engineers, and experts in their field with most having greater than 15 years of experience. In addition to our Principal Project Manager, our senior team members are efficient and effective project managers and can manage multiple projects at a time. Experience with Successful Grant Awards MNS has successfully worked with multiple cities across California providing grant writing services for various municipal needs. Grant successes with cities have resulted in funding infrastructure projects in transportation, active transportation, potable water, wastewater, groundwater, stormwater, parks, sustainability, and public facilities. MNS has worked with cities in the capacity of grant writer, planner, Design Engineer, public outreach specialist, and legislative advocate. MNS makes concerted efforts to stay engaged with grant making agencies to maintain productive relationships with agency staff. Some of our most regular and closest contacts include staff at the California Transportation Commission, Caltrans, Department of Water Resources, State Water Resources Control Board, State Parks, Department of Housing and Community Development, Federal Highway Administration (FHWA), US Department of Transportation (USDOT), and Bureau of Reclamation. 4SECTION 2. FIRM AND TEAM EXPERIENCE Selecting the MNS Team MNS has established a solid presence in California for over 60 years. Our reputation is built on constant communication and providing quality services that meet and often exceed client expectations. Our commitment to quality assurance/quality control is unmatched; we ensure our project's quality and efficiency from start to finish. Furthermore, our commitment to our clients shows we have evolved as an industry leader. Here are reasons why our clients choose us time and time again: • Customer service is our first priority. Constant communication is vital to the success of your project. Our team members will see your project requirements and vision to fruition. • Committed to our communities. Our team takes great pride in the quality of our projects, knowing that our clients and future generations will benefit from their use for years to come. • Best of both worlds. As a California-based mid-sized company, we offer a depth of resources and services that allows us to deliver superior quality and service. Our ability to tackle large-scale endeavors without driving up costs or sacrificing personalized service makes us stand out as a client favorite. 5SECTION 2. FIRM AND TEAM EXPERIENCE Key Staffing Summary Greg Jaquez, PE Principal Project Manager/Grant Writing Manager For this contract, Greg will oversee project delivery and provide general guidance on all grant writing and research tasks for the City. Monica Killen, PhD Senior Grant Writer For this contract, Monica will be the task manager assigning grant writing and research roles across the team, provide an initial level of quality control oversight, and be a content contributor for grant writing. Beth Reineke Grant Writer/Water Resources Specialist For this contract, Beth will be the lead technical writer with responsibility for contributing technical content and assuring technical accuracy across the entire work product. Nick Panosky, PE, QSD Water Resources Specialist For this contract, Nick will be the advisor for water resource technical accuracy, preliminary engineering scoping, and cost estimation. Michael Ip, PE, QSD Transportation/Traffic Engineer For this contract, Michael will serve as the advisor for transportation technical accuracy, preliminary engineering scoping, and cost estimation. MNS believes that project management is rooted in frequent communication and proactive planning. Our proposed team follows this philosophy and is ready and available to serve the City of Santa Ana on this contract. 6SECTION 2. FIRM AND TEAM EXPERIENCE MNS ENGINEERS Principal Project Manager/Grant Writing Manager Greg Jaquez, PE GRANT WRITING AND RESEARCH SERVICES SUPPORT TEAM Staff and Availability Greg Jaquez, PE | Principal Project Manager/Grant Writing Manager Mr. Jaquez specializes in public works staff augmentation, infrastructure project management, and grant writing. Greg’s additional experience includes stormwater management planning, water resources policy, legislative management, grants management, transportation planning, bikeway and pedestrian facility planning and project management, public infrastructure coordination with railroads, traffic engineering and community traffic calming, and federal advocacy. 35 Years of Experience Current Workload. We have sufficient staffing in all survey disciplines to efficiently address your needs. We also have overlapping experience so that workloads can shift if accommodations are necessary. Senior Grant Writer Monica Killen, PhD Grant Writer Helen Maggitti Grant Writer/Water Resources Specialist Beth Reineke Key team members are designated with this icon (). Our key team members are committed for the duration of this on-call contract. MNS understands we will work as an extension of the City staff. Associate Grant Writer Taylor Gullikson Water Resources Engineers Nick Panofsky, PE, QSD Tyler Hunt, PE, QSD/QSP Monica Killen, PhD | Senior Grant Writer Dr. Killen has worked in the public sector for over 17 years with experience in the areas of grant writing, outreach, project management, park and recreation management, legislative staffer, and higher education. Dr. Killen’s expertise in grant writing stems from years of experience writing grant applications and legislative proposals. 17 Years of Experience Transportation/ Traffic Engineer Michael Ip, PE, QSD 7SECTION 2. FIRM AND TEAM EXPERIENCE NON-KEY STAFF EMPLOYEE/ROLE EXP (Yrs)CREDENTIALS Helen Maggitti Grant Writer 3 Ms. Maggitti is proficient in communicating and collaborating with agency staff and project stakeholders to develop robust documents, plans, and ordinances. Taylor Gullikson Associate Grant Writer 3 Ms. Gullikson's expertise includes grant writing, environmental monitoring and inspection, and preparing stormwater regulatory compliance reports; and services to fulfill municipal stormwater permit requirements. Tyler Hunt, PE, QSD/QSP Water Resources Engineer 22 Mr. Hunt has over 22 years of experience in the water resources/wastewater industry. Tyler’s expertise includes project management, water/wastewater conveyance, site improvements, wastewater treatment, wastewater reclamation, irrigation and water delivery, stormwater pollution prevention, low-impact development (LID), water system consolidation, and municipal infrastructure projects. Beth Reineke | Grant Writer/Water Resources Specialist Ms. Reineke has over 19 years of experience providing environmental services including compliance, reporting, and permitting for National Pollutant Discharge Elimination System (NPDES), California Environmental Quality Act (CEQA), United States Environmental Protection Agency (EPA), and Certified Unified Program Agencies (CUPA). Beth is adept at managing complex databases and large collections of reports and compliance schedules. 19 Years of Experience Nick Panofsky, PE, QSD | Water Resources Engineer Mr. Panofsky has over 16 years of professional consulting experience in the water resources industry. Nick has advanced his expertise through a variety of municipal infrastructure design projects including potable water, recycled water, wastewater, and stormwater. He has been involved in every stage of the design process, including planning, analysis, design, construction management, and operational assistance. He actively manages projects to meet both technical and financial goals. 16 Years of Experience Michael Ip, PE, QSD | Transportation/Traffic Engineer Mr. Ip is a Principal Engineer with 28 years of experience specializing in the design and management of transportation facilities and capital improvement projects. Michael’s technical experience includes all project phases, including project reports, planning, design, and construction management. His management experience includes oversight and direction of technical professionals, client liaison, quality control, subconsultant coordination, public outreach and resources allocation to ensure the timely delivery of project deliverables. 28 Years of Experience 8SECTION 3. RELEVANT EXPERIENCE Section 3. Relevant Experience3 Demonstrated Project Success. Our measure of success is the long-standing relationships we maintain with our clients. Our team members are not just experts, they're also excellent communicators. We know keeping you informed at every step of the way is vital to the success of our projects. We customize each project to your requirements and vision, always going the extra mile. These example projects highlight some of our successful water resource grant projects. This section showcases the MNS team's project experience and client references. SAFE, CLEAN WATER PROGRAM Clients Cities of San Gabriel, Glendora, and La Cañada Flintridge Contacts Greg DeVinck, Supervising Civil Engineer 626.308.2825 | gdevinck@sgch.org Alison Sweet, Director of Public Works/City Engineer 626.914.8260 | asweet@cityofglendora.org Patrick DeChellis, Director of Public Works 818.790.8880 | pdechellis@lcf.ca.gov Dates of Service 01/2020 – 04/2020 Personnel Greg Jaquez $900K Awarded For each of these three cities, MNS recommended the respective project pursuits, developed the general project scopes, prepared the funding application to the SCW program, and represented the cities as presenter and spokesperson to the respective SCW Steering Committees. 9SECTION 3. RELEVANT EXPERIENCE PROPOSITION 1 GROUNDWATER: NORTH HOLLYWOOD CENTRAL REMEDIATION IMPLEMENTATION PROJECT, TUJUNGA REMEDIATION IMPLEMENTATION PROJECT, NORTH HOLLYWOOD AND TUJUNGA Client Los Angeles Department of Water and Power Contact Terrence McCarthy, Contract Administrator 213.367.0925 | terrence.mccarthy@ladwp.com Dates of Service 06/2018 – 02/2019 Personnel Greg Jaquez MNS collaborated with LADWP staff and their consultant design team to prepare two grant applications for the North Hollywood Central Groundwater Remediation Project and the Tujunga Groundwater Remediation Project, respectively. Highly technical study documents were interpreted for use in responding to grant application requirements. MNS also prepared project scheduling documents to correspond to grant program requirements. The two projects are part of a historic multi-year effort to remediate contamination in the San Fernando Groundwater Basin. WRFP application to the State Water Resources Control Board. CALIFORNIA GOVERNOR’S OFFICE OF EMERGENCY SERVICES (CALOES)/FEDERAL EMERGENCY MANAGEMENT AGENCY (FEMA) HAZARD MITIGATION GRANT, ROLLING HILLS Client City of Rolling Hills Contact Elaine Jeng, City Manager 310.377.1521 | ejeng@cityofrh.net Dates of Service 03/2019 – 10/2019 Personnel Greg Jaquez, Monica Killen MNS prepared a set of three Hazard Mitigation Grant (HMG) applications for a Wildfire Protection Plan, the Eastfield Drive Utility Undergrounding Project, and the Wildfire Fuel Breaks Project. Wildfire Protection Plan (WPP). In addition to preparing narratives for application forms and attachments, MNS developed the scope description for the WPP, cost estimate breakdown for plan development, and delivery plan to complete the WPP through public outreach and interjurisdictional coordination. Eastfield Drive Utility Undergrounding Project. In addition to preparing narratives for application forms and attachments, MNS collaborated with an electrical engineering firm to develop the project scope and cost estimate. Fuel Breaks Project. Upon discovering the City’s proposed locations to design and construct wildfire fuel breaks were infeasible, MNS reviewed alternate potential sites and developed concept plans and estimates for the fuel breaks. $232.6M Awarded $2.8M Awarded 10SECTION 3. RELEVANT EXPERIENCE WATER RECYCLING FUNDING PROGRAM (WRFP) PLANNING GRANT Client Los Olivos Community Services District Contact Lisa Palmer, Chair of the Board of Directors 805.500.4098 | lisa@lpalmerconsulting.com Dates of Service 11/2018 – 03/2019 Personnel Greg Jaquez MNS developed a Plan of Study for a Project Report following the guidelines of the Clean Water State Revolving Fund (CWSRF) and the Water Recycling Funding Program (WRFP). The Project Report will determine the feasibility and selected alternative for a wastewater collection system, wastewater treatment plant, and groundwater replenishment injection well system for the Los Olivos Community Services District (LOCSD). The unincorporated Los Olivos community in Santa Barbara County manages its wastewater with onsite wastewater treatment systems (septic tanks) on private parcels. LOCSD was seeking to develop a comprehensive wastewater collection and treatment system with provision for beneficial use of its treated wastewater. The Plan of Study was submitted with a WRFP application to the State Water Resources Control Board. $150K Awarded CLEAN WATER STATE REVOLVING FUND Client Castroville Community Services District Contact Eric Tynan, General Manager 866.803.2456 | eric@castrovillecsd.org Dates of Service 01/2022 – 06/2022 Personnel Greg Jaquez, Beth Reineke, Nick Panofsky MNS provided technical and grant writing services for the Washington Street Sewer Bypass project. Once completed, the project will eliminate surcharge issues in the existing sewer line and provide additional sewer capacity for much needed housing development. $3M Awarded 11SECTION 3. RELEVANT EXPERIENCE URBAN GREENING PROGRAM Client City of Tehachapi Contact John Schlosser, Development Services Director 661,722,2299 x1 | jschlosser@tehachapicityhall.com Dates of Service 04/2017 – 05/2017 Personnel Greg Jaquez MNS prepared the grant application for its Citywide Tree Planting and Stormwater Capture Project for submittal to the California Natural Resources Agency. Additional services provided were project scope development and cost estimation. Application materials included graphical exhibits, cost estimate table, renderings, and greenhouse gas reduction calculations. $889K Awarded PROPOSITION 1 STORMWATER, NORTH HOLLYWOOD Client Los Angeles Department of Water and Power Contact Terrence McCarthy, Contract Administrator 213. 367.1454 | terrence.mccarthy@ladwp.com Dates of Service 04/2020 – 06/2020 Personnel Greg Jaquez, Monica Killen MNS prepared a Proposition 1 Stormwater Implementation Grant application for the Valley Village Park Stormwater Project. To minimize the region’s dependence on imported water, the project will capture 158 AFY of runoff from a 453-acre tributary area and recharge the San Fernando Valley Groundwater Basin. The project consists of installing a 0.65-acre underground infiltration gallery at Valley Village Park. Construction of the underground infiltration gallery includes installation of a storm drain diversion structure, stormwater pipeline, two hydrodynamic separator (HDS) units, flow measuring devices, and maintenance holes. $6M Awarded 12SECTION 3. RELEVANT EXPERIENCE PROPOSITION 68 STATEWIDE PARK PROGRAM Client Cities of Soledad and Greenfield Contact Donald Wilcox, Director of Public Works 831.223.5124 | dwilcox@@cityofsoledad.com Jesus Perez, Recreation Coordinator 831.236.1230 | jperez@ci.greenfield.ca.us Dates of Service 2019 (Soledad) | 2020 - 2021 (Greenfield) Personnel Greg Jaquez, Monica Killen, Helen Maggitti For the City of Soledad, MNS prepared the grant application and provided public outreach support for the new Orchard Lane Park Project. MNS provided concept development designs and cost estimates in conjunction with the City’s contracted landscape architect. The grant application secured $7.6M. For the City of Greenfield, MNS prepared a Proposition 68 Statewide Park Program grant application for the proposed Greenfield Park and Community Center. MNS did all of the grant writing and assisted the City with production of public outreach materials. The grant application secured $8.5M.Application materials included graphical exhibits, cost estimate table, renderings, and greenhouse gas reduction calculations. $16.1M Awarded FEDERAL LANDS ACCESS PROGRAM GRANT, THORNTON AVENUE CYCLE TRACK Client City of Newark Contact Jayson Imai, Assistant City Engineer 510.578.4671 | jayson.imai@newark.org Dates of Service 03/2021 – 05/2021 Personnel Greg Jaquez, Monica Killen, Helen Maggitti, Taylor Gullikson MNS prepared a FLAP Grant application for the Thornton Avenue Cycle Track Project. Greg defined the project concept, prepared a conceptual plan layout, and prepared a preliminary cost estimate. Monica played a key role in helping manage the MNS grants team in preparing the application and conducting required public outreach. The grant application secured $5.4M. Application materials included graphical exhibits, cost estimate table, renderings, and greenhouse gas reduction calculations. $5.4M Awarded 13SECTION 3. RELEVANT EXPERIENCE ADDITIONAL GRANT WRITING, MANAGEMENT, AND RESEARCH EXPERIENCE Agency Project Name Funding Status Team Members Involved City of Stockton Highway Safety Improvement Program (HSIP) Cycle 10 $2M secured Greg Jaquez City of Soledad Highway Safety Improvement Program (HSIP) Cycle 9 $250K secured Greg Jaquez City of Monrovia Southern California Association of Governments (SCAG) Future Communities Pilot Program $500K secured Greg Jaquez, Monica Killen City of Santa Paula Ventura County Transportation Commission (VCTC) Community Multiscale Air Quality (CMAQ)/ Transportation Development Act (TDA) Call for Projects $266K secured Greg Jaquez City of Glendora Highway Safety Improvement Program (HSIP) Southern California Association of Governments (SCAG) Sustainable Communities $150K secured $250K secured Greg Jaquez City of Pittsburg Highway Safety Improvement Program (HSIP) Cycle 7 $265K secured Greg Jaquez City of Pittsburg Highway Safety Improvement Program (HSIP) Cycle 7 $547K secured Greg Jaquez City of Buellton Active Transportation Program (ATP) Cycle 3 $684K secured Greg Jaquez LA County Flood Control District Bureau of Reclamation $1M secured Greg Jaquez 14SECTION 4. REFERENCES Section 4. References4 Agency Reference Contact Project 1 City of San Gabriel Greg DeVinck, Supervising Civil Engineer Ph 626.308.2825 Email gdevinck@sgch.org Safe, Clean Water Program 2 City of Rolling Hills Elaine Jeng, City Manager Ph 310.377.1521 Email ejeng@cityofrh.net California Governor’s Office of Emergency Services (CalOES)/ Federal Emergency Management Agency (FEMA) Hazard Mitigation Grant 3 Los Olivos Community Services District Lisa Palmer, Chair of the Board of Directors Ph 805.500.4098 Email lisa@lpalmerconsulting.com Water Recycling Funding Program (WRFP) Planning Grant 4 City of Soledad Donald Wilcox, Director of Public Works Ph 831.223.5124 Email dwilcox@cityofsoledad.com Proposition 68 Statewide Park Program 5 City of Greenfield Jesus Perez, Recreation Coordinator Ph 831.236.1230 Email jperez@ci.greenfield.ca.us Proposition 68 Statewide Park Program 6 City of Newark Jayson Imai, Assistant City Engineer Ph 510.578.4671 Email jayson.imai@newark.org Federal Lands Access Program Grant, Thornton Avenue Cycle Track 15SECTION 5. SCOPE OF WORK PROJECT SCOPE OF WORK Communicate Grant Opportunities to City Staff In conjunction with the sources of information stated above, MNS will independently conduct research using online resources such as the US Census, Department of Water Resources (DWR) DAC Mapping Tool, CalEnviro Screen 4.0, and the new US Environmental Protection Agency (EPA) EJScreen mapping tool. This research will be used to gather data and guide our consultation to City on how demographics within the CITY service area play a role in competing for funding. Having served the waterworks industry throughout California for decades, MNS understands the essentials of waterworks and wastewater infrastructure, operations, and finance. MNS understands how every endeavor must be viewed with a focus on how it benefits or effects the ratepayer. MNS takes this same approach when developing a grant pursuit strategy for a waterworks or wastewater client. In the final tally, a successful grant pursuit must meet defined goals for improved service delivery and infrastructure life extension. The MNS approach to grant pursuit strategy accounts for the agency’s characteristics and its eligibility for various funding sources. MNS will examine a funding sources eligibility requirements, including matching fund requirements, to develop a strategy that can garner the maximum in grant dollars with the least investment necessary. For example, the Drinking Water State Revolving Fund (DWSRF) and Clean Water State Revolving Fund (CWSRF) are mostly funded with Federal dollars and managed by the SWRCB. SRF funds taken as a loan can be used as matching funds to any state or Federal grant program. Similarly, a California Infrastructure Bank (iBank) loan can serve the same matching funds purpose, however, an agency can secure eligibility for an iBank loan without actually entering into a loan agreement. By securing the iBank loan, the agency can use this documentation as proof of matching funds but can substitute it later if a second Section 5. Scope of Work5 16SECTION 5. SCOPE OF WORK grant is secured to match the first grant pursued if won. Another important strategy for submitting grant applications is the regionalism approach. The City is bound together with other entities through hydrology, shared (adjudicated) groundwater resources, and institutions such as SAWPA. Regional, multiagency grant proposals are often favored by various granting agencies and can also involve a multiple-fund-source strategy. MNS understands the City has numerous infrastructure projects for the next six fiscal years as identified in the Capital Improvement Program, some of which may have potential for grant funding. MNS is prepared to work closely with City representatives staff by attending recommended meetings and maintaining ongoing communication regarding new and existing grant programs. Communications of grant opportunities to City staff can be in the following forms: • Regular standing meetings with an informational document • Email communication with informational summary document • Informal email with summary information Grant informational summary documents will include all of the critical details about the grant opportunity including: • Grant program name and granting agency • Grant application due date • Applicant eligibility requirements • Project eligibility requirements • Grant maximum and minimum request and award • Applicant matching fund requirements • Scoring criteria • Required or desired state of project readiness • Partnership requirements or desirability • Public engagement requirements At any time, communication of a grant opportunity needs to be more formalized as with a presentation to executive staff of the City, the City Manager, or City Council. MNS is prepared to produce an and easy-to-follow slide presentation in collaboration with City staff and act as presenter. Research and Monitor Grant Funding Opportunities MNS will reach out to the City’s key staff to identify current and projected funding priority areas. MNS can subsequently facilitate presentations to City staff related to new and forthcoming grant opportunities. Based on information gathered from meetings with City staff and department leadership, MNS will work closely with the City staff and key project stakeholders to collect and utilize the most up to date and readily available information for grant research. MNS will provide periodic updates of upcoming federal, state, and local grant opportunities for subject areas that include, but are not limited to: • Water Supply Enhancement • Water Use Efficiency and Demand Management • Water Loss Elimination • Water Quality Enhancement • Energy Efficiency Enhancement • Sewer System Enhancement • Emergency Response and Hazard Mitigation • Environmental Enhancement • Regulatory Compliance • Infrastructure Expansion and Life Extension Key funding source agencies to monitor include, but are not limited to: • Bureau of Reclamation • EPA • FEMA 17SECTION 5. SCOPE OF WORK • Department of Energy • US Army Corps of Engineers • US Fish and Wildlife Service • SWRCB • DWR • California Natural Resources Agency • California Department of Conservation • California Department of Housing and Community Development • California Department of Fish and Wildlife • Metropolitan Water District MNS will attend meetings, workshops, and seminars to develop the most thorough and definitive information and understanding of grant opportunities. MNS values attendance at these meetings and workshops, not only for the informational value, but also to develop and enhance relationships with grantor agency staff. Through in-person contacts at meetings and workshops, we can discern meaning, intent, and spirit behind grant opportunities that are not always understandable from grant guidelines and can change from grant cycle to grant cycle or with changes in grantor agency staff. For any particular grant opportunity that has potential to align with a City priority, MNS will conduct a Competitiveness Assessment to determine if pursuit of the grant is advisable. Prepare Pre-Application and All Grant Application/Proposal Materials Timing and project scheduling is often a significant factor in positioning for a grant opportunity. MNS will closely collaborate with City staff to monitor project development for the proper timing to align each project with the availability of the grant opportunity. Whenever feasible and reasonable, MNS will advise on preparatory steps the City can take to be positioned to submit an application within a scheduled timeline. MNS will advise and support City staff on the prerequisite tasks that are part of the application process including completion of an appropriate level of preliminary engineering, cost estimation, public outreach, support documentation, City Council resolution, and any other reasonable tasks leading up to a funding opportunity announcement. Thorough preparation in advance of a grant opportunity announcement enhances the quality of the grant application and lessens the stress often associated with short timelines between announcement and application due date. MNS understands the intricacies and balancing act of fashioning a project scope to reflect the desires of the grantee while maximizing the competitiveness of the grant application. MNS has a thorough understanding of how to analyze technical scoping and make the necessary recommendations to upsize, downsize, or alter project scope within the means of the grantee. MNS possesses the technical capability to evaluate project competitiveness for all types of infrastructure grants. The following is a sample task list for a typical grant writing process. TASK 1 Project Management TASK 1.A Project Administration MNS will act as the coordinating point on all matters pertaining to the development of the grant application at the discretion of City. The MNS Project Manager (PM) will be responsible for controlling the budget, schedule, quality of work, and progress of action items for tasks necessary to deliver the grant application. The PM will maintain a project file in which all project documents including draft and final application materials, schedules, budget documents, reports and studies, data, photo images, graphics, and correspondence will be stored. 18SECTION 5. SCOPE OF WORK TASK 1.B Progress Meetings MNS will hold a kick-off meeting with the representatives of City to review the scope and schedule for completing the grant applications and to affirm the strategy for developing the application relative to the project funding needs. Communication with city will be ongoing as needed to exchange information and provide city opportunities to review draft work products. We will assume at least two more progress meetings may be held, but only as needed. MNS will be responsible for preparing agendas and meeting minutes for progress meetings. TASK 2 Field Investigation/Data Collection and Project Scoping TASK 2.A Field Investigation/Data Collection If needed, MNS will conduct a field investigation of the project sites under the direction of City staff. Field investigation will be an opportunity to make observations, take measurements, and gather photos of specific elements of the project location. MNS will collect and review information requested at the kickoff meeting as well as information independently researched. Information potentially needing to be provided by the City includes, but is not limited to, as-built drawings and operational data. TASK 2.B Field Investigation/Data Collection Depending on the progress of scope development and the schedule requirements of the grant program, MNS will use collected information from Task 2.A and any necessary additional consultation with City staff to confirm the scope of project improvements. Scope descriptions will be presented in conceptual drawings of each project site which will be used as exhibits in the grant application. TASK 2.C Field Investigation/Data Collection Unless already provided by City, MNS will use scope descriptions and measurements to produce preliminary cost estimates according to the construction items list funded by the grant program. TASK 3 Grant Application TASK 3.A Application Form The grant application will be prepared following the grant program content requirements and/or using the appropriate application forms following the instructions pertaining to the appropriate application category, if any. MNS will utilize collected information and the field investigation to develop narrative responses to applications questions, analyze numerical data to produce metric-based responses, and produce supporting attachments where applicable such as maps, preliminary plans, graphics, and data tables. For application responses based on work previously completed and outreach already conducted, MNS will work closely with City staff to expand the understanding and background behind efforts to date to capture the understanding behind the project’s need, tell a compelling story, and fashion a precisely responsive narrative. TASK 3.B Application Attachments Attachments to the application may include at a minimum the following: • Location or vicinity map • Plans showing existing and proposed conditions • Photos of existing conditions • Letters of support MNS will generate support letters from a variety of project stakeholders and any other interested organizations, businesses, 19SECTION 5. SCOPE OF WORK or individuals which City staff might direct MNS to contact. The burden of letter writing will be minimized by MNS providing a draft support letter to each contact. Wording of the draft support letter can be modified or customized to reflect the interest of the person or organization offering support. TASK 4 Final QA/QC and Submittal TASK 4.A Final QA/QC A draft of the application with be submitted to City staff for review and comment. Upon receipt of comments from the City, MNS will incorporate the comments and make necessary revisions to the applications documents. MNS will conduct a final quality assurance/quality control (QA/QC) check of all application forms and attachments completeness, thoroughness, accuracy, spelling, and grammar. TASK 4.B Application Submittal MNS will produce both electronic and hard copies of the final grant application as required in the application instructions. This proposal assumes MNS will be responsible for submittal of the electronic copy of the application package. MNS recognizes City staff may have grant writing experience and may choose to write an application, however, they may need some writing assistance and/or additional capacity. MNS has worked with other public agencies to provide grant writing assistance and QA/ QC support during the writing process. This hybrid grant writing format is an excellent option to keep grant writing costs down. MNS is prepared to provide this alternative option. Track Application Status and Respond to Funder Requests for Additional Information Granting agencies may contact the City with questions about the grant application after its submittal. MNS has found various grantor agencies to have application processes with open lines of communication and agency staff that will typically engage with questions about an application submittal. MNS will support the City in providing responses to DWR’s questions in emails and any necessary changes to submitted documents. Grants Management The MNS PM can provide oversight of all post-award grant management tasks. The PM will ensure the MNS funding assistance team conducts proper and effective communications with contacts at grant funding agencies. The MNS funding assistance team will prepare invoices and disbursement requests and quarterly or periodic progress reports to submit to grant funding agencies, as required by program guidelines and/or a grant agreement. The MNS PM will ensure the accuracy of disbursement requests and thoroughness of periodic progress report content. The MNS PM will set QA/QC standards for all work products to the satisfaction of the City. A-1APPENDIX A. REQUIRED FORMS AND CERTIFICATIONS Appendix A. Required Forms and CertificationsA Form PG Non-Collusion Affidavit A-2 Non-Lobbying Certification A-4 Non-Discrimination Certification A-5 A-2APPENDIX A. REQUIRED FORMS AND CERTIFICATIONS A-3APPENDIX A. REQUIRED FORMS AND CERTIFICATIONS A-4APPENDIX A. REQUIRED FORMS AND CERTIFICATIONS City of Santa Ana RFP 22-064 Page 24 APPENDIX ATTACHMENT 3-2: NON-LOBBYING CERTIFICATION CERTIFICATIONS The prospective participant certifies, by signing and submitting this bid or proposal, to the best of his or her knowledge and belief, that: 1. No federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any federal agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any federal contract, the making of any federal grant, the making of any federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any federal contract, grant, loan, or cooperative agreement. 2. If any funds other than federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence any officer or employee of any federal agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this federal contract, grant loan, loan or cooperative agreement, the undersigned shall complete and submit a “Disclosure of Lobbying Activities”. This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by Section 1352, Title 31, U. S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. The prospective participant also agrees by submitting his or her bid or proposal that he or she shall require that the language of this certification be included in all lower tier subcontracts, which exceed $100,000 and that all such sub recipients shall certify and disclose accordingly. Firm: Signed /Printed Name: Title: Date: MNS Engineers, Inc. Jeff Edwards Vice President July 22, 2022 A-5APPENDIX A. REQUIRED FORMS AND CERTIFICATIONS City of Santa Ana RFP 22-064 Page 25 APPENDIX ATTACHMENT 3-3: NON-DISCRIMINATION CERTIFICATION CERTIFICATIONS The undersigned consultant or corporate officer, during the performance of this contract, certifies as follows: 1. The Consultant shall not discriminate against any employee or applicant for employment because of race, color, religion, sex, or national origin. The Consultant shall take affirmative action to ensure that applicants are employed, and that employees are treated during employment without, regard to their race, color, religion, sex, or national origin. Such action shall include, but not be limited to, the following: employment, upgrading, demotion, or transfer; recruitment or recruitment advertising; layoff or termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship. The Consultant agrees to post in conspicuous places, available to employees and applicants for employment, notices to be provided setting forth the provisions of this nondiscrimination clause. 2. The Consultant shall, in all solicitations or advertisements for employees placed by or on behalf of the Consultant, state that all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, or national origin. 3. The Consultant shall send to each labor union or representative of workers with which he/she has a collective bargaining agreement or other contract or understanding, a notice to be provided advising the said labor union or workers’ representatives of the Consultant’s commitments under this section, and shall post copies of the notice in conspicuous places available to employees and applicants for employment. 4. The Consultant shall comply with all provisions of Executive Order 11246 of September 24, 1965, and of the rules, regulations, and relevant orders of the Secretary of Labor. 5. The Consultant shall furnish all information and reports required by Executive Order 11246 of September 24, 1965, and by rules, regulations, and orders of the Secretary of Labor, or pursuant thereto, and will permit access to his/her books, records, and accounts by the administering agency and the Secretary of Labor for purposes of investigation, to ascertain compliance with such rules, regulations, and orders. 6. In the event of the Consultant’s non-compliance with the nondiscrimination clauses of this contract or with any of the said rules, regulations, or orders, the contract may be canceled, terminated, or suspended in whole or in part and the Consultant may be declared ineligible for further Government contracts or federally assisted construction contracts in accordance with procedures authorized in Execution Order 11246 of September 24, 1965, and such other sanctions may be imposed and remedies invoked as provided in Executive Order 11246 of September 24, 1965, or by rule, regulations, or order of the Secretary of Labor, or as otherwise provided by law. A-6APPENDIX A. REQUIRED FORMS AND CERTIFICATIONS City of Santa Ana RFP 22-064 Page 26 7. The Consultant shall include the portion of the sentence immediately preceding paragraph (1) and the provisions of paragraphs (1) through (7) in every subcontract or purchase order unless exempted by rules, regulations, or orders of the Secretary of Labor issued pursuant to Section 204 of Executive Order 11246 of September 24, 1965, so that such provisions will be binding upon each subcontract or purchase order as the administering agency may direct as means of enforcing such provisions, including sanctions for noncompliance; provided, however, that in the event the Consultant becomes involved in, or is threatened with, litigation with a subconsultant or vendor as a result of such direction by the administering agency, the Consultant may request that the United States enter into such litigation to protect the interests of the United States. 8. Pursuant to California Labor Code Section 1735, as added by Chapter 643 Stats. 1939, and as amended, No discrimination shall be made in the employment of persons upon public works because of race, religious creed, color, national origin, ancestry, physical handicaps, mental condition, marital status, or sex of such persons, except as provided in Section 1420, and any consultant of public works violating this Section is subject to all the penalties imposed for a violation of the Chapter. Firm: Sign/Printed Name: Title: Date: MNS Engineers, Inc. Jeff Edwards Vice President July 22, 2022 B-1APPENDIX B. RESUMES Appendix B. ResumesA Name Role PG Greg Jaquez, PE Principal Project Manager/Grant Writing Manager B-2 Monica Killen, PhD Senior Grant Writer B-4 Helen Maggitti Grant Writer B-6 Taylor Gullikson Associate Grant Writer B-8 Nick Panofsky, PE, QSD Water Resources Engineer B-10 Tyler Hunt, PE, QSD Water Resources Engineer B-12 Beth Reineke Grant Writer/Water Resource Specialist B-14 Michael Ip, PE, QSD Transportation/Traffic Engineer B-16 B-2APPENDIX B. RESUMES Greg Jaquez, PE | RESUME PG 1 RESUMES Greg Jaquez, PE Grant Writing Manager Firm  MNS Engineers, Inc. Areas of Expertise  Water resources projects  Transportation projects  Project management  Flood control  Stormwater management planning  Water resources policy  Grants management  Federal advocacy Years of Experience  35 Licensing  Professional Civil Engineer, CA No. 68182 Education  BS, Civil Engineering, University of California, Berkeley, CA Professional Development  Stormwater Pollution Prevention Plan (SWPPP) training Mr. Jaquez specializes in public works staff augmentation, infrastructure project management, and grant writing. Greg’s additional experience includes transportation planning, bikeway and pedestrian facility planning and project management, public infrastructure coordination with railroads, traffic engineering and community traffic calming, stormwater management planning, water resources policy, legislative management, grants management, and federal advocacy. He is also the founder of the Los Angeles County Flood Control District's first ever study on climate change effects in partnership with the Bureau of Reclamation, the Los Angeles Basin Stormwater Conservation Study. His experience includes: HSIP Cycle 10 Grant Application, Harding Way at Lincoln Street and at Pacific Avenue/Madison Street Left-Turn Pockets with Left-Turn Phasing, Stockton, CA. Project Manager. MNS in an on-call grant writing services provider to Stockton. Mr. Jaquez prepared a HSIP Cycle 10 grant application including preliminary engineering, scoping, and cost estimation. The City was awarded a grant of $1.4M. Los Olivos Water Reclamation Program WRFP Planning Grant, Los Olivos Community Services District, CA. Grant Writing Manager. MNS developed a Plan of Study for a Project Report following the guidelines of the Clean Water State Revolving Fund (CWSRF) and the Water Recycling Funding Program (WRFP). The Project Report will determine the feasibility and selected alternative for a wastewater collection system, wastewater treatment plant, and groundwater replenishment injection well system for the Los Olivos Community Services District (LOCSD). The unincorporated Los Olivos community in Santa Barbara County manages its wastewater with onsite wastewater treatment systems (septic tanks) on private parcels. LOCSD is seeking to develop a comprehensive wastewater collection and treatment system with provision for beneficial use of its treated wastewater. The Plan of Study was submitted with a WRFP application to the State Water Resources Control Board. The District received $75K to prepare the Project Report. One Bay Area Grant Program (OBAG 2), City of Pittsburg, CA. Grant Writer. As part of a grant writing team, Greg prepared an application which secured funding for a series of Class I bike trails and a Class IV cycle track providing access to the BART Pittsburg Station. B-3APPENDIX B. RESUMES Greg Jaquez, PE | RESUME PG 2 RESUMES HSIP Cycle 10 Grant Application, Madison Street Intersections Pedestrian Safety Improvements, Stockton, CA. Project Manager. MNS in an on-call grant writing services provider to Stockton. Mr. Jaquez prepared a HSIP Cycle 10 grant application including preliminary engineering, scoping, and cost estimation. The City was awarded a grant of $645K. Proposition 1 Stormwater Grant, Valley Village Park Stormwater Project, City of Los Angeles Department of Water and Power (LADWP), CA. Grant Writing Manager. MNS prepared a Proposition 1 Stormwater Implementation Grant application for the Valley Village Park Stormwater Project. To minimize the region’s dependence on imported water, the project will capture 158 AFY of runoff from a 453-acre tributary area and recharge the San Fernando Valley Groundwater Basin. The project consists of installing a 0.65-acre underground infiltration gallery at Valley Village Park. Construction of the underground infiltration gallery includes installation of a storm drain diversion structure, stormwater pipeline, two hydrodynamic separator (HDS) units, flow measuring devices, and maintenance holes. Grant secured $6M. Proposition 1 Groundwater Grant, City of Los Angeles Department of Water and Power (LADWP), CA. Project Manager/QA/QC. MNS prepared a Title XVI Feasibility Study for the Downtown LA Recycled Water Project. The MNS grants team completed two Proposition 1 Groundwater Sustainability Program applications for two sub-elements of the San Fernando Basin Remediation Project. Safe, Clean Water Program, Cities of San Gabriel, Glendora, and La Cañada Flintridge, CA. Grant Writing Manager. For each of these three cities, MNS advised on recommending the respective project pursuits, developed the general project scopes, prepared the funding application to the Safe, Clean Water (SCW) program, and represented the cities as presenter and spokesperson to the respective SCW Steering Committees. The cities were granted $900K. ATP Cycle 3, City of Buellton, CA. Grant Writer. As part of a grant writing team, Greg prepared an application which secured funding for a school pedestrian safety improvement project. MNS also provided preliminary engineering and design services. Clean Water State Revolving Fund Grant, Los Olivos Community Services District, CA. Project Manager/QA/QC. MNS developed a Plan of Study for a Project Report following the guidelines of the Clean Water State Revolving Fund (CWSRF) and the Water Recycling Funding Program (WRFP). The Project Report will determine the feasibility and selected alternative for a wastewater collection system, wastewater treatment plant, and groundwater replenishment injection well system for the Los Olivos Community Services District (LOCSD). The unincorporated Los Olivos community in Santa Barbara County manages its wastewater with onsite wastewater treatment systems (septic tanks) on private parcels. LOCSD was seeking to develop a comprehensive wastewater collection and treatment system with provision for beneficial use of its treated wastewater. The Plan of Study was submitted with a WRFP application to the State Water Resources Control Board. HSIP Cycle 7, City of Pittsburg, CA. Grant Writer. As part of a grant writing team, Greg prepared an application which secured funding for various safety countermeasures on Leland Road which had a high incidence of collisions. The grant writing project also included analysis of SWITRS collision data with the TIM mapping system and development of a set of countermeasures to reduce or eliminate the frequency of certain types of collisions. Clean Water SRF Grant, Castroville Community Services District, CA. Project Manager/QA/QC. MNS provided technical and grant writing services for the Washington Street Sewer Bypass project. Once completed, the project will eliminate surcharge issues in the existing sewer line and provide additional sewer capacity for much needed housing development. Federal Lands Access Program Grant, Thornton Avenue Cycle Track, City of Newark, CA. Grant Writing Manager. MNS prepared a FLAP Grant application for the Thornton Avenue Cycle Track Project. Greg defined the project concept, prepared a conceptual plan layout, and prepared a preliminary cost estimate. The MNS grants team also conducted public outreach. The application resulted in a grant award of $5.4M. Proposition 68 Statewide Park Program, City of Soledad, CA. Grant Writing Manager. MNS prepared the grant application and provided public outreach support for the new Hartnell Park Project. MNS prepared public outreach support materials such as participant involvement exercises, concept sketches, and meeting documents. As the process progressed, MNS provided concept development designs and cost estimates in conjunction with the City’s contracted landscape architect. The grant secured $7.6M. Greg Jaquez, PE | RESUME PG 2 B-4APPENDIX B. RESUMES Monica Killen, PhD | RESUME PG 1 RESUMES Monica Killen, PhD Senior Grant Writer Firm  MNS Engineers, Inc. Areas of Expertise  Project management  Grant writing  Grant administration  Parks and recreation management  Outreach  Community engagement  Communication/social media  Public speaking  Business development  Microsoft Office Suite (Excel, Word, Outlook, PowerPoint, Publisher), Canva  Bilingual (English and Spanish) Years of Experience  17 Education  PhD, Education, Chapman University, CA  MA, Mexican-American Studies, California State University, Los Angeles, CA  BS, Human Services, California State University, Fullerton, CA Dr. Killen has worked in the public sector for over 17 years with experience in the areas of grant writing, outreach, project management, park and recreation management, legislative staffer, and higher education. Dr. Killen’s expertise in grant writing stems from years of experience writing grant applications and legislative proposals. Dr. Killen is also a skilled public speaker with experience speaking at conferences, community gatherings, schools and colleges, chamber meetings, educational presentations, and resident advisory groups. Fluent in English and Spanish, Dr. Killen is skilled writer and can communicate effectively to establish immediate rapport with community members and leaders. Her specific experience includes the following: City of Greenfield, CA. Senior Grant Writer. Dr. Killen prepared a Proposition 68 Statewide Parks Program grant application for the Greenfield Park Expansion Project. Award decision pending. Proposition 68 Statewide Park Program, Greenfield Park and Community Center, City of Greenfield, CA. Senior Grant Writer. MNS prepared a Proposition 68 Statewide Park Program grant application for the proposed Greenfield Park and Community Center. In addition to grant writing, Monica played a supervisory role in managing the MNS team of grant writers in preparation of application narrative and conducting required public outreach and engagement activities. MNS did all of the grant writing and assisted the City with production of public outreach materials. The grant application resulted in an award of $8.5M. Tehachapi Valley Recreation and Park District, CA. Senior Grant Writer. Dr. Killen assisted District staff with preparation of a Proposition 68 Statewide Parks Program grant application for the West Park Renovation Project. Award decision pending. City of Santa Paula, CA. Senior Grant Writer. Dr. Killen prepared a grant application narrative for a USDOT BUILD grant. Award decision pending. City of Rolling Hills, CA. Senior Grant Writer. Dr. Killen prepared three Hazard Mitigation grant subapplications for submittal by CalOES to FEMA. The City was awarded $2.8M. City of Monrovia, CA. Senior Grant Writer. Dr. Killen supervised and shared grant writing duties with a team member to secure a $500K grant from the SCAG Future B-5APPENDIX B. RESUMES Monica Killen, PhD | RESUME PG 2 RESUMES Communities Pilot Program for an optimization study of the City’s subsidized car-sharing service. City of La Cañada Flintridge, CA. Senior Grant Writer. Dr. Killen secured a $300K Proposition 68 grant from the Santa Monica Mountains Conservancy to fund project design and environmental documentation for the Flint Canyon Trail Restoration Project. Santa Monica Mountains Conservancy Proposition 68—Grant Writing, City of La Cañada Flintridge, CA. Senior Grant Writer. MNS prepared a Proposition 68 grant application for the Flint Canyon Wash Trail Restoration Project. The City was awarded $300K which will be used to prepare final design plans and environmental documentation. San Mateo County Transportation Authority 2021 Call for Projects, US 101/Holly Street Interchange Improvement Project, City of San Carlos, CA. Senior Grant Writer. MNS prepared a grant application to the 2021 SMCTA Call for Projects to fill a funding gap for the US 101/Holly Street Interchange Improvement Project. MNS provided grant writing services which included analysis of various project impacts and benefits. Monica was a key figure in a team of grant writers who prepared the application. The grant application resulted in an award of $10.25M. Federal Lands Access Program Grant, Thornton Avenue Cycle Track, City of Newark, CA. Senior Grant Writer. Monica played a key role in helping manage the MNS grants team in preparing the application and conducting required public outreach. The application resulted in a grant award of $5.4M. CalOES/FEMA Hazard Mitigation Grant, City of Rolling Hills, CA. Senior Grant Writer. MNS prepared three grant sub-applications and provided preliminary engineering and scoping support. Grant award is pending. Charles E. Meyer Desalination Plan (Desal Plant), Santa Barbara, CA. Senior Grant Writer. MNS is currently providing technical and grant administration services for the construction of a pipeline that will connect to the existing transmission main that will bring desalinated water to the regional Cater Water Treatment Plant, which is operated by the City of Santa Barbara. MNS grant administration tasks include administrative support for preparation of invoices and payment requests, drafting and submitting routine progress reports. Emergency Deep Aquifer Supply & Storage Tank Project, Castroville, CA. Senior Grant Writer. MNS grant administration tasks include administrative support for preparation of invoices and payment requests, drafting and submitting routine progress reports. Moss Landing Wastewater System Rehabilitation, Castroville, CA. Senior Grant Writer. MNS services include project management, technical services, administrative support to comply with loan agreement tasks including reimbursement preparation and drafting and submitting routine progress reports. Project deliverables include Preliminary Engineering Report, Moss Landing Plan of Study, and FAAST Application. Carpinteria Advanced Purification Project, Carpinteria, CA. Senior Grant Writer. MNS prepared a US Bureau of Reclamation Water SMART: Title XVI grant application for the Carpinteria Advanced Purification Project. The Project includes construction of a 1.0 MGD advanced water purification facility (AWPF) to treat wastewater effluent from the Carpinteria Sanitary District. The project will include AWPF with microfiltration, reverse osmosis, an advanced oxidation process, purified water pump station, 9,000 feet of pipeline, two injection wells, and up to four monitoring wells. The total project cost is estimated to be $35M. Proposition 1 Groundwater Sustainability, Los Angeles, CA. Senior Grant Writer. MNS collaborated with LADWP staff and their consultant design team to prepare two grant applications for the North Hollywood Central Groundwater Remediation Project and the Tujunga Groundwater Remediation Project, respectively. Highly technical study documents were interpreted for use in responding to grant application requirements. MNS also prepared project scheduling documents to correspond to grant program requirements. The two projects are part of a historic multiyear effort to remediate contamination in the San Fernando Groundwater Basin. Monica was responsible for organizing work assignments for the grant writing team and contributing to the overall grant writing effort. As-Needed Technical Grant Writing, City of Los Angeles Department of Water and Power (LADWP), Los Angeles, CA. Senior Grant Writer. MNS prepared a Title XVI Feasibility Study for the Downtown LA Recycled Water Project. The MNS grants team completed two Proposition 1 Groundwater Sustainability Program applications for two sub-elements of the San Fernando Basin Remediation Project. Both applications were successful, and grants were awarded to LADWP for a combined total of $260M. Monica Killen, PhD | RESUME PG 2 B-6APPENDIX B. RESUMES Helen Maggitti | RESUME PG 1 RESUMES Helen Maggitti Associate Grant Writer Firm  MNS Engineers, Inc. Areas of Expertise  Community outreach  Project stakeholder coordination  Community partnership facilitator  Microsoft Suite  Google Suite  SAS programming Years of Experience  3 Education  BA, Economics (Major) and Environmental Sciences (Minor) Williams Smith College, Geneva, NY Ms. Maggitti recently graduated from William Smith College with a Bachelor of Arts in Economics and Minor in Environmental Studies. Helen served as a CivicSpark Climate Fellow for Americorps where she supported the City of Carpinteria in reaching their goals for the Strategic Energy Plan. She is proficient in communicating and collaborating with agency staff and project stakeholders to develop robust documents, plans, and ordinances. Helen also has experience in organizing and facilitating community outreach programs and cultivating community partnerships. Her experience includes: Federal Lands Access Program Grant, Thornton Avenue Cycle Track, City of Newark, CA. Associate Grant Writer. MNS prepared a FLAP Grant application for the Thornton Avenue Cycle Track Project. Helen was part of the MNS team of grant writers that prepared application narrative and conducted required public outreach and engagement activities. The application resulted in a grant award of $5.4M. San Mateo County Transportation Authority 2021 Call for Projects, US 101/Holly Street Interchange Improvement Project, City of San Carlos, CA. Associate Grant Writer. MNS prepared a grant application to the 2021 SMCTA Call for Projects to fill a funding gap for the US 101/Holly Street Interchange Improvement Project. MNS provided grant writing services which included analysis of various project impacts and benefits. The grant application resulted in an award of $10.25M. Local Roadway Safety Plan, City of Solvang, CA. Assistant Planner. Helen prepared a LRSP for the City of Solvang. Local Roadway Safety Plan, City of Soledad, CA. Assistant Planner. Helen is currently in the process of completing a LRSP for the City of Soledad. Local Roadway Safety Plan, City of La Vern, CA. Assistant Planner. Helen is currently preparing a LRSP for the City of La Verne. B-7APPENDIX B. RESUMES Helen Maggitti | RESUME PG 2 RESUMES Proposition 68 Statewide Park Program, Greenfield Park and Community Center, City of Greenfield, CA. Associate Grant Writer. MNS prepared a Proposition 68 Statewide Park Program grant application for the proposed Greenfield Park and Community Center. Helen was part of the MNS team of grant writers that prepared the grant application and assisted the City with production of public outreach materials. The grant application resulted in an award of $8.5M. Carpinteria Advanced Purification Project, Carpinteria, CA. Associate Grant Writer. MNS prepared a U.S. Bureau of Reclamation Water SMART: Title XVI grant application for the Carpinteria Advanced Purification Project. The Project includes construction of a 1.0 MGD advanced water purification facility (AWPF) to treat wastewater effluent from the Carpinteria Sanitary District. The project will include AWPF with microfiltration, reverse osmosis, an advanced oxidation process, purified water pump station, 9,000 feet of pipeline, two injection wells, and up to four monitoring wells. The total project cost is estimated to be $35M. The application is pending a decision. Americorps, City of Carpinteria, CA. CivicSpark Climate Fellow. Helen supported the City of Carpinteria in reaching the goals laid out in their Strategic Energy Plan. In this capacity, she communicated and collaborated with agency staff and outside project stakeholders; researched and developed documents, plans, and ordinances; gave presentations to agency staff, City Council, and the community; cultivated community partnerships with other local agencies and nonprofits; and organized and facilitated community outreach surrounding City energy initiatives. Hobart and William Smith (HWS) Colleges Office of Sustainability, Geneva, NY. Student Intern. Helen completed two annual greenhouse gas inventory reports in support of Hobart and William Smith Colleges’ Carbon Commitment with Second Nature. Her responsibilities included collecting emission source data and calculated resulting emissions; researching and proposing possible projects to mitigate and offset the colleges’ emissions; and communicating with and retrieving data from various departments on campus as well as Second Nature and multiple carbon offset companies. Helen worked independently as well as collaboratively to meet deadlines; assisted the Sustainability Manager with administrative work; and organized and delegated to other student interns and EcoRep positions. Hobart and William Smith (HWS) Campus Greens, Geneva, NY. Club President. Helen hosted weekly club meetings and planned and organized zero-waste dinner events with 50-100 attendees. She managed a two-day clothing-swap events each semester and assigned tasks to other club members. Through advocacy, Helen strived to make HWS and the larger community more sustainable through advocacy, petitions, tabling, and social media advertising. Helen Maggitti | RESUME PG 2 B-8APPENDIX B. RESUMES Taylor Gullikson | RESUME PG 1 RESUMES Taylor Gullikson Associate Grant Writer Firm  MNS Engineers, Inc. Areas of Expertise  Grant Writing  Environmental Monitoring and Inspection  Public Outreach Years of Experience  3 Certification(s)  PADI Open Water Diver Education  BS, Environmental Science and Management (Ecology, Biodiversity, and Conservation), University of California, Davis, CA Affiliation(s)  Local Government Commission - CivicSpark Fellow  Program Coordinator Microplastics Task Force - Surfrider Foundation SLO Chapter Ms. Gullikson's expertise includes grant writing, environmental monitoring and inspection, and preparing stormwater regulatory compliance reports; and services to fulfill municipal stormwater permit requirements. Taylor updated and managed structural Best Management Practices (BMP) inventory in 2ndNature; developed and distributed new multi-media public outreach materials on topics including sustainable landscaping, stormwater pollution prevention, and safe pet waste management; and conducted visual assessments and collected GPS information on trash loading in priority areas. Her specific project experience includes: Primary Sedimentation Tank Rehabilitation and Equipment Room Electrical Upgrade Project, Palo Alto, CA. Associate Grant Writer. MNS is currently providing construction management services and loan administration for the Primary Sedimentation Tank Rehabilitation and Equipment Room Electrical Upgrade Project funded by the California State Water Resources Control Board Clean Water State Revolving Fund. The project entails planning, design, and procurement to rehabilitate and upgrade PSTs and primary effluent channel structure, sludge collection mechanism system drive units, primary sludge and scrum piping, electrical Motor Control Center (MCCs), and ancillary systems in order to improve reliability of treatment processes at the Regional Water Quality Control Plant (RWQCP). MNS loan administration tasks include administrative support for preparation of invoices and payment requests, drafting and submitting routine progress reports. Regional Supply Pipeline Project, Santa Barbara County Proposition 1 Integrated Regional Water Management (IRWM) Round 1 Implementation Grant, Santa Barbara, CA. Associate Grant Writer. Emergency Deep Aquifer Well and Storage Tank, Small Community Drought Relief Program, Castroville, CA. Associate Grant Writer. MNS is currently providing technical and grant administration services for the Emergency Deep Aquifer Supply and Storage Tank project. MNS is providing planning and design services for the Deep Aquifer Well, Arsenic Treatment System, and Storage Tank. Once completed, the project will provide approximately 300 acre-feet per year (AFY) of clean drinking water to the community of Castroville and increase water reliability. MNS grant administration tasks include administrative support for preparation of invoices and payment requests, drafting and submitting routine progress reports. B-9APPENDIX B. RESUMES Taylor Gullikson | RESUME PG 2 RESUMES Moss Landing Wastewater System Rehabilitation, Castroville, CA. Associate Grant Writer. MNS services include project management, technical services, administrative support to comply with loan agreement tasks including reimbursement preparation and drafting and submitting routine progress reports. Project deliverables include Preliminary Engineering Report, Moss Landing Plan of Study, and FAAST Application. Valley Village Stormwater Management Project, Proposition 1 Stormwater Program, Los Angeles, CA. Associate Grant Writer. MNS prepared a Proposition 1 Stormwater Implementation Grant application for the Valley Village Park Stormwater Project. To minimize the region’s dependence on imported water, the project will capture 158 AFY of runoff from a 453-acre tributary area and recharge the San Fernando Valley Groundwater Basin. The project consists of installing a 0.65-acre underground infiltration gallery at Valley Village Park. Construction of the underground infiltration gallery includes installation of a storm drain diversion structure, stormwater pipeline, two hydrodynamic separator (HDS) units, flow measuring devices, and maintenance holes. Utility Relocation Environmental Monitoring, Vandenberg Air Force Base, CA. Environmental Technician. Assisted with monitoring, inspection, enforcement, and surveying activities of environmental programs or projects as assigned. Assisted with maintaining inspections files, records, and logs; writing reports and chronologies; maintaining and updating various databases and filing and record keeping systems. Applied an understanding of permitting and monitoring requirements to assist with efforts to monitor and protect identified endangered animal species such as the California Red-Legged Frog and Vernal Pool Fairy Shrimp, and plant species of concern such as Seacliff Buckwheat, and the Gaviota Tarplant. Assisted with delivery of training to contractors and others to work safely around sensitive plant and animal species. Assisted with preparation and delivery of outreach materials and conducting outreach efforts. Federal Lands Access Program, City of Newark, CA. Public Outreach Specialist. In support of a grant application to fund the proposed Thornton Avenue Cycle Track, produced a promotional video describing the project need and scope. Los Angeles County Regional Park and Open Space District Measure A Competitive, City of San Gabriel, CA. Associate Grant Writer. Prepared a grant application to fund a new trail and bridge connection to Vincent Lugo Park. District Administrative Support, Los Olivos Community Services District, CA. Project Coordinator. Assisted with managing LOCSD’s Streamline website, including uploading meeting agendas, minutes, video recordings and other documents as required by the Brown Act and the Special District Leadership Foundation (SDLF). Meeting with Streamline (website server platform) to discuss changes to the website in preparation for an upcoming Benefit Assessment Election. Assisted the Board in meeting requirements for the SDLF Certificate of Transparency to certify LOCSD as a Special District. Revised and distributed documents though email and USPS to stakeholders, including meeting agendas and quarterly District updates. Managed calendar content and email accounts to assist Board members in being accountable, on track, and up to date with stakeholder communications. Created a YouTube channel and uploaded meeting videos monthly. WaterSMART: Title XVI WIIN Water Reclamation and Reuse Projects, Carpinteria Valley, CA. Associate Grant Writer. Title XVI Water Reclamation and Reuse, Carpinteria Valley Water District, CA. Associate Grant Writer. Researched and provided content for the environmental section of the grant application to fund the Carpinteria Advanced Purification Project. Taylor Gullikson | RESUME PG 2 B-10APPENDIX B. RESUMES Nick Panofsky, PE, QSD | RESUME PG 1 RESUMES Nick Panofsky, PE, QSD Water Resources Engineer Firm  MNS Engineers, Inc. Areas of Expertise  Water/wastewater infrastructure rehabilitation and improvements  Stormwater Management Plans  Water resources planning  Project management Years of Experience  16 Licensing  Professional Civil Engineer, CA No. 75006 Certification  Qualified SWPPP Developer, CA No. 75006 Education  MBA, Shidler College of Business, University of Hawaii, HI  BS, Environmental Engineering, California Polytechnic State University, San Luis Obispo, CA Affiliations  American Public Works Association  American Society of Civil Engineers  American Water Works Association  Water Environment Federation Mr. Panofsky has over 16 years of professional consulting experience in the water resources industry. Nick has advanced his expertise through a variety of municipal infrastructure design projects including potable water, recycled water, wastewater, and stormwater. He has been involved in every stage of the design process, including planning, analysis, design, construction management, and operational assistance. He actively manages projects to meet both technical and financial goals. His experience includes: Springfield Water System Improvements, Pajaro/Sunny Mesa Community Services District, CA. Senior Project Engineer. This project involves planning and designing upgrades to the Springfield Water System to deliver a high-quality water source and long-term water supply reliability for the community. The existing Springfield Water System, fed by a single shallow well, has documented water quality problems for a number of contaminants such as nitrates, salinity, and sulfate. The proposed system includes a new water supply from a well or adjacent system, water treatment, water storage tank, booster pump station, back-up generator, and water transmission mains. In addition, this project replaces water service laterals from the existing distribution mains to each residence currently receiving water from the system. Critical Water Supply Improvements for Pajaro, Pajaro/Sunny Mesa Community Services District, CA. Senior Project Engineer. This project involved planning, design, and construction management services for the construction of water storage improvements for a disadvantaged community in northern Monterey County. The project included a new 600,000-gallon bolted steel potable water storage tank, system integration, controls, and a variety of site improvements to transform a greenfield site to a municipal facility. Bicycle/Pedestrian Path and Railroad Crossing Sewer Force Main Relocation, Castroville Community Services District, CA. Technical Lead. This project rerouted an existing 6-inch wastewater force main as part of a larger project to construct a bike and pedestrian bridge. The proposed bridge crosses the Union Pacific Railroad, and the existing force main was an obstruction to the proposed bridge footings and pilings. Two segments of force main were relocated. The project included coordination with the bridge design consultant, and the District. Bypassing was also required as part of the project. B-11APPENDIX B. RESUMES Nick Panofsky, PE, QSD | RESUME PG 2 RESUMES Robin Hill Road Sewer Main Replacement, Goleta Sanitary District, CA. Project Manager. This project provides planning and design services for the replacement of 1,250 linear feet of 10-inch-diameter vitrified clay sewer pipe located in Robin Hill Road in Goleta, CA. Construction for the project will include ground dewatering and sewer bypassing. The preliminary design effort included field survey, sewer flow monitoring, desktop review of geotechnical studies within the project area, and preparation of Basis of Design report for sewer replacement. Field survey determined the sewer includes a vertical sag in profile resulting in loss of hydraulic capacity. Based on findings, final design for replacement sewer is ongoing. Final design includes additional geotechnical investigations and preparation of final contract documents for construction including traffic control plans. MNS will lead the effort to obtain encroachment permits from the Cities of Goleta and Santa Barbara for project construction. Engineering Services for GIS Data Management, Goleta West Sanitary District, CA. Project Manager. Responsibilities include updating and maintaining the City’s Sanitary District Geographic Information Systems (GIS) database, correcting known inaccuracies and adding new developments based on CAD files. The project included the creation of an atlas map book and wall map for the District. El Estero Wastewater Treatment Plant Sodium Hypochlorite Line Replacement Project, City of Santa Barbara, CA. Project Engineer. This project replaced an existing chemical feed line at the Santa Barbara Wastewater Treatment Plant. The project included development of complete project plans and specifications to install approximately 600 linear feet of two ¾-inch chemical feed lines double contained in 4-inch conduit, as well as a chlorine dosing regulation station to allow chlorination of multiple areas within the treatment plant. Coastal Inflow and Infiltration Reduction Project, City of Santa Barbara, CA. Project Engineer. This project developed design plans to rehabilitate approximately 3,300 linear feet of 33-inch vitrified clay pipe (VCP) sewer main located west of Cabrillo Boulevard in Santa Barbara. Some of the manholes are located in the sandy beach area, which required special environmental mitigation measures. The alignment crosses under Mission Creek and the entrance to Stearns Wharf, which necessitated extensive public coordination requirements. The project included lining of the existing sewer without bypassing. A spiral wound polyvinyl chloride (PVC) pipe lining product was specified. Inflow and Infiltration Master Plan, Ojai Valley Sanitary District, CA. Lead Engineer. As a result of a aging and deteriorated collection system, the District experiences high peak wastewater flow rates during wet weather. Responsibilities included researching, documenting, writing and completing a master plan to evaluate the inflow and infiltration (I&I) issues within the District’s service area. The end product documented the areas experiencing the highest levels of I&I within the service area, as well as developed anticipated construction costs to mitigate these issues. Flying Flags Sewer Line Repair, City of Buellton, CA. Project Manager. The project replaced approximately 150 linear feet of 10-inch cast iron and vitrified clay gravity sewer main with PVC, installed a new manhole, and raised another manhole to grade to reduce infiltration. Located within a mobile home park, close coordination occurred with a large number of transient residents. Additionally, the sewer line—installed at a depth of approximately 15 feet in soft sandy soils— required a nearly 30-foot-wide excavation for the entire length of the project alignment. Unknown utilities also had to be located and protected. Responsibilities included managing a team of engineers, drafters, and other staff to develop detailed contract documents for replacing. Harvard Boulevard Improvements, Peck Road to Elizabeth Court, City of Santa Paula, CA. Senior Project Engineer. This project installs over 10,000 linear feet of potable water and gravity wastewater pipeline. Improvements include abandonment of the existing 24- inch vitrified clay pipe (VCP) sewer main and manholes, installation of 46 of 36-inch polyvinyl chloride polystyrene (PVC PS) sewer main approximately 2,840 feet in length, installation of 13 pre-cast polymer manholes, replacement of sewer service laterals, and connections to existing sewer mains. El Camino De La Luz and Via Lucero Lift Stations, City of Santa Barbara, CA. Project Manager. This project designed a new 6-inch redundant force main to supplement the existing 100-linear-foot, 4-inch high- density polyethylene pipe (HDPE) force main. MNS provided a detailed alignment alternatives analysis from both cost and hydraulic perspectives. This project was part of the larger Force Main Improvements project. Responsibilities included managing a team of engineers, drafters, and other staff to develop detailed contract documents for the construction of multiple wastewater force mains. Design of both force mains was placed on hold pending availability of funding. Nick Panofsky, PE, QSD | RESUME PG 2 B-12APPENDIX B. RESUMES Tyler Hunt, PE, QSD/QSP | RESUME PG 1 RESUMES Tyler Hunt, PE, QSD/QSP Water Resources Engineer Firm  MNS Engineers, Inc. Areas of Expertise  Project management  Municipal infrastructure  Wastewater treatment  Wastewater reclamation  Site improvements  Irrigation and water delivery design  Low-impact development  Stormwater pollution prevention plans  Water system consolidation Years of Experience  22 Licensing  Professional Civil Engineer, CA No. 74580 Certification  Qualified SWPPP Developer, CA No. 00822 Education  BS, Agricultural Systems Management, California Polytechnic State University, San Luis Obispo, CA Affiliations  American Public Works Association, Executive Committee  American Society of Civil Engineers Mr. Hunt has over 22 years of experience in the water resources/wastewater industry. Tyler’s expertise includes project management, water/wastewater conveyance, site improvements, wastewater treatment, wastewater reclamation, irrigation and water delivery, stormwater pollution prevention, low-impact development (LID), water system consolidation, and municipal infrastructure projects. In addition to engineering design, he is experienced with providing construction management and inspection services such as public utility coordination, inspection, estimating, and client support. His experience includes: Mesa Tanks Replacement Project, City of Santa Paula, CA. Project Manager. This project encompasses planning and design to replace two 300,000-gallon steel tanks. The site is located on a steep hillside with limited construction access and nearby residences. Project elements include site improvements, retaining wall, two 300,000-gallon welded steel tanks, piping improvements, a new generator, and electrical/I&C improvements. Water Tank Replacement and Chloramine Modifications, Villa Del Monte Mutual Water Company, CA. Project Manager. This project replaces the existing bolted steel reservoir and converts disinfection to chloramines. The scope of work includes preliminary and detailed design phases. A technical memorandum was prepared to evaluate tank replacement and disinfection system alternatives, which included four tank construction materials, three chemicals for ammonia addition, chemical delivery and storage requirements, control system modifications, and preliminary site layout. In accordance with the recommendations of the technical memorandum, MNS prepared detailed design plans, specifications, and engineer’s estimate of probable cost of construction (PS&E) suitable for public bid. MNS also applied for and obtained necessary permits with local and State jurisdictions. Microfiltration Break Tank Repair/Replacement, West Basin Municipal Water District, CA. Project Manager. The Juanita Millender-McDonald Carson Regional Water Recycling Plant produces high quality recycled water through microfiltration and reverse osmosis treatment processes. The microfiltration filtrate is temporarily stored in an existing above-ground steel welded tank built in 1999. The existing tank had significant corrosion and required rehabilitation or replacement. MNS prepared a preliminary design report to develop recommendations for the repair or B-13APPENDIX B. RESUMES Tyler Hunt, PE, QSD/QSP | RESUME PG 2 RESUMES replacement of the tank. Following the submittal of the preliminary design report, the District opted to replace the tank in the existing footprint. MNS designed the 45-foot- diameter, 194,000-gallon welded steel tank, which included an engineered aggregate pier foundation. Los Feliz Drive Waterline Improvements, City of Thousand Oaks, CA. Design Lead. As part of the Los Feliz Sidewalks Improvement project, the City desired to replace the aging water infrastructure along Los Feliz Drive. Water system improvements include replacing existing water main with approximately 1,400 linear feet of 10-inch PVC, as well as water service laterals, valves, and other components. Upper Country Club Drive Pipeline Replacement Project, City of Burbank Water and Power, CA. QA/QC Engineer. This conceptual and detailed design project will replace approximately 1,400 feet of existing six-inch water main with a new six-inch pipeline, including replacement of the water storage tank connections. The preliminary design evaluated alternative alignments for replacing the existing water main with an upgraded six-inch ductile iron pipeline in a narrow canyon roadway impacted with several utility lines. No alignments could meet California Waterworks Standards criteria for separation from utility lines carrying non-potable fluids, so coordination with the Division of Drinking Water (DDW) to determine the preferred alignment was required. Responsibilities include quality assurance/quality control reviews. Thousand Oaks Boulevard Waterline Improvements, City of Thousand Oaks, CA. QA/QC Engineer. As part of the Thousand Oaks Boulevard Streetscape Improvement project, this project will replace the aging water infrastructure along Thousand Oaks Boulevard and Los Feliz Drive. This project will remove and replace 160 linear feet of an existing 4-inch water main with a new 10-inch pipe; abandon and replace 240 linear feet of existing 6-inch water main with a new 10-inch pipe; remove and replace 60 linear feet of existing 10-inch water main with a new 10-inch pipe; and remove and replace 10 service laterals and corresponding water meters, 11 main valves, and three fire hydrants. MNS is providing engineering design and support services. Water and Power Campus Stormwater Improvement Project, City of Burbank Water and Power, CA. Project Manager. This $4M project included preliminary design, detailed design, permitting support services, and engineering services during construction. The preliminary design for this project evaluated alternatives for the Ecocampus to comply with the new stormwater discharge quality standards. Following preliminary analysis, a preferred project was identified and recommended for detailed design, permitting and construction. The detailed design will install an underground storage, infiltration, and reuse system to pre-treat and capture to up 273,000 gallons of stormwater. Once captured, the water can be either used onsite as cooling tower make up water or infiltrated to the local ground water basin. The project involves construction of an 800-gallon-per-minute submersible stormwater transfer pump station and 12- inch-diameter force main pipeline to convey water from the underground storage and infiltration basin for use in the plant cooling process. The project also constructs 360 feet of new 36-inch-diameter off-site storm drain pipeline in the Magnolia Boulevard and N. Varney Street right-of-way and new connection to the Burbank Western Channel. Sewer Main Replacements, City of Lompoc, CA. Project Manager. This multiphase infrastructure project replaced over 5,000 linear feet of existing gravity sewer mains. Construction elements include trenchless pipe installation, traffic control plans, overlapping easements, Caltrans right-of-way (R/W) for encroachment on State Route 1, and multiple Union Pacific Railroad (UPRR) crossings. MNS provided land surveying and civil engineering services, including engineered construction plans, site verification, and agency coordination support. Sewer Main Replacements, City of Lompoc, CA. Project Manager. This multiphase infrastructure project replaced over 5,000 linear feet of existing gravity sewer mains. Construction elements include trenchless pipe installation, traffic control plans, overlapping easements, Caltrans right-of-way (R/W) for encroachment on State Route 1, and multiple Union Pacific Railroad (UPRR) crossings. MNS provided land surveying and civil engineering services, including engineered construction plans, site verification, and agency coordination support. Robin Hill Road Sewer Main Replacement, Goleta Sanitary District, CA. QA/QC Manager. This project provides planning and design services for the replacement of 1,250 linear feet of 10-inch-diameter vitrified clay sewer pipe located in Robin Hill Road in Goleta, CA. Construction for the project will include ground dewatering and sewer bypassing. The preliminary design effort included field survey, sewer flow monitoring, desktop review of geotechnical studies within the project area, and preparation of Basis of Design report for sewer replacement. Field survey determined the sewer includes a vertical sag in profile resulting in loss of hydraulic capacity. Tyler Hunt, PE, QSD/QSP | RESUME PG 2 B-14APPENDIX B. RESUMES Beth Reineke | RESUME PG 1 RESUMES Beth Reineke Water Resources Specialist Firm  MNS Engineers, Inc. Areas of Expertise  Environmental services  Permitting  Compliance  NPDES  Hazardous waste Years of Experience  19 Certification(s)  40-Hour HAZWOPER Course, Columbus, Ohio Fire Academy  Federal Resources, Counter CBRN All Hazards Management Response  Federal Resources, First Responder Offensive Course Education  BS, Environmental Scient, Oregon State University, OR Professional Development  RCRA Hazardous Waste Management (EPA Required) Course  US Air Force, School of Bioenvironmental Engineering  US Air Force, School of F 16 Avionics and Electronic Principles Ms. Reineke has over 19 years of experience providing environmental services including compliance, reporting, and permitting for National Pollutant Discharge Elimination System (NPDES), California Environmental Quality Act (CEQA), United States Environmental Protection Agency (EPA), and Certified Unified Program Agencies (CUPA). Beth is adept at managing complex databases and large collections of reports and compliance schedules. She is a skilled communicator who delivers effective project messages and works very productively with colleagues as well as external stakeholders. She has performed data integrity audits and expeditiously addressed errors. Beth served as the District Liaison for compliance, reporting and mitigation measures with the California Division of Drinking Water (DDW), South San Luis Obispo County Sanitation District (SSLOCSD), San Luis Obispo County Air Pollution Control District (APCD), and EPA while with the Golden State Water Company (GSWC). She also ensured the occupational spaces, base waterways, and storage facilities met Cal/OSHA and EPA requirements for the United States Air Force. Beth compiled and tracked annual air reports for the Counties of Ventura, Santa Barbara, and San Luis Obispo. Beth also assisted with site surveys, inspections, and operating permit interpretation. She has audited, created, and submitted over 400 compliance reports annually with zero missed deadlines. She created, submitted, and tracked permits to the State of California and counties within California. Beth served as District Administrative Contact for compliance and reporting of allowable discharges. She performed annual reporting of events and routine sample collection; served as the central point of contact and reviewer for various districts environmental compliance on large projects involving multiple agencies. Beth has worked under EPA regulations for environmental and drinking water compliance. She managed 43 sites hazardous materials business plans with a perfect compliance record. Her experience includes: Golden State Water Company (GSWC), Santa Maria, CA. Associate Water Quality Engineer. Beth liaised between GSWC and the California State Water Resources Control Board (SWRCB), Division of Drinking Water. Additional responsibilities included serving as the Internal Compliance Auditor and providing reporting, trending analysis, modeling studies, and Water System Improvement Project Scoping. B-15APPENDIX B. RESUMES Beth Reineke | RESUME PG 2 RESUMES ATP Cycle 6, City of San Carlos, CA. Grant Writer. Beth is responsible for developing public outreach content and preparing a grant application. ATP Cycle 6, City of Stockton, CA. Grant Writer. Beth is responsible for developing public outreach content and preparing a grant application. Clean Water SRF Grant, Castroville Community Services District, CA. Grant Writer/Grants Analyst. MNS provided technical and grant writing services for the Washington Street Sewer Bypass project. Once completed, the project will eliminate surcharge issues in the existing sewer line and provide additional sewer capacity for much needed housing development. Beth was responsible for developing the Project Report and grant application content. California Air National Guard, Bioenvironmental Engineering, CA. Environmental and Occupational Health and Safety Compliance Coordinator. Beth managed exposure and health records for service members. United States Air Force. F 1 6 Avionics Technician. Responsibilities included aircraft electronics, wiring, and flight control troubleshooting and maintenance. Beth Reineke | RESUME PG 2 B-16APPENDIX B. RESUMES Michael Ip, PE, QSD | RESUME PG 1 RESUMES Michael Ip, PE, QSD Transportation/Traffic Engineer Firm  MNS Engineers, Inc. Areas of Expertise  Roadway, highway, and interchange design  Transportation planning  Traffic engineering  Drainage and flood control facilities  Construction and project management  Caltrans Years of Experience  28 Licensing  Professional Civil Engineer, CA No. 43671 Certification  Qualified SWPPP Developer, CA No. 43671 Education  MS, Construction Management, University of California, Berkeley, CA  BS, Civil Engineering, University of California, Irvine, CA Affiliations  American Council of Engineering Companies  American Public Works Association  American Society of Civil Engineers Awards  2020 APWA Project of the Year, Thousand Oaks Boulevard Streetscape  2019 APWA Project of the Year, Westlake Boulevard (State Route 23) Sidewalk and Bicycle Lane Improvements Project  2017 APWA/ASCE Project of the Year, Donlon Road Realignment  2017 ACEC Engineering Excellence Merit, Colorado Esplanade  2012 APWA Project of the Year, California State University Channel Islands Entrance Road Improvements  2010 ACEC Engineering Excellence Merit, Fillmore Water Recycling  2010 APWA Project of the Year, Lewis Road (State Route 34) Widening State Segment  2007 APWA Project of the Year, Lewis Road Widening Mr. Ip is a Principal Engineer with 28 years of experience specializing in the design and management of transportation facilities and capital improvement projects. Michael’s technical experience includes all project phases, including project reports, planning, design, and construction management. His management experience includes oversight and direction of technical professionals, client liaison, quality control, subconsultant coordination, public outreach and resources allocation to ensure the timely delivery of project deliverables. At MNS, Michael serves as Principal Engineer and Project Manager specializing in transportation projects. His experience includes: Mulholland Highway Improvements Design, City of Calabasas, CA. Project Manager. The City of Calabasas proposes to construct roadway and safety improvement on Mulholland Highway (MH), between Old Topanga Canyon Road (East) and the southern City limit approximately 2.7 miles in length. MH is the primary north-south road in the southwestern portion of the City, connecting unincorporated Los Angeles County in the south end and the City of Los Angeles on the north end. MH is a scenic road and a designated emergency route. It is primarily a two-lane road with left turn lanes at the approaches to intersections. Average daily traffic on MH is about 8,500 vehicles. MH serves as the primary route for multiple residential communities, schools, and recreational areas on MH. Scope of work includes developing a safe roadway facility, developing a roadway blending within the local environment and community, and public outreach and coordination with project stakeholders. C Street Bicycle Facilities Installation, City of Oxnard, CA. Project Manager. This project will install bicycle facilities (Class II and III) on C Street from Hueneme Road to Gonzales Road. The project is primarily located along C Street. At the southerly end, the bike facility will be on Courtland Street from Hueneme Road to Canterbury Way. The project includes Class III bicycle facilities to close gaps on the following streets intersecting or adjacent to C Street: Hill Street from C Street to Novato Drive, Guava Street from C Street to East Hemlock Street, East Hemlock Street from Guava Street to Patterson Road, and G Street from Guava Street to Wooley Road. The project coordinates the proposed improvements with two City projects: Thin Maintenance Overlay Project Phase 2 and Bryce Canyon North and South Resurfacing Project. The project will provide approximately nine miles of bicycle facilities. B-17APPENDIX B. RESUMES Michael Ip, PE, QSD | RESUME PG 2 RESUMES US 101/Holly Street Interchange and Pedestrian Overcrossing (POC) Project, City of San Carlos, CA. Principal Engineer. This $25.8M project modifies the existing interchange on US 101 at the Holly Street overcrossing (OC) and adds a pedestrian overcrossing (POC) over US 101. The interchange modification will remove the northeast and southwest loop ramps from the existing full cloverleaf (Type L-10) interchange and create a partial cloverleaf (Type L-9) interchange to US 101. Diagonal on- and off-ramps will be modified to create more bicycle- and pedestrian-friendly crossings. Holly Street will be widened to provide a third through lane for limited sections at on-ramp approaches. The existing deck drains, electroliers, concrete median, and concrete barriers will be modified on the existing Holly Street OC. The POC will provide a new 12-foot-wide multi-use path approximately 430 feet south of the Holly Street OC. As an alternate route for non-motorists, the POC will provide cross-freeway access without the need to traverse ramp termini and entrances. Other key features of the project include ramp widening, ramp metering improvements, drainage improvements, storm- water retention basins, retaining walls, bicycle roundabouts at either end of the multi-use pathway, signing and striping improvements in Redwood City on the east side of US 101, signal improvements at the Industrial Road/ Holly Street intersection, and fiber optic modifications along Industrial Road on the west side of US 101. Los Feliz Drive Sidewalks Phase 2, City of Thousand Oaks, CA. Project Manager. This project will install 800 linear feet of pedestrian facilities on the north and south sides of Los Feliz Drive between Thousand Oaks Boulevard and Conejo School Road. Los Feliz Drive within the project limits consists of high-density residential properties. The project will install missing segments of sidewalk and improve pedestrian safety. These improvements consist of sidewalk construction, driveway reconstruction, traffic lane striping and markings, curb and gutter construction, and crosswalk striping. The project also involves utility relocation in various locations. Upgrades will also be made to the existing striping, crosswalk, and signage on Los Feliz Drive. West and East Ojai Avenue Pipeline, City of Ojai CA. Project Manager. Casitas Municipal Water District (CMWD) retained Waterworks Engineers, LLC (WWE) to design a new water pipeline in Ojai Avenue (State Route 150) from Bristol Road and San Antonio Street to Gridley Road and Oak Glen Avenue, approximately 7,500 linear feet. MNS coordinated with Casita Municipal Water District, City of Ojai, and Caltrans and prepared traffic control plans, traffic management plan and water pollution control program in support of a Caltrans encroachment permit for approximately 7,500 linear feet of new potable water and fiber optic lines on State Route 150 through downtown Ojai. Proposed traffic control plan and management plan will minimize the impacts to motoring public, businesses and property owners. Robin Hill Road Sewer Replacement, City of Goleta, CA. Lead Engineer. Goleta Sanitary District retained MNS to design 1500 LF of sanitary sewer line and manhole replacements in Robin Hill Road and Hollister Avenue. The project was located in both the jurisdictional of the Cities of Goleta and Santa Barbara. MNS coordinated with Goleta Sanitary District and the two Cities and prepared sanitary sewer improvements and traffic control plans. Project improvements required dewatering wells to lower groundwater during construction and sewer bypasses. Marie Kerr Park and Ride Project, City of Palmdale, CA. Project Manager. The project located at the northwest corner of Rancho Vista Boulevard and 25th Street West will buildout the remaining 19 acres of the Marie Kerr Park site by constructing a Park and Ride facility, east of the amphitheater. This 1,000+ parking space facility will serve as a park and ride destination as well as provide parking for Palmdale Amphitheater events and Best of the West softball tournaments. The Park and Ride facility will include Vanpool, RV, ADA, future charging stations, bicycle parking spaces, pick up and drop off areas, storm drain, stormwater treatment landscaping, and site lighting facilities. The off-site street improvements will include parkway improvements along the west side of 25th Street West. Hillcrest Drive Sidewalk—Yellen Park Project, City of Palmdale, CA. Project Manager. The project provided a missing sidewalk link on Hillcrest Drive from Avenue S to Buena Vista Elementary School Boulevard. The westerly street parkway improvements included a new sidewalk, ADA curb ramps, and street lighting. Dockweiler Drive Extension, City of Santa Clarita, CA. Project Manager. The City of Santa Clarita proposes to construct a $30M Secondary Arterial—Dockweiler Drive from Sierra Highway to Railroad Avenue. The project will provide an important north-south connection for the City, a new entrance to Masters University, and a secondary emergency access point for the Placerita Canyon community. The roadway extension and widening will go through an existing railroad crossing, business district, hilly terrain, and the Master’s University property. Michael Ip, PE, QSD | RESUME PG 2 C-1APPENDIX C. STANDARD AGREEMENT Appendix C. Standard AgreementC Requested Changes MNS has reviewed the City's Standard Agreement (Attachment 2). We request our suggestions be considered in an effort to reduce the amount of liability. Please contact us with any questions of concerns in regards to these changes. We are certain we can come to an acceptable agreement in regard to the Agreement. Only sections with comments are provided. C-2APPENDIX C. STANDARD AGREEMENT City of Santa Ana RFP 22-064 Page 18 subcontractors, agents, employees, or other persons acting on their behalf which relates to the services described in section 1 of this Agreement; and (2) from any claim that personal injury, damages, just compensation, restitution, judicial or equitable relief is due by reason of the terms of or effects arising from this Agreement. This indemnity and hold harmless agreement applies to all claims for damages, just compensation, restitution, judicial or equitable relief suffered, or alleged to have been suffered, by reason of the events referred to in this Section or by reason of the terms of, or effects, arising from this Agreement. The Consultant further agrees to indemnify, hold harmless, and pay all costs for the defense of the City, including fees and costs for special counsel to be selected by the City, regarding any action by a third party challenging the validity of this Agreement, or asserting that personal injury, damages, just compensation, restitution, judicial or equitable relief due to personal or property rights arises by reason of the terms of, or effects arising from this Agreement. City may make all reasonable decisions with respect to its representation in any legal proceeding. Notwithstanding the foregoing, to the extent Consultant's services are subject to Civil Code Section 2782.8, the above indemnity shall be limited, to the extent required by Civil Code Section 2782.8, to claims that arise of, pertain to, or relate to the negligence, recklessness, or willful misconduct of the Consultant. 9. INTELLECTUAL PROPERTY INDEMNIFICATION Consultant shall defend, indemnify and hold ham1less the City, its officers, agents, representatives, and employees against any and all liability, including costs, and attorney's fees, for infringement of any United States' letters patent, trademark, or copyright contained in the work product or documents provided by Consultant to the City pursuant to this Agreement. 10. RECORDS Consultant shall keep records and invoices in connection with the work to be performed under this Agreement. Consultant shall maintain complete and accurate records with respect to the costs incurred under this Agreement and any services, expenditures, and disbursements charged to the City for a minimum pe1iod of three (3) years, or for any longer period required by law, from the date of final payment to Consultant under this Agreement. All such records and invoices shall be clearly identifiable. Consultant shall allow a representative of the City to examine, audit, and make transcripts or copies of such records and any other documents created pursuant to this Agreement during regular business hours. Consultant shall allow inspection of all work, data, documents, proceedings, and activities related to this Agreement for a period of three (3) years from the date of final payment to Consultant under this Agreement. 11. CONFIDENTIALITY If Consultant receives from the City information which due to the nature of such information is reasonably understood to be confidential and/or proprietary, Consultant agrees that it shall not use or disclose such info1mation except in the performance of this Agreement, and further agrees to exercise the same degree of care it uses to protect its own information of like impo1tance, but in no event less than reasonable care. "Confidential Information" shall include all nonpublic information. Confidential information includes not only written information, but also information transferred orally, visually, electronically, or by other means. Confidential information disclosed to either party by any subsidiary and/or agent of the other pa1ty is covered , as amended effective 1/1/2018,, to the extent reasonable EXHIBIT C 2022 STANDARD SCHEDULE OF FEES PROJECT/PROGRAM MANAGEMENT Principal-In-Charge ............................... $320 Senior Project/Program Manager ...... 295 Project/Program Manager .................... 255 Assistant Project/Program Manager 215 Senior Project Coordinator ................... 175 Project Coordinator ................................. 145 ENGINEERING Principal Engineer .................................. $280 Lead Engineer ............................................ 245 Supervising Engineer .............................. 235 Senior Project Engineer ......................... 220 Project Engineer........................................ 200 Associate Engineer .................................. 180 Assistant Engineer.................................... 165 SURVEYING Principal Surveyor .................................. $260 Lead Surveyor ............................................ 250 Supervising Surveyor .............................. 215 Senior Project Surveyor ......................... 195 Project Surveyor........................................ 170 Senior Land Title Analyst....................... 165 Associate Project Surveyor ................... 160 Assistant Project Surveyor .................... 145 Party Chief (PW) ........................................ 170 Chainperson (PW) .................................... 150 One-Person Survey Crew (PW) ........... 210 CONSTRUCTION MANAGEMENT Principal Construction Manager ...... $305 Senior Construction Manager ............. 275 Senior Resident Engineer ...................... 265 Resident Engineer .................................... 240 Structure Representative ....................... 235 Construction Manager ........................... 210 Assistant Resident Engineer................. 195 Sr. Construction Inspector (PW) ........ 177 Construction Inspector (PW) .............. 168 Office Administrator ................................ 130 TECHNICAL SUPPORT CADD Manager ....................................... $195 Supervising Technician .......................... 165 Senior Technician ..................................... 155 Engineering Technician .......................... 125 ADMINISTRATIVE SUPPORT Senior Management Analyst ............. $180 Management Analyst.............................. 155 IT Technician ............................................... 135 Graphics/Visualization Specialist ....... 120 Administrative Assistant ........................... 95 GOVERNMENT SERVICES City Engineer ........................................... $240 Deputy City Engineer .............................. 215 Assistant City Engineer ........................... 205 Plan Check Engineer................................ 190 Permit Engineer ......................................... 180 City Inspector ............................................. 150 Senior City Inspector (PW) .................. 177 City Inspector (PW) .................................. 168 Principal Stormwater Specialist .......... 175 Senior Stormwater Specialist ............... 165 Stormwater Specialist ............................. 155 Stormwater Technician .......................... 140 Building Official ......................................... 215 Senior Building Inspector ...................... 190 Building Inspector .................................... 160 Planning Director ...................................... 215 Senior City Planner .................................. 190 Assistant Planner ...................................... 160 Senior Grant Writer .................................. 175 Grant Writer ................................................ 165 Grant Associate ......................................... 145 Grant Assistant .......................................... 125 DIRECT EXPENSES Use of outside consultants as well as copies, blueprints, survey stakes, monuments, computer plots, telephone, travel (out of area) and all similar charges directly connected with the work will be charged at cost plus fifteen percent (15%). Mileage will be charged at the current federal mileage reimbursement rate. Expert Witness services will be charged at three (3) times listed rate. PREVAILING WAGE RATES Rates shown with Prevailing Wage “(PW)” annotation are used for field work on projects subject to federal or state prevailing wage law and are subject to increases per DIR. ANNUAL ESCALATION Standard fee rates provided for each classification are subject to an annual escalation increase of 3.5% starting January 1, 2023. OVERTIME Overtime for non-exempt employees will be charged at 1.5 x hourly rate; overtime for exempt employees and other classification will be charged at 1 x hourly rate.