HomeMy WebLinkAboutItem 17 - Approve Cooperative Agreement with the City of Irvine Public Works Agency
https://www.santa-ana.org/
Item # 17
City of Santa Ana
20 Civic Center Plaza, Santa Ana, CA 92701
Staff Report
January 19, 2021
TOPIC: Approve Cooperative Agreement with the City of Irvine
AGENDA TITLE:
Approve cooperative agreement with the City of Irvine for grant-funded traffic signal
synchronization on Segerstrom Avenue/ Dyer Road/ Barranca Parkway for a maximum
amount of $259,224 and term effective until December 31, 2025 (Non-General Fund)
RECOMMENDED ACTION
Authorize the City Manager to execute a cooperative agreement with the City of Irvine in
the amount of $259,224, to implement a Traffic Signal Synchronization Corridor (Project
No. 21-6982) on Segerstrom Avenue/ Dyer Road/ Barranca Parkway, for the term
beginning upon approval of the agreement by the City of Santa Ana and the City of Irvine,
and effective until December 31, 2025, with an option to be extended with mutual consent
of all parties for a term to be determined upon extension, subject to non-substantive
changes approved by the City Manager and City Attorney.
DISCUSSION
On March 3, 2020, the City Council authorized staff to submit joint applications with the
Cities of Irvine and Fountain Valley, and the California Department of Transportation
(Caltrans) to the Orange County Transportation Authority (OCTA) to request funding
consideration for the renewed Measure M2 Regional Traffic Signal Synchronization
Program.
On May 11, 2020, the OCTA Board approved the renewed Measure M2 Regional Traffic
Signal Synchronization Program funding request for the Segerstrom Avenue/ Dyer Road/
Barranca Parkway project (Exhibit 1). While the City of Irvine will act as the lead agency
for the project, a cooperative agreement is needed to identify the roles and responsibilities
of each participating agency, which includes agreement oversight by the City of Irvine to
maintain inter-jurisdictional synchronization on the project during the three-year grant
period, and the City of Santa Ana’s match requirement of $259,224 (Exhibit 2). Upon
project completion, responsibility for ongoing signal maintenance will revert to the
respective local agencies.
Approve Cooperative Agreement with the City of Irvine
January 19, 2021
Page 2
1
9
8
The Measure M2 grant provides $3,740,269 for the project. The match by the
participating cities will provide $935,067. The City of Santa Ana’s portion of the matching
funds is $259,224, of which $222,444 is a cash amount and $36,779 is in-kind staff
support.
FISCAL IMPACT
Funds for the City of Santa Ana’s share of the project cost are budgeted and available in
the Measure M2 Street Construction Fund (Account No. 03217662-66220; Project No.
21-6982). The table below indicates the estimated expenditures by fiscal year.
Fiscal
Year
Accounting
Unit-Account
No.
Fund
Description
Accounting Unit,
Account Description Amount
2020-21
(Feb –
June)
03217662-
66220
(21-6982)
Measure M
Street
Construction
Measure M2 Local
Fairshare,
Improvements Other
Than Building
$10,000
2021-22
(July –
June)
03217662-
66220
(21-6982)
Measure M
Street
Construction
Measure M2 Local
Fairshare,
Improvements Other
Than Building
$212,445
2022-23
(July –
June)
03217662-
66220
(21-6982)
Measure M
Street
Construction
Measure M2 Local
Fairshare,
Improvements Other
Than Building
$36,779
TOTAL:$259,224
EXHIBIT(S)
1. Project Location Map 2. Cooperative Agreement
2. Cooperative Agreement
Submitted By:
Nabil Saba, Executive Dir Public Works
Approved By: Kristine Ridge, City Manager
NORTHNORTH
Exhibit 1Euclid St1st St
17th St
City Council
Agenda Date
January 5, 2021
PWA
SANTA ANA
PUBLIC WORKS AGENCY
5
22
55
405
Edinger Ave Main StRaitt StProject No. 21-6982:
Segerstrom Avenue/ Dyer Road/ Barranca Parkway
Traffic Signal Synchronization
Segerstrom Ave
MacArthur Blvd.
Warner Ave Grand AveHarbor BlvdFairview StFlower StTustin AveNewhope StCivic Center Dr
Bristol St5th St
Santa Ana Blvd
Bear StWestminster Ave
Alton Ave
Dyer Rd/ Segerstrom Ave/
Barranca Pkwy Corridor
Traffic Signal Synchronization
Improvements
Dyer Rd
COOPERATIVE AGREEMENT FOR THE
BARRANCA PARKWAY/DYER ROAD/MUIRLANDS BOULEVARD/SEGERSTROM
AVENUE/SLATER AVENUE SYNCHRONIZATION PROJECT
This Barranca Parkway/Dyer Road/Muirlands Boulevard/Segerstrom
Avenue/Slater Avenue Synchronization Project Agreement (“Agreement”) is entered into
as of ____________, 2020 (“Effective Date”) by and between the CITY OF IRVINE, a
California municipal corporation (“City”), and the CITY OF SANTA ANA, a California
municipal corporation and charter city, (“Santa Ana”). City and Santa Ana are sometimes
referred to herein individually as a “Party” or collectively as the “Parties”.
RECITALS
A. City in cooperation with Santa Ana is working to coordinate traffic signals
across multiple jurisdictional boundaries as a part of the Renewed Measure M (“M2”)
Regional Traffic Signal Synchronization Program Project P (“Project P”) to enhance
countywide traffic flow and reduce congestion.
B. City has been awarded Project P funds based on the application
(“Application”) prepared by City for implementation of signal synchronization of traffic
signals along the Barranca Parkway/Dyer Road/Muirlands Boulevard/Segerstrom
Avenue/Slater Avenue Corridor between Magnolia Street and Bake Parkway (hereinafter,
“Project”).
C. Santa Ana has elected to designate City and City agrees to act as
implementing agency to carry out the Project.
D. The Project will include the synchronization of sixty-six (66) traffic signals
as identified in the Application, which is attached and incorporated herein.
E. The Project will include elements identified in the Application such as the
development and implementation of optimized signal synchronization timing, preparation
of before and after study, and installation of signal timing improvements.
F. City agrees to work with Santa Ana to coordinate the inclusion of other traffic
control elements that must be installed at the same time as the construction of the Project
and that are NOT included in the Application. The Parties agree that a Party’s request to
include any such element will result in said Party taking full financial responsibility for each
and any of those traffic control elements during the cou rse of the Project, unless and
otherwise agreed to in writing.
G. City agrees to implement the Project as referenced on the Application.
H. The Parties agree to contribute the share of the Project as set forth in the
Application, which is attached and incorporated herein by reference. Santa Ana’s share
shall be a cash contribution equaling Two Hundred Twenty-Two Thousand Four Hundred
Forty-Four Dollars and No/100 ($222,444.43) plus in-kind services equaling Thirty-Six
Thousand Seven Hundred Seventy-Nine dollars and No/100 ($36,779.97).
I. In the event the cost of the Project exceeds the estimates as submitted in
the Application prepared by City, the Parties agree to meet and determine revisions to
the Project to satisfy the budget(s) or revised funding proposal(s) by the Parties, which
shall be documented and submitted in writing as an amendment to the Agreement. Any
cost overruns shall be the financial responsibility of the jurisdiction where the work
improvement occurs or as the case may be, causes the required improvement.
J. The Parties desire to enter into this Agreement to implement the Project in
support of Project P as part of M2.
K. This Agreement defines the specific terms, conditions, and funding
responsibilities between the Parties for the implementation of the Project.
AGREEMENT
NOW, THEREFORE, in consideration of the above recitals and the mutual
covenants set forth below, City and Santa Ana agree as follows:
1. Complete Agreement
A. This Agreement, including any attachments incorporated herein and made
applicable by reference, constitutes the complete and exclusive statement
of the terms and conditions of this Agreement between City and Santa Ana
and it supersedes all prior representations, understandings and
communications between the Parties. The above referenced Recitals are
true and correct and are incorporated by reference herein.
B. City’s failure to insist on any instance(s) of Santa Ana’s performance of any
term(s) or condition(s) of this Agreement shall not be construed as a waiver
or relinquishment of City’s right to such performance or to future
performance of such term(s) or condition(s), and Santa Ana’s obligation in
respect thereto shall continue in full force and effect.
C. Changes to any portion of this Agreement shall not be binding upon City
except when specifically confirmed in writing by an authorized
representative of City by way of a written amendment to this Agreement and
issued in accordance with the provisions of this Agreement.
D. Santa Ana’s failure to insist on any instance(s) of City’s performance of any
term(s) or condition(s) of this Agreement shall not be construed as a waiver
or relinquishment of Santa Ana’s right to such performance or to future
performance of such term(s) or condition(s), and City’s obligation in respect
thereto shall continue in full force and effect.
E. Changes to any portion of this Agreement shall not be binding upon Santa
Ana except when specifically confirmed in writing by an authorized
representative of Santa Ana by way of a written amendment to this
Agreement and issued in accordance with the provisions of this Agreement.
2. Scope of Agreement
This Agreement specifies the roles and responsibilities of the Parties as they pertain to
the subjects and Project addressed herein. Both City and Santa Ana agree that each will
cooperate and coordinate with the other in all activities covered by this Agreement and
any other supplemental agreements that may be required to facilitate purposes thereof.
3. Responsibilities of the City as Project Lead Agency
The City as the Lead Agency agrees to the following responsibilities for the
implementation of the Project:
A. To manage, procure, and complete the Project as identified in the
Application.
B. To cooperate with the Orange County Transportation Authority (“OCTA”)
and coordinate outreach efforts for the Primary Implementation (design and
construction) phases of the Project.
C. To collect manual intersection movement and automated machine traffic
counts.
D. To implement required signal improvements at the locations set forth in the
Application.
E. To develop and implement optimized signal synchronization timing set forth
in the Application.
F. To provide updated timing plans and traffic count data to Santa Ana.
G. To prepare a “Before and After Study” for the Barranca Parkway/Dyer
Road/Muirlands Boulevard/Segerstrom Avenue/Slater Avenue Project. As
described in the Measure M2 Eligibility Guidelines adopted by the OCTA,
the “Before and After Study” for the Project is considered the equivalent of
the required Project Final Report (Measure M2 Ordinance No. 3,
Section B.III.9) for the Project. City shall provide the “Before and After
Study” for the Project to Santa Ana in draft and final formats for comment,
and comments shall be noted in the final study and incorporated as mutually
agreed by all Parties.
H. To provide ongoing maintenance and operation of optimized signal timing
after the Primary Implementation phase of the Project is completed and to
continue such maintenance until the end of the three (3) year grant period.
I. To provide updates to Santa Ana on the Project as part of the semi-annual
review process until completion of the three (3) year grant period for the
Project. Documents to be provided include, but are not limited to, contracts
pertinent to the Project and purchase orders pertinent to the Project.
J. To invoice Santa Ana for dollar match amounts due as identified in
Attachment A, at the end of each phase.
4. Responsibilities of Santa Ana
Santa Ana agrees to the following responsibilities for implementation and funding of the
Project:
A. To provide a technical representative to meet and participate as a member
of the Project’s Traffic Forums.
B. To authorize the City to manage, procure, and implement all aspects of the
Project.
C. To participate and support the Project’s implementation within the
timeframe outlined in the Application and consistent with the
Comprehensive Transportation Funding Program (“CTFP”) Guidelines
adopted by OCTA.
D. To provide the City all current intersection, local field master, and/or central
control system timing plans and related data upon request.
E. To provide updates to the City on the Project as part of the semi-annual
review process until completion of the three (3) year grant period for the
Project. Documents to be provided include, but are not limited to, contracts
pertinent to the Project and purchase orders pertinent to the Project.
F. Santa Ana shall provide cash match and/or documentation for the in-kind
services match to the City no later than thirty (30) calendar days after
approval by Santa Ana staff of City’s invoice for the dollar and in-kind
services match identified in Attachment A. Failure to provide the dollar
match and/or documentation for in-kind services may result in the loss of
future participation for M2 Regional Traffic Synchronization Program
competitive funds.
G. To review and approve in writing the traffic synchronization signal timing
within the respective jurisdiction within ten working days of receiving same
where the said improvements and timing parameters have been
implemented.
H. Santa Ana shall waive all cost and fees related to any and all permits, if
such permits are required to perform any project related work within its
jurisdiction
5. Delegated Authority
The actions required to be taken by Santa Ana in the implementation of this Agreement
are delegated to its City Manager or designee, and the actions required to be taken by
City in the implementation of this Agreement are delegated to its City Manager or
designee. Santa Ana acknowledges this designation of authority is authorized under their
respective local rules and regulations.
6. Audit and Inspection
City and Santa Ana shall maintain a complete set of records in accordance with generally
accepted accounting principles. Upon reasonable notice, City shall permit the authorized
representative of Santa Ana to inspect and audit all work, materials, payroll, books,
accounts, and other data and records of City relevant to this Agreement and the Project
for a period of four (4) years after expiration or termination of this Agreement or until any
on-going audit is completed. Upon reasonable notice, Santa Ana shall permit the
authorized representatives of the City to inspect and audit all work, materials, payroll,
books, accounts, and other data and records of Santa Ana relevant to this Agreement
and the Project for a period of four (4) years after expiration or termination of this
Agreement or until any on-going audit is completed. For purposes of audit, the date of
completion of this Agreement shall be the date of OCTA’s payment of City’s final billing
(so noted on the invoice) under this Agreement. The Parties shall have the right to
reproduce any such books, records, and accounts relevant to this Agreement. The above
provision with respect to audits shall extend to and/or be included in contracts with City’s
contractor. The only work, materials, payroll, books, accounts, and other data and records
which may be audited or inspected pursuant to this section are those that are relevant to
this Agreement and the Project.
7. Indemnification
A. Santa Ana shall indemnify, defend and hold harmless the City, its officers,
directors, employees and agents from and against any and all claims
(including attorney’s fees and reasonable expenses for litigation and
settlement) for any loss or damages, bodily injuries, damage to, or loss of
property caused by the negligent acts, omissions or willful misconduct by
Santa Ana, its officers, directors, employees or agents in connection or
arising out of the performance of this Agreement including damage to
property and/or injury to person as a result of traffic accidents within Santa
Ana’s jurisdiction.
B. Santa Ana shall maintain adequate levels of insurance, or self-insurance to
assure full indemnification of City. Santa Ana shall provide City evidence
and/or documentation of said insurance upon execution of this Agreement.
C. City shall indemnify, defend and hold harmless Santa Ana, its officers,
directors, employees and agents from and against any and all claims
(including attorney’s fees and reasonable expenses for litigation and
settlement) for any loss or damages, bodily injuries, damage to, or loss of
property caused by the negligent acts, omissions or willful misconduct by
City, its officers, directors, employees or agents in connection or arising out
of the performance of this Agreement including damage to property and/or
injury to person as a result of traffic accidents within City’s jurisdiction.
D. City shall maintain adequate levels of insurance, or self -insurance to assure
full indemnification of Santa Ana. City shall provide Santa Ana evidence
and/or documentation of said insurance upon execution of this Agreement.
8. Additional Provisions
A. Term of Agreement. This Agreement shall continue in full force and effect
until December 31, 2025, or until the Parties’ ongoing obligations under
section 3.H and 4.G have terminated, whichever is later. This Agreement
may be extended or amended at the mutual consent of all Parties hereto.
No amendment shall have any force or effect unless executed in writing and
approved as to form by Santa Ana’s City Attorney and the City Attorney for
the City.
B. Disputes. The Parties agree to work together in good faith, using reasonable
efforts to resolve any unforeseen issues and disputes arising out of the
performance of this Agreement.
C. Permits. The Parties shall waive any fees for permits required by either City
or Santa Ana for the Project.
D. Corporate Authority. The Parties hereto consent that they are authorized to
execute this Agreement on behalf of said Parties and that, by so executing
this Agreement, the Parties hereto are formally bound to the provisions of
this Agreement.
E. Severability. If any term, provision, covenant or condition of this Agreement
is held to be invalid, void or otherwise unenforceable, to any extent, by any
court of competent jurisdiction, the remainder of this Agreement shall not
be affected thereby, and each term, provision, covenant or condition of this
Agreement shall be valid and enforceable to the fullest extent permitted by
law.
F. Counterparts. This Agreement may be executed and delivered in any
number of counterparts, each of which, when executed and delivered shall
be deemed an original and all of which together shall constitute the same
Agreement. Facsimile signatures will be permitted.
G. Compliance with All Laws. The Parties shall comply with all applicable
federal, state and local laws, statutes, ordinances and regulations of any
governmental authority having jurisdiction over the Project.
H. Force Majeure. Either Party shall be excused from performing its obligations
under this Agreement during the time and to the extent that it is prevented
from performing by an unforeseeable cause beyond its control, including
but not limited to; any incidence of fire, flood; acts of God; commandeering
of material, products, plants or facilities by the federal, state or local
government; national fuel shortage; or a material act or omission by the
other Party; when satisfactory evidence of such cause is presented to the
other Party, and provided further that such nonperformance is
unforeseeable, beyond the control and is not due to the fault or negligence
of the Party not performing.
I. Assignment. Neither this Agreement, nor any of the Parties’ rights,
obligations, duties, or authority hereunder may be assigned in whole or in
part by any Party without the prior written consent of the other Party hereto
in its sole and absolute discretion. Any such attempt of assignment shall be
deemed void and of no force and effect. Consent to one (1) assignment
shall not be deemed consent to any subsequent assignment, nor the waiver
of any right to consent to such subsequent assignment.
J. Obligations to Comply with Law. Nothing herein shall be deemed or
construed to authorize or require any Party to issue bonds, notes or other
evidences of indebtedness under the terms, in amounts, or for purposes
other than as authorized by local, state or federal law.
K. Governing Law. The laws of the State of California and applicable local and
federal laws, regulations and guidelines shall govern this Agreement. Any
action brought relating to this Agreement shall be adjudicated in a court of
competent jurisdiction in the County of Orange, State of California.
L. Attorneys’ Fees. In the event of any dispute or legal action arising under
this Agreement, the prevailing party shall not be entitled to attorney’s fees.
M. Notices. Any notice, demand, request, consent, approval or communication
under this Agreement shall be in writing and either served personally or sent
by prepaid, first-class mail to the address set forth below. Either Party may
change its address by notifying the other Party of the change of address in
writing. Notice shall be deemed given (a) upon personal delivery or (b) forty-
eight (48) hours from deposit of such notice in the United States mail,
postage prepaid.
To City of Irvine:
City of Irvine
Transportation Department
P.O. Box 19575
Irvine, CA 92623-9575
To City of Santa Ana :
City of Santa Ana
Traffic Engineering Section/M43
20 Civic Center Plaza
Santa Ana, CA 92702
Attention: Director of Public Works and
Transportation
Attention: Executive Director, Public
Works Agency
(Signature Page Follows)
This Agreement shall be made effective upon execution by both Parties.
IN WITNESS WHEREOF, the Parties hereto have caused this Agreement to be
executed on the date first set forth above.
CITY OF IRVINE CITY OF SANTA ANA, a California
municipal corporation
By:
Mark Steuer
Director of Public Works and
Transportation
By:
Kristine Ridge
City Manager
ATTEST: ATTEST:
By:
Molly McLaughlin
City Clerk
By:
Daisy Gomez
City Clerk
APPROVED AS TO FORM:
CITY ATTORNEY’S OFFICE
APPROVED AS TO FORM:
SONIA R. CARVALHO, CITY
ATTORNEY
By:
Jeffrey Melching
City Attorney
By:
John M. Funk
Assistant City Attorney
Dated: ___________________________ Dated: ___________________________
RECOMMENDED FOR APPROVAL
By:
Nabil Saba, Executive Director
Public Works Agency
ATTACHMENT A - DETAILED LOCAL MATCH COMMITMENT
SECTION 1: AGENCY TOTAL MATCH SUMMARY
AGENCY
CASH MATCH IN-KIND MATCH* TOTAL MATCH
Primary
Implementation
Ongoing
Monitoring &
Maintenance
Primary
Implementation
Ongoing
Monitoring &
Maintenance
Primary
Implementation
Ongoing
Monitoring &
Maintenance
City of Santa
Ana
$214,787.73 $7,656.70 $35,796.67 $983.30 $250,584.40 $8,640.00
$222,444.43 $36,779.97 $259,224.40
*In-kind match may be converted to cash match if agency does not satisfy in-kind match commitment by the end of the respective phase.
However, Catch Match is NOT allowed to be converted to in-kind match.
SECTION 2: MATCH BREAKDOWN (CASH VS IN-KIND SERVICES)
A. Cash Match
AGENCY FUNDING SOURCE AMOUNT OF CASH CONTRIBUTION
City of Santa Ana Local Funds $222,444.43
B. In-Kind Services
i. Specific Improvements (List items and Cost):
AGENCY DESCRIPTION EXPENDITURE
ii. Staffing Commitment:
AGENCY STAFF POSITION TYPE OF SERVICE TO
PROJECT
NO. OF
HOURS
FULLY
BURDENED
HOURLY
RATE
TOTAL
City of
Santa Ana
Senior Civil Engineer Project Administration /
Construction Engineering 125 $86.93 $10,866.25
Assistant Engineer Implementation /
Construction Engineering 212 $76.41 $16,198.92
Construction
Inspector Construction Engineering 150 $58.21 $8,731.50
Engineering Intern Ongoing Monitoring &
Maintenance 53.75 $18.30 $983.63
Total: $36,780
TOTAL IN-KIND MATCH (i + ii)**: $36,780
**Total amount is the required participation by the identified agency. The number of hours and hourly rate will be based on each
agency’s actual fully burdened billing rates, which must collectively equal the same value of assigned “Total” dollars. Each agency will
be responsible for keeping detailed records of hours worked and description of work. An accounting record of personnel, hours at
fully burdened rate is expected to be included with the final submittal. Records will be subject to auditing.