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10/4/82
ORDINANCE NO. NS-1659
AN ORDINANCE OF THE CITY OF SANTA ANA AMENDING
THE SANTA ANA MUNICIPAL CODE BY ADDING SECTIONS
9-35.1, 9-37.1, 9-45, 9-118, 9-119; AMENDING
SECTIONS 9-36, 9-67, 9-69, 9-90, 9-91, 9-118.1,
9-118.2, 9-118.4, AND REPEALING SECTION 9-118.7 RELA- TING TO PERSONNEL MATTERS; AND DECLARING THE OR-
DINANCE TO BE EFFECTIVE ONLY IF PROPOSITION "S" IS
ADOPTED BY THE VOTERS OF THE CITY ON NOVEMBER 2, 1982
THE CITY COUNCIL OF THE CITY OF SANTA ANA DOES
ORDAIN AS FOLLOWS:
SECTION 1. That the Santa Ana Municipal
hereby'amended by adding a section, to be numbered
which section reads as follows:
Code is
9-35.1,
Sec. 9-35.1. Promotions.
Vacancies in positions of {he higher classes
in the civil service of the city shall, as far as
practicable, be filled by promotion of employees
occupying positions of lower classes having duties
and responsibilities which can reasonably be con-
sidered as affording training and experience for
the performance of the duties of the higher class;
provided that the city manager, with the approval
of the personnel board, may hold examinations for
positions of such higher classes on the basis of
open competitive examinations or both open and
promotional competitive examinations in the manner
provided in the civil service rules and regulations.
Eligibility for promotional examination shall be
subject to civil service rules and regulations.
SECTION 2. That Section 9-36 of the Santa Ana
Municipal Code is hereby amended to read as follows:
Sec. 9-36. Promotional.
Promotions shall be based on competitive
examination. The examinations shall be open, pro-
motional, or both open and promotional. In each
case of'an examination for a higher position, the
ORDINANCE NO. NS-1659
PAGE TWO
city manager shall determine which positions in a
lower class are appropriate for advancement to
the new position. If the number of employees
considered eligible for promotion is less than
three (3), the city manager may recommend to the
board that open or a combination of open and pro-
motional examinations be held to create an eligi-
ble list. In the event that a combined open and
promotional examination is to be held as provided
herein, employees holding permanent status in one
of the classes considered appropriate for advance-
ment, and actually in the employment of the city
at the time of the examination, will be placed
at the top of the eligible list if they have an
over-all examination grade of eighty per cent
(80%) or more, prior to inclusion of preferen-
tial credits.
SECTION 3. That the Santa Ana Municipal
hereby amended by adding a section, to be numbered
which section reads as follows:
Code is
9-37.1,
Sec. 9-37.1. Veterans Credit.
In all examinations for entrance into the
civil service of the city, veterans who attain a
passing grade shall be allowed an additional
preferential credit of five per cent (5%), and
disabled veterans obtaining a passing grade shall
be allowed a preferential credit of ten per cent
(10%), of the maximum possible grade for such exam-
ination. The term "veteran" means a person who
has served on active duty in the armed forces of
the United States in time of war or armed interven-
tion (and prior to the cessation of hostilities,
as declared by the president or the congress of
the United States) for a period of at least ninety
(90) days and has received an honorable discharge
or release from active duty.
SECTION 4. That the Santa Ana Municipal Code is
hereby amended by adding a section, to be numbered 9-45,
which section reads as follows:
Sec. 9-45. Eligible List.
Upon completion of any examination, the city
ORDINANCE NO. NS-1659
PAGE THREE
manager shall cause to be prepared and shall
approve an eligible list with the persons who
passed such examination being listed in relative
order of the points they received, from highest
to lowest. Such eligible list shall remain in
effect for two (2) calendar years unless within
such period the city manager, or such person
under the city manager having charge of personnel
administration, shall not be able to certify for
appointment the number of persons required under
the provisions of this chapter.
SECTION 5. That section 9-67 of the Santa Ana
Municipal Code is hereby amended to read as follows:
Sec. 9-67. Appointments.
The appointing power may appoint, of the
three (3) thus certified, whichever one in his
opinion is best qualified for such position. No
candidate may be certified more than four (4)
times for any one class or classified position
from an eligible list resulting from any one exam-
ination. If no eligible list for the classifica-
tion exists, or an existing list for the classifi-
cation contains less than the required three (3)
persons who are eligible and available for appoint-
ment, the city manager, or such person under the
city manager having charge of personnel administra-
tion, shall so notify the appointing officer who
may appoint one of the lesser number of persons, or
may make a temporary appointment to the vacancy,
at his discretion. After making his selection,
the appointing power will inform the director of
personnel of the one appointed and the date that
person will enter upon his duties. The director
of personnel will confirm the appointment after
execution of the oath of office and of the loy-
alty oath. After appointment and execution of
the required oaths, the appointing authority
shall enter the name of the employee on the
employment rolls and notify the director of
personnel of the applicable rates of pay.
SECTION 6. That section 9-69 of the Santa Ana
Municipal Code is hereby amended to read as follows:
ORDINANCE NO. NS- 1659
PAGE FOUR
Sec. 9-69. Filling by temporary appointment.
Temporary appointmens may not be
for a longer period than one hundred and
eighty (180) calendar days after the first
day of such temporary appointment, nor may tem-
porary appointments be made to any position a
cumulative total of more than one hundred eighty
(180) calendar days in one calendar year follow-
ing the first (lst) day on which the position is
filled by a temporary appointment. Such tempo-
rary appointment will be terminated when an
employment list is prepared for the position.
Temporary appointments shall be processed by the
director of personnel for record keeping purposes and
to conform with personnel policies and regulations.
SECTION 7. That section 9-90 of the Santa Ana
Municipal Code is hereby amended to read as follows:
Sec. 9-90. Object of probationary period.
The probationary period preceding permanent
appointment to a position in the civil service is
an intrinsic part of the examination process and
shall be utilized for closely observing the em-
ployee's work, for securing the effective ad-
justment of a new employee to his position, and
for eliminating any probationary employee whose
performance or personal qualifications do not
meet the required standards of work. When an
employee has been retained continously in proba-
tionary status for the required period, he shall
achieve permanent status."
SECTION 8. That section 9-91 of the Santa Ana
Municipal Code is hereby amended to read as follows:
Sec. 9-91. Duration of probationary period.
The probationary period shall be one year
from the date of appointment from a reappointment
or open eligible list and six (6) months from the
date of appointment from a promotional eligible
list; provided, however, that the probationary
ORDINANCE NO. NS- 1659
PAGE FIVE
period shall be one year, in all cases, f.rom the
date of appointment to a position in that classi-
fication of positions in the police department
in which an employee initially becomes or, in the
regular course of employment, will become author-
ized to exercise the powers of a peace officer in
other then a supervised training capacity. Ab-
sences totaling fifteen (15) days or more during
a probationary period shall extend the probation-
ary period the total length of time of such ab-
sences. During such probationary period the em-
ployee may be rejected at any time without right
of a hearing before the personnel board. An em-
ployee rejected during the probationary period
from a position to which he has been promoted
shall be reinstated to the position from which he
was promoted, unless he is dismissed from the ser-
vice of the city in addition to rejection, in
which event he shall have the right of a hearing
before the personnel board as to such order of dis-
missal in the manner prescribed in this chapter.
SECTION 9. That the Santa Ana Municipal Code is
hereby amended by adding a section to be numbered 9-118,
which section reads as follows:
Sec. 9-118. Suspensions; demotions; dismissals.
(a) Right to exercise the disciplinary and
dismissal powers hereinafter provided is vested
respectively in the officers of the city who have
the power of appointment as to any position in the
personnel system.
(b) Any employee serving a probationary
period in a position in the civil service shall
be subject to suspension without pay for a period
not to exceed ninety (90) days, demotion or dis-
missal, and the employee so disciplined or dis-
charged shall not have a right of appeal~ except
that an employee who held permanent status in some
other position or employment included within the
civil service immediately prior to his appointnnt
to probationary status shall not be discharged
without written notice of charges, an opportunity
to answer, a written decision as hereinafter pro-
vided and right of appeal to the personnel board.
ORDINANCE NO. NS-1659
PAGE SIX
(c) Any employee, other than one serving
a probationary period, holding a position in the
civil service shall be subject to suspension with-
out pay for a period not to exceed ninety (90) days,
or to demotion, or to dismissal subject to a right
to appeal to the personnel board in accordance with
the procedures set forth in this article. However,
such appeal shall not stay the imposition of sus-
pension, demotion or dismissal following the written
decision of the appointing authority.
(d) Each or any of said actions relating to
suspension, demotion, or dismissal may be taken by
the officer having power of appointment to the posi-
tion for reasonable and sufficient cause.
(e) Each such employee shall have ten (10)
days after receipt of the written decision of the
appointing authority in which to file a notice re-
questing a hearing before the personnel board. Such
request for a hearing shall be filed with the di-
rector of personnel. If a hearing is requested, the
personnel board shall thereupon set a date for hear-
ing the matter at its earliest convenience. Hearing
procedures shall be informal, and the rules of evi-
dence generally applicable to administrative pro-
ceedings shall apply.
Such employee shall have an opportunity at
such hearing to be heard in person, or by counsel, and
the right to subpoena witnesses. Except as otherwise
provided by law, all hearings held under the provi-
sions of this section shall be open to the public.
(f) The personnel board shall make written
findings which shall state as to each charge whether
or not such charge is sustained. The personnel board
shall also set forth in writing its conclusions and
recommendations based upon such findings, and within
ten (10) days after concluding the hearing, it shall
certify its findings, conclusions, and recommendations
to the officer from whose action the appeal was taken,
and to the city manager and the city council.
(g) If, with respect to a suspension, demotion,
or dismissal, the personnel board shall conclude that
ORDINANCE NO. NS- 1659
PAGE SEVEN
the employee charged was not guilty of the act or
omission resulting in such suspension, demotion, or
dismissal, a recommendation by it of reinstatement
without loss of pay shall be binding upon the appoint-
ing authority, who forthwith shall order such reinstate-
ment. In the event that the personnel board shall
conclude that the employee was guilty of the act
or omission resulting in such suspension, demo-
tion, or dismissal but that the penalty was not
warranted under the circumstances, the personnel
board may review the severity and appropriateness
of the punishment. A recommendation by it of a
greater or lesser punishment or of reinstatement
with or without loss of pay shall be binding upon
the appointing authority, who forthwith shall order
the same.
If, with respect to a suspension, demotion
or dismissal, the personnel board concludes that
the employee was guilty of the act or omission re-
sulting in such suspension, demotion or dismissal,
and that such punishment was warranted, such deci-
sion shall be final.
(h) Vacancies created under this section
may be filled by the appointing authority by tempo-
rary appointment pending the completion of any pro-
ceedings taken hereunder.
(i) A reduction in pay shall be treated as
a demotion under this section, unless the reduction
in pay is part of a plan of reclassification of po-
sitions or of a plan to reduce salaries and wages
in connection with a general economy or curtailment
program, or is the result of a finding by the appoint-
ing authority that the employee's performance does
not justify the continuance of a level of pay that
is dependent upon meritorious service. A failure to
grant an increase in pay at a time when an increase
would otherwise have been granted as a part of a plan
to increase salaries and wages throughout the city
service shall not be treated as a demotion under this
section.
(j) The personnel board may adopt procedural
rules to govern the conduct of its hearings.
ORDINANCE NO. NS- 1659
PAGE EIGHT
SECTION 10. That section 9-118.1 of the Santa Ana
Municipal Code is hereby amended to read as follows:
Sec. 9-118.1. Procedural requirements prior
to suspension, demotion or dismissal.
No employee holding a position in the civil
service who has served a probationary period for
the position held by such employee shall be sub-
ject to suspension, demotion or dismissal, unless
prior thereto such employee has received:
(1) Notice of the proposed action
and of the grounds for such action;
(2) A written copy of the charges,
which charges shall be separately stated,
and grounds for such charges;
(3) A reasonable time, not to ex-
ceed ten (10) days, unless the appointing
authority authorizes a longer time, to
answer the charges;
(4) A written decision on the ans-
wer at the earliest practicable date.
Examination of witnesses, trial, or hearing
is not required, but may be provided in the discre-
tion of the appointing authority. Copies of the
charges, the notice of the action, the answer, the
reasons for and the order of removal or suspension
without pay, and also the reasons for the actions
taken shall be made a part of the records of the
city, and, on request, shall be furnished to the
individual affected and to the personnel board.
SECTION 11. That section 9-118.2 of the Santa Ana
Municipal Code is hereby amended to read as follows:
Sec. 9-118.2. Notice of proposed adverse action.
Except as provided in section 9-118.4, infra,
an employee against whom disciplinary action is
pending is entitled to reasonable advance written
notice stating any and all reasons, specifically
ORDINANCE NO. NS- 1659
PAGE NINE
and in detail, for the proposed action. The
material on which the notice is based and which is
relied upon to support the reasons in that notice,
including, but not limited to, statements of wit-
nesses, documents, and investigative reports or ex-
tracts therefrom, shall be assembled and made avail-
able to the employee for his review and copying.
The notice shall inform the employee when and where
he may review such material. Material which cannot
be'disclosed to the employee may not be used to
support the reasons in the notice.
SECTION 12. That section 9-118.4 of the Santa Ana
Municipal Code is hereby amended to read as follows:
Sec. 9-118.4. Exceptions t6 the notice period
and opportunity to answer.
Advance written notice and opportunity to
answer are not necessary in the case of suspension,
dismissal or demotion of an employee for any rea-
son other than those grounds for disciplinary action
that are specified in section 9-118.
SECTION 13. That the Santa Ana Municipal Code
hereby amended by adding a section to be numbered 9-119,
which section reads as follows:
Sec. 9-119. Layoffs.
Ail layoffs within the competitive service
occasioned by the abolishment of a position, the
combination of duties of two (2) or more positions,
or the reduction in number of employees in a given
class shall be governed by seniority in service
and performance. Reemployment shall be in the re-
verse order of layoffs.
SECTION 14. That section 9-118.7 of the Santa Ana
Municipal Code is hereby repealed.
SECTION 15. This ordinance shall be effective if,
and only if, Proposition "S" is adopted by the voters of the
City of Santa Ana at the special municipal election on
November 2, 1982.
SECTION 16. If any section, subsection,' sentence,
ORDINANCE NO. NS-1659
PAGE TEN
clause, phrase or portion of this ordinance is for any
reason held to be invalid or unconstitutional by the deci-
sion of any court of competent jurisdiction, such decision
shall not affect the validity of the remaining portions of
this ordinance. The City Council Council of the City of
Santa Ana hereby declares that it would have adopted this
ordinance and each section, subsection, sentence, clause,
phrase or portion thereof, irrespective of the fact that any
one or more sections, subsections, sentences, clauses, phrases,
or portions be declared invalid or unconstitutional.
SECTION 17. Neither the adoption of this ordin-
ance nor the repeal hereby of any ordinance shall in any
manner affect the prosecution for violation of ordinances,
which violations were~committed prior to,the effective date
hereof, nor be construed as affecting an~ of the provisions
of such ordinance relating to the collection of any such
license or penalty or the penal provision applicable to any
violation thereof, nor to affect the validity of any bond or
cash deposit in lieu thereof, required to be posted, filed
or deposited pursuant to any ordinance, and all rights and
obligations thereunder appertaining shall continue in full
force and effect.
by the
AYES:
NOES:
ABSENT:
ADOPTED this
following vote:
COUNCILMEMBERS:
COUNCI~MEMBERS:
COUNCILMEMBERS
15th day of November , 1982
Acosta, Griset, Luxembourger, McGuigan,
Markel, ~errato
None ~
Bricken
ATTEST '-
GUY
CLERK OF THE COUNCIL
GORDON BRICKEN, ~'
APPROVED AS TO FORM:
CITY ATTORNEY