HomeMy WebLinkAbout62-093PJ~SOLUTION NO. 62-93
RESOLUTION OF THE CITY COUNCIL OF THE
CITY OF SANTA ANA, CALIFORNIA, DIRECT-
ING THE CLE ~RK OF THE COUNCIL TO PUB-
LISH NOTICE INVITING SEALED PROPOSALS
FOR $3,000,000 WATER REVENUE BONDS
DESIGNATED "1962 WATER REVENUE BONDS,
SERIES A".
WHEREAS, a resolution providing for the issuance
of water revenue bonds of the City of Santa Aha in the
amount of $3,000,000 was heretofore adopted by the City
Council of said city; and
WHEREAS, it is desirable that said bonds be sold;
NOW, THEREFORE, the City Council of the City of
Santa Ana, California, DOES HEREBY ~ESOLVE, DETERMINE AND
ORDER as follows:
Section 1. That said bonds be sold and that
sealed bids or proposals for the purchase of said bonds
be received up to the time stated in the notice herein-
after set forth in Section 5 of this resolution.
Section 2. That the Clerk of the Council be and
abe is hereby authorized and directed to publish said notice
once in THE SANTA ANA REGISTER, a newspaper of general
circulation published in said city.
Section 3. That the Official Statement to be
sent to the prospective bidders for the
CITY OF SANTA ANA
196R WATER REVENUE BONDS, SERIES A
having been presented to this City Council is hereby approved
in substantially the form presented.
Section '4, That the Clerk of the CounCil is
hereby authorized and directed to cause to be furnished
to prospective bidders copies of the notice inviting
proposals and of an official s~atement relating to
the properties, operations an~ finances ofsald city,
but failure in whole or in part to comply with this ._
section shall not in any manner affect the validity
of~the sale.
Section 5. That said notlceinviting sealed
bids or proposals shall lbe substantially as follows:
NOTICE INVITING BIDS ON SB,O00,O00
WATER REVENUE BONDS OF THE CITY OF
SANTA ANA, CALIFORNIA.
NOTICE IS HE~RRy GIVEN that sealed proposals for
the purchase of $3,0001000 par value water revenue bonds
of the CITY OF SANTA ANA, CALIFORNIA, will be received by
the City Council of the City at the place and up to the
time below specified:
TIME:
PLACE:
MAILED BIDS:
Tuesday, June 12, 1962
at 2:00 olclock P.M.
California Daylight Saving Time
Council Chambers of the City Council
City Hall, 217 North Main Street
Santa Aha, California
Mailed bids should be addressed to
the city,
c/o Miss Marion Suttner
Clerk of the Council
City Hall, 217 North Main Street
Santa Aha, California.
OPENING OF BIDS: The bids will be publicly opened
and read at the time and place aforesaid by the Clerk of the
Council and will then be presented at the meeting of the City
Council to be held on June 12, 1962 at 7:BO P.M., California
Daylight Saving Time, at the Council Chambers, City Hall,
Santa Aha, California.
ISSUE: $3,000,000 Wate~ Revenue Bonds, designated
"1962 Water Revenue Bonds, Series A" (being Series A of a
total authorized amount of $6,950,000), consisting of three
thousand bonds, numbered i to 3,000, both inclusive, of the
denomination of $1,000 each, all dated July l, 1962.
01~¥/Notice Inv.Blds/Gen.Obl.
MATURITIES: The bonds will mature in consecutive
numerical order on July 1 in the amounts for each
of the several years as follows:
Principal Principal
Year Amount ~$.ar Amount
1964 $10,000 1974 $90,000
1965 20,000 1972 90,000
1966 30,000 197b 90,000
1967 50,000 1977 100,000
1968 70,000 1978 100,000
1969 70,000 1979 110,000
1970 80,000 1980 110,000
1971 80,000 1981 120,000
1972 80,000 1982 120,000
1973 80,000 1992 1,5oo,ooo
INTEREST: · The bonds shall bear interest at a
rate or rates to be fixed upon ~he sale thereof but not to
exceed 6 % per annum, payable annually the first year
and semiannually thereafter.
PAYMENT: Said bonds and the interest thereon are
payable in lawful money of the United States of America at
the office of the Director of Finance of the City of Santa Ana,
in said city, or, at the option of the holder, at any paying
agent of the city in Los Angeles or San Francisco, CalifSrnia,
Chicago, Illinois, or in New York, New York.
REGISTRATION: The bonds will be coupon bonds
registrable either as to principal only or as to both
principal and interest.
C~J.ABLE: The bonds maturing on or prior to July 1,
1982 shall not be subject to call or redemption prior to
maturity. The bonds maturing on July l, 1992, are subject
to call and redemption, at the option of the district, on
July l, 1972, or on any interest payment date thereafter
prior to maturity, at a redemption price equal to the princi-
pal amount thereof plus the following premiums (percentage
of par value) if redeemed at the following times:
REDEMPTION DATES AND PREMIUMS
On or After And Prior to On or After And Prior to
JulM I Jul~ 1 Premium July i JulM i Premium
1972 1974 4% 1983 1984 1-3~4~
1974 1976 3-3~4% 1984 1985 1-1Z2~
1976 1977 3-1~2% 1985 1986 1-3/4~
1977 1978 3-1/4% 1986 1987 1
1978 1979 3% 1987 1988 3/4~
1980 1981 ~- 1989 1990
1981 1982 2-1/4% 1990 Maturity 0
~_1982 1983 2%
All or any of the bonds subject to call may be called for
redemption at any one time. If less than all of the bonds
are redeemed at any one time, such bonds shall be redeemed
only by lot. The interest payment date on which bonds are
to be presented for redemption is hereinafter sometimes called
the "redemption date."
PURPOSE OF ISSUE: Said bonds were authorized for
the acquisition and construction of additions to the water
system for the City of Santa Aha.
SECURITY: Said bonds are issued pursuant to
the Revenue Bond Law of 1941 (Government Code 54300
et seq.) and the Charter of the City of Santa Aha. Said
bonds are equally sectored by a pledge, charge and lien
upon the gross revenues of the entire water system of the
City of Santa Aha, together with all additions and improve-
ments to said system hereafter made. The principal of and
interest on the bonds and any premiums upon the redemption
of any thereof are not a debt of the City of Santa Aha nor
a legal or equitable pledge, charge~ llen or encumbrance
upon any of its property or upon any of its income, receipts
or revenues~ except the gross revenues of said water
system which are under the terms of the resolution of
issuance and said Revenue Bond Law of 1941, pledged to
the payment of said bonds and interest. The general
fund of the City of Santa Aha is not liable for the pay-
ment of the bonds or their interest, nor is the credit
or the taxing power of the city pledged. The holder of
the bonds or coupons shall not compel the exercise of the
taxing power bM the City of Santa Aha or the forfeiture
of any of its property.
0
City/Notice Inv. Bias G.O.
TERMS OF SALE
Interes.t Rate: The maximum rate bid may not exceed
6 % per annum, payable annually the first year and semi-
annually thereafter. Each rate bid must be a multiple of 1/RO
of 1%. No bond shall bear more than one interest rate, and
all bonds of the same maturity shall bear the same rate.
Only one coupoD will be attached to each bond for each in-
stallment of interest thereon~ and bids providing for addi-
tional or supplemental coupons will be rejected. ~ex~ew~
N~e~xxxxxxxxxx~~$~x~$~x~ The repetition
of any rate will not be considered the bidding of an additional
rate. The rate on any maturity or group of maturities shall
not be more than 1-1/2% higher than the interest rate on
any other maturity or group of maturities.
Award: The bonds shall be sold for cash only. All
bids must be for not less than all of the bonds hereby offered
for sale and each bid shall state that the bidder offers par
and accrued interest to the date of delivery, the premium, if
any, and the interest rate or rates not to exceed those speci-
fied herein, at which the bidder offers to buy said bonds.
Each bidder shall state in his bid the total net interest cost
in dollars and the average net interest rate determined there-
by, which shall be considered informative only and not a part
of the bid.
Highest Bidder: The bonds will be awarded to
the highest responsible bidder or bidders considering the
interest rate or rates specified and the premium offered,
if any. The highest bid will be determined by deducting
the amount of the premium bid (if any) from the total
amount of interest which the city would be required to pay
City Bo~ds G/O
Notice Inv. Bids
from the date of said bonds to the respective maturity dates
thereof at the coupon rate or rates specified in,the bid, and
the award will be made on the basis of the' lowest net interest
cost to the city. The purchaser must pay accrued interest
£ro~ the date of the bonds to the date of delivery. Such
accrued interest, if any, shall be computed on a ~60-day
year basis. The cost of printing the bonds will be borne by
the city.
RIzht of Rejection: The city reserves the right,
in its discretion, to reject any and all bids and to the
extent not prohibited by law to waive any irregularity or
lnfo~mality in any bid.
~ompt Award: The city will take action awarding
the bonds or rejecting all bids not later than twenty-six (26)
hours after the time herein prescribed for the receipt of pro-
posals; provided that the award may be made after the expira-
tion of the specified time if the bidder shall not have given
to the City Council notice in writing of the withdrawal of
such proposal.
Place of Delivery: Delivery of said bonds will be
made to the successful bidder at Jeffries Banknote company,
117 Winston Street, Los Angeles, California, or at any other
place agreeable to both the successful bidder and the city.
prompt Dellver~$ Cancellation for Late Delivery:
It is expected that said bonds will be delivered to the
successful bidder within, thirty days from the date of sale
thereof. The successful bidder shall have the right, at his
option, to cancel the contract of purchase if the city
City/Notice inv. I ~.0.
shall fail to execute the bonds and tender them for delivery
within sixty days from the date of the sale thereof, and
in such event the successful bidder shall be entitled to the
return of the deposit accompanying his bid.
Form of Bid: Each bid, together with the bid
check, must be in a sealed envelope, addressed to the city
with the envelope and bid clearly marked:
"PROPOSAL FOR CITY OF SANTA ANA 1962 WATER
REVE~UEBONDS, SERIES A."
Bid Check: A certified or cashier's check on a
$10,000
responsible bank or trust company in the amount of~X~
~~x~ma~s, payable to theorder of the
city must accompany each proposal as a guaranty that the
bidder, if successful, will accept and pay for said bonds
in accordance with the terms of his bid. The proceeds of
the check accompanying any accepted proposal shall be applied
on the purchase price or, if such proposal is accepted but
not performed, unless such failure of performance shall be
caused by any act or omission of the city, shall then be
retained by the city. The check accompanying each unaccepted
proposal will be returned promptly.
Change in Tax Exempt Status: At any time before
the bonds are tendered fo~ delivery, the successful bidder
ma2 disaffirm and withdraw the proposal if the interest
received by private.holders from bonds of the same type and
ch&raoter shall be declared to be taxable income under
present federal income tax laws, either by a ruling of the
Bureau of Internal Revenue or by a decision of any federal
court, or shall be declared taxable by the terms of any
federal income tax law enacted subsequent to the date of
this notice.
Lesal Opinion: The unqualified opinion of O'Melveny
& Myers, attorneys, approving the validity of said bonds will
be furnished the successful bidder at or prior to the date of
delivery of the bonds, at the expense of the city. A copy of
such opinion, certified by an appropriate officer of the city
by his facsimile signature, will be printed on the back of each
bond unless the purchaser requests that such printed copy be
omitted. No charge will be made to the purchaser for such
printing or certification.
No Litisation Certificate: At the time of payment
for and delivery of said bonds, the city will furnish the
successful bidder a certificate that there is no litigation
pending affecting the validity of the bonds.
INFORMATION AVAILABLE: For further information
respecting the terms and conditions of the bonds, bidders
are referred to the copy of the resolution of issuance which
accompanies the Official Statement. Said resolution contains
the various covenants and provisions made for the security
and protection of the bondholders, including covenants relat-
ing to rates and charges to be made for water service, the use
of the revenues of the water system, the establishment of funds,
the limitations upon transfer from the Water Fund, the limita-
tions upon additional debt payable from such revenues, and
said bonds shall be issued under and pursuant to said resolu-
tion. Copies of this notice inviting bids for the purchase
10.
of said bonds, together with copies of said Official
Statement to be issued in connection with the sale of
said bonds and copies of said resolution of issuance may
be obtained from
Stone & Youngberg
1314 Russ Building
San Francisco, California
or
Carl J. Thornton
City Manager
City Hall
Santa Aha, California.
GIVEN by order of the City Council of the City of
Santa Aha, adopted May 18, 1962.
Clerk of~a~-~~y of
Santa Aha, California
ll.
Section 6. That the Clerk of the Council is
also hereby directed to cause an advertisement to be
published once in THE BOND BUYER, a financial Journal
published in New York, New York, but failure to pub-
lish said advertisement in THE BOND BUYER or any
defect in such publication shall not invalidate or
in any manner affect the proceedings for the sale
of the bends.
Section ?. That said advertisement shall
be substantially as follows:
12.
$3,000,000
CITY OF SANTA ANA,
CALIFORNIA
WATER REVENUE BONDS
The City Council of the City of Santa Ana,
California, will receive sealed bids until 2:00 o'clock
P.M., California Daylight Saving Time, on
JUNE 12, 1962
at the Council Chambers of the City Council in the City Hall
in the City of Santa Aha, California, for the sale of $3,000,000
1962 WATER REVENUE BONDS, SERIES A, to be dated July l, 1962,
maturing in consecutive numerical order on July I in the amounts
for each of the several years as follows:
Year Principal Year Principal
Amount Amount
1964 $10,000 1974 $90,000
1965 20,000 197~ 90,000
1966 30,000 197~ 90,000
1967 50,000 197~ lO0,O00
1968 70,000 197~ 100,000
1969 ~0,000 19%9 llO,O00
1970 UO,O00 19U0 ll0,000
1971 80,000 1981 120,000
1972 80,000 1982 120,000
1973 80,000 1992 1,500,000
The bonds, accompanied by the approving opinion
of O'Melveny & Myers, Los Angeles, California, will be
delivered at Jeffries Banknote Company ll7 Winston Street,
Los Angeles, California.
The term bonds maturing on July 1, 1992 are callable
on July l, 1972 at the terms and prices stated in the Notice
Inviting Bids.
The interest rate at which the bonds may be sold,
the amount of the bid check and other items are set forth
in the Notice Inviting Bids.
Upon request a copy of the Notice Inviting Bids
and of the Official Statement including the resolution
authorizing the issuance of said bonds, will be furnished
by Stone & Youngberg, 1314 Russ Building, San Francisco,
California, or Carl J. Thornton, City Manager, City Hall,
Santa Aha, California.
MARION SUTTNER
Clerk of~C~ciI~ of the City of
Santa Aha, California.
13.
adoption.
Section 8. This resolution shall take effect upon
ADOPTED, SIGNED AND APPROVED this i8th
, 19 62.
day o~
~/ ~t~a Ana, C&lifornla
(SZA )
STATE OF CALIFORNIA )
COUNTY OF ORANGE / ss.
CITY OF SANTA ANA
I, MARION SUTTNER, Clerk of the Council of the
City of Santa Aha, California, DO HEREBY CERTIFY that the
foregoing resolution was duly adopte.~ by the City Council
of said city and was approved by they~yor of said city
at an adjourned regular meeting of said City Council held
on the 18th day of May, 1962, and that it was so adopted as
follows:
AYES:
Councilmen Henry H. Schlueter, Dale H. Heinly,
Bob Brewer, Royal E. Hubbard
NOES: Councilmen None
ABSENT: Councilmen A.A.Hall
(SEAL)
Cle~k'of the'Council of the
City of Santa Ana, California.
15.