HomeMy WebLinkAbout88-025RESOLUTION NO. 88-~
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SANTA
ANA APPROVING AND AUTHORIZING EXECUTION AND DELIVERY
OF A JOINT POWERS AGREEMENT CREATING THE BIG
INDEPENDENT CITIES EXCESS POOL JOINT POWERS AUTHORITYt
AUTHORIZING THE EXECUTION AND DELIVERY OF A LIABILITY
RISK COVERAGE AGREEMENT AND THE FILING OF A VALIDATION
PROCEEDING AND CERTAIN OTHER ACTIONS IN CONNECTION
THEREWITH
WHEREAS, the City of Santa Aha (the "City") is a
municipality duly organized and existing under the
Constitution and laws
'State');
WHEREAS, the City
3.6 of Title 1, Sections 990 et seq.,
Government Code (the 'Act") to insure
or inverse condemnation liability, to
of the State of California (the
is authorized by Part 6 of Division
of the California
itself against tort
insure its employees
against injury resulting from an act or omission in the
scope of his employment and to insure against the costs of
defending such claims;
WHEREAS, pursuant to Section 998.4 of the Act the City
is authorized to provide insurance by self-insurance which
may be funded by appropriations and to establish or
maintain reserves for such purposes;
WHEREAS, pursuant to Section 990.6 of the Act, the
cost to the City of such self-insurance is a proper charge
against the city and therefore the City Council of the
City is authorized to make premium payments for such
coverage in an amount such Council determines to be
necessary to provide such coverage;
185
186
Resolution No. 88-~
Page 2
WHEREAS, pursuant to Section 990.8 of the Act, the
City is empowered to obtain insurance coverage through
joint powers agreement with other local public entities
created pursuant to chapter 5 of Division 7 Of Title 1,
Sections 6500 e__t seq. of the California Government Code
(the "Joint Powers Law'), and such pooling of self-insured
claims and the risk sharing of losses is not considered
insurance subject to regulation under the California
Insurance code;
WHEREAS, the City and certain other cities organized
under the laws of california having a population in excess
of 100,000 (which are referred to below as Participants)
propose to form a pooled liability
program pursuant to the Act;
WHEREAS, in order to implement
insurance risk sharing
such pooled liability
insurance risk~ sharing program the City and the
Participants propose to create a joint powers authority
pursuant to the Joint powers Law, to be known as the "Big
Independent Cities Excess Pool Joint Powers Authority'
(the "Authority") by approving and executing a joint
powers agreement creating the Authority (the 'Joint Powers
Agreement");
WHEREAS, the Joint Powers Agreement will authorize the
Authority to exercise necessary powers to implement the
purposes of the Authority through the Authority's Board of
Directors;
Resolution No. 88-~
Page 3
WHEREAS, it is anticipated that the Authority will
assist the City and the other Participants to obtain
self-insurance for liability
through and On the terms set
Coverage Agreement presented
risks (the "Coverage")
forth in the Liability Risk
to this meeting and on file
with the Clerk of the City Council (the 'Coverage
Agreement') by and among the Authority and other
California cities, which may include the Cities of
Fullerton, Garden Grove, Huntington Beach, Oxnard, Pomona,
Sacramento, San Bernardino and Santa Aha, California (each
of the City and such Cities set forth in
being referred to herein individually as
and collectively as the "Participants");
WHEREAS,
execution of
this paragraph
a "Participant"
this Council proposes to authorize the
the Coverage Agreement for the purpose of
providing Coverage for the City for
City's residents and taxpayers and
safety of the public;
WHEREAS, the Participants propose
Authority to authorize the issuance,
the benefit of the
for the health and
to cause the
sale and delivery
pursuant to a Trust Indenture (the "Indenture') of revenue
bonds (the "Bonds') payable from revenues of the
Authority, including Basic Premium (as defined in the
Coverage Agreement) to be paid by the City and the other
Participants under the Coverage Agreement, in order to
..188
Resolution No. 88-~
Page 4
fund reserves initially in an amount determined sufficient
to pay Settlements (as defined in the Coverage Agreement)
when due and to provide the Coverage described in the
terms set forth in the Coverage Agreement and in the
Memorandum of Liability Coverage attached thereto (the
"Memorandum");
WHEREAS, the City has conclusively determined
following investigation that either public entity
liability insurance coverage is not available to the City
from commercial insurers or from any other source at a
reasonable cost;
WHEREAS, the City has
the advice of independent
consultants familiar with
further determined, based upon
professional insurance
the cyclical nature of the
reasonable availability of coverage in the commercial
insurance market, that it is uncertain when
insurance is expected to become available
cost, thereby in the interim exposing
self-insuring from available revenues
basis with the attendant risks of fiscal instability and
burdens on its citizens
claims recoveries;
WHEREAS, this Council
such liability
at a reasonable
the City to
on a year by year
in the event of large liability
hereby further determines that
the periodic unwillingness of the commercial insurance
market to provide primary or excess public entity
Resolution No. 88-~
Page 5
liability insurance to
rates or, in certain cases, at
City seek not only an immediate
long-term permanent solution to
local governments at reasonable
any rate, mandates that the
solution but also a
this problem which will in
future years free them from exposure to the vagaries of
commercial insurance cycles;
WHEREAS, the City, along with a steering committee of
the other Participants, in consultation with independent
professional insurance consultants, have formulated a
joint risk-sharing insurance program to be administered by
the Authority to meet the public entity liability
insurance coverage needs of the Participants which will
provide the following advantages, among others, to the
Participants:
(a) immediate funding of a claims payment fund
(the "Claims Payment Fund") through an initial deposit
from the proceeds of the sale of the Bonds for the
dual purpose of providing immediate protection from
large claims loss and facilitating eventual access to
the commercial reinsurance market,
(b) mutual agreement by the Participants to pay
annual premium amounts on both a prospective and a
retrospective basis calculated actuarially to spread
and moderate the cost of claims loss to each
Participant,
189
Resolution No. 88-~
Page 6
(c) relief from the burden of paying premiums to
commercial insurers at levels reflecting the insurers'
high costs of underwriting, administration and
brokerage fees since the Authority's costs will be
limited to reasonable administrative costs,
(d) relief from the commercial insurers' rights
under excess liability policies to force claim
settlements which are payable primarily in each case
from the Participant's self-insurance funds,
(e) access to the commercial reinsurance market
in future years when commercial reinsurance is
available at rates deemed favorable by the
Participants, and
(f) actuarially-determined premium payments
calculated to provide amounts in each year necessary
to maintain the Claims Payment Fund at an actuarially
sound level and therefore sufficient to reserve
against the incurred losses of the Participants;
WHEREAS, this Council hereby further determines that
the Participation Premium (as defined in the Coverage
Agreement) to be paid in each year by each Participant,
including the City, as provided for and upon the
conditions set forth in the Coverage Agreement will be
payable only upon the condition of the receipt of the
consideration represented by the insurance protection to
Resolution No. 88-~
Page 7
be provided in such year under the Coverage Agreement, but
in the event that such protection is so provided in any
year such Participation Premium will be a binding
obligation of the City payable from legally available
moneys;
WHEREAS, this Council hereby further determines that
the obtaining of the insurance protection and services
provided for under the Coverage Agreement is essential in
the preservation and fostering of the health, safety and
property rights of the citizens of the City and the lack
of availability of reasonable commercial public entity
liability insurance to local governments generally in the
State of California and to the City in particular
constitutes a public emergency;
WHEREAS, it is necessary and in
citizens of the City to establish,
the interest of the
through the execution
of the Joint Powers Agreement and the Coverage Agreement
and sale of the Bonds, and maintain through pro rata
contributions of each Participant, including the City, a
debt service reserve fund therefore, in order to establish
adequate reserves to permit the Bonds to be marketed at
the lowest possible interest rates;
WHEREAS, this Council hereby determines that it is
reasonably expected that the cost of funding and
maintaining such reserve fund will be more than offset by
-191
192
Resolution NO. 88-5
Page 8
the anticipated benefits and economies to be realized by
the pooling of risks and losses pursuant to the Coverage
Agreement;
WHEREAS, Article 16, Section 6 of the Constitution of
the State, regarding lending of public credit or funds,
provides, in relevant part, that such Section "shall not
prohibit any county, city and county, city, township, or
other political corporation or subdivision of the State
from joining with other such agencies in providing for the
payment of workers' compensation, unemployment
compensation, tort liability, or public liability losses
incurred by such agencies, by entry into an insurance
pooling arrangement under a joint exercise of powers
agreement, or by membership in
nonprofit corporation or other
authorized by the Legislature";
such publicly-owned
public agency as may be
WHEREAS, Premium
consideration of the
Agreement and by the
shall be paid by the City in
Coverage offered by the Coverage
Memorandum and the sharing Of the
risk of liability for claims associated with the pooled
self-insurance program during each Coverage Period (as
defined in the Coverage Agreement); this Council hereby
agrees and determines that such Premium payments represent
the fair market value of the Coverage; in making such
determination, consideration has been given to the initial
193
Resolution No. 88- ~
Page 9
costs of establishing the pooled insurance program, the
unavailability of affordable commercial liability
insurance to the City and to other Participants, the
anticipated costs of commercial liability insurance in the
future, the obligations of the Participants under the
Coverage Agreement (including the other Participants'
agreement to share the risk of costs imposed by liability
claims to the City), the obligation of the Authority to
provide insurance services, the benefits resulting from
capitalization of a pooled insurance program (including
the prospect of access to the commercial liability
reinsurance market) and the other benefits therefrom which
will accrue to the City and the health and safety of the
general public;
WHEREAS, the City receives benefit from the sharing of
risk of costs imposed by liability claims under the terms
of the coverage Agreement during each Coverage Period; the
assessment of Pure Premium is the means by which such
risk-sharing is implemented; and the procedure established
in the Coverage Ageement for the calculation, adjustment
and assessment of Pure Premium is hereby determined to be
fair, just and reasonable as a means of such risk-sharing;
WHEREAS, Section 52511 of the California Government
Code provides that '[a] local agency may bring an action
to determine the validity of its bonds, warrants,
Resolution No. 88-~
Page 10
contracts, obligations or evidences of indebtedness
pursuant to chapter 9 (commencing with Section 860) of
Title 10 of Part 2 of the Code of Civil Procedure" and the
City proposes to bring such an action together with the
other Participants to validate the Participants'
obligations under the Coverage Agreement, and proposes to
authorize legal counsel to conduct such proceedings; and
WHEREAS, all acts, conditions and things required by
the Constitution and laws of the State to exist, to have
happened and to have been performed precedent to and in
connection with the execution of the Joint Powers
Agreement and the Coverage Agreement as authorized hereby
do exist, have happened and have been performed in regular
and due time, form and manner as required by law, and the
city is now duly authorized and empowered, pursuant to
each and every requirement of law, to execute the Joint
Powers Agreement and the Coverage Agreement, in the manner
and upon the terms herein provided;
NOW, THEREFORE, BE IT RESOLVED BY THE COUNCIL OF THE
CITY OF SANTA ANA AS FOLLOWS:
SECTION 1. Declaration of Council. This council
hereby specifically finds and declares that the actions
authorized hereby constitute and are with respect to
public affairs of the City, and that the statements,
Iii
Resolution No. 88-~
Page 11
findings and determinations of the City set forth in the
preambles above and of the documents approved herein are
true and correct.
SECTION 2. Joint Powers Agreement. Pursuant to
Section 6502 of the Joint Powers Law, the Joint Powers
Agreement creating the Big Independent cities Excess Pool
Joint Powers Authority by and among the City and other
cities, which may include the cities of Fullerton, Garden
Grove, Huntington Beach, Oxnard, Pomona~ Sacramentot San
Bernardino and Santa Aha,
meeting and on file with
and the joint exercise of
california, presented to this
the Clerk of the City Council,
the powers common to the
contracting parties thereunder, are hereby approved. The
Mayor, City Manager and Finance Director are hereby
authorized and directed, for and in the name and on behalf
of the City, to execute and deliver such Joint Powers
Agreement. Jeff Stevens is hereby appointed the city's
representative to the Authority and Edward J. Cooper is
hereby appointed the City's alternate representative to
the Authority. such representative and alternate
representative are each hereby authorized to take all
actions necessary and
purposes of the Joint
Agreement.
appropriate to implement the
Powers Agreement and the Coverage
195
196
Resolution NO. 88-5
Page 12
SECTION 3. Liability Risk Coverage A~reement. The
form of Liability Risk Coverage Agreement, with an
effective date of its date of execution, between the City
and other california cities, which may include the Cities
of Fullerton, Garden Grove, Euntington Beach, Oxnard,
Pomonav Sacramento, San Bernardino and Santa Aha,
California as Participants and the Authority, as the
provider of liability insurance thereunder, presented to
this meeting and on file with the Clerk of the city
Council is hereby approved. The Mayor, City Manager and
Finance Director are hereby authorized and directed, for
and in the name and on behalf of the City, to execute,
acknowledge and deliver to the Authority, on or after the
date on which the judgment of validation referred to in
Section 4 hereof becomes final, said Liability Risk
Coverage Agreement in substantially said form, with such
changes therein as such officer may require to approve,
such approval to be conclusively evidenced by the
execution and delivery thereof.
SECTION 4. validation Proceedings. The Mayor, City
Manager and Finance Director and any other officer or
official of the City authorized by the Mayor are hereby
authorized and directed to participate and cooperate to
the fullest extent practicable with the Authority, the
other Participants and representatives of Brown & Wood,
Resolution No. 88-5
Page 13
San Francisco, California ("Special Counsel"), which firm
is proposed to be retained by the Authority as legal
counsel with respect to the issuance of the Bonds and
validation proceedings and which retention is hereby
approved by this Council, in the conduct of validation
procee4ings regarding the Coverage Agreement and the Bonds
and to do any and all things and to execute and deliver
any dQ~uments which such officers and staff may deem
necessary or advisable in connection therewith.
SECTION 5. Attestation and seal. The Clerk of the
City Council is hereby authorized and directed to attest
the signature of the authorized signatory, and to affix
and attest the seal of the City, as may be required or
appropriate in connection with the execution and delivery
of said Coverage Agreement.
SECTION 6. Further Actions. Officers of the City
Council and the Mayor, city Manager and Finance Director
and a.~y other officer or
by the Mayor, are hereby
and severally, to do any
official of the City authorized
authorized and directed, jointly
and all things and to execute and
deliver any and all documents which they may deem
necessary or advisable in order to consummate the sale,
execution and delivery of the Bonds by the Authority and
otherwise to carry out, give effect to and comply with the
terms and intent of this resolution, the Bonds, the Joint
198
Resolution No. 88-5
Page 14
Powers Agreement, Coverage Agreement and Indenture.
actions heretofore taken by such officers are hereby
ratified, confirmed and approved.
SECTION 7. Effective Date.
This resolution shall
take effect immediately upon
PASSED AND ADOPTED this
1988, by the following vote:
its passage.
18th day of April
AYES:
NOES:
ABSENT:
Such
Acosta, Griset, Hart, May, McGuigan, Pulido, Young
None
None
Daniel ~) Yn.~nJ
7
(SEAL)
ATTEST:
,~~D~ORM
E"I~I~ J C(~OPER
CITY A"I~EY
CLERK'S CERTIFICATE
.199
I, Janice C. Guy, Clerk of the City Council of the City of
Santa Aha, hereby certify as follows:
The following is a full, true and correct copy of a
resolution duly adopted at a regular meeting of the City
Council of said City duly and regularly and legally held
at regular meeting place thereof on April ]8 , 1988,
of which meeting all of the members of the City Council of
said City had due notice and at which a quorum was present.
I have carefully compared the same with the original
minutes of said meeting on file and of record in the
Clerk's office and the foregoing is a full, true and
correct copy of the original resolution adopted at said
meeting and entered in said minutes.
Said resolution has not been amended, modified or
rescinded since the date of its adoption, and the same is
now in full force and effect.
Dated: April 18 , 1988
lerk of the
[Seal]