HomeMy WebLinkAbout93-025 - Amending Resolution No. 92-063175
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RESOLUTION NO. 93- 025
A RESOLUTION OF THE CITY COUNCIL OF THE
CITY OF SANTA ANA AMENDING RESOLUTION
NO. 92-063 TO MAKE MINOR REVISIONS IN
THE ANALYSIS OF ASSISTED HOUSING
DEVELOPMENTS WHICH WAS ADDED TO THE
HOUSING ELEMENT OF THE GENERAL PLAN BY
SAID RESOLUTION
WHEREAS, on June 15, 1992, this Council adopted its Resolution
No. 92-063, amending the Housing Element of the General Plan to add
an analysis of assisted housing developments, in accordance with
1989 Statutes, Chapter 1451; and
WHEREAS, prior to the adoption of said Resolution No. 92-063,
the Planning Commission and the City Council held duly noticed
public hearings on the said General Plan amendment in accordance
with the requirements of Chapter 27 of the Santa Ana Municipal
Code; and
WHEREAS, subsequent to the adoption of Resolution No. 92-063,
the Housing and Community Development Department of the State of
California (HCD) sent comments and recommended modifications to the
analysis of assisted housing developments to the city; and
WHEREAS, this Council now desires to incorporate the
recommendations of HCD into the analysis of assisted housing
developments; and
WHEREAS, the modifications to the analysis of assisted housing
developments recommended by HCD are of a minor and technical nature
and do not require additional public hearings or additional review
by the Planning Commission; and
WHEREAS, a revised analysis of assisted housing developments,
incorporating the recommendations of HCD, is attached hereto as
Exhibit A, and is approved by this Council based on the public
hearing previously held by the Planning Commission and this Council
and on the previously given recommendation of the Planning
Commission;
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY
OF SANTA ANA AS FOLLOWS:
1. That section 2 Of Resolution No. 92-063 is hereby amended
to read as follows:
2. That certain document entitled "City of Santa
Ana, Preservation of Assisted Housing: Analysis and
Programs, Draft Housing Element," in the form attached
hereto as Exhibit A, is herebY approved and adopted as an
· ~RESOLUTION 93-025
PAGE 2
addition to the Housing Element of the General Plan, and
the Clerk of the Council is authorized and directed to
attest to the same on the document.
2. That Resolution No. 92-063 is further amended by adding
thereto an Exhibit A, in the form of Exhibit A, attached hereto and
incorporated herein.
ADOPTED this 15th
ATTEST:
/
Clerk of the CounCil
day of
MARCH , 1992.
D~a~l h. 'Youn~ I /
Mayor ~ /
COUNCILMEMBERS:
Young ~
Pulido Aye
Lutz Aye
Mills Aye
Moreno Aye
Norton Aye
Richardson Aye
APPROVED AS TO FORM:
City Attorney
CERTIFICATE OF ORIGINALITY
State of California
County of Orange
I, JANICE C. GUY, Clerk of the Council, do hereby certify the
attached Resolution ~3-~ to be the original resolution
adopted by the City Council of the City of Santa Ana on
~lerk of the C/oun~l, Date
city of Santa Ana
CITY OF SANTA ANA
Preservation of Assisted Housing:
Analysis and Programs
Draft Housing Element
Prepared By
COMMUNITY DEVELOPMENT AGENCY AND
PLANNING AND BUILDING AGENCY
20 CIVIC CENTER DRIVE
SANTA ANA, CALIFORNIA 92702
(714) 667-2200
(714) 667-2700
Adopted by City Council
June 15, 1992
Revised November 30, 1992
.78
TABLE OF CONTENTS
~;ection
Introduction ......................................
Inventory of Units at Risk .............................
Cost Analysis/Comparison .............................
Resources for Preservation ............................
Quantified Objectives for Preservation .....................
Programs for Preservation .............................
Quantified Objectives by Target Income Group ................
.1
.3
.6
11
15
15
18
Tables
1 Assisted Affordable Housing Projects ............................ 7
2 Quantified Objectives of Housing Program ........................ 19
GENERAL PLAN AMENDMENT 92-1
PRESERVED HOUSING PROGRAM AND
QUANTIFIED OBJECTIVES
INTRODUCTION
This report amends the Housing Element of Santa Ana's General Plan
which was adopted on June 9, 1989, and subsequently determined by
the California Department of Housing and Community Development to
be in compliance with State law. The purpose of this amendment is
to bring the Housing Element into compliance with a recent
amendment of Government Code Section 65583. Under this law,
jurisdictions must evaluate the potential for currently rent
restricted low-income housing units to convert to non-low-income
housing and propose programs to preserve or replace those units.
In addition, local jurisdictions must also quantify their existing
objectives to reflect targeted income levels.
Recently, a great deal of attention has been focused on the
existing stock of subsidized affordable housing and the potential
loss of these units through the expiration of their affordability
restrictions, or the prepayment of federally backed mortgages. In
recognition of this threat to federally subsidized affordable
housing, the Federal Emergency Low-Income Housing Preservation Act
was enacted in 1988 .and the Low-Inoome Housing Preservation and
Resident Homeownership Act was enacted in 1990. These laws permit
prepayment only in accordance with an action plan approved through
the U.S. Department of Housing and Urban Development. The threat
to affordable housing developed with state and local resources is
a matter of significant concern.as well. This report has been
prepared with the specific purpose of quantifying the inventory of
units at risk, analyzing the cost of replacing this housing or
extending the term of affordability, identifying resources for
preservation, and establishing objectives for local efforts and
programs to facilitate the preservation of the affordable housing
in Santa Ana.
Background On Subsidized Housing
The enactment of the Housing Act of 1949 established as a national
goal the provision of "a decent home and suitable living
environment for every American family". Through the late 1950's
the Federal government worked to accomplish this goal, acting
primarily through public housing authorities to build and operate
housing for low-income families. In the early 1960's the Federal
government, while maintaining its commitment to public housing,
also established new housing programs that were intended to
encourage private developers, owners, and managers to provide
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affordable housing. The National Housing Act of 1968 created
federal mortgage insurance, below market interest rate loans, and
operating subsidies under the Sections 221 (d) (3), 221 (d) (4), and
236 programs which were very effective at encouraging the
development of new affordable housing. Since 1961, nearly two
million privately owned federally subsidized units of housing for
low-income households have been constructed nationally.
More recently a myriad of state and local financing tools have been
established to finance affordable housing. As was the case with
federal subsidies, owners participating in these programs agreed to
use restrictions which limited the amount by which rents could be
raised for a specific period of time. The duration of the use
restriction varied depending on the type of subsidy received, type
of project owner, and the underlying mortgage financing. Many of
the federal incentives provided established 40 year mortgages that
prohibited prepayment without HUD's consent for 20 years and
regulatory agreements that were coterminous with the mortgage.
Many state or local programs had affordability requirements of as
little as fifteen years.
Impact Of The Termination Of Housing Subsidies
Many of the privately owned affordable housing units constructed
with public subsidies in the 1960's and 1970's will be eligible for
conversion to market rate rentals or sale as condominiums in the
1990's. Four primary factors threaten the continued operation of
this low-income housing stock:
Increased numbers of owners will become eligible to
prepay their federal mortgages as their loans reach their
twentieth anniversary with the largest effect being felt
between 1990 and 1994.
Rental assistance contracts provided through the Loan
Management Set Asides (LMSAs) are expiring with the
largest effect being felt between 1997 and 1999. As a
consequence, owners will experience a drop in rental
income and tenants will no longer be assured that they
can afford the rents.
Second notes on many older properties in the inventory
will mature. Ownership will revert to the second note
holders if the current owners are unable to pay off the
second note at maturity.
The housing supply is aging. Given the change in tax
benefits and the possible expiration of rental subsidies,
owners face diminished after-tax returns and reduced cash
flows with which to meet repair and maintenance needs.
In addition, the Tax Reform Act of 1986 now disallows the
use of passive losses to offset income from such sources
as salary, interest, dividends, and reduces other tax
advantages for investors of low-income housing.
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The conversion of a significant number of formerly subsidized low-
income rental units to market rate housing will have an impact on
tenants as follows:
Limited income households will be subjected to tremendous
rent increases or displaced as the buildings are
converted to market rate or sold to investors.
Alternative housing at affordable rents is not readily
available for those who are displaced.
A number of the residents of units in questions are
elderly for whom a move or eviction may be especially
difficult·
Due to the high cost of new construction, it could be
prohibitively expensive to replace this source of low-
income housing once it converts to market rate rentals or
condominiums.
INVENTORY OF UNITS AT RISK
State law requires that the housing element identify at risk
affordable housing for the planning periods of July 1, 1989 through
June 30, 1994, and July 1, 1994 through June 30, 1999. A listing
of the City's assisted housing projects for these planning periods
is detailed in Table 1, beginning on page 7. The format of
inventory includes data for project ownership, financing, unit
configuration, level of affordability, tenant type, earliest date
of subsidy termination and term of affordability. The intent of
the housing element amendment is to focus preservation efforts on
the initial five year planning period.
The overall inventory of affordable units identifies nineteen
projects with a total of 808 residential units which have iow
income use restrictions which can be terminated within the 10 year
analysis period from July l, 1989 through June 30, 1999. The
projects included in this inventory represent a variety of
financing mechanisms which have been utilized to create the
affordable units. Forty percent of the overall inventory, or 324
units, received federal assistance under a program whioh will
require that they be subject to the Federal Low Income Housing
Preservation & Resident Homeownership Act. An additional twenty
five percent, or 198 units, are not eligible to prepay the mortgage
but are eligible to opt out of the Section 8 program. The 10 year
inventory also includes four projects with a total of 224 units
that are owned and ioperated by a nonprofit housing development
corporation whose major purpose is the development and maintenance
of low income rental housing units.
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The following is a breakdown of the types of assistance programs
utilized to develop Santa Ana's affordable housing stock for the
ten year planning period and the number of units in each category:
2)
3)
4)
FHA Section 236(J) (2)
Federally assisted projects which are subject to the Low-
Income Housing Preservation & Resident Homeownership Act
(LIHPRHA)
* 112 units, Fairview Greens
* 12 units, Highland West
(nonprofit mortgage; can not be prepaid)
* 200 units, Wycliffe Plaza
(nonprofit mortgage; can not be prepaid)
FHA Section 221 (D) (4)
Federally assisted projects which have opt out risk and are
not subject to LIHPPd{A
* 198 units, Rosswood Villas
Section 8 New Construction
* 199 units, Santa Ana Towers
Federally assisted Section 8 Mod-Rshab
* 6 units 405 South Raitt (non profit)
* 6 units 411 South Raitt (non profit)
* 10 units 829 North G~rfield
* 6 units 310 South Orange
* 10 units 702 South Raitt
* 10 units 1410 South Minnie
* 6 units 615 North French
Density Bonus Program
* 5 units,
* 3 units,
* 2 units,
302 South Newhope
602-618 North Euclid
403 South Newhope
4
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Tax Exempt Mortgage Revenue Bonds
* 26 unit~, Harbor Pointe
* 14 units, Tradewinds
* 42 units, Villa Verde
7) Projects Assisted with Redevelopment Resources
* 1 unit, 324 East Pine
There are three projects, or 511 units, which during the current
planning period of July 1, 1989 to June 30, 1994 have the potential
for loss of affordable units. The following is a summary of these
projects and discussion of the status of their affordability.
1) SaDta Ana Towers
2)
3)
The Santa Aha Towers is a 199 unit senior project which was
financed conventionally with a Section 23 conversion to the
Section 8 New Construction program. The date of the initial
Housing Assistance Plan (HAP) agreement was December 5, 1972.
The Section 8 contract expires on December 5, 1992 but may be
extended for three 5 year periods to December 5, 2007.
Currently, the Santa Ana Housing Authority, the United States
Department of Housing and Urban Development, and the project
owner are in the process of amending the annual contributions
contract and housing assistance payment contract to extend the
terms of each.
Fairview Green Apartments
The Fairview Green Apartments is a 112 unit family project
which was financed with the assistance of the FHA Section
236(J) (1) Loan Program. The date of loan closing for this
project was May 16, 1974. The mortgage may be prepaid
effective May 16, 1994. This project is subject to the
restrictions of the Low Income Housing Preservation and
Resident Homeownership Act and the owners will be required to
develop an action plan prior to any change in affordable
housing operations.
Wycliffe Plaza
Wycliffe Plaza is a 200 unit senior project financed with a
loan under the FHA Section 236 (J)(1) program. The date of
loan closing for this project was March 9, 1977. The mortgage
can not be prepaid and will be paid off March 9, 2017.
Additionally, 140 units in the project are assisted under a
Section 8 contract which expires June 25, 1994; although, it
may be extended for one five year period. At the present time
it appears unlikely that the affordability of these units will
be threatened. This determination is based on the nonprofit
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form of ownership for the project as well as weakness in the
current rental market.
ANALYSIS AND COMPARISON
REPLACEMENT COSTS
OF PRESERVATION AND
The following analysis has been prepared pursuant to the statutory
requirements concerning local cost estimates for the production of
new rental housing comparable in size and rent levels to replace at
risk affordable units. Santa Ana lacks abundant vacant land
suitable for residential development as it is over 97 percent built
out. This condition requires that new residential development in
the city be primarily focused on a mixture of duplexes and iow
density residential development. The following are cost estimates,
excluding land, for the development of duplexes for a range of unit
configurations:
DUPLEX - 2 Studio Apartments $103,150
@ 540 square feet
DUPLEX - 2 One Bedroom Apartments 128,850
@ 660 square feet
DUPLEX - 2 Two Bedroom Apartments 191,295
with 1.5 bathrooms
@ 1,022 square feet
DUPLEX - 2 Three Bedroom Apartments 223,035
with 2 bathrooms
@ 1,206 square feet
These cost estimates are based on recent development expenses for
comparable projects. An aggregate estimate of the total cost
excluding land, for the production of new rental housing to replace
the inventory of at risk affordable units is as follows:
Planning Period of July 1, 1989 through June 30, 1994
423 One Bedroom Apartments $27,251,775
56 Two Bedroom Apartments 5,356,260
32 Three Bedroom Apartments 3,568,560
TOTAL
$36,176,595
6
TABL~ 1
Planning Period of July 1, 1994 through June 30, 1999
7 Studio Apartments $ 361,025
267 One Bedroom Apartments 17,201,475
71 . ; Two Bedroom Apartments 6,790,973'
12 '~ ~ Three Bedroom Apartments 1.338.210
TOTAL
$25,691,683
While these estimates are indicative of the cost associated with
producing replacement housing, the figures represent total
necessary capital, a portion of which may be financed through
available lending sources. The targeted level of affordability and
form of ownership will greatly influence that portion of the
replacement cost which may not be financed and must instead be
advanced in the form of deferred loans and grants. A complete
analysis of the financial feasibility of producing this replacement
housing is beyond the scope of this housing element amendment.
At this time it is also not possible to reliably estimate the costs
associated with preserving all of the at risk housing rather than
producing replacement units. All three housing developments
included on the inventory for the July 1, 1989, through June 30,
1994, planning period are considered HUD assisted projects, and
most of the assistance necessary to preserve these units is
anticipated to be made available by the federal government. The
city of Santa Ana is prepared to assist in preserving these units
as well, through the advance of predevelopment funds, equity
contributions, and deferred loans for rehabilitation expenses.
The availability of land and costs associated with new construction
in Santa Aha greatly influence any comparison of public policy
options with respect to producing new housing units or working to
preserve the existing affordable housing. Costs associated with
preserving the existing affordable housing units are anticipated to
be significantly less than for new construction.
RESOURCES FOR PRESERVATION
Resources for the preservation of subsidized housing include both
public and nonprofit organizations that have the legal and
managerial capacity to acquire and manage assisted housing
developments, as well as direct financing and subsidy programs
through federal, state, or local sources.
Public Agency and Non profit Corporation Resources
The City of Santa Ana's Preservation Program includes the following
activities:
1. Evaluation of legal and procedural framework for
preservation.
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Identification and monitoring of threatened projects.
Analysis of factors that influence an owner's decision to
terminate the operation of subsidized housing.
Determination of the feasibility of an entity acquiring
and preserving subsidized housing.
Analysis of federal, state, and local financial
incentives to deter conversion and assist with
acquisition and preservation of subsidized housing.
Provision of technical assistance to developers,
nonprofit corporations, and resident councils interested
in negotiating the acquisition of subsidized housing.
In order to ensure the effectiveness of this program, it is the
intent of the City to identify all interested public agencies and
nonprofit housing corporations that have the legal and managerial
capacity to acquire and manage assisted housing developments. The
following groups have been included on the State Department of
Housing and Community Development's List of Entities interested in
Right of First Refusal Program for Orange County.
H.O.M.E.S. Inc. (Non profit)
Twelve Pack Enterprises (For profit)
HomeAid (For profit)
Southern California Presbyterian Homes (Non profit)
Golden State Mobile Home Owners (Non profit)
Ralph Carrico (For profit)
Flory, Olson and Van Osdel (For profit)
St. Vincent De Paul (Non profit)
Zucker Systems (For profit)
In addition to these groups, there are presently three community
based nonprofit housing development corporations operating in Santa
Ana that have the interest and capacity to acquire and manage
subsidized housing. These groups include:
civic Center Barrio Housing Corporation
Orange County Community Housing Corporation
Santa Ana Neighborhood Housing Service
While the City of Santa Ana operates an independent Housing
Authority, this organization does not currently own or operate
housing. Contacts will be initiated however with other public
agencies that may have an interest in acquiring and managing
subsidized housing.
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Financing/Subsidy Resources
Under the provisions of the Low-Income Housing Preservation and
Resident Homeownership Act of 1990 (the Act), the owners of
federal, mortgage subsidized affordable housing interested in
continuing to operate the housing, are entitled to incentives
sufficient to yield eight percent of the preservation equity of the
project, limited by the federal cost limits and subject to
appropriations. Incentives available include rent increases,
increases in Section 8 contract rents, additional Section 8
certificates, access to excess reserves, and residual receipts,
flexible subsidies, or Section 241(d) insurance for capital
improvements, equity take-out loans under Section 241(f), and
possible redirection of Section 236 interest reduction payment to
a second mortgage. These incentives are negotiated by the owner
and the U.S. Department of Housing and Urban Development and must
be sufficient to cover the annual authorized return, debt service
on any rehabilitation loan, debt service on the HUD mortgage,
operating expenses, and adequate reserves.
Owners of federal mortgage subsidized affordable housing interested
in a voluntary sale to a priority purchaser such as a tenant
council, nonprofit corporation, or state/local agency can trigger
the availability of HUD financial assistance subject to
appropriations. Through this approach HUD must provide assistance
sufficient to enable acquisition at a purchase price not greater
than the project's preservation value, to pay the debt service on
the mortgage and any rehab loan, to meet project operating expenses
and adequate reserves, and to receive an adequate return on any
cash investment made to acquire the project. Priority purchasers
have access to the following assistance, some of which is
unavailable to other qualified purchasers: 1) Insurance for
financing up to 95 percent of the preservation equity under the
Section 241 (f) program; 2) Grants up to the present value of the
total of projected published fair market rents for Section 8
existing housing for the next ten years; and 3) Reimbursement for
certain transaction expenses.
The Low-Income Housing Preservation and Resident Homeownership Act
of 1990 does not cover Section 8 opt - outs, and expirations, and
owners retain the decision whether or not to remain in the program,
after receiving an offer from HUD to increase the contract rents up
to the Section 8 existing fair market rent.
Additional federal, state, and local resources available to assist
in preserving subsidized affordable housing include the following:
Home Inv~tment Pa~ne~hip Act (HOME) - The City of Santa Aha
expects to receive $1,600,000 in HOME funds for fiscal year
1993. To the extent permissible under federal regulations the
City is prepared to allocate a portion of this resource
towards preserving affordable housing.
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e
Community Development Block Grant (CDBG) - of the $10,600,000
anticipated to be available to the City of Santa Aha in fiscal
year 1993, only a portion is designated to the Housing
Division for housing related activities. The City has been a
Community Development Block Grant (CDBG) Entitlement Community
since 1974. Every year approximately 12 to 13 percent of the
CDBG allocation is directed toward meeting affordable housing
objectives. Additionally, all program income received from
the CDBG revolving loan program for the rehabilitation of
existing housing is reused to fund additional rehabilitation
projects. With program income included, the City allocates
approximately 20 percent of available CDBG funds to meet
affordable housing objectives.
Rental Rehabilitation Repaymen~- The Rental Rehabilitation Program
provides below-market rate deferred loans or grants to
investor/owners of apartment buildings. To the extent
permissible under regulation, a portion of any repayment funds
can be allocated by the City towards preserving affordable
housing. Funds available through this source are limited and
uncertain as they are based on repayments on executed deferred
loans.
Rental Ce~ificates And Rental Vouchem - Through the City's Housing
Authority certificates and vouchers are provided for low-
income families and individuals. The Housing Authority may
direct rental certificate and voucher holders towards
preserving units at risk.
Redevelopment Housing Set Aside-The Santa Ana Redevelopment Agency
maintains active programs utilizing the Housing Set Aside
funds. The annual budget is approximately $3,000,000 million.
The housing fund is an appropriate and allowable source of
funds to preserve units at risk of conversion. Funds for
preservation can be allocated on an as-needed basis by the
Redevelopment Agency.
Tax Exempt Bond ~nancing- The Santa Ana Housing Authority, the
Santa Ana Community Redevelopment Agency, as well as the
County of Orange have the capacity to issue multi-family
revenue bonds. It is anticipated that any of these entities
could utilize this resource to offer incentives for
preservation of expiring bend issue units (refunding) as an
economic incentive to replace conventional financing for other
units at risk of conversion.
Low-Income Housing Tax Credlt(LIHTC)-The availability of federal
and state low-income housing tax credits will assist with
future preservation efforts.
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/'- OUANTIFIED OBJECTIVES
During the July 1, 1989 through June 3Q, 1994 planning period, a
total of three housing developments containing 511 affordable units
are at risk. Two of these developments, Santa Ana Towers and
Wycliffe Plaza, are eligible for extensions to existing Section 8
rental assistance contracts and in the current housing market are
considered unlikely to opt out of the program. In addition,
Wycliffe Plaza is ineligible to prepay the federally assisted
mortgage prior to the year 2017. The inability of this property
owner to prepay their mortgage will assure that the affordability
of these units is maintained well into the future.
The Fairview Green Apartments, is eligible for mortgage prepayment
in May 1994, and has been identified by the City of Santa Ana for
a concerted preservation effort. This 112 unit housing
development, affordable to families earning 50 percent of the
county median income was developed through the FHA Section
236(J) (I) Program.
For the planning period through June 30, 1994, it is the objective
of the city of Santa Ana to retain as affordable housing all 112
units threatened due to the possible prepayment of the federally
insured mortgage for the Fairview Green family apartments. After
an evaluation of this project, the City has determined that
~ preservation of these at-risk units is feasible.
PROGRAMS FOR PRESERVATION
1. Evaluating Legal And Procedural Framework For Preservation
Federal law in the area of affordable housing preservation
establishes significant restrictions upon an owner's ability
to terminate the affordability restrictions on housing
developed with a federal subsidy. The intent of federal law
in this area has been to preserve and retain subsidized units
to the maximum extent possible, minimize displacement of
tenants in residence, and continue partnerships between all
levels of government and property owners. Addressing the
challenges to long term affordability for units developed with
state and local resources has become a matter of increasing
concern in California was well.
Santa Ana's efforts to preserve affordable housing will
include an ongoing evaluation of the legal and procedural
framework established through regulatory mandates imposed by
all levels of government. In the area of federally assisted
housing, evaluation will be conducted of the Notice of Intent
process, Plan of Action procedure, availability c federal
incentives in exchange for extended low-ir 1~ use
restrictions, modification to regulatory agreel~ ts, and
Section 8 contractual obligations of covered projecu., in the
15
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area of state or locally assisted affordable housing, while
there are currently no overriding regulations imposed, Santa
Ana will review the regulatory agreements of each development
to ascertain which preservation approach will be most
appropriate, especially in regard to locally assisted, bond
financed, and density bonus projects.
Identification And Monitoring Of Threatened Projects
Identifying and monitoring threatened projects is an important
component of Santa Ana's program for preservation. An initial
inventory of projects has been included as part of this
amendment to the City's housing element. The City is
committed to obtaining accurate information on each at risk
project and maintaining ongoing contact with the respective
regulatory agencies, lenders, and property owners. As part of
Santa Ana's Housing Element amendment, a determination has
been made regarding the legal status of each threatened
project. Additional information necessary to assess the
feasibility of acquisition in now necessary. This information
includes copies of Promissory Notes, Deed of Trust or
mortgages, regulatory agreements, subsidy contracts, financial
statements, physical inspection reports, agency audits, and
actual rent schedules. This information will be obtained, to
the extent available, as part of the City's preservation
program.
Analysis Of Factors That Influence An Owner's Decision To Terminate The
Operation Of Subsidized Housing
As part of the City of Santa Ana's program for preservation,
each threatened subsidized housing development will be
analyzed to determine the likelihood that the property owner
will repay the mortgage, opt out of rent subsidy programs or
bring rents to market at the conclusion of regulatory
agreements. This analysis while being grounded in the
operating data for each project, such as ownership type,
existing rent structure, net income, and owners's tax
situation, will also include local housing market conditions
and factors such as market rents, vacancy rates, and
appreciated property values. Through this analysis of the
Santa Ana housing market, key factors that motivate property
owners will be better understood, advantages and disadvantages
to terminating the operation of subsidized housing explored
and potential incentives to encourage continued subsidized
housing operation identified.
Determination Of The Feasibility Of An Entity Acquiring And Preserving Subsidized
Housing
The City of Santa Ana's preservation program includes the
provision of careful feasibility analysis to determine: l)
Whether an owner is willing to sell to a nonprofit developer
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or some other entity in'~'rested in maintaining the affordable
housing; 2) Whether interested parties have the capability to
own and manage .the property and provide quality housing to
low-and very-low income householdS; and 3) Whether potential
buyers with thel city's assistance can raise sufficient debt
and equity funds to cover predevelopment expenses, purchase
the project, make necessary improvements and manage the
property. Preparing a feasibility study can be quite complex
and the city as part of its preservation program is prepared
to assist in the evaluation of the physical, financial, and
management needs of an existing building as well as in
identifying financing to acquire, make improvements, and
manage the project.
Analysis OfFederal, State And Local FinanciallncentivesTo Deter Conversion And
Assist With Acquisition And Preservation Of Subsidized Housing
Identifying and determining the availability of financial
incentives to deter conversion and assist with acquisition and
preservation of subsidized housing is an ongoing part of the
city of Santa Ana's program for preservation. A summary of
potential resources for preservation are included as part of
this housing element amendment. Even in instances where a
purchaser assumes the existing mortgage and operating
subsidies, significant additional financial support is
anticipated to be required to finance the difference between
the purchase price and outstanding mortgages, as well as for
predevelopment expenses, and to make needed physical repairs
or improvement~. Sources of funding for these items are
expected to be quite varied throughout the period of time in
which subsidized housing development may be threatened. The
city of Santa Ana is prepared to track current financial
incentives and analyze their applicability to the preservation
effort.
Provision Of Technical Assistance To Developers, Nonprofit, Corporations And
Resident Councils Interested In Negotiating The Acquisition Of Subsidized Housing
The Federal Low-Income Housing Preservation and Resident
Homeownership Act of 1990, includes a 12 month "Right of First
Offer" period for priority purchasers including resident
councils, nonprofit organizations, and state or local agencies
that agree to maintain the affordability restrictions for a
project's useful life. The City of Santa Ana is prepared to
provide technical assistance to these groups as well as to
other interested parties that seek to preserve affordable
housing developed with federal, state of local resources.
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OUANTIFIED OBJECTIVES BY TARGET INCOME GROUP
In addition to addressing the preservation of assisted housing,
this amendment also quantifies the existing objectives in the
Housing Element by target income groups. The following table shows
the City's existing objectives broken down by target income
households for a one year and/or five year periods. These figures
reflect the City's total goals for the low, very low, moderate, and
'upper income target households incomes.
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Obiective~
New Construction
Rehabilitation
u Neighbo~ood
Housing Service
u Neighborhood Rebates
· Self Funded City Loan
Program
u Multi-Family Units
Conservation
· Notice of Violations
u Single Room Occupancies
u Units At Risk
RHNA Goal:
TABLE 2
QUANTIFIED OB~CTIVES OF HOUSING PROGRAM
By Target Income Group
Very Low Low Moderate Upper Totals
Annual Five Ymr Annual Five Year Annual Five Year Annual Five Year Annual Five Year
-- 862 -- 1,296 -- 1,641 -- 2,133 -- 5,932
-- 17 -- 23 ..... 40
18 90 62 310 20 100 -- -- 1O0 500
20 99 68 341 22 110 -- -- 110 550
20 101 30 150 25 124 -- -- 75 375
1,208 6,040 1,208 6,040 604 3,020 -- -- 3,020 15,100
-- 158 ....... 158
-- 112 ....... 112
862 1,296 1,641 2,133 5,932
Note: The objectives li~ted above have been extracted from the Housing Element adopted in 1989, with the exception of single x~om occupancies and units at ri~k.