HomeMy WebLinkAbout2001-021 - Amending the Conflict of Interest Codes of Certain City Agencies and DepartmentsRESOLUTION NO, 2001-021
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
SANTA ANA AMENDING THE CONFLICT OF INTEREST
CODES OF CERTAIN CITY AGENCIES AND
DEPARTMENTS
WHEREAS, the various offices, agencies and departments of the City of Santa Ana
have maintained Conflict of Interest Codes pursuant to the Political Reform Act of 1974
(California Government Code sections 81000 et seq.) since the enactment of that law; and
WHEREAS, the last comprehensive revision of the Conflict of Interest Codes of the
various offices, agencies and departments of the City is set forth in City Council
Resolution No. 99-048, adopted August 16, 1999;
WHEREAS, certain agencies and departments of the City now desire to amend the
conflict of Interest Codes set forth in Resolution No. 99-048; and
WHEREAS, it is the intention of the City Council of the City of Santa Ana that this
resolution supercede and replace Resolution No. 99-048.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY
OF SANTA ANA AS FOLLOWS:
The amended Conflict of Interest Code of the City Manager's Office set forth
in Exhibit A, attached hereto and incorporated herein, is hereby approved.
The amended Conflict of Interest Code of the City Clerk's Office set forth in
Exhibit B, attached hereto and incorporated herein, is hereby approved.
The amended Conflict of Interest Code of the City Attorney's Office set forth
in Exhibit C, attached hereto and incorporated herein, is hereby approved.
The amended Conflict of Interest Code of the Community Development
Agency set forth in Exhibit D, attached hereto and incorporated herein, is
hereby approved.
The amended Conflict of Interest Code of the Finance and Management
Services Agency set forth in Exhibit E, attached hereto and incorporated
herein, is hereby approved.
The amended Conflict of Interest Code of the Fire Department set forth in
Exhibit F, attached hereto and incorporated herein, is hereby approved.
Resolution No. 2001-021
Page 1 of 20
10.
11.
12.
The amended Conflict of Interest Code of the Library Department set forth in
Exhibit G, attached hereto and incorporated herein, is hereby approved.
The amended Conflict of Interest Code of the Parks, Recreation and
Community Services Agency set forth in Exhibit H, attached hereto and
incorporated herein, is hereby approved.
The amended Conflict of Interest Code of the Personnel Department set
forth in Exhibit I, attached hereto and incorporated herein, is hereby
approved.
The amended Conflict of Interest Code of the Planning and Building Agency
set forth in Exhibit J, attached hereto and incorporated herein, is hereby
approved.
The amended Conflict of Interest Code of the Police Department set forth in
Exhibit K, attached hereto and incorporated herein, is hereby approved.
The amended Conflict of Interest Code of the Public Works Agency set forth
in Exhibit L, attached hereto and incorporated herein, .is hereby approved.
13. This resolution shall supercede and replace Resolution No. 99-048.
ADOPTED this 5th day of March, 2001.
A'Iq'EST:
Patricia E. Healy
Clerk of the Council
COUNCILMEMBERS:
Pulido Aye
Alvarez Aye
Bist Aye
Christy Aye
Franklin Aye
McGuigan Aye
Solorio Aye
orney
Resolution No, 2001-021
Page 2 of 20
CERTIFICATE OF ORIGINALITY
Date:
I, Patricia E. Healy, Clerk of the Council, do hereby certify the attached Resolution No.
2001-021 to be the original resolution adopted by the City Council of the City of Santa Ana
on March51 2001. ~ ~~-7~-~/~('~-~
Clerk of the Council U
City of Santa Ana
Resolution No. 2001-021
Page 3 of 20
City of Santa Ana
Conflict of Interest Cods
Appendix I
Disclosure Category 1:
Disclosure Category 2:
Disclosure Category 3:
Disclosure Category 4:
Disclosure Category 5:
All interests are reportable.
All Form 700 Schedules are applicable,
Real Property Interests-Reportable interests are: All
interests in real property located in the City's jurisdiction;
and all interests in and income from businesses which
own real property in the City's jurisdiction,
Business Interests-Purchasing--Reportable interests
are: All interests in and income from businesses which
sold goods or services to the official's agency or
department during the reporting period.
Business Interesta-Planning & Engineering--All
interests in and income from business engaged in
engineering, planning, and design services.
Business Interests-Public Works/Construction
Projects--All interests in and income from businesses
engaged in construction, landscaping, street repair,
traffic signal installation or modification or the supply of
materials for any of the above.
Resolution No, 2001-021
Page 4 of 20
CONFLICT OF INTEREST CODE
OFFICE OF THE CITY MANAGER
CITY OF SANTA ANA
Exhibit A
This Conflict of Interest Code is adopted for the Office of the City Manager of the City of
Santa Ana, California, pursuant to the Political Reform Act of 1974 (California Government
Code, Sections 81000 et~ seq.). It consists of the model code set forth in Regulation
18730 of the Fair Political Practices Commission, incorporated herein by reference,
together with the following Appendix:
DESIGNATED EMPLOYEES
City Manager
Assistant City Manager
Council Services Manager
Executive Assistant to City Manager
Assistant to the City Manager
DISCLOSURE CATEGORY
1
1
1
1
Disclosure Category 1:
All Form 700 Schedules are applicable.
All interests are reportable.
* The City Manager files Economic Disclosure Form 700 with the Fair Political Practices
Commission per Government Code Section 87200.
City Manager
Approved by the City Council of the City of Santa Ana on March 5, 2001 by Resolution
No. 2001-021.
Resolution No. 2001-021
Page 5 of 20
Exhibit B
CONFLICT OF INTEREST CODE
CLERK OF THE COUNCIL OFFICE
CITY OF SANTA ANA
This conflict of Interest Code is adopted for the Clerk of the Council Office of the City of
Santa Ana, California, pursuant to the Political Reform Act of 1974 (California Government
Code, Sections 81000 et. seq.). It consists of the model code set forth in Regulation
18730 of the Fair Political Practices Commission, incorporated herein by reference,
together with the following Appendix:
DESIGNATED EMPLOYEES
DISCLOSURE CATEGORY
Clerk of the Council
Disclosure Category 1:
All Form 700 Schedules are applicable.
All interests are reportable.
Clerk of the Council
Approved by the City Council of the City of Santa Ana on March 5, 2001 by Resolution
No. 2001-021.
Resolution No. 2001-021
Page 6 of 20
Exhibit C
CONFLICT OF INTEREST CODE
THE CITY ATTORNEY'S OFFICE OF THE
CITY OF SANTA ANA
This Conflict of Interest Code is adopted for the City Attorney's Office of the City of Santa
Ana, California, pursuant to the Political Reform Act of 1974 (California Government
Code, Sections 81000 et. seq.). It consists of the model code set forth in Regulation
18730 of the Fair Political Practices Commission, incorporated herein by reference,
together with the following Appendix:
DESIGNATED EMPLOYEES
DISCLOSURE CATEGORY
City Attorney
Chief Assistant City Attorney
Legal Management Assistant
Senior Assistant City Attorney
Assistant City Attorney
Deputy City Attorney
1
3
1
1
1
Disclosure Category 1:
All Form 700 Schedules are applicable,
All interests are reportable.
Disclosure Category 3:
Business Interests/Purchasing--Reportable interests
are: All interests in and income from businesses which
sold goods or services to the official's agency or
department during the reporting period.
* The City Attorney files Economic Disclosure Form 7~00 with t~13e~F~fl~al Practices
Commission per Government Code Section
E. F'E C R
C'~At~bmey
Approved by the City Council of the City of Santa Ana on March 5, 2001 by Resolution
No. 2001-021.
Patricia E. Healy
Clerk of the Council
Resolution No. 2001-021
Page 7 of 20
Exhibit D
CONFLICT OF INTEREST CODE
COMMUNITY DEVELOPMENT AGENCY
CITY OF SANTA ANA
This Conflict of Interest Code is adopted for the Community Development Agency of the
City of Santa Aha, California, pursuant to the Political Reform Act of 1974 (California
Government Code, Sections 81000 et. seq.). It consists of the model code set forth in
Regulation 18730 of the Fair Political Practices Commission, incorporated herein by
reference, together with the following Appendix:
DESIGNATED EMPLOYEES
DISCLOSURE CATEGORY
Executive Director
Housing Division Manager
Economic Development Manager
Administrative Services Manager'
Downtown Development Manager
Housing Programs Coordinator
Sr. Residential Construction SpeciaList
Residential Construction Specialist
Senior Housing Specialist
Housing Specialist II
Housing Specialist I
Housing Development Analyst
Housing Programs Analyst
Loan Specialist
Redevelopment Project Manager III
Redevelopment Project Manager II
Redevelopment Project Manager I
Economic Development Specialist Ill
Economic Development Specialist II
Economic Development Specialist I.
Economic Development Aide
Employment Services Fiscal Specialist
Housing Authority Coordinator
Housing Authority Operations Supervisor
Workforce Specialist III
Workforce Specialist IV
WORK Center Coordinator
Senior Management Analyst
Associate Planner
Senior Management Assistant
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
Resolution No. 2001-021
Page 8 of 20
Page 2 of 2
Community Development Agency
Conflict of Interest Code
Management Analyst 1
Redevelopment Assistant 1
Community Development District Manager 1
Community Redevelopment & Housing Commission Members 1
Workforce investment Board 1
Disclosure Category 1:
All Form 700 Schedules are applicable.
All interests are reportable,
J I~R~EEKSTIN
E e~c~utive Director
Approved by the City Council of the City of Santa Ana on March 5, 2001 by Resolution
No, 2001-021.
Patricia E. Healy
Clerk of the Council
Resolution No. 2001-021
Page 9 of 20
CONFLICT OF INTEREST CODE
FINANCE AND MANAGEMENT SERVICES AGENCY
CITY OF SANTA ANA
Exhibit E
This Conflict of Interest Code is adopted for the Finance and Management Services
Agency's Office of the City of Santa Ana, California, pursuant to the Political Reform Act of
1974 (California Government Code, Sections 81000 et__.~, seq.). It consists of the model
code set forth in Regulation 18730 of the Fair Political Practices Commission,
incorporated herein by 'reference together with the following Appendix:
DESIGNATED EMPLOYEES
Executive Director
Accounting Manager
Administrative Services Manager/Finance
Treasury Manager
Buyer
Storekeeper
Building Maintenance Superintendent
Business Tax Inspector/Collector
Business Tax Inspector/Collector Supervisor
Information System Manager
Fleet Supervisor
Corporate Yard Facilities/Fleet Services Mgr.
Central Services Supervisor
Budget and Research Manager
DISCLOSURE CATEGORY
1
1
1
3,4,5
3
3,4,5
1
1
3
3
3
3
1
Disclosure Category 1:
Disclosure Category 3:
Disclosure Category 4:
All Form 700 Schedules are applicable. All interests are
reportable.
Business InterestslPurchasing--Reportable interests
are: All interests in and income from businesses which
sold goods or services to the official's agency or
department during the reporting period.
Business Interests/Planning & Engineering--All
interests in and income from business engaged in
engineering, planning, and design services.
Resolution No. 2001-021
Page 10 of 20
Page 2 of 2
Finance and Management Services
Conflict of Interest Code
Disclosure Category 5:
Business Interests/Public Works Projects--All
interests in and income from businesses engaged in
construction, landscaping, street repair, traffic signal
installation or modification or the supply of materials for
any of the above.
The Executive Director, Finance and Management Services files Economic
Disclosure Form 700 with the Fair Political Practices Commission per Government
Code Section 87200.
Executive Director
Approved by the City Council of the City of Santa Ana on March 5, 2001 by Resolution
No. 2001-021.
Patricia E. Healy
Clerk of the Council
Resolution No. 2001-021
Page 11 of 20
CONFLICT OF INTEREST CODE
FIRE DEPARTMENT
CiTY OF SANTA ANA
Exhibit F
This Conflict of Interest Code is adopted for the Fire Department of the City of Santa Ana,
California, pursuant to the Political Reform Act of 1974 (California Government Code,
Sections 81000 et. seq.). It consists cf the model code set forth in Regulation 18730 of the
Fair Political Practices Commission, incorporated herein by reference together with the
following Appendix:
DESIGNATED EMPLOYEES
Fire Chief
Deputy Fire Chief
Firefighters (Underground Tanks)
Fire Marshal
Fire Battalion Chief (Suppression)
Fire Battalion Chief (Training)
Fire Safety Analysts
Fire Safety Specialists I, II, & III
DISCLOSURE CATEGORY
Disclosure Category 1:
All interests are reportable.
All Form 700 Schedules are applicable.
M~ARC MARTIN
Fire Chief
Approved by the City Council of the City of Santa Ana on March 51 2001 by Resolution
No. 2001-021.
Patricia E. Healy
Clerk of the Council
Resolution No. 2001-021
Page 12 of 20
CONFLICT OF INTEREST CODE
LIBRARY DEPARTMENT
CITY OF SANTA ANA
Exhibit G
This Conflict of Interest Code is adopted for the Library Department of the City of Santa
Ana, California, pursuant to the Political Reform Act of 1974 (California Government
Code, Sections 81000 et~ seq.). It consists of the model code set forth in Regulation
18730 of the Fair Political Practices Commission, incorporated herein by reference
together with the: following Appendix:
DESIGNATED EMPLOYEES
DISCLOSURE CATEGORY
Library Director 1
Disclosure Category 1:
All Form 700 Schedules are applicable.
All interests are reportable.
RO~BER'I-/RICHARD
Library Director
Approved by the City Council of the City of Santa Ana on March 5, 2001 by Resolution
No. 2001-021.
Patricia E. Healy
Clerk of the Council
Resolution No. 2001-021
Page 13 of 20
CONFLICT OF INTEREST CODE
PARKS, RECREATION AND COMMUNITY SERVICES
CITY OF SANTA ANA
Exhibit H
This Conflict of Interest Code is adopted for the Parks, Recreation and Community
Services Agency of the City of Santa Ana, California, pursuant to the Political Reform Act
of 1974 (California Government Code, Sections 81000 et~ seq.). It consists of the model
code set forth in Regulation 18730 of the Fair Political Practices Commission,
incorporated-herein by reference, together with the following Appendix:
DESIGNATED EMPLOYEES
Executive Director
Parks, Rec. & Community Services Manager
Park & Landscape Design Manager
Park Maintenance Superintendent
Zoo Manager
Recreation Superintendent
Community Affairs Manager
Cable Television Advisory Board Members
DISCLOSURE CATEGORY
1
1
1
3,4,5
3,4,5
3,4,5
1
1
Disclosure Category 1:
Disclosure Category 3:
Disclosure Category 4:
Disclosure Category 5:
All Form 700 Schedules are applicable.
All interests are reportable.
Business Interests/Purchasing--Reportable interests
are: All interests in and income from businesses which
sold goods or services to the official's agency or
department during the reporting period.
Business Interests/Planning & Engineering--All
interests in and income from business engaged in
engineering, planning, and design services.
Business Interests/Public Works Projects--All
interests in and income from businesses engaged in
construction, landscaping, street repair, traffic signal
installation or modification or the supply of materials for
any of the above.
Resolution No. 2001-021
Page 14 of 20
Page 2 of 2
Parks, Recreation and Community Services
Conflict of Interest Code
C L~E'~E WILLIAMS
Executive Director
Approved by the City Council of the City of Santa Ana on March 5, 2001 by Resolution
No. 2001-021.
Patricia E. Healy
Clerk of the Council
Resolution No. 2001-021
Page 15 of 20
CONFLICT OFINTEREST CODE
PERSONNEL SERVICES DEPARTMENT
CITY OFSANTA ANA
Exhibit I
This Conflict of Interest Code is adopted for the Personnel Services Department of the
City of Santa Ana. California pursuant to the Political Reform Act of 1974 (California
Government Code. Sections 81000 et. seq.). It consists of the model code set forth in
Regulation 18730 of the Fair Political Practices Commission incorporated herein by
reference, together with the following Appendix:
DESIGNATED EMPLOYEES
Executive Director
Employee Relations Manager
Benefits & Compensation Manager
Risk Manager
Liability Claims Coordinator
Worker's Compensation Administrator
Operations Manager
Personnel Board
DISCLOSURE CATEGORY
1
1
1
3
1
3
1
1
Disclosure Category 1:
All Form 700 Schedules are applicable.
All interests are reportable.
Disclosure Category 3: Business Interests/Purchasing--Reportable interests are: All
interests in and income from businesses which sold goods or
services to the official's agency or department during the
reporting period.
ENRIQUF-//A~VA/ ~ ~ ? !
ExecutivL~ Cite o~.~
Approved by the City Council of the City of Santa Ana on March 5, 2001 by Resolution
No. 2001-021. (~~,~,~, ./('Y~~ /
Patricia E. Healy ~
Clerk of the Council
Resolution No. 2001-021
Page 16 of 20
CONFLICT OF INTEREST CODE
PLANNING AND BUILDING AGENCY
CITY OF SANTA ANA
Exhibit J
This Conflict of Interest Code is adopted for the Planning and Building Agency of the City
of Santa Ana, California, pursuant to the Political Reform Act of 1974 (California
Government Code, Sections 81000 et. seq.) It consists of the model code set forth in
Regulation 18730 of the Fair Political Practices Commission, incorporated herein by
reference, together with the following Appendix:
DESIGNATED EMPLOYEES
DISCLOSURE CATEGORY
Deputy City Manager for Development Services
Planning Manager
Administrative Assistant II
Principal Planner
Senior Plan Check Engineer
Supervisor of Inspections
Building Safety Manager
Community Preservation Coordinator
Senior Community Preservation Inspector
Senior Community Preservation Inspector II
Planning Commission
Historic Resources Commission
Disclosure Category 1:
All Form 700 Schedules are applicable.
All interests are reportable.
* The Planning Commission members file Economic Disclosure Form 700 with the Fair
Political Practices Commission per Government Code Section 87200.
CYNTHIA J. NELSON
Deputy City Manager for Development Services
Approved by the City Council of the City of Santa Ana on March 5, 2001 by Resolution
No. 2001-021. ~ z~-..~ ~
Patricia E. Healy
Clerk of the Council
Resolution No, 2001-021
Page 17 of 20
CONFLICT OF INTEREST CODE
POLICE DEPARTMENT
CITY OF SANTA ANA
Exhibit K
This Conflict of Interest Code is adopted for the Police Department of the City of Santa
Ana, California, pursuant to the Political Reform Act of 1914 (California Government
Code, Sections 81000 et. seq.) It consists of the model code set forth in Regulation 18730
of the Fair Political Practices Commission, incorporated herein by reference, together with
the following Appendix:
DESIGNATED EMPLOYEES
Police Chief
Police Captain
Police Fiscal Officer
Police Property & Facilities Manager
Jail Administrator
DISCLOSURE CATEGORY
1
1
1
1
1
Disclosure Category 1:
All form 700 Schedules are applicable.
All interests are reportable.
PAUL WALTERS
Police Chief
Approved by the City Council of the City of Santa Ana on March 5, 2001 by Resolution
No. 2001-021.
Patricia E. Healy
Clerk of the Council
Resolution No. 2001-021
Page 18 of 20
CONFLICT OF INTEREST CODE
PUBLIC WORKS AGENCY
CITY OF SANTA ANA
Exhibit L
This Conflict of Interest Code is adopted for the Public Works Agency of the City of Santa
Ana, California, pursuant to the Political Reform Act of 1974 (California Government
Code, Sections 81000 et. seq.). It consists of the model code set forth in Regulation
18730 of the Fair Political Practices Commission, incorporated herein by reference
together with the following Appendix:
DESIGNATED EMPLOYEES
DISCLOSURE CATEGORY
Executive Director 1
Associate Engineer 2,4,5
Water Resources Manager 1
Engineering Services Manager 1
Senior Civil Engineer 2,4,5
Construction Engineer 2,4,5
Public Works Maintenance Manager 1
Traffic Engineer 2,4,5
Transportation Analyst 2,4,5
Transportation Manager 1
Projects Manager 2,4,5
Administrative Services Manager 1
Environmental/Transportation Advisory Committee Members 1
Disclosure Category 1:
Disclosure Category 2:
All interests are reportable.
All Form 700 Schedules are applicable.
Reportable interests are: All interests in real property
located in the City of Santa Aha; and all interests in and
income from businesses which own real property in the
City of Santa Ana.
Disclosure Category 4:
All interests in and income from business engaged in
engineering, planning, and design services.
Resolution No. 2001-021
Page 19 of 20
Page 2 of 2
Public Works Agency
Conflict of Interest Code
Disclosure Category 5:
All interests in and income from businesses engaged in
construction, landscaping, street repair, traffic signal
installation or modification or the supply of materials for
any of the above.
~,,~Executive Director
Approved by the City Council of the City of Santa Ana on March 5, 2001 by Resolution
No. 2001-021.
Clerk of the Council
Resolution No. 2001-021
Page 20 of 20