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A-2005-057
Contract No. CP-0414
ORANGE COUNTY SANITATION DISTRICT
COOPERATIVE PROJECTS PROGRAM CONTRACT
RECITALS
WHEREAS, this Contract is entered into on 1V\AfcJl J..I , 2002" by and
between the Orange County Sanitation District (hereinafter referred to as "DISTRICT")
whose address is P.O. Box 8127, Fountain Valley, California 92728, and the City of
Santa Ana (hereinafter referred to as "AGENCY"); and
WHEREAS, DISTRICT is a duly organized County Sanitation District, existing
pursuant to the County Sanitation District Act, California Health and Safety Code section
4700, et seq., providing for the ownership, operation, and maintenance of wastewater
collection, treatment, and disposal facilities within Orange County, California; and
WHEREAS, DISTRICT implemented a Cooperative Projects Program to co-fund
wastewater projects sponsored by agencies located within DISTRICT's service area.
DISTRICT's Board of Directors has the authority to enter into Cooperative Projects
Program contracts to implement the program. DISTRICT's Board of Directors has
authorized a contract with AGENCY for the project described in Exhibit "A" (Project
Description/Statement of Work, hereinafter the "Project"), attached hereto and by
reference made a part of this Contract; and
WHEREAS, AGENCY has met the requirements for receipt of Cooperative
Projects Program Funds as set forth in AGENCY'S Cooperative Projects Program
Application.
NOW THEREFORE, the parties agree as follows:
AGREEMENT
1. AUDIT - AGENCY shall at least once every year, or within two (2) years of the
termination of this Contract if the term is less than two (2) years, be subject to an
audit by DISTRICT, or its authorized representative, to determine if the revenues
received by AGENCY were appropriately spent for the Project described in
Exhibit "A", DISTRICT shall coordinate such audit through AGENCY'S audit
staff. If an amount is found to be inappropriately expended, DISTRICT may
withhold revenue from AGENCY in the amount equal to the amount that was
inappropriately expended. Such withholding shall not be construed as
DISTRICT's sole remedy and shall not relieve AGENCY of its obligation to
perform under the terms of this Contract.
2. WATER CONSERVATION BMP - AGENCY agrees to adopt the Best
Management Practices (BMP) for water conservation, more particularly
described in Exhibit "0" (Water Conservation - Best Management Practices)
attached hereto and by reference made a part of this Contract.
3. TERM - The term of this Contract is from date of contract execution by both
parties through completion of the Project or November 1, 2006, whichever occurs
first unless terminated earlier as provided for in Paragraph 4 below. AGENCY
must submit all Project requests for reimbursement to DISTRICT within sixty (60)
days of completion of project deliverables. Failure to meet the project completion
deadline will result in forfeiture of Cooperative Projects Program funding,
provided, however, that in the event that AGENCY is unable to complete the
Project within the term required herein due to unforeseen or unavoidable
circumstances, or by mutual agreement by both AGENCY and DISTRICT.
DISTRICT may extend the term of this Contract for an additional period of up to
18 months subject to approval by DISTRICT's General Manager. Such
extension shall be made only by written agreement signed by both parties hereto.
Any extensions beyond 18 months may be approved only by DISTRICT's Board
of Directors.
4. TERMINATION - In the event that any party fails to comply with any term or
condition of this Contract, or fails to provide the services in the manner agreed
upon by the parties, including, but not limited to, the requirements as set forth in
Exhibit A, and Exhibit "C" (Project Milestone Schedule), attached hereto and by
reference made a part of this Contract, the failure shall constitute a material
breach of this Contract. The non-breaching party shall have the sole and
exclusive option either to notify the breaching party that it must cure this breach
within 15 days or provide written notification of its intention to terminate this
Contract upon 30 days written notice. Notification shall be provided in the
manner set forth in Paragraph 21 below. Termination shall not be the exclusive
remedy of the non-breaching party. The non-breaching party shall have the right
to seek any and all remedies provided by law. DISTRICT reserves the right to
terminate this Contract without cause and shall reimburse AGENCY for actual
costs incurred in performance of this Contract through the effective date of
termination if DISTRICT terminates this Contract without cause. DISTRICT may
terminate this Contract at any time, without cause, upon giving AGENCY 30 days
written notice.
5. INSURANCE - Prior to the start of this Contract, AGENCY shall furnish evidence
of standard form of commercial or comprehensive general liability insurance with
a combined single limit per occurrence (general and automotive) of One Million
Dollars ($1,000,000.00). AGENCY shall maintain such coverage during the term
of this Contract and any extensions thereof. Subject to notice to and approval of
DISTRICT, Agency may fulfill its insurance obligations through one of the
following: (i) self-insurance; (Ii) by providing coverage through a joint powers
insurance authority (JPIA), which is duly formed under the laws of the State of
California; or (ili) utilizing a combination of self-insurance and JPIA coverage.
AGENCY shall require any Contractor performing services funded by this
Contract to also provide evidence of standard form commercial or
comprehensive general liability insurance for any Project requiring work to be
performed in a public right-of-way. The policy shall have a combined single limit
of Two Million Dollars ($2,000,000.00) per occurrence for bodily injury, including
death, personal injury, property damage, and products liability, with Five Million
Dollars ($5,000,000.00) general policy aggregate; or, alternatively Two Million
Dollars ($2,000,000.00) aggregate separate for this Contract. AGENCY shall
require its contractor to maintain such coverage during the duration of its Project
work. DISTRICT shall be named as an additional insured by endorsement to
each liability policy referred to herein and each policy shall require thirty (30)
days advance written notice of modification or termination of any such insurance
shall be given by the insurer to DISTRICT. Any modification of the insurance
provided shall be subject to pre-approval by DISTRICT. If AGENCY, or its
contractor, fails to maintain the required insurance coverage, DISTRICT reserves
the right to terminate this Contract or purchase such additional insurance and bill
AGENCY or deduct the cost thereof from any payments owed to AGENCY.
DISTRICT shall have no obligation, however, to purchase additional insurance.
6. INDEMNIFICATION - AGENCY agrees to hold harmless, defend, and indemnify
DISTRICT, its officers, employees, agents, representatives, and successors-in-
interest against any and all loss, damage, cost, or expense which DISTRICT, its
officers, employees, agents, representatives, and successors-in-interest may
incur or be required to pay by reason of any injury or property damage caused or
incurred by AGENCY, its employees, contractors, sub-agency's contractors, or
agents in the performance of this Contract, including but not limited to, any
contract between Agency and any third party for the performance of work as part
of the Project. Sub-agency means an agency, other than the AGENCY, that
either performs or hires contractor(s) to perform work on the Project.
7. PAYMENT
A. DISTRICT shall pay AGENCY a Firm Fixed Price of One Hundred and
Fifty Thousand Dollars ($150,000.00) upon completion of the Project on a
reimbursement basis. Any funds not expended upon early Contract
termination or Contract completion shall revert back to the Cooperative
Projects Program. Payment of charges shall be made by DISTRICT to
AGENCY within 60 days after approval by DISTRICT of an itemized
invoice prepared and fumished by AGENCY to DISTRICT.
B. An invoice submitted to DISTRICT for payment must be prepared in
duplicate, on AGENCY letterhead, and list DISTRICT Contract number,
period covered by invoice, and AGENCY'S Employer Identification
Number and be submitted to: Orange County Sanitation District, P.O.
Box 8127, Fountain Valley, CA 92728. Attn: Accounts Payable
Department. Proof of project expenditures must be provided with the
AGENCY invoice. As proof of project expenditures, AGENCY may
provide copies of checks or warrants with corresponding invoices or
purchase orders, receipts, and labor reports. For construction projects,
AGENCY is required to provide to the DISTRICT a copy of the check to
the contractor showing payment of final retention.
C. No funds shall be paid to AGENCY pursuant to this Contract, until the
Project, as set forth in Exhibit A, is completed and proof of completion is
provided to DISTRICT. If the Project as described in Exhibit A is not
completed and satisfactory proof of completion is not provided to
DISTRICT, no monies shall be due and payable to AGENCY. Proof of
completion shall include a Final Report detailing the work that was done.
D. For closed circuit television monitoring ("CCTV') projects, proof of
completion shall also include a notarized letter from the City Engineer,
Public Works Director, or City Manager affirming that the monitored
sewers were constructed in or before 1960 or meet one or more of the
following criteria:
(1) Pipe material must be clay tile or glazed clay, asbestos cement,
uncoated concrete, or Orangeburg;
(2) Joint configuration with high risk (i.e., high inflow/infiltration
potential) must be hand mortared, packed joint with oakum-
asphaltic materials, jute, or other hand packed materials; and
(3) Other high-risk materials must be approved by the DISTRICT
before the AGENCY commences work.
(4) Sewers are located in high groundwater or in areas which show
evidence of high infiltration as determined from the DISTRICT's
long-term flow monitoring.
E. For closed circuit television monitoring ("CCTV") projects, the
methodology of evaluation, data collection, and reporting criteria used for
the National Association of Sewer Service Companies NASSCO
certification shall be practiced for all CCTV evaluations. A structural pipe
rating for each sewer segment shall be assigned using the NASSCO
PACP condition grading system.
F. Additional Cooperative Projects Program Funds will not be available to
fund Project cost overruns. Any Project cost overruns must be funded
from other than the Cooperative Projects Program.
G. The Firm Fixed Price amount shall not exceed 50% of the total
Cooperative Projects Program funds applied to the Project as set forth in
Exhibit A. Exhibit "B" (Project Cost Breakdown), and Exhibit C, attached
hereto and by reference made a part of this Contract.
H. If, at the completion of the Project described in Exhibit A, the actual
amount of Cooperative Projects Program Funds utilized in performance of
the Project is less than the amount described in Exhibit B, the Firm Fixed
Price amount reimbursed by DISTRICT to AGENCY shall not exceed
50% of the total Project cost.
8. COMPLIANCE WITH APPLICABLE LAWS - AGENCY shall comply with all
federal, state, and local laws, ordinances, codes, and regulations and orders of
public authorities in the performance of this Contract. In any contract that
Agency issues to carry out the Project, Agency shall include a provision that
requires the contractor and any of its subcontractors to comply with all federal,
state, and local laws, ordinances, codes, and regulations and orders of public
authorities in the performance of this Contract.
9. EMPLOYEES OF AGENCY
A. With regard to Project work, AGENCY shall be responsible for the cost of
compensation to its employees, including but not limited to vacation
benefits, health benefits, sick leave, severance pay, and pay for legal
holidays.
B. With regard to Project work, AGENCY shall pay all federal and state
payroll taxes for its employees and shall maintain worker's compensation
and liability insurance for each of its employees.
C. With regard to Project work, AGENCY, its officers, employees, agents, or
representatives shall in no manner be considered employees or agents of
DISTRICT nor shall AGENCY, its officers, employees, agents, or
representatives be entitled to or eligible to participate in any benefits,
privileges, or plans, given or extended by DISTRICT to its employees.
10. OWNERSHIP - Title and full ownership rights to any products purchased or
developed under this Contract shall at all times remain with AGENCY.
11. NON-DISCRIMINATION - In the performance of this Contract, AGENCY shall not
discriminate in recruiting, hiring, promotion, demotion, or termination practices on
the basis of race, religious creed, color, national origin, ancestry, sex, age, or
physical handicap and shall comply with the provisions of the California Fair
Employment & Housing Act (Government Code Section 12900, et seq.), the
Federal Civil Rights Act of 1964 (P.L. 88-352) and all amendments thereto,
Executive Order No. 11246 (30 Federal Register 12319), and all administrative
rules and regulations issued pursuant to said Acts and Order. AGENCY shall
likewise require each sub-agency to comply with this paragraph. In any contract
that Agency issues to carry out the Project, Agency shall include a provision that
requires the contractor and any of its subcontractors to comply with the above-
mentioned federal and state laws, regulations, and orders.
12. ASSIGNMENT - The rights granted hereby may not be assigned, sold, licensed,
or otherwise transferred by either party without the written consent of the other,
and any attempt by either party to do so shall be void upon inception.
13. NON-EFFECT OF WAIVER - AGENCY'S or DISTRICT's failure to insist upon the
performance of any or all of the terms, covenants, or conditions of this Contract,
or failure to exercise any rights or remedies hereunder, shall not be construed as
a waiver or relinquishment of the future performance of any such terms,
covenants, or conditions or of the future exercise of such rights or remedies.
14. ATTORNEY'S FEES - In the event any legal proceeding or action (including
arbitration) is filed in connection with the enforcement or interpretation of this
Contract, each party shall bear its own attorney's fees and costs.
15. FORCE MAJEURE - Neither DISTRICT nor AGENCY shall be liable or deemed
to be in default for any delay or failure in performance under this Contract or
interruption of services resulting, directly or indirectly, from acts of God, civil or
military authority, acts of pUblic enemy, war, strikes, labor disputes, shortages of
suitable parts, materials, labor, or transportation, or any similar cause beyond the
reasonable control of DISTRICT or AGENCY.
16. SEVERABILITY - In the event that anyone or more of the provisions contained in
this Contract shall for any reason be held to be unenforceable in any respect by a
court of competent jurisdiction, such holding shall not affect any other provisions
of this Contract, and this Contract shall then be construed as if such
unenforceable provisions are not a part hereof.
17. HEADINGS - Headings on the paragraphs of this Contract are for convenience
and reference only, and the words contained therein shall in no way be held to
expiain, modify, amplify, or aid in the interpretation, construction, or meaning of
the provisions of this Contract.
18. DUPLICATE EXECUTION - This Contract is executed in duplicate. Each signed
duplicate shall have the force and effect of an original.
19. GOVERNING LAW - This Contract shall be construed and interpreted and the
legal relations created thereby shall be determined in accordance with the laws
of the State of California. Venue for resolution of any dispute shall be Orange
County, California.
20. PRE-CONTRACT COSTS - Any costs incurred by AGENCY prior to DISTRICT
receipt of a fully executed Contract shall be incurred solely at the risk of
AGENCY. In the event that a formal contract is not executed, DISTRICT shall
not be liable for any amounts expended in anticipation of a formal contract.
Notwithstanding the foregoing, pre-contract cost expenditures authorized by this
Contract may, in the District's sole discretion, be reimbursed in accordance with
the cost schedule and payment provision of this Contract.
21. NOTICES - All notices or other communications required or permitted hereunder
shall be in writing, and shall be personally delivered or sent by registered or
certified mail, postage prepaid, return receipt requested, delivered or sent by
electronic transmission, and shall be deemed received upon the earlier of (I) the
date of delivery to the address of the person to receive such notice if delivered
personally or by messenger or overnight courier; (ii) three (3) business days after
the date of posting by the United States Post Office if by mail; or (Iii) when sent if
given by electronic transmission. Any notice, request, demand, direction, or
other communication sent by electronic transmission must be confirmed within
forty-eight (48) hours by letter mailed or delivered. Notices or other
communications shall be addressed as follows:
IF TO DISTRICT:
Orange County Sanitation District
P.O. Box 8127
Fountain Valley, CA 92728-8127
Attn: Board Secretary
IF TO AGENCY:
City of Santa Ana
220 S. Daisy Ave.
Santa Ana, CA 92703
Attn: Ray Burke
Any Party may, by written notice to the others, designate a different address,
which shall be substituted for that specified above.
22. ENTIRE CONTRACT - This Contract represents the entire agreement between
the parties hereto with respect to the Cooperative Projects Program Contract
between AGENCY and DISTRICT, and there are no understandings,
representations, or warranties of any kind except as expressly set forth herein.
No waiver, alteration, or modification of any of the provisions herein shall be
binding on any party unless in writing and signed by the party against whom
enforcement of such waiver, alteration, or modification is sought.
23. RECITALS - The Recitals above are hereby incorporated in this paragraph as
though fully set forth herein and each party to this Contract acknowledges and
agrees that such Party is bound, for purposes of the Contract, by the same as
though set forth in full in this section.
IN WITNESS WHEREOF, the parties of this Contract have caused this Contract
to be duly executed on their behalf by their authorized representatives on the date
hereinabove.
ORANGE COUNTY SANITATION DISTRICT
BY~
C~r, oard of Directo~
BY;?~ . (-('
Secreta Board of irectors
APPROVED AS TO FORM:
THOMAS L. WOODRUFF
DISTR T COU
B
::TYOFS~~
c' M n r
BY~~
Clerk of The Council
APPROVED AS TO FORM:
JOSEP~iT~;R
~t{ \t r,n I~' ~
- r
JDH:AT:sa
EDMS 003786284
xecutlve Director
Public Works Agency
Exhibit A
Project Description/Statement of Work
Exhibit A
Project Description/Statement of Work
This project will provide $300,000 for video inspections of approximately fifty
miles of sewer mains at target areas citywide. The mains videotaped will be
selected based upon age and maintenance history.
PROJECT GOALS AND OBJECTIVES:
This project will provide for video inspection of approximately 50 miles of existing
sewer mains citywide. The mains to be inspected will be selected based upon
age and maintenance history. Mains meeting the OCSD criteria (I.e., clay pipe,
constructed prior to 1960, other high risk materials) will be targeted in this
project. Information gathered from this effort will be used to prioritize ongoing
main rehabilitation/replacement program.
SCOPE OF WORK
1. Prepare bid documents.
2. Advertise project for bid.
3. City Council bid award.
4. Complete contract work by contractor.
PROJECT END PRODUCTS AND DELlVERABLES
The completion of this project will result in a videotape inventory of approximately
50 miles of existing sewer main. This data will be used to begin implementation
of a main rehabilitation/replacement program.
PROJECT LOCATION
The CCTV work will be citywide, locations to be determined based upon age and
maintenance logs.
-3-
Exhibit B
Project Cost Breakdown
EXHIBIT B: PROJECT COST BREAKDOWN
(Please Include this page as part of your
Cooperative Projects Grants Program Application)
A. Please provide the following information regarding project funding:
. What is your funding contribution? $ 150,000
. When will your funding become available? Currently available
B. Please provide the following Project Cost by Category Information:
PROJECT COST BY FUNDING CATEGORY AMOUNT
1. AGENCY funds available in FY2004-05 $ $150,000
2. Cooperative funds requested $ $150,000
3. Additional Project Co-Funding $ 0
4. Total Project Cost $ $300,000
YES NO
Is the Cooperative Projects Grants Program Funds X 0
request less than or equal to 50% of the Total Proposed
Project Cost?
Is the Cooperative Projects Grants Program Funds 0 X
request less than or equal to 25% of the Total Proposed
Project Cost?
Does the applicant have sufficient funds available to X 0
cover the total project cost, considering that the
Cooperative Projects Grants Program Funds are
available on a reimbursement-basis only?
Does the applicant have sufficient funds available to X 0
cover ANY costs increases, considering that increases in
the Cooperative Projects Grants Program Fund will not
be available?
-5-
C. Please list all funding sources other than the Cooperative Projects Grants
Program:
NON-COOPERATIVE PROGRAM FUNDING SOURCE AMOUNT
1. City of Santa Ana Sanitary Sewer Service Fee $ 150,000
2. $
3. $
4. $
TOTAL OTHER PROJECT CO-FUNDING: $ 150,000
D. As applicable, please list all project costs by cost element. Please provide as
much detail as practicable when detailing project costs. For example, please
provide labor categories, hourly rates, number of hours, etc. when defining labor
costs. Please return this page as part of your Project Application:
CAPITAL EQUIPMENT COSTS (PIPE. MANHOLE AMOUNT
FRAME AND COVER. ETC.)
1. $
2. $
3. $
4. $
TOTAL CAPITAL EQUIPMENT COSTS: $
DIRECT LABOR COSTS Cincludlna overhead and AMOUNT
benefits):
1. Labor hours x $/hour = $
2. Labor hours x $/hour = $
3. Labor hours x $/hour = $
4. Labor hours x $/hour = $
TOTAL DIRECT LABOR COSTS: $
-6-
OTHER DIRECT LABOR COSTS, INCLUDING SUB. AMOUNT
AGENCIES:
1. Contract videotaping of sewer system, estimated at $ 300,000
$300,000 for 50 miles
2. $
3. $
4. $
TOTAL OTHER DIRECT LABOR COSTS: $ 300,000
ADMINISTRATIVE COSTS: (Specify methodology
for costs, I.e. % of project costs, actual cost
breakdown etc.) $
300,000
TOTAL PROJECT COST: $
Please note that the Total Project Cost reflected in subsections Band 0, above should
be consistent.
-7-
Exhibit C
Project Milestone Schedule
EXHIBIT C: PROJECT MILESTONE SCHEDULE
MILESTONE COMPLETION
DATE
Task 1. - Enter Aareement with O.C.S.D. December 15, 2004
Task 2 - Prepare bid documents February 7, 2005
Task 3 - Advertise for bids March 7, 2005
Task 4 - Bid openino Aoril 29, 2005
Task 5 - City Council award contract June 6, 2005
Task 6 - Becin videotapino Julv 11, 2005
Task 7 - Interim reoort to O.C.S.D. December 31, 2005
Task 8 - Proiect comoletion Julv 31, 2006
Task 9 - Final report to O.C.S.D. October 31, 2006
-8-
Exhibit D
Water Conservation - Best Management Practices
Exhibit D
. .
Water Conservation - Best Management Practices
In 1999, the Santa Ana City Council approved participation in the Memorandum of
Understanding Regarding Urban Water Conservation in California and executed the
Memorandum of Understanding (MOU) on behalf of the City. The Best Management
Practices include the following:
1. Water survey programs for single family residential and multi-family residential
customers.
2. Residential plumbing retrofit
3. System water audits, leak detection and repair
4. Metering with commodity rates all new connections and retrofit of existing
connections
5. Large landscape conservation programs and incentives
6. High-efficiency washing machine rebate programs
7. Public information programs
8. School education programs
9. Conservation programs for commercial, industrial and institutional accounts
10. Wholesale agency assistance programs
11. Conservation pricing
12. Conservation coordinator
13. Water waste prohibition
14. Residential ULFT replacement programs