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AGREEMENT TERMINATION
Please complete this form when the attached agreement is no longer in effec„ IIUU 3 AUG -7
Return form to the Sr. Deputy Clerk of the Council (M -30). Call 647 -523 on have any
questions. ti SANTA A
COUNCIL
The agreement with I u- ASSoCio -4s —,No. A— 5-131 '
was completed on / 6 N X }1, , and final payment has been made.
Department:
Signature:
Date:
Revised 8 -7 -03
City of Santa Ana
Clerk of the Council
Y �
INSURANCE ON FILE
WORK MAY PROCEED
UNTIL INSURANCE EXPIRES
t — I — Dlo
CLERK OF COUNCIL
DATE: iZ —i U5
CONSULTANT AGREEMENT
N- 2005 -131
THIS AGREEMENT, made and entered into this 15'' day of October, 2005 by and
0- lA between Kaku Associates, Inc., a California corporation (hereinafter "Consultant'), and the City
of Santa Ana, a charter city and municipal corporation organized and existing under the
Constitution and laws of the State of California (hereinafter "City ").
RECITALS
A. The City desires to retain a consultant having special skill and knowledge in the field of
traffic, parking and circulation issues.
B. Consultant represents that Consultant is able and willing to provide such services to the
City.
C. In undertaking the performance of this Agreement, Consultant represents that it is
knowledgeable in its field and that any services performed by Consultant under this
Agreement will be performed in compliance with such standards as may reasonably be
expected from a professional consulting firm in the field.
NOW THEREFORE, in consideration of the mutual and respective promises, and subject to the
terms and conditions hereinafter set forth, the parties agree as follows:
1. SCOPE OF SERVICES
Consultant shall provide consulting services regarding traffic, parking and circulation
issues related to projects being reviewed by the City. Said services shall be on a on -call basis
provided upon the written request of the Executive Director of the Planning and Building
Agency, which request will set forth the Scope of Services and the fee schedule for each project.
2. COMPENSATION
a. City agrees to pay, and Consultant agrees to accept as total payment for its services the
rates and charges identified in Exhibit A, attached hereto. The total amount to be spent on
services provided pursuant to this Agreement shall not exceed $10,000.00 during the term of this
Agreement.
b. Payment by City shall be made within thirty (30) days following receipt of proper
invoice evidencing work performed, subject to City accounting procedures. Payment need not
be made for work which fails to meet the standards of performance set forth in the Recitals
which may reasonably be expected by City.
3. TERM
This Agreement shall commence on the date first written above and terminate on June 30,
2006, unless terminated sooner in accordance with Section 12, herein. This Agreement may be
extended upon a writing executed by the Executive Director of Planning and Building and the
City Attorney.
4. INDEPENDENT CONTRACTOR
Consultant shall, during the entire term of this Agreement, be construed to be an
independent contractor and not an employee of the City. This Agreement is not intended nor
shall it be construed to create an employer - employee relationship, a joint venture relationship, or
to allow the City to exercise discretion or control over the professional manner in which
Consultant performs the services which are the subject matter of this Agreement; however, the
services to be provided by Consultant shall be provided in a manner consistent with all
applicable standards and regulations governing such services. Consultant shall pay all salaries and
wages, employer's social security taxes, unemployment insurance and similar taxes relating to
employees and shall be responsible for all applicable withholding taxes.
5. INSURANCE
Prior to undertaking performance of work under this Agreement, Consultant shall
maintain and shall require its subcontractors, if any, to obtain and maintain insurance as
described below:
a. Commercial General Liability Insurance. Consultant shall maintain commercial
general liability insurance naming the City, its officers, agents, volunteers, and employees as
additional insured(s) and shall include, but not be limited to protection against claims arising
from bodily and personal injury, including death resulting therefrom and damage to property,
resulting from any act or occurrence arising out of Consultant's operations in the performance of
this Agreement, including, without limitation, acts involving vehicles. The amounts of insurance
shall be not less than the following: single limit coverage applying to bodily and personal injury,
including death resulting therefrom, and property damage, in the total amount of $1,000,000 per
occurrence. Consultant shall supply City with a fully executed additional insured endorsement in
substantially the form attached hereto as Exhibit B upon execution of this Agreement and shall
be approved in form by the City Attorney.
b. Business automobile liability insurance, or equivalent form, with a combined single
limA of t less than $1,000,000 per occurrence. Such insurance shall include coverage for
o hired and non -owned automobiles. bc
c. Worker's Compensation Insurance. In accordance with the provisions of Section
3300 of the Labor Code, Consultant, if Consultant has any employees, is required to be insured
against liability for worker's compensation or to undertake self - insurance. Prior to commencing
the performance of the work under this Agreement, Consultant agrees to obtain and maintain any
employer's liability insurance with limits not less than $1,000,000 per accident.
d. Professional liability (errors and omissions) insurance, with a combined single limit
of not less than $1,000,000 per claim.
e. The following requirements apply to the insurance to be provided by Consultant
pursuant to this section:
(i) Consultant shall maintain all insurance required above in full force and
effect for the entire period covered by this Agreement.
(ii) Certificates of insurance shall be furnished to the City upon execution of
this Agreement and shall be approved in form by the City Attorney.
(iii) Certificates and policies shall state that the policies shall not be canceled
or reduced in coverage or changed in any other material aspect without
thirty (30) days prior written notice to the City.
f. If Consultant fails or refuses to produce or maintain the insurance required by this
section or fails or refuses to furnish the City with required proof that insurance has been procured
and is in force and paid for, the City shall have the right, at the City's election, to forthwith
terminate this Agreement. Such termination shall not affect Consultant's right to be paid for its
time and materials expended prior to notification of termination. Consultant waives the right to
receive compensation and agrees to indemnify the City for any work performed prior to approval
of insurance by the City.
6. INDEMNIFICATION
Consultant agrees to and shall indemnify and hold harmless the City, its officers, agents,
employees, consultants, special counsel, and representatives from liability: (1) for personal
injury, damages, just compensation, restitution, judicial or equitable relief arising out of claims
for personal injury, including health, and claims for property damage, which may arise from the
direct or indirect operations of the Consultant or its contractors, subcontractors, agents,
employees, or other persons acting on their behalf which relates to the services described in
section 1 of this Agreement; and (2) from any claim that personal injury, damages, just
compensation, restitution, judicial or equitable relief is due by reason of the terms of or effects
arising from this Agreement. This indemnity and hold harmless agreement applies to all claims
for damages, just compensation, restitution, judicial or equitable relief suffered, or alleged to
have been suffered, by reason of the events referred to in this Section or by reason of the terms
of, or effects, arising from this Agreement. The Consultant further agrees to indemnify, hold
harmless, and pay all costs for the defense of the City, including fees and costs for special
counsel to be selected by the City, regarding any action by a third party challenging the validity
of this Agreement, or asserting that personal injury, damages, just compensation, restitution,
judicial or equitable relief due to personal or property rights arises by reason of the terms of, or
effects arising from this Agreement. City may make all reasonable decisions with respect to its
representation in any legal proceeding.
7. CONFIDENTIALITY
If Consultant receives from the City information which due to the nature of such
information is reasonably understood to be confidential and /or proprietary, Consultant agrees
EXHIBIT A
SCOPE OF SERVICES
Consultant will provide expertise regarding traffic, parking and circulation issues to the City's
Planning and Building Agency in relation to projects being considered by the City. Said services
include review of projects and proposals, recommendations regarding traffic, parking and
circulation issues regarding those projects, attending meetings to discuss and review, and other
services as requested, in writing, by the City.
Consultant, in coordination with the Project Manager, shall develop the definition of work
product based on the specific work assignment for each project. Products may include, but are
not limited to, memorandum, reports, diagrams and illustrations.
Consultant shall deliver to City all work product which results from the services provided. Said
work product shall be submitted in a hard copy and produced in a form compatible with the
City's computer system as agreed between the Project Manager and Consultant.
COMPENSATION
Principal I $275.00/hr
Principal 1I 250.00 /hr
Principal III 200.00 /hr
Associate I 150.00 /hr
Associate II 125.00/hr
Associate III 105.00/hr
Associate IV 80.00/hr
Technician 65.00 /hr
Administrative 65.00 /hr
EXHIBIT B
ADDITIONAL INSURED ENDORSEMENT
FOR COMMERCIAL GENERAL LIABILITY POLICY
Insurance Company
This endorsement modifies such insurance as is afforded by the provisions of Policy
# relating to the following:
1. The City of Santa Ana, 20 Civic Center Plaza, Santa Ana, California 92701; its
officers, employees, agents, volunteers and representatives are named as additional insureds
( "additional insureds ") with regard to liability and defense of suits arising from the operations
and uses performed by or on behalf of the named insured.
2. With respect to claims arising out of the operations and uses performed by or on
behalf of the named insured, such insurance as is afforded by this policy is primary and is not
additional to or contributing with any other insurance carried by or for the benefit of the
additional insureds.
3. This insurance applies separately to each insured against whom claim is made or
suit is brought except with respect to the company's limits of liability. The inclusion of any
person or organization as an insured shall not affect any right which such person or organization
would have as a claimant if not so included.
4. With respect to the additional insureds, this insurance shall not be cancelled, or
materially reduced in coverage or limits except after thirty (30) days written notice has been
given to the City of Santa Ana, 20 Civic Center Plaza, Santa Ana, California 92701.
(Completion of the following, including countersignature, is required to make this endorsement
effective.)
Effective
Policy #
Issued to
this endorsement form as a part of
Named Insured
Countersigned by
Authorized Representative
11CORD� CERTIFICATE OF LIABILITY INSURANCE
11 /02 /2° 0
PRODUCER (626)79S-7059 FAX (626) 792 -2321
FIA Insurance Services, Inc.
99 South Lake Avenue, #300
Pasadena, CA 91101
THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION
ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE
HOLDER. THIS CERTIFICATE DOES NOT AMEND, EXTEND OR
ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW.
INSURERS AFFORDING COVERAGE
NAIC #
INSURED Ka u Associates Inc
201 Santa Monica Boulevard
Suite 500
Santa Monica, CA 90401
INSURER A: Mitsui Sumitomo Ins Co of Amer
POLICY EFFECTIVE
INSURER B: Mitsui Sumitomo Ins USA Inc
LIMITS
INSURER C: Ace American Insurance Company
20 Civic Center Plaza
INSURER D:
PKG312217802
INSURER E:
08/01/2006
COVERAGES
THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING
ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACTOR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAYBE ISSUED OR
MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH
POLICIES. AGGREGATE LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS.
INSR
Im
DO'
NM
TYPE OF INSURANCE
POLICY NUMBER
POLICY EFFECTIVE
POLICY EXPIRATION
LIMITS
BUT FAILURE TO MAIL SUCH NOTICE SHALL IMPOSE NO OBLIGATION OR LIABILITY
20 Civic Center Plaza
GENERAL LIABILITY
PKG312217802
06/01/2005
08/01/2006
EACH OCCVRRENCE
$ 1,000,000
Linda Hi'i LINDA UNM1,�
X COMMERCIAL GENERAL LIABILITY
DAMAGE TO RENTED
$ 100,00
CLAIMS MADE T OCCUR
$ 10,000
MED EXP (Any one person)
A
PERSONAL S ADV INJURY
$ 1,000,000
GENERAL AGGREGATE
$ 2,000,000
GEN'L AGGREGATE LIMIT APPLIES PER:
PRODUCTS - COMP /OP AGG
$ 1,000,00
POLICY PRO LOC
JECT
AUTOMOBILE
LIABILITY
ANY AUTO
PKG312217802
08/01/2005
06/01/2006
COMBINED SINGLE LIMIT
(Ea emident)
$
1,000,000
A
ALL OWNED AUTOS
SCHEDULED AUTOS
HIRED AUTOS
NON -OWNED AUTOS
APPROV s.O
AS IO F01'
4
BODILY INJURY
(Per person)
$
X
BODILY INJURY
(Per accident)
$
X
PROPERTY DAMAGE
(Per amdart)
$
Laura
ClC I:Ceily
GARAGE LIABILITY
ialn `ill
-/ y ""
AUTO ONLY - EA ACCIDENT
$
OTHER THAN EA ACC
AUTO ONLY: AGG
$
ANY AUTO
$
EXCESS/UMBRELLALIABILITY
UMBS40043202
06/01/2005
06/01/2006
EACH OCCURRENCE
$ 1,000,00
OCCUR O CLAIMSMADE
AGGREGATE
$ 1,000,00
A
$
$
DEDUCTIBLE
S
1� RETENTION $
WORKERS COMPENSATION AND
WCP852221202
08/01/2005
08/01/2006
WCSTATU- OTH-
B
EMPLOYERS'LIABILITY
ANY PROPRIETORIPARTNERIEXECUTNE
OFFICERIMEMBER EXCLUDED?
E.L. EACH ACCIDENT Is
1,000,00
E.L. DISEASE - EA EMPLOYE0
S 1,000,00
If yes, describe under
SPECIAL PROVISIONS below
E.L. DISEASE - POLICY LIMIT
$ 1,000,00
C
�o essional Liability
EONNO0916638
08/09/2005
08/09/2006
S 1,000,000 Per Claim
$ 1,000,000 Policy Aggregate
$ 50,000 Deductible
DESCRIPTION OF OPERATIONS f LOCATIONS /VEHICLES/ EXCLUSIONS ADDED BY ENDORSEMENT I SPECIAL PROVISIONS
ertificate Holder* is named as an Additional Insured as its interest may appear, but only as respects
iability arising out of the operations of the Named Insured within the scope of the policy terms
nd conditions.
ef. No. #1962 (Traffic, Parking and Circulation Consulting for the City of Santa Ana)
Except ten (10) days notice of cancellation for non - payment of premium.
CERTIFICATE HOLDER CANCELLATION
ACORD 26 (2001108) FAX: (714)973 -1461 ®ACORD CORPORATION 1988
SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE
RECEIVED
EXPIRATION DATE THEREOF, THE ISSUING INSURER WILL ENDEAVOR TO MAIL
City of Santa Ana
*30 DAYS WRITTEN NOTICE TO THE CERTIFICATE HOLDER NAMED TO THE LEFT,
Attn Ms Tonia Zerba
O i O O
NOV N I L o 5
BUT FAILURE TO MAIL SUCH NOTICE SHALL IMPOSE NO OBLIGATION OR LIABILITY
20 Civic Center Plaza
OF ANY KIND UPON THE INSURER, ITS AGENTS OR REPRESENTATIVES.
AUTHORIZED REPRESENTATIVE y ;�_, ..
Santa Ana, CA 92702
SANTA ANA PLANNING DEPT
Linda Hi'i LINDA UNM1,�
ACORD 26 (2001108) FAX: (714)973 -1461 ®ACORD CORPORATION 1988
City of Santa Ana
Certificate issued to City of Santa Ana 11/02/2005
FIA Insurance Services. Inc.
*The City of Santa Ana, 20 Civic Center Plaza, Santa Ana, Califronia 92701; its officers, employees,
agents, volunteers and representatives are named as additional insured, as their interest may appear.
AS M FORM
Q
5t.tt ' 1h;' CjY
..._.�� 1� City Attoricv
IMPORTANT
If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must be endorsed. A statement
on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s).
If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may
require an endorsement. A statement on this certificate does not confer rights to the certificate
holder in lieu of such endorsement(s).
DISCLAIMER
The Certificate of Insurance on the reverse side of this form does not constitute a contract between
the issuing insurer(s), authorized representative or producer, and the certificate holder, nor does it
affirmatively or negatively amend, extend or after the coverage afforded by the policies listed thereon.
AS TO FORM
sl.eedy
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ACCORD 25 (2001106)