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HomeMy WebLinkAbout FULL PACKET_2006-03-20CITY OF SANTA ANA PARK DEVELOPMENT, RECREATION PROGRAMS & EDUCATION PARTNERSHIPS CITY COUNCIL COMMITTEE November 29, 2005 A~IINUTES The meeting was convened at 6:07 p.m. in the City Hall, Room 831. The following Council Members were present: Claudia Alvarez (arrived 6:45 pm) Mike Garcia (left 6:SOpm) Jose Solorio Staff present were: Gerardo Mouet, Exec. Director PRCSA Ron Ono, Park Administrative Services Manager, PRCSA Mike Lopez, Park Superintendent 1. APPROVAL OF MINUTES ACTION ITEM: Minutes of September 20, 2005 were approved with the following correction. a) Correct spelling of Wildlands as one word. . 2. SANTA ANA STADIUM REPORT RENTAL FEE COMPARISON o Staff reported on the stadium rental fee comparison of 9 stadiums some of which are located in Los Angeles and Orange County. The fees charge at the SA Stadium ranked 4th among the 9 stadiums with Anaheim Glover Stadium, Orange Coast College Lebard Stadium in Costa Mesa, and Long Beach Stadium charging below the fees at Santa Ana Stadium. Staff indicated when the new synthetic turf is installed at the stadium the program use of the stadium will be limited, unless a protective surfacing is installed. The estimated cost for the protective surfacing is approximately $800,000 to cover synthetic turf. Staff indicated a minimum of $200,000 will be needed to cover 25 percent of the stadium field. This type of product is being used at the Anaheim Stadium for concert events to protect their natural turf field. • RESIDENT FEE o The field reservation fee schedule for Adult Soccer, only identifies one set of fee based on a 2- hour block of time for non-lighted fields, and a different fee for lighted fields. There is no distinguished difference of fee for residents versus non-residence use. City Council Committee on 1 November 29, 2005 Park Dev., Recreation Programs & Education Partnership -Minutes 13B-1 ACTION ITEM 1) Look into the possibility of using temporary striping on the synthetic turf, i.e. caulking or paint. 2) Look into the possibility of minimize the width of the striping. 3) Agendize the striping issue on the next meeting. 4) Create a resident fee for the Dan Young Soccer Complex field usage. 3. UPCOMING EVENTS Staff presented the special event programs being planned for the next three months: o DYSC Synthetic Turf Ribbon Cutting Event (Sat) Dec 3rd; 12~m. o Children's Winter Holiday Event at SA Stadium (Sat) Dec 10 , 10 am-1 pm. o Board of Recreation and Park Holiday Event at the Lawn Bowling Clubhouse (Wed) Dec 14d';6:30pm. o Santiago Park Rubber Boot Race - (Sat) Jan 21St; 7 am-1 lam. o Multicultural Parade and Fair at Broadway and Civic Center (Sat) Feb 4tn; o Parade:l0am-12pm. o Fair:l2pm-4pm. o Mother's Day Celebration at SA Stadium -Saturday, May 13th. • ACTION ITEM: o Promote the rubber boot race by advertising on the Website, notifying Neighborhood Associations, School District, YMCA, Friends of SA Zoo, etc. 4. S.A. RIVER TASK FORCE UPDATE • Staff presented the status of the SA River Task Force and a briefing of the agenda items and discussions communicated at the two Task Force meetings and the SA River Tour. ACTION ITEM: o Invite Huntington Beach and Orange County Water District to attend the meetings. 5. RESERVATIONS (GIS) MAPPING • Staff presented an outline for the new reservation system that will be implemented next year. The major items being requested from the Sports groups are rosters and insurance information. Staff will be requesting the new roster information early next year. Staff is being trained to ensure a smooth transition of the system when it is implemented. The new Reservation System will be presented to City Council at a future Study Session. 6. PUBLIC COMMENTS • No Public Comments. 7. COMMITTEE MEMBER COMMENTS • Look into providing hand soap in the Santa Ana Stadium Restrooms. City Council Committee on 2 November 29, 2005 Park Dev., Recreation Programs & Education Partnership -Minutes 13B-2 8. STAFF COMMENTS • No Staff Comments. 9. ITEMS FOR FUTURE MEETINGS: • Striping options on the Synthetic Turf at the Stadium. • Santa Ana River Task Force Update. 10. NEXT MEETING: Change next meeting date of Jan 3, 2006 to Jan 10, 2006 at 5:45p.m. City Hall, Room 831 Meeting adjourned at 7:10 p.m. Gerardo Mouet Executive Director Parks, Recreation and Community Services Agency City Council Committee on 3 November 29, 2005 Park Dev., Recreation Programs & Education Partnership -Minutes 13B-3 - CITY COUNCIL COMMITTEE ON ~/ NEIGHBORHOOD IMPROVEMENT/CODE ENFORCEMENT Meeting Minutes January 24, 2006 CALL TO ORDER The meeting was called to order at 5:40 p.m. in Training Room 1602, City Hall Ross Annex. ATTENDANCE The following Councilmembers were present: Lisa Bist, Alberta Christy and Carlos Bustamante Staff present were: Jay Trevino, Executive Director Planning and Building Agency; Kenneth Adams, Assistant Director Planning and Building Agency; Ben Kaufman, Chief Assistant City Attorney; Bruce Dunams, Community Preservation .Manager; Steve Gutmann, Supervisor of Inspections; and Estella Rodarte, Senior Community Preservation Inspector. AGENDA ITEMS 1. APPROVAL OF MINUTES -NOVEMBER 22, 2005 MEETING Approved by a vote of 3:0 2. GRAFFITI ORDINANCE Will Hayes provided the committee with a historic overview of the city's existing graffiti ordinance. He briefed the committee on the proposed changes to the ordinance which will be presented to the. entire council shortly. The ensuing discussion focused upon the variety of strategies available to the city to help abate graffiti issues. 3. STREET CURB ADDRESS PAINTING Will Hayes provided the committee with a overview of the city's proposed street curb ordinance. Highlights of the proposed ordinance include developing a contract with three to four non-profit vendors to provide curb painting services for donations by the property owners. The intent of the ordinance is to get the city out of the curb painting business. The committee members posed several operational questions to staff and provide some brief comments for consideration. 4. SHOPPING CART ORDINANCE DISCUSSION Bruce Dunams provided a brief history of staff efforts regarding the shopping cart issue. He indicated at this point the city believed the best alternative is to address the cart as a site specific issue with the burden on the vendor to be responsible for addressing the problem. He provided the committee with three alternatives: 13B-4 • to require all vendors to provide an on-site containment solution within six months of the ordinance adoption; • to require the new and larger vendors to install an on-site containment system with a month test period before imposing the requirement as listed above; and • to permit all vendors to develop their own plan for a containment system to operate until they have violated apre-set standard of compliance. Jay Trevino indicated to the committee that staff would invite the grocers association as well other retailers to the meeting to provide input. 5. PRE-SALE ORDINANCE Bruce Dunams provided the committee with additional information as requested on the programs that exist in other communities. He provided information from 14 other communities all of which have an entire property inspection program. He indicated that the staff recommendation would be to inspect the entire property should the city adopt an inspection program. He indicated that the staff had begun the process of contacting the real estate industry to initiate talks to discuss the committee proposal. He provided some preliminary information about the scope of project and initial staff analysis. Jay Trevino indicated that staff would invite real estate industry representatives to next committee meeting to provide direct feedback to the committee. Staff will continue to work on the development of the program and update the committee at the next meeting. 6. PUBLIC COMMENTS ON NON-AGENDA ITEMS -None 7. COMMITTEE MEMBER COMMENTS -None 8. ITEMS FOR NEXT MEETING A. Pre-Sale Residential Inspection Ordinance 9. NEXT MEETING DATE: Tuesday, February 28,2006 ADJOURNMENT - 7:45 P.M. Kenneth Adams Assistant Director/Planning & Building Agency KA/rb S:Council CommMICE CClNICE Minutes Ot-24-06 Neighborhood Improvement/Code Enforcement Council Committee Minutes January 24, 2006 13B-5 CITY OF SANTA ANA CITY COUNCIL COMMITTEE ON MAIN STREET DEVELOPMENT MINUTES November 3, 2005 CALL TO ORDER The meeting convened at 5:40 p.m. in City Hall, Room 831, 20 Civic Center Plaza, Santa Ana, California. ATTENDANCE City Council Committee members present: Mayor Pro Tem Lisa Bist, Councilmember Jose Solorio, and Councilmember Claudia Alvarez (5:55 p.m.) Staff members present: Community Development Agency Executive Director Patricia C. Whitaker, Planning and Building Agency Executive Director Jay Trevino, Chief Assistant City Attorney Benjamin Kaufman, Community Preservation Inspector Alvaro Nunez, Redevelopment Assistant, Danell Mercado, Senior Planner Sergio Klotz, Engineering Services Manager/City Engineer George Alvarez, and Assistant Planner Lucy Linnaus Community members present: None AGENDA ITEMS 1. APPROVAL OF MINUTES -September 1, 2005 Action: The minutes were approved 2:0 (Absent: Alvarez) 2. PROPOSED CODE ENFORCEMENT ACTIONS A Notice of Violation (NV) was issued to the Casa de Ceramica property at 2541 South Main regarding the banners and unpermitted signs. There has been no compliance and the next step is sending the property owner/business owner to a Hearing. If there is no compliance after the Hearing, the NV may eventually lead to a criminal case. 1417 South Main will be monitored. 1117 South Main - A Notice of Violation will be issued regarding signs. 13B-6 Enforcement regarding windows in the Downtown area is continuing. Inspector ' Nunez will provide the Committee with a list of the business owners of record who have been cited. Mr. Nunez will also check the business location south of the Macres Flower Shop on Broadway that has several stickers on its windows and will provide an update. Inspector Nunez reported that there are many problems with sidewalk sales and explained the business license and occupancy process to the Committee. 3. ADAPTIVE REUSE OF SPURGEON BUILDING Planning and Building is looking into the reconstruction of the building. Jay Trevino reported that a couple of months ago he and Steve Harding met with Jay Mehan and Mike Lutton, who is active in big urban markets. Discussion then ensued regarding parking. An assessment of Downtown parking is necessary. Staff will continue to follow up on these issues. 4. DOWNTOWN RESIDENTIAL PARKING PERMIT PROGRAM UPDATE Following a discussion, it was decided that staff would contact the Loft Owners _ Association and request to be placed on their next meeting agenda on November 17 to try and educate Phase 1 & 2 Loft owners about monthly passes and the garage security that is available and answer any other questions or concerns they may have. Staff will update the Committee at the next meeting. 5. LOFT SURVEY UPDATE Danell Mercado will make further contact with both Associations and update at the next meeting. 6. SANTA ANA BOULEVARD PROJECT/RENAISSANCE Lucy Linnaus, Assistant Planner, provided a report on the specific plan. She noted that the purpose is to create a village environment with all the components of a community. The goal is to establish an overall identity for the area by establishing a land use plan maximizing the area's potential and reestablishing the area as Orange County's downtown and Civic Center. Objectives include walkability; creating linkages between the train depot, downtown, civic center, and neighborhoods; providing multi-modal transportation options; and encouraging redevelopment of the area. A timeline was provided which included the completion of the Specific Plan as October/November 2006. miry ~ouncu committee on Main 2 November 3, 2005 Street Development -Minutes 13B-7 Committee members will review the map boundaries and notify staff of any major changes/suggestions. A meeting update regarding The Depot will be provided by Pat Whitaker. 7. PROJECT UPDATES a) 4T" Street Pushcart Status - Staff visited the vendor to see how production was progressing. This is a custom order, which takes longer; however, the builder will try to expedite the order. Completion is still anticipated to be February or March 2006. b) SC Gas Buildina The Orange County Children's Film School are still interested in is yet to be made. Therapeutic Arts Center and the Chapman possibly occupying the building. A decision c) Phase III Olson Lofts Status To date, there is no proforma as yet and density is still an issue. The Olson ~ Company notified staff that a new team is being assembled to review the issues and will report their findings in about a month. Staff will look into the City conducting an audit. A discussion ensued regarding the dirt parking lot. Public Works and Planning and Building will contact the Olson Company with a possible solution for the time being. d) Otis Building Update Pat Whitaker contacted Rikki Zuckerman, owner of the Otis Building. Ms. Zuckerman requested a letter of commitment. A bench has been purchased. The City is waiting until the entire building is painted before moving forward. Staff will continue working on this issue. e) Construction of Archway Sign on South Main Street Based on research conducted by staff two feasible locations were selected - (1)approximately 25 feet north of Walnut Street and (2) approximately 50 feet north of Broadway. The sign will span across Main Street at an 18 foot clearance from the center of the roadway. The cost for the two archway signs is $1.5 million. This cost includes design, graphics design, sign fabrication City Council Committee on Main 3 November 3, 2005 Street Development -Minutes 13B-8 and poles, and construction. Pictures of different archways from other cities ~ were provided. It was suggested that staff research the "hanging type" signs from the San Diego area, signs with a more historic feel and also ones having some lighting. Public Works staff will provide another cost estimate at a future meeting. f) Nexus Entry Sign Update George Alvarez reported that a meeting was held regarding the art concept design. It was decided that the artist will complete the rendition and Nexus will build and install the art. The piece will include uplighting, the city seal and base. A discussion about the city seal being part of the piece ensued. The Committee will be shown the rendition at the next meeting. g) Facade Rebate Program Danell Mercado provided a chart with rebate information. The chart included a list of companies and improvements done to date; a list of a rebate in process; and a list of rebate inquiries. h) SC Edison Substation at Second and Sycamore Contact was made with SC Edison. What to do with the property will be decided within the year. 8. PUBLIC COMMENTS - None 9. COMMITTEE MEMBER COMMENTS -None 10. ITEMS FOR FUTURE MEETINGS 11. NEXT MEETING -December 1, 2005 ADJOURNMENT -The meeting was adjourned at 7:08 p.m. to December 1, 2005. c Patricia C. Whitaker Recording Secretary Community Development Agency PCW/mlr City Council Committee on Main 4 November 3, 2005 Street Development -Minutes 13B-9 • CITY OF SANTA ANA CITY COUNCIL COMMITTEE ON MAIN STREET DEVELOPMENT MINUTES December 1, 2005 CALLED TO ORDER The meeting convened at 5:45 p.m. in City Hall, Room 831, 20 Civic Center Plaza, Santa Ana, California. ATTENDANCE City Council Committee members present: Mayor Pro Tem Lisa Bist, Councilmember Jose Solorio, and Councilmember Claudia Alvarez (5:50 p.m.) Staff members present: Deputy City Manager Development Services, Steve Harding, Community Development Agency Executive Director Patricia C. Whitaker, Planning and Building Agency Executive Director Jay Trevino, Chief Assistant City Attorney Benjamin Kaufman, Senior Community Preservation Inspector Beth Aldecoa, Redevelopment Assistant, Danell Mercado, Senior Planner Sergio Klotz, and Assistant Planner Lucy Linnaus Community members present: Elsa Gomez AGENDA ITEMS 1. APPROVAL OF MINUTES -November 3, 2005 Action: The minutes were approved 2:0 (Absent: Alvarez) 2. PROPOSED CODE ENFORCEMENT ACTIONS A hearing has been schedule in January with the Casa de Ceramica property at 2541 South Main and 1121 S. Main regarding the banners and unpermitted signs. If there is no compliance after the Hearing, the NV may eventually lead to a criminal case. Enforcement regarding windows in the Downtown area is continuing. Inspector Nunez will provide the Committee with a list of the business owners of record who have been cited. 13B-10 3. ADAPTIVE REUSE OF SPURGEON BUILDING No submittals of plans from Jay Meehan at this time. 4. DOWNTOWN RESIDENTIAL PARKING- UPDATE Danell Mercado stated that the Association is not meeting until January 2006. She shared with the Committee a DRAFT letter to be sent out immediately informing the loft owners of their option to parking in the Downtown Parking Structures. 5. LOFT SURVEY UPDATE Danell Mercado will make further contact with the Association in writing asking for responses to the survey to be returned in aself-addressed stamped envelope. 6. SANTA ANA BOULEVARD RENAISSANCE PROJECT Lucy Linnaus, Assistant Planner, reviewed with the committee the boundary lines of the study area. Staff asked the committee for input on three areas of the boundaries. The boundary line next to French Park will remain the same. The area west of Logan will be included, as well as the cut out at Grand and First Street. Pat Whitaker provided the committee a map that delineated which properties within the study area were Agency owned. The committee requested staff to provide a write up on which properties could be potentials for demolition due to nuisance and unsafe conditions 7. PROJECT UPDATES a) 4T" Street Pushcart Status - The manufacturer made the umbrellas for the carts in rainbow colors. Staff informed the manufacturer that a solid color such as maroon or green would be more acceptable. The manufacturer is getting estimates to change out the color to a solid. The manufacturer is guaranteeing delivery between February and March. b) SC Gas Building Chapman College has made a purchase offer and a tour has been schedule with them in December. c:iry Council Committee on Main Street Development -Minutes 2 December 1, 2005 13B-11 c) Phase III Olson Lofts Status Olson has a new architect on its team and is density to 125 per acre. No plans have been cost to create a bare bones parking lot of $100,000. looking for an increase in the submitted. Staff analyzed the the site, which came in at The Committee asked Steve Harding to discuss with Olson to either submit a project or walk away and bring back something to the Committee in writing on what options the City can move on. d) Otis Building Update Staff is working on a letter from OCTA committing to moving the bus bench once the building is painted. Once a letter is received, it will be presented to property owner to proceed with painting the building. e) Construction of Archway Sign on South Main Street Estimate for the sign will be presented at the January meeting by PWA. f) Nexus Entry Sign Update L~ No update presented. 8. PUBLIC COMMENTS -Elsa Gomez commented on the Artist Loft Owner Survey, and what a good idea it was. She would like the same survey sent out to the Downtown business owners in both English and Spanish. 9. COMMITTEE MEMBER COMMENTS -None 10. ITEMS FOR FUTURE MEETINGS a. The Depot Marketing Plan 11. NEXT MEETING -January 5, 2006 A J RNMENT -The meeting was adjourned at 6:50 p.m. to January 5, 2006. Pa ricia C. Whitaker Recording Secretary Community Development Agency PCW/dm City Council Committee on Main 3 December 1, 2005 Street Development -Minutes 13B-12 CITY OF SANTA ANA CITY COUNCIL COMMITTEE ON MAIN STREET DEVELOPMENT MINUTES January 5, 2006 CALLED TO ORDER The meeting convened at 5:44 p.m. in City Hall, Room 831, 20 Civic Center Plaza, Santa Ana, California. ATTENDANCE ` City Council Committee members present: Mayor Pro Tem Lisa Bist, Councilmember Jose Solorio, and Councilmember Claudia Alvarez (5:46 p.m.) Staff members present: City Manager Dave Ream; Chief Assistant City Attorney Benjamin Kaufman; Community Development Agency Executive .Director Patricia C. Whitaker, Assistant Director of Community Development Nancy Edwards; Planning and Building Agency Executive Director Jay Trevino, Principal Planner Karen Haluza; Senior Planner Sergio Klotz, Community Preservation Inspector Alvaro Nunez; and City Engineer George Alvarez AGENDA ITEMS 1. APPROVAL OF MINUTES -December 1, 2005 Action: The minutes were approved 3:0 5. PROJECT UPDATES Taken out of order. b) SC Gas Building Dave Ream reports that Chapman College is primarily interested in the YMCA Building. However, the Chapman College proposed use is inconsistent with Council direction. Staff will encourage Chapman College to give further consideration to the SC Gas Building in the Artists Village. 13B-13 2. PROPOSED CODE ENFORCEMENT ACTIONS A hearing has been schedule for January 26 regarding the Casa de Ceramica property at 2541 South Main and 1121 S. Main regarding the banners and unpermitted signs. If there is no compliance after the Hearing, the NV may eventually lead to a criminal case. Follow-up at 1417 S. Main has also been done. The property owner has been contacted. He is having difficulty evicting the tenant. Enforcement in the Downtown area continues (4th and Broadway area). Inspector Nunez reports that the business owners of record are being cited. Committee member Bist requested that Mr. Nunez follow-up on previous Council Requests regarding 304 N. Broadway and 417 N. Broadway. 3. ADAPTIVE REUSE OF SPURGEON BUILDING No submittals of plans from Jay Meehan at this time. 4. SANTA ANA BOULEVARD RENAISSANCE PROJECT UPDATE A map of the Santa Ana Boulevard properties was provided and demolition of buildings was discussed. Karen Haluza reported that, of the three proposals received, Moule &Polyzoides Architects has been selected to prepare the Santa Ana Renaissance Specific Plan. A recommendation to the City Council to award a contract to Moule &Polyzoides Architects will be made at the Council meeting on January 17. Jay Trevino mentioned that staff met with Tom Mauk, County CEO, on January 4 to discuss redevelopment of the Fruit Street County property. It was a very encouraging meeting. Committee member Solorio departed at 6:16. 5. PROJECT UPDATES a) 4T" Street Pushcart Status - Staff visited the manufacturer. Delivery is some time between February and March. The umbrellas will be maroon in color. City Council Committee on Main . 2 January 5, 2006 Street Development -Minutes 13B-14 c) Phase III Olson Lofts Status A new architect was hired. Working drawings are to be submitted in March. Construction by March 2007. Staff noted that if a temporary parking lot is provided, it might be a problem when it is taken away. A construction cost estimate sheet ($169,820) for the Olson Parking Lot (phase 3) was provided. d) Otis Building Update A copy of the email received regarding OCTA willingness to move the bus stop was provided to Committee member Solorio. e) Construction of Archway Sign on South Main Street George Alvarez provided pictures of possible signs located ,at Main Street looking south at Broadway and Main Street at Walnut looking north. Cost estimates are $900K for the Broadway sign and $700K for the Walnut sign. The Committee would like to concentrate on the Broadway location. f) Nexus Entry Sign Update Renderings of the sign were provided. The Committee feels that the City seal should be removed and that up lighting should be considered. g) Loft Survey Update Seventy-five survey letters were distributed to individual loft owners in late December. Self-addressed envelopes were provided and responses were requested by January 15. To date, fifteen responses have been received. A letter was also mailed to loft owners regarding additional parking options. h) The Depot Marketing Plan Update Pat Whitaker discussed the timeline Councilmembers in November. She consultant had been hired to work with Depot. 6. PUBLIC COMMENTS -None as per the memo also mentioned that The Cafe Express distributed to a restaurant located in the wry councu committee on Main Street Development -Minutes 3 13B-15 January 5, 2006 7. COMMITTEE MEMBER COMMENTS Lisa Bist requested a copy of the Moule & Polyzoides Architects proposal. , Lisa Bist inquired about the Edison undergrounding schedule. George Alvarez will update. Lisa Bist inquired about the wall on Sandpointe. George Alvarez mentioned that stucco work still needs to be completed. Claudia Alvarez requested that the meeting time be changed to 5:45 p.m. All present agreed to change the start time to 5:45 p.m. beginning February 2, 2006. 8. ITEMS FOR FUTURE MEETINGS 9. NEXT MEETING -February 2, 2006 OU NMENT -The meeting was adjourned at 6:55 p.m. to February 2, 2006. Patricia C. Whitaker Recording Secretary Community Development Agency PCW/mlr ,,. City Council Committee on Main 4 January 5, 2006 Street Development -Minutes 13B-16 CITY OF SANTA ANA CITY COUNCIL COMMITTEE ON MAIN STREET DEVELOPMENT MINUTES February 2, 2006 CALLED TO ORDER The meeting convened at 5:54 p.m. in City Hall, Room 831, 20 Civic Center Plaza, Santa Ana, California. ATTENDANCE City Council Committee members present: Mayor Pro Tem Lisa Bist, Councilmember Claudia Alvarez. Absent: Councilmember Jose Solorio Staff members present: Deputy City Manager Development Services Steve Harding; Chief Assistant City Attorney Benjamin Kaufman; Community Development Agency Executive Director Patricia C. Whitaker; Public Works Agency Executive Director Jim Ross; Planning and Building Agency Executive Director Jay Trevino; Assistant Director of Community Development Nancy Edwards; Economic Development Manager Linda Summers; Redevelopment Assistant Danell Mercado; Principal Planner Karen Haluza; Assistant Planner II Lucy Linnaus; and Community Preservation Inspector Alvaro Nunez. AGENDA ITEMS 1. APPROVAL OF MINUTES -January 5, 2006 Action: The minutes were approved 2:0 2. PROPOSED CODE ENFORCEMENT ACTIONS The hearing for 1131 S. Main was held. The property owner pulled permits to move the signs and the poles. The Committee asked for additional information regarding the pulled permits and what type of business has been approved for the location. The hearing for 2541 S. Main was held with no one present on behalf of • the property owner. Code Enforcement will make an effort to contact the 13B-17 property owner. If there is no response received in two weeks, the case • will be referred to the City Attorney for prosecution. The compliance time for 1417 S. Main elapses on February 6. If there is no compliance, the file will be referred to the Hearing Officer process. The NV may eventually lead to a criminal case. The 304 N. Broadway and 411 N. Broadway locations have been fined. Progress has been made and our staff is in contact with the business owners to ensure full compliance. The Committee requested that staff check the windows at AutoZone. Code Enforcement will contact the business owner/manager. Fiesta Marketplace in Downtown has seen a lot of unlicensed vendors in the area. Code Enforcement has been responding and there may be a need to coordinate a task force with the Police Department and address the issue together. 3. SANTA ANA BOULEVARD RENAISSANCE PROJECT UPDATE Karen Haluza reported that, of the three proposals received, Moule & Polyzoides Architects has been selected to prepare the Santa Ana Renaissance Specific Plan. A recommendation to the City Council to award a contract to Moule &Polyzoides Architects will be made at the Council meeting on February 6. Karen Haluza asked the Committee for its input on potential stakeholder groups and individuals to be part of the public process. The Committee gave the following names: Latino Health Access; Saint Joseph ~alle~ ~ ~`>- ` Church/School; Garfield Elementary; Logan, Lacy, French Court and French Park Neighborhood Associations; Downtown Business District Associations; Loft Owners Association; The Boxing Club; Jerry King, National History Museum; and Brian Lucas. 4. PROJECT UPDATES a) 4T" Street Pushcart Status - LA Manufacturing has completed the carts. The O.C. Health Department has to complete one final inspection on the carts before they can be released. Staff is working on a new city logo to be placed on the carts for consistency. A ribbon cutting ceremony is being . planned for mid March. 13B-18 • b) SC Gas Building Jay Trevino reports that Chapman College is primarily interested in the YMCA Building. Staff has met with Otis College of Art & Design and they are very interested in having a satellite campus in Downtown Santa Ana. c) Phase III Olson Lofts Status A new architect was hired. Working drawings are to be submitted in March. d) Otis Building Update Owner is refusing to paint the building. Staff continues to pursue the owner for compliance with the original agreement that she would paint the building if we provided the letter from OCTA that the benches would be moved after the building is painted. e) Construction of Archway Siqn on South Main Street Public Works Agency will make a recommendation to Council at its February 21 meeting to award a contract to the design consultant for the sign. Construction is scheduled to begin in August. The Committee would like to work with the consultant on what the sign would say. f) Nexus Entry Siqn Update Nexus has completed a cost estimate of $500,000 for the two signs. Discussion continues on whether the City should allow Nexus to complete only one sign, so that remaining funds can be used on public art for the project. g) Loft Survey Update Survey results were passed out to the Committee and discussed. h) The Depot Marketing Plan Update Staff distributed binders and discussed with the Committee the plan to introduce marketing opportunities at The Depot. Staff will begin banner installation in March, with other opportunities being reviewed for the 06/07 budget. 13B-19 • 5. PUBLIC COMMENTS -None 6. COMMITTEE MEMBER COMMENTS Claudia Alvarez asked for staff to investigate the Bowers banner covering the sign for Taco Adobe on N. Main. 7. ITEMS FOR FUTURE MEETINGS No new items. Committee agreed to remove The Depot Marketing Plan until updates occur. 8. NEXT MEETING -March 2, 2006 ADJOURNMENT -The meeting was adjourned at 7 p.m. to March 2, 2006. ~W Patricia C. Whitaker Recording Secretary Community Development Agency PCW/DM/mlr i Main St. Development Committee Minutes 4 February 2, 2006 13B-20 ~~ ~J MEMORANDUM '~ ~dUCa LIAR jsC City Council Meeting Date: March 20, 2006 David Ream To: City My~nager Date: March 6, 2006 G. Ross, Executive Director From:/ Pkfblic Works A~ 9-t2 Subjc~s~Notification that City Engineer is Reviewing Final Tract Map No. 16775 for Approval Pursuant to Section 34-183 of the Santa Ana Municipal Code, this memo provides notice that the City Engineer has received Final Tract Map No. 16775 (City Tract Map No. 2004-07), for 419 South Newhope Street (Exhibit I), from the owner, Santa Ana Cottages LLC, and is in the process of reviewing the map for final approval. The Tentative Tract Map No. 16775 was approved by the City Council on February 7, 2005. The City Engineer shall approve or disapprove this map within 10 days after the City Council meeting of March 20, 2006. cc: Mayor and City Council City Manager Deputy City Manager of Development Services Clerk of the Council T:\Development Services\Subdivision\Memos\FinalTractMap16775Review Notice03_20_06 _ IL.doc 17A-1 ~-- w ~ tr N ~ o: I vi Z/ z SANTA ANA City Council Title: Agenda Date vux~c wea ~cr MARCH 20, 2006 I VTAIN ST. I -- w I W a z W 0 0 i U I i W N i W J J Q i U I ~> I I - - - -L - NEWHOPE STREET EXHIBIT I TRACT N0. 16775 ~uostioa ~'~ 419 S. NEWHOPE ST. REQUEST FOR COUNCIL ACTION CITY COUNCIL MEETING DATE: MARCH 20, 2006 TITLE: WORKFORCE INVESTMENT ACT ADDITIONAL FUNDS ~~ ~aucation 18t CITY MA AGER RECOMMENDED ACTION CLERK OF COUNCIL USE ONLY: APPROVED ^ As Recommended ^ As Amended ^ Ordinance on 15f Reading ^ Ordinance on 2"d Reading ^ Implementing Resolution ^ Set Public Hearing For_ CONTINUED TO FILE NUMBER Approve an Appropriation Adjustment recognizing additional revenues of $4,181 in Title I 15o Incentive Award funds from the State of California for Workforce Investment Act programs. DISCUSSION The State of California has awarded the Santa Ana Workforce Investment Board with an Incentive Award for meeting performance measures in Program Year 2004/05. These funds will be used to cover expenses related to the operation of the Workforce Investment Board. FISCAL IMPACT Upon approval of the appropriation adjustment, funds will be available in the Workforce Investment Act Incentive Award 04-05 account (account no. 123-167-6221). APPROVED AS TO FUNDS AND ACCOUNTS: Patricia C. Whitaker Executive Director Community Development Agency PCW/LM/mlr H:\ACTIONS\2006 CC\WIA Additional Funds 3-20-06.doc Francisco Gutierrez Executive Director Finance & Management Services Agency 20A-1 20A-2 REQUEST FOR COUNCIL ACTION CITY COUNCIL MEETING DATE: MARCH 20, 2006 TITLE: r n'~ .Education {S~ CLERK OF COUNCIL USE ONLY: CONTRACT AMENDMENTS FOR ASPHALT STREET MAINTENANCE AND ASPHALT POTHOLE REPAIR AND SIDEWALK MAINTENANCE (SPEC. NOS.04-010 AND 04-046) U~~~ CITY MANAGER RECOMMENDED ACTION APPROVED ^ As Recommended ^ As Amended ^ Ordinance on 1st Reading ^ Ordinance on 2nd Reading ^ Implementing Resolution ^ Set Public Hearing For CONTINUED TO FILE NUMBER 1. Amend the contract with Hardy and Harper, Inc. for asphalt street maintenance by $330,000 for a total not to exceed $656,910. 2. Amend the contract with Hardy and Harper, Inc. for asphalt pothole repairs and sidewalk maintenance by $200,000 for a total not to exceed $525,000. DISCUSSION The Public Works Agency's Maintenance Services Division is responsible for maintaining the street and sidewalks of Santa Ana. In order to do so, contracts for annual asphalt street maintenance, pothole repair and sidewalk maintenance are required. Services provided under the asphalt street maintenance contract include the excavation and cold milling of existing roadways, the installation of pavement reinforcement fabric, construction of asphalt concrete pavement, and crack sealing. Services provided under the pothole repair and sidewalk maintenance contract include the repair of all potholes a minimum of six inches wide and one inch deep, and the repair of damaged pavement areas not exceeding 25 sq. ft. in diameter and two inches in depth with an asphalt overlay. Sidewalk maintenance provided includes sidewalk ramping and sidewalk offset grinding, which are used to reduce risks to pedestrian traffic. In addition, the asphalt street maintenance contract provides for repair of pavement affected by water system maintenance. This includes the repair of water and sewer line trenches and the adjustment of manhole and water valve covers to the new street surface level. 22A-1 3~ Contract Amendments for Asphalt Street Maintenance and Asphalt Pothole Repair and Sidewalk Maintenance (Spec Nos. 04-010 and 04-046) March 20, 2006 Page 2 On July 5, 2005, the City Council renewed the contracts with Hardy & Harper, Inc., a Santa Ana vendor, for a one-year period. Recently, funds from Proposition 42 have become available for use by the Maintenance Services Division for street maintenance. The funds will be added to the Hardy & Harper contracts to allow additional street maintenance to be performed during the contract terms. Also, Water Resources funds will be added to the street maintenance contract to cover the costs associated with water and sewer line trench repairs and manhole and water valve cover adjustments. FISCAL IMPACT Funds are available in the Public Works Traffic Congestion Relief Improvement Other Than Building and the Water Utility Water System Maintenance Other Contractual Services accounts (account nos. 28-552- 6631 and 64-575-6291). APPROVED AS TO FUNDS & ACCOUNTS: James G. Ross Executive Director public works Agency JGR/WO/04-O10A.9 & 04-046-A.9:uc ~G2~y~ ~~~L.IGtitG~it - . ~~ Francisco Gutierrez Executive Director Finance & Mgmt. Services Agency 22A-2 REQUEST FOR ~~ COUNCIL ACTION ~c~Fa~~~et,on,s~~ ~~ CITY COUNCIL MEETING DATE: CLERK OF COUNCIL USE ONLY: MARCH 20, 2006 TITLE: CONTRACT AWARD FOR STREET SWEEPERS (SPEC. NO. 06-008) CITY MANAGER APPROVED ^ As Recommended ^ As Amended ^ Ordinance on 1st Reading ^ Ordinance on 2nd Reading ^ Implementing Resolution ^ Set Public Hearing For CONTINUED TO FILE NUMBER RECOMMENDED ACTION Award a contract to Haaker Equipment Company for the purchase of two street sweepers in the amount of $508,099.43; and increase the aggregate limit for large equipment parts and service for a two-year period in an annual amount not to exceed $60,000. DISCUSSION The Fleet Maintenance Division's annual Equipment Replacement Program is included in the City's annual budget and identifies vehicles scheduled for replacement. Funding is monitored through a depreciation schedule established with each department. The Public Works Agency uses 11 street sweepers to cover over 400 miles of residential streets, 100 miles of primary streets, 50 miles of industrial areas, and 25 miles of alleys. The program also includes sweeping over 81,000 curb miles and the removal of 11,000 cubic yards of gutter litter each year. Due to age, engine hours, and worn condition, two 1999 Athey sweepers have been approved for replacement in the current fiscal year. To comply with Air Quality Management District standards, the new street sweepers will be compressed natural gas units. Specifications for the new sweepers also call for a high right side dump hopper system to accommodate proper disposal directly to the Waste Management trash dumpsters. The notice inviting bids was advertised on January 18 and 20, 2006, and bids were solicited. A summary of the bid invitations and bids received is as follows: 5 Invitations For Bid mailed 2 Bids received 22B-1 ~~ 3B3 Contract Award for Street Sweepers (SPEC. NO. 06-008) March 20, 2006 Page 2 Bids were received, opened on February 1, 2006, and evaluated. Bid results are as follows: Vendor: Location: Amount: Haaker Equipment Company La Verne Kelly Equipment Rancho Cucamonga $508,099.43 $538,731.40 The bid received from Haaker Equipment Company is responsive to the specifications and meets the City's requirements. On October 17, 2005, the City Council awarded a contract to Haaker Equipment Company for large equipment parts and service. However, the purchase of two additional street sweepers, when added to the current two sewer trucks and four Elgin street sweepers purchased from Haaker Equipment Company, exceeds the anticipated volume of service and parts. In order for Fleet Maintenance to continue using the Haaker Equipment Company for parts and service, staff recommends Council approval of an increased blanket order contract. FISCAL IMPACT Funds are available in the Equipment Replacement Machinery & Equipment and the Fleet Service Equipment Maintenance Operating Material & Supplies account (account nos. 76-145-6641 and 75-111-6391). ~~ t Francisco Gutierrez Executive Director Finance and Management Services Agency FG/KM/06-008.2:uc 22B-2 REQUEST FOR ~~ COUNCIL A.CTlON ~Ed"~~A~~on,s~ ~~~ CITY COUNCIL MEETING DATE: CLERK OF COUNCIL USE ONLY: MARCH 20, 2006 TITLE: CONTRACT AWARD FOR PAINTING SERVICES (SPEC. N0.06-014) APPROVED ^ As Recommended ^ As Amended ^ Ordinance on 1st Reading ^ Ordinance on 2nd Reading ^ Implementing Resolution ^ Set Public Hearing For CITY MANAGER RECOMMENDED ACTION CONTINUED TO FILE NUMBER Award a contract to Wilson & Hampton Painting Contractors for painting services in an amount not to exceed $19,843. DISCUSSION The Police Department is responsible for the general maintenance of the Police Administration Building and Jail Facility. Painting of the exterior is necessary to repair and prevent damage due to normal exposure to the elements. The contract will provide for painting of the sun exposed east and south facing window mullions. Painting will improve their appearance and help in maintaining clean, attractive facilities. The notice inviting bids was advertised on December 9 and 12, 2005, and bids were solicited. A summary of the bid invitations and bids received is as follows: 14 Invitations For Bid mailed 1 Invitation For Bid mailed to a Santa Ana vendor 2 Bids received Bids were received and opened on February 27, 2006. The results are as follows: Vendor: Wilson & Hampton Painting Contractors US National Corp Location: Cost: Anaheim $19,843 Panorama City $53,600 22C-1 CS 383 Contract Award for Painting Services (Spec. No.06-014) March 20, 2006 Page 2 The bid received from Wilson responsive to the specification. & Hampton Painting Contractors is FISCAL IMPACT Funds are available in the Police Building & Facilities Other Contractual Services account (account no. 11-350-6291). APPROVED AS TOFUNDSAND ACCOUNTS: Paul M. Walters Chief of Police PMW/BP/06-014.27:uc ~, ~~w~u' L i:~~ ~ B J ~~ .~ Francisco Gutierrez Executive Director Finance & Mgmt. Services Agency 22C-2 REQUEST FOR COUNCIL ACTION CITY COUNCIL MEETING DATE: MARCH 20, 2006 TITLE: CONTRACT AMENDMENT FOR TASER ELECTRONIC CONTROL DEVICES, ANIl~IUNITION AND ACCESSORIES (SPEC. NO. 06-019) r n'~ CEducnl~on ~,. CLERK OF COUNCIL USE ONLY: CITY MANAGER RECOMMENDED ACTION APPROVED ^ As Recommended ^ As Amended ^ Ordinance on 1st Reading ^ Ordinance on 2nd Reading ^ Implementing Resolution ^ Set Public Hearing For CONTINUED TO FILE NUMBER Amend the contract with ProForce Law Enforcement to increase the aggregate limit by $12,500 for Taser electronic control devices, ammunition and accessories for an annual amount not to exceed $22,500. DISCUSSION The Police Agencies utilize electronic control devices to gain control over a violently resisting subject. The Santa Ana Police Department requires ten X26 Taser electronic control devices to replace, supplement, and upgrade the department's current inventory of M26 Taser electronic devices. The M26 Tasers purchased in 2001 are obsolete and due for replacement. The current, new model X26 Taser electronic device is smaller, lighter, and more effective. Ammunition and accessories for the X26 Taser are also required. The purchase of the X26 Taser electronic control devices, ammunition, and accessories, when added to the vendor's fiscal purchases will exceed the $10,000 aggregate total, and requires Council approval. Participating police agencies utilize the ProForce Law Enforcement Taser standard. ProForce Law Enforcement is the sole source distributor for the X26 Taser electronic control devices, ammunition, and accessories for California and recommends Council approval of an amendment to the contract. 22D-1 C 5 38J Contract Amendment for Taser Electronic Control Devices, Ammunition and Accessories (SPEC. NO. 06-019) March 20, 2006 Page 2 FISCAL IMPACT Funds are available in the Criminal Activities Fund Other Materials & Supplies account (account no. 26-342-6391). APPROVED AS TO FUNDS AND ACCOUNTS: ~~~ ~~,.,`~ Paul M. Walters Chief of Police ~~ ev~.~ .:ter ~ _> <~ ,-~ :,"^ n_~ Francisco Gutierrez Executive Director Finance & Mgmt. Services Agency PMW/TO/06-019A.7:uc 22D-2 REQUEST FOR COUNCIL ACTION CITY COUNCIL MEETING DATE: MARCH 20, 2006 TITLE: CONTRACT AWARD FOR MOTOR REPLACEMENT AT GARTHE PUMPING STATION (SPEC. NO. 06-027) r n'~ `E^aUCAt 1 0J1 INS[i~1\ `1/ \ ~ VVV CLERK OF COUNCIL USE ONLY: CITY MANAGER RECOMMENDED ACTION APPROVED ^ As Recommended ^ As Amended ^ Ordinance on 1st Reading ^ Ordinance on 2nd Reading ^ Implementing Resolution ^ Set Public Hearing For CONTINUED TO FILE NUMBER Award a contract to Bakersfield Well and Pump Co. for the purchase and installation of motors at the Garthe Pumping Station in the amount of $30,052. DISCUSSION The Public Works Agency's Water Resources Division is upgrading the motor control center at the Garthe Pumping Station. The upgrade will include the installation of variable speed motor drives. The existing pump motors operate with low efficiency and are not compatible with a variable speed motor drive. The motors will be replaced with 96.4 percent efficient motors that are compatible with a variable speed motor drive. Once the upgrade at the Garthe Pumping Station is complete, the pumps will start more smoothly, use less energy, and the pressure surging into the water lines will be reduced. The notice inviting bids was advertised on February 13 and 15, 2006, and bids were solicited. A summary of the bid invitations and bids received is as follows: 15 Invitations For Bid mailed 1 Invitation For Bid mailed to a Santa Ana vendor 3 Bids received Bids were received, opened on February 28, 2006, and evaluated (Exhibit 1) The bid received from Bakersfield Well and Pump Co. is responsive to the specifications and meets the City's requirements. 22E-1 CS 3d3 Contract Award for Motor Replacement at Garthe Pumping Station (Spec. No. 06-027) March 20, 2006 Page 2 FISCAL IMPACT Funds are budgeted and available and Supply Operating Materials 574-6391). in the Water Utility Water Production and Supplies account (account no. 64- +` Ja s G. Ross Executive Director ~ublic Works Agency JGR/WO/06-027.9:uc APPROVED AS TO FUNDS AND ACCOUNTS: ter.--~.~ ~ .~~~ ~~y..y,~, Francisco Gutierrez Executive Director Finance & Mgmt. Services Agency 22E-2 ABSTRACT OF BIDS CONTRACT AWARD FOR MOTOR REPLACEMENT AT GARTHE PUMPING STATION (Spec. No. 06-027) Vendor Bakersfield SoCal Pump and Riv-Or Counties Well and Pump Well Drilling, Pump Company Company Inc. Location Bakersfield Riverside Riverside Labor/ Materials* $28,139.00 $29,010.00 $31,916.00 Price *Tax @ 7.750 $ 1,912.85 $ 1,907.28 $ 2,473.49 (materials only) Total Cost $30,051.85 $30,917.28 $34,389.49 to Local Vendor N/A N/A N/A Preference EXHIBIT 1 22E-3 22E-4 REQUEST FOR COUNCIL ACTION CITY COUNCIL MEETING DATE: MARCH 20, 2006 TITLE: CONTRACT AWARD FOR CELLULAR PHONES, ACCESSORIES, AND AIRTIME SERVICE (SPEC. N0.06-032) r n'~ a~;~~ts~n ,y~~ -,'j^~ CLERK OF COUNCIL USE ONLY: CITY MANAGER RECOMMENDED ACTION APPROVED ^ As Recommended ^ As Amended ^ Ordinance on 1st Reading ^ Ordinance on 2nd Reading ^ Implementing Resolution ^ Set Public Hearing For CONTINUED TO FILE NUMBER Award contracts for cellular phones, accessories, and airtime service based upon State of California contracts for a period of three-years in the annual aggregate amount not to exceed $345,000 with the following vendors: Nextel Communications Verizon Wireless DISCUSSION The City of Santa Ana utilizes cellular phones and airtime services for field personnel, and for staff required to respond in immediate or emergency situations. Verizon Wireless provides a variety of analog and digital cellular phones designed to meet the individual requirements of staff. Nextel Communications provides a dual system phone that functions both as a mobile phone and two-way radio, providing a link between field personnel and office operations. Both vendors provide various airtime plans to fit staff requirements. Santa Ana City Ordinance No. NS-2312 authorizes the City to purchase against contracts from any public agency utilizing a competitive process. Recently, the State of California awarded contracts for cellular phones, accessories, and airtime service to Nextel Communications and Verizon Wireless. The contracts were awarded based upon a competitive bid process, and will provide the City with the current cellular phone equipment and service as well as substantial discounts from list price. 22F-1 r.s' aa3 Contract Award for Cellular Phones, Accessories, and Airtime Service (Spec. No.06-032) March 20, 2006 Page 2 FISCAL IMPACT Funds are available in the various departmental Communications accounts (object code 6211) APPROVED AS TO FUNDS & ACCOUNTS: Francisco Gutierrez Executive Director Finance and Management Services Agency FG/WO/06-032.273:uc 22F-2 REQUEST FOR COUNCIL ACTION CITY COUNCIL MEETING DATE: r n'~ `ga~~c align ,st l CLERK OF COUNCIL USE ONLY: MARCH 20, 2006 TITLE: APPROVED ^ As Recommended CONTRACT AMENDMENT FOR ^ As Amended FORD VEHICLE PARTS AND SERVICE ^ Ordinance on 1st Reading (SPEC . NO. 0 6 - 0 4 0 ) ^ Ordinance on 2nd Reading ^ Implementing Resolution ^ Set Public Hearing For CITY MANAGER RECOMMENDED ACTION CONTINUED TO FILE NUMBER Amend the contract with Power Ford Tustin to increase the aggregate limit by $40,000 for OEM Ford vehicle parts and service for a one-year period in an annual amount not to exceed $100,000. DISCUSSION The Finance and Management Fleet Maintenance Division is responsible for the maintenance and repair of the City's 800 fleet vehicles. Twenty-two percent of the vehicles are Ford trucks, sedans and utility vehicles including 118 Ford Crown Victoria police patrol sedans. Fleet Maintenance maintains an Original Equipment Manufacturer (OEM) parts inventory for shop work and contracts out service that cannot be performed on-site at the Corporate Yard for lack of appropriate equipment or service covered under a vehicle warranty offer. Over the past year, Fleet has experienced an increase in Ford vehicle repairs. Since the contract is in the final year, staff requests an increase to the aggregate limit with Power Ford Tustin. The increase will provide uninterrupted purchase of parts and service while bids are solicited. FISCAL IMPACT Funds are available in the Equipment Maintenance Garage Operation Other Contractual Services and Operating Material & Supplies accounts (account nos. 75-111-6291 and 75-111-6391). Francisco Gutierrez Executive Director Finance and Management Services A ency FG/KM/06-040A.2:uc 2~G-1 53~; 22G-2 REQUEST FOR COUNCIL ACTION CITY COUNCIL MEETING DATE: MARCH 20, 2006 TITLE: CONTRACT AMENDMENT FOR SERVICE OF HEAVY DUTY VEHICLES (SPEC. N0.06-041) r n'~ ~Edacat~on 1st ~..., CLERK OF COUNCIL USE ONLY: CITY ANAGER RECOMMENDED ACTION APPROVED ^ As Recommended ^ As Amended ^ Ordinance on 1st Reading ^ Ordinance on 2nd Reading ^ Implementing Resolution ^ Set Public Hearing For CONTINUED TO FILE NUMBER Amend the contract with Mr. D's Automotive to increase the aggregate limit by $20,000 for service of heavy duty vehicles for a one-year period, in an annual amount not to exceed $30,000. DISCUSSION The Finance and Management Fleet Maintenance Division is responsible for the maintenance and repair of the City's 800 fleet vehicles both sedans and heavy duty vehicles at the Corporate Yard facility. However, some vehicles repairs are directed to outside vendors for their expertise when Fleet lacks appropriate equipment. Mr. D's Automotive has consistently provided low-cost service and discount pricing for heavy-duty vehicle frame, wheel, brake and alignment service. The number of vehicles requiring service has increased, therefore exceeding the $10,000 vendor limit. As such, staff recommends Council approval of an amendment to the contract to provide uninterrupted service while bids are solicited. FISCAL IMPACT Funds are available in the Equipment Maintenance Garage Operation Other Contractual Services account (account no. 75-111-6291). Francisco Gutierrez Executive Director Finance and Management Services Agency FG/KM/06-041A.2:uc ~~~_~ ~s ~~; 22H-2 REQUEST FOR COUNCIL ACTION CITY COUNCIL MEETING DATE: MARCH 20, 2006 TITLE: CONTRACT AWARD FOR JEROME PARK POOL HOUSE IMPROVEMENTS (PROJECT NO. 04-6404A) CLERK OF COUNCIL USE ONLY: APPROVED ^ As Recommended ^ As Amended ^ Ordinance on 15' Reading ^ Ordinance on 2nd Reading ^ Implementing Resolution ^ Set Public Hearing For_ CONTINUED TO FILE NUMBER 1. Award a contract to Coppertop Enterprises, Inc., the lowest responsible bidder, in accordance with unit bid prices in the estimated amount of $109,699.95 for construction of Jerome Park Pool House Improvements. 2. Approve a Funding Analysis with a total estimated construction cost of $142,600. DISCUSSION The roof at the Jerome Park Pool House has deteriorated due to weather (Exhibit 1). Normal maintenance will no longer keep water from leaking through the roof . As a result, water damage is taking its toll on the interiors of the building. The floor on the second floor of the building has also deteriorated due to water leakage. This project provides for the removal and replacement of the deteriorated roofing materials and the damaged plywood sheathing of the second floor. In addition, various improvements will be made to provide access to the building for people with disabilities and increase safety for the pool area. The Notice Inviting Bids was advertised on January 18 and 20, 2006, and bids were opened on February 16, 2006. A summary of the bid invitations mailed, the bids received, and the bid results follows. Contractors requesting bidding documents: 3 Bids received: 1 Bids received from Santa Ana Contractors: 0 Santa Ana Contractors receiving notices: 3 ~~ Eduntion 1st 23A-1 Kt(:UMMtNUtU AGTIVN Jerome Park Pool House Improvements Project No. 04-6404A March 20, 2006 Page 2 NAME OF BIDDER CITY BID AMOUNT 1. Coppertop Enterprises, Inc. Costa Mesa 109,699.95 One bid was received and it was responsive. The bid was submitted by Coppertop Enterprises, Inc., for $109,699.95, which is above the Engineer's estimate of $70,000. The high bid is attributed to the lack of competition. The bidding period on this project was extended due to the limited number of bidders requesting bidding documents; still only one bid was received. ENVIRONMENTAL IMPACT A class 1 Categorical Exemption will be filed for this project pursuant to the California Environmental Quality Act. Upon award of the contract, the environment documents will be recorded with the county of Orange. FISCAL IMPACT The funding analysis shows a total estimated construction cost of $142,600 for the project (Exhibit 2). Funds are available in the Roberti Z'Berg Harris Grant fund, (account no. 161-270-6631). APPROVED AS TO FUNDS AND ACCOUNTS: ~u ~, , d .~ James G. R ss Francisco Gutierrez ~,/' Executive Director Executive Director (`~ Public Works Agency Finance & Mgmt. Services Agency I Gerardo Mouet Executive Di ector Parks, Recreation and Community Services Agency K:\Construction\RFCA-draft\04-6404A 2006-03-20 WD 23A-2 EXHIBIT 1 NTS SANTA n"A Title City Council CONTRACT AWARD FOR P I~~ ~~~ Agenda Date JEROME PARK POOL HOUSE IMPROVEMENTS March 20, 2006 PROJECT 04-6404A Pu&iC WORKS AGENCY ~~ _~ K:\Prajeci s~0esiOn\A~tive~PARI( PROJ~ROOi Projetfs 2604\ierame~rfca.Ogn FUNDING ANALYSIS PROJECT 04-6404A JEROME PARK POOL HOUSE IMPROVEMENTS Construction Contract $109,699 Contract Administration 7,931 Inspection and Testing 14,000 Contingencies 10,970 TOTAL ESTIMATED CONSTRUCTION COSTS $142,600 Exhibit 2 23A-4 REQUEST FOR COUNCIL ACTION CITY COUNCIL MEETING DATE: MARCH 20, 2006 TITLE: CONTRACT AWARD FOR FLOWER STREET BIKE TRAIL AND LANDSCAPE IMPROVEMENTS (PROJECT NO. 1768) RECOMMENDED ACTION CLERK OF COUNCIL USE ONLY: APPROVED ^ As Recommended ^ As Amended ^ Ordinance on 1S' Reading ^ Ordinance on 2nd Reading ^ Implementing Resolution ^ Set Public Hearing For_ CONTINUED TO FILE NUMBER 1. Award a contract to L H Engineering Company, Inc., the lowest responsible bidder, in accordance with unit bid prices in the estimated amount of $465,858 for construction of Flower Street bike trail structure and landscaping improvements. 2. Approve a Funding Analysis with a total estimated construction cost of $582,200. DISCIISSION The Flower Street bike trail is a critical component of the City's Bikeway Master Plan, as well as an integral part of the Orange County Commuter Bikeways Strategic Plan (Exhibit 1). The proposed bike trail project provides a gap closure and joins the recently constructed Alton/Maple bike trail and the existing Flower Street bike trail at Dyer/Segerstrom. The project consists of constructing a concrete structure over the Santa Ana/Delhi Channel and a 10-foot wide asphalt concrete bike trail with landscape on both sides of the trail. Once completed, the new bike trail will ensure the safety of bicyclists by providing an off-street route and beautify the community. The Notice Inviting Bids was advertised on January 18 and 20, 2006, and bids were opened on February 23, 2006. A summary of the bid invitations mailed, received, and bid results follows. Santa Ana Contractors receiving notices: Contractors requesting bidding documents: Bids received: Bids received from Santa Ana Contractors: r "~ Qducadon lat 9 13 4 0 23B-1 Flower Street Bike Trail and Landscape Improvements Project No. 1768 March 20, 2006 Page 2 Name Of Bidder City Bid Amount 1. L H Engineering Company, Inc. Anaheim $ 465,858 2. Powell Constructors Fontana $ 540,527 3. Peterson-Chase General Irvine $ 598,830 Engineering Construction, Inc. 4. G.B. Cooke, Inc. Azusa $ 670,215 A total of 4 bids were received and all were responsive. L H Engineering Company, Inc. submitted the lowest bid for $465,858, which is above the Engineer's estimate of $371,210. The high bid is due to the uniqueness of the project . ENVIRONMENTAL IMPACT Environmental Review No. 2000-078 has been completed and a Categorical Exemption has been filed for this project pursuant to the California Environmental Quality Act. FISCAL IMPACT The Funding Analysis shows a total estimated construction cost of $582,200 for the project (Exhibit 2) Funds are available in the Select Street Construction and Measure M Street Construction Funds (account nos. 59-551-6631 and 32-551-6631). APPROVED AS TO FUNDS AND ACCOUNTS: J~ -~ James G. Rc~s Executive Director Public Works Agency Francisco Gutierrez Executive Director , Finance & Mgt. Services Agency ~~ .__.; K:/Construction\RFCA-draft/RFCA 1768 2006-3-20 90 WD 23B-2 ~I FIRST ~ ~ I U~JU~J~I~JU^^OOD FIRST u ]C~--,~ e J ~ CHESTNUT wi~u7s BISHOP ^~ O j Q MCFADDEN 2 J ~ C• ~ Cn W O Z "~I N m lJi Q Q ~- - ~ EDINGER ~ ~ ~ ~ ~~ ~ Y Q~ i X m HEIL ` w Existing Flower Street Bike Trail Proposed Flower , , Street Bike Trail W -> a SEGERST M ~` 0 m a ~ M, `'" ap Llosure U.P.R. R. i ALTON m MacARTHUR ~ n ~n n Existing Alton Rail Trail EXHIBIT 1 WARNER i ~~ DYER Existing Alton/Maple Bike Trail SANTA ANA City Council Title: P W A Agenda Date FLOWER ST. BIKE TRAIL STRUCTURAL AND LANDSCAPING IMPROVEMENT March 20, Zoos (PROJECT NO.1768) PI.BEC womcs acEx[x ~?~ Z FUNDING ANALYSIS PROJECT 1768 FLOWER STREET BIKE TRAIL AND LANDSCAPING IMPROVEMENTS Construction Contract $465,585 Contract Administration 19,200 Inspection and Testing 27,600 Survey 22,956 Contingencies 46,586 TOTAL ESTIMATED CONSTRUCTION COSTS $582,200 Exhibit 2 23B-4 REQUEST FOR COUNCIL ACTION CITY COUNCIL MEETING DATE: MARCH 20, 2006 TITLE: t~ ~~i Eduction 1st CLERK OF COUNCIL USE ONLY: APPROVED ^ As Recommended ^ As Amended ^ Ordinance on 15i Reading ^ Ordinance on 2nd Reading ^ Implementing Resolution ^ Set Public Hearing For_ CONTINUED TO FILE NUMBER Accept the advisory poll results and approve the funding and installation of speed humps on Sydney Street, Hobart Street, and Glenwood Place. ENVIRONMENTAL AND TRANSPORTATION ADVISORY COMMITTEE (ETAC) RECOMMENDATION: Recommend the City Council approve the funding and installation of speed humps on Sydney Street, Hobart Street, and Glenwood Place, by a vote of 4:0 at the meeting of February 9, 2006. (Reyes abstained; Loverin and Older absent.) DISCUSSION On October 13, 2005, ETAC approved the areas of impact for polling of speed humps on Sydney Street, Hobart Street, and Glenwood Place (Exhibits 1, 2 and 3). Neighborhood meetings were conducted on December 6th and 8th, 2005 to explain the speed hump and advisory polling process. Mailing of the ballots to the residents in each area of impact occurred shortly thereafter with a return date of January 31, 2006. The advisory poll results are as follows: Sydney St. Hobart St. Glenwood Place Total Ballots Mailed 17 26 68 Total Ballots Received 10 12 18 Rate of Return 59% 46% 26% Invalid Ballots 1 0 4 Total Valid Ballots 9 12 14 Valid Ballots Not in Favor of the Speed Humps (0%) (0%) (14%) Valid Ballots in Favor of the Speed Humps (1000 (1000 (86~) 23C-1 INSTALLATION OF SPEED HUMPS ON SYDNEY STREET, HOBART STREET, AND GLENWOOD PLACE Installation of Speed Humps on Sydney Street, Hobart Street, and Glenwood Place March 20, 2006 Page 2 ETAC accepted the advisory poll results and recommended to City Council the installation of speed humps on Sydney Street, Hobart Street, and Glenwood Place (see Exhibits 1, 2, and 3) at their February 9, 2006 meeting. Following City Council approval, staff will prepare the design, specifications, and bid package with construction expected to begin May 2006. ENVIRONMENTAL IMPACT After completion of the Environmental Review, a Categorical Exemption will be filed pursuant to the California Environmental Quality Act. FISCAL IMPACT The estimated cost to install three speed hump locations is $35,000. Funds are available in the Select Street Construction Fund (account no. 59-551-6631, project no. 04-1002). APPROVED AS TO FUNDS AND ACCOUNTS: -, /f ~ /~ James G. Ross :. ~/~rancisco Gutierrez Executive Director '7~ Executive Director Public Works Agency VV Finance & Mgmt. Services Agency 23C-2 HUCKLEBERRY RD; STRAWBERRY LN. Q w c~n :~• MONTE CARLO DR. w z ~ :: Z J U~ Z Z `;~_ WESTMINSTER AV. N r LEGEND ® SPEED HUMP STREET SEGMENT PRELIMINARY AREA OF IMPACT PROPOSED SPEED HUMP SEGMENT AND AREA OF IMPACT SYDNEY STREET SANT~ CITY COUNCIL P~ W A ~ Agenda Date ~~t ~~~r / MARCH 20.2006 Title: t FY 2005--06 SPEED HUMP PRIORITY LIST AND PROPOSED SPEED E~tiai ~~ HUMP LOCATIONS EXHIBIT 1 K,~~~ "~~"°""~`"~ ° n~°°' 23C-3 s ~ i Ml cFA[~DiEN AVE i~ i U U u-~ u i i L ~, ~ ~, Res SF(( AV RUSSELL AV. w N W U d' 2 a a r ~ ~ u o ~ ~ ~: OXFORD OXFORD o '^ ~ N OXFORD ST. ST. z s r. Q GRIFFITH GRIFFIN Z N o r N K Q N y O Q ~ W _U Q. w WILSHIRE _ _ ~~ ~ IL SHIRE ST. w A V. W ..... .. ..... Q HOBART Si. .. .: •:: •:: .:•:••.~.: •:: •.~.:. .. HOBART ST. ~ '^ BORCHARO ao ~ a J MES Q ~ AV. El E a M ~ a in ~ s AV. ~ ~ ~ ~ i w RC r o z ~ BO HARD q y MADISON a ~ ~ ~ ~ ~n w o W U p' Z d' a a a u o ~ ° PARK a AV. ~ HOOD ~ -1 I-~ ~---~ r-----~ . ~ . ~ ~ , EDINGER AVE ~~ ~~ ~ LEGEND ® SPEED HUMP STREET SEGMENT PRELIMINARY AREA OF IMPACT PROPOSED SPEED HUMP SEGMENT AND AREA OF IMPACT HOBART STREET SANTA ANA CITY COUNCIL Title: ~~ FY 2005-06 SPEED HUMP PRIORITY P~W~ Agenda Date LIST AND PROPOSED SPEED MARCH 20. 2006 Eb~'~'°" '~ `~""~_'~~ HUMP LOCATIONS KAIR~FHC~b6I1~8P® IIIIIP~F.OSpp~pg~llfiFEA AlEA OF SPAR II C! 6SCU1 EXHIBIT 2 .~ 23C-4 EDINGE ~ ~a AR ENTER. s-. POMANA ` ~ Y 1 C. ARV Y ORTMO ' ~ 1 ~ Q ~ ;. l 7 OCCIDENTAL 5T. Po / (7 VAL EY I. I W L J .J .. Z GLENWOOD PL ;.. ~ St ~ ~ .::: :.:t ... ~ ::. P O k.:.e°' ..: •:.v NPPN ..:.~: ': :...... o pL. ~ .:.~: •• i ~ p~ CpM~EN S PNN L LEGEND S v 0 0 GERTRU ST. ANAM URST PL \/^L\ MA DU ( ~ N ONN u AV ~ ^AMS PENULETON o V a a i i i,, o _ DAMS ~ T z w ~ \ARK WA NER ~-~ ~ ~ ~ SPEED HUMP STREET SEGMENT PRELIMINARY AREA OF IMPACT PROPOSED SPEED HUMP SEGMENT AND AREA OF IMPACT GLENWOOD PLACE SAN~;,,~ CITY COUNCIL Title: P~ Agenda Date FY 2005-06 SPEED HUMP PRIORITY %Rl[ tIgIXS AfFNCY MARCH 20. 2006 HUMP LOCATIO OS ED SPEED N ~I K\TW~K.1~n9P® MAY~R~y6alfiYnn~va0. WfF1 A~ d hnCR A 44pC11 EXHIBIT 3 23C-5 23C-6 REQUEST FOR COUNCIL ACTION CITY COUNCIL MEETING DATE: JANUARY 17, 2006 TITLE: AMENDED AGREEMENT WITH WASTE MANAGEMENT INC. FOR REFUSE COLLECTION AND RECYCLING CLERK OF COUNCIL USE ONLY: APPROVED ^ As Recommended ^ As Amended ^ Ordinance on 1S` Reading ^ Ordinance on 2"d Reading ^ Implementing Resolution ^ Set Public Hearing For_ CONTINUED TO ~ - ~ - ~, ~ ~_~~~~ ~ -~~G ~ FILE NUMBER Approve and authorize the City Manager and the Clerk of the Council to execute an amended agreement with Waste Management Inc. for collection and recycling of the City's solid waste. DISCUSSION In 1996 the City entered into an exclusive agreement with Waste Management Inc. to collect and recycle the City's residential, commercial and industrial waste. With that agreement the City implemented the three-cart curbside program, the wet/dry commercial program and the sorted industrial waste programs that are currently in place. That agreement has been amended to provide alley and parkway clean-up. The proposed amended agreement will incorporate the additional services to the City into one agreement and extend the term of the agreement through the year 2018. In exchange, the City will receive $1,000,000 in fiscal year 05-06 and $500,000 in each of the remaining years of the agreement. These payments will not affect customer rates. Customer rates will continue to be competitive. In 2004 Santa Ana's curbside rates were mid range and commercial rates were in the lower one- third of the rates in the County. Currently, these rates may be increased each year by 7.5~. With the proposed amended agreement the rates can only be increased each year by 5 percent. Under the proposed amended agreement Waste Management will continue to utilize the trucks purchased by the City in 1996 and will begin replacing them in 2006 with low emission vehicles. In addition, collection of televisions, computers and monitors will be included with the City's large item pickup service for curbside customers. ~~ Qduntion 1st 25A-1 KCVVMMtNUtU AL 1 IVN Amended Agreement With Waste Management Inc. January 17, 2006 Page 2 ENVIRONMENTAL IMPACT There is no environmental impact associated with this action. FISCAL IMPACT The City will receive $1,000,000 in fiscal year 05-06 and $500,000 each year thereafter through the term of the agreement. The funds will be deposited into the refuse collection fund (account no. 69-01-5112). James G. Ross Executive Director Public Works Agency APPROVED AS TO FUNDS AND ACCOUNTS: Francisco Gutierrez Executive Director Finance & Mgmt. Services Agency 25A-2 THIRD AMENDED AND RESTATED AGREEMENT FOR COLLECTION AND HANDLING OF SOLID WASTES GENERATED, PRODUCED AND/OR ACCUMULATED IN THE CITY OF SANTA ANA by and between THE CITY OF SANTA ANA AND USA WASTE OF CALIFORNIA INC. 25A-3 TABLE OF CONTENTS RECITALS .................................................................................................................................... 1 AG REEMENT .............................................................................................................................. 2 1. GRANT OF CONTRACT ...................................................................................................... 2 2. TERM OF CONTRACT ......................................................................................................... 2 3. DEFINITIONS ........................................................................................................................ 3 4. SCOPE OF SERVICE ............................................................................................................ 6 5. COLLECTION HOURS ......................................................................................................... 7 6. HOLIDAYS ............................................................................................................................. 7 7. FREQUENCY OF COLLECTIONS ...................................................................................... 7 8. MAINTENANCE OF SCHEDULES ..................................................................................... 7 9. EXCLUSIVENESS OF AGREEMENT ................................................................................ 7 10. SOLID WASTE PROGRAM SURCHARGE ...................................................................... 9 11. AUTOMATED SYSTEM ..................................................................................................... 9 (a) LICENSE .................................................................................................................... 9 (b) FINANCING ............................................................................................................ 10 (c) MAINTENANCE OF LICENSED EQUIPMENT ................................................. 10 (d) OPERATION OF LICENSED EQUIPMENT ........................................................ 10 (e) FUEL FOR LICENSED EQUIPMENT .................................................................... 10 (fl OPTION TO PURCHASE ....................................................................................... 10 (g) REPLACEMENT OF RESIDENTIAL AND COMMERCIAL COLLECTION VEHICLES ............................................................................................. 11 i 2 5A-4 12. COLLECTION POINTS AND REQUIlZEMENTS ........................................................... 11 13. SERVICES TO BE PROVIDED BY CONTRACTOR TO CITY FOR CITY OPERATIONS ................................................................................................................ 12 (a) CITY GOVERNMENT OPERATIONS ................................................................. 12 (b) STREET SWEEPING .............................................................................................. 12 (c) NEIGHBORHOOD CLEANUPS ........................................................................... 12 14. COLLECTION, RECYCLING, YARD WASTE DNERSION AND DISPOSAL REQUIItEMENTS ......................................................................................................... 13 (a) CURBSIDE SERVICE ............................................................................................ 13 (1) Non-Recyclable Solid Waste Collection and Recycling Plastic Carts....... 13 (2) Recyclable Solid Waste Collection and Recycling Plastic Carts ............... 13 (3) Yard Waste Collection and Recycling Plastic Carts ................................... 13 (b) BIN SERVICE ......................................................................................................... 13 (c) ROLL-OFF SERVICE ............................................................................................. 14 (d) TEMPORARY BIN SERVICE ............................................................................... 14 (e) PARKWAY CLEANUP FOLLOWING GARAGE SALES ...................................14 (fl ALLEY CLEANUP FOLLOWING THE FIRST OF EACH MONTH ...................14 (g) DISPOSAL ............................................................................................................... 14 15. SYSTEM SAVINGS ........................................................................................................... 15 (a) SAVINGS PAYABLE TO CITY ............................................................................ 15 (b) POSSIBLE ADDITIONAL SAVINGS ................................................................... 15 16. C1WMA REPORTING REQUIREMENTS ....................................................................... 15 17. SRRE CONSULTANT ........................................................................................................ 16 ii 25A-5 18. PUBLIC EDUCATION SERVICES ................................................................................... 16 19. STANDARDS FOR COLLECTION, EQUIPMENT AND NOISE .................................. 17 20. MAINTENANCE OF BINS AND ROLL-OFF CONTAINERS ....................................... 18 21. COLLECTION OF BULKY ITEMS .................................................................................. 18 22. CURBSIDE SERVICE PAYMENTS ................................................................................. 19 23. RESIDENTIAL BIN SERVICE RATES ............................................................................ 19 24. COMMERCIAL/INDUSTRIAL BIN SERVICE RATES ................................................. 20 25. ROLL-OFF SERVICE RATES ........................................................................................... 20 26. COMPENSATION FOR GRANTS .................................................................................... 21 27. ADNSTMENTS TO CHARGES ....................................................................................... 21 (a) HAULING AND PROCESSING CHARGES ........................................................ 21 (1) PRICE INDICES .......................................................................................... 21 (2) CURBSIDE SERVICE ................................................................................. 21 (3) BIN SERVICE AND ROLL-OFF SERVICE .............................................. 21 (b) GATE FEES ............................................................................................................. 21 (c) SOLID WASTE PROGRAM SURCHARGE ........................................................ 21 (d) ADMINISTRATNE COST ...................................................................................... 22 28. SPECIAL BIN SERVICES AND CUSTOMER SERVICE REQUIREMENTS .............. 22 29. MINIMUM SERVICE LEVELS -MULTI-FAMILY RESIDENTIAL BUILDINGS...... 22 30. MIlVIMUM SERVICE LEVELS -COMMERCIAL/INDUSTRIAL BIN SERVICE AND ROLL-OFF SERVICES ....................................................................................... 23 31. SERVICE STANDARDS .................................................................................................... 23 32. SUPERVISION .................................................................................................................... 24 iii 25A-6 33. TITLE TO SOLID WASTE ................................................................................................. 24 34. FAII.URE TO COLLECT .................................................................................................... 24 35. DEFAULT, DAMAGES AND TERMINATION OF AGREEMENT .............................. 25 36. LIQUIDATED DAMAGES ................................................................................................ 27 37. USE BY CITY OF CONTRACTOR'S EQUIPMENT ....................................................... 27 38. COMPLAINTS .................................................................................................................... 28 39. COMPENSATION REDUCTION DURING STRIKE PERIOD ...................................... 28 40. FEES AND GRATUITIES .................................................................................................. 29 41. LEGAL RELATIONS AND RESPONSIBIL,ITIES ........................................................... 29 (a) Applicable Laws ....................................................................................................... 30 (b) Personnel .................................................................................................................. 30 (c) Permits and Licenses ................................................................................................ 30 (d) Workers' Compensation Policy ................................................................................ 30 (e) Public Liability Insurance ......................................................................................... 30 (f) Insurance Responsibility for City Owned Solid Waste Collection and Recycling Vehicles ...............................................................................................31 (g) Indemnification ........................................................................................................ 31 (h) Enforcement of Scope of Services ........................................................................... 31 (i) Waivers ...................................................................................................................... 32 42. SUBCONTRACTORS AND MANAGEMENT ................................................................ 32 43. ACCOUNTING AND AUDITING ..................................................................................... 32 44. BOND ................................................................................................................................... 32 45. MEDIA RELATIONS ......................................................................................................... 33 rv 25A-7 46. NOTICES ............................................................................................................................. 33 47. GENDER AND NUMBER ................................................................................................. 33 48. VALIDITY ........................................................................................................................... 33 49. ASSIGNABII.,ITY ................................................................................................................ 34 50. GOVERNING LAW ............................................................................................................ 34 WASTE MANAGEMENT HOLDINGS INC. GUARANTEE EXHIBIT "A" --- THE LICENSED EQUIPMENT EXHIBIT "B" ---NOT REQUIltED EXHIBIT "C" --- RATES EXHIBIT "D" --- PAYMENT SCHEDULE ON THE C.O.P.S v 25A-8 THIRD AMENDED AND RESTATED AGREEMENT FOR COLLECTION AND HANDLING OF SOLID WASTE GENERATED AND/OR ACCUMULATED IN THE CITY OF SANTA ANA This THIRD AMENDED AND RESTATED AGREEMENT, made and entered into this day of , 2005 by and between the City of Santa Ana, a charter city and municipal corporation duly authorized under the Constitution and laws of the State of California (referred to herein as "City")," and USA Waste of California Inc., a Delaware corporation dba Waste Management of Orange County, formally Great Western Reclamation, a division of Waste Management Collection and Recycling, Inc, a California corporation, hereinafter called, "CONTRACTOR," RECITALS 1. The Legislature of the State of California, by enactment of the California Integrated Waste Management Act of 1989, Division 30 of the California Public Resources Code, commencing with Section 40000 ("CIWMA"), declares that it is within the public interest to authorize and require local agencies to make adequate provisions for Solid Waste handling within their jurisdictions. 2. In the opinion of the City Council of the City of Santa Ana, the public health, safety and well being require that the collection, transportation, and recycling, diversion by means of composting, mulching and/or transforming, and disposal of Solid Waste, including, but not limited to, the frequency and means of such collection, transportation and recycling, yard waste diversion or disposal, and the charges and fees therefore, be provided by contract to a qualified contractor. 3. On June 30, 1993, CITY and CONTRACTOR entered into an agreement for such Solid Waste collection and handling (the "Original Agreement"). 4. Since the execution thereof, CITY and CONTRACTOR jointly concurred that it would be in the best interest of the CITY and the residents therein that the Original Agreement be revised to provide for Sold Waste collection, recycling and disposal of Curbside Service Units by means of automated Solid Waste collection vehicles and Solid Waste collection and recycling plastic carts. 5. On June 1, 1996, CITY and CONTRACTOR entered into an agreement entitled "Amended and Restated Agreement for Collection and Handling of Solid Waste Generated and/or Accumulated in the City of Santa Ana" (hereinafter referred to as "Amended Agreement" to effectuate the new curbside service collection program. 6. On June 19, 1997, CITY and Contractor entered into an Agreement entitled "Second Amended and Restated Agreement for the Collection and Handling of Solid Waste Generated and/or Accumulated in the City of Santa Ana" to clarify the responsibilities associated with the collection, handling, and processing of solid waste collected by Contractor. 1 25A-9 7. Since the execution of the "Second Amended and Restated Agreement for the Collection and Handling of Solid Waste Generated and/or Accumulated in the City of Santa Ana" ("Second Amended Agreement"), City and Contractor have worked together to achieve many significant advancements in environmental stewardship in the City of Santa Ana. In part, due to the joint efforts of the City and Contractor, the City has been able to consistently comply with the 50% diversion requirements as imposed by the State of California. 8. Since the execution of the Second Amended Agreement, City and Contractor have developed new programs to increase recycling and reduce illegal disposal of used oil 9. Since the execution of the Second Amended Agreement, City and Contractor have developed new programs to reduce illegal dumping and litter throughout the City. 10. Since the execution of the Second Amended Agreement City and Contractor have jointly concurred to amend the Second Amended Agreement to include the above improved environmental quality measures. 11. The parties again desire to amend the Second Amended Agreement in its entirety to incorporate the provisions of previous amendments and to extend the term of the Agreement in exchange for additional payments. Said additional payments will not affect the rates paid by Santa Ana customers. City and USA Waste agree that USA Waste will bear the entire cost of these payments to the City of Santa Ana as consideration for extending the term of the Second Amended Agreement. The City Council of the City of Santa Ana, hereby desires that CONTRACTOR be engaged to provide for both the collection of Solid Wastes within the corporate limits of the City of Santa Ana and the transportation of such Solid Wastes to appropriate places of processing, recycling, yard waste diversion, and disposal, and to perform such services on the terms and conditions set forth in this Agreement. NOW, THEREFORE, for the reasons recited above, and in consideration of the respective and mutual covenants and promises hereinafter contained and made, and subject to all the terms and conditions hereof, the parties hereto do hereby agree as follows: 1. GRANT OF CONTRACT: CITY hereby grants to CONTRACTOR, for the term hereinafter set forth, the contract, right and privilege to collect, recycle, divert by means of composting, mulching, and/or transforming, dispose and transport, to appropriate facilities as set forth in this Agreement, all Solid Wastes (as herein defined and subject to the terms herein) generated, produced, kept and/or accumulated in the City of Santa Ana, and CONTRACTOR, subject to all of the terms hereof, hereby accepts and agrees to faithfully perform such contract and obligation. 2. TERM OF CONTRACT: 2 25A-10 The term of this Agreement shall begin upon execution of this Agreement and shall extend to June 30, 2018. 3. DEFINITIONS: As used in this Agreement, the following words and phrases shall have the meaning assigned in this section, unless the context at the point of usage clearly requires a different meaning. (1). Agreement shall mean this Amended and Restated Agreement, including the exhibits thereto and the documents incorporated herein by reference. (2). Auditor shall mean the certified public accountant firm retained by City for auditing services. (3). Bin Service shall mean all Solid Waste collection services provided by CONTRACTOR by means offront-loaded collection bins of various sizes. (4). California Integrated Waste Management Act ("CIWMA") shall mean that act codified by California Public Resources Code Sections 40000 et seq., and any subsequent amendments thereto. (5). California Integrated Waste Management Board shall mean the Board created by the California Integrated Waste Management Act, and any subsequent modifications thereto, and shall encompass any other agency which assumes the duties of this Board. (6). CITY shall mean the City of Santa Ana. (7). C~ Attorney shall mean the City Attorney of CITY. (8). C~ Council shall mean the City Council of CITY. (9). City Manager shall mean the City Manager of CITY. (10). Clerk of the Council shall mean the Clerk of the Council of CITY. (11). Code shall mean the Municipal Code of CITY, both codified and miscellaneous ordinances. (12). CommerciaUIndustrial Bin Service shall mean Bin Service which is provided by CONTRACTOR to commercial and/or industrial units. (13). Commercial Solid Wastes shall mean Solid Waste originating from stores, business offices, commercial warehouses, hospitals, educational, health care, military and correctional institutions, non-profit research organizations and government offices. (14). Compost means the product resulting from the controlled biological decomposition of 3 25A-11 organic wastes that are source separated from the Solid Waste stream. (15). Composting means a method of waste treatment which produces a product meeting the definition of "compost" herein. (16). Composting Facility means a state permitted Solid Waste facility at which composting is conducted and which produces a product meeting the definition of compost. (17). Construction and Demolition Solid Waste includes Solid Wastes, such as building materials, and packaging and rubble resulting from construction, remodeling, repair and demolition operations on streets, pavements, houses, commercial buildings, and other structures. (18). Contract shall mean this Agreement, entered into between CITY and CONTRACTOR. (19). CONTRACTOR shall mean USA Waste of California Inc., a California corporation, and shall also include the parent company Waste Management, Inc. (20). Curbside Service Unit shall mean each single family residence and duplex unit which receives curbside collection services provided by CONTRACTOR. This shall include commercial curbside users and any multi-family, business or professional user which does not require Bin Service as determined by the Executive Director. (21). Customer shall mean a user of CONTRACTOR's bin or roll-off container service. (22). Disposal Site shall mean any licensed landfill site permitted by the California Integrated Waste Management Board for the receipt and ultimate disposition of Solid Waste. (23). Executive Director shall mean the Executive Director of Public Works of CITY, or his or her designate. (24). Gate Fees shall mean those charges by a Disposal Site for Solid Wastes disposed of at said site. Gate Fees are also known as "tipping" fees and "landfill" fees. (25). Gross Receipts means and includes all revenues actually received by CONTRACTOR arising from, or attributable to, the services provided by CONTRACTOR to its Customers in the CITY pursuant to this Agreement. Gross Receipts include Gate Fees as defined herein. Gross Revenue does not include any revenue received by CONTRACTOR from the sale of Recyclable Solid Waste. (26). Hauling Charges shall mean those portions of the curbside, bin, roll-off and other rates provided for in this Agreement which compensate CONTRACTOR for the Solid Waste collection and transporting services required of CONTRACTOR under this Agreement. The parties have agreed upon the initial Hauling Charges as set forth hereinafter, and such charges are subject to adjustments as provided in this Agreement. (27). Hazardous Wastes are those wastes which, because of their physical or chemical 4 25A-12 characteristics, and are defined as a "hazardous substance" or "hazardous waste" pursuant to the Resource Conservation and Recovery Act" ("RCRA"), cannot be disposed of in a Class III landfill under the applicable laws and regulations of the State of California. (28). Industrial Solid Wastes means Solid Waste originating from mechanized manufacturing facilities, factories, refineries, and publicly operated treatment works, and/or Solid Wastes placed in bins and/or roll-off containers. (29). Licensed E~pment means the Solid Waste collection and Recycling vehicles and Solid Waste collection and Recycling plastic carts licensed by the CITY to the CONTRACTOR pursuant to Section 11 of this Agreement. (30). Materials Recovery Facility means a facility permitted as a Solid Waste Facility by the California Integrated Waste Management Board for sorting, separating and processing of Recyclable Solid Wastes as well as the segregation and transportation of non-Recyclable Solid Wastes to a Disposal Site. (31). Permitted Solid Waste Facility means a Solid Waste facility for which there exists a Solid Waste Facilities Permit issued by the local enforcement agency and concurred in by the California Waste Management Board. (32). Person shall include, without limitation, associations, clubs, societies, firms, partnerships, sole proprietorships, corporations, schools, colleges and all governmental agencies and entities, as well as individuals, including the officers of such associations, corporations, etc. (33). Processing means the reduction, separation, recovery, conversion or Recycling of Solid Waste. (34). Processing Charges shall mean those portions of the curbside, bin, roll-off container and other rates provided for in this Agreement which compensate CONTRACTOR for Processing Solid Wastes collected by CONTRACTOR in the CITY and delivered by CONTRACTOR to a designated Materials Recovery Facility or Composting Facility. The parties have agreed upon the initial Processing Charges, as set forth hereinafter, and such charges are subject to adjustments as provided in this Agreement. The cost of transporting the residue of the CITY'S Solid Waste stream to a Disposal Site after Processing the Recyclable Solid Wastes therefrom and the cost of transporting Recyclable Solid Wastes to their ultimate destination shall be deemed part of this Processing Charge, but the gate fee charged at said Disposal Site for depositing said Solid Waste residue shall not be included in the Processing Charge. (35). Recyclable Solid Waste means and includes those Solid Wastes which may be sorted, cleansed, treated, processed and/or reconstituted for purposes of reuse. Recyclable Solid Wastes are not a separate category of materials, but merely an evolving portion of the entire stream of Solid Waste generated within the CITY. (36). Recycling means collecting, sorting, cleansing, treating, Processing and reconstituting 5 25A-13 Recyclable Solid Wastes for the purpose of reuse or sale. (37). Residential Bin Service shall mean Bin Service which is provided by CONTRACTOR to any and all residential users which request or require such services pursuant to this Agreement. (38). Residential Solid Waste means Solid Waste originating from single-family or multiple family dwellings. (39). Roll-Off Service shall mean Solid Waste collection from transportable containers of 10 cubic yards or larger which are dropped off at a residence, commercial or industrial establishment and later removed for collection of contents of said container. Roll-Off Service includes compactors which maybe used with roll-off containers. (40). Solid Waste shall mean all Solid Wastes, including, but not by way of limitation, Recyclable Solid Wastes, whether now recyclable or not, generated and/or accumulated by all residential, commercial and industrial sources, and at all construction and demolition sites within the CITY excluding that Solid Waste referred to in Section 9(a) herein; provided, however, that Solid Waste shall not be deemed, for purposes of this Agreement, to include any Hazardous Wastes as defined hereinabove. (41). Solid Waste Facility shall include a Composting Facility, Materials Recovery Facility or a transfer station. (42) Source Reduction and Recycling Element shall be the CITY'S plan for meeting the requirements of CIWMA. (43). Waste Type means identified wastes having the features of a group or class of wastes that are distinguishable from any other Waste Type, as identified by the CITY'S Source Reduction and Recycling Element. (44). Yard Waste means any wastes generated from the maintenance or alteration of public, commercial or residential landscapes including, but not limited to, leaves, yard clippings, tree trimming, brush, weeds and pruning. (45) Yard Waste Diversion shall mean the diversion from the waste stream of yard waste or organic waste and the composting, mulching, and/or transformation thereof. 4. SCOPE OF SERVICE: (a) CONTRACTOR shall furnish all labor, material, facilities and equipment necessary, except for those vehicles and equipment which the CITY shall license to CONTRACTOR pursuant to Section 11 herein, for the collection of all Solid Waste originating, generated and/or accumulated by any person within CITY boundaries, as they now exist or may hereafter exist, and shall transport, process, Recycle, divert by means of composting, mulching and/or transforming and/or dispose of said Solid Waste in compliance with the terms of this Agreement. 6 25A-14 (b) All Solid Waste collected by CONTRACTOR within the CITY shall not be commingled in equipment and/or vehicles used by CONTRACTOR, whether such equipment and vehicles are owned by or licensed to CONTRACTOR pursuant to Section 11 herein, with Solid Waste from any other jurisdiction or person from outside the CITY limits; however, in the event of an emergency vehicle breakdown, a vehicle from a neighboring jurisdiction may complete the route of the vehicle which broke down. In this case, the CONTRACTOR must notify the CITY in writing within twenty four (24) hours of such emergency breakdown and must also provide the CITY with the allocation of tonnages contained in the vehicle. 5. COLLECTION HOURS: (a) All collections from residential areas shall be made between the hours of 6:00 a.m. and 6:00 p.m. Collections from commercial and industrial locations greater than 100 feet from residential units may start at 3:00 a.m. and must terminate by 9:00 p.m., however, if complaints are received from such residential units, the Executive Director may direct that collections in such areas shall be made between the hours of 6:00 a.m. and 6:00 p.m. and in that event CONTRACTOR agrees to comply with such order. (b) Notwithstanding section (a) above, Solid Waste collected pursuant to Section 13 hereto shall be collected pursuant to the provisions contained therein. 6. HOLIDAYS: Where, on a given route, the day of collection would be a legal holiday, CONTRACTOR shall collect along said route on the work day next following said legal holiday and collection on each day during said holiday week shall be similarly delayed one day. Legal holidays for the purpose of this Agreement shall be New Year's Day, Memorial Day, Independence Day, Labor Day, Thanksgiving Day, Christmas Day and such other days as may be mutually agreed upon in advance by the parties. 7. FREQUENCY OF COLLECTIONS: The Contractor will collect all Solid Waste from all areas of the CITY at least once each week and in addition will provide more frequent service for those Customers using the Bin Services or Roll- Off Services supplied by CONTRACTOR if requested by a Customer or if required by the CITY. Contractor shall provide additional collection services as set forth in Sections 14 (e) and (f). 8. MAINTENANCE OF SCHEDULES: Presently existing routes, schedules and times for collection of Solid Waste shall be maintained but may be changed by authorization of the Executive Director and at least one week's advance notification by CONTRACTOR to occupants of the buildings in the area where the changes are to be made. 9. EXCLUSIVENESS OF AGREEMENT: 7 25A-15 The CONTRACTOR shall have the exclusive duty, right and privilege to collect, transport, process, Recycle, divert by means of composting, mulching, and/or transforming, retain and dispose of all Solid Waste, as defined in this Agreement, generated and/or accumulated within the CITY, except as provided below. CONTRACTOR recognizes that this grant of exclusiveness is subject to the restraints provided in Public Resources Code Sections 49520 et seq. (a) The grant of exclusiveness shall not include Construction and Demolition Solid Waste which has accumulated and/or been generated at a temporary construction site and which is being disposed of in roll-off containers or in bins. (b) This Agreement shall not prohibit the persons who generate Solid Waste, or the persons who own the premises upon which solid waste has been generated or accumulated, from personally collecting, transporting and disposing of their own Solid Waste so long as they dispose of such Solid Waste at a site permitted by the California Integrated Waste Management Board in accordance with all governing laws and regulations. (c) This Agreement shall not prohibit the persons who generate Solid Waste, or the persons who own the premises upon which Solid Waste has generated or accumulated, from: (1) selling their Recyclable Solid Wastes, or, (2) donating their Recyclable Solid Wastes; provided, however, that in both instances: (a) the person must, on its premises, personally segregate (by Waste Type) from other Solid Waste the Recyclable Solid Waste to be sold or donated, and (b) the person may not pay the buyer or the donee any sums, consulting fees or other fees in lieu of charging for collection, or other tangible consideration for collecting, Processing or transporting such segregated Recyclable Solid Wastes. A person who simply receives a discount of, or reduction in, the collection and disposal service rates of its unsegregated Solid Waste shall not be deemed to be selling or donating Recyclable Solid Wastes for purposes of this exception. (d) This Agreement shall not prohibit a gardener, tree trimmer or person engaged in landscape maintenance who has a business license to operate in the CITY from collecting yard waste or other organic Solid Wastes which it generates as an incidental portion of providing its licensed services. Any yard waste or other organic Solid Waste collected pursuant to the exception provided by this subsection must be transported by the gardener, tree trimmer or person to a composting facility permitted by the California Integrated Waste Management Board in accordance with all laws and regulations. (e) This Agreement shall not prohibit collectors of Solid Waste originating outside the CITY from hauling such Solid Waste over CITY streets, provided such collectors comply with any governing laws or ordinances. (f) CONTRACTOR's right to collect and/or dispose of Solid Waste shall not be exclusive in the event of a failure to collect under Section 34 of this Agreement during which CONTRACTOR fails to maintain substantially complete regular collection services pursuant to this Agreement and the collection schedules then in effect, for any reason, including a strike by CONTRACTOR'S employees or similar labor dispute. The CITY may provide for collection and/or disposal by persons other than CONTRACTOR during such periods and may permit the public to obtain collection and/or disposal 8 25A-16 services from persons other than CONTRACTOR during such periods, including CONTRACTOR'S Bin and/or Roll-Off Service Customers. (g). CONTRACTOR shall not have the exclusive right to collect and dispose of Solid Waste by providing Bin and/or Roll-Off Service if the conditions stated in Section 28(c) are applicable. (h) In exchange for the exclusive rights guaranteed above, CONTRACTOR shall provide to the City a one million ($1,000,000.00) payment on July 1, 2005 with an additional five hundred thousand ($500,000.00) per year to be paid monthly beginning July 1, 2006 and continuing each year until expiration of this Agreement. The initial $1,000,000 payment will be made by CONTRACTOR upon execution of this Agreement or on January 1, 2006, whichever occurs later. The additional $500,000 annual payment will be deducted monthly beginning July 1, 2006 on a pro rata basis from the curbside service payments. However, neither payment will affect the rates that customers are currently paying. 10. SOLID WASTE PROGRAM SURCHARGE: (a) CONTRACTOR shall pay to the CITY a Solid Waste program surcharge based upon the Gross Receipts received by CONTRACTOR. This surcharge is now set at an amount equal to 12.8 percent of said Gross Receipts. This amount may be increased by resolution of the City Council and, whenever said surcharge is increased by resolution of the City Council, CONTRACTOR shall be permitted to pass through to both its Bin Service and Roll-Off Service Customers one hundred (100%) percent of the amount of such increase. (b) Invoices submitted to Customers by CONTRACTOR shall not reference the aforementioned surcharge. Payments to the CITY of said Solid Waste surcharges shall be made to the CITY on a monthly basis and shall be due and payable on or before the last calendar day of the following month. Accompanying each payment will be a listing of the Gross Receipts for that corresponding month. CONTRACTOR shall, whenever requested to do so, make available such records to the Executive Director at any reasonable time. (c) Failure of CONTRACTOR to make any of the payments provided for in section (a) above on or before the dates due will result in a penalty of ten (10%) percent per month to CONTRACTOR. 11. AUTOMATED SYSTEM (a) LICENSE: The CITY grants to the CONTRACTOR an exclusive license to use the Solid Waste collection and Recycling vehicles and Solid Waste collection and Recycling carts listed on Exhibit "A", attached hereto and incorporated herein by this reference (hereinafter referred to collectively as "the Licensed Equipment"), for a period of time coterminous with the term of this Agreement. This license to use the Licensed Equipment shall not be deemed an equipment lease but, rather, a personal property license to use the Licensed Equipment pursuant to the specific terms, covenants, obligations and provisions of this Agreement. CONTRACTOR may not use the Licensed Equipment for any other purposes or business. This license is personal to the CONTRACTOR and shall not be assigned. It is the intent of the parties hereto that the Licensed Equipment shall be sufficient to permit CONTRACTOR to adequately perform its performance obligations under this 9 25A-17 Agreement. If at any time, or from time to time, the Licensed Equipment is not adequate for CONTRACTOR to meet such obligations, or, the Solid Waste collection and Recycling vehicles licensed pursuant to this section need to be replaced for any reason, including loss, CONTRACTOR shall be responsible for providing any and all additional or replacement Solid Waste collection and Recycling vehicles and any and all additional Solid Waste collection and Recycling carts as may be necessary for the collection, Recycling and disposal of all Solid Waste for which it is responsible under this Agreement. (b) FINANCING: The Licensed Equipment being provided to CONTRACTOR pursuant to section (a) hereunder is being acquired pursuant to that certain "Installment Purchase Contract" ("IPC") between the CITY and the California Environmental Finance Corporation ("CEFC") dated June 1, 1996, a copy of which is on file with the Clerk of the Council and which is incorporated herein by this reference. CONTRACTOR hereby acknowledges the flow of funds and priority of revenues set forth in Section 3.06 of the IPC, which is further summarized on pages 12 and 13 of the Official Statement accompanying the issuance of the tax exempt Certificates of Participation ("C.O.P.s") which have been, or will be, issued by CEFC to raise the funds necessary for it to purchase the Licensed Equipment. While not required to do so, CEFC has agreed to acquire the Licensed Equipment in accordance with the competitive bidding procedures set forth in Section 421 of the CTTY'S municipal charter. The CITY agrees to take all necessary action and execute all necessary documents to facilitate the issuance of the C.O.P.s and to approve an excess proceeds certificate authorizing an excess proceeds prepayment of the C.O.P.s as provided in Sections 3.11 and 4.01(b) of that certain "Trust Agreement" by and among the CITY, CEFC and Harris Trust Company of California, a copy of which is on file with the Clerk of the Council and which is incorporated herein by this reference. (c) MAINTENANCE OF LICENSED EQUIPMENT: CONTRACTOR shall, at its own expense, maintain and preserve the Licensed Equipment in good repair and working order at all times and will operate the Licensed Equipment in an efficient and economical manner and will pay all maintenance and operation costs of the Licensed Equipment as they become due and payable. On or before the first day of each fiscal year, CONTRACTOR will prepare a budget setting forth the estimated maintenance and operation costs of the Licensed Equipment for such fiscal year. (d) OPERATION OF LICENSED EOUIPMENT: CONTRACTOR shall be fully responsible to the CITY for the storage, operation, maintenance and management of the Licensed Equipment. CONTRACTOR shall distribute the Solid Waste collection and Recycling carts (one for Recyclable Solid Waste, one for Yard Waste and one for non-Recyclable Solid Waste) to each Curbside Service Unit throughout the CITY. CONTRACTOR will utilize the Licensed Equipment solely to collect, recycle and/or dispose of Solid Waste generated within the CITY for which it is responsible pursuant to this Agreement. (e) FUEL FOR LICENSED EOUIPMENT: All fuel required for the operation of the Licensed Equipment pursuant to this Agreement shall be purchased by the CONTRACTOR. CONTRACTOR shall be responsible for the costs of such fuel and all costs associated therewith. (f) OPTION TO PURCHASE: At such time as the C.O.P.s used to finance the Licensed Equipment are paid in full or otherwise satisfied or demised, the CONTRACTOR shall have a ninety 10 25A-18 (90) day option during which it may purchase the Licensed Equipment from the CITY for the then fair market value thereof. Exercise of this option shall be made by written notice from the CONTRACTOR to the Executive Director. CITY and CONTRACTOR shall, within thirty (30) days after such exercise, each select a licensed appraiser in the field to determine said fair market value. The appraisers shall submit their appraisals to both parties within thirty (30) days after their selection, and the average between their appraised values shall be deemed to be the fair market value. If CONTRACTOR desires to purchase the Licensed Equipment, it must tender the full fair market value to the CITY within forty five (45) days after both appraisers have delivered their appraisals. If either appraiser fails to act within the terms of this option or if either party hereto fails to select an appraiser, the determination of the sole appraiser shall be binding. The CONTRACTOR shall bear the expense of both appraisers. The CITY agrees that if CONTRACTOR elects to exercise this option it will, after tender of the full purchase consideration, do all things proper and necessary to transfer full title, free and clear of all liens and encumbrances, to the Licensed Equipment to CONTRACTOR or its assignors. Should CONTRACTOR not exercise this option to purchase the Licensed Equipment then, at the termination of the license granted herein, CONTRACTOR shall surrender possession of the Licensed Equipment to CITY in good order and repair to the satisfaction of CITY, normal wear and tear excepted. Proceeds from the sale of the Licensed Equipment are the property of the City. (g) REPLACEMENT OF RESIDENTIAL AND COMMERCIAL COLLECTION VEHICLES: Once the City-owned collection vehicles, as described in Exhibit A and this Section have reached the end of their useful lives, the CONTRACTOR will provide at its expense, new low-emission collection vehicle replacements which meet or exceed the emission requirements of all Federal, State or Local air quality laws or regulations. The CONTRACTOR will begin the process of replacing all residential and commercial collection vehicles, starting with the oldest trucks in 2006 with the goal of completing all truck replacements by 2012. All residential collection vehicles will display the City's recycling logo. The CONTRACTOR will also replace the Solid Waste collection and Recycling plastic carts as described in Exhibit A with new carts as needed. All replacement vehicles and carts provided shall be owned and operated by the CONTRACTOR. 12. COLLECTION POINTS AND REQUIREMENTS: (a) CONTRACTOR shall not be required to collect Solid Waste from any Curbside Service Unit unless the same is placed on the curb along a public or private street, or along an alley having street access at both ends, and is placed in Solid Waste collection and Recycling plastic carts provided to the Curbside Service Unit by CONTRACTOR and is prepared for collection in a manner prescribed by the CITY'S regulations covering the same. Under no circumstances shall CONTRACTOR be required to pick up and collect any material or matter which is not Solid Waste as defined in this Agreement, or to pick up and collect any Solid Waste from Curbside Service Units which does not comply with the following standards and limitations: (1) All Solid Waste shall be placed in the Solid Waste collection and Recycling plastic carts provided by CONTRACTOR to each Curbside Service Unit pursuant to the following: (a) Non-Recyclable Solid Waste shall be placed in burgundy plastic carts provided by CONTRACTOR; 11 25A-19 (b) Recyclable Solid Waste shall be placed in grey plastic carts provided by CONTRACTOR; and, (c) Yard Waste shall be placed in green plastic carts provided by CONTRACTOR. (2) All non-Recyclable Solid Waste, Recyclable Solid Waste and Yard Waste shall be placed in the appropriate Solid Waste collection and Recycling plastic carts adequate to eliminate overflow or contamination of surrounding areas. Any non-Recyclable Solid Waste, Recyclable Solid Waste and/or Yard Waste which is not placed in a Solid Waste plastic cart which has been provided to the Curbside Service Unit will not be picked up; and, (3) Large, heavy items, including, without limitation, water heaters, couches, tables, refrigerators, stoves, and large pieces of furniture or household equipment shall be considered bulky items which maybe disposed of under the provisions of Section 21. (b) The aforementioned requirements to place non-Recyclable Solid Waste, Recyclable Solid Waste and Yard Waste in appropriate Solid Waste collection and Recycling plastic carts shall not apply to Christmas trees properly placed for collection. (c) Whenever any Solid Waste that does not comply with the above standards and limitations is not collected by CONTRACTOR, CONTRACTOR shall leave a notice, the format of which is subject to the approval of the CITY, indicating the reason for non-collection at such Curbside Service Unit. Said notice shall also contain the CONTRACTOR'S business name and his local telephone number. A copy of said notice shall be delivered, or sent via telephone facsimile, to the CITY upon request by the Executive Director and, if the reason for noncollection is not corrected within seven (7) days, CONTRACTOR shall notify the CITY as to this continued noncollection. 13. SERVICES TO BE PROVIDED BY CONTRACTOR TO CITY FOR CITY OPERATIONS: (a) CITY GOVERNMENT OPERATIONS: CONTRACTOR shall collect all Solid Waste and Construction and Demolition Solid Waste which is generated by CITY government operations at no cost to the CITY. The CITY shall provide CONTRACTOR with a list of locations of bins and/or roll- off containers from which such Solid Waste shall be collected. Said list may be modified by time to time by the Executive Director. Solid Waste generated by such CITY operations shall be collected by CONTRACTOR per a schedule provided to CONTRACTOR by the Executive Director which schedule shall be approved between the CONTRACTOR and the Executive Director. (b) STREET SWEEPING: The CONTRACTOR will coordinate with the Executive Director to ensure that Solid Waste collection is compatible with the CITY'S street sweeping operations. CONTRACTOR will be required to complete their designated routes each day so as not to interfere with the CITY'S street sweeping operations. (c) NEIGHBORHOOD CLEANUPS: The Contractor shall supply rolloff containers for CITY sponsored neighborhood cleanups at no cost to the CITY. The number of roll off containers shall 12 25A-20 not exceed a maximum total number of three hundred (300) containers annually. Notwithstanding the above, at any time that the CITY determines that the number of collections and/or the number of roll-off containers provided for in section (c) is not adequately meeting the CITY'S needs, then the CITY and CONTRACTOR agree to meet and confer regarding these provisions, and may, by mutual agreement, modify the number of collections and/or roll-off containers. 14. COLLECTION, RECYCLING, YARD WASTE DIVERSION AND DISPOSAL REQUIREMENTS: (a) CURBSIDE SERVICE: CONTRACTOR shall provide each Curbside Service Unit within the CITY with a minimum of three (3) Solid Waste collection and Recycling plastic carts. Any provision of less than three (3) such plastic carts to any Curbside Service Unit shall be approved by the Executive Director. Each Solid Waste plastic cart shall be a different color as described in Section 12 above. CONTRACTOR shall be required to collect contents of each Solid Waste plastic cart once per week and CONTRACTOR shall be required to process the contents of said plastic carts as follows: (1) Non-Recyclable Solid Waste Collection and Recycling Plastic Carts: Contents of plastic carts containing Solid Waste shall be hauled directly to a legally authorized Disposal Site pursuant to subsection (e) herein. (2) Recyclable Solid Waste Collection and Recycling Plastic Carts: The contents of containers containing Recyclable Solid Waste shall be hauled to a Material Recovery Facility ("MRF"), which MRF shall be acceptable to the CITY, for Processing and diversion. All Solid Waste transported to said MRF shall be processed and the portion thereof which is recyclable shall be recycled by Waste Type in amounts so as to comply with CIWMA and the CITY'S Source Reduction and Recycling Element ("SRRE"). In the event that the MRF approved by the CITY is not operated by the CONTRACTOR, CONTRACTOR will be responsible to subcontract for the use of such a facility so as to ensure the CITY'S compliance with CIWMA. (3) Yard Waste Collection and Recycling Plastic Carts: The contents of the plastic carts containing Yard Waste will be transported to a Composting Facility which meets all state, federal and local laws for Yard Waste Diversion and which is acceptable to the CITY. CONTRACTOR shall be responsible to ensure that the Yard Waste collected by CONTRACTOR is diverted in compliance with CIWMA and the CITY'S SRRE. (b) BIN SERVICE: CONTRACTOR shall operate a Recycling program as described herein for Bin Service. Such Recycling program shall require that CONTRACTOR take the Solid Waste in bins which have clean "dry" loads to a MRF which is acceptable to the CITY for Processing and diversion. CONTRACTOR shall guarantee that, at a minimum, fifty (50%) percent of the tonnage of Solid Waste which is contained in bins and which is determined to have a high recyclable content will be transported to a MRF. All Solid Waste which is transported to said MRF shall be processed and the portion thereof which is recyclable shall be recycled by Waste Type in amounts so as to comply with CIWMA and the CITY'S SRRE. In the event that the MRF approved by the CITY is not operated by the CONTRACTOR, CONTRACTOR will be responsible to subcontract for the use of such a facility 13 25A-21 so as to ensure the CITY'S compliance with CIWMA. CONTRACTOR shall be permitted to transport directly to a legally authorized Disposal Site those bins which are determined to have limited Recycling potential due to food or other types of contamination. Any modifications to the above-referenced percentage shall be approved by the Executive Director and shall be based on the diversion realized. (c) ROLL-OFF SERVICE: CONTRACTOR shall process all Solid Waste collected from its Roll-Off Service in compliance with the CITY'S SRRE and CIWMA. CONTRACTOR shall transport all Solid Waste collected by the CONTRACTOR from roll-off service within the CITY boundaries to a state permitted MRF, as provided in, and in compliance with, CIWMA, which MRF shall be acceptable to the CITY. All Solid Waste transported to said MRF shall be processed and the portion thereof which is recyclable shall be recycled by Waste Type in amounts so as to comply with CIWMA and the CITY'S SRRE. In the event that the MRF approved by the CITY is not operated by the CONTRACTOR, CONTRACTOR will be responsible to subcontract for the use of such a facility so as to ensure the CITY'S compliance with CIWMA. (d) TEMPORARY BIN SERVICE: CONTRACTOR shall process all Solid Waste collected from temporary bins, not including Construction and Demolition Solid Waste, in compliance with the CITY'S SRRE and CIWMA. CONTRACTOR shall transport all Solid Waste collected by the CONTRACTOR from temporary bins within the CITY boundaries to a state permitted MRF, as provided in, and in compliance with, CIWMA, which MRF shall be acceptable to the CITY. All Solid Waste transported to said MRF shall be processed and the portion thereof which is recyclable shall be recycled by Waste Type in amounts so as to comply with CIWMA and the CITY'S SRRE. In the event that the MRF approved by the CITY is not operated by the CONTRACTOR, CONTRACTOR will be responsible to subcontract for the use of such a facility so as to ensure the CITY'S compliance with CIWMA. (e) PARKWAY CLEAN-UP FOLLOWING GARAGE SALES: CONTRACTOR shall provide 2 employees in a "front-loader vehicle that will devote 60 hours each six working days following the quarterly garage sales to canvass the City neighborhoods in order to remove debris left in the parkways after garage sales. CONTRACTOR shall transport all Solid Waste collected by the CONTRACTOR from Parkway Cleanups within the CITY boundaries to a state permitted MRF, as provided in, and in compliance with, CIWMA, which MRF shall be acceptable to the CITY. (f) ALLEY CLEAN-UP FOLLOWING THE 1sT OF EACH MONTH: CONTRACTOR shall provide 2 employees in a "front-loader vehicle that will devote 60 hours each six working days following the first day of each month and six working days during the third week of the month to canvas the City neighborhoods in order to remove debris left in alleyways following relocations. CONTRACTOR shall transport all Solid Waste collected by the CONTRACTOR from Alley Cleanups within the CITY boundaries to a state permitted MRF, as provided in, and in compliance with, CIWMA, which MRF shall be acceptable to the CITY. (g) DISPOSAL: CONTRACTOR shall be required to dispose of any and all Solid Waste which is not recycled or diverted by means of composting, mulching and/or transforming pursuant to the terms of this Agreement, at a legally authorized Disposal Site(s) as designated by the CITY. If CONTRACTOR is directed to dispose of said Solid Waste at a location other than the County of 14 25A-22 Orange's Disposal Sites, both parties agree to meet and confer regarding any potential rate adjustments which may be necessitated thereby. Should Disposal Sites become unavailable in Orange County at any time during the term of this Agreement, CONTRACTOR hereby guarantees disposal at another Disposal Site owned and operated by CONTRACTOR or an affiliate, and both parties agree to meet and confer regarding any potential rate adjustments which may be necessitated thereby. Additionally, CONTRACTOR hereby agrees and guarantees to the CITY that the CITY will be indemnified for CERCLA liability for any Solid Waste collected by the CONTRACTOR in the CITY which is delivered to CONTRACTOR'S landfill. (h) CONTRACTOR will act as the contracting body and lead agency with the MRF and Composting Facility with respect to this Agreement and shall be responsible for, and insure that, both facilities act so as to meet the requirements of both this Agreement and CIWMA. (i) CONTRACTOR hereby agrees and guarantees to the CITY that CONTRACTOR will do each, every and all things required to ensure that all Solid Waste generated, produced or accumulated in the CITY which is collected by CONTRACTOR will at all times be in full compliance with all of the provisions of the CITY'S SRRE, CIWMA, and amendments thereto adopted hereafter, and will protect, indemnify, pay, save, defend, and hold the CITY harmless from any and all loss, expense, damage, fines, penalties and liability of every kind and nature whatsoever by virtue of any non-compliance with such CITY and statutory requirements, provided, however, that CONTRACTOR shall not be responsible to the extent Solid Waste is generated in the CITY and collected, processed or disposed of, by other than CONTRACTOR. Further, CONTRACTOR agrees to protect, defend, with counsel approved by the CITY, and indemnify CITY against any and all fines and/or penalties imposed by the California Integrated Waste Management Board in the event that the diversion quantities contained in the CITY'S SRRE, or any other requirement of CIWMA, are not met. 15. SYSTEM SAVINGS: (a) SAVINGS PAYABLE TO CITY: In addition to the surcharge paid pursuant to Section 10 herein, CONTRACTOR has also agreed to pay to the CITY One Million Three Hundred Fifty One Thousand Five Hundred Dollars ($1,351,500.00) in system savings each year during the term of this Agreement. Such savings shall be deducted in monthly installments of One Hundred Twelve Thousand Six Hundred and Twenty Five Dollars ($112,625.00) each from payments made to CONTRACTOR for curbside service pursuant to Section 22 herein. (b) POSSIBLE ADDITIONAL SAVINGS: The parties hereto have agreed that any additional savings which may result from changes in the diversion percentages referred to in Section 14(b) above shall be split evenly between the CITY and the CONTRACTOR. Such savings shall be the dollar amount equal to the difference in the CONTRACTOR'S per ton cost for Processing and disposal of Bin Service at a MRF and the per ton cost of disposal at a Disposal Site multiplied by the number of additional tons taken directly to a Disposal Site. Any such additional savings shall be computed on a monthly basis and such amounts shall be paid to the CITY by CONTRACTOR on or before the last calendar day of each subsequent month. 16. CIWMA REPORTING REQUIREMENTS: 15 25A-23 CONTRACTOR shall prepare and submit to the CITY, on forms previously approved by the CITY, all monthly or annual reports required of the CITY pursuant to the CIWMA. In addition thereto, within sixty (60) days after the end of each calendar year, the CONTRACTOR shall provide to the CITY an annual report which: (a) provides a collated summary of all the information contained in the monthly reports referred to above; (b) provides a narrative description of all public awareness activities of CONTRACTOR during the past one year which may have impacted Recycling participation; and (c) provides a discussion of Recycling and source reduction program highlights and difficulties. CITY may require additional reports from CONTRACTOR should the reports requested, or submitted, pursuant to this section not satisfactorily fulfill the CITY'S requirements. 17. SRRE CONSULTANT: (a) CONTRACTOR shall provide consultant services as necessary to modify the CITY'S SRRE as required by either the County of Orange AB 939 Local Task Force and/or the State of California. The consultant to perform such services shall be approved by the CITY. Such consultant services shall be provided upon request by the CITY and shall be subject to final approval of the CITY. The CONTRACTOR shall be responsible for a maximum cost for such services of twenty thousand ($20,000.00) dollars per fiscal year. Any costs incurred by the CONTRACTOR for services approved by the CITY which exceed twenty thousand ($20,000.00) dollars per fiscal year shall be the responsibility of the CITY as provided in section (b) below. (b) CONTRACTOR shall submit a monthly report showing consultant services performed for the preceding month. Subject to the approval of the Executive Director, any costs for approved services which exceed twenty thousand ($20,000.00) dollars per fiscal year shall be made by the CITY within thirty (30) days of receipt of said report for work satisfactorily performed. 18. PUBLIC EDUCATION SERVICES: The CONTRACTOR shall be responsible for the provision of public education services as provided in the CITY'S SRRE. These services shall include, but are not limited to, the following items: (a) the production and distribution of a pamphlet containing trash regulations and holidays to all Customers and Curbside Service Units on a yearly basis and to all new service starts at service initiation; (b) the production and distribution to all Customers and Curbside Service Units every year of pamphlets concerning source reduction, Recycling and/or Yard Waste Diversion on an annual basis and to all new service starts at service initiation; (c) the performance, as needed, of community presentations on source reduction, Recycling and Yard Waste Diversion, including the production of all presentation materials; (d) the provision, as necessary, of technical assistance in the areas of source reduction, 16 25A-24 Recycling and Yard Waste Diversion; (e) the establishment and maintenance of a telephone hotline to receive calls from the public and provide information concerning integrated waste management; (f) cooperation in the production of an integrated waste management video for use by the CITY; and, (g) development and management of grants pursuant to the regulations contained in the CIWMA and/or adopted by the California Integrated Waste Management Board including the Department of Conservation and other governmental agencies that offer grants related to collection and recycling services provided under the Agreement In fiscal year OS-06 CONTRACTOR will receive: $5500 per month for the collection of used oil containers and filters. This includes all manpower, vehicle, fuel, accounting and administrative costs associated with the collection program. $75.00 per hour for grant administrator's time to develop and administer the grant programs. This Section may be reasonably modified from time to time as deemed necessary and appropriate by the Executive Director, including increased grant compensation paid to Contractor upon a writing executed by the Executive Director. The CONTRACTOR shall be required to work with the Executive Director in the preparation and production of the services listed and to proceed in the rendering of such services as the CITY dictates. Any services required hereunder shall require the Executor Director's approval prior to the execution thereof. 19. STANDARDS FOR COLLECTION, EQUIPMENT AND NOISE: (a) Equipment and vehicles used by CONTRACTOR, whether owned by or licensed to CONTRACTOR, for the collection and hauling of Solid Waste shall be used so as to assure, in the reasonable opinion of the Executive Director, that adequate standards of collection will be maintained. All loads in CONTRACTOR'S vehicles shall be kept completely covered at all times except when material is actually being loaded or unloaded or where the vehicles are on route in the process of collection. The collection equipment must be designed and operated in such a manner as to prevent Solid Waste from escaping the vehicle. Any spillage of materials which occurs during the collection process shall be immediately cleaned up by the CONTRACTOR at its expense. Further, all vehicles used by the CONTRACTOR pursuant to this Agreement which are not owned by the CITY shall be registered by CONTRACTOR with the Department of Motor Vehicles of the State of California. The CONTRACTOR's vehicles and equipment shall be subject to inspection by the CITY. (b) It is the declared interest of the CITY that the CONTRACTOR be able to provide a variety of sizes of bin and roll-off containers to meet the capacity requirements of commercial and residential bin and roll-off container users. No material shall be permitted to leak, fall or be spilled on CITY streets, alleys or highways. Any such leakage or spills occurring shall be immediately corrected and the area cleaned at the CONTRACTOR's expense. The equipment used must be maintained in good mechanical condition and must employ adequate safety conditions for the operating personnel. (c) All collections shall be made as quietly as possible and no unnecessarily noisy trucks or 17 25A-25 equipment shall be used. Employees of the CONTRACTOR who are unnecessarily noisy or who violate the provisions of the State Motor Vehicle Code and/or any applicable CITY ordinance in the collection of said materials shall be disciplined pursuant to CONTRACTOR's performance standards. (d) CONTRACTOR shall equip all Solid Waste collection and Recycling vehicles which collect Solid Waste within the CITY with informational displays. The CITY shall advise CONTRACTOR as to the messages which should be displayed while said vehicles are operating for the CITY. The CITY may, at its option, have the messages to be displayed changed once per year. 20. MAINTENANCE OF BINS AND ROLL-OFF CONTAINERS: (a) Bins and roll-off containers provided by CONTRACTOR shall be of a design and size to contain, at all times, the contents therein in such a manner as to promote best possible housekeeping conditions. Bins and roll-off containers supplied by the CONTRACTOR shall, at all times, be maintained by it in a well-kept appearance and shall be marked with reflectorized material where such bins and/or roll-off containers are or may reasonably be expected to be located in the public right-of- way. Customers shall be responsible for the cleanliness, sanitation and deodorizing of such bins and roll-off containers; provided, however, CONTRACTOR shall provide in its agreements with its Customers for a bin or roll-off container cleaning service, including painting either as needed, at the request of the Customer or at the request of the CITY, for a fee of twenty five ($25.00) dollars. (b) Curbside Service Units shall be responsible for the cleanliness and sanitation of the Solid Waste collection and Recycling plastic carts provided to such units. (c) CONTRACTOR shall cause to have graffiti removed from bins within two (2) business days and from roll-off containers within five (5) business days of a request by CITY to do so. Failure to remove the graffiti within the required two (2) business days for bins and five (5) business days for roll-off containers, excluding holidays, shall result in the assessment of a two hundred dollar ($200.00) fine to the CONTRACTOR. CONTRACTOR may charge the user of a bin or roll-off container which requires such graffiti removal a charge of twenty five ($25.00) dollars per incident. (d) The Solid Waste collection and Recycling plastic carts receiving curbside service shall be replaced where found by CONTRACTOR. The CITY reserves the right, upon submission of proof by the Curbside Service Unit, to withhold sufficient compensation under this Agreement to adjust and pay any claim for Solid Waste collection and Recycling plastic carts damaged by the willful or careless acts of the employees of the CONTRACTOR. Repairs and replacement costs for said plastic carts shall be borne by CONTRACTOR; provided, however, that such repairs and/or replacements costs shall not be borne by CONTRACTOR when caused by the wanton or intentional destruction thereof by the Curbside Service Unit. Curbside Service Units shall be billed by CONTRACTOR for replacements caused by intentional or wanton destruction. 21. COLLECTION OF BULKY ITEMS: In order to promote public sanitation and reduce fire hazards, CONTRACTOR shall provide to all Curbside Service Units the service of curbside collection of bulky items such as couches, 18 25A-26 refrigerators, rugs, water heaters, and other items of Solid Waste, which CONTRACTOR is not required to collect under Section 12 because of size or weight, as follows: (a) Upon request by a Curbside Service Unit within the CITY, CONTRACTOR shall provide no more than two at-demand bulky item collections per year per Curbside Service Unit at no additional cost. Each such Curbside Service Unit is limited to a maximum of four (4) bulky items (or twenty (20) bags of yard waste) per pick-up request. Such collection services shall provide the opportunity of having large objects, and other Solid Waste which is not required to be picked up pursuant to this Agreement, picked up and processed properly. Requests by Curbside Service Units for such collections shall be made directly to the CONTRACTOR who shall provide satisfactory telephone message receiving, transmitting and response procedures and who shall be responsible for maintaining a log of such large item collections. At demand pick ups shall be responded to by CONTRACTOR within a reasonable time but no more than five (5) working days after such a request is received. Requests for more than two (2) at-demand collections per year shall cost thirty ($30.00) dollars per collection and shall be billed to the Curbside Service Unit requesting the additional collection by the CONTRACTOR. (b) CONTRACTOR shall provide assistance of removal of bulky items on private property to senior citizens and the disabled at no cost. (c) CONTRACTOR shall provide for the collection and recycling of televisions, computer monitors and computer laptops as part of the Bulky Item collection program. 22. CURBSIDE SERVICE PAYMENTS: (a) The CONTRACTOR shall establish rates for its provision of curbside services pursuant to this Agreement. Such rates shall in no case exceed those set forth on Exhibit "C" attached hereto and incorporated herein by this reference. The City shall collect on behalf of the CONTRACTOR the rates established by the CONTRACTOR for said services. Rates collected and paid to the CONTRACOTR shall be based on the total number of Curbside Service Units billed by the CITY for curbside service during that month. CITY shall make billing records available to CONTRACTOR upon reasonable notice for the purpose of auditing such records. (b) Remittance to the CONTRACTOR of payments collected by the CITY for curbside service shall on a monthly basis. (c) Payments to be made to the CONTRACTOR shall be reduced each month by an amount equal to the total monthly payment on the C.O.P.s. A monthly payment schedule of the maximum amount of monthly payments on the C.O.P.s will be attached as Exhibit "D" once they are issued. The payments to be made to CONTRACTOR shall not be reduced to the extent of any credits against installment payments received by the CITY pursuant to Section 4.01 of the II'C. 23. RESIDENTIAL BIN SERVICE RATES: (a) The CONTRACTOR shall receive compensation for supplying Bin Service to residential 19 25A-27 bin users by direct billing of the Customers receiving such service by means of separate agreements entered into between the CONTRACTOR and each Residential Bin Service Customer. A copy of every such agreement shall be made available to the Executive Director by CONTRACTOR. (b) Rates for Residential Bin Service, including Gate Fees, Hauling Charges, Processing Charges and any Recycling and Yard Waste Diversion, shall be established by the CONTRACTOR and shall not exceed those set forth on Exhibit "C" attached hereto and incorporated herein by reference. Such rates shall include a one (1 %) percent charge based on Gross Receipts which shall be paid to the CITY by CONTRACTOR on a monthly basis and which shall be due and payable on or before the last calendar day of each month for the previous month. Said charge shall be used to offset a rate reduction approved by the CITY for senior citizen and mobile home park Curbside Service Units. CONTRACTOR shall make records containing Residential Bin Service available to the Executive Director at any reasonable time. 24. COMMERCIAL/INDUSTRIAL BIN SERVICE RATES: (a) The CONTRACTOR shall receive compensation for supplying Bin Service to commerciaUindustrial bin users by direct billing of the Customers receiving such service by means of separate agreements entered into between the CONTRACTOR and each such Bin Service Customer. A copy of every such agreement shall be made available to the Executive Director by CONTRACTOR. (b) Rates for CommerciaUIndustrial Bin Service, including Gate Fees, Hauling Charges, Processing Charges and any Recycling and Yard Waste Diversion, shall be established by the CONTRACTOR and shall not exceed those set forth on Exhibit "C" attached hereto. Such rates shall include a one (1%) percent charge based on Gross Receipts which shall be paid to the CITY by CONTRACTOR on a monthly basis and which shall be due and payable on or before the last calendar day of each month for the previous month. Said charge shall be used to offset a rate reduction approved by the CITY for senior citizen and mobile home park Curbside Service Units CONTRACTOR shall make records containing CommerciaUlndustrial Bin Service available to the Executive Director at any reasonable time. 25. ROLL-OFF SERVICE RATES: (a) The CONTRACTOR shall receive compensation for supplying Roll-Off Service by direct billing of the Customers receiving such service by means of separate agreements entered into between the CONTRACTOR and each such Customer. A copy of every such agreement shall be made available to the Executive Director by CONTRACTOR. Roll-off Service shall be provided at a minimum of three (3) dumps per month per Customer. (b) Rates for Roll-Off Services, including container delivery, collection, hauling and transportation, shall be established by the CONTRACTOR and shall not exceed those set forth on Exhibit "C" attached hereto. Such rates shall include a one (1%) percent charge based on Gross Receipts which shall be paid to the CITY by CONTRACTOR on a monthly basis and which shall be due and payable on or before the last calendar day of each month for the previous month. Said charge shall be used to offset a rate reduction approved by the CITY for senior citizen and mobile home park 20 25A-28 Curbside Service Units. CONTRACTOR shall make records containing Roff--Off Service available to the Executive Director at any reasonable time. 26. COMPENSATION FOR GRANTS: CONTRACTOR shall be permitted to obtain compensation in an amount approved by the Executive Director for the management of grants pursuant to Section 18(g) herein. 27. ADJUSTMENTS TO CHARGES: (a) HAULING AND PROCESSING CHARGES: (1) PRICE INDICES: The two indices which will be used for determining adjustments to Hauling and Processing Charges shall be the December Consumer Price Index ("CPI") for All Urban Consumers (base years 1982-1984 = 100) for Los Angeles-Anaheim-Riverside CMSA, published by the United States Department of Labor, Bureau of Labor Statistics and the December Producer Price Index ("PPI"), Diesel Fuel #2 (#057303. When both indices are to be used to determine an adjustment to the Hauling and Processing Charges, then the adjustment formula shall be as follows: the CPI shall be weighted at ninety (90%) percent and the PPI shall be weighted at ten (10%) percent. (2) CURBSIDE SERVICE: The Hauling Charges and Processing Charges for curbside service shall be adjusted annually, using the CPI and PPI adjustment formula set forth in subsection (a)(1) above without limitation; provided, however, that adjustments permitted to the Hauling and Processing Charges during this time period shall be calculated at seventy five (75%) percent of the CPI with a five (5%) percent maximum adjustment and a zero 0% percent minimum adjustment per year. (3) BIN SERVICE AND ROLL-OFF SERVICE: From July 1, 1997 until the termination of this Agreement, the Hauling and Processing Charges for Bin Service and Roll-Off Service shall be adjusted in accordance with the CPI and PPI adjustment formula set forth in subsection (a)(1) above. Adjustments to the Hauling and Processing Charges for Bin Service and Roll-Off Service shall be calculated at seventy five (75%) percent of the CPI with a five (5%) percent maximum adjustment and a zero 0% percent minimum adjustment per year. (b) GATE FEES: Should any increase or decrease in the Gate Fees charged by a Disposal Site occur during the term of this Agreement, CONTRACTOR shall be permitted to pass through to both its Bin Service Customers and its Roll-Off Service Customers and CITY shall pass through to its curbside service users one hundred (100%) percent of such increase or decrease in the Gate Fees for that portion of the Solid Waste which is taken to the Disposal Site. CITY shall pass through to CONTRACTOR such increase or decrease in its curbside service payments to CONTRACTOR. Should a change in Gate Fees become effective on July 1st of any year, the parties agree to utilize the tonnages from the previous calendar year to determine the percentage of Solid Waste that is taken to the Disposal Site. (c) SOLID WASTE PROGRAM SURCHARGE: Should any increase or decrease in the Hauling and Processing Charge or the Gate Fees occur during the term of this Agreement, 21 25A-29 CONTRACTOR shall be permitted to pass through to both its Bin Service and its Roll-Off Service Customers the corresponding increase or decrease incurred by CONTRACTOR for the Solid Waste program surcharge which CONTRACTOR is required to pay pursuant to Sections 10, 23(b) and 24(b) herein. (d) ADMINISTRATNE COST: The Administrative Cost for curbside service shall be adjusted annually. The Administrative Cost shall be adjusted using the CPI set forth in subsection (a) (1) above; provided however, that adjustments shall be calculated at one hundred (100%) percent of the CPI. 28. SPECIAL BIN SERVICES AND CUSTOMER SERVICE REOUIREMENTS• (a) The CONTRACTOR may enter into agreements with Bin Service Customers for special collection services different from, in addition to, or greater than the minimum collection services required by this Agreement. The special fees which CONTRACTOR may charge Bin Service Customers are set forth on attached Exhibit "C." (b) CONTRACTOR shall not be permitted to charge a special fee for moving a bin from between buildings, other than the fees permitted as set forth on attached Exhibit "C". Further, CONTRACTOR may not charge a fee when it is required to move its vehicles in reverse for purposes of emptying a bin. Circumstances not covered by any of the above or on attached Exhibit "C" shall require an inspection by the CITY prior to a determination of the charges which maybe imposed. The decision of the Executive Director in respect to these charges shall be final. A brief explanation of each special service charge must be included on every Customer's billing. (c) In the event the CONTRACTOR is unable to provide temporary service to any Customer within five (5) calendar days after receipt of a call by such Customer, the Executive Director may permit any other licensed hauler to provide temporary service to such Customer if, but only if, CONTRACTOR has not provided such service within twenty-four (24) hours after reasonable notification by the Executive Director to CONTRACTOR. 29. MINIMUM SERVICE LEVELS -MULTI-FAMILY RESIDENTIAL BUILDINGS: (a) CITY shall require that all residential buildings with three or more dwelling units be served by Bin Service, except that CITY may waive such requirement for any residential buildings with four (4) or more units existing on January 1, 1972 and for any residential buildings with three (3) units existing on February 23, 1983, upon a determination that no lawfully usable space is available for such container within the boundary lines of the subject property. The CONTRACTOR shall provide bin containers of such capacity and collections of such frequency for residential buildings required to have Bin Service by this section as to provide for Solid Waste collection of not less than one-half (1/2) of one (1) yard of Solid Waste collection per dwelling unit per week. In all cases, collections shall be made at least once per week. CONTRACTOR shall comply with any request by the Executive Director to change the scheduled collection days for Residential Bin Service Customers, which is designed to promote conformity of Bin Service collections in any specified area of the CITY to improve sanitation or reduce noise. 22 25A-30 (b) In the event that Solid Waste being disposed of at a Residential Bin Service building exceeds the bin capacity for such building, CONTRACTOR shall notify the Executive Director who shall cause an inspection to be made of the premises. If the Executive Director determines that there is insufficient bin capacity at said location, he shall cause written notification to be given to the property owner and/or person in possession of the property. Said notification shall contain the date of the reported overflow of Solid Waste from the bins. The notice shall also inform the property owner and/or person in possession of the property that should another incident of overcapacity occur within thirty (30) days following the date of the original incident, the property owner and/or person in possession of the property will be required to increase the number of bins, the size of the bin, or the frequency of collections, up to the equivalent of two (2) cubic yards per dwelling unit per week. In the event that this should occur, the Executive Director shall determine whether to increase the number of bins or the frequency of collections and CONTRACTOR shall furnish such additional services and shall be entitled to compensation from the Customers to the same extent as if the Customer requested such additional collections from the CONTRACTOR. 30. MINIMUM SERVICE LEVELS - COMMERCIAL/INDUSTRIAL BIN SERVICE AND ROLL-OFF SERVICES: City shall require that all commercial and/or industrial units and/or buildings be served by Bin Service or Roll-Off Service; provided, however, that this requirement may be waived by the Executive Director. In the event that Solid Waste being disposed of at a commerciaUindustrial bin or roll-off container unit exceeds the bin or roll-off container capacity for such building, CONTRACTOR shall notify the Executive Director who shall cause an inspection to be made of the premises. If the Executive Director determines that there is insufficient bin or roll-off container capacity at said location, he shall cause written notification to be given both to the business and the property owner. Said notification shall contain the date of the reported overflow of Solid Waste from the bin or roll-off container. The notice shall also inform the business and property owner that should another incident of overcapacity occur within thirty (30) days following the date of the original incident, the business and/or property owner will be required to increase the number of bins or roll-off containers, or the frequency of collections. In the event that this should occur, the Executive Director shall determine whether to increase the number of bins or roll-off containers, the size of the bin or roll-off container, or the frequency of collections and CONTRACTOR shall furnish such additional services and shall be entitled to compensation from such Customers to the same extent as if the Customer requested such additional collections from the CONTRACTOR. 31. SERVICE STANDARDS: (a) The CONTRACTOR's office shall be accessible by a local or toll-free telephone number. The CONTRACTOR'S office hours shall be open at a minimum from 8:00 a.m. to 5:00 p.m. Monday through Friday and from 8:00 a.m. to noon on Saturdays. CONTRACTOR'S offices shall be closed on Sundays and holidays. The CONTRACTOR shall have an answering machine in operation after normal business hours, and on Sundays and holidays thus enabling the public to leave a message. The CONTRACTOR shall have the capability of responding to the public in English and Spanish during office hours. 23 25A-31 (b) CONTRACTOR may charge a delinquency fee of not more than ten (10%) percent per month on accounts which have not remitted required payments within 30 days after the date of billing. Should payment not be received within 45 days of billing, CONTRACTOR shall notify said Customer on forms approved by the CITY that services maybe discontinued 15 days from the date of the notice if payment is not made before that time. Upon payment of the delinquent fees, CONTRACTOR shall resume collection on CONTRACTORS next regularly scheduled collection day. CONTRACTOR shall provide the CITY with a bi-weekly list indicating the Customers which have had service ceased due to nonpayment. 32. SUPERVISION: Performance of each of the provisions of this Agreement shall be under the direction and supervision of the Executive Director. The CONTRACTOR shall furnish the Executive Director every reasonable opportunity of ascertaining whether or not the work is performed in accordance with the requirements of this Agreement. The CONTRACTOR shall designate a person to serve as agent and liaison between its organization and the CITY and shall maintain a telephone and a means for contact at all times during periods of strike or other emergencies. The Executive Director may inspect the CONTRACTOR's operations, facilities and equipment at any reasonable time and the CONTRACTOR shall admit him to make such inspections at any reasonable time and place. 33. TITLE TO SOLID WASTE: Title to all Solid Waste collected pursuant to this Agreement shall be vested in CONTRACTOR upon being placed at the curb for collection, or placed in a bin or roll-off container for collection. CONTRACTOR expressly hereby reserves and is granted the right to retain, dispose of and otherwise use such Solid Waste, or any part thereof, in any fashion and for any lawful purpose desired by CONTRACTOR and to retain any benefit or profit resulting there from provided, however, that CONTRACTOR first complies with this Agreement, the CITY'S SRRE and CPNMA. 34. FAILURE TO COLLECT: (a) Should the CONTRACTOR materially and substantially fail to collect and recycle, divert by means of composting, mulching and/or transforming or dispose of Solid Waste in accordance with this Agreement and the collection schedules then in effect pursuant to Section 8, the CITY, after prior written notice of not less than forty eight (48) hours to the CONTRACTOR, may collect, recycle, divert and/or dispose of all or any part of such Solid Waste, or initiate services to cause or promote its collection, Recycling, Yard Waste Diversion and/or disposal, using CITY employees and/or independent contractors, and the CONTRACTOR shall be liable for all reasonable expenses thereby incurred by the CITY. (b) The CITY may give such notice for any specified individual omission by CONTRACTOR in which event CONTRACTOR shall be allowed a reasonable time of not less than forty eight (48) hours to remedy such omission. In the event of substantial nonperformance by CONTRACTOR for any reason, including a strike of CONTRACTOR'S employees, the notice shall continue in effect with 24 25A-32 respect to Solid Waste originating thereafter as long as the omission continues. In addition to any other lawful means of effecting reimbursement from the CONTRACTOR, such expenses may be deducted by the CITY from money due or which may become due the CONTRACTOR. In addition, CITY shall be permitted to take control and possession of the Licensed Equipment it owns pursuant to Section 11 herein and shall be allowed to use, without charge, any of CONTRACTOR'S other collection vehicles, containers, and other equipment not then in actual use by CONTRACTOR which CITY shall deem necessary to provide collection, Recycling, Yard Waste Diversion and/or disposal services pursuant to this section. The right of the CITY to enter upon and use facilities and equipment as specified herein shall extend for a period of ninety (90) days. (c) Should CONTRACTOR fail to collect, recycle, divert by means of composting, mulching and/or transforming, and/or dispose of Solid Waste in accordance with this Agreement, CONTRACTOR shall be deemed to be in material default in the performance of its obligations of this Agreement. In the event of such a material default, the reasonable time for correction pursuant to Section 35 herein shall be seven (7) days. 35. DEFAULT, DAMAGES AND TERMINATION OF AGREEMENT: (a) In the event CONTRACTOR defaults in the performance of any of the obligations, covenants or agreements to be kept, done or performed by it under the terms of this Agreement, or any other applicable Federal, State, or local law or regulation, the CITY shall notify CONTRACTOR in writing of the nature of such default. (b) The Executive Director may, in such written instrument, set a reasonable time within which correction of all such deficiencies is to be made. Unless otherwise specified, a reasonable time for correction shall be thirty (30) days from the receipt by the CONTRACTOR of such written notice. If the CONTRACTOR cannot reasonably correct or remedy the breach within the time set forth in such notice, CONTRACTOR shall still be required to commence to correct or remedy the violation within such time as set forth in the notice and shall be required to diligently achieve such correction or remedy as soon thereafter as possible. (c) The Executive Director shall review the CONTRACTOR'S response to the notice of deficiencies and shall either decide the matter and notify the CONTRACTOR of that decision in writing, or, refer the matter to the City Council. A decision or order of the Executive Director shall be final and binding on CONTRACTOR if the CONTRACTOR fails to file a "Notice of Appeal" with the City Clerk within 10 days of receipt of the Executive Director's decision. Within thirty working days of receipt of a Notice of Appeal, the City Clerk shall refer the appeal to the City Council for proceedings in accordance with Chapter three of the Santa Ana Municipal Code. (d) In such case, the City Council may set the matter for hearing. The City Clerk shall give CONTRACTOR written notice of the time and place of the hearing. At the hearing, the City Council shall consider the report of the Executive Director indicating the deficiencies, and shall give the CONTRACTOR a reasonable opportunity to be heard. (e) Based on the evidence presented at the public hearing, the City Council shall determine by 25 25A-33 Resolution whether this Agreement should be terminated. If, based upon the record, the City Council determines that the performance of CONTRACTOR is in breach of any material term of this Agreement or any material provision of any applicable Federal, State, or local statute or regulation, the City Council, in the exercise of its sole discretion, may terminate forthwith the Agreement. The decision of the City Council shall be final and conclusive. CONTRACTOR'S performance under the Agreement is not excused during the period of time prior to the City Council's final determination as to whether such performance is deficient. (f) The rights of termination or imposition of liquidated damages, as set forth in Section 36 hereof, are in addition to any other rights of CITY upon a failure of CONTRACTOR to perform its obligations under this Agreement. The CITY further reserves the right to terminate CONTRACTOR'S Agreement or impose liquidated damages in the event of any of the following: (1) If the CONTRACTOR practices, or attempts to practice, any fraud upon the CITY; (2) If the CONTRACTOR becomes insolvent, unable, or unwilling to pay its debts, or upon listing of an order for relief in favor of CONTRACTOR in a bankruptcy proceeding; (3) If the CONTRACTOR fails to provide or maintain in full force and effect the workers' compensation, liability or indemnification coverage as required by this Agreement; (4) If the CONTRACTOR willfully violates any orders or rulings of any regulatory body having jurisdiction over the CONTRACTOR relative to this Agreement, provided that the CONTRACTOR may contest any such orders or rulings by appropriate proceedings conducted in good faith, in which case no breach of this Agreement shall be deemed to have occurred; (5) If the CONTRACTOR willfully fails to make any payments required under the Agreement and/or refuses to provide the CITY with required information and/or reports in a timely manner as provided in this Agreement; or, (6) Any other act or omission by the CONTRACTOR which materially violates the terms, conditions, or requirements of this Agreement, CIWMA, as it may be amended from time to time, or any order, directive, rule, or regulation issued thereunder and which is not corrected or remedied within the time set in the written notice of the violation. (g) In addition to the remedies set forth herein, the CITY shall have the right to obtain damages and/or injunctive relief. Both parties recognize and agree that in the event of a breach under the terms of this Agreement by CONTRACTOR, the CITY may suffer irreparable injury and incalculable damages sufficient to support injunctive relief, to enforce the provisions of this Agreement and to enjoin the breach thereof. (h) If CONTRACTOR claims default by the CITY in the payment of any money due or alleged to be due to CONTRACTOR pursuant to this Agreement, CONTRACTOR shall not be entitled to cancel this Agreement if the CITY, within seven (7) days after receipt of notice of the claimed default, deposits the amount in controversy into an interest bearing account in a commercial bank or lending institution and maintains such deposit until such time as a final judicial decision or agreement between the parties determines the rightful disposition of the said amount in controversy; provided that CONTRACTOR shall be deemed to have waived all claims to the said amount if no agreement is reached nor any legal proceeding initiated within ninety (90) days of the CONTRACTOR's service of written notice of default on the CITY. 26 25A-34 36. LIQUIDATED DAMAGES: (a) The CITY finds, and the CONTRACTOR agrees, that as of the time of the execution of this Agreement it is impractical, if not impossible, to reasonably ascertain the extent of damages which shall be incurred by the CITY as a result of a breach by CONTRACTOR of its obligations under this Agreement. The factors relating to the impracticability of ascertaining damages include, but are not limited to, the fact that: (i) substantial damage results to members of the public who are denied Solid Waste collection services or denied quality or reliable collection service; (ii) such breaches cause inconvenience, anxiety, frustration, and deprivation of the benefits of this Agreement to individual members of the general public for whose benefit this Agreement exists, in subjective ways and in varying degrees of intensity which are incapable of measurement in precise monetary terms; (iii) that the monetary loss resulting from denial of services or denial of quality or reliable services is impossible to calculate in precise monetary terms; and, (iv) the termination of this Agreement for such breaches, and other remedies are, at best, a means of future correction and not remedies which make the public whole for past breaches. (b) Accordingly, the CITY may, in its discretion but after complying with the notice and hearing procedures set forth in Section 35, assess liquidated damages of Five Hundred Dollars ($500.00) per day, for each calendar day that collection service is not provided by CONTRACTOR in accordance with this Agreement. The amount of the liquidated damages shall be subject to an annual CPI adjustment computed at one hundred (100%) percent of the CPI for All Urban Consumers (base years 1982-1984 = 100) for Los Angeles-Anaheim-Riverside CMSA, published by the United States Department of Labor, Bureau of Labor Statistics. (c) The CITY finds, and the CONTRACTOR acknowledges and agrees, that the above described liquidated damages provisions represent a reasonable sum in light of all of the circumstances. Said liquidated damages sums shall be applicable to each calendar day of delay during which CONTRACTOR has been found by the CITY to be in default after having been given the proper notice and hearing set forth in Section 35 of this Agreement. The CONTRACTOR shall pay any liquidated damages assessed by the CITY within ten (10) calendar days after they are assessed. If they are not paid within the ten (10) day period, the CITY may order the termination of this Agreement. 37. USE BY CITY OF CONTRACTOR'S EOUIPMENT• Upon cancellation of this Agreement by either party for any reason prior to the end of the period specified herein as the term of this Agreement, the CITY shall take possession and control of all vehicles and equipment which it has licensed to CONTRACTOR pursuant to Section 11 herein and CITY shall also have the exclusive right to rent or lease and operate any or all trucks, trailers, tractors and other items of equipment used by CONTRACTOR in the performance of the work specified in this Agreement. Further, the City shall have access to the MRF and composting facilities used by the CONTRACTOR for the Processing, Recycling and Yard Waste Diversion of Solid Waste produced or accumulated within the CITY. The right of the CITY to enter upon and use facilities and equipment as specified herein shall extend following the date of cancellation of this Agreement for a period of ninety (90) consecutive calendar days. The rental prices to be paid the CONTRACTOR under this section 27 25A-35 shall be such to adequately reflect the most current rental prices prevailing in the County of Orange at the date of termination. Any moneys due the CONTRACTOR for rental of the equipment under the provisions of this section may be withheld by the CITY and used by it for the purpose of paying any outstanding liens or payments due and unpaid upon the said equipment. 38. COMPLAINTS: (a) The CITY shall record all complaints and communications received by the CITY from persons and businesses being served under the provisions of this Agreement and all other incidents of failure to perform in accordance with this Agreement noted by the CITY. The CONTRACTOR shall be responsible to resolve such complaints within two (2) business days of receipt thereof. CONTRACTOR shall likewise record all complaints received by CONTRACTOR in a daily log which shall include the complaint, the communication, the date, time, complainant's name and address if provided, and the nature, date and manner of resolution of the complaint. A copy of said log shall be delivered to the Executive Director on a quarterly basis; however, the Executive Director reserves the right to require the CONTRACTOR to deliver, or send via telephone facsimile, such records to the Executive Director within twenty four (24) hours of receipt thereof. (b) The failure of the CONTRACTOR to pick up Solid Waste which has been set out in the proper manner shall be considered a missed pick-up, and the CONTRACTOR shall collect the material from the service recipient within twenty-four (24) hours of the CONTRACTOR'S receipt of notification of the missed pick-up. If the CONTRACTOR is notified of a missed pick-up by 9:00 a.m. the following business day, the missed pick-up will be collected that same day. The CONTRACTOR shall maintain a written record of all calls related to missed pick-ups and the service response provided by the CONTRACTOR. Such records shall be made available for inspection upon request by the Executive Director. 39. COMPENSATION REDUCTION DURING STRIKE PERIOD: In the event that there occurs any period in which CONTRACTOR fails to maintain substantially complete regular collection services pursuant to this Agreement and the collection schedules then in effect, by reason of a strike or CONTRACTOR'S failure to pay his employees, and only if such period includes more than ten (10) normal collection days (weekdays), then the following shall apply. (a) The City Council may assess damages against the CONTRACTOR in an amount which does not exceed the sum of the following: (1) The expenses incurred by the CITY in providing collection, Recycling, Yard Waste Diversion and/or disposal services pursuant to Section 34; and, (2) Fifty percent (50%) of the amount by which CITY revenue from fees collected for curbside service by the CITY from the public is reduced due to any reduction or refund of such fees granted by the City Council to compensate such fee payers for the inconvenience experienced by them 28 25A-36 due to CONTRACTOR'S failure to furnish full performance during such period. (b) In assessing damages, the City Council shall take into account the CONTRACTOR'S efforts to mitigate the inconvenience to the public receiving curbside service. In particular, CONTRACTOR shall be given credit for Curbside Service Unit collections made by CONTRACTOR by having damages assessed, subject to the above said maximum, in approximately the same proportion to the compensation due CONTRACTOR for curbside service during the subject period as the number of Curbside Service Unit collections which CONTRACTOR failed to make bears to the total number of Curbside Service Unit collections which should have been made pursuant to this Agreement. (c) In addition to any other lawful means of effecting recovery of the damages assessed against CONTRACTOR the amount thereof maybe deducted by CITY from money due or which may become due to the CONTRACTOR either in single sum or in installments. In the event CONTRACTOR objects to such assessment or set-off, it shall nevertheless maintain full performance under this Agreement, reserving all rights to subsequently litigate the propriety or amount of the damages assessed. (d) Refunds or reduction of payments of CONTRACTOR'S Customers shall be the sole responsibility of CONTRACTOR. CONTRACTOR covenants for the benefit of each such Customer to grant a reasonable and fair refund or reduction or compensatory service; provided, however, that the CONTRACTOR may condition such refunds or reductions or compensatory service upon the Customer's filing of a claim for the same with the CONTRACTOR. To the extent Bin or Roll-Off Service collections are made at CITY'S expense in the absence of CONTRACTOR'S performance, CONTRACTOR shall be liable to CITY for a proportionate amount of the Customers' payments due to the CONTRACTOR. 40. FEES AND GRATUITIES: CONTRACTOR shall not, nor shall it permit any agent, employee or subcontractor employed by it to, request, solicit, demand, or accept, either directly or indirectly, any compensation or gratuity for the collection of Solid Waste otherwise required to be collected under this Agreement, except such compensation as is provided for in this Agreement. However, CONTRACTOR may make available to Bin Service users special services as provided for in Section 28 hereof. CONTRACTOR may make a direct charge in each instance for such service under a written agreement which shall be subject to the approval of the Executive Director and at such rates as are reasonable, just and uniform for all persons requesting such additional services. All such charges shall be collected by CONTRACTOR. Nothing in this section or in this Agreement shall be construed, however, to require CONTRACTOR to render services of any kind to any person to the extent such services are not specifically required by the provisions of this Agreement, or to require that CONTRACTOR having rendered special or additional services not provided for herein to one or more persons, to offer or render the same services to any other person or entity. 41. LEGAL RELATIONS AND RESPONSIBILITIES: 29 25A-37 (a) Ap lip cable Laws: CONTRACTOR shall at all times comply with all applicable provisions of the Code, as now in effect or hereafter enacted, as well as all other applicable County, State and Federal laws and regulations; provided, however, no amendment of the Code shall operate to change CONTRACTOR'S right to decline to pick up and collect any material or matter which is not Solid Waste as defined in this Agreement or to decline to pick up and collect Solid Waste which does not comply with the standards and limitations set forth in this Agreement, or otherwise operate to materially impair the rights and privileges of CONTRACTOR hereunder. Should any state or federal laws become effective after the date of execution of this Agreement which require modifications to the terms hereof, the parties agree to meet and confer regarding any such modifications. (b) Personnel: No employee of CONTRACTOR shall continue to be employed on any work under this Agreement who is intemperate, discourteous, disorderly, inefficient or unduly noisy. (c) Permits and Licenses: CONTRACTOR shall obtain all permits and licenses required of it by City, County, State and Federal agencies. (d) Workers' Compensation Policy CONTRACTOR shall maintain in full force and effect during the term of this Agreement, a workers' compensation policy in accordance with the provisions and requirements of the Labor Code of the State of California and such other forms of insurance as shall be required by law. The policy providing coverage shall provide that the insurance shall not be suspended, voided, canceled, or reduced in coverage or in limits except after thirty (30) days prior written notice by certified mail has been given to the CITY. Waivers of Subrogation shall be in effect for any claims asserted against the CITY which arise out of CONTRACTOR's operations and CONTRACTOR shall have this clause endorsed on their Workers' Compensation policies. (e) Public Liability Insurance: CONTRACTOR shall obtain, at its sole cost, and file with the City Clerk of CITY, prior to exercising any right or performing any obligation pursuant to this Agreement, and maintain for the period covered by this Agreement, a policy or policies of liability insurance satisfactory to the City Attorney of CITY, naming CITY, its officers, agents and employees, as insured or additional insured, which provides coverage for liability for any and all claims and suits for damages or injuries to persons or property resulting from or arising out of the performance by CONTRACTOR its officers, agents, or employees, or by CITY, its officers, agents, or employees pursuant to Section 1 of this Agreement, of CONTRACTOR's covenants hereunder, or any failure or omission thereof. Said policy or policies of insurance shall provide coverage for both bodily injury and property damage in not less that the following minimum amount: One Hundred Million Dollars ($100,000,000.00) combined single limit and, in addition, Ten Million Dollars ($10,000,000.00) of Environmental Impairment Liability coverage for bodily injury, property damage and cleanup costs as it relates to the transportation of Solid Waste. Said insurance shall protect CONTRACTOR and CITY from any claim for damages for bodily injury, including accidental death, as well as from any claim for property damage which may arise from operations performed pursuant to this Agreement, whether such operations be by CONTRACTOR itself, or by its agents, employees, and/or subcontractors. Such policy or policies shall contain severability of interests clauses so that the rights and duties of the CITY are clearly separate from CONTRACTOR'S interests. Said policy or policies shall also contain a 30 25A-38 provision that no termination, cancellation or change of coverage of insured or additional insured shall be effective until after thirty (30) days prior written notice by certified mail thereof has been given to CITY. CONTRACTOR shall give CITY prompt and timely notice of any claim made or suit instituted. (f) Insurance Responsibility for CITY Owned Solid Waste Collection and Recyclin~ Vehicles• This Agreement expressly and absolutely transfers the entire responsibility for any and all damage to the CITY owned Solid Waste collection and Recycling vehicles, and any and all liability arising out of the use of such vehicles, directly and completely to CONTRACTOR. This same transfer includes the requirement that CONTRACTOR has expressly agreed to be contractually, fully and completely responsible for complying with all of the State of California's Motor Vehicle Insurance laws, rules and regulations. To be more specific, this includes having CONTRACTOR insure each and every CITY Solid Waste collection and Recycling vehicle for auto liability and physical damage, including both collision and comprehensive insurance. The amount of auto liability insurance shall be not less than One Hundred Million Dollars ($100,000,000.00) combined single limit, covering auto bodily injury and property damage for owned, non-owned and hired vehicles. Collision and Comprehensive coverage shall be insured on an actual cash value basis. If the physical damage insurance is insured on a loss-limit basis, the loss limit shall be equal to or exceed the actual cash value of all of the CITY Solid Waste collection and Recycling vehicles. Insurers shall be currently rated by A.M. Best Company with a minimum rating at A VII. The policy or policies shall contain severability of interest clauses so that the right and duties of the CITY are clearly separate from CONTRACTOR'S interests. The CITY, its officers, agents and employees shall be additional insureds. CONTRACTOR will verify to CITY that adequate funds are available to pay any liability Self-Insured Retention, collision and comprehensive deductibles, or other self-insurance plans approved by the CITY. Ninety (90) days or more of prior notice for material change in coverage, exclusions and conditions or cancellation will be endorsed onto CONTRACTOR'S policies in favor of the CITY. Loss Payee endorsements or similar clauses will be endorsed onto CONTRACTOR'S property insurance policies protecting the CITY'S Solid Waste collection and Recycling vehicles. Endorsements to all policies with policy declaration pages will be required. Certificates of Insurance shall be provided prior to receiving insurer policy endorsements. (g) Indemnification: CONTRACTOR shall indemnify and save harmless CITY, its officers and employees, against any and all damages to property or injuries to or death of any person or persons, including property and employees or agents of CITY and shall defend, indemnify and save harmless CITY, its officers and employees, from any and all claims, demands, suits, actions or proceeding of any kind or nature, including, but not by way of limitation, workers' compensation claims, of or by anyone whomsoever, directly or indirectly caused by, or arising out of a breach of a requirement of this Agreement by the CONTRACTOR or any negligent or willful act or omission of CONTRACTOR or any negligent or willful act or omission of the CONTRACTOR its employees or subcontractors in the performance of this Agreement. CONTRACTOR shall procure and maintain, at its own cost and expense, any additional kinds and amounts of insurance which, in its own judgment, maybe necessary for its proper protection in the performance of the work. Insurance coverage specified in this Agreement shall in no way lessen or limit the terms of this indemnification. (h) Enforcement of Scope of Services: CONTRACTOR shall reimburse the CITY for any costs incurred by the CITY in enforcing and potentially defending any challenges by any and all school 31 25A-39 and college districts regarding the Solid Waste collection regulations contained herein. (i) Waivers: No acquiescence, failure or neglect of either of the contracting parties to insist on strict performance of any or all of the terms hereof shall be considered as or constitute a waiver or any term or condition of this Agreement or any performance required thereunder, or any remedy, damage or other liability arising out of such refusal, neglect or inability to perform at any time. 42. SUBCONTRACTORS AND MANAGEMENT: (a) The CONTRACTOR shall not subcontract this Agreement nor any part hereof without first obtaining the consent of the City Council. (b) CONTRACTOR shall designate the person to be in charge of administering this Agreement. The CITY retains the right to reject said person at any time during the term of this Agreement upon reasonable grounds. Should the CITY require the replacement of any person so designated by CONTRACTOR, the CONTRACTOR shall have thirty (30) days within which to designate, with the CITY'S approval, a new person. (c) The CITY may cancel this Agreement pursuant to Section 35 or in the event of a breach of the covenants in subsections (a) and (b) hereinabove. 43. ACCOUNTING AND AUDITING: (a) The CONTRACTOR shall maintain financial records in accordance with generally accepted accounting principles. (b) CONTRACTOR shall make its records, reports, and methods of accounting available to the CTTY'S designated representative during normal business hours to allow the such person to review and verify the information reported pursuant to this Agreement including, but not limited to, the information reported pursuant to Section 16 hereof, the information reported pursuant to Sections 22 through 25 including, but not limited to, the tonnages reported therein, and the Gross Receipts reported pursuant to Section 10 hereof. (c) CITY shall make its billing records available to CONTRACTOR upon reasonable notice for the purpose of auditing such records. 44. BOND: The CONTRACTOR shall, prior to the initial date of the term of this Agreement, execute and file with the City Clerk a surety bond in the penal sum of Two Million Dollars ($2,000,000.00) conditioned upon the faithful performance of this Agreement by the CONTRACTOR and its subcontractors, if any. Said bond maybe written for a term of one year, and may thereafter be renewed by certificate, provided however, that the CONTRACTOR agrees to maintain such bond or bonds in force for the complete term of this Agreement. 32 25A-40 45. MEDIA RELATIONS: The CONTRACTOR shall notify the CITY by facsimile of all requests for news media interviews related to the CITY'S Solid Waste collection program within twenty-four (24) hours. Before responding to any inquiries involving controversial issues, CONTRACTOR will discuss the proposed response with the CITY. Copies of draft news releases or proposed trade journal articles shall be submitted to CITY for prior review and approval at least two (2) working days in advance of release. Copies of articles resulting from media interviews or news releases shall be provided to the CITY within five (5) days after publication. 46. NOTICES: Any notice required by this Agreement shall be sufficiently served if personally delivered or if deposited into the U.S. Mail, postage prepaid, and if addressed as follows: If served by CONTRACTOR upon CITY: Executive Director of Public Works Public Works Agency City of Santa Ana 20 Civic Center Plaza M-21 Santa Ana, California 92701 If served by CITY upon CONTRACTOR: David Ross Senior District Manager Waste Management 1800 South Grand Santa Ana, California 92705 With a courtesy copy to: West Group General Counsel Waste Management, Inc 7025 N Scottsdale Road, Suite 200, Scottsdale, AZ 85253 47. GENDER AND NUMBER: As used herein, the masculine gender shall include the feminine and neuter, and the singular shall include the plural. 48. VALIDITY: 33 2 5A-41 The invalidity in whole or in part of any provision of this Agreement shall not void or affect the validity of the other provisions of this Agreement. 49. ASSIGNABILITY: CONTRACTOR may not assign or transfer any rights, interests or duties or obligations of performance under this Agreement, whether by assignment or novation, without the prior written consent of the CITY; provided, however, that claims for money due or to become due to the CITY under this Agreement may be assigned to a bank, trust company or other financial institution, or to a trustee in bankruptcy, without such approval. This section shall not prohibit the assignment, merger or transfer of any rights or interests herein to any other wholly owned subsidiary of Waste Management, Inc. Notice of any assignment, merger or transfer shall be furnished to the CITY in writing within seven (7) calendar days of such assignment, merger or transfer. 50. GOVERNING LAW: This Agreement shall be governed by and construed in accordance with the laws of the State of California. IN WITNESS WHEREOF, the parties hereto have executed this Agreement the day and year first hereinabove written. ATTEST: CITY OF SANTA ANA PATRICIA A. HEALY Clerk of the Council APPROVED AS TO FORM: JOSEPH W.FLETCHER City Attorney JAMES G. ROSS Executive Director, Public Works Agency By: 34 25A-42 DAVID N. REAM City Manager USA Waste of California, Inc., By: Title: EXHIBIT "A" The Licensed Equipment DESCRIPTION QUANTITY Volvo FE42T, Class 7 Tractor 23 Heil Rapid Rai132 Cubic Yard Trailer with 23 Automated Lifting Arm and Packer Volvo WX64 Chassis 2 Heil Half-Pak Front Loading Body 2 Residential Wheeled Carts Per the Attached 120,000 Specifications 25A-43 SPECIFICATIONS Solid Waste collection and Recycling plastic carts ("carts") for curbside service, City of Santa Ana, California Descriution Size A:35 gallon Depth: 23.75 inches maximum (including handles) Width: 19 inches maximum Height: 35 inches maximum (to body rim) Size B: 64 gallon Depth: 27 inches maximum (including handles) Width: 24 inches maximum Height: 39 inches maximum (to body rim) Size C: 96 gallon Depth: 34.5 inches maximum (including handles) Width: 26 inches maximum Height: 43 inches maximum (to body rim) All three sizes must be available in green, grey and burgundy. Technical Reauirements 1. Body: Carts shall be injection molded of virgin high density polyethylene plastic. The body of the cart shall be molded to present a smooth interior and exterior surface. The body of the carts shall have a minimum wear strip under the floor of %2 inch (protecting the floor from abrasive contact with the street surface). 2. Material: Recyclable polyethylene, U.L. approved with a rating of HB or better. Average Wall Thickness: Size A: Not less than .140 inch Size B: Not less than .160 inch Size C: Not less than .165 inch Carts shall be suitable for use in temperature of >120° F to -20°F. All plastic and component parts used in the construction of the carts shall be recyclable into other polyethylene products. Crosslink resin is not acceptable. All carts shall be manufactured with a minimum of 20% post consumer recycle content. Carts shall be manufactured with a UV stabilizer. The UV stabilizer shall be added in the solution during the polymerization, prior to pelletizing, compounding and molding. Independent laboratory tests of the carts bid must accompany bid samples certifying compliance as specified in part 2 of the detailed specifications. 2 5A-44 3. Wheels: Two (2) wheels with self-lubricating bearings with a minimum load rating of 120 lbs. per wheel. Wheels shall be attached to the axle via a tamper resistant snap-on method which contains no metal components. No cotter pins, "Pal nuts" or similar restraining devices shall be utilized to attach the wheel. All wheels shall be 1.75 inches wide. Wheels shall be easily removed for replacement with anon-commercially available tool. Wheel Sizes: Size A: 8 inches Size B: 10 inches Size C: 12 inches 4. Axles: Axles shall be solid steel and electro-plated with black zinc for durability and long life. Carts should be designed in such a way as to prevent the axle from popping out. An axle, which is only press fitted and not secured in some additional manner will not be acceptable. Axle Sizes: Size A: 5/8 inch Size B: 6/8 inch Size C: 7/8 inch 5. Lids: Lids shall be molded of the same material as the cart body and shall be permanently attached to the cart body with plastic hinge(s). Metal fasteners are not acceptable. Lids shall be watertight and slightly domed to facilitate run-off of rainwater. The lid shall be designed to fold over parallel to the back side of the cart when fully opened. Lids shall be factory assembled. 6. Locking Bar: The semi-automated lifting area shall be integrally molded with the body of the cart. The locking bar shall be able to rotate a full three-hundred sixty (360) degrees and shall be constructed ofzinc-coated steel to prevent rust and corrosion. Plastic locking bars are unacceptable. 7. Certification by a certified independent laboratory shall be required of the following minimum standards and quality assurance measurements: 7.1 Drop Impact Test -material and weight shall be cold soaked at a temperature of not less than -20 F for 24 hours and dropped within 60 seconds of leaving the cold chamber. Carts shall remain watertight after a minimum drop height of 15 feet. Test loads are as follows: Size A: 120 lbs. distributed Size B: 160 lbs. distributed Size C: 1801bs. distributed 25A-45 7.2 Lift and Dump Test - shall verify the cart's compatibility with approved, commercially available, standard dumping equipment. Test shall be performed at room temperature with a cycle time that simulates lift, dump and return of 6 seconds. Carts shall remain watertight and functional beyond 6,000 cycles. Test loads are as follows: Size A: 160 lbs. distributed Size B: 250 lbs. distributed Size C: 3501bs. distributed 7.3 WheeUAxle Test -shall verify the combined durability of the wheels, axle and cart axle supports under fully loaded conditions. The two cycle tests shall be performed at room temperature as follows: Cycle 1 - with a rolling length of 75 feet and a 5" curb drop. Cart shall continue to roll freely and be watertight after 1,000 drops. Cycle 2 -repeated with a 5.5" stair drop. watertight after 1,000 drops. Test loads shall be as follows: Size A: 125 lbs. distributed Size B: 200 lbs. distributed Size C: 3501bs. distributed Cart shall continue to roll freely and be 7.4 Salt Spray - ASTM B117-90 corrosion tests shall be applied to the lift bracket for a minimum of 96 hours and to the axle for a minimum of 500 hours. Bracket and axle shall remain corrosion free. 8. Serial Number/Manufacture Date: Each cart shall be hot stamped with a seven digit, 1-%2" high alphanumeric identification number on the front of the cart. An in-molded year/month date wheel identification will be located on the bottom of the cart. 9. Markings: Each cart lid shall be clearly and permanently marked with the cart's size or volume capacity. 9.1 Precautionary instructions shall be molded into the lids in English and Spanish as follows: Size A: Cart Capacity 35 Gallons Do not overload or you may have difficulty controlling the cart. Do not roll cart with lid open. Do not put sand, soil, rocks or concrete in cart. Maximum load 125 pounds. Do not put anything hot such as ashes in the cart. 25A-46 Do not put paints, solvents, gasoline, oil, etc. in cart. Size B: Cart Capacity 64 Gallons. Do not overload or you may have difficulty controlling the cart. Do not roll cart with lid open. Do not put sand, soil, rocks or concrete in cart. Maximum load 200 pounds. Do not put anything hot such as ashes in the cart. Do not put paints, solvents, gasoline, oil, etc. in cart. Size C: Cart Capacity 96 Gallons. Do not overload or you may have difficulty controlling the cart. Do not roll cart with lid open. Do not put sand, soil, rocks or concrete in cart. Maximum load 250 pounds. Do not put anything hot such as ashes in the cart. Do not put paints, solvents, gasoline, oil, etc. in cart. 9.2 The hot stamp text area size shall be as follows: Size A: 2%2" x 14" Size B: 3%z" x 18" Size C: 4%2" x 19" 10. References: Each bid shall include references of communities which have purchased like sizes and quantities of carts. For each reference, carts shall currently be in service for a minimum of 2 years. 11. Warranty: Each cart must be covered by a minimum 10 year warranty against materials and manufacturing defects. The first five years (1 through 5) shall be with full warranty; years 6 through 10 shall be prorated. 25A-47 EXHIBIT "C" Rates Effective July 1, 2005 1. 2. CURBSIDE SERVICE Subject to the provisions of this Agreement, the City shall collect the rate of $14.93 on behalf of the Contractor for curbside service. This rate represents the CONTRACTOR's rate of $12.14, the City's administrative cost of $2.48, and the NPDES cost of $.31 per curbside service unit. The City shall collect the rate of $13.18 on behalf of the CONTRACTOR for all qualifying senior citizen and mobile park curbside service units. This rate represents the CONTRACTOR'S rate of $12.14, the City's administrative cost of $0.73, and the NPDES cost of $.31 per curbside service unit. The City shall be permitted to retain its administrative and NPDES costs. Rates for each additional solid waste collection and recycling plastic cart shall be no greater than $2.00 per month. RESIDENTIAL BIN SERVICE RATES Subject to the provisions of this Agreement, the CONTRACTOR may charge no more than the following rates for Residential Bin Service: Monthly Rate 1 YARD BIN X 1/WEEK $73.04 1 YARD BIN X 2/WEEK $131.11 1 YARD BIN X 3/WEEK $189.15 1 YARD BIN X 4/WEEK $247.25 1 YARD BIN X 5/WEEK $305.26 1 YARD BIN X 6/WEEK $378.34 2 YARD BIN X 1/WEEK $78,70 2 YARD BIN X 2/WEEK $142.44 2 YARD BIN X 3/WEEK $206.17 2 YARD BIN X 4/WEEK $269.89 2 YARD BIN X 5/WEEK $333.63 2 YARD BIN X 6/WEEK $397.34 3 YARD BIN X 1/WEEK $114.30 3 YARD BIN X 2/WEEK $198.69 3 YARD BIN X 3/WEEK $283.00 3 YARD BIN X 4/WEEK $367.45 3 YARD BIN X 5/WEEK $451.81 3 YARD BIN X 6/WEEK $573.62 4 YARD BIN X 1/WEEK $134.95 4 YARD BIN X 2/WEEK $232.49 4 YARD BIN X 3/WEEK $330.01 4 YARD BIN X 4/WEEK $427.57 25A-48 4 YARD BIN X 5/WEEK 4 YARD BIN X 6/WEEK $525.06 $674.94 CONTRACTOR may offer a discount in the Residential Bin rates to a Residential Bin Service Customer if said Customer regularly segregates Recyclable Solid Waste and/or Yard Waste by Waste Type in separate bins. 3. COMMERCIAL/INDUSTRIAL BIN Subject to the provisions of this Agreement, the CONTRACTOR may charge no more than the following rates for CornmerciaUindustrial Bin Service: Monthly Rate 1 YARD BIN X 1/WEEK $58.33 1 YARD BIN X 2/WEEK $101.64 1 YARD BIN X 3/WEEK $145.01 1 YARD BIN X 4/WEEK $188.42 1 YARD BIN X 5/WEEK $231.74 1 YARD BIN X 6/WEEK $290.05 2 YARD BIN X 1/WEEK $64.23 2 YARD BIN X 2/WEEK $113.55 2 YARD BIN X 3/WEEK $162.82 2 YARD BIN X 4/WEEK $212.07 2 YARD BIN X 5/WEEK $261.36 2 YARD BIN X 6/WEEK $333.06 3 YARD BIN X 1/WEEK $92.62 3 YARD BIN X 2/WEEK $170.32 3 YARD BIN X 3/WEEK $247.96 3 YARD BIN X 4/WEEK $325.61 3 YARD BIN X 5/WEEK $403.25 3 YARD BIN X 6/WEEK $518.29 4 YARD BIN X 1/WEEK $121.04 4 YARD BIN X 2/WEEK $219.55 4 YARD BIN X 3/WEEK $318.11 4 YARD BIN X 4/WEEK $416.71 4 YARD BIN X 5/WEEK $515.26 4 YARD BIN X 6/WEEK $666.18 CONTRACTOR may offer a discount in the commerciaUindustrial bin rates to a Commercial/Industrial Bin Service Customer if said Customer regularly segregates Recyclable Solid Waste and/or Yard Waste by Waste Type in separate bins. 25A-49 4. 5. ROLL-OFF SERVICE RATES Subject to the provisions of this Agreement, the CONTRACTOR may charge no more than the following rates for Roll-Off Services: Container Size Haul Rate Additional Fee for Compactor 10 Cubic yard $179.00 $37.29 20 Cubic yard $179.00 $37.29 40 Cubic yard $179.00 $37.29 In addition to the Roll-Off Service rates set forth above, CONTRACTOR may charge the Roll-Off Service Customer for the actual Gate Fees paid at the Disposal Site or fees charged at the Materials Recovery Facility. SPECIAL BIN SERVICE RATES Subject to the provisions of this Agreement, the CONTRACTOR may charge no more than the following rates for Special Bin Services: (A) A bin which needs to be moved in excess of twenty-five (25) feet in order to be emptied maybe assessed no more than the following fees: (1) Moving of bins 25 to 50 feet: $1.00 per month times the number of times emptied each week. (2) Moving of bins 51 to 75 feet: $2.00 per month times the number of times emptied each week. (B) A bin which possesses casters may be assessed a caster charge of no more than $2.50 per bin per month. (C) CONTRACTOR may apply a surcharge to bin Customers who use trash compactors of not to exceed a multiplier of 1.5 times the normal bin rate for said service. (D) CONTRACTOR may charge a special service charge of no more than $2.00 a month times the number of times a week a bin is emptied for moving a bin out of an enclosure. (E) CONTRACTOR may charge a fee of no more than $54.83 per bin for an additional bin pickup when such pickup is requested by a Customer. (F) CONTRACTOR may charge a fee of no more than $2.00 per month to a Customer who requests a bin with a lock. 25A-50 (G) CONTRACTOR may charge a reasonable fee for six (6) cubic yard Bin Service. (H) CONTRACTOR may charge a reasonable fee for a plastic injection molded two (2) cubic yard container. (I) CONTRACTOR may charge a fee of no more than $61.82 per bin to persons who need temporary use of a three (3) cubic yard bin. (J) CONTRACTOR may charge a reasonable fee for collection of Solid Waste on difficult to service streets. (K) CONTRACTOR may charge a fee of no more than $30.00 per occurrence for overflowing bins. 6. EMERGENCY SERVICES (A) The rate per vehicle hour with a two (2) person crew providing emergency Roll-Off Service on an on-call basis shall be no more than sixty dollars ($60.00) for the term of this Agreement. (B) The rate per vehicle hour with a two (2) person crew providing emergency Bin Services on an on-call basis shall be no more than sixty five dollars ($65.00) for the term of this Agreement. 25A-51 WASTE MANAGEMENT HOLDINGS INC. (WMH) GUARANTEE Name of Underlying Contract: Third Amended and Restated Agreement for Collection and Handling of Solid Waste Generated and/or Accumulated in the City of Santa Ana Date of Underlying Contract: June 19,1997 Beneficiary: CITY OF SANTA ANA, a municipal corporation of the State of California Address: 20 Civic Center Plaza, Santa Ana, CA 92701 WMH Contracting Company: USA Waste of California, Inc., a Delaware corporation TO THE BENEFICIARY IDENTIFIED ABOVE: With respect to that certain underlying contract identified above (hereinafter the "Agreement") dated as of the above specified date by and between the WMH Contracting Company identified above (the "Contractor") and the beneficiary identified above (the "Beneficiary"), and subject to the terms of this letter agreement (the "Guarantee"), Waste Management Holdings Inc., a Delaware corporation (hereinafter "WMH"), hereby irrevocably and unconditionally guarantees to the Beneficiary the performance of all obligations and the due and punctual payment of all amounts payable by the Contractor to the Beneficiary under the Agreement when the same shall become due and payable in accordance with the terms of the Agreement. Upon failure of the Contractor punctually to perform or pay any such amounts, and upon written demand by the Beneficiary to WMH at its address set forth below (or to such other address or person as WMH may specify in writing), WMH agrees to perform or cause to be performed and to pay or cause to be paid such amounts. Notwithstanding the foregoing, WMH's obligations hereunder as to any claim, suit, proceeding, event or other matter in respect of which the Beneficiary at any time shall be seeking payment hereunder (referred to herein as "Guarantee Events") shall be subject to the preconditions that (i) the Beneficiary shall have given written notice of such Guarantee Event to the Contractor promptly after learning thereof, (ii) in the case of any failure by the Contractor to perform any obligation under the Agreement, shall have afforded WMH a reasonable opportunity to cure such failure, and (iii) there shall not have occurred and be continuing any material breach by the Beneficiary of its obligations under the Agreement. WMH hereby agrees that, except as expressly provided herein, its obligations hereunder will be unconditional and will not be discharged except by complete payment or other lawful discharge (other than by operation of Bankruptcy law) of the amounts due under the Agreement, irrespective of any claim as to the lack of authority of the Contractor to execute or deliver the Agreement, the absence of any action to enforce the Agreement, the failure to obtain any judgment against the Contractor, the failure to commence any action to enforce a judgment against the Contractor under the Agreement or any similar circumstance which might otherwise constitute a legal or equitable discharge or defense of a guarantor generally. 25A-52 Except as set forth above, WMH hereby waives diligence, presentment, demand on the Contractor for payment, filing of claims, requirement of a prior proceeding against the Contractor and protest or notice, except as provided for in the Agreement with respect to amounts payable by the Contractor. If at any time payment under the Agreement is rescinded or must be otherwise restored or returned by the Beneficiary upon the insolvency, bankruptcy, or reorganization of the Contractor or WMH or otherwise, WMH's obligations hereunder with respect to such payment shall be reinstated upon such restoration or return being made by the Beneficiary. WMH represents the Beneficiary as of the date hereof that: (1) it is duly organized and validly existing under the laws of the jurisdiction of its incorporation and has full corporate power and legal right to execute and deliver this Guarantee and to perform the provisions of this Guarantee on its part to be performed; (2) its execution, delivery, and performance of this Guarantee have been and remain duly authorized by all necessary corporate action and do not contravene any provision of its certificate of incorporation or by-laws or any law, regulation, or contractual restriction binding on it or its assets; and (3) this Guarantee is its legal, valid and binding obligation enforceable against it in accordance with its terms except as enforcement hereof may be limited by applicable bankruptcy, insolvency, reorganization, or other similar laws affecting the enforcement of creditors' rights or by general equity principles. By accepting this Guarantee and entering into the Agreement, the Beneficiary agrees that WMH shall be subrogated to rights of the Beneficiary against the Contractor in respect of any amounts paid by WMHA pursuant to the Guarantee. WMH acknowledges that the Contractor is a direct or indirect subsidiary of WMH and that WMH will receive substantial benefit from the performance of the Agreement. Neither this Guarantee nor the Agreement may be amended without the advance written consent of WMH and the Beneficiary. No amendment shall be effective unless set forth in a written instrument so executed. If WMH shall default in the performance of its obligations hereunder, WMH shall pay to the Beneficiary all costs incurred by the Beneficiary in enforcing its rights hereunder against WMH, including reasonable attorney fees and court costs. Any notice or other communication required or permitted by the terms hereof shall be in writing and shall be given in a commercially reasonable manner to WMH at 1001 Fannin, 40th Floor, Houston TX 77002, Attention: General Counsel, or to such other address as WMH shall specify in writing to the Beneficiary at its above-specified address or such other address as the Beneficiary shall notify to WMH as provided herein. 25A-53 This Guarantee shall be governed by and construed in accordance with the internal laws of the State of Illinois applicable to contracts made to be performed therein. The Beneficiary's receipt and acceptance of this Guarantee shall constitute the Beneficiary's acceptance of and agreement to each and every term hereof. WASTE MANAGEMENT HOLDINGS, INC. RECEIVED AND ACCEPTED: (Beneficiary) By: By: Its: Its: 25A-54 REQUEST FOR ~~, COUNCIL ACTION ~!'`_~ tid~tcauort !st CITY COUNCIL MEETING DATE: CLERK OF COUNCIL USE ONLY: MARCH 20, 2006 TITLE: APPROVED CONTRACT AWARD FOR HISTORIC ^ As Recommended RESOURCES CONSULTING SERVICES ^ As Amended ^ Ordinance on 1 S` Reading ^ Ordinance on 2"d Reading ^ Implementing Resolution ^ Set Public Hearing For_ li 4 ~Y V CITY MANAGER RECOMMENDED ACTION CONTINUED TO FILE NUMBER Direct the City Attorney to prepare and authorize the City Manager and the Clerk of the Council to execute a contract with the Sapphos Environmental, Incorporated to assist with historic resources consulting services in an amount not to exceed $71,000. DISCUSSION Surveying, documenting, and maintaining records for properties eligible for listing on the Santa Ana Register of Historical Properties is a requirement of the City's Certified Local Government (CLG) Agreement with the California State Office of Historic Preservation. A Survey Methodology was agreed upon by the Historic Resources Commission that requires the City be divided into quadrants, and all properties would be surveyed for architectural and cultural merit within each quadrant. The survey process would be continuous in an effort to have each neighborhood survey no more than five years old. This continual updating is important in terms of the City's CLG status and the overall integrity of the historic preservation program. The City received three responses to the Request for Proposal for historic consulting services: Sapphos Environmental, Inc., CRM Tech, and Galvin Preservation Associates, Inc. After a thorough review, staff has identified Sapphos Environmental, Incorporated as the firm best able to comprehensively research and document properties within the City limits that are not currently designated on the Santa Ana Register of Historical Properties (grading summary attached as Exhibit 1) Sapphos Environmental, Inc. has an excellent understanding of the survey process. Additionally, Leslie Heumann will be one of the assigned Sapphos team members, and she has a strong familiarity with the city and the requirements of Chapter 30 of the Santa Ana Municipal Code. 25B-1 Contract Award for Historic Consulting Services March 20, 2006 Page 2 The total contract amount would be for an amount not to exceed $71,000. which includes a contingency amount of $6,100. FISCAL IMPACT Funding for this project is available in the Community Development Block Grant (CDBG) fund (project nos. 7501 and 7703, account no. 135-149-6291). APPROVED AS TO FUNDS AND ACCOUNTS: Jay Trevino E~ tive Director Planning & Building Agency ~, ~ ~ ~ ~ ,~ , / + ricia C. Whit er ~ ~ Executi~ Director V Community Development Agency HS:rb hs\Reports\Historic_consulting_contract.cc `, ,~ ~~ Francisco Gutierrez Executive Director Finance & Management Services Agency 25B-2 Z a H Z Q LL O H V N C7 Z 0 W V W c~ Z . O H N J = ~ V N ~ Z Q v~ O ~"~ _~ m .N d '~ N d L 0 ~ N L O ~ X 'L O N c m ~ ~. 3 ~ •~ •~ •N p Q' ~ M lf~ J W V N ~ o ~ W 0 ~ W U Z Z W J ~ N ~ W ~X W C~ Z w p0 ~O~ Q ~ M N ~ W OLL O Z ~~ om ~w U~ ~ N ~ ~~ J Q ~ H O Z ~ ZW ~ ~ ~ M N wa LL o ~ z J ~ O Z ~- Z O z U Q W ~ 2 ~ Z WU ~_ F- Z d > U ~ ~ W ~ QZ ~ Q~(A lnW? U C~dQ r H m W 25B-3 25B-4 REQUEST FOR COUNCIL ACTION CITY COUNCIL MEETING DATE: MARCH 20, 2006 TITLE AMEND AGREEMENT WITH COMMUNITY SERVICES PROGRAM, INC. TO PROVIDE DOMESTIC VIOLENCE VICTIM ADVOCACY PROGRAM CITY MANAGER RECOMMENDED ACTION CLERK OF COUNCIL USE ONLY: APPROVED ^ As Recommended ^ As Amended ^ Ordinance on 1 S` Reading ^ Ordinance on 2"d Reading ^ Implementing Resolution ^ Set Public Hearing For_ CONTINUED TO FILE NUMBER Direct the City Attorney to prepare and authorize the City Manager and the Clerk of the Council to amend the agreement with Community Services Program Inc., to operate a domestic violence victim advocacy program for an additional amount of $14,815, for a total aggregate amount not to exceed $57,505. DISCUSSION In December 2005, the California Office of Emergency Services awarded the Police Department grant funding in the amount of $95,701 for the Santa Ana's Focused Enforcement Team (SAFE-Team) project. This third year funding provides for the assignment of an additional domestic violence investigator and a full-time victim advocate to handle cases of domestic violence, sexual assault, and stalking. The Police Department works in a collaborative effort with Community Services Program, Inc. (CSP) to provide additional personnel to work with victims of domestic violence and violence against women in general. Due to unanticipated benefit costs for the full-time victim advocate provided by CSP, an additional $14,815 is required to continue their services. Staff requests approval to increase the aggregate limit for CSP. FISCAL IMPACT Funds are available in the FY 2006 SAFE-Team Grant, Other Contractual Services account (account no. 155-357-6291). APPROVED AS TO FUNDS AND ACCOUNTS: ( ^~ ~ r~ \._ ~~V Paul M. Walters Chief of Police Police Department Francisco Gutierrez ~~ Executive Director Finance & Mgmt. Services Agency 25C-1 25C-2 REQUEST FOR COUNCIL ACTION CITY COUNCIL MEETING DATE: MARCH 20, 2006 TITLE: ~~ ~dpcation 2st CLERK OF COUNCIL USE ONLY: RENEW SERVICE AGREEMENT WITH MOTOROLA, INC. FOR MAINTENANCE OF POLICE RADIO MODEMS (fin CI Y MANAGER RECOMMENDED ACTION APPROVED ^ As Recommended ^ As Amended ^ Ordinance on 1 S` Reading ^ Ordinance on 2"d Reading ^ Implementing Resolution ^ Set Public Hearing For CONTINUED TO FILE NUMBER Direct the City Attorney to prepare and authorize the City Manager and the Clerk of the Council to renew the agreement with Motorola, Inc. to service the Police Department's vehicle radio modems and radio network controller in an amount not to exceed $36,000. DISCUSSION In 1997, the Police Department was awarded a federal "COPS MORE" grant to purchase laptop computers for patrol officers. An officer's laptop can send and receive calls for service, messages, and emergency radio traffic. A radio modem and a radio network controller are two pieces of required equipment that allow an officer's laptop to communicate with the police dispatch center. Motorola, Inc. was selected as the department's vendor for vehicle radio modems and the radio network controller. Motorola modems are proprietary and can only be serviced by Motorola, Inc. The one-year service renewal agreement will provide maintenance and support for police radio modems and the network controller. FISCAL IMPACT Funds are available in the Police Department's Computer Systems Other Contractual Services account (account no. Olt-338-6291). APPROVED AS TO FUNDS AND ACCOUNTS: r Paul M. Walters Chief of Police Police Department Francisco Gutierrez Executive Director Finance & Mgmt. Services Agency 25D-1 25D-2 REQUEST FOR COUNCIL ACTION CITY COUNCIL MEETING DATE: MARCH 20, 2006 TITLE: RENEW AGREEMENT WITH TERRI ORAZAKI FOR ADMINISTRATIVE SERVICES ~~~ ITY MANAGER RECOMMENDED ACTION APPROVED ^ As Recommended ^ As Amended ^ Ordinance on 1S` Reading ^ Ordinance on 2nd Reading ^ Implementing Resolution ^ Set Public Hearing For_ CONTINUED TO FILE NUMBER Direct the City Attorney to prepare and authorize the City Manager and the Clerk of the Council to amend the agreement with Terri Okazaki for administrative services in an additional amount of $20,000, for a total aggregate amount not to exceed $30,000. DISCUSSION On August 16, 2004, the City Council accepted a $15 million Urban Area Security Initiative (UASI) grant from the federal Department of Homeland Security, through the State of California, Office of Homeland Security. This initiative was designed to enhance the domestic preparedness of urban areas by ensuring that all emergency first responders have adequate equipment, training and systems to prevent, respond to, and recover from acts of terrorism. The Santa Ana Police Department administers the UASI grant and in this capacity often assumes the lead role in acquiring equipment and services. In an effort to facilitate the purchase of UASI grant supported equipment and services, Terri Okazaki was contracted to provide administrative services in support of procurement. Staff recommends amending the agreement as Terri Okazaki has performed well and the Police Department continues to be in need of her services. FISCAL IMPACT Funds are available in the FY 2004 UASI Grant Other Contractual Services account (account no. 125-331-6291-33112). __. ~ C~-i..,~..~ ~.1~ ~,,'~, Paul M. Walters Chief of Police Police Department APPROVED AS TO FUNDS AND ACCOUNTS: `~ ~~ Francisco Gutierrez Executive Director Finance & Mgmt. Services Agency 25E-1 CLERK OF COUNCIL USE ONLY: 25E-2 REQUEST FOR COUNCIL ACTION CITY COUNCIL MEETING DATE: MARCH 20, 2006 ~' r e GI 4~~01 ~~~~ TITLE: CONTRACT AMENDMENT FOR FAMILIES TOGETHER OF ORANGE COUNTY ~~ CI MANAGER RECOMMENDED ACTION CLERK OF COUNCIL USE ONLY: APPROVED ^ As Recommended ^ As Amended ^ Ordinance on 151 Reading ^ Ordinance on 2"d Reading ^ Implementing Resolution ^ Set Public Hearing For_ CONTINUED TO FILE NUMBER Direct the City Attorney to prepare and authorize the City Manager and the Clerk of the Council to amend the agreement with Families Together of Orange County - Lyon Street Parent Center to increase the amount of the contract by $1,800 for a total amount not to exceed $13,300. DISCUSSION Over the past five years, the City of Santa Ana has implemented a Weed and Seed Strategy, which includes two officially recognized sites. In October 2004 the City received funding for the two Weed and Seed sites to provide services in the areas of law enforcement, community policing, prevention, intervention and treatment and neighborhood restoration. The City of Santa Ana contracted with several Weed and Seed partners to assist with service delivery. One of these partners is Families Together of Orange County - Lyon Street Parent Center. Under the current agreement, the Center is designated as a safe haven site and is providing a reading readiness/school readiness program for youth four and five years of age. Currently, the Center has over 20 children on the waiting list. At its meeting on January 24, 2006, the Weed and Seed Steering Committee recommended to increase the contract amount by $1,800 to allow the Families Together of Orange County to continue to provide services to those children. 25F-1 Contract Amendment for Families Together of Orange County March 20, 2006 Page 2 FISCAL IMPACT Funds are available in the Weed and Seed Site II Other Contractual Services account (account no. 126-354-6291). ~~r~ Patricia C. Whitaker Executive Director Community Development Agency APPROVED AS TO FUNDS AND ACCOUNTS: Francisco Gutierrez f' Executive Director "~'` Finance & Management Services Agency PCW/MY-F/mlr H:\ACTIONS\2006 CC\ContAmendFamTogetherOC 3-20-06.doc 25F-2 REQUEST FOR COUNCIL ACTION CITY COUNCIL MEETING DATE: MARCH 20, 2006 TITLE: AGREEMENT WITH ORANGE COUNTY CONSERVATION CORPS FOR ASSISTANCE WITH PARRS-RELATED PROJECTS ~~ CITY MANAGER RECOMMENDED ACTION APPROVED ^ As Recommended ^ As Amended ^ Ordinance on 15` Reading ^ Ordinance on 2nd Reading ^ Implementing Resolution ^ Set Public Hearing For_ CONTINUED TO FILE NUMBER Direct the City Attorney to prepare and authorize the City Manager and Clerk of the Council to execute an agreement with the Orange County Conservation Corps to provide assistance with parks-related projects for a one-year period, with provision for a one-year renewal, in an annual amount not to exceed $90,000. DISCUSSION The Orange County Conservation Corps (OCCC) is a work and education program that provides young at-risk adults between the ages of 17 and 25 years with an opportunity to gain work experience and job skills while completing their high school education. The OCCC has been heavily involved with the Parks, Recreation and Community Services Agency in various Santa Ana restoration projects for the past several years. The City would like to continue its relationship with the OCCC by utilizing them to provide labor, supervision, equipment, and tools for the removal and re-landscaping of Santiago Creek, and to prepare the Thornton Park site for a wetland and riparian habitat restoration project. FISCAL IMPACT Funds are available in the State of California Urban Creek Restoration Program account (account no. 171-108-6291) in the amount of $80,000, and in the Southern California Wetlands Recovery Project account (account no. 169-269-6291) in the amount of $10,000. ~z~. -~.~ Gerardo Mouet Executive Director Parks, Recreation and Community Services Agency APPROVED AS ~O FUNDS AND ACCOUNT: ~{ Francisco Gutierrez Executive Director Finance and Mgmt. Services Agency 25G-1 CLERK OF COUNCIL USE ONLY: 25G-2 REQUEST FOR COUNCIL ACTION CITY COUNCIL MEETING DATE: MARCH 20, 2006 ~~; ~/ ~='- tid~yca[ion Isl TITLE: CONDITIONAL USE PERMIT NO. 2006-02 TO CONSTRUCT A 50 FOOT HIGH CELLULAR ANTENNA FOR SPRINT PCS/NEXTEL AT 2200'/. EAST MCFADDEN AVENUE - ALCOA WIRELESS, APPLICANT - -~ ,f.~.---.__ CITY MANAGER RECOMMENDED ACTION CLERK OF COUNCIL USE ONLY: APPROVED ^ As Recommended ^ As Amended ^ Ordinance on 15t Reading ^ Ordinance on 2"d Reading ^ Implementing Resolution ^ Set Public Hearing For_ CONTINUED TO FILE NUMBER Receive and file the staff report approving Conditional Use Permit No. 2006-02 as conditioned. PLANNING COMMISSION ACTION On February 27, 2006, the Planning Commission approved Conditional Use Permit No. 2006-02 as conditioned by a vote of 6:0 (Rodriguez absent) to construct a 50-foot tall cellular antenna in the Light Industrial (Ml) zoning district at 2200% East McFadden Avenue (Exhibit A) The Planning Commission added conditions to extend the height of the proposed screen wall to be equal in height to the height of the proposed equipment structure, to plant the proposed screen wall with one gallon size Boston Ivy and provide continual maintenance to the ivy, and to relocate one existing Canary Island Pine to the west of the equipment room and another Canary Island Pine to the east of the proposed monopine. FISCAL IMPACT There is no fiscal impact associated with this action. J y Trevino Ex tive Director Planning & Building Agency ME:rb me\reports\cup06-02.cc 31 A-1 REQUEST FOR Planning Commission Action PLANNING COMMISSION MEETING DATE: FEBRUARY 27, 2006 ~~ ~tiauca~ PLANNING COMMISSION SECRETARY TITLE: PUBLIC HEARING - FILED BY ALCOA WIRELESS FOR CONDITIONAL USE PERMIT NO. 2006-02 TO CONSTRUCT A 50-FOOT HIGH CELLULAR ANTENNA FOR SPRINT PCS/NEXTEL AT 2200% EAST MCFADDEN AVENUE Prepared by Marvin Ellenbecker APPROVED ^ As Recommended ^ As Amended ^ Set Public Hearing For DENIED ^ Applicant's Request ^ Staff Recommendation CONTINUED TO ~~~.l.QiyL Executive Director Planning anager RECOMMENDED ACTION Adopt a resolution approving Conditional Use Permit No. 2006-02 as conditioned. DISCUSSION Request of Applicant Alcoa Wireless, representing of a conditional use permit to at 2200% East McFadden Avenue. Property Description Sprint PCS/Nextel, is requesting approval construct a 50-foot tall cellular antenna The property is located within the Light Industrial (M-1) zoning district and has a General Plan land use designation of Industrial (IND) (Exhibit 1). The property is bounded by industrial and retail uses to the north and east in the City of Tustin and borders the Newport Freeway (SR55) along the east property line. There are industrial and wholesale retail uses to the south and west (Exhibit 2) The subject property is owned by Public Storage Corporation and is approximately 8.04 acres in size, rectangular in shape and improved with public storage buildings. Project Description Sprint PCS is proposing to lease 760 square feet of space at the south edge of an existing public storage building for a 50-foot wireless facility and equipment cabinets (Exhibit 3). EXHIBIT A 31 A-2 Conditional Use Permit No. 2006-02 February 27, 2006 Page 2 The proposed wireless facility would include 12 panel antennas in three sectors plus a four-foot diameter microwave dish camouflaged as a Canary Island Pine Tree (Exhibits 4 and 5). The equipment cabinets would be screened by a seven-foot high block wall using the same rock aggregate material as the existing block walls and building exterior (Exhibit 6). There are two existing eight-foot Canary Island Pine Trees that will be relocated east of the proposed wireless facility. The site is screened at the south edge of the property abutting the freeway entrance/exit with mature pine trees. Analysis of the Issues In July 1998, the Planning Commission and City Council adopted an ordinance that regulates Wireless Communication facilities throughout the City. Major wireless facilities are required to have a stealth design and be located on a building or in an area that provides the greatest amount of visual screening. These antennas also require the approval of a conditional use permit. The proposed wireless facility is located within an enclosed storage area that is screened by mature trees from the SR55 Freeway, the freeway entrance/exit and Village Way. The proposed monopine is designed to allow for future collocation by another provider. The applicant has explored alternatives to the monopine structure, such as locating the cellular antenna on the roof of an existing building in the area. Structures in the area, however, are not tall enough to meet the coverage needs of Sprint PCS. A 50-foot tall facility is needed in order to improve cellular coverage and increase call capacity and quality. The proposed cellular antenna will provide a benefit to Santa Ana residents, businesses and motorists who subscribe to Sprint PCS by closing service gaps in the area and providing additional calling capacity. Equipment for the monopine will be located in new constructed cabinets within the leased area. All wiring and conduit will be underground or hidden in the interior of the monopole. The proposed wireless facility complies with the City's Wireless Communications Facility Ordinance and will provide needed service to the southeast section of the City. Based upon the above analysis and findings, staff recommends that the Planning Commission approve Conditional Use Permit No. 2006-02 as conditioned. 31 A-3 Conditional Use Permit No. 2006-02 February 27, 2006 Page 3 CEQA Compliance This project was reviewed in accordance with the Guidelines for the California Environmental Quality Act. The recommendation is exempt from further review pursuant to Section 15303. This Class 3 exemption allows in-fill developments for the construction and location of limited numbers of new, small facilities or structures. Categorical Exemption Environmental Review No. 2005-101 will be filed for this project. ~.., __ Marvin Ellenbecker Landscape Development Associate ME j m me\reports\cup06-02 .pc ~Z(. Vince Frego o, A CP Senior Plan 31 A-4 LORJEI LN. i S FgEE ~ Wq y PROJECT SITE C i t y o f T u s f i n Al GENERAL AGRICULTURAL CR COMMERCIAL RESIDENTIAL R1 SINGLE-FAMILY RESIDENCE -B PARKING MODIFICATION GC GOVERNMENT CENTER R2 TWO-FAMILY RESIDENCE C-SM COMMERCIAL SOUTH MAIN M1 LIGHT INDUSTRIAL R3 MULTIPLE-FAMILY RESIDENCE C1 COMMUNITY COMMERCIAL M2 HEAVY INDUSTRIAL R4 SUBURBAN APARTMENTS C1-MD COMM. COMMERCIAL-MUSEUM DISTRICT MO MILITARY OPERATIONS RE RESIDENTIAL ESTATE C2 GENERAL COMMERCIAL O OPEN SPACE SD SPECIFIC DEVELOPMENT C3 CENTRAL BUSINESS P PROFESSIONAL SP SPECIFIC PLAN C3-A CENTRAL BUSINESS-ARTIST VILLAGE PCD PLANNED COMMUNITY DEVELOPMENT C4 PLANNED SHOPPING CENTER PRD PLANNED RESIDENTIAL DEVELOPMENT CS ARTERIAL COMMERCIAL ~ CUP 06-2 ~ SPRINT PCS MONOPINE ~ `~"°'°'` 2200 3~4 EAST MC FADDEN AVENUE - =SOOFEET 1" = 1000 FEET P L A N N I N G A N D B U I L D I N G A G E N C Y EXHIBIT 1 31 A-5 MC FADDEN AVE. Santa Ana City Limits GAS ~ ~ STATION j I ^ ^ I~ ~ Q City o1 Tusfin OFFICE PARK pUBLlC STORAGE I W W ^ ~ u'> ILL WILSHIRE AVE. ; ~ PROJECT SITE I W LIGHT INDUSTRIAL C'3 ~ I Q AND OFFICE J ~ i I ^ ^ LIGHT INDUSTRIAL I AND RETAIL CENTER INDUSTRIAL / RETAIL ~ CUP 06-2 SPRINT PCS MONOPINE `~n~" 2200 3i4 EAST MC FADDEN AVENUE ~'' P L A N N I N G A N D B U I L D I N G A G E N C Y EXHIBIT 2 31 A-6 ~ ---_. ,~ - .. ------------------ -~ ~ --__J`-- - -----------. ... ~ r ,m~ ,,t ~. l ~~ ~ ~ ~~ I # ~ ~ `r r, ~-~ 1 .~.. z ~a ra ~ ~ ~ t ~, , I ~, ~, ~.,~.. ,~.,.,,.~,. I t ~^w :~ ~, ~~ ~: 1 _, _ ~~ ~' I ~~I r ~ ~ w _ __ .,..,.,., , , a I i !~ ~ + I ' u.ere•ese ~ -JSiIN '/'LLAGE Wad i. ~t 51?E P~,~:N ~~ ~ EXHIBIT 3 31 A-7 _ ,~.,. -- I a ~ I I __ 1 ~ II n' anwmiaa ~."~' ~ I ~ ~ t ~ I ~~ ~~ ~ ~, wee k - b Y ~~ u 1 ~ ~~ wiw LrMlo YlgL ~~ '. ~, t u 4W I9 f ~ I Q b i ~ ~' ~ o ~ ~ ~~~m i 6~f R. - _ T -: ~r.~..oaE a. ~-_m x. : lj ENLARCsI=p SITE PLAN I EXHIBIT 4 31 A-8 ~. ~ESr ELEVarION e „~"w....°"ia.~ ` ;h--- ~i I I sC,.TH ELEvarION EXHIBIT 5 n a - Vii: 31 A-9 Site: Public Storage, #UG7{}XC721-A Sprtnt ~ 220~D East McFadden Ave., Santa Ana, CA t i_ ~. ~. 3_ "iti ,!'*;,- ~ West elevation EXHIBIT 6 31 A-10 bk:2/23/06 RESOLUTION NO. 2006-004 A RESOLUTION OF THE PLANNING COMMISSION OF THE CITY OF SANTA ANA APPROVING CONDITIONAL USE PERMIT NO. 2006-02 TO ALLOW A 50-FOOT WIRELESS TELECOMMUNICATIONS FACILITY FOR THE PROPERTY LOCATED AT 22003/4 EAST MCFADDEN AVENUE BE IT RESOLVED BY THE PLANNING COMMISSION OF THE CITY OF SANTA ANA AS FOLLOWS: Section 1. The Planning Commission of the City of Santa Ana hereby finds, determines and declares as follows: A. Conditional Use Permit No. 2006-02 came before the Planning Commission of the City of Santa Ana for a duly noticed public hearing on February 27, 2006. B. Conditional Use Permit No. 2006-02 has been filed with the City of Santa Ana seeking to allow a 50-foot wireless telecommunications facility for the property located at 22003/4 East McFadden Avenue. C. Pursuant to Santa Ana Municipal Code Section 41-198.10, a Conditional Use Permit is required for major wireless facilities. D. Santa Ana Municipal Code Section 41-638 authorizes the Planning Commission to grant a conditional use permit upon making certain findings. Will the proposed use provide a service or facility which will contribute to the general well being of the neighborhood or community? The proposed 50-foot tall cellular monopine will provide a service to Santa Ana residents, businesses and motorists who subscribe to Sprint PCS wireless service by reducing the gaps in digital cellular service and providing additional calling capacity for its users, especially for those users traveling within the southeast sector of Santa Ana. Resolution No. 2006-004 31 A-11 Page 1 of 6 2. Will the proposed use under the circumstances of the particular case be detrimental to the health, safety, or general welfare of persons residing or working in the vicinity? The proposed monopine, in conjunction with the existing landscaping, will be compatible with the surrounding area and will not adversely affect the economic viability in the area. The stealth appearance will be the major solution to maintaining and increasing the economic stability for this industrial area. 3. Will the proposed use adversely affect the present economic stability or future economic development of properties surrounding the area? The proposed monopine, in conjunction with the existing landscaping, will be compatible with the surrounding area and will not adversely affect the economic viability in the area. The stealth appearance will be the major solution to maintaining and increasing the economic stability for this industrial area. 4. Will the proposed use comply with the regulations and conditions specified in Chapter 41 for such use? The cellular facility has been designed to comply with the regulations and conditions identified in Chapter 41 of the Santa Ana Municipal Code for a major wireless facility. 5. Will the proposed use adversely affect the General Plan or any specific plan of the City? The proposed monopine facility will not adversely affect the General Plan as cellular facilities that are designed to be compatible with the surrounding environment are consistent with the goals and objectives of the Industrial (IND) General Plan designation. E. This project was reviewed in accordance with the Guidelines for the California Environmental Quality Act. The recommendation is exempt from further review pursuant to Section 15303. This Class 3 exemption allows in-fill developments for the construction and location of limited numbers of new, small facilities or structures. Categorical Exemption Environmental Review No. 2005-101 will be filed for this project. Section 2. The Planning Commission after conducting the public hearing hereby approves Conditional Use Permit No. 2006-02 as conditioned in Exhibit "A" attached hereto and incorporated herein. This decision is based upon the evidence submitted at Resolution No. 2006-004 31 A-12 Page 2 of 6 the abovesaid hearing, which includes but is not limited to: the Request for Planning Commission Action dated February 27, 2006 and exhibits attached thereto; and the public testimony, all of which are incorporated herein by this reference. ADOPTED this 27th day of February, 2006 by the following vote: AYES: Commissioners: Betancourt, Cribb, De La Torre, Gartner, Leo, Lutz (6) NOES: Commissioners: None (0) ABSENT: Commissioners: Rodriguez (1) ABSTENTIONS: Commissioners: None (0) Christopher Leo Chairman APPROVED AS TO FORM: Joseph W. Fletcher, City Attorney By: Benjamin Kaufman Chief Assistant City Attorney CERTIFICATE OF ATTESTATION AND ORIGINALITY I, Martha Ramirez, Planning Commission Secretary, do hereby attest to and certify the attached Resolution No. 2006-004 to be the original resolution adopted by the Planning Commission of the City of Santa Ana on February 27, 2006. Date: Planning Commission Secretary City of Santa Ana Resolution No. 2006-004 Page 3 of 6 31 A-13 Conditions for Approval for Conditional Use Permit No. 2006-02 Conditional Use Permit No. 2006-02 is approved subject to compliance, to the reasonable satisfaction of the Planning Manager, with all applicable sections of the Santa Ana Municipal Code, the California Administrative Code, the Uniform Fire Code, the Uniform Building Code and all other applicable regulations. The applicant must comply in full with each and every condition listed below riot to exercising the rights conferred by this conditional use permit. The applicant must remain in compliance with all conditions listed below throughout the life of the conditional use permit. Failure to comply with each and every condition may result in the revocation of the conditional use permit. A. Planning Division 1. The applicant must comply with all conditions and requirements of the Development Review Committee for the development project (DP No. 05- 33). 2. Any amendment to this conditional use permit must be submitted to the Planning Division for review. At that time, staff will determine if administrative relief is available or the conditional use permit must be amended. 3. The proposed monopine shall be constructed as per approved plans and the existing landscaping shall be protected in place during the construction period for the 50-foot monopine facility. 4. The applicant will extend the height of the proposed screen wall so as to be equal in height to the height of the proposed equipment room. 5. The proposed screen wall shall be planted on the north and west elevations with one gallon size Boston Ivy vines. 6. If moving the existing Canary Island Pine Trees is possible, submit revised plans to Planning Manager for review and approval showing one of the existing Canary Island Pine Trees re-located to the west side of the equipment room and the other Canary Island Pine relocated to the east of the proposed monopine trees. 7. The permit applicant recognizes that the frequencies used by the cellular facility located at 22003/< East McFadden Avenue are extremely close to the frequencies used by the City of Santa Ana for Public Safety. This proximity will require extraordinary "comprehensive advanced planning and frequency coordination" engineering measures to prevent interference, especially in the choice of frequencies and radio ancillary hardware. This is encouraged in the "Best Practices Guide" published by the Association of Public-Safety Communications Officials-International, Resolution No. 2006-004 EXHIBIT A Page 4 of 6 31A-14 Incorporated (APCO), and as endorsed by the Federal Communications Commission (FCC). Prior to the issuance of any permits to install the facility, (Permit Applicant) shall meet in good faith to coordinate the use of frequencies and equipment with the Communications Division of the Orange County Sheriff-Coroner Department to minimize, to the greatest extent possible, any interference with the Public Safety 800 MHz Countywide Coordinated Communications System (CCCS). Similar consideration shall be given to any other existing or proposed wireless communications facility that may be located on the subject property. 8. At all times, the permit applicant shall not prevent the City of Santa Ana from having adequate spectrum capacity on the City's 800 MHz radio frequency. 9. Before activating its facility, the permit applicant will submit to a post- installation test to confirm that "advanced planning and frequency coordination" of the facility was successful in not interfering with the City of Santa Ana Public Safety radio equipment. This test will be conducted by the Communications Division of the Orange County Sheriff-Coroner Department or aDivision-approved contractor at the expense of the Applicant. This post-installation testing process shall be repeated for every proposed frequency addition and/or change to confirm the intent of the "frequency planning" process has been met. 10. The permit applicant shall provide a 24-hour phone number to which interference problems may be reported. This condition will also apply to all existing facilities in the City of Santa Ana. 11. The permit applicant will provide a "single point of contact" in its Engineering and Maintenance Departments to insure continuity on all interference issues. The name, telephone number, fax number and a-mail address of that person shall be provided to the City's designated representative upon activation of the facility. 12. The permit applicant shall insure that lessee or other user(s) shall comply with the terms and conditions of this permit, and shall be responsible for the failure of any lessee or other users under the control of permit applicant to comply. 13. The permit applicant shall provide a coverage and cell site location map for each existing and proposed facility in Santa Ana. 14. The proposed wireless communication structure must be engineered to allow the collocation of other service providers. 15. Locate all equipment and related appurtenances (appleton plug and electric meter) on the inside of the equipment enclosure or inside the building. 16. Conditional Use Permit No. 2006-02 expires five years from the date of final City approval. Resolution No. 2006-004 Page 5 of 6 31 A-15 PROOF OF SERVICE (C.C.P. SECTION 1013(a), 2015.5) STATE OF CALIFORNIA, COUNTY OF ORANGE I am employed in the aforesaid county; I am over the age of eighteen and not a party to the within action; my business address is 20 Civic Center Plaza, Ross Annex 2°d , Santa Ana, California 92702. I served the foregoing document described as: Resolution No. 2006- in this action by placing a true copy thereof enclosed in Seale enve opes a resse as follows: [insert the following here Addressee Address] [ ] I caused to be delivered by courier, such envelope by hand to the office of the addressee(s). [X] BY MAIL I am readily familiar with my employer's practice of collection and processing correspondence for mailing. Under that practice it would be deposited with U.S. Postal Service on that same day with postage thereon fully prepaid at Santa Ana, California in the ordinary course of business. I am aware that on motion of the party served, service is presumed invalid if postal cancellation date or postage meter date is more than one day after date of deposit for mailing in affidavit. [ ]The document was transmitted by facsimile transmission and was reported as complete and without error. I declare under penalty of perjury under the laws of the State of California that the foregoing is true and correct. Executed on [date] at Santa Ana, California. MARTHA RAMIREZ Resolution No. 2006-004 31 A-16 Page 6 of 6 REQUEST FOR COUNCIL ACTION CITY COUNCIL MEETING DATE: MARCH 20, 2006 l~ ' ' ' ~~ ~` education lst TITLE: ADOPT AN ORDINANCE REVISING THE OFFICIAL CITY EMBLEM AN'D ADOPT RESOLUTIONS FOR A NEW CITY LOGOICITY MOTTOS CITY MANAGER RECOMMENDED ACTION CLERK OF COUNCIL USE ONLY: APPROVED ^ As Recommended ^ As Amended ^ Ordinance on 15t Reading ^ Ordinance on 2nd Reading ^ Implementing Resolution ^ Set Public Hearing For_ CONTINUED TO FILE NUMBER 1. Adopt an ordinance revising the official City emblem. 2. Adopt a resolution revising the City logo. 3. Adopt a resolution adopting various City mottos. DISCUSSION In 1972 the City Council adopted a resolution approving a new City emblem. This was incorporated into the Santa Ana Municipal Code in 1975. The Municipal Code however does not clearly state that the image on the City seal is in fact the City emblem. This action will clarify that the image on the City seal shall officially be considered the City emblem. In addition to the emblem, Santa Ana has used a variety of City logos and mottos to promote the essence of the City. In 1983 the current City logo was adopted which reflects a skyline against a sunburst (Attachment A). This logo was subsequently amended to incorporate the motto, "Education First". The "Education First" motto is a reflection of the City`s commitment to our educational partners and our desire to promote academic opportunities for our residents. The "Education First" logo is displayed on City entrance signs. The new proposed logo, with the "Education First" motto, will continue to be placed on these entrance signs. In order to update the City's logo after 23 years, a new logo has been developed which will be used with the mottos: "Downtown Orange County", "Education First", and "The Golden City" (Attachment A) The City motto was "The Golden City" from approximately 1966 to 1990 and is still used on the City emblem. These new mottos highlight Santa Ana's designation as the county seat of Orange County and reflect Santa Ana`s historical significance and our economic and cultural status in the region. 50A-1 Adopt an Ordinance Revising the Official City Emblem and Adopt Resolutions for New Logo/City Mottos March 20, 2006 Page 2 The attached Ordinance and Resolutions give the City Manager authority to determine when and how the revised City logo and City mottos will be utilized. The City Manager would also need to authorize any use of these symbols by private or public entities. FISCAL IMPACT There is no fiscal impact associated with this action. Patrici C. Whit' r Executive Director Community Development Agency PCW/WRM/mlr H:\ACTIONS\2006 CC\AdoptResosforNewCityLogos-Mottos-OrdRevisingSeal 3-20-06.doc 50A-2 ATTACHMENT A (Page 1 of 2) 1983 Adopted Logo ~~ 2006 Proposed Logo 50A-3 ATTACHMENT A (Page 2 of 2) ~~ 50A-4 (JWF 3/15/06) ORDINANCE NO. NS- AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF SANTA ANA AMENDING SECTION 2-200 OF THE SANTA ANA MUNICIPAL CODE RELATED TO THE DEPICTION ON THE CITY SEAL. THE CITY COUNCIL OF THE CITY OF SANTA ANA DOES ORDAIN AS FOLLOWS: Section 1. The City Council of the City of Santa Ana hereby finds, determines and declares as follows: A. Section 2-200 of the Santa Ana Municipal Code establishes a City Seal to be used by the Clerk of the Council in authenticating certain documents of the City. B. Section 2-210 of the Santa Ana Municipal Code establishes a City Emblem purpose of symbolically representing the authority of the City of Santa Ana. C. Section 2-200 does not call for the depiction on the City Seal to be the City Emblem. D. Incorporation of the City Emblem into the City Seal will clarify the City's symbolic representations. Section 2. Section 2-200 of the Santa Ana Municipal Code is hereby amended such that it reads as follows (new language in bold, deleted language in strikeout for tracking purposes only): Sec. 2-200. City seal--Designation. The city seal is the impression made by that certain instrument retained and used by the clerk of the council for the purpose of attesting documents as acts of the city council. The general design and the details of the impression made by the city seal, shall correspond to the City Emblem as established in Section 2-210 of the Santa Ana Municipal Code from time to time. t#~e~ee Section 3. If any section, subsection, sentence, clause, phrase or portion of this ordinance is for any reason held to be invalid or unconstitutional by the decision of any Ordinance No. NS- Page 1 of 2 50A-5 court of competent jurisdiction, such decision shall not affect the validity of the remaining portions of this ordinance. The City Council of the City of Santa Ana hereby declares that it would have adopted this ordinance and each section, subsection, sentence, clause, phrase or portion thereof irrespective of the fact that any one or more sections, subsections, sentences, clauses, phrases, or portions be declared invalid or unconstitutional. ADOPTED this day of , 2006 Miguel A. Pulido Mayor APPROVED AS TO FORM: By: Joseph W. Fletcher, City Attorney AYES: Councilmembers NOES: Councilmembers ABSTAIN: Councilmembers NOT PRESENT: Councilmembers CERTIFICATE OF ATTESTATION AND ORIGINALITY I, PATRICIA E. HEALY, Clerk of the Council, do hereby attest to and certify that the attached Ordinance No. NS-XXX to be the original ordinance adopted by the City Council of the City of Santa Ana on ,and that said ordinance was published in accordance with the Charter of the City of Santa Ana. Date: Clerk of the Council City of Santa Ana Ordinance No. NS- Page 2 of 2 50A-6 (JWF 3/8/06) RESOLUTION NO. 2006- A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SANTA ANA FORMALLY ADOPTING A NEW CITY LOGO, RETIRING THE OLD CITY LOGO AND AUTHORIZING AND DIRECTING THE USE AND LICENSING OF THE CITY LOGO IN OFFICIAL CITY COMMUNICATIONS. BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF SANTA ANA AS FOLLOWS: Section 1. The City Council of the City of Santa Ana hereby finds, determines and declares as follows: A. From time to time, the City of Santa Ana has utilized various logos as symbols of business and investment opportunities offered by the City. These logos have been used in addition to the official City Emblem adopted by the Santa Ana Municipal Code which is described in Section 2-210 of the Santa Ana Municipal Code and depicted, among other places, on the City flag. B. The current City logo, depicting the rays of the sun rising behind a stylized city skyline above the script words "Santa Ana", was initially adopted in 1983 by Resolution No. 83-63 (the "1983 Logo"); C. The 1983 logo was modified in 1990 by Resolution No. 90-025 with the addition of the words "Education First" on a ribbon below the logo in recognition that the City had joined forces with Santa Ana's educational institutions and chambers of commerce to promote educational opportunities (the "Revised 1983 Logo"); D. With the passage of time and continued growth and development of Santa Ana, the Revised 1983 Logo deserves updating in order to continue to present a fresh and progressive image of the City of Santa Ana; E. By companion Resolution 2006- ,the City Council has formally adopted three City mottos, "The Golden City", "Education First" ", and "Downtown Orange County, the former two having been long used by the City; Section 1. That certain graphic attached hereto and marked as Attachment "A" is hereby by adopted as the official City Logo (the "2006 Logo"). Resolution No. 2006- 50A-7 Page 1 of 3 Section 2. The City Attorney is authorized and directed to take all necessary actions to protect the City's intellectual property interests in the 2006 Logo, and cause it be registered as a service mark of the City with the US Patent and Trademark Office. Section 3. The City Manager is authorized and directed to apply the 2006 Logo to such City documents, publications, brochures and communications (electronic and physical), and on signs, vehicles and buildings, as he or she may deem advisable from time to time. Use of the 2006 Logo shall be in addition to, or in the place of, use and display of the City Emblem as the City Manager may deem appropriate, unless otherwise directed by the City Council or as provided in the City Charter or Municipal Code. The City Manager is also authorized and directed to use any of the City mottos in conjunction with the 2006 Logo as he or she may deem appropriate from time to time. Section 4. The City Manager is authorized to enter into agreements with private and public entities and person for authorized use of the 2006 Logo when consistent with the intent of this Resolution and upon such terms as he or she may deem reasonable in consultation with the City Attorney. Use of the 2006 Logo by any person without the written consent of the City Manager is hereby prohibited, and the City Attorney is hereby authorized and directed to take any and all action necessary or reasonable to protect the City's ownership of the 2006 Logo. Section 5. The Revised 1983 Logo shall no longer be used, except that existing displays shall continue until replaced in the normal course of business; provided, however, that City staff shall continue to prevent its use by non-authorized persons. It shall remain the property of the City. Section 6. This Resolution shall take effect immediately upon its adoption by the City Council, and the Clerk of the Council shall attest to and certify the vote adopting this Resolution. ADOPTED this day of , 2006. Miguel A. Pulido Mayor APPROVED AS TO FORM: Joseph W. Fletcher, City Attorney Resolution No. 2006- Page 2 of 3 50A-8 AYES: NOES: Councilmembers Councilmembers ABSTAIN: Councilmembers NOT PRESENT: Councilmembers CERTIFICATE OF ATTESTATION AND ORIGINALITY I, PATRICIA E. HEALY, Clerk of the Council, do hereby attest to and certify the attached Resolution No. 2006- to be the original resolution adopted by the City Council of the City of Santa Ana on Date: Clerk of the Council City of Santa Ana Resolution No. 2006- 50A-9 Page 3 of 3 Attachment A 50A-10 (JWF 3/8/06) RESOLUTION NO. 2006- A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SANTA ANA FORMALLY ADOPTING THE SANTA ANA CITY MOTTOS AND DIRECTING THE USE OF CITY MOTTOS IN OFFICIAL CITY COMMUNICATIONS. BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF SANTA ANA AS FOLLOWS: Section 1. The City Council of the City of Santa Ana hereby finds, determines and declares as follows: A. Santa Ana has long referred to itself as The Golden City, and since at least 1972, the City has used the phrase "the Golden City" as a motto on the official City Emblem; B. In 1990, in recognition that the City had joined forces with Santa Ana's educational institutions and chambers of commerce to promote educational opportunities, the city logo was revised to add the phrase "Education First" to the logo; C. Santa Ana is the historical center of Orange County and the City Council desires to recognize and promote Santa Ana as the original and still "Downtown" for all of Orange County; D. No one motto can fully communicate all that Santa Ana stands for, and the three foregoing mottos are valuable in conveying the nature and essence of the Santa Ana today and should be used in various representations of, and communications by, the City of Santa Ana. Section 2. The phrases "The Golden City", "Education First" and "Downtown Santa Ana" are hereby adopted as formal mottos of the City of Santa Ana. The City Manager and the City Attorney are authorized and directed to take all necessary action to protect the City's intellectual property interests in these mottos and, to the extent feasible and where appropriate, cause them to be registered as service marks of the City with the US Patent and Trademark Office. Section 3. The City Manager is authorized and directed to use any of said mottos in or on City documents, communications, signs, vehicles and equipment alone or in conjunction with the 2006 City Logo adopted by companion Resolution 2006- , as he or she may deem appropriate, unless otherwise directed by the City Council or as provided in the City Charter or Municipal Code. Resolution No. 2006- 50A-11 Page 1 of 2 Section 4. This Resolution shall take effect immediately upon its adoption by the City Council, and the Clerk of the Council shall attest to and certify the vote adopting this Resolution. ADOPTED this day of 2006. Miguel A. Pulido Mayor APPROVED AS TO FORM: Joseph W. Fletcher, City Attorney AYES: Councilmembers NOES: Councilmembers ABSTAIN: Councilmembers NOT PRESENT: Councilmembers CERTIFICATE OF ATTESTATION AND ORIGINALITY I, PATRICIA E. HEALY, Clerk of the Council, do hereby attest to and certify the attached Resolution No. 2006- to be the original resolution adopted by the City Council of the City of Santa Ana on Date: Resolution No. 2006- Page 2 of 2 Clerk of the Council City of Santa Ana 50A-12 REQUEST FOR COUNCIL ACTION CITY COUNCIL MEETING DATE: MARCH 20, 2006 TITLE: RESOLUTION AUTHORIZING TRANSPORTATION ENHANCEMENT ACTIVITIES PROGRAM GRANT AP,PLICATI ONS . ITY RECOMMENDED ACTION CLERK OF COUNCIL USE ONLY: APPROVED As Recommended As Amended Ordinance on 15' Reading Ordinance on 2nd Reading Implementing Resolution Set Public Hearing For_ CONTINUED TO FILE NUMBER Adopt a resolution authorizing the Executive Director of the Public Work Agency to submit projects for funding under the Transportation Enhancement Activities Program. DISCUSSION The Orange County Transportation Authority is accepting grant applications for the Transportation Enhancement Activities (TEA) Program. The goal of the TEA Program is to help cities better integrate transportation facilities into their infrastructure and to provide an overall better quality of life. The total estimated funding amount for this cycle is $8.2 million, divided into two program areas which will receive $4.1 million each over two years: 1) Bicycle and Pedestrian Facilities and 2) Landscaping and Scenic Beautification. The Public Works Agency and Parks, Recreation and Community Services Agency are submitting applications for five projects under the two programs. These projects are as follows: PROJECTS FY 1. MacArthur Boulevard Golden Loop Trail Head Landscaping 06/07 2. Main Street Archway Sign 05/06 3. Maple Street Bike Trail Enhancement Project 06/07 4. Santa Ana Depot Art Wall 05/06 5. Santiago Creek Bike Trail Gap Closure & Enhancement 06/07 Improvements include: landscaping & irrigation at MacArthur Golden Trailhead, a new archway sign on Main Street north of Warner avenue, exercise equipment and landscaping at the Maple/Occidental Bike Trail, supplemental funding for the art wall at the Depot, and landscape enhancement of the Santiago Bike trail at the I-5 Freeway and at Main Street. I~ "~;i ~~ ~aucauon !st 55A-1 Resolution Authorizing Transportation Enhancement Activities Program Grant Applications March 20, 2006 Page 2 Applications will be reviewed and evaluated by OCTA staff and a recommendation for award is expected to be taken to OCTA Board in April 2006. ENVIRONMENTAL IMPACT There is no environmental impact associated with this action. FISCAL IMPACT Since this program is federally funded, the City will need to provide 25% matching funds for any project that receives these monies. Funds for the City's 25% match for projects receiving TEA grant funds will need to be budgeted in the City's Capital Improvement Program. James G. Ross Executive Director Public Works Agency Gerardo Mouet `~ Executive Dire for Parks, Recrea ion and Community Services Agency 55A-2 LES 3110/06 RESOLUTION NO. 2006- A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SANTA ANA AUTHORIZING APPLICATION FOR FUNDS FOR THE TRANSPORTATION ENHANCEMENT ACTIVITY (TEA) PROGRAM UNDER THE 1998 TRANSPORTATION EQUITY ACT FOR THE 21ST CENTURY BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF SANTA ANA AS FOLLOWS: Section 1. The City Council of the City of Santa Ana hereby finds, determines and declares as follows: A. The United States Congress enacted the Safe, Accountable, Flexible, Efficient, Transportation Equity Act - Legacy for Users June 1998, replacing the Transportation Equity Act for the 21St Century which make funds available to the Orange county Transportation Authority (OCTA) for transportation enhancement activities. The goal of the TEA Program is to help cities better integrate transportation facilities into their infrastructure and provide an overall better quality of life. B. The total estimated funding amount for this cycle is $8.2 million, divided into two program areas which will receive $4.1 million each over two years. The two program areas are Bicycle and Pedestrian Facilities, and Landscaping and Scenic Beautification. C. The Public Works Agency and Parks, Recreation and Community Services Agency are submitting applications for five projects under the two program areas. The projects are as follows: 1. MacArthur Boulevard Golden Loop Trail Head Landscaping 2. Main Street Archway Sign 3. Maple Street Bike Trail Enhancement Project 4. Santa Ana Depot Art Wall 5. Santiago Creek Bike Trail Gap Closure and Enhancement D. The City of Santa Ana will maintain and operate the property acquired, developed, rehabilitated or restored for the life of the facility(ies) or activity; and the Public Works Agency understands that it may only transfer the responsibility to maintain and operate the property with the approval of the California Department of Transportation (CalTrans) and OCTA. Resolution No. 2006- 55A-3 Page 1 of 3 E. The Public Works Agency will give CalTrans and OCTA's representatives access to and the right to examine all records, books, papers, or documents related to the transportation enhancement activity. F. The Public Works Agency will cause work on the project(s) to commence within a reasonable amount of time after receipt of notification from the State that funds have been approved by the Federal Highway Administration and the project(s) will be carried to completion with reasonable diligence. G. The Public Works Agency will comply with provisions of the California Environmental Quality Act, the National Environmental Quality Act, the Americans with Disabilities Act, and any other federal, state, and/or local laws, rules and/or regulations, as applicable. Section 2. The City Council hereby authorizes the Executive Director of the Public Works Agency to apply for the funding and submit the list of projects, as well as any related documents required under the Transportation Enhancement Activities Program. Section 3. The City Council hereby agrees to fund its share of the project costs over the identified programmed amount. This action is in conformance with the OCTA TEA guidelines and does not exceed seventy-five percent of the total eligible costs. Section 4. This Resolution shall take effect immediately upon its adoption by the City Council, and the Clerk of the Council shall attest to and certify the vote adopting this Resolution. 55A-4 Resolution No. 2006- Page 2 of 3 ADOPTED this day of 2006. Miguel A. Pulido Mayor APPROVED AS TO FORM: Joseph W. Fletcher, City Attorney By: Lisa E. Storck Assistant City Attorney AYES: Councilmembers NOES: Councilmembers ABSTAIN: Councilmembers NOT PRESENT: Councilmembers CERTIFICATE OF ATTESTATION AND ORIGINALITY I, PATRICIA E. HEALY, Clerk of attached Resolution No. 2006- Council of the City of Santa Ana on Date: the Council, do hereby attest to and certify the _ to be the original resolution adopted by the City Clerk of the Council City of Santa Ana 55A-5 Resolution No. 2006- Page 3 of 3 55A-6 REQUEST FOR COUNCIL ACTION CITY COUNCIL MEETING DATE: MARCH 20, 2006 TITLE: PROPOSED AMENDMENTS TO CLASSIFICATION AND COMPENSATION PLANS AND ANNUAL BUDGET r n'~ ,~Eaucel~oo t~~ CITY MANAGER RECOMMENDED ACTION CLERK OF COUNCIL USE ONLY: APPROVED ^ As Recommended ^ As Amended ^ Ordinance on 1st Reading ^ Ordinance on 2nd Reading ^ Implementing Resolution ^ Set Public Hearing For CONTINUED TO FILE NUMBER Adopt a Resolution that amends the City's Basic Management and Non- Management/Confidential Classification and Compensation Plans (Resolution Nos. 91-066 and 91-067) and amends the Fiscal Year 2005-06 Annual Budget to reflect these changes. DISCUSSION The following proposed changes are part of an ongoing effort to ensure that the City's Basic Classification and Compensation Plans reflect current organizational needs and establish market-competitive salary rates with equity among job classifications with comparable responsibilities. I. Proposed Pay Equity Adjustment The Police Technology and Support Administrator is a single position job classification originally created to manage the operations of the Police Department's computer systems and crime analysis unit, as well as provide supervisory oversight of the Communications, Records, and Property and Facilities divisions. Recently, this classification assumed supervisory authority over the Fiscal, Crime Prevention, and Homeland Security functions. As a result of these additional responsibilities, as well as the Police Department's increasing reliance on state-of-the-art computer technology and statistical analysis, the scope and authority of this classification has exceeded its compensation level and the incumbent is underrepresented in the City's salary structure. Therefore, the Police Chief is requesting a 7.5% equity adjustment to appropriately compensate the incumbent and reflect the increased level of responsibility associated 55B-1 ~S~ Classification/Compensation Plan March 20, 2006 Page 2 with these significant functional areas. II. Proposed Title Change The City Attorney proposes that the title Legal Management Assistant (Exempt)(UC) be changed to Senior Legal Management Assistant (Exempt)(UC), as this title better reflects the responsibilities of the job classification and is consistent with other City job titles with the same compensation and level of responsibility. This change applies only to the job title; it does not result in any change in compensation. FISCAL IMPACT Assuming an effective date of April 1, 2006, the cost of the equity adjustment for the Police Technology and Support Administrator (MM) will be $2133 for the remainder of the fiscal year. APPROVED AS TO FUNDS AND ACCOUNTS: nrique Alv Executi Dir ct r Personn l Services Francisco Gutierrez Executive Director Finance and Mgmt. Services Agency P 1 Walters Police Chief Police DPDartment Jose h" e c e Cit ey Ci rnev's Office 55B-2 RESOLUTION NO. 2006- A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SANTA ANA TO AMEND RESOLUTION NOS. 91-066 AND 91-067 TO AMEND THE CITY'S BASIC CLASSIFICATION AND COMPENSATION PLANS TO PROVIDE AN INCREASE IN SALARY FOR THE MIDDLE MANAGEMENT CLASSIFICATION OF POLICE TECHNOLOGY AND SUPPORT ADMINISTRATOR (MM) AND TO CHANGE ONE CLASSIFICATION TITLE IN THE CITY ATTORNEY'S OFFICE BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF SANTA ANA AS FOLLOWS: Section 1: The City Council hereby finds, determines and declares as follows: A. Section 1004, Article X of the City Charter of the City of Santa Ana requires the City Manager to prepare, install and maintain a position classification and pay plan subject to civil service rules and regulations and the approval of the City Council. B. On July 1, 1991, the City Council passed and adopted Resolution No. 91-066, re-establishing the Basic Classification and Compensation Plan for classes of employment designated as Executive Management (EM) and Middle Management (MM). C. On July 1, 1991, the City Council passed and adopted Resolution No. 91-067, re-establishing the Basic Classification and Compensation Plan for classes of employment designated as Unaffiliated Confidential (UC). D. The Police Chief proposes to increase the salary level for the middle management classification title of Police Technology and Support Administrator (MM), in order to maintain internal pay equity relationships and attract and retain qualified candidates. E. The City Manager proposes to change one existing full time classification title to more accurately reflect the duties and responsibilities of the position and keep internal consistency with other classifications. F. It is now desired to amend Council Resolution Nos. 91-066, as amended, and 91-067 as amended, in order to effect these changes. Resolution 2006- Page 1 of 3 55B-3 NOW, THEREFORE BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF SANTA ANA: Section 2: That Section 3B of Resolution No. 91-066, as amended, is hereby further amended by providing an equity adjustment to the following class title: Police Technology and Support Administrator (MM) 15-Step Salary Rate Range (SRR) Effective 03/20/06 FROM Annual Salary No. Min-Max MM-22 ($78,504-110,904) TO Annual Salary No. Min-Max MM-25 ($84,540-119,436) Section 3: That Section 3.1 of Resolution No. 91-067, as amended, is hereby further amended by changing the existing unrepresented confidential classification title of Legal Management Assistant (Exempt) (UC) to Senior Legal Management Assistant (Exempt) (UC), at no change to the six-step salary rate range currently assigned. Section 4: That except as amended by this Resolution, all other provisions of Resolution Nos. 91-066, as amended, and 91-067, as amended, shall remain in full force and effect. 2006. APPROVED AS TO FORM: Joseph W. Fletcher City Attorney By: Joseph Straka Assistant City Attorney Resolution 2006- Page 2 of 3 Section 5: That this Resolution shall be operative from and after March 20, ADOPTED this 20th day of March, 2006. Miguel A. Pulido Mayor 55B-4 AYES: Councilmembers NOES: Councilmembers ABSTAIN: Councilmembers NOT PRESENT: Councilmembers CERTIFICATE OF ATTESTATION AND ORIGINALITY I, PATRICIA E. HEALY, Clerk of the Council, do hereby attest to and certify the attached Resolution No. 2006- to be the original resolution adopted by the City Council of the City of Santa Ana on Date: Clerk of the Council City of Santa Ana Resolution 2006- Page3of3 55B-5 55B-6