HomeMy WebLinkAboutHOTLINE OF SOUTHERN CALIFORNIA 4 -2002
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INSURANCE N ON FILE
WORK MPo.Y T PROCEED
CLER F COUNCIL AGREEMENT BETWEEN THE CITY OF SANTA ANA AND
(I; 10'1/ HOTLINE OF SOUTHERN CALIFORNIA FOR USE OF
DA : (k\\ COMMUNITY DEVELOPMENT BLOCK GRANT FUNDS
This Agreement, made and entered into this -,-t #' day of A 'jItlll..- , -ztJO Z,
by and between the City of Santa Ana, a charter city and municipal corporation of the State of
California ("CITY") and HOTLINE OF SOUTHERN CALIFORNIA, a California nonprofit
corporation ("SUBRECIPIENT"),
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t Recitals:
"" el ~(\.J:. A. The CITY, as an entitlement recipient and grantee of the United States Department of
~3 '~.r ~ Housing and Urban Development ("HUD") Community Development Block Grant ("CDBG")
~ t .~ \ ~ Program, desires to enter this Agreement with the SUBRECIPIENT for the expenditure of CDBG
~.;c 1 ~ funds in accordance with Title 24, Part 570 of Code of Federal Regulations 24 CFR 570.000, et seq.
~ ~ ::! .i .J"CDBG REGS"); and
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B. CITY has applied for and received CDBG funds from HUD pursuant to Title I of the
Housing and Community Development Act of 1974, Public Law 93-383, as amended ("ACT"); and
C. The SUBRECIPIENT is a private nonprofit agency that has been selected by the CITY
to receive CDBG funds and administer such fmancial assistance; and to provide the services
described in "Exhibit A," hereinafter referred to as "said program" and SUBRECIPIENT represents
that it is qualified and willing to operate said program.
D. The CITY and SUBRECIPIENT have duly executed this Agreement for the expenditure of
such funds; and
WHEREFORE, it is agreed by and between the parties, that the foregoing Recitals are a
substantive part of this Agreement and the following terms and conditions are approved and
together with all exhibits and attachments hereto, shall constitute the entire Agreement between the
CITY and SUBRECIPIENT:
I. SUBRECIPIENT'S OBLIGATIONS
A. Non-Profit Status - Representations and Warranties.
(a) Authority. SUBRECIPIENT is a duly organized and existing non-profit corporation
in good standing and authorized to do business under the laws ofthe State of California.
SUBRECIPIENT has full right, power and lawful authority to accept the funding hereunder and
to undertake all obligations as provided herein and the execution, performance and delivery of
this Agreement by SUBRECIPIENT has been fully authorized by all requisite actions on the part
of SUBRECIPIENT.
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(b) Experience. SUBRECIPIENT is a qualified provider ofthe services to be provided
hereunder.
(c) Familiarity With Services Required. By executing this Agreement,
SUBRECIPIENT warrants that (i) it has thoroughly investigated and considered the services to
be performed and provided hereunder, (ii) it has carefully considered how the services should be
performed, and (iii) it fully understands the facilities, difficulties and restrictions attending
performance of the services under this Agreement.
(d) No Conflict. To the best of SUB RECIPIENT'S knowledge, SUBRECIPIENT'S
execution, delivery and performance of its obligations under this Agreement will not constitute a
default or a breach under any contract, agreement or order to which SUBRECIPIENT is a party
or by which it is bound.
(e) No Bankruptcy. SUBRECIPIENT is not the subject of any current or threatened
bankruptcy proceeding.
(f) No Pending Legal Proceedings. SUBRECIPIENT is not the subject of a current or
threatened litigation that would or may materially affect SUBRECIPIENT'S performance under
this Agreement.
(g) Application Veracity. All provisions of and information provided in
SUBRECIPIENT'S application for funding submitted to CITY including any exhibits are true
and correct in all material respects.
(h) No Pending Investigation. SUBRECIPIENT is not aware that it is the
subject of any current or threatened criminal or civil action investigation by any public agency,
including without limitation a police agency or prosecuting authority, that would relate to affect
performance of the Agreement or provision of services hereunder.
B. Amount of Grant and Quarterlv Disbursement. The amount granted to
SUBRECIPIENT is $ 5,000 ("CDBG FUNDS"), and such funds shall be expended by
SUBRECIPIENT within a time period not exceeding twelve (12) consecutive months following
the date of this Agreement. The CDBG FUNDS shall be disbursed by CITY to
SUBRECIPIENT on a quarterly basis (October, January, April and July) subject to and upon
receipt and approval of a complete SUBRECIPIENT'S quarterly activity report, with the final
payment subject to the satisfaction of the condition precedent of submittal of complete reporting
information due on or before July 15 of the applicable funding year, as hereinafter more fully set
forth. SUBRECIPIENT shall be obligated to perform such duties as would normally extend
beyond the term, including but not limited to obligations with respect to indemnification, audits,
reporting, data retention/reporting, and accounting.
C. Use of Funds. SUBRECIPIENT agrees to use all federal funds provided by CITY to
SUBRECIPIENT pursuant to this Agreement to operate said program, as set forth in "Exhibit A,"
attached hereto and by this reference incorporated herein. SUBRECIPIENT'S failure to perform as
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required may, in addition to other remedies set forth in this Agreement, result in readjustment of the
amount of funds CITY is otherwise obligated to pay to SUBRECIPIENT under Paragraph II hereof.
D. Allowable Costs. SUBRECIPIENT agrees to complete said program on or before
June 30, 2003 and to use said funds to pay for necessary and reasonable costs allowable under the
federal law and regulations to operate said program. Said amounts shall include, but not be limited
to, wages, administrative costs, and employee benefits comparable to other similarly situated
employees. Other allowable program costs are detailed in the Budget, as set forth in "Exhibit B,"
attached hereto and by this reference incorporated herein. SUBRECIPIENT shall use all income
received from said funds only for the same purposes for which said funds may be expended
pursuant to the terms and conditions of this Agreement.
E. Licensing. SUBRECIPIENT agrees to obtain and maintain all required licenses,
registrations, accreditation and inspections from all agencies governing its operations.
SUBRECIPIENT shall ensure that its staff shall also obtain and maintain all required licenses,
registrations, accreditation and inspections from all agencies governing SUBRECIPIENT's
operations hereunder.
F. Zoning. SUBRECIPIENT agrees that any facility/property used in furtherance of
said program shall be specifically zoned and permitted for such use(s) and activity(ies). Should
SUBRECIPIENT fail to have the required land entitlement and/or permits, thus violating any local,
state or federal rules and regulations relating thereto, SUB RECIPIENT shall immediately make
good-faith efforts to gain compliance with local, state or federal rules and regulations following
written notification of said violation(s) from the CITY or other authorized citing agency.
SUBRECIPIENT shall notify CITY immediately of any pending violations. Failure to notify CITY
of pending violations, or to remedy such known violation(s) shall result in termination of grant
funding hereunder. SUBRECIPIENT must make all corrections required to bring the
facility/property into compliance with the law within sixty (60) days of notification of the
violation(s); failure to gain compliance within such time shall result in termination of grant funding
hereunder.
G. Separation of Accounts. All funds received by SUBRECIPIENT from CITY
pursuant to this Agreement shall be maintained in an account in a federally insured banking or
savings and loan institution with record keeping of such accounts maintained pursuant to applicable
OMB Circular A-110 requirements. SUBRECIPIENT is not required to maintain separate
depository accounts for CDBG FUNDS; provided however, the SUBRECIPIENT must be able to
account for receipt, obligation and expenditure of CDBG FUNDS pursuant to applicable OMB
Circular A-II 0 requirements.
H. Audit Report Requirements. SUBRECIPIENT agrees that if SUBRECIPIENT
receives Three Hundred Thousand Dollars ($300,000.00) or more in federal funds,
SUBRECIPIENT shall have an annual audit conducted by a certified public accountant in
accordance with the standards as set forth and published by the United States Office of Management
and Budget. SUBRECIPIENT shall provide CITY with a copy of said audit by October I of the
year following the program year in which this Agreement is executed.
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1. Record Keeoing/Reporting. SUBRECIPIENT shall keep aod maintain complete aod
adequate records aod reports to assist CITY in meeting aod maintaining its record keeping
responsibilities under the CDBG REGS, including the foJlowing:
(1) Records
a. Documentation evidencing program income requirements in
conformity with 24 CFR 570.504(b((2)(i), (ii) aod 24 CFR 570.503(b)(3) aod 24
CFR 570.208(a)(2)(B) of the income level of persons aod/or families participating
in or benefiting by the SUBRECIPIENT program.
b. Documentation of the number of persons aod/or families participating
in or benefiting by the SUBRECIPIENT program.
c. Household information shall include number of persons, identification
of head of household, race/ethnicity, aod income verification.
d. Documentation of all CDBG FUNDS received from CITY.
e. Documentation of expenses as identified in the Budget Proposal,
including evidence of incurring the expense, invoices for goods or services, copies
of aoy aod all contracts or documentation pertaining to costs for subcontractors,
plus all other invoices for which CDBG FUNDS were expended, aod aoy payments
therefor.
f. Any such other related records as CITY shall reasonably require or as
required to be maintained pursuaot to the CDBG REGS.
1. Reports
(i) Payment Request. Concurrently with the submittal of each
quarterly report, on or before the 15th day of October, January,
April and July, SUBRECIPIENT shall submit both: ao original
invoice aod true copies of invoices, receipts, agreements or
other documentation supporting aod evidencing how the CDBG
FUNDS have been expended during the applicable quarter.
(ii) Quarterly Activity Report: SUBRECIPIENT agrees to keep monthly
records of aJl ethnic aod racial statistics of persons aod families benefited by
SUBRECIPIENT in the performaoce of its obligations under this Agreement,
including, but not limited to, the number oflow aod moderate income persons
aod households assisted in accordaoce with federal income limits, the number
of female heads of households assisted, new program information aod year-to-
date program statistics on expenditures, caseload aod activities..
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1. Access to Records. CITY and the United State Government and/or their representatives
shall have access for purposes of monitoring, auditing, and examining SUBRECIPIENT's activities
and performance, to books, documents and papers, and the right to examine records of
SUBRECIPIENT's subcontractors, bookkeepers and accountants, employees and participants in
regard to said program. CITY and the United States Government and/or their representatives shall
also schedule on-site monitoring at their discretion. Monitoring activities may also include, but are
not limited to, questioning employees and participants in said program and entering any premises or
any site in which any of the services or activities funded hereunder are conducted or in which any of
the records of SUBRECIPIENT are kept. Nothing herein shall be construed to require access to any
privileged or confidential information as set forth in federal or state law.
K. Location of RecordslRequired Length of Record Keeping. All accounting records,
reports, and evidence pertaining to all costs, expenses and the CDBG FUNDS of
SUBRECIPIENT and all documents related to this Agreement shall be maintained and kept
available at SUBRECIPIENT'S office or place of business for the duration of the Agreement and
thereafter for five (5) years after completion of an audit in conformity with the CDBG REGS., s.
Records which relate to (a) complaints, claims, administrative proceedings or litigation arising
out of the performance of this Agreement, or (b) costs and expenses of this Agreement to which
CITY or any other governmental agency takes exception, shall be retained beyond the five (5)
years until complete resolution or disposition of such appeals, litigation claims, or exceptions. In
the event SUBRECIPIENT does not make the above-referenced documents available within the city
of Santa Ana, California, SUBRECIPIENT agrees to pay all necessary and reasonable expenses
incurred by CITY in conducting any audit at the location where said records and books of account
are maintained.
L. Compliance with Law/Program Income. SUBRECIPIENT acknowledges that the funds
being provided by CITY for said program are received by CITY pursuant to the ACT as amended
and that expenditures of these funds shall be in accordance with the ACT and all pertinent
regulations issued by agencies of the federal government, including, but not limited to, all
regulations found at Title 24 of the Code of Federal Regulations. Program income received by
SUBRECIPIENT shall be returned to CITY unless otherwise provided for in this Agreement.
SUBRECIPIENT agrees to comply fully with all federal, state and local laws and court orders
applicable to its operation whether or not referred to in this Agreement.
M. Standing. SUBRECIPIENT shall be in good standing, without suspension by the
California Secretary of State, Franchise Tax Board and Internal Revenue Service. Any change in
the corporate status or suspension of SUBRECIPIENT shall be reported immediately to CITY.
N. Confidentiality. Without prejudice to any other provisions of this Agreement,
SUBRECIPIENT shall, where applicable, maintain the confidential nature of information provided
to it concerning participants in accordance with the requirements of federal and state law. However,
SUBRECIPIENT shall submit to CITY and or HUD or its representatives, all records requested,
including audit, examinations, monitoring and verifications of reports submitted by
SUBRECIPIENT, costs incurred and services rendered hereunder.
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O. Indeoendent Contractor. SUBRECIPIENT agrees that the performance of
obligations hereunder are rendered in its capacity as an independent contractor and that it is in no
way an agency of CITY.
P. Violation of Terms and Conditions. SUBRECIPIENT agrees that if
SUBRECIPIENT violates any of the terms and conditions of this Agreement or any prior
Agreement whereby CDBG funds were received by SUBRECIPIENT, or if SUBRECIPIENT
reports inaccurately, or if on audit there is a disallowance of certain expenditures, SUBRECIPIENT
agrees to remedy the acts or omissions causing the disallowance or repay CITY all amounts spent in
violation thereof.. If SUBRECIPIENT engaged in fraudulent activity to obtain and/or justify
expenditure of the CDBG funds granted hereunder, SUBRECIPIENT shall be required to reimburse
the CITY of all such funds that were obtained/spent under fraudulent circumstances.
Q. EQuipment. SUBRECIPIENT agrees to maintain a record for each item of non-
expendable personal property acquired under the terms of this Agreement. Said record shall be
made available to CITY upon request. The term "non-expendable personal property" shall include
leased and purchased equipment.
R. Prohibited Use. SUBRECIPIENT hereby certifies and agrees that it will not use
funds provided through this Agreement to pay for entertainment, meals or gifts.
S. Lobbving. SUBRECIPIENT certifies that it will comply with federal law (31
U.S.C. 1352) and regulations found at 24 CFR Part 87, which provide that no appropriated funds
may be expended by the recipient of a federal contract, grant, loan or cooperative agreement to pay
any person for influencing or attempting to influence an officer or employee of any agency,
Member of Congress, or an officer or employee of a Member of Congress in connection with
awarding of any federal contract, the making of any federal grant or loan, entering into any
cooperative agreement and the extension, renewal, amendment or modification of any federal
contract, grant, loan or cooperative agreement. SUBRECIPIENT shall sign a certification to that
effect in a form as set forth in "Exhibit C," attached hereto and by this reference incorporated herein.
SUBRECIPIENT shall submit said signed certification to CITY prior to performing any of its
obligations under this Agreement and prior to any obligation arising on the part of CITY to pay any
sums to SUBRECIPIENT under the terms and conditions of this Agreement.
If any funds other than Federal appropriated funds have been paid or will be paid to
any person for influencing or attempting to influence an officer or employee of any agency, a
Member of Congress, an officer or employee of Congress, or an employee of a Member of
Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the
undersigned shall complete and submit a "Disclosure Form to Report Lobbying," in accordance
with its instructions (see C-l).
T. Financial Interest. SUBRECIPIENT agrees that except for the use of CDBG funds
to pay salaries and other related administrative or personnel costs, no persons who exercise or have
exercised any function with respect to CDBG activities assisted under the terms of this Agreement,
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or who are in a position to participate in a decision-making process or gain inside information with
regard to such activities, may obtain a fmancial interest or benefit from a CDBG-assisted activity of
SUBRECIPlENT, either for themselves or those with whom they have family or business ties,
during their tenure or for one year thereafter. This prohibition applies to any person who is an
employee, agent, consultant, officer, or elected or appointed official of CITY, or of
any designated public agencies, or the SUBRECIPlENT.
U. Davis-Bacon Act. All laborers and mechanics employed by contractors or
subcontractors in the performance of construction work, including alterations and repairs, in excess
of $2,000.00, financed in whole or in part with federal funds shall be paid wages at rates not less
than those prevailing on similar construction in the locality as determined in accordance with the
Davis-Bacon Act, as amended, 40 U.S.C. sections 276a - 276a-5. Any such construction contract
shall include and comply with the required contract provisions and rules set forth in 29 C.F.R. 95.5.
Further, the payroll reports (along with the "Statement of Compliance") and basic records are
required to be maintained and submitted, or made available, pursuant to 29 C.F.R. 95.5(a)(3). No
payment, advance, grant, loan or guarantee of funds shall be approved by the federal agency unless
there is on file with the agency a certification by the contractor that the contractor and its
subcontractors have complied with the provisions of 29 C.F.R. 95.5. . A breach of the contract
clauses in 29 C.F.R. 95.5 may be grounds for termination of the contract, and for debarment as a
contractor/subcontractor, as provided in 29 C.F.R. 95.12. Labor standards interviews/investigations
shall be made as necessary to assure compliance [29 C.F.R. 95.6(a)(3)].
V. Drug Free Workolace. SUBRECIPlENT certifies that it has established the following
drug-free workplace policy:
1. The unlawful manufacture, distribution, dispensing, possession or use of a
controlled substance is prohibited in the workplace for any employee involved in a federally funded
program.
2. As an employee working in conjunction with a federally funded program, the
employees of SUBREClPlENT will be required to:
a) Abide by the terms above in statement I.
b) Notify appropriate officials of SUBRECIPIENT and CITY officials of
any criminal drug statute conviction for a violation occurring in the workplace not
later than five days after such conviction.
3. The United State Department of Housing and Urban Development will be
notified within ten days after receiving notice of any such violation.
4. Within 30 days ofreceiving such notice, appropriate personnel action will be
taken against such employee, up to and including termination.
Each such employee shall be required to participate satisfactorily in a drug abuse
assistance or rehabilitation program approved for such purposes by a federal, state or local health,
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law enforcement, or other appropriate agency.
II. CITY'S OBLIGATIONS
A. Payment of Funds. Upon execution of this Agreement by SUBRECIPIENT, CITY shall
pay to SUBRECIPIENT from CDBG funds, when, if and to the extent received from HUD, for
CITY's 2002-2003 CDBG program year amounts expended by SUBRECIPIENT in carrying out
said program for fiscal year 2002-2003 pursuant to this Agreement up to a maximum aggregate
payment ofFNE THOUSAND Dollars ($ 5,000) in installments determined by CITY. Payments
shall be made to SUBRECIPIENT through the submission of invoices on a quarterly basis (October,
January, April and July) in a form prescribed by CITY, detailing such expenses. CITY shall pay
such invoices within thirty (30) days after receipt thereof provided CITY is satisfied that such
expenses have been incurred and documented within the scope and provisions of this Agreement
and that SUBRECIPIENT is in compliance with the terms and conditions of this Agreement.
B. Audit of Account. CITY shall include an audit of the account maintained by
SUBRECIPIENT in CITY's annual audit of all CDBG FUNDS in accordance with Title 24 of
the Code of Federal Regulations and other applicable federal laws and regulations.
III. NONDISCRIMINATION
SUBRECIPIENT agrees that no person on the ground of race, age, color, national origin,
religion or sex will be excluded from participation in, be denied the benefits of, or be subjected to
discrimination under any program or activity funded in whole or in part with CDBG funds.
IV. CONFLICT OF INTEREST
SUBRECIPIENT agrees that no officer, employee, agent or assignee of CITY having direct
or indirect control of any CDBG monies granted to the CITY, inclusive of the subject CDBG
FUNDS, shall serve as an officer of SUB RECIPIENT. Further, any conflict or potential conflict of
interest of any officer of SUBRECIPIENT shall be fully disclosed in writing prior to the execution
of this Agreement and said writing shall be attached and deemed fully incorporated as a part hereof.
Notice shall be sent by SUBRECIPIENT to CITY regarding any changes or modifications to its list
of officers.
V. SPECIAL CERTIFICATION FOR RELIGIOUS ENTITIES
If SUBRECIPIENT is a religious entity, SUBRECIPIENT hereby agrees that in connection
with the provision of the services SUBRECIPIENT shall provide with CDBG funds:
A. SUBRECIPIENT shall not discriminate against any employee or applicant for
employment on the basis of religion and shall not limit employment or give preference in
employment to persons on the basis of religion.
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R SUBRECIPIENT shall not discriminate against any person applying for the services
SUBRECIPIENT agrees to provide under the terms of this Agreement on the basis of religion and
shall not limit such services or give preference to applicants for such services on the basis of
religion.
C. SUBRECIPIENT shall NOT provide religious instruction or counseling, conduct
any religious worship or services, or engage in any religious proselytizing, or exert any religious
influence in the provision of the services in said program. The parties agree that this covenant is
intended to and shall be construed for the limited purpose of assuring compliance with respect to the
use of CITY funds by SUBRECIPIENT with applicable constitutional limitations respecting the
establishment of religion as set forth in the establishment clause under the First Amendment of the
United States Constitution and Article I, Section 4 of the California Constitution, and is not in any
manner intended to restrict other activities of SUB RECIPIENT.
D. Where the services to be provided under said program are rendered on property
owned by the primarily religious entity SUBRECIPIENT, CDBG funds may also be used for minor
repairs to such property which are directly related to the cost of rendering the services under said
program, where the cost constitutes in dollar terms only an incidental portion of the CDBG
expenditure for rendering the services under said pro gram.
VI. PROHIBITION OF NEPOTISM.
SUBRECIPIENT agrees not to hire or permit the hiring of any person to fill a position
funded through this Agreement if a member of that person's immediate family is employed in an
administrative capacity by SUBRECIPIENT. For the purposes of this section, the term "immediate
family" means spouse, child, mother, father, brother, sister, brother-in-law, sister-in-law, father-in-
law, mother-in-law, son-in-law, daughter-in-law, aunt, uncle, niece, nephew, stepparent and
stepchild. The term "administrative capacity" means having selection, hiring, supervisor or
management responsibilities.
VII. NOTICES
Notices to the parties shall, unless otherwise requested in writing, be sent by U.S. Mail,
postage prepaid, and addressed as follows:
TO CITY:
City of Santa Ana
Community Development Agency (M-25)
20 Civic Center Plaza
P.O. Box 1988
Santa Ana, California 92702-1988
TO SUBRECIPIENT:
Hotline of South em California
P.O. Box 32
Los Alamitos, CA 90720
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VIII. ASSIGNABILITY
None of the duties of, or work to be performed by, SUBRECIPIENT under this Agreement
shall be subcontracted or assigned to any agency, consultant, or person without the prior written
consent of CITY. SUBRECIPIENT must submit all subcontracts and other agreements that relate
to this Agreement to CITY. No subcontract or assignment shaH terminate or alter the legal
obligations of SUBRECIPIENT pursuant to this Agreement.
IX. HOLD HARMLESS
SUBRECIPIENT shall indemnify, defend and save harmless CITY, its officers, employees,
agents, representatives and volunteers from and against any and all damages to or for loss of use of
property and for injuries to or death of any person or persons, including property and employees or
agents of CITY, and shall defend, indemnify and save harmless CITY, its officers, employees,
agents, representatives and volunteers from and against any and all claims, demands, suits, actions
or proceedings of any kind or nature, including, but not by way of limitation, workers compensation
claims and including attorney fees and reasonable expenses for litigation or settlement, resulting
from or arising out of the negligent or wrongful acts, errors or omissions of SUBRECIPIENT, its
officers, directors, employees, agents, subcontractors and suppliers arising out of
SUBRECIPIENT's performance of this Agreement.
X. INSURANCE
A. In accordance with the provisions of Section 3300 of the Labor Code, if
SUBRECIPIENT has any employees it is required to be insured against liability for worker's
compensation or to undertake self-insurance. Prior to commencing performance of this
Agreement, SUBRECIPIENT agrees to obtain and maintain employer's liability insurance with
limits not less than $1,000,000 per accident. If SUBRECIPIENT has no employees, nor
workers' compensation coverage, it must execute a Declaration available from the CITY, and
update as is necessary.
B. SUBRECIPIENT shall obtain, at its sole cost, a policy or policies of commercial
general liability insurance, or equivalent form, with a combined single limit of not less than
$1,000,000 per occurrence.
Such insurance shall: (I) name the City of Santa Ana, its officers, agents,
representatives, employees and volunteers as additional insureds; (2) be primary with respect to
insurance or self-insurance programs maintained by the CITY; (3) contain standard separation of
insureds provisions; and (4) give to CITY prompt and timely notice of claim made or suit
instituted arising out of SUB RECIPIENT's operations hereunder.
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SUBRECIPIENT shall: (a) prior to exercising any right under this Agreement,
furnish properly executed certificates of insurance and additional insured endorsement to the
CITY which shall clearly evidence all coverages required above; (b) provide that such insurance
shall not be materially changed or terminated except on 30 days prior written notice to the CITY;
(c) maintain such insurance for the period covered by this Agreement; and (d) replace such
certificates for policies expiring prior to the expiration of this Agreement.
XI. REVERSION OF ASSETS
A. Upon the expiration of this Agreement, SUBRECIPIENT shall transfer to CITY any
CDBG funds on hand at the time of the expiration of this Agreement as well as any accounts
receivable attributable to the use ofCDBG funds. [24 CFR 570.503(b)(8).]
B. Any real property under SUBRECIPIENT's control that was acquired or improved
in whole or in part with CDBG funds in excess of$25,000.00 must either be:
1. Used, where CITY has given written approval, to meet one of the national
objectives stated in 24 CFR 570.208 until five (5) years after expiration of this Agreement, or for
such longer period of time as determined to be appropriate by CITY; or
2. If not used in accordance with subparagraph A above, SUBRECIPIENT
shall pay to CITY an amount equal to the current fair market value of the property less any portion
of the value attributable to the expenditure of non-CDBG funds for acquisition of, or improvement
to, the property. Such payment is program income to CITY.
C. Subject to the obligations set forth herein, title to equipment acquired under the
terms of this Agreement will vest upon acquisition in SUBRECIPIENT. When said equipment
which has been acquired in accordance with this Agreement and all applicable regulations is no
longer needed for said program, disposition of said equipment will be made as follows:
1. Items of equipment with a current per unit fair market value of less than
$5,000.00 may be retained, sold or otherwise disposed of with no further obligation to CITY.
2. Items of equipment with a current fair market per unit value of $5,000.00 or
more may be retained or sold and CITY shall have the right to an amount calculated by multiplying
the current market value or proceeds from the sale by CITY's share of federal funds used to acquire
the equipment, in accordance with 24 CFR 85.32(e)(2).
D. SUBRECIPIENT hereby agrees, upon the demand of CITY, to execute,
acknowledge and deliver, or cause any person or entity who may have any claim to rights hereunder
or under any document, instrument or agreement executed in furtherance of the services and
activities to be performed hereunder, to execute, acknowledge and deliver, to CITY assigmnent(s),
quit claim deed(s) or such other and further instruments, documents and agreements as may be
necessary, in the sole and absolute discretion of CITY, to vest in CITY all of SUBRECIPIENT's
right, title and interest (if any it may have) in and to CITY, CDBG or other federal, state and/or
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local accounts or program funds or allocation of funds to which CITY is or may be entitled, either
for its own account or as fiduciary or trustee for others, which were obtained for the purpose of the
performance of this Agreement or any previous agreements relating to the same subject matter or
activities as this Agreement, together with any instruments, loans, grants or advances by
SUBRECIPIENT on behalf of CITY, in furtherance of the activities hereunder or thereof.
SUBRECIPIENT's obligations and responsibilities set forth in this paragraph "XI.
REVERSION OF ASSETS," and in paragraph "XII. TERMINATION" and other requirements
pertaining to program income shall not be affected by the termination of this Agreement and shall
survive the date of termination of this Agreement for such period of time as CITY and/or HUD
deems necessary for the responsibilities, duties and obligations to be performed and completed to
the satisfaction of CITY and HUD.
XII. TERMINATION
A. This Agreement may be terminated on thirty (30) days' written notice by either
party. In the event of such termination, SUBRECIPIENT shall only be entitled to reimbursement
for approved expenses incurred to the effective date oftermination.
B. This Agreement may be suspended or terminated by CITY upon five (5) days'
written notice for violation by SUBRECIPIENT of Federal Laws governing the use of Community
Development Block Grant Funds. In the event of such suspension or termination, SUBRECIPIENT
shall only be entitled to reimbursement for approved expenses incurred up to the effective date of
suspension or termination.
C. Pursuant to 24 CFR 85.43, in the event SUBRECIPIENT defaults by failing to fulfill
all or any of its obligations hereunder, CITY may declare a default and termination of this
Agreement by written notice to SUBRECIPIENT, which default and termination shall be effective
on a date stated in the notice which is to be not less than ten (10) days after certified mailing or
personal service of such notice, unless such default is cured before the effective date of termination
stated in such notice. If terminated for cause, CITY shall be relieved of further liability or
responsibility under this Agreement, or as a result of the termination thereof, including the payment
of money, except for payment for approved expenses incurred for services satisfactorily and timely
performed prior to the mailing or service of the notice of termination, and except for reimbursement
of (1) any payments made for services not subsequently performed in a timely and satisfactory
manner, and (2) costs incurred by CITY in obtaining substitute performance.
D. The grant of funds under this Agreement may be terminated for convenience in
accordance with 24 CFR 85.44.
E. In the event this Agreement is terminated as set forth in subparagraphs XII.A.
through XII.D., inclusive, SUBRECIPIENT agrees to immediately return to CITY upon CITY's
demand and prior to any adjudication of SUBRECIPIENT's rights, any and all funds not used, and
to comply with paragraph "XI. REVERSION OF ASSETS" of this Agreement.
12
'-'
"oJ
7/6/01LS
XIII. LIMITATION OF FUNDS
The United States of America, through HUD, may in the future place programmatic or fiscal
limitations on the use of CDBG funds which limitations are not presently anticipated. Accordingly,
CITY reserves the right to revise this Agreement in order to take account of actions affecting HUD
program funding. In the event of funding reduction, CITY may, in its sole and absolute discretion,
reduce the budget of this Agreement as a whole or as to costs category, may lirnit the rate of
SUBRECIPIENT's authority to commit and spend funds, or may restrict SUBRECIPIENT's use of
both its uncommitted and its unspent funds. Where HUD has directed or requested CITY to
implement a reduction in funding, in whole or as to a cost category, with respect to funding for this
Agreement, CITY's City Manager or delegate is authorized to act for CITY in implementing and
effecting such a reduction and in revising, modifying, or amending the Agreement for such
purposes. Where CITY has reasonable grounds to question SUBRECIPIENT's fiscal
accountability, financial soundness, or compliance with this Agreement, CITY may suspend the
operation of this Agreement for up to sixty (60) days upon five (5) days written notice to
SUBRECIPIENT of its intention to so act, pending an audit or other resolution of such questions.
In no event, however, shall any revisions made by CITY affect expenditures and legally binding
commitments made by SUBRECIPIENT before it received notice of such revision, provided that
such amounts have been committed in good faith and are otherwise allowable and that such
commitments are consistent with HUD cash withdrawal guidelines.
XIV. EXCLUSIVITY AND AMENDMENT OF AGREEMENT
This Agreement supersedes any and all other agreements, either oral or in writing, between
the parties hereto with respect to the use of CITY's CDBG funds by SUBRECIPIENT and contains
all the covenants and agreements between the parties with respect to such employment in any
manner whatsoever. Each party to this Agreement acknowledges that no representations,
inducements, promises or agreements, orally or otherwise, have been made by any party, or anyone
acting on behalf of any party, which are not embodied herein, and that no other agreement or
amendment hereto shall be effective unless executed in writing and signed by both CITY and
SUBRECIPIENT.
XV. LAWS GOVERNING TillS AGREEMENT
This Agreement shall be governed by and construed in accordance with the laws of the State
of California, and all applicable federal laws and regulations.
XVI. VALIDITY
The invalidity in whole or in part of any provision of this Agreement shall not void or affect
the validity of any other provision of this Agreement.
13
.....,
-..J
7/6/0ILS
XVII. MISCELLANEOUS PROVISIONS
a. Each undersigned represents and warrants that its signature hereinbelow has the power,
authority and right to bind their respective parties to each of the terms of this Agreement, and shall
indemnifY CITY fully, including reasonable costs and attorney's fees, for any injuries or damages to
CITY in the event that such authority or power is not, in fact, held by the signatory or is withdrawn.
b. All Exhibits and Attachments referenced herein and attached hereto shall be incorporated
as if fully set forth in the body of this Agreement.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the last date and
year written below.
DATED:
q-tf5~O L
CITY OF SANTA ANA
~~
~~/
AVID . REAM
City Manager
/ATIEST' L
--C2, ~\~ '-L
PATRICIAE.HEALY r
Clerk of the Council
APPROVED AS TO FORM:
i1k~~
P JOSEPH W. FLETCHER
City Attorney
SUBRECIPIENT:
DATE:
g~~r
Title:
Tax ID:
14
~
...,./
VI.
GOALS AND OBJECTIVES/
IMPLEMENTATION STRATEGY
In the space below, please list the primary goals and objectives for your program. Prollide
projected numbers of Santa Ana residents to be ser.ed, and the kinds of services they would
receive if your program is funded. Also describe the specific actions and tasks th?~ \',Quid be
performed on a day-to-day basis to achieve these goals.
See Appendix A for examples. .
GOAL:
Provide crisis intervention, information/referral, and listening to the community
from 8:00a.m. to 12 midnight, days per week. The populations to be served are
the lower income and at risk families, individuals, elderly, and youth of Santa Ana.
Obiectives:
1. Increase calls from Santa Ana in 2002-03 by 10%, which will be 2,335.
Task/Action:
. Market our service using brochures, handouts, flyers, posters, and public service
announcements. We wiD distribute these materials to public locations, schools,
physicians offices, and agencies. We will develop specific target campaigns to
promote understanding and knowledge of our services within the low and
moderate income areas of Santa Ana.
. All calls will be logged, maintaining statistics for age, gender, city, ethnicity,
income, type of call and resolution. Reports will be provided on.a monthly basis
to our Board of Directors and on a quarterly basis to the City of Santa Ana.
2. Provide at least 2 listeners per shift, vacation coverage and emergency resources.
Task/Action:
. Conduct four training session in 2002-03 resulting in 70 new listeners.
3. Maintain the currency of our information and referral data base to provide our
callers with up to date information regarding shelters, housing, financial
assistance and other related issues.
Task/Action:
. Update our information and referral data base on a monthly basis.
GOAL:
Provide an outreach service, the Good Neighbor Line, to those who are homebound
due age, illness or disability; utilizing trained volunteers to call on a regular basis
and maintain emergency contacts, ifneeded.
Obiectives:
1. Increase clients from Santa Ana by 5% in 2002-03, which will be 120.
T ask/Action:
. Market GNL through service agencies, churches, hospitals and senior centers.
2. Provide trained volunteers, vacation coverage and an emergency resources.
Task/Action:
. Continue to train volunteers through our quarterly training programs.
~
EXfflB I'r A
ATTACHMENT #4
'riI.3 PROPOSED BUDGET '-'
HOTLINE OF SOUTHERN CALIFORNIA
FY 2002-2003
INCOME:
United.Way
CDBG Funds (Santa Ana,Huntington Beach)
Fundraising
Contributions
Corp. & Found. Grants
Interest Income
$ 8,500.
$ 10,000.
$ 23,000.
$ 2,500.
$ 10,000.
$ 50.
I
TOTAL
EXPENDITURES:
Salaries/Benefits (Ex.Dir.)
Payroll Taxes
. Telephone
Insurance
Training (Vol. & Dir.)
Office Supplies
Office Equip. (lease/maint.)
Office Equip. (new/replace)
Marketing/Printing
Resource Materials
Postage
Licenses & Fee
Bank Charges
$54,050.
%FUNDED
TOTAL BY CDBG
$31,600. 11. 0%
2,500.
9,750. 15.0%
2,500.
2,500.
1,250.
850.
1,450.
550.
350.
350.
150.
250.
CDBG
$3,500.
1,500.
OTHER
$28,100.
2,500.
8,250.
2,500.
2,500.
1,250.
850.
1,450.
550.
350.
350.
150.
250.
r~
"-c-)
!
C)
~ TOTALS:
~
"
$54,050. 9.25%
$5,000.
Reviewed and approved by the Executive Committee 09/19/01
tXHtl3lr g
$49,050.
( )
,r . < ~" -"';':~",t:(~~,~.I~~~?~;'n~
~
....,
Certification Regarding Lobbying
Certification for Contracts. Grants. Loans. and Coooerative Agreements
The undersigned certifies, to the best of his or her knowledge and belief, that:
(I) .No Federal appropriated funds have been paid or will be paid, by or on b~half of the
undersigned, to any person for influencing or attempting to influence an officer or
employee of any agency, a Member of Congress, an officer or employee of Congress, or
an employee of a Member of Congress in connection with the awarding of any Federal
contract, the making of any cooperative agreement, and the extension, continuation,
renewal, amendment, or modification of any Federal contact, grant, loan or cooperative
agreement.
(2) If any funds other than Federal appropriated funds have been paid or will be paid to
any person for influencing or attempting to influence an officer or employee of any
agency, a Member of Congress, an officer or employee of Congress, or an employee of a
Member of Congress in connection with this Federal contract, grant, loan, or cooperative
agreement, the undersigned shall complete and submit Standard Form-LLL, "Disclosure
Form to Report Lobbying," in accordance with its instructions.
(3) The undersigned shall require that the language of this CGrtification be included in the
award documents for all subawards at all tiers (including subcontract, subgrants, and
contracts under grants, loans, and cooperative agreements) and that all subrecipients shall
certify and disclose accordingly.
This certification is a material representation of fact upon which reliance was placed
when this transaction was made or entered into. Submission of this certification is a
prerequisite for making or entering into this transaction imposed by Section 1352, Title
31, U. S. Code. Any person who fails to file the required certification shall be subject to
a civil penalty of not less than $10,000 and not more than $100,000 for each such failure.
dTl./NE ~ S2teT#EA?AJ ~...."Z:),~.t//A
GranteelContactor Organization
;:,{r,/~€
Program Title
.
EXHIBIT C
Page 1 of2
.'. "--':' .". ~...., -,....~...,'.~.,~"~,'.,!~,,..~
. ....
'-
...,
SUBRECIPIENT warrants the following:
1. SUBRECIPIENT will comply with Public Law 88-352, Title VI of the Civil Rights
Act of 1964 (42 U. S. C. section 2000 et seq.) and implementing regulation in 24 CFR
Part 1.
:4. 1'!:o,person in the United States shall on the ground of race, color, religion, l}ational
origii1;or sex, be excluded from participation in, or be denied the benefits of, or be
subjected to discrimination under any program or activity funded in whole or in part with
community development funds made available pursuant to the ACT.
3. All laborers and mechanics, employed by contractors or subcontractors in the
performance of construction work financed in whole or in part with community
development funds shall be paid wages at rates not less than those prevailing on similar
construction in the locality as determined in accordance with the Davis-Bacon Act, as
amended, 40 U. S. C. Sections 276 a 1-5, except for individuals who perform services for
which they volunteered; do not receive compensation for such services; or are paid
expenses, reasonable benefits, or a nominal fee for such services; and are not otherwise
employed at any time in construction work.
4. SUBRECIPIENT will comply with all Federal statutes applicable to projects funded
with community development funds, except that (a) SUBRECIPIENT does not assume
CITY'S environmental responsibilities described at 24 CFR 570.604; and (b)
SUBRECIPIENT does not assume CITY'S responsibility for initiating the review process
under Executive Order 12372.
EXHIBIT C
Page 2 of2
'-' ..."
Disclosure of lobbying Activities
Approved by OMS 0348-0046
Complete this form to disclose lobbying activities pursuant to 31 U.S.C. 1352
(See reverse side for Instructions and Public Reporting burden statement)
1. Type of Federal Action 2. Status of Federal Action 3. Report Type
08. contract D a. bid/offer/application D a. initial filing
b. grant b. initial award b. material change
c. cooperative agreement c. post-award For Material Change Only
d. loan year (yyyy) quarter ___
e. loan guarantee
f. loan insurance date of last report (mm/dd/yyy)') -
4. Name and Addresstof Reporting Entity 5. If Reporting Entity In No.4 Is Subawardee. enter Name and Address
DPrime o Subawardee Tier . if known: of Prime
Congressional District, if known Congressional District, if known
6. Federal Department/Agency 7. Federal Program Name/Description
-
CFDA Number. if applicable
8. Federal Action Number, If known 9. Award Amount. If known
$
10a. Name and Address of lobbying Registrant b. Individuals Performing Services (IOC/uding address If different from No. 10a.)
(if individual. last name, first name, MI) (last name, first name. MI)
$
(attach continuation sheet(s) if necessary)
13. Type of Payment (check alllhat apply)
o a. retainer
o b. one.time fee
o c. commission
o d. contingent fee
D e. deferred
o f. other (specify)
Brief Description of Services Performed or to be Performed and Date(s) of Service, Including officer(s), employee(s), or Member(s) contacted.
for Payment Indicated in Item 11
actual
planned
11. Amount of Payment (check ell that apply)
12. Form of Payment (check alllhat apply)
Da
Db.
cash
in-kind; specify: nature
value
14.
(attach continuation sheet's) if necessary)
15. Continuation sheets attached DYes D No
16. Information requested through this form is authorized by Sec.319,
Pub. L. 101-121, 103 Stat. 750, as amended by sec. 10; Pub. L. 104- Signature
65. Stat. 700 (31 U.S.C. 1352). This disclosure of lobbying activities
is a material representation of fact upon which reliance was placed Print Name
by the above when this transaction was made or entered into. This
disclosure is required pursuant to 31 U.S.C. 1352. This information Title
will be reported to the Congress semiannually and will be available
for pubiic inspection. Any person who fails to file the required Telephone No.
disclosure shall be subject to a civil penalty of not iess than $10,000
and not more than $100,000 for each such faiiure. Date (mm/ddlyyyy)
Federal1Jse'Only:
Authorized for Local Reproduction
Standard Form-LLl (7/97)
.
A-,JDOJ ~/~i:'J'l)
,
ijClA'?DN CERTIFI~TE OF LIABILITY INS~'NCE I 0A11I pIIMlOI'IY)
12-05-02 .
PRODUCER )"HIS CER11FICATE IS ISSUED AS A MATTER OF INFORMA110N
S.D. HINES INS. SVS. , INC. ONLY AND CONFERS NO RIGHTS UPON THE CER11F1CATE
HOLDER. THIS CER11F1CATE DOES NOT AMEND, EXTEND OR
3580 E. PACIFIC COAST HWY #8 ALTER THE COVERAGE AFFORDED BY THE POUCIES BELOW.
LONG BEACH CA 90804
INSURERS AFFORDING COVERAGE
t(SURED INSURER A:. PHILADELPHIA INDEMNITY INS. CO.
HOTLINE OF SOUTHERN CALIFORNIA INSURER B:
INSURER C:
P.O. BOX 32
LOS ALAMITOS, CA 90720 INSURER 0:
INSURER E:
COVERAGES
THE POUCIES Of INSURANCE USTED BElOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POUCY PERIOD INDICATED. NOTWITHSTANOING
ANY REOUIREMENT. TERM OR CONDITION Of ANY CONTRACT OR OTHER OOCUMENT WITH RESPECT TO WHICH THIS CERTlRCATE MAY BE ISSUED OR
MAY PERTAIN. THE INSURANCE AFFORDED BY THE POUCIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS. EXCWSIONS ANO CONOITIONS Of SUCH
POUCIES. AGGREGATE UMITS SHOWN MAY HAVE BEEN REOUCED BY PAlO CWMS.
':'~ TYJi'f OF INSURANCE POUCY HUMBER rg~Y EFF'fCTlVE ~'ffJ EXPIR.tTlON UMlT1
GOlERAL UAB1lJT"'l" EACH OCCURRENCE .1,000,000
A X- COMMEAcw... GENERAl.. l.IA8ll.fTY FIRE OAMAGE (My one fire) . 100,000
I ClAJMS MAD€ ~ OCCUR PHK037300 11-26-02 11-26-03 MED DP (My OM perlOll) .5 000
PERSONAl.. & MJI/ \tUJR'Y .1 oon 000
GENERAl.. AGGREGATE ".000.000
~~ AOGFEnl~IT 717 PRODUCTS. COMPJOP AGO ., .nnn .nnn
po"/Cy ~8i LOC
~MOBI...E UABI..ITV COMBINED SINGlE L.J.lrT .
"" AUTO (Ea acc~n~
-
- AU O~ED .wTOS BCDLY IN.AJAY
(fIllplCm) .
- SCHEDUlED AJJTOS
- HIRED AUTOS BOOIl Y IN.JJAY
(Per accldenO .
N~EO AUTOS
- ..
- PROPERlY DAMAGE .
(fItr .cc1d.~
~~"E umm '. AUTO OM.Y . EA ACCIDENT .
AN'( AUTO OTHER THAN EA ACe .
AUTO ONLY: "'" .
EXCESS UABD.1TY EACH OCCU~CE .
::J- OCCUR 0 ClAJMS t.WlE AQGREGATE .
.
--,
10'- .
, APPROVED AS TI I:m': ;
WORKERS COMPENSATION AND ",.(J ri/ '/~ STA
EMPlOYERS' WBIUTY
f/ ;..4tee EL EACH ACCIDENT .
Laura Sheedy EL DISEASE. EA EMPlOYEE .
I R'. . EL DISEASE. POliCY LIMIT .
OTHEII -,
OESCRIPllON OF OPERATlONSILOCATlONSlVEHICL.E.SlEXCLUSIONS ADDED BY ENDORSEMENT/SPECIAL PROV1SK>NS
THE CITY OF SANTA ANA IS NAMED AS ADDITIONAL INSURED PER ATTACHED
ENDORSEMENT
CER11F1CATE HOLDER I \ AocmoNAl ~SURED; INSURER LETTER: CANCELLA110N
SHOULD ANY Of 'T1i! A.OVE DESCRIBED POUCIU IE CANCEU.ED BEFORE THE EXPRA T10N
CITY OF SANTA ANA DATE 'T1iEREOII, THE II8UIHa INSURER WLL l!Kdlll'iO&:XI>MAL ~ DAYS WRIT1'D4
COMMUNITY DEVELOPMENT NOTleE TO 'T1iE CERTIFICATE HOLDER NAMED TO 'T1iIE LDT,~'flljRl:r~~
AGENCY M-25 X_:ilQ{IIIIlI<I(WUIlO"_IIro(JlIK4IIK_}QllPIt>>l'tj!lfllllm~~x
P.O. BOX 1988 ~/h~JA'AL.f
SANTA ANA, CA 92702-1988
.
,
ACORD 25-S 7/9 I OACORD CORPORA110N 1~
( 7)
. . 9ltC 05 2002 2. 59p\"'! PH I LADELPH I f;l I fiS- ,..,495821425
A DEC-eS-2ee2 11:2S'~ S D HINES JHaURANCE ~62~9T.Te9
......... ..., 11I.J1L.J/-c. .::lU. \;ALLr.
p.3
.
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P.e.a:
PAGf; 62
ADDITIONAL INSURED ENDORSEMENT
Insurance Company PIl1L1\DELPHlb U~DEJotNITyrNS. co.
This endorllBmant modIn" such Insurance IS ill eflomel by lh, Provision. of Po/jcy
"PHI<OJ7300 rela~ng 10 Ih,ICIIl;)Wlng: .
1. The City of Santa AI1a, 20 Clv!o Cffner Plaza, Sanla J.na, California li2701 i
b orflcers, 9mployeu, agents 8nd repr...ntatives er. named IS additlonal Insureds
('additlonal InSuredl') ~th rrlglrd to Illbllty unci defense ~ suits ar(slng from the
operations and uses ptrlormlld by or on behalf of lI1e named inSured.
2. With rllpecc to c:Ialms arising cUI af tie operations and uses perfocme<l by
or on behalf 01 the named Insured, such h'*'rlll'll:' as Is affOrded by t/\1I poHcy Is primary
end II IlClt eddlllanal 10 or oonltibf.Alno with illY other insurance owrkld by or for th.
b'nefil of the Iddlllona/lnaurodl.
3. ThlllnlllM'anoe Ilpplles ItplIr'llely to filch h3urecl egslrGt whQm a.lm i$
mad, or ault Is brougl'lt Il(Cllpt WIth respect to 1t\e company" Amlts of IIlbirrty, The.
inclu.lon Of e.n~"petacn or orgll1[zaUon .anlnllutld 'hili not alfllCl tIly right Whloh euc:h
perBOn or otgen/Zation would have as a clalmant l not so Included.
04. WltI1 retPect 10 !he .ddlllonallnltJreQI, ~s fnaurlll1Cl ahl1J not be cancelled,
or maltridy reducod k'I COvtrege l)r Urnlt, IIXOllpl ene, '/hlrty (30) days wrttlsn nodc:e hiS
been glwn to (he CIty of StI:rta Ana, 20 Clllle CGnllr PlIta, Satlla Ant, ,Cellfornla 82701.
(Completion of \he following, InOIUc:llflg countersignature, Is required to mike thl.
endoretment effective.) ,.
e".ctlve 12;,~.02.._ ....._...___, thle endOl'llementform esa plrt of
PollcV If PliK037JOO
luued 10 HOTLINE OF SOUT/lERN CALIFORNIA
Named Insured
.~. fA
CountersIgned by --0 '~1 I.:. .(.
II"/S- )01-
L _
APPROVED AS TO FORM
~lP-t~
ura Sheedy
Deputy City Attorney
ElIIl16lT 0
ACORD~ CERTIFICA
DATE (MMlDDIYY)
02-12-02
THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION
ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE
HOLDER. THIS CERTIFICATE DOES NOT AMEND, EXTEND OR
ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW.
CE
o l{Lf -I (c
PRODUCEA
S.D. HINES INS.
3580 E. Pacific
Long Beach
SVS ., INC.
Coast Hwy #8
CA 90804
INSURERS AFFORDING COVERAGE
INSURED
INSURER ~ PHILADELPHIA INDEMNITY INS. CO.
HOTLINE OF SOUTHERN CALIFORNIA
P.O. BOX 32
LOS ALAMITOS, CA 90720
INSURER B:
INSURER c:
INSURER 0:
i INSURER E:
COVERAGES
THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING
ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR
MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH
POLICIES. AGGREGATE LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. ;
I~~ TYPE OF INSURANCE POlICY NUMBER ~A~~ EFFECTIVE '%~ ,':=:~W,N UMrrs I
I
GENERAL UABIUTY PHPK015656 11-26-01 11-26-02 EACH OCCURRENCE .1 000,000
A IT!" COMMERCIAL GENERAL LIABILITY FIRE DAMAGE (Anyone fire} .100,000 I
I ClAlMS MADE W OCCUR MEO EXP (Anyone peroon) .5,000 I
PERSONA!. & AD',' INJURY .1,000,000 ,
f--
GENERAL AGGREGATE .1,000 000
c- .1,000,000
n'L AGGAEn LIMIT APPnER: PRODUCTS. COMP/Of' AGG I
POLICY ~ Loe ,
~TOMOBILE UABIUTY COMBINED SINGLE LIMIT .
ANVAUTO (Ea accidenl) I
~
ALL OWNED AUTOS
- BCOIL Y INJURY .
SCHEDULED AUTOS (Per person) I
~ !
- HIRED AUTOS BCOIL Y IN.AJRY
(Per accident) .
f-- NON-OWNED AUTOS I
i
f-- PROPERTY D.AMAGE .
I (Peraccidenl)
RAGE UABIUTY AUTO ONLY. EA ACCIDENT .
Am AUTO OTHER THAN EA ACC .
AUTO ONLY: AGG .
EXCESS L1ABIUTY TO FOR M EACH OCCURRENCE .
0- OCCUR D CLAIMS MADE APPROVED !,S AGGREGATE .
~;!i/n/b .
R DEDUCTIBLE iT I .
-
RETENTlON . .
WORKERS COMPENSAllON AND Laura ,now' rney I T~~yS[fMT}t~ 110m-
EMPLOYERS' UABIUTY Deputy City AU EL EACH ACCIDENT .
EL DISEASE. EA EMPLOYEE .
EL DISEASE. POLICY LIMIT .
OTHER
DESCRIPTJON OF OPEAAnDNSlLOCA11ONSlVEHICLES/EXCLUSIONS ADDED BY ENDORSEMENT/SPECIAL PROVISIONS
THE CITY OF SANTA ANA IS NAMED AS ADDITIONAL INSURED PER ATTACHED
ENDORSEMENT
CERTIFICATE HOLDER ! I ADDITIONAL INSURED; INSURER LEITER: CANCELLATION
CITY OF SANTA ANA SHOULD ANY OF THE ABOVE DESCRIBED POUCIES BE CANCELLED BEFORE THE EXPIRATION
COMMUNITY DEVELOPMENT DATE THEREOF, THE ISSUING INSURER WILL HDE>>'JlIKtG MAIL ~ DAYS WRITTEN
AGENCY M-25 NOncE TO THE CERTIFICATE HOLDER NAMED TO THE LEFT.lllX~)Q}I9()[l:KQ(.K1X
P.O. BOX 1988 _"O::l>I!J4otRQlllOK IWI\!KIXJllX4liX_lOfOKJllXJG5alllXllIX-.KlKGIlX
SANTA ANA, CA 92702-1988 _MJlIR--
I AUTHOR=;;r~X ~^-/
ACORD 25-S (7/97)
@ACORD CORPORATION 1988
FEr 07 2002 10:10AM
HP LASERJET 3200
T~No.5629850046
,-'~"' " . .,... f ~
',J .
F'-f. 4,02 15:38
.iJILIi'I[ SO"0'..1I:. .
F.e:
No .006 P.03/1)4
UNITED BROKERS, INC.
PtV:.L n~'
AODlTlor-tAL lNSUHED I::NDC.,lRSCMENT
-III !JUr iHlCO Comp any ..R!!IJ!UJ~PBD\ .1!ID~,,!.!.Ip~~. 'en.. ____
This enrlorsnmell{ mCldlfle:l such Insurance <15 Is arrorded by the provinionl:> of Polic)'
II. 'PHPKOl5656-..- IIllatil1%l to ttle foll~)wll1g; -
'I. 111e City of SelLIn Ani.!, 20 Civic CElI1lEr .'Ivza, ::janta Ana, Calitornin 92/01;
it:l officem, UJllploj'06S. agl~lts nnd ropre~ElntallVo;s era r1ilmecl 8S additional Insurl;Jds
('<ldtiitionol Im;\.lreds') wIth reg<lrd to llabiHly and dlJfenso of suils arlslnc from tho
oper;.IINI$ and u~'()s plJrlorme,d by or on hah:aU or thO named insured.
2. WillI rospect to claims arising u\.11 01 'the operations llnd 1.15e5 performod by
or ofll.>ohalf of the rlnmecJ iosUfeel. suetl insur~In::e. us is arlerded by this polic;;y 15 primary
. {1m] Is nol addilionel to or contrlb4;tinn wilh lilllY olher inf1l1nmce carrlod by or for tho
Lormlit of tile additiollflllnsurods. .
:'1, 'I hiS Insurance l~ppl1e!;; sE'p....e.tely tel ODell Ulsurc:d against whom cl21irn it.
~tI(I('l'\ or nult Is. IJrOlJghl eXc()pl wlll1 respect te, tho ctlltlpclny's "mIls ()( liaLJility. The
1I1c1ur.lon of ClflY pe.'mon or orQant.;~ntlon E\S an hlSuled flhall not affel.,'1: any rig! 1\ which such
porsOI1 or orgMization would hnve as l.l claimant if not so Ine~l)ded. .
4. WlUl rQSpect to tile llddltlonallnsun~ds, this Insutunce she.!l not be C21lcallcd,
or materially roducod in coverago Qr IImlls except after tlllrty (3el) days wrJlIan noUce has
bean glvcn \0 the CIty of SMm Ana, 20 Civic Canter Plaza, Snnta Ana,.California 92701.
(Completion of tllo follOWing, IIr1cludlllg OOl.ll\terslSlni!tl1~'s-. Is required to rnak~ this
endorsement etflJctlvO.)
Effective
Q:i/22/ 20ll2..
. .
, this Illldor!.iernont lonn ~~ a piH1 o(
-- <.-.-
POlicy # PHPK015656
,-- ".--.' ~-_.
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Issuatl \0 11Ol'LINE or' SOIJI'HERN CALIFORNIA
.. -. ---n a mCtfiri t'ltralf'" ..- ....--.,
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Cotlf.lter:;rYfled by'_.__. J /'::..~~~f.:::-~~(~ II>' -:-'
tXHll.lI.r tJ
FFB 07 2002 10:10AM HP LASERJET 3200
1".3
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MIDTERM CHANGE DOCUMI:NT
POLICY NO. PHPK015656
PHILADELPHIA INDEMNITY IN"~ICE ~2::I:_
NAMED INSURED HOTLINE OF SOUTHERN CltLIFORNIA
MAILING ADDRESSP. O. BOX 32
LOS ALAMITOS, CA
90"120
POLICY PERIOD: From 11/26/2001 1,.11/26/200.2
12:01 A.M. Standard Time at your mailing address sl10wn above.
at
CHANGE EFFECTIVE 03/22/2002
CHANG.EJL.J) 0 0 0 3
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DESCRIPTION
IN CONSIDERATION OF THE PRElIlIUr-l REFLECTED, THE
FOLl,OHING CHANGES HAVE BEEN MADE:
THE CITY OF SAN"TA ANA IS INCL'JDED AS AN ADDITIONAL
INSURED AS RESPECTS THE ATTACHED .Ml\NUSCRIPT SPECIAL
ENDORSEMENT PERTAINING TO:
GENERAL LIABILITY
BUT ONLY IN CONNECTION WITH THE OPERATIONS OF THE
NAMED INSURED.
WITH REGARDS TO CASINO NIGHT BEING HEl,D 3/22/2002
BY THE NAMED INSURED. THE CITY OF SANTA ANA WITH
RESPECTS TO THE SPECIAJJ EVENT, CASINO NIGHT TO BE
HELD 3/22/02, WILL BE HELD HARJl1LESS EXCEPT IN THE
CASE OF WILLFUL MISCONDUCT OR GROSS NEGLIGENCY BY THE
ADDITIONAlJ INSURED.
NOTICES TO BE SENT TO:
THE CITY OF SANTA ANA, COMMlJNITY DEVEl,OPM&'lT AGENCY
M-25
P.O. BOX 19BB
SAN'l'^l\Nl\, ell. 92702~1988
P#631708
Total Annual
Addilional/Return Premium $
-~t~I~~ '
? I di~1~'Return Premium $
BY ._l_.-Un i /J .
U~rize
COUNTERSIGNED 02/07/2002
(Date)
REGGRY
'-'
fJr - z-CXJ.,)- - I oS- -.;:LO
CIlooooiIFICATE HOLDER COpy
.
STATE P.O. BOX 420807, SAN FRANCISCO, CA 94142-0807
COMPENSATION
INSURANCE
FU N 0 CERTIFICATE OF WORKERS' COMPENSATION INSURANCE
APRIL 18, 2002
GROUP:
POLICY NUMBER: 1332857-2002
CERTIFICATE 10: 1
CERTIFICATE EXPIRES: 03-01-2003
03-01-2002/03-01-2003
CITY OF SANTA ANA
ATTN: LUCY FLORES
20 CIVIC CENTER PLAZA
SANTA ANA CA 92702
PO BOX 1988
This is to certify that we have issued a valid Worker's Compensation insurance policy in a form approved by the California
Insurance Commissioner to the employer named below for the policy period indicated.
This policy is not subject to cancellation by the Fund except upon 10 days advance written notice to the employer.
We will also give you 10 days advance notice should this policy be cancelled prior to its normal expiration.
This certificate of insurance is not an insurance policy and does not amend, extend or alter the coverage afforded by the
policies listed herein. Notwithstanding any requirement, term or condition of any contract or other document with
respect to which this certificate of insurance may be issued or may pertain, the insurance afforded by the policies
described herein is subject to all the terms, exclusions, and conditions, of such policies.
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PRESIDENT
AUTHORIZED REPRESENTATIVE
EMPLOYER'S LIABILITY LIMIT INCLUDING DEFENSE COSTS: $1,000,000 PER OCCURRENCE
APPROVED AS TO FORM
aura Shc;.:dy
Deputy City A torney.
EMPLOYER
HOTLINE OF SOUTHERN CALIFORNIA (A NON-PROFIT CORP.)
PO BOX 32
LOS ALAMITOS CA 90720
selF 10265 [EPF-UI: DB]
0~!~bIL8~L lS:33
5625947417
.......
HOTLINE SO. CALIF. PAGE 02
f+- - 200 d ~ iJO")_ 0
PO'!!!!fyHOLDER COPY
STATE P.O. 80)(420807, SAN FRANCISCO, CA 94142'()807
(:OM~.NMTlON
IN*U~"N(;:.
FU N 0 CERTIFICATE OF WORKERS' COMPENSATION INSURANCE
APRIL 18, 2002
GROUP;
POUCYNUMBER: 13"651.200'
CERTIFICATE 10: 1
CERTIFICATEEXPfRES: 03-0,.12003
03-01-200'/03-01~'003
,
CITY OF SJlNTA ANA
ATTN, LUCY FLORES
20 CIVIC CENTER PLAZA
SAlITA ANA CA 92702
PO BOX 1960
TIll. il; to cerllly that we have ItoS"eoJ a vafi~ Wol1<..... COmpensation insurance policy 10 a form apprnveC by tl18 California
Insurance Comrni8~icn&r to the employer named befow for the poliey period indi(:sled.
This policy Is not subjecl 10 cancallation by the Fund e><eopl upon 10 d"YS advano. writton nollce 10 the employa,.
We will 81"" give you 10 days advance ootllle sl10uld lt1is policy bD cancelled priorI<> its normaleJ<piratlon.
Thi. certificate of Inaurance is not an im.ranee policy snd does not emend, extend or _the cOverage allotdod by'tI1ie
polloi... \i9te<j h....iII. NolWhhsl8nding any ...quI...men~ term at condilion of ""Y mnIraot Of _ document w.h :.
nospecl to which !his ""rti~oate oIlneut'IlMe may be issulld Qf may per\aln, t~e Ineunlnce al'lorded by t~e policies .
d"",,"bed herein Is subject to all th" terms, ".oluGio09, and oondition.. Df ouoo policies.
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/ft... ~
I(~o- Lt.i_
PRESIDENT
AUrnORllEIl REPRESENTII llVE
EMPLOYER'S LIABrLrT~ LIMIT INCLODIN~ DEF~SB COSTS, $1,000,000 PER OCCURRENdE
E~~OY!JI
ROTLINE OF S=N CALIFORNIA (A NON-PROFIT CORP.)
PO BOX 32
LOS ALAMITOS CA 90720
SCIF 102" IEPF-UI: DIll