HomeMy WebLinkAbout75A - PH - PREPREQUEST FOR
COUNCIL ACTION
CITY COUNCIL MEETING DATE:
AUGUST 20, 2007
TITLE:
PUBLIC HEARING - CONTINUATION OF
THE PROACTIVE RENTAL ENFORCEMENT
PROGRAM (PREP)
i
CITY MANAGER
CLERK OF COUNCIL USE ONLY:
APPROVED
^ As Recommended
^ As Amended
^ Ordinance on 1~' Reading
^ Ordinance on 2ntl Reading
^ Implementing Resolution
^ Set Public Hearing For
CONTINUED TO
FILE NUMBER
RECOMMENDED ACTION
1. Approve an ordinance to extend the $17.50 per unit annual rental
inspection fee and extend the Proactive Rental Enforcement Program
(PREP) for four years.
2. Approve continuation of the Gold Seal Incentive Program and funding
to recognize exemplary rental properties.
DISCUSSION
The Proactive Rental Enforcement Program (PREP) was initially approved by
the City Council in 1992 in response to a study prepared by community
leaders. The study, entitled the "Mayor's Task Force on Neighborhood
Standards and Preservation", proposed establishing a systematic proactive
rental inspection program to address poorly maintained rental properties
that were negatively impacting the quality of life of tenants and
surrounding residents. After an extensive series of negotiations between
representatives from the City, the rental housing industry and the real
estate association, a program and operational guidelines were agreed
upon. The program was to be compliance driven versus punitive and would
sunset in December of 1999. Upon completion of inspections in several
designated neighborhoods and one round of city-wide inspections, the
program was twice renewed for four years, first in 1999 and later in
2003.
When the PREP program was initially approved, the rental housing industry
requested a provision be included that would reward rental owners who
have displayed exemplary maintenance and management practices, and who
have not created service demands from Community Preservation or the
Police Department. This provision was labeled the Gold Seal Incentive
Program. The primary benefit for rental owners who can successfully
complete a three stage qualification process and receive Gold Seal
recognition is an exemption from the annual $17.50 per unit fee for a
period of four years. Through 2006, three Gold Seal application periods
75A-1
Continuation of PREP
August 20, 2007
Page 2
have been held. The exemptions for rental owners currently participating
in the Gold Seal program are scheduled to sunset along with the PREP
program in December 2007. An early continuation of the program by the
City Council will allow time for a Gold Seal application period to be
conducted in 2007 and no break in rental fee exemptions for those that
can re-qualify. The present funding for the Gold Seal program is
$110,000, which provides for 6,285 units to receive exemptions from the
$17.50 per unit annual fee.
The primary concentration of the PREP inspections is on the exterior
maintenance of rental properties, such as poor landscaping, unsightly
paint, damaged fencing, illegal storage or inoperable vehicles. Should a
condition be observed that leads to suspicion of a more serious issue
being present on the property, or within the structure, a thorough
inspection is conducted. The PREP team also responds to all complaints
received by Community Preservation pertaining to rental properties
As awareness of the PREP program has grown, rental owners understand
their properties will be routinely surveyed. This has led to an
increasing number of owners regularly monitoring their properties and
correcting unsightly conditions as they may occur. Unfortunately,
another sizable number of rental owners still does not demonstrate
diligence in their management and lets their properties to repeatedly
regress into eyesores. These are the properties requiring continued
regular proactive inspections by the PREP staff. Each year, PREP
inspectors survey one-fourth of the City, using the Police reporting
districts as a guide. All rental housing in the quadrant is surveyed and
those with deficiencies are issued notices to correct the conditions.
The on-going challenge for PREP is to maintain improvements made in the
completed areas, while moving on to conduct inspections in the next
quadrant. Properties that rapidly deteriorate generate most of the
complaints received by the PREP staff.
Two notable achievements of the PREP program since inception are a
dramatic decrease in the number of complaints being received for rental
properties and a substantial financial reinvestment to upgrade Santa
Ana's rental housing. The percentage of complaints for rental properties
has dropped from 75~ in 1992 to 14~ in 2003. This is due to the
proactive nature of the program and inspectors addressing conditions on
the rental properties before the neighbors are compelled to file a
complaint. In terms of reinvestment, PREP inspections have been
responsible for in excess of $4 million dollars being put back into the
City's rental housing stock through 2006.
The PREP program has proven beneficial to Santa Ana by maintaining the
City's rental housing at an acceptable standard. The program receives
positive reviews from residents for the improved appearance of their
75A-2
Continuation of PREP
August 20, 2007
Page 3
neighborhoods and from the rental housing industry for abiding by the
approved guidelines and not generating complaints to their respective
associations. As both apartment associations will attest, there have
been very few complaints regarding PREP since inspections began in 1993.
Almost all the complaints received were from property owners who were
denied Gold Seal benefits. The owners had an opportunity to appeal their
denial to the Rental Housing Task Force, which could either uphold or
overturn the denial.
With proven success in reducing complaints received for rental
properties, noticeably improving the appearance of many rental properties
and maintaining continued support of the rental housing industry, the
Planning and Building Agency is requesting the extension of the PREP
program for another four year term to allow continued inspection of all
rental housing in the City. It is also requesting the authorization of
the required funding for the Gold Seal Incentive Program.
The Rental Housing Task Force has unanimously endorsed extending the PREP
program for another four years contingent upon no changes to program
guidelines, policies, or funding, and continuation of the Gold Seal
Incentive Program (Exhibit 1).
Environmental Impact
The PREP program is exempt from CEQA pursuant to Section 15061(b)(3) of
CEQA Guidelines in that it can be seen with certainty that extension of
the existing rental inspection program will have no possible significant
effect on the environment. Additionally, extension of the PREP program
is further exempted pursuant to the Class 21 Categorical Exemption,
Section 15321 of the CEQA Guidelines, which exempts enforcement actions
of regulatory agencies. Categorical Exemption No. ER 2007-123 has been..
adopted for this program.
FISCAL IMPACT
Funding for the Proactive Rental Enforcement Program is derived from a
$17.50 per unit per year fee for all rental units in Santa Ana. Annual
revenue is expected to be $454,160 with program costs anticipated to be
$641,923.92. The costs not funded by the PREP fee will be accounted for
in the Planning and Building Agency's operating budget.
APPROVED AS TO FUNDS AND ACCOUNTS:
M. Trevino ~~'rancisco Gutierrez
Executive Director Executive Director
Planning & Building Agency Finance & Management Services Agency~+'
DH:rb
rb/reports/PREP Cont Aug 2000
75A-3
RENTAL HOUSING TASK FORCE
PROACTIVE RENTAL ENFORCEMENT PROGRAM
July 18, 2007
Jay Trevino, Executive Director
Planning & Building Agency
City of Santa Ana
P. O. Box 1988, M-20
Santa Ana, CA. 92702
Re: PREP Program
Deaz Mr. Trevino:
This letter is to advise you that, at the June 26`h meeting of the Rental Housing Task
Force, of which I am Chairman, the members voted unanimously to endorse extension of
the PREP program for an additional four years through December 31, 2011.
Our endorsement is conditional with the understandinG that there will be no
chances to the current oaerational Guidelines, the fee structure or to availability of
the Gold Seal Incentive Program.
I represent the Apartment Association of Orange County and have been a member of the
Task Force since the inception of PREP in 1992. I have been pleased with the City of
Santa Ana's commitment to operating the program in complete compliance with the
originally approved policies and procedures. The other members and I look forward to
this cooperative working relationship continuing.
The Rental Housing Task Force is requesting the Santa Ana City Council to approve the
four yeaz extension of the PREP program with the understandings stated above.
Sincerely,
/~- l ~--
Ray Ma i, Chairman
Rental Housing Task Force
cc: Miguel Pulido, Mayor
Dave Ream, City Manager
EXHIBIT 1
75A-4
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N A A M Q/ 'k /-i ~ W~ -X
Jwf/lar 8.20.07
ORDINANCE NO. 2007-
AN ORDINANCE OF THE CITY COUNCIL OF THE CITY
OF SANTA ANA AMENDING SECTION 21-120r.1(a) OF
THE SANTA ANA MUNICIPAL CODE TO EXTEND THE
FEE CHARGED TO FINANCE THE CITY'S PROACTIVE
RENTAL ENFORCEMENT PROGRAM.
THE CITY COUNCIL OF THE CITY OF SANTA ANA HEREBY ORDAINS AS
FOLLOWS:
Section 1. The City Council hereby finds, determines and declares as follows:
A. In June of 1990 the Mayor's Task Force on Neighborhood Standards and
Preservation recommended the implementation of a mandatory inspection
program for all residential rental properties in the City of Santa Ana.
B. On July 19, 1992, representatives from the Planning and Building Agency
and various apartment associations met and reached agreement on the
Proposed Proactive Residential Enforcement Program.
C. The purpose of the proposed program was to promote public health,
safety and welfare through a proactive program of periodic and systematic
inspections of all residential rental properties in the City of Santa Ana.
D. The spirit of the proposed program was to promote environments in which
unsanitary conditions and life safety hazards are reduced for occupants of
residential rental properties and inspection would ensure that building
systems providing water, sewage disposal, heating and electricity are safe
and operational and encourage the residential rental industry to affect
repairs and conduct preventative building maintenance before deteriorated
conditions upon rental property reach gross proportions.
E. The adoption of the Proactive Rental Enforcement Program necessitated
increased staffing to focus enforcement efforts exclusively on the identified
proactive rental inspection areas.
Ordinance No. NS- _
Page 1 of 6
75A-6
F. The additional staff positions and operational costs were proposed to be
borne through the adoption of an annual inspection fee assessed to
members of the residential rental industry who voluntarily chose to engage
in the business of residential rentals.
G. All fees assessed under proposed program bear a direct correlation
between the amount of the fee and the actual cost of the services
provided. Therefore, all fees charged under the Proactive Rental
Enforcement Program are used only to pay for the administration,
enforcement, implementation and other services specifically related to
PREP.
H. The $17.50 per unit annual fee was proposed to cover only the cost of the
additional staff and operational costs associated with the Proactive Rental
Enforcement Program and would be used to fund only the cost of the
program and not on-going complaint-driven code enforcement activities.
The Program's focus shifted in 1999 to include complaint-drive code
enforcement activities related to rental housing.
In light of the fact that the Planning and Building Agency did not have the
necessary resources for the collection of the proposed inspection fee and
for the ease and convenience to the residential rental business industry,
the $17.50 surcharge fee was proposed to be collected with the business
license tax already paid by persons operating such a business on an
annual basis.
J. The proposed program provided for initial inspections of all residential
rental properties, unless exempted, within designated proactive rental
housing code enforcement areas; as well as, reinspection of each property
after completion of the initial inspection period.
K. On August 3, 1992, in response to the recommendation of the Mayoral
Task Force committee and to address the growing concerns of the
community regarding the deterioration of residential rental units in the City
as it related to issues of life, health and safety, the City Council of the City
of Santa Ana adopted an ordinance creating a $17.50 surcharge fee to
fund the cost of a residential rental inspection program.
L. The ordinance established a sunset date of December 31, 1999 for the
$17.50 fee to allow fora "seven year period to undertake the program and
evaluate its impact", thus "providing a time frame sufficient to fully monitor
[itsj results".
M. The ordinance also provided that any extension of the surcharge fee
beyond the sunset date would require further action by the City Council.
Ordinance No. NS- _ 2
Page 2 of 6
75A-7
N. On June 20, 1994, the City Council adopted Resolution No. 94-026, which
approved and adopted the "Gold Seal Incentive Program" whereby
particular residential properties or residential apartments may be certified
as having met standards of excellence in property maintenance and as
certified, would be exempted from payment of the surcharge fee for a
three-year period.
O. In October 1999, the City Council adopted Ordinance No. NS-2408 which
extended the PREP fee until December 31, 2003 based on a fee study.
P. This 1999 fee study reported that funding the cost of the required staff and
operational costs associated with the continuation of the Proactive Rental
Enforcement Program would amount to an estimated $608,410. The 2003
fee study for PREP reports an increase in required staff and operational
costs from $608,410 to $617,360.
O. In 1999, business license records indicated an inventory of 28,500 rental
units generating $498,750 in revenue. Business license records for
calendar year 2003 indicated an inventory of 27,231 rental units, 958 less
than in 1999 which, at $17.50 per unit, generated annual revenue of
$476,542.
R. From 1999 to 2003, the decrease of 958 rental units and increase in
staffing and operational costs created a further widening of the deficit
between program costs and revenue generated by the Rental Inspection
Fee.
S. To offset a percentage of the revenue versus costs deficit in the 1999
program budget, and given that inspection emphasis for the extension was
to be placed primarily on the exterior of the rental properties, PREP
staffing was reduced form six to five inspectors.
T. Staffing for the PREP program during the extension period of calendar
years 2004 through 2007 was reduced from five to four.
U. It is anticipated that, for the 2008-20011 extension, the Proactive Rental
Enforcement Program will generate $454,158.73 a year in revenue based
upon the $17.50 fee per unit and the estimated number of units
(approximately 25,951).
V. A fee study conducted for the calendar year 2006-2007, found that the
Proactive Rental Enforcement Program will cost the City of Santa Ana
$641,923.92 a year.
W. It is anticipated that the deficit for the Proactive Rental Enforcement
Program will be $187,765.19 a year for the extension period of 2008-2011.
Ordinance No. NS-_
Page 3 of 6
75A-8
Currently, the PREP program continues to have four inspectors and based
upon the revenue and costs projection, that is not expected to change.
X. Continuation of Proactive Rental Enforcement Program is essential to the
neighborhoods in Santa Ana to provide assurances that the rental housing
will not be allowed to revert to the condition which led to the initial
concerns for the implementation of an inspection program in 1992.
Y. Recurrent poor management by rental owners has become a challenge for
the Proactive Rental Enforcement Program inspectors in maintaining
improvements gained in the previous areas while conducting inspections
in the next neighborhood.
Z. In an effort to continue monitoring the results of the program, PREP will
continue for another four-year period, commencing on January 1, 2008
and will sunset on December 31, 2011, to allow for review of the program
Section 2. In accordance with the California Environmental Quality Act, the
recommended action is categorically exempt from further review per section 15321,
Class 21, as the project involves an enforcement action by a regulatory agency to allow
the continuation of an inspection program. A Categorical Exemption for Environmental
Review No. 2007-123 will be filed for this project.
Section 3. Section 21-120r.1 of the Santa Ana Municipal Code is hereby
amended, which amendment only extends the sunset clause currently in said section
from 2008 to 2011, to read in full as follows (deleted text in strikeout and added text in
bold are included for tracking purposes only):
Sec. 21-120r.1. Residential Rental Surcharge.
(a) Except as otherwise provided in subsection (b) of this section, the
business license tax for residential property rental and residential
apartment rental shall consist of the amount set forth in subsections (2)
and (3) of section 21-120r plus an annual surcharge of seventeen dollars
and fifty cents ($17.50) per each property rental unit or each apartment
rental unit. The surcharge hereby established shall be due and payable
and shall be paid at the same time and in the same manner that the
amount due under section 21-120r is due and payable. No business
license shall be issued unless the surcharge is paid. Penalties and interest
shall be assessed upon the total amount due and unpaid at the rate
specified in this chapter until such time as both the amount due under
section 21-120r and the surcharge due under this section are paid in full.
All provisions for the enforcement, collection and recovery of unpaid
business license taxes shall likewise apply to the enforcement, collection
and recovery of any unpaid surcharge. Notwithstanding any provision of
Ordinance No. NS- _ 4
Page 4 of 6
75A-9
this chapter to the contrary, the amount of the surcharge shall not change
except by amendment of this section. This section shall expire on, and be
of no further force or effect after December 31, 2092 2007.
(b) The city council may, by resolution, establish a program whereby
particular residential properties or residential apartments, licensed
pursuant to this chapter, may be certified as having met standards of
excellence in property maintenance. In such event, the executive director
of the planning and building agency shall be responsible for the
implementation of that program. Owners of property certified pursuant to
that program shall be exempt from the payment of the surcharge specified
in subsection (a) of this section for the three (3) tax years next succeeding
the time of such certification. The executive director of the planning and
building agency shall provide the executive director of the finance and
management services agency with listings of licensed properties certified
under this program, which shall be periodically updated to reflect changes.
The city council may provide for such financial limitations on the
exemptions to be granted from the surcharge as the city council deems
appropriate.
Section 4. If any section, subsection, sentence, clause, phrase or portion of this
ordinance is for any reason held to be invalid or unconstitutional by the decision of any
court of competent jurisdiction, such decision shall not affect the validity of the
remaining portions of this ordinance. The City Council of the City of Santa Ana hereby
declares that it would have adopted this ordinance and each section, subsection,
sentence, clause, phrase or portion thereof irrespective of the fact that anyone or more
sections, subsections, sentences, clauses, phrases, or portions be declared invalid or
unconstitutional.
Section 5. Neither the adoption of this ordinance nor the repeal hereby of any
ordinance shall in any manner affect the prosecution for violation of ordinances, which
violations were committed prior to the effective date hereof, nor be construed as
affecting any of the provisions of such ordinance relating to the collection of any such
license or penalty or the penal provision applicable to any violation thereof, nor to affect
the validity of any bond or cash deposit in lieu thereof, required to be posted, filed or
deposited pursuant to any ordinance and all rights and obligations there under
appertaining shall continue in full force and effect.
ADOPTED this day of
2007.
Miguel A. Pulido
Mayor
Ordinance No. NS-_
Page 5 of 6
75A-10
APPROVED AS TO FORM:
Joseph W. Fletcher, City Attorney
By:
Laura Rossini
Deputy City Attorney
AYES: Councilmembers
NOES: Councilmembers
ABSTAIN: Councilmembers
NOT PRESENT: Councilmembers
CERTIFICATE OF ATTESTATION AND ORIGINALITY
I, PATRICIA E. HEALY, Clerk of the Council, do hereby attest to and certify that the
attached Ordinance No. NS-XXX to be the original ordinance adopted by the City
Council of the City of Santa Ana on ,and that said ordinance was
published in accordance with the Charter of the City of Santa Ana.
Date:
Clerk of the Council
City of Santa Ana
Ordinance No. NS- _ 6
Page 6 of 6
75A-11
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