HomeMy WebLinkAbout2007-002 SAFA
JWF 8/13/07
RESOLUTION NO. SAFA- 2007-002
A RESOLUTION OF THE GOVERNING BOARD OF THE
SANTA ANA FINANCING AUTHORITY AUTHORIZING THE
EXECUTION AND DELIVERY BY THE AUTHORITY OF AN
INSTALLMENT SALE AGREEMENT AND A TRUST
AGREEMENT IN CONNECTION WITH THE EXECUTION
AND DELIVERY OF CITY OF SANTA ANA (COUNTY OF
ORANGE, CALIFORNIA) CERTIFICATES OF
PARTICIPATION (2007 GAS TAX SECURED LOCAL
STREET IMPROVEMENT PROJECT), AUTHORIZING THE
EXECUTION AND DELIVERY OF SUCH CERTIFICATES
IN AN AGGREGATE PRINCIPAL AMOUNT OF NOT TO
EXCEED $70,000,000 AND AUTHORIZING THE
EXECUTION OF NECESSARY DOCUMENTS AND
CERTIFICATES AND RELATED ACTIONS
BE IT RESOLVED BY THE GOVERNING BOARD OF THE SANTA ANA
FINANCING AUTHORITY AS FOLLOWS:
Section 1. The Governing Board of the Santa Ana Financing Authority hereby
finds, determines and declares as follows:
A. The Santa Ana Financing Authority (the "Authority") is empowered to
assist the City of Santa Ana (the "City") in financing certain public capital
improvements pursuant to Article 4 of Chapter 5 of Division 7 of Title 1 of
the Government Code of the State of California and pursuant to that
certain Joint Exercise of Powers Agreement by and between the City of
Santa Ana and the Community Redevelopment Agency of the City of
Santa Ana, dated August 1, 1993;
B. The City has determined to enter into a 2007 Installment Sale Agreement
with the Authority, in the form presented to this meeting (with such
changes, insertions and omissions as are made pursuant to this
Resolution, being referred to herein as the "Installment Sale Agreement")
in order to apply certain motor vehicle fuel tax revenues received by the
City to acquire certain public capital improvements consisting of street
resurfacing and related improvements (as more fully described in the
Installment Sale Agreement, the "Improvements") for the benefit of the
City in accordance with Article XIX, Section 1 of the California Constitution
(collectively, the "Street Improvement Project");
C. In order to provide for the delivery of the City of Santa Ana (County of
Orange, California) Certificates of Participation (2007 Gas Tax Secured
Local Street Improvement Project) (the "Certificates") and to establish and
declare the terms and conditions upon which the Certificates are to be
Resolution No. SAFA 2007-002
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executed and delivered and secured, the Authority proposes to enter into
a Trust Agreement with The Bank of New York Trust Company, N.A. (such
Trust Agreement, in the form presented to this meeting, with such
changes, insertions and omissions as are made pursuant to this
Resolution, being referred to herein as the "Trust Agreement");
D. The Authority and the City may determine that securing the timely
payment of the principal and interest evidenced by the Certificates by
obtaining a Certificate insurance policy with respect thereto could be
economically advantageous to the City;
E. The City is a member of the Authority and the Project is to be located within
the boundaries of the City;
F. The Governing Board has been presented with the form of each document
referred to herein relating to the financing contemplated hereby, and the
Board has examined and approved each document and desires to
authorize and direct the execution of such documents and the
consummation of such financing; and
G. All acts, conditions and things required by the laws of the State of
California to exist, to have happened and to have been performed
precedent to and in connection with the consummation of such refinancing
authorized hereby do exist, have happened and have been performed in
regular and due time, form and manner as required by law, and the
Authority is now duly authorized and empowered, pursuant to each and
every requirement of law, to consummate such refinancing for the
purpose, in the manner and upon the terms herein provided.
Section 2. All of the recitals herein contained are true and correct and the
Governing Board so finds.
Section 3. The form of the Installment Sale Agreement, on file with the
Secretary of the Authority, is hereby approved, and the Executive Director, the
Treasurer, the Authority Counsel, the Secretary and the Controller of the Authority (the
"Authorized Officers"), are each hereby authorized and directed, for and in the name
and on behalf of the Authority, to execute and deliver the Installment Sale Agreement in
substantially said form, with such changes, insertions and omissions therein as the
Authorized Officer executing the same may require or approve, such approval to be
conclusively evidenced by the execution and delivery thereof.
Section 4. The form of Trust Agreement, on file with the Secretary of the
Authority, is hereby approved, and the Authorized Officers are each hereby authorized
and directed, for and in the name and on behalf of the Authority, to execute and deliver
the Trust Agreement in substantially said form, with such changes, insertions and
omissions therein as the Authorized Officer executing the same may require or approve,
such approval to be conclusively evidenced by the execution and delivery thereof;
provided, however, that the aggregate amount of the Certificates shall not exceed
$70,000,000, the final maturity date of the Certificates shall be no later than January 1,
Resolution No. SAFA 2007-002
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2040 and the true interest cost applicable to the Certificates shall not exceed 6.00% per
annum and, provided, further, that such changes, insertions and omissions shall be
consistent with the terms of the Certificates as finally executed.
Section 5. The execution and delivery of not to exceed $70,000,000 aggregate
principal amount of the Certificates, in the principal amounts, bearing interest at the
rates and maturing on the dates as specified in the Trust Agreement as finally executed,
is hereby authorized and approved.
Section 6. The officers and agents of the Authority are hereby authorized and
directed, jointly and severally, to do any and all things which they may deem necessary
or advisable in order to consummate the transactions herein authorized and otherwise
to carry out, give effect to and comply with the terms and intent of this Resolution,
including, without limitation, negotiating the terms of an insurance policy and/or a
reserve surety bond to the extent such insurance and surety bond is determined to be
economically advantageous.
Section 7. All actions heretofore taken by the officers and agents of the
Authority with respect to the transactions set forth above are hereby approved,
confirmed and ratified.
Section 8. This Resolution shall take effect immediately upon its adoption by
the Governing Board, and the Secretary shall attest to and certify the vote adopting this
Resolution.
ADOPTED this 20th day of AUQust, 2007.
fPPROVE!~ A~~~;~
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JosEWh: fTetcner;-AfftlIOf~t.y Counsel
cl~c,JC, .
Miguel A. Pulido ~
Chairman U
AtyES: Councilmembers Alvarez, Benavides. Bustamante. Martinez.
Sarmiento. Tinaiero (6)
NOES: Councilmembers None (0)
ABSTAIN: Councilmembers None (0)
NOT PRESENT: Councilmembers Pulido (1)
Resolution No. SAFA 2007-002
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CERTIFICATE OF ATTESTATION AND ORIGINALITY
I, PATRICIA E. HEAL Y, Secretary of the Authority, do hereby attest to and certify the
attached Resolution No. SAFA 2007-002 be the original resolution adopt . by the
Governing Board of the Santa Ana Financing Authority on August 20,2007.
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Date:
9P y: r;
Secretary
Santa Ana Financing Authority
Resolution No. SAFA 2007-002
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