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HomeMy WebLinkAboutMETROPOLITAN WATER DISTRICT OF SOUTHERN CALIFORNIA (2) -2008N-2008-116 INSURANCE NOT REQUIRED t wOgK M~~ PROCEED CLERK OF COUNCIL DATE. c~-~o_08 v'~. ~'..~h~ wanks C>> 1 Owe. ~'~~~ 7~ AGREEIVIENT NO.91623 COPY FY zoa~-zo ~ s THE CITY OF SANTA ANA WATER CONSERVATION FUNDING AGREEMENT BETWEEN THE METROPOLITAN WATER DISTRICT OF SOUTHERN CALIFORNIA AND THE CITY OP SANTA ANA Santa Ana AgreementNo. 91b23 AGREEMENT NO. 91623 FY 2007-2015 THE CITY OF SANTA ANA WATER CONSERVATION FUNDING AGREEMENT BETWEEN THE METROPOLITAN WATER DIS'T'RICT OF SOUTHERN CALIFORNIA AND TTFE CITY OF SANTA ANA TABLE OP CON'T'ENTS Section I2ecitals ..................................:................................... Section 1: Project Description ............................................ Section 2: Agreement "['erm ................................................ Section 3: Agreement Administrators ................................. Section 4: Written Notice .................................................... Section 5: Responsibility and Ownership ........................... Sertinn Fi• Fnnr~ina Section 7: Installation Verification ...................................... Section 8: Invoicing Requirements ...................................... Section 9: Incentive Payment ............................................... Section l0: RateStmcture .................................................. Section I1: Other Terms.. Exhibits Pace ..........................................1 ........................................................2 ........................................................2 ......................................................2 5 ...................................5 ...................................7 Exhibit A: Metropolitan's Incentives Exhibit E HECW Agreement No. 4600004214 Exhibit B: Item Database Information Exlabit F: HECW Allocation Exhibit C: Conservation Credit Invoice Exhibit G: Supplemental Purchase Specification Exhibit D: WBIC Agreement No. Exhibit I-I: California Friendly Model Home Program 4600003098 Santa Ana i Agreement No. 91623 N-2008-116 IhSURANCi:. nOT REQ~IRED WORK MAY PROCEED CLERK Of COUNCIL "" DAT& AGREEMENT NO. 91623 FY 2007-2015 THE CITY OF SANTA ANA WATER CONSERVATION FUNDING AGREEMENT BETWEEN THE METROPOLITAN WATER DISTRICT OF SOUTHERN CALIFORNIA AND THE CITY OF SANTA ANA 'It!if~~~~~~EW;E,~.~~g~iii~~tya$jm:ii~~l~$.;~\Wtiit~~1{tf)),~~j)i,t~t~~w~q,~~, by and between The Metropolitan Water District of Southern California (Metropolitan) and the City of Santa Ana (Santa Ana). Metropolitan and Santa Ana may be collectively referred to as "Parties" and individually as "Party." Recitals A. Metropolitan, through its Conservation Credits Program (Program), assists member agencies in conserving water supplies. The Program was established per authorization detailed in Board Letter No. 7-7 in May 1990 and subsequent authorizations there after. Pursuant to those Board authorizations, Metropolitan established funding for a number of water conservation items shown in Exhibit A, which is attached hereto and incorporated herein by this reference; B. Santa Ana, a Metropolitan Member Agency, elects to participate in Metropolitan's Program to replace non-conserving items within its service area; C. Metropolitan expects, in the future, by addendum to this Agreement, to establish funding for additional water conservation items and to change some or all of the existing funding rates; D. Metropolitan has fiscal responsibility to manage its budget, and hence may have a need to limit availability of funds; E. Metropolitan actively pursues grants and other outside funding to increase the incentive funding amount per item and if obtained, allocates and passes these funds to its Member Agencies; and F. Metropolitan currently has several grants, with the Department of Water Resources (DWR), that are incorporated into this Agreement. The following Exhibits, which are attached hereto and incorporated herein by this reference, incorporate those grant agreements and allocations: Exhibit A-Metropolitan Incentives, Exhibit B-Database Information for Incentive Programs, Exhibit C-Conservation Credit Invoice, Exhibit D- Santa Ana I Agreement No. 91623 DWR Weather-Based Irrigation ControJler (WBIC) grant agreement, Exhibit E -DWR High-Efficiency Clothes Washer (HECW) grant agreement, and Exhibit F-Prop. 50 HECWallocation. G. As of July 1,2006, Metropolitan will only fund ultra-low flush toilets (ULFT's) that meet requirements in Exhibit G-Supplemental Purchase Specification (SPS). The SPS was developed by the Los Angeles Department of Water and Power to be used to establish a higher standard for ULFT's. Beginning January 1,2009 Metropolitan will cease funding for ULFTs and will only fund High-Efficiency Toilets (HETs). NOW, THEREFORE, in consideration of the promises and covenants hereinafter set forth, the Parties do agree as follows: Section 1: Proiect Description This Agreement combines several conservation programs into one agreement and provides incentives to Metropolitan's Member Agencies. Addendums to this agreement will be issued for changes involving Board approved items, grant funding, and changes to incentive programs including funding and incentive leve]s. Section 2: Agreement Term 2.1 Thi$~gr~~~~!1#Wiitjb~i~Wi:'<lq#Mff:Q\'fJi\IjiiWZPQ~ or upon execution of this Agreement by all Parties, whichever is later. Santa Ana will complete all item installations, distributions, vouchers, or rebates by June 30, 20J 5, and provide all final invoicing and verification to Metropolitan by August ]5,2015, or within 45 days after termination, whichever occurs first (Term). Continuance of this Agreement will be subject to annual budget approval by Metropolitan's Board. 2.2 This Agreement may be amended at any time by written mutual agreement executed by both of the Parties, or by Addendums issued by Metropolitan, as set forth in Section I. 2.3 This Agreement may be terminated by either Party for any reason 30 days after written notice to the other Party as provided in Section 4. Such termination could occur if the funding mechanism for conservation programs is changed as a result of action by Metropolitan's Board. 2.4 Upon termination, Santa Ana shall provide Metropolitan with complete documentation for remaining items covered under this Agreement and invoiced as provided in Sections 8 and 9. Section 3: Agreement Administrators 3.] Ms. Maria Biel is appointed Agreement Administrator for Metropolitan for the purpose of administering this Agreement and making any decisions in connection therewith on behalf of Metropolitan. l1i!~l[TQm\~~~ is appointed Agreement Administrator for Santa Ana for the purpose of administering this Agreement and making any decisions in Santa Ana 2 Agreement No. 91623 connection therewith on behalf of Santa Ana. The designated Agreement Administrators may be changed by providing written notice to the other Party as outlined in Section 4. Section 4: Written Notice 4.1 Any communication required to administer this Agreement shall be in writing and will be deemed received upon personal delivery or 48 hours after deposit in any United States mail depository, first class postage prepaid, and addressed to the Party for whom intended, as follows: If to Metropolitan: The Metropolitan Water District of Southern California Post Office Box 54153 Los Angeles, CA 90054-0153 Attention: Ms. Maria Biel IftP;_$~~f~ll;:i;:j,;/i-Wq".' $~--- 4j:f~ntlWi~:~r~;mq#i!-'Qi~ Either Party may change such address by giving notice to the other Party as provided herein. Section 5: Responsibility and Ownership 5.1 Santa Ana, at its sole discretion, may independently contract with its own agents under separate agreements for Project administration and management, provided they present no conflict of interest in Project performance or with the terms of tllis Agreement. 5.2 Santa Ana and/or its agent shall provide all necessary services and materials for the Project including, but not limited to, the following: program administration, promotion, marketing materials, data collection, analysis, and reporting. 5.3 All materials and supplies necessary to implement the Project shall be the exclusive property of Santa Ana. Metropolitan shall have no ownership, right, title, security interest, or other interest in any Project facilities, materials, or supplies, nor any rights, duties, responsibilities for operation or maintenance thereof. 5.4 Santa Ana is responsible for assuring that the Project complies with all federal, state, and local requirements. 5.5 Santa Ana is solely responsible for the performance of its staff or representatives in complying with the terms of this Agreement and for the proper allocation of funds provided by Metropolitan for the purpose of achieving water conservation savings under this Agreement. Santa Ana ~ J Agreement No. 91623 5.6 Santa Ana agrees to cooperate with Metropolitan's data management activities related to assessing device saturation and program success. 5.7 As part of the Project, Santa Ana shall use and maintain an electronic database similar to the format shown in Exhibit B for any conservation items installed, distributed, vouchered, or rebated by Santa Ana or its agents, to avoid duplicate distributions and to determine the saturation rate of items by the appropriate geographic delineation. Section 6: Funding 6.1 Incentives are limited by Board policy to $195 per acre-foot of water saved, up to the full cost of the device. If at any time during this Agreement Metropolitan determines that the cost of any particular device falls below the incentive level, Metropolitan shall adjust the incentive accordingly per Board policy. 6.2 Metropolitan is funding the pilot demonstration project California Friendly Model Home Rebate Program to promote interest in new'water-efficient features for the home. Exhibit H, which is attached is Metropolitans pre-approval form for this progranl. 6.3 Metropolitan funding shall be in the tarm ofa conservation credit on Metropolitan's water service invoice to Santa Ana. In recognition of receiving these incentives, Santa Ana pledges to increase efforts to achieve landscape and commercial conservation, and support these programs through local cost share. Metropolitan's financial obligation for funding will be for the time period specified and/or until funds are exhausted on that item. To the extent Metropolitan's Board determines not to fund one or more items listed on Exhibit A, Metropolitan ,vii! issue an addendum to Exhibit A to adjust funding rate(s). 6.4 If Metropolitan secures additional funding from outside sources for one or more items, an addendum will be issued from Metropolitan. Metropolitan will notify Santa Ana of outside funding status and should outside funding run out, Metropolitan's funding commitment will revert to the current Board approved amount. Metropolitan may issue allocations or deploy other administrative actions to ensure that grant limits are not over spent. The funding amounts listed on Exhibit A are modified from time to time by addendull1s. Santa Ana shall be responsible for all costs in excess ofthose listed on Exhibit A of the addendums. Section 7: Installation Verification 7.1 Santa Ana shall be responsible for selecting a method to verify installation of items installed, distributed, vouchered, and/or rebated by Santa Ana or its agents during the Project and for paying all costs associated with this verification. Santa Ana shall inform Metropolitan of methodology used and document verification activities in the database. 7.2 Metropolitan will accept Santa Ana's ccrtification on the number of items installed and verified to calculate Metropolitan's credit to Santa Ana, subject to the provisions of Section II ofthis Agreement. Santa Ana 4 Agreement No. 91623 7.3 For informational purposes only, Metropolitan reserves the right to conduct installation verification of items within Santa Ana's service area. Section 8: Invoicing Requirements 8.1 Santa Ana shall provide Metropolitan monthly invoices for all items installed, distributed, vouchered, and/or rebated by Santa Ana or its agent. Exhibit C is a sample invoice. The sample invoice can be modified for use with any item listed in Exhibit A. Invoices are due on the 15th of each month. The invoice shall be signed by Santa Ana's General Manager or designee certifying the number of items installed and verified as specified in Section 7. If Santa Ana's General Manager delegates authority to a designee, Santa Ana shall notify Metropolitan of the designee in writing prior to the next billing period as outlined in Section 4. 8.2 Upon receipt and approval of Santa Ana's invoice, Metropolitan will issue a credit on Metropolitan's next water service invoice to Santa Ana. Section 9: Incentive Pavment 9.1 To receive Metropolitan's incentives, Santa Ana must submit to Metropolitan database information on all items installed, distributed, vouchered, and/or rebated by Santa Ana with that month's invoice. 9.2 Metropolitan and Santa Ana or its agent agree to provide data and information as required by the other Party to implement Project and evaluate Project implementation, costs, and water savings. Metropolitan and Santa Ana will make available for inspection to the other Party, upon reasonable advance notice, all records, books, computer files, and other documents relating to Project. Such documents shall be available for inspection for a period of three years following Agreement termination. If Metropolitan or any other public entity with jurisdiction conducts an audit and detemlines that any invoice is in error, funds will either be credited or debited by Metropolitan on the next water service invoice in accordance with the findings. Section 10: Rate Structure 10.1 Santa Ana agrees and understands that Metropolitan's rate structure as of January 1,2008 ("Existing Rate Structure") provides the revenue necessary to support the development of new water supplies by local agencies through incentive payments in the Local Resources Program (LRP), Conservation Credits Program (CCP), and the Seawater Desalination Program (SOP). In particular, the Water Stewardship Rate is the component of Existing Rate Structure that provides revenue for the LRP, CCP and SDP. Further, Santa Ana acknowledges that Existing Rate Structure and all components within that rate structure were developed with extensive public input and member agency participation, and that the elements of Existing Rate Structure have been properly adopted in accordance with Metropolitan's rules and regulations. 10.2 (a) Santa Ana agrees that Metropolitan's rates set under the Existing Rate Structure may be reset throughout the term ofthis Agreement to account for the cost of Santa Ana 5 Agreement No. 91623 service, and that Santa Ana will address any and all future issues, concerns and disputes relating to Existing Rate Structure, through administrative opportunities available to them pursuant to Metropolitan's public board process. As such, Santa Ana agrees if they file or participate in litigation or support legislation to challenge or modify Existing Rate Structure, including changes in overall rates and charges that are consistent with the current cost-of-service methodology, Metropolitan may initiate termination of this agreement consistent with Paragraph lOA below. Metropolitan agrees that any change in Existing Rate Structure, including changes in cost-of-service philosophy or methodology would be enacted only after collaboration and discussion with its member public agencies, and Metropolitan's public board review and approval process. (b) Notwithstanding the foregoing, Santa Ana retains the right to file and/or participate in litigation and/or to support legislation without triggering the termination of this agreement if there are material changes to Existing Rate Structure or changes in cost-of-service methodology used to set rates by future Metropolitan board action. Santa Ana also retains the right to file and/or support litigation should Metropolitan, in setting rates under Existing Rate Structure, fail to comply with public notice, open meeting, or other legal requirements associated with the process of setting water rates and related taxes, fees, and charges. Santa Ana agrees that they will 'not tile or participate in litigation, nor Villi they support legislation affecting Metropolitan's rate structure after any such change in rate structure or violation of the law regarding rate setting processes until, and unless, they have exhausted all administrative opportunities available to them pursuant to Metropolitan's public board process. 10.3 Santa Ana agrees that all users of the Metropolitan conveyance and distribution system should support the LRP, CCP, and SDP, that such projects provide benefits to Metropolitan and the users of the system by making existing distribution and conveyance capacity available for additional delivery, and that under Existing Rate Structure, the Water Stewardship Rate is an element of charges properly adopted by the Metropolitan Board and properly applied to water wheeled through the Metropolitan conveyance and distribution system. 10.4 Should Santa Ana file or support litigation, or sponsor or support legislation, that would challenge or be adverse to Existing Rate Structure, as described in paragraph (a) of Section 10.2, Metropolitan's General Manager may file a 90-day notice of intent to terminate this Agreement with Metropolitan's Executive Secretary, with copies to all members of Metropolitan's Board of Directors, and contemporaneously provide Santa Ana with a copy of the notice. Within 30 days of receipt of such notice, Santa Ana shall have the right to reqnest, in writing, mediation of the dispute by a neutral third party \>lith expertise in finance and rate setting. The mediator shall be seleeted by agreement of the parties, or failing agreement within 60 days of such request tor mediation, a mediator shall be selected by the Metropolitan Board of Directors from a list of at least four candidates, one each from Santa Ana, and two of which will be supplied by Metropolitan's General Manager. The costs of the mediation shall be borne equally by the parties. The reqnest for mediation shall also serve to stay the 90-day notice of intent Santa Ana 6 Agreement No. 91623 to terminate, but for no more than 90 days beyond the filing of the notice of request for mediation, unless otherwise agreed in writing by the parties. If mediation does not result in an agreement acceptable to each party to this Agreement within the time provided herein, the notice of intent to terminate shall be reinstated. The Metropolitan Board of Directors shall act to approve or disapprove termination of this Agreement, and all of Metropolitan's obligations hereunder shall terminate if approved, on or before the ninetieth day following filing of the notice to terminate or, if mediation has been requested as described above, the ninetieth day following the request for mediation (or other date agreed in writing by the parties.) 10.5 Metropolitan and Santa Ana agree that should litigation or legislation brought forth or sponsored by third parties result in changes to Existing Rate Structure, this Agreement will continue in effect unless mutually agreed in writing by the parties. 10.6 Should Metropolitan and its member agencies agree on an altemative rate and revenue stmcture that obviates the need for this section on Rate Structure Integrity, this section shall be amended or deleted to conform to such action. Section 11: Other Terms 11.1 Metropolitan and Santa Ana agree that each party shall be responsible for its own actions, and the actions of its officers, employees and agents, in performing services under tillS Agreement. Metropolitan and Santa Ana each agree to indemnify and hold the other Party and its officers and agents harmless and agree to defend the other Party against any claim or asserted liability arising ont of its actions, either ",illful or negligent, or the actions of its officers, employees and agents, in perfoll11ing services pnrsuant to this Agreement. Such indemnity will include any losses relating to any claim made, whether or not a court action is filed, 8l1d will include attorney fees and administrative and overhead costs related to or arising out of such claim or asserted liability. 11.2 S8l1ta Ana shall include the follov,ing language in its agreement with 8l1Y consultant or contractor retained by Santa Ana to work on the Project: "(Consultant) agrees at its sole cost and expense to protect, indemnity, defend, and hold harmless Metropolitan and its Board of Directors, officers, representatives, agents and employees from and against any and all claims and liability of any kind (including, but not limited to, any claims or liability for injury or death to any person, d8111age to property, natural resources or to the environment, or water quality problems) that arise out of or relate to S811ta Ana's approval, construction, operation, repair or ownership of the Project. Such indemnity shall include all d8l11ages and losses related to any claim made, whether or not a court action is filed, and shall include attorneys fees, administrative and overhead costs, engineering and consulting fees and all other costs related to or mising out of such claim or asserted liability." 11.3 Santa Ana is solely responsible for any such actions arising under the California Environmental Quality Act (Pub. Res. Code 92 I 000 et seq.). S8l1ta Ana 7 Agreement No. 9]623 11.4 Any alteration or variation of the tenus of this Agreement will not be valid unless made in writing and signed by both Parties. This Agreement constitutes the entire agreement between both Parties. 1 1.5 This Agreement will inure to the benefit of and be binding upon Metropolitan, Santa Ana and their respective successors. This Agreement is not assignable by either Party in whole or in part. I 1.6 The partial or total invalidity of one or more parts of this Agreement will not affect the intent or validity of this Agreement. 11.7 This Agreement will be deemed a contract under the laws of the State of Calif ami a, and tor all purposes will be interpreted in accordance with such laws. Metropolitan and Santa Ana hereby agree and consent to the exclusive jurisdiction of the courts of the State of Calilornia, and that the venue of any action brought hereunder will be in Los Angeles County, California. III III /II III III III III III III III III III 1/1 III III Santa Ana 8 Agreement No. 91623 (] COpy IN WITNESS WHEREOF, the Parties hereto have executed this Agreement. APPROVED AS TO FORM: THE METROPOLITAN WATER DlSTRICT OF SOUTHERN CALIFORNIA Karen 1. T achiki General Counsel Jeffrey Kightlinger General Manager By: By: Stephen N. Arakawa, Manager Water Resource Management Senior Deputy General Counsel Date: Date: APPROVED AS TO FORM: CITY OF SANTA ANA By ~>P.~ . {/(1;:/2d() Date: ~~ By' City ~ahager ...'..'. . Date: tt -q ...o~ In Duplicate l.1:\rrdmtnwrm\shllre,d\conSflrvation ISantn Ana91623.doc to COpy ATTEST: attest: ~;:;r - - <----- b 0:::;)~Y PATRICIA E. HEALY E ecutive Director ublic Works Agency Clerk of the Council Santa Ana 9 Agreement No. 91623 ) ~-<,i <""uhtCl:lll) AV~tilable FlHttJtrf1l. Exhibit A !\ktropolitan rnccnlhc:s ." ~,...,-,"-_._~ ,-- ~"".~_.'--- .--.- --_._-<_._--,.-......._-~~< - ! i Section f)l!V ice/! tem Incentive Amount ~-"-----'~~ ----- , 1 roile!s ,. ~--- -------- N i I Jllrn I .ow Flush Toilc!.i!)LFT) 1/,,.,, m<lxim"", 1111.,11 un n ,tr<lllu"."fJr",h $ 60.00 I I '-""--"--- 'Tiigh:Erticicney roilct (I lET) - tllI.,h,,' <I ""nim"," un !.V ~"lIon, pa IIt,,,II: 1 I $ 165.00 (.-.---- ...!:j.?~{~!}m~ J.O ~ilJI,nl.'t per Ihuh (},.ltrt!tf/~" . 30.00 i llh r [tpgradc Ilmihdtd ma:rimum 11/1..:'vgullofl.'1rwr JltI:~h: relJ/cl,'mglJU'7'r/.t; $ I L__ ~.,IIi,!rJJH!r 1111.';11.). 1_' 2 Ilillh EllieicllCY Cloth"" Washer (IIECW) flECW (.Metropolitan's base per ullit incentive) I I !l1~'( '" wolt a Willer !ru:lor 6.0 or 1.,.f8. W(,ter fat'uJr rt'prt',flf"ts the llnUJunt ()/ kla/~r $ 75.00 r..----. ftI!t'tled fndean a .~.tundW"d ruuJol"lUnJrv. (IEeW (rO/al ifll..'cnttve induJlnM OWR Prop. 50 grunt/un"s stlNe,.'t to thu alltk:uJiot'J Sf 10.00 li1hlfl lit ;'~thihil F} /_.. J Residential Survey. . Single-family survey ~ Partially Ol/91i!tS ctJ$t tn audit w/IIi'W cusIOmltr.f; r('/lwrC$ I Otuite vi.l:il to genen/lt!! ,~urw.Y T('porl p". ,,:u31f>mert Illld maintain proi:f'aM database and S 12.50 wall!1' .Vlwm,r.:- L',rlculat;onz, ....."",t!Y C,1n he t:OInbined with ~ilher il'rij.fOlion evaluation be/ow: Irrigation Evaluation (w/o timer) - provid..li" ufjl1,'rnrsddverselyalfmmg $ 8.00 ! ommuitJlf ,,{,rire:r irriflalion ,rvslem and nml1idl!,r u watqrinrt sc-'hf!dule. Irrigation Evaluation (with timer) - Ilrovide., list "1/11"10'., adversely lllfirct;ng operation of,Vllt'S irrJj.rution ,~V$ttm,' .rc!ts ctmlroll.:r wtllr Tl'('omtnended $ 18.00 Irrifllllimr schedule, 4 Weather. Based (mllation Controller<< warc) ware u.inl! DWR grant funds: .. Sdt'meilns in.stalled hy customer - Direct menns installed hV lllt:mher Oll'encV or its Ujlcnt.. rrrlflRtion Controller In.bllI.Uon Statioa. Method DWR MWD Tolal lip 10 12 Direct S 235 S80 SJJ5 Self S 160 S80 S240 1).24 Direct SI.150 ~6.SOlstatjon VOloSI,JOb Self S 550 S6.s0/station Un 10 S706 25 IU greater Direcl S1700 S6.501stotion Casc-by-case Self SI.IOO S6.501stadon CI1SeMby-(:a.sc WBle Dot usi.... DWR !lf811t funds: $80.00 plus Residential (less than one acre) $6.50 per station over 12 stations Residential (one acre or lar2er) (Up to 100 percent of cost oldevice) $630 per acre Com mere ial (Up 10 1110 ocreent of cosl ol device) $630 per acre WBICs are con/rollers that "monitor and use informatJon ahaul environmental condition.f jor a specific localion and kmdscape _ information such as soil moislure, rain. wind. tire plants' evaporation and transpiration tllm rales. and. in some cases. plant type and more __ /0 decide for thl!msf!Ives when 10 water. and when nOllo, providing ~.lat.'l/y tire right amount of wtJter to main/am lush. healthy growing conditions." These l.'ontroJ/ers water lundscupes bv tl!Jlomatical/vadjuslln~ irrif!alion schedules basffd on hisloric or rt!al time data. 5 California Friendly Home (New Construction) Model Home HET New Construction $100 (3/home mDX $300\ HECW $400 ( f Ihome) WBIC $200 (Uhome) CA Friendly Landscape $0.80/sq. ft. irri.ated area (max $1,600) Production Units I HET $30 HECW $75 WBlC $80 each plus ($6.50 per station> 12) ('ontinued on nex/ tJaQ-e ~ '~ " ,7 \ } .~ Exhibit C ~:l.mtinIlL.t1 Consl;!rvation Credit Invoice Narrative Describe Administration activities, including quality assurance and verifications activities performed during the activity period: Describe promotional and outreach activities: Describe any problems or delays: What solutions do you plan to implement? Other comments, suggestions, or lessons learned? Customer Satisfaction Survey Questionnaire How did you hear about the rebate program? Was the rebate price the contributing factor in purchasing a HECW? Do you believe you are saving water and energy by using a HECW? Did you receive rebate funds from another source? Did you receive YOur rebate in a timely manner? How satisfied are you with your purchase? .. } U', l..!..J~J'j ',: t 110'1 ";."JO ~ .') .j "- Ethibit I) \Ii Brc i\grccrntllll Agreement No. 4600003098 Urban Water Conservation Capital Outlay Grant STATE OF CALIFORNIA THE RESOURCES AGENCY DEPARTMENT OF WATER RESOURCES AGREEMENT BETWeEN THE STATE OF CALIFORNIA DEPARTMENT OF WATER RESOURces AND METROPOUTAN WATER DISTRICT OF SOUTHeRN CALIFORNIA FOR AN URBAN WATER CONSERVATION CAPITAL OUTLAY GRANT UNDER THE CALIFORNIA SAFE DRINKlNG WATER. CLEAN WATER. WATeRSHeD PROTECTION AND FLOOD PROTECTION ACT 1 Re./$ed 1cv.!7Al3 . ':,..) .!.P. !,o.._'Ul:Jti" t11i1 ".111 ,~. .~ ".1 r'~l). jllJ P.2 sr A TE OF CALIFORNIA Aqreemeot No. 4600003098 This agreement Is entered inlo between the State of California, acting by and tI1rotigh the DepartmentofWater Resources, (Slate) and Metropolitan Water Dlstrlct of Southem Callfomia (Granme), The State and Grantee agree alf follows: seCTION 1. PURPose OF GRANT This State Grant is made by tha Slale fa the Grantee to assist in financing an Urban Wal&r Con$efValion Project pursuant to the California Safe Drinking Water, Clean Water, Watershed Protection and Rood Prolectlon Act, (Chapter a (commencing with Section 79150) of DMslon 28 of !tie California Water COde), Grant funds may b. used only a,s provided in this Agreement !'or such Eligible Project Costs as set Forth In the Profect description and BUdqet. copies of Which are incorporated herein and attached as Exhibit B, "Statement of Work & Tlme/lns" and Exhibit C. "Budger. SECTION 2. TERM OF STATE GRANT The term of this Agreement Is From the date of execution of this agreement through AprillS,2007. SECTION 3. PROJECT COSTS The Project Costs (identified In ExhIbit C) are estimated to be $2,851,633.00. SECTION 4. STATE GRANT Subject to the availability of funds, ths Slate will grant to the Grantee In accordance with the terms of this Agreement an amolJnt not to exceed $1, nS,700.00 for EJlgibta Project Costs. SeCTION 5. GRANTEE'S COST SHARE AMOUNT The Grantee agraes to flJnd the dHTirence, If any;belWe8n the e.sllmated Project Cost (Section 3) and Ihe Slate Grant (Section 4). Grantae's Costs are estlmeted to be $1.072,933:0a: SECTION a.INCORPORATlON OF STANDARD CONDmONSAND GRANTEE COMMITMENTS In addition to EWlfblls Band C, this agreament fncol'])Orates Exhibit A, 'Slandard Terms". The Grantee accapts and agrel!lS to comply with all lelmS, provisions, conditions, and commitments of this Agreement. Including all Incorporated documents, and to ftlltlf/ all assurances, declarations, representations and statements made by the Grantea In the application, documents, amendments and communications Illed In support of Ita request for tlnanclng. SeCTION 7. CONDITIONS FOR DISBURSEMENT The Grantee shall meet all condItions For disbursement 0' money under this Agreement, Including the proVisions of Exh/bft A.a. Failure by Grantee to comply mey, at the optIon of the State, result In termination of ths Agreement. 2 RsvlS4d IG'27ill3 i i , 1 ~ l"... . j: I, 11M .. ,'t--JO - IJ . f....._ .'~,Ij "} .,.f CIO.J18 P.3 Agreement No. 4500003098 SECTION 8. PROGRESS REPORTS AND STATEMENT OF COSTS The Grantee shaJlsubmit QuarterlY progress reports, January 15, April 15, July 15 and October 15, on the stalus of the Projact to the Department of Water Resources. The submittal and approval by the State of these reports is a requirement for continued disbursement of State Gtant funds. Progress reports shall summarfza the work completed during the reporting period, include a statement of progress toward complelfon compared to tile Project schedule, and provide a comparfson of com 10 date compared to lhe approved scope of work and Project budget SECTION 9 FINAL REPORTS Within 60 days of Project complelfon or tenn/natlon. the Grantee shall submit a final report on Project completfon or tenn/natlon and expenditures for the Slate's review and comment The report shall be modified to incorporate the Stale's comments, if any, and resubmitted within sixty (60) days of the Grantee's receipt of the Stale's comments. SECTION 10 OPERA TrONS AND MAINTENANCE OF 'CONSTRUCT/ON" PROJECT In consIderation of the State Grant, the Grantee agrees, for the useful fife of the Profect to expedllfously commence and 10 conlfnue opera lion of the Project and shall cause the Projectto be operated in an efficient and economical manner; shall provIde for all repairs._ renewals, and replacements necessary to the efficient operalfon of the Project; and shall cause the Project to be maintained /n es good and efficient condllfon as upon ilS constructiOn, ordinary and reasonable wear and depreciallon excepted, Refusal of the Granlee to operate and maintain the Project in accordance With this provIsion may, at the opllon of the State, b& considered a material breach of contract and may be treated as default under default provl8lons exhibit A-25. SECTION 11 RE!.A TlONSHIPS OF PARTIES The Grantee. ils contractors, subcontractors, and lIlerr respective agenls and employees nsqulred for performing any work under thIs Agreement shall act In an Independent capacity and not as officers, employees. or agenls of the State. The Grantee Is sole~ reaponsible for plannIng and Implementation of the Projec:t. Review or approval of plans, spech'lcalforis, -bIc/ doctlments or other constructfon doouments:~ the State Is solely for the purpose of proper admInistration of State Grant funds and shall not b& deemed to reI/eve or reslrfot the Grantee's responsibility, SECTTON 12 PERMITS, LICENseS, APPROVALS AND LEGAL OBLIGATIONS The Grantee shall be responsIble fcrobta/ning any and all permIts, licenses and approvals required For perfonning any work under this Agrsement, Indudlng Ihosa necessary for pfanning and fmplamenlfng the Project The Grantee shall be responsible for complylng With all applicable federal, S tete and local laws, rures or regulations affecting any such work, specifically including, but not limited to, envIronmental, labor, procurement and safetyfaws, rules, regulations and ordInances. SECTION 13 GRANTeE'S RESPONSIBILITlES FOR WORK The Grantee shall be responsible for work and for parsons cr entltfes engaged in Work, includIng, but nolllmitad to, subcontractors. supplIers and providers of services. The Grantee shall give personal supervisIon to any work required under this Agreement or employ a competent 3 Revf#ed 1G'2711J3 ..) '~,;p,l~.":rJl..JS 'l:t...~iM 2.10 ) rlO. 318 1".4 - Agreem61lt No. 4500003098 representative, satisfactory to the State. 'Ntth the authority to act for the Grantee. The Grantee orllS authorized representatiVe shall be present while work is in progress. Thl!t Grantea shall be responsible for any and all disputes arising out of its contracts for work on the Project. including but nOllimitl!td to bid dlsputas and payment disputes with the Grantee's contractors and subcontractors. The Stale will not mediate disputes between the Grantea and any other entity concaming responsibility tor periormancl!I ot WOI'X. SECTION 14 PROJECT OFFICIALS AND NOTICES The Statl Project Mllnagershalf be the Chlet, OfllceotWater Use Efficiency, Oepartrnent ot Water Rellources, The State Project Manager shaY be thl!l State's representative and shall have \he authority to makl!l determination and findings with respect 10 aach controversy arising under or in connl!lctlon with the interpretation. perlormancl!l, or payment for work Pl!lrforml!td under thl!l Agreement The Granlee Project Olrector shell be Andrew Hu:!. . The Grantl!le Project O/rector shall be the Grantee', representatlve for the administration ot the Agreement and shall haw full authority to act an behalt at the Agency. including authority to execute all payment requests. All communications given to the Project DIrector shall be as binding all if given to the Grantee. Either party may change ~Il Project Manager or Director upon written notlce to the other party. Notices re<luired to be given to the Slate In ....ritlng by the Grantee under this Agreement shall generally be sEtnt to: Slate of Caltfomia Oepartment ofWalllif Resources Ofllce at Water Us. Et'llciency Attention: Progl'llm Manager Post Ofllce Box 942838 Sacramento. Qlllfomla 94238-0001 .- Notlces requirsd to be given to the Grantee in wrillng by the Slate undar this Agreement shall be sent to: And.....Hu1. (RearesanlHllvel Katropo11tan Watae D1str1et of SouthacD Ca11fotn1a Agl!lncy Name) P.O. Box 54153 (Mailing AddJ'llul ~os Angala.. eA 90054-0153 (City. State. ZIp Code) A change of address for delivery or notice may be made by either party by written notice of such changl!l ot address ta the other party. All such notices s/1all be enclosed in a properly addressB:d. postage prepaid envelope and deposited in a United States Post Qfllce ror delivaty by registered or eerlifled mail. 4 Reviud 11ll27103 .. "v" '.LP.l~.,.:lJl<f.j 'I: I ',1M ,1.JO ~ and Sufflci . '<~ ~O\ J Chle Counsel )~ ~ Department of Water Resources Al'PROVBD AI TO FORM X'- Oepuly GIller.. CouIIlIII ( "\ -.J nO.31B P" .J Agreemant No. 4600003098 STAre OF CALIFORNIA DEPARTMeNT OF WATER RESOURCES By Efficisncy urces Clef. Offtce Of Water Department of Water METll.OPOLITAH wATER DISTRICT OF so. GRANTee ey~tpth- -- Signa Data I"Z/ \ tl.A4- , B. Anatole ialagan ~ Steoben N. Arakawa Printed Name CAL. ManaKer, Watar Resource Management Group Tide P.O. Box 54153 Address Loe AnKales. CA 900~4-0153 IN WITNESS WHEREOF, the partles hereto have execullld this Agreement on a/':i7/0'f 5 Retlised 1C127ill3 " ., .~." 'l'.lc:...'Mt; 'J'l ,Itl [../0 f :.. '. ,,,i :-10. Jli3 P..; STATE OF CALIFORNIA THE RESOURCES AGENCY DEPARTMENT OF WATER RESOURCES EXHIBIT A STANDARD TERMS URBAN WATER CONSeRVATION CAPITAL OUTlAY GRANTS Agreement No. 4600003098 A-1. GOVERNING LAW; This Agreement is governed by and shall be Iniefpreted In accordance with the laws of the Stale of Califomla. A-2. TIMELINESS; TIme Is of the essence in thIs Agreement A-3. AMENDMENT; This Agreement may be amended at any lime by mutual agteement of the parties, except insofar a. any proposed amendments are In any way contrary to applicable law. Requests by l/181 Grantee for amendments must be In wrttlng statlng the amendment request and the reason for the request A-4. SUCCESSORS AND ASSIGNS: This Agreement and all of Its provisions shall apply to and bind the successOI'll and assigns of the parties hereto. No assignment or transfer of this Agreement' or any part thel8Of, rights hereunder, or interest herein by tI181 Grantee shall be valid unless and until it Is approved by the Stala and made subject to such reasonable terms and conditions as the Stele may Impose A-5. ELIGIBLE PROJECT COSTS: Grantee shaD apply Slate Grant funds received only to Eligible Project Costs. Ellgibte ProJect Costs Include the rellllOnabfe and necessary costs associated with a Project including, but not limited to, program costs or rebates; engineering, legal and administrative fees: land and easement acquisition; environmental documentation: environmental mftlgation and monitoring; and construction costs associated with the Project. Costs that ara not eligible for relmburaement Include but are not limited to: a) Coals lneUll'lld prior to execulfon of this agreement b) Operation and melntenance costs, c) Purchase of squlpment not..!'n integnsl pert of the PnoJect. . d) Payment of principal or Interest of. existing indebtlldneSll or any Interest payment unless: 1. The State ag/'llt!llJ In writfng to the eligibility of the costs of reimbursement before the debt Is Incurned: and 2. The purposes for which the debt is Incurred are otherwise eligible Project Cosm. e) Establishing a reserve fund, I) Purchase of waler supply for the Project. A-8. CONDiTIONS FOR DISBURSEMENT: The Slate shag have no obligallon to disburse money under this Agreement unless and until the Grantee has satisfied the State thet the disbursement is In accordance with requirements of the Safe Drinking Water, Clean Water, Watershed Protectfon, and Flood Protection Act, which inclUde: (a) For ConstnJctlon Projects, the Grantee submits to the State, final plans and speciilcatlons certHled by a CalifornIa Regl~.red Civil Engineer or squivalent documentation as to compliance with the approved Proje<:t. 8 Revl8tid 10127103 'J I'. IJ~.l.JI,J.$ , " 'J: [ Ut1\',/ . I4U ) nO.JI8 " -, c.. Agreement No. 460000J098 (b) The Grantee submits a written statement by an authorized representative that It has obtained all necessary pennits, easements, rights-<lf-way and approvals as may be req ulred by other stat., federal, and/or focal agencies, as specifled in Sectlon 12 of lhfa Agreement. (c) The Ontotee demonstrates compllancawilh the California Environmental Quality Act and the National EnVIronmental Polley Act by 3Ubmltllng copies of any enVIronmental documents, InclUding environmental Impact reports, environmental Impact statements, negative declarations, mltlgatlon agreements, legal nollces and environmental permits as may be required prior to beginning the Project. (d) The Grnntee submits ~mely periodic progress reports as required by Section 8 of this Agreement. (e) The Grantee demonstrate. continuing availability of sufflclent funds to complete the Project. A-7. STATE GRANT DISBURSEMENTS: (a) COlIt Statements; After the Conditions for Disbursement, Sectfon A.a, are met, the Stale will disburse the whole or porl/ons of the Slate Grant comm/tmentto the Grnntee following receipt from tile Grantse of a statement or statsrnents of Incurred Eligible Project Costs, reviewed by the Grantee's designated representative, and timely progr9sa reports all required by Section 8 of this Agreement Requests for Stale Grant funds shall be tiled quarterly or for such periods as the State and the Grantee may mutually agree. The Grantee shall provide lI1e following infonnation: (1) A statement of the incurred Eligible Project COllta for work pertbnned under the Agreement during the periOd Identified In the parllcutar statement and which matches the BUdget In Exhibit C and tasks in Exhibit B. (2) A statement of the cost of any Interests in real property (land or essaments) that have been necessarilv acquIred for the Project during the pertod ldenti1led In the particuler statement for the ImplernentaUon of the Project. The Grantee shall submit IwQ (2) copie.l of each stalsment of coat to the Program Menager, Department of Walsr Resciureeli;'p.O. Box 942838, Sacramento, CA 94236 anct submit one (1) c~ of each Invoice simultaneously to DWR Accounting Offlce, Contracts Payable Unit, P.O. Box 942838, Sacramento, CA 94236 a/ong with supporting documentation to the Stats with each quarterly progress report. Statement of Costs shall be submitted In arrears, bearing the agreement number, . (b) Disbursement Following the review and approval of each Statsmen! of Costs, the State win dlsbursalo the Grantee the amount approved, subject to the avalrabJlltyoffunds through the State's normal proCedures. Funds will be disbursed by the Stale In response to each approved Slalsment of Costs on a pro rata basis In accordance with the relative payment obligations of the Grantee, Sect/on 5 of this Agreement, and the Slate, Sectlon 4 of thla Agreement for the Project Coslll, Section 3 of this Agreemen l Any and all money disbul'lled to the Grantee under this Agreement and any and all interest eamed by the Grantee on .such money sha' be used so/aly to pay ERg/ble Project Costs. 7' Revised 1007'103 '1 " u',t,~,":u>.5 'J:t.!fl'1 "'l<Ill (J no. JIB P,:3 Agreement No. 4600003098 Mer the Project has been comp/ellld or termlnaled.the Grantee shall fumish to tI1e State, within 60 days. a final statement of incurred Eligible Project Costs, and a final narralive report summarizing the Project process, deliverabfes and results. A-8, WITHHOLDING OF GRANT DISBURSEMENTS BY STATE (a) WltI1holdlna c'aus~; Thlt State, at illl dlscrelion, may withhold ten pereent (10%) of the funds requested by the Grantee for reimbursement of eligible Project Costs until the Project Is completed. (b) Add/lional Conditions for Wltllholdlno: If the State delermlnes that the Project Is not being completed substantially in accordance with the provisions of this Agl'llement or that the Granlee has failed In any other respeot to comply substantially with the provisions of this Agreement, and If the Grantee does not remlldy any sucll failtlre to the Stale's satfsfaotion. tha State may wit/lhold from the Grantee all or any porlfon of the State Grant commitment and take any other action that n deems necessary to protect its Intsruts. , (c) Wlthholdlno Entfre State Grant Commitment If the Slate notl1lea the Grantee of ns decision to wit/lhold all of th. Slate Grant commitment trom the Grantee pursuant to Subdlvfslon (b) of this ArlIcle, this Agreement shalllerminate upon raceipt of such notice by the Grantee and shall no Conger be binding on either party. (d) Wlthholdlno Ba/ance ot State Grant Commitment: Where a portion of the Slate Grant commitment has been disbursed 10 the Grantae and tI1e State notl1les the Grantee of Its decisIon to wlthhoid the balance ot the State Granr, the pOrlfon that hae been disbursed shall thereafter be replljd Immedllltely wIth inlel'Mt, as dll'llcted by the Stlite. Refusal of the Grantee to so repay may. lJ//,/';!f at the optfon of the Stata. be oonslderlld a material breach of contract and may be treated as default ./ /, :,{ under Defauft Provisions, exhibit A-25. Jh(u .,nil.. /,> 'nll,fi~~)Iuq,;. (~~ A-g. DOCUMENTATION OF PROJECT BENEFITS AND COSTS. 7 .' , JC ~.~ (a) Actuel Water Savlnoe Alter Project completion the Griintee shall revise the estimate of 1;"", :.":'~ water savings besed on recorc1s for the first ODeratlon~ within 90 days aller the firs!,. .;1 opemtfonal year has elapsed. I'llport these findings to the tofWatar Resoun:ea. Offlce at Water Use Efflciency. This recording and reporting process shall be SUbsequently repealed for a tolal of five (5) consecutlve operational yeal'!f. Estlmetee shaH Include total annual water savIngs llnd net Ilnnual waler savings. The report shall aleo Include a deacrflJlIon of how thlt waler prodUced by the Project Ie being utfllzed. (b I Oll1er Benellts and cOiiii: The Grantee shan. af/er the ftrst operalfonel ~ hea elapsed report any other benefll8 (other tIIan ,water savings) and any additfonal C081lI resulting from the Project. to the Department of Water Rasources. Ofl!Cl!t of Water Use Efficiency. A.10. TIMING AND MANNER OF PROJECT UNDERTAKING (a) Prolect Undertaklna Pursuant to Aoreement The Project shan be undertaken in shiel accordance with this Agreement (bl Determinatlorl ot Protect Comcletlon: For the purposes of this Agreement, the Project shaft be consIdered to be completed or to be terminated when so detenmlned by the State. (e) Acknawledtlemant of Credit: The Grantee shall inc/uds appropriate 'acknowledgement of credIt to lhe Slats and to aU cost-sharing partners for their support when promotfng the Project or using any da18 and/or.lnfonnatlon developed under ths Agreement II Revlsad t(V27m .t j'. t.!..~Ulf) 'J: t~~FI1 . ...""tJD i ,,' rK),31B PcJ Agreement, No, 48000030118 (d) Audit Reaulrernent: Pursuant to Government Code Sedlon 8546.7, the contracting parties ~all be sub/ect to the examination and audit of the State for a period of three (3) years after anal payment under this Agreement with respect to all mattars connected with the perfofmance of this Agreement. inCludIng but nollimited to, the cosl of administering this Agreement. All 'records of the Grantee or subcontractors shall be preserved for this purpose for at least three (3) years after complellon of the Project. (a) Comoetltfve BlddlnO of Contracts and Procurements: Grantee shall comply with all applicable laws and regulations regarding securing competitfve bids and undertaking compe!ftlve negotiations in Grantee's contracts with other enUties for acqulsitlon of goods. and services and consl1ucllon 01 publlo works with funds provided by the Slate under this Agreement in Flnallnsoectlon and Certfllcation of Reaistered Clva Enoineer (Construction Prolectsl: Upon complellon of the Projeclthe Grantee shall provide for a final InspscUon and certlflcation by iii Callfomia Registered CIVIl Engineer that the Project has been completed in accordance With submitte(j IInal pfans and speciflcatJons and any modllloalfons thereto and In accordance with this Agreement The Grantee shall MUIY the Offlce of Water Use Efficiency of the Department of Water Resources of the Inspection dais at leest f 0 days prior to thelnspectJon in order to provide the Slala the opportunity to participate in the JnspecBon. A-I f.ACCOUNTING AND DEPOSIT OF GRANT DISBURSEMENT: (a) Secarate Accounlfno of Slate Grant DIsbursements and tnterest Records The Grantee shall account for the money disbursed pursuant to this Agreement separately from all other Grantee's funds. The Grantee shall maintain audit and accounting procedures that are in accordance With generally accepted accounBng prlnclples and practices. consistently appBed. The Gr.mtee shall keep complete and accurate records of all receipts, disbursements, and Interest eamed on expenditure. of sUGh funds. The Grantee shall require Its contractors or subcontractors to malntilln books. records, and other documents pertinent to their work In accordance with generally acceplad accounting princlples and pracllces. Records are subject to Inspection by the Stste at any and all reasonabte Umes. (b) DlsDOBItJon of Monev DIsbursed All money disbursed pursuant to this Agreement shall be deposited. administered. and accounted for pursuant to the el'DVlsions of applJcable law. .....- (c) Remittance of Unexoanded Funds The Grantee, within a period of thirty (30) days from the IInal disbursement from the Slate to the Gnmtee 01 Slate Grant funds, shall remit to the Slate any unexpended funds that were disbursed to th& Grantee under this Agreement and were not needed to pay Eligible Project Costs. . (d) Interim and Final Audits The Slate reserves the right to conduct an audit at any lfme between the execution of this Agreement and the completion of the Project, with the costs of such audit borne by the Slats. After completion of the Project. the State may requIre the Grantee to conduct a flnal audit. at the Grantee's expense, such audit to be conducted by and a report pnspared by an Independent Certlffell P1JbllcAccountent 9 RovlstHi 10127trJ3 i) 1!'.l.C.,.Uf:> '):I'..t'1" ,I.IJ ) ..,~ ilO.318 P. ill Agreement No. 46000030S8 Failtnlt or refusal by the Grantee to comply with this provision shall be considered a substantial failure to comply with this Agreement. and ths Slats may eled to puraue any remedies provided In Article A-5 or rake any other action it deems necessary to protect its interesllf. A-12. CLAIMS DISPUTE CLAUSE: Any claim Ihat the Grantee may have regarding the perlormance of this agreement Including, but not limited to, claims for addltlonal compensation or extension of time, shaD be submitted to the Director, Department of Water Resources, within thirty (30) days of Ihe Grantee's knowledge of the claim. Slate and Grantes shall then altllmpt to negotfate a resolullon of such claim and process an amendment to lhis Agreement to implement the terms of any such resolution. A-13.REMEDles NOT EXCLUSIVE: The use by either party of any remedy specifled herein for the el)forcemsnt of this agreement Is not exclusive and Shall not deprlvethe party using such remedy of; or limit the appllcatfon at any other remedy proVided by law. A-14,STATE TO BE HELD HARMLESS: The Grantse agrees to IndemnItY the State and Its afllcem, agenl:ll. and employees against and to hold tile same free and harmless from any and all claims, demands, damages, rOSSEllI, costs, expenses, or lIabiflty due or Inddent to:either in whole or in part. and whether directly or indirectly, arising out of the Project. A-15.1NSPECTION OF BOOKS, RECORDS, AND REPORTS: During regularofflce houra, each of the parties hereto and thslr duly authcrtzed representatlvss shall have ths right to Inspsct and to make copies of any books, records, or reports of either party pertaining to this Agreement or matters rehlled hereto. Each of the partfe\l hereto shall malnlain and shail make available at aU dmes for such inspection acclIrate recOltls of all Its costs, dlsburaements, and receipts with respect to its aotfVil/84 underthla Agreement FaMure or refusal by the Grantee to complywl1h this provision shall be conll/dllr9d a substantl8/ faUUI1!l to comply wI1h this Agreement and the Slate may withhold disbursements to the Grantee or lake any other action It deeme necessary to protect Its Interests. A-18.1NSPECTlONS OF PROJECT BY STATE: The State shall have the right to Inspect the work being perfonned at any and aU reasonable lime. during the term of the Agreement ThIs right shall extend to any subcontracts, and the Grantee shaH Include provisions ensuring euch access in all Its contracts or sllbcontracts entel1!ld Into pursuant to Its Agreement with the Stete. A-17. PROHIBITION AGAINS'fOISPOSAL OF PROPERTY WITHOUT STATE PERMIsSION: The Grantee shall not sell, abandon,lease, transfer, exchange, mortgage, hypothecate, or encumber In any manner whatsoever all or any portion of any real or other property necessarily connected or used In conjunction wI1h the Project, orwl1h the Grantee's service atwater, without prior permission of the State. The Grantee shall not take any actfon. Including but not Umlted to actfons relating to user fees, charges, and assessments lhat could adversely affect the ablllly of the Grantee to meet Its obligations under this Agreement, without prior written permission of the State, The State may require that ths proceeds from tile dlsposftlon of any rea' or personal property be remitted to the Slats to be applied to the Grantee's Indebtedness under thIs Agreement A-IS.NO THIRD PARTY RIGHTS: The parties to this Agreement do not Intend to create rights in. or grant remedIes to, any third party as a benel/clary of this Agreement, or of any duly, covenant, obllgatlon or undertaking established hel1!lln. 10 Reviud 10127103 () ~ J~. 1.~.l.-jJU5 'I: lCHM .... "lWU , , ~..j NO.318 P.ll Agreement No. 4600003098 A-19. NOTICES: AU notlces t!1at are required eithar expressly or by implications to ba given by ana party to the otnsr undar this Agreamsnt shall be signed for the State by lis contracting ofl!cer and for the Grantee by such ofl!cers, as from Uma to time, it may alJthoriZl!! In wrilfng to 50 act All such notices shall be deemed to have been given if delivered personalTy or If enclosed In a properly addreSlled postage-prepaid envelope and deposited in a United Slates Post Ofl!ca for delivery by r~lstered or certilled mall. A-ZO. PERFORMANCE AND ASSURANCES: Grantee agrees to faithftllly and expedltlolJslY perfalT'll or cause to be performed all Project wori< as described in the final plans and speciflc:aUons as submitted or as later amended and approved by the Slate under this Agreement and to apply State funds nlCalved only to Eligible Project Coslll and to operate and maintain the Project In accordance with applicable provisions of the law. In the ewnt the Stale finds it necessary to enforce this provision or any right or power under this Agreement In the manner provided by law, Grantee ag_ Io pay an cosllllnclJlTlId by the State InclUding, but not limited to. reasonable attomeys' feee, legat expenses. and coslll. The State reserves the rigilt to seek further written assurances from the grentee that the wor1c of lhe Project under lhlS Agreement will be perfolT11ed COllslstent with the teIT11. of this Agreement A-21. SEVERABIliTY: In the event that any provision of this Agreement Is unenforceable or held to be unenforceable, then the pardes agree that all other provisions of this Agreement have force and effect and shall not be affected thereby. A-22. WAIVER OF RIGHTS: None of lhe proviSions of this Agreement shall be deemed wa/vEld unless expressly waived In writlng. It Is the Intention of II1s pardn hereto that from lime to lime elthar party may waive any of Its righls undar thlll Agreement unless contrary to law. Any walvar by either party htlnato of rtghls ariSing In connection with this Agreement shell not be deemed to be a. walvarwith respect 11) any other righls or maltenl, and such provisions Shall contlnue In full forcs and effect A-23. TERMINATION WITHOUT CAUSE: The Slate maytermlnata thl. Agreernentwithoutc:alJlls on 30 days advance Written nollce. The Grantee shaR be reimbursed for all reasonable expenses InculTlld up to the date of temlnatlon. A-24. TERMlNA TlON FOR CAUSe: The State may terminate thl. Agreement and be relieved of any payments should the Grantee fall to perfonn the requ/remenls of this Agreement at the Ume and In ths manner heraln provided Including but not limited to raasons of defelJlt under .011-25. A.25.0EFAUL T PROVISIONS: (a )Ths grantee will be In default uncler this agreement If any of the follOWing occur: 1. Substantlal breech 01 this Agreement, or any supplement or amendment to It. or any othar agreement between the Grentee and the Slate evldencfng or securing the Grantee's obllgatlons: 2. Makfng any false warranty, representation. or statement. with respect to this Agreement; FalJuna to make any remittance required by thIs Agreement 3. Failure to make any remittance required by thIs Agreement. (b) Should an event of defaUlt occur, the State may do any or all of the following: 11 Revised Ill127A:l3 f) , j Exhibit A ,'vlctropolilall IIlCClllivcs ( IOfllinued "..."O-'y.T".'"''-----~ ~------ i Section I>eviee/ltem Continued .....-.:::::i,-----=. -.~.~...._-----._...-I,lrll~DI,;dsc.;e~e.... ---- ===~.=- r Wafer Use Accountability, ifusing Metropolitan's Prolessinnal Prott:clor I Del A~ua (PPDAl thr tmining up to half the project cost. lIu"imum 1 term: :'I "r'cars r.-.-- I Water l)!ill Accountability, if agency provides training similar to PPDA 1___ up 10 half the projc'Ct costs maximum term: 5 year~ I IV,lter 1,'.'0'" tn-",mhlhility: With', ilgt'nev {JrlwiJe.'f lwlll~r~/J.,"' ~'l'r_\"Il,f 'Wllter.I'I/I(~~el ('mn""nl"Ott.y Ifl 110 clrllrgf! /fJ.\'ile dW1Ier, property rtUJnager and ,/lmLbtf:t/f't!(.;Jt1trm:lor, I Measured Water Savin s, it'u.in Metro !itan's PPDA li,r lrainin Measured Water Savings. ,t'agene rov,dcs tralOl/I similar to PPDA. rAit'u,~lm'd Waler /'IIIVUJ,j(.,: r(~rmi!$ IcmJ.n:ape .rile tiwnl!r 1(1 mflke W.'UlIttVl:r ('qufpmt.rt/ ""ffOlil,t iJ (tcem.f L'f)'Vl-~lJecttvl!. G,!'f!~hrflr /lro/tic" en..! N(/'\'ed (u' wal/!r '''IIVUU(.f Vf!rtfil~J hv dl'llit:llft'{~ mdl'f:r. pClill tip If' J war.t.. ., Incentive Amount I $2.50 per acre/month $3.50 per acre/month HECW Customer Database Information f},wba l:$ lti:.,-"", ....~ ~ <-:_ Agreement No, Date of Report Agency For activity occurrtog be;-tween Item Total lao. Firat - ..... w_ p- v..,~~-;.."',. Nam!. N.... lmUIl' S_. N.... PO$Itix UnlIlO CJtr Zip Code SUb_Ag Cod. p- Manllfa<turef ..... _I Fac10r Da.. ""~ c, ,- '~ Filed by certify the intormaUOn prOvided has been Y$"rdl1i,,:I, ULFT - HE Toilet Customer Database Information hhillil U \ d" ht_l ~J.... ~.~ Agreement No. Agency Date of Report For activity occurring between Item Total In, First ...... At... - UU'TIHE V.nr~ Nam. Ham. lfdUIi 5_", ~'m. Postfix UnIbO C"' Zip COde Sub_Ag Codll Pllo_ ~ufJau.rer MIke Toilet ......"" I Filed by t.e(tjty \be InfotnlAtion ptl)~lO.d ~ ~.n ...t1b4.a \.......J '.....,.-0 WBle Database Information Exhibit B ....i$r:::.~............"t Agreement No. Agency __ Date of Report For acti....lt)' occurnng between Item Total Flied Oy certify the intonnation provlded hu b4Ntn \ler.tied.. Fht ...., ~ .... I ~-"~'.'''''"'''-- I.......pn~r U+IH.lIM - .-.. ...... UNtO c.~ "'"c_ -- c_ .............. - .... ..- llt.u.tlrlali~c.",: ~.. - ... I ~"'-'>. ~. , ., --i , ---1 -, -- ~..., , - - '. , - -l --- _......~ ==: -r f-- -~ f-- I-- - ~ , ,-- -- r--- , - - - '""..... -1 ~-I,,_. " , '"". -i ~ California-Friendly Model Home Pilot Program Customer Database Information E:.:hibil H ...j..\';,,:t.t.. Agreement No. Date of Report Agency For actavity occurring between Item Total Part' ProjoGt Information Part UI California F....rid'Y ADOI.i:a~. Fi-Uunl$ and Qevice.. c.Qnt'dl ., Builder Name 3. Wea&her-Baaed. CotW_ '. . ~.:. ~Man~Jl~f Manutocllnr Pro' Name -.. Loca'on No. ConItotlecs rraet Number No dStatioos. Total NUmber of CF Modflls Purdla.. Price Pan II MOdel Homf Part IV CaJifomifl Fri&ndty Landscapin . 0 0 L IIIkmIlm ~:2 00& '" .;,?.t;.~ra:;~ .1'.... ~Sc.iI..:'~..,"', Plan No Addr8is BwiQer's OeilQt\er 0 Dale CFWf Pian ChP. a Estimated Closil1 Oate ~ faCF ~m . . of ad $. Part III California Friendly A UaRCes, Fixtu.... and Dwices ..... """"... '" l~trOPOIt~~ reqUIres g w~ 1gencle$: an on... .....,!CO""".. ...".", .~_""" PART V. Cak;u~tion of Estimated California FriendlY Incentiv. of u~poned devlCe$..l 1. Hi h Elficien Toilets p"",,, CfMII.... """ 10 $2.500 eac.i1 Total number of toilets T)'pa Dual-Flush Todet or 1 0 Gal Per Flush No, Proara.m Element Incl!n.{J.'.~ HJgh EfOOency T Diiets Ouat-Flusn Of one.g3l.oo per fll.o$fl Wri';i1 .., Manl.llac1.ure 1 UirMurll\5 Sl:':..r.: Modal 2 HlQh EttlCloilncv CIOl1'le:50 WaDt\e1 6 v Wa.tef Fa.:;c.r LUT.,t one $0100 "'. Price 3 vveather-Based IrngallCrfl Cdmn:xl8r 5200 , Cal,f~m,a F fn!ln.:r, l...n;)~ Imus! c.cm~; ,^,tn ~cn~~.f'':a~. :;.(",<>. ;0 8D,~'1'" 2. HiQI'l Efficien Clothes Washer (MocfeI& Imm ha...e a WaiN FaeIor of 6.0 (l( leu Manufacture "'_, WalerFactor Purchas.e Price Method of Verifu:.aUon Filed by ~ltify u-.. information prOvided has bee:n ventla-g. Prop 13 WBIC Database Infonnation ExtllDlt 6 ~t:o..a::--.. Agreement No. Agency DaLe of Report For activIty oc.curnng between Item Total fuea by certjfy the information pro'W'icted has been verlfi.ed. Fin-I ::- ~:.':. ".Nc_oI ---~~-...."n-- I~..."c~ LA.I~ ...... ....... 'H'" ""'" C,,>, Z1pC.lIc1e ,- ......",&tI,_ ~_.... - I - KnUlI"_ 0."'; !!Wl'~. -, --t.. j ,- ,,~ -. ==- -~ .i ~ , , ; ~ ----. ,- --I -.- , i , , 1 -. ---< ~ -. , =1 - I ---- -- , .-j ,,=:j '<... i........ i '} .....tiY ~, -", "...1 Exhibit C Conservation Credit InVtllCC Conservation Credit Metropolitan Water District of Southern California TOO North Alameda Los Angeu, CA 90012 Invoice Activity Period Date: Member Agency Agreement No, r Member Grant Agency. Number of Items Quantity Item UnrtPric, ' Item Total Met Fundina Contribution Contribution Verified' I fomments: frotallnvoice $ Rebate Activi Cost Breakdown rebate Cost jarketing ,r dminislration bther I /$ /$ /$ /$ , General Manager or designee of certify that the nfonnation provided is verified, in accordance with the guidelines provided in section 7 of the Agreement, by our stalffagent ~o has no conflict of interest in the verification. Note: fotal credit amount may differ due to database information received. () fl'.k..):'"'' '):t;,iM . :1>10 f ' '~~ ....1 m,JtB P.t2 Agreement No, 4600003098 1. Demand the State Grant be immediately repaid. with Interest. which shaH be equal to the State ot Calltomla general obligation bond interest rate in effect at the tll'lltl ot the default; 2. Terminate any objlgatlon to maks I'Utum payments to the Grantee; 3, TermInate the Agreement; and 4. Take any other action that It deema necessary to protect Its Interests. (c)The Grantee agnsesll1at any remedy provided In thia Agreement ialn addition to and not in derogation ot anyolher legal or equitable remedy avellable to the State as a result of a breach of this AQreement by the Gran tee, wf1ether such breach occurs befont or after completion of the Pro~ . (d)No waiver by the State of any breach or default win be a waiver of any breach or default occun1l1g later. A waiver will be valid only it signed by the Slate or ite authorized agent A-26. CONFLICT OF INTEREST: (a) Cunent State Emolovees: (1) No State ortfcer ar employee shall engage In any employment. actMty or enterprise from wf1lch the ofllcer or employee receives compensation or has a t1nanclallnterest and wf11ch IS sponsol'ltd or funded by any Slate agency, unless the amployment, actIVIty or anterprise is requll'ltd as a condition ot regular Slate employment. (2) Na Slate officer or employee shan contract on hie or her own behalf as an independent contractol' with any Slate agency to pr0vfd8 gooda or services. (b) Former State Emolovees: . (1) For the two year period from the data he or shelelt Slam employment, no former Slate offlcar or emplayee may enter Into a contract In wf1lch he or she engaged In any ot the negotiations, transsc:tlons, plannIng, arrangemente or any part of the declalon-maklng process relllYant to the contract while employed 111 any capacity by any State agency. , (2) For the lwe/vlHllOnth period from the date he or she left State employment, no former State offlcer or employee may enter Into a contract with any Stete agency If "e or she was employed by li1at State agency-1tI apollcy-maklng posi1lon 1'11/1e same general subject al'ltS as the proposed contract within lI1e twelve-month period prior to hi. or her leaving State Service A-27.WORKERS' COMPENSATION CLAUSE: The Grantee afflrmll that it is awant at tha provisions ot Section 3700 of the CalifornIa LaborCode, which require everyemp/oyer to be insured 119l1lnst Rablllty for workers' compensation or to undertake self-Insurance In accordance with the provisions ot that code, and the Grantee affilTl1$ that it wiD comply with such provisions befont commencing the performance ot the work under this Agreement and win make Ita contractors and subcorrtractors awel'll of this provlsfon. A-28.AMERICANS WITH DISABILiTIES ACT: By signIng this Agreement. Grantee assul'lls the State that It comp"es with !ha Amerlc:ans with DissbiUtles Act (ADA) of 1990, (42 U.S,C. 12101 et seq.), wf1lch prohIbits discrimination on the basIS of disability, as waR as an applicable regulatlons and guidelines IsllUed pursuant to the ADA. 12 R.vlUd1tY.l7An .' "'. i } '.',.v' <I.i'<I,:.~,<<.Jj '):1."1'1'1 ~<\'JO ".'1, t ~ 'J ~IO.318 P.1J A-29. DRUG-FREE WO~KPLACE CERTIFICATION: (a) CfJrtifleaUon of ComOllance By signing this Agreement, the Grantee, its conlnlctors or subcontractors hereby certlfy under penally ot pe~lJry under lhelaws at the State at Califomia compliance with the requirements at the Drug-Free Wolkplace Act of 1990 (Government Code 8350 et seq.) and have or willlJl'Ovfde a drug. free wOlkplace by taking the following acllons: 1. Publish a statement notJMng employees, contractors and subcontractors that unlawful manufacture, dlstl1bulfon, dlspenliatlon. possessIon. or use of a controlled substance is prohibited and specilyfng acllons to be taken against employees, contractors or subcontractors for VIolations, as required by Govemment Code SecUon 8355(a}, 2. Establish a Drug-Free Awarenell8 Program, as requIred by Government Code Section 6355(b) to inform employees. contractors and subcontractors about all ot the follOWing: (a)The dangers o( drug abuse In the wotkplace, (b)The Grantee's policy of malnteining a drug-free wolkplaca, (c)Any aVIiI/labla counsalinq. rehabllltallon and employee asslstai1ce programs. and (d) Pllnaltles that may be Imposed upon employees. contractors or SlJbcOn!ractors (or drug abuse violations. 3. Provide, as required by Government Code Sectlon 8355(c), that every employee, contractor and subconlnlctor who walks under this Agreement (a) Will receive a copy of the Granlae's drug-fi"ee policy statament, and (b) Will agree to abide by tarrnl5 of the Grantee's condItion of employm6n~ contract or subcontract (b) SUSOIlns/on of I"svrnents: This Agreement or Sliite Grant may be subject to suspension o( pSyrTllfnts or tarmInEUlon, or both, and the Grantee may be subject to debarment If the Department determines !hat 1 . The Grantee, its contractors or subcontractors have made a falsa cerlfflcatlon, or; 2. Grantee. it!I contractors or subcontractors violates the certification by failing to carry out the requirements noted above. A-30. NON DISCRIMNATlON CLAUSE; Ourfng the performance o(thls Agreement, the Grantee. its contractors and subcontractors shell not deny the Conlnlct's beneflts to any person on the basis of religion, coICr, ethnic group Idantl1lcatlon, sax, age, physical or mental dlsablHty, nor shall they dIscriminate unlawfully against any employee or applicant forernployment because of race. religion, color, naUonsl origin, ancestry, physical handicap. mental disability, medical condlllon, marttal stetus, age, or sex. The Granq,e shell Insure that the evaluation and treatment of employees and applicants for employment are treeof such dlscrfmlnation. The Glllntee, Its con1rllctors and subcontractors shalf comply with the provisions of the Fair Empfoyment and Housing Act (Government Code, Section 12900 et saq.), the regulations promulgated Ihereunder (California Code of Regulations, TItle 2, Section 7285.0 et saq.), the provisions of Article 9.5, Chapter 1. Part 1, OMslon 3, TItle 2 of the GOVllmmant Code (Oovemment Code, Sections 11135-11139.5) and tha regulations or standards adopted by the awarding Stale Agency to Implement such article. The Grantee, its contractors and subconlnlctors shall give written notice of their obligations under thIs clause to labor organizations with which they have a collective bargainIng or other agreemen~ The Grantee shall Include tha nondIscrimination and compliance provlslons of this clause In all contracts and subcontracts to perform walk under the Agreement. Agrsement No. 4600003098 13 Revf&ed 1t:V271l13 "} /' ''''.L':,.iJ~b '):11".1 t'IWO , """ ; . ',J ~iO, 318 P,14 Agreement No. 4800003098 The Granlel!l', signature on this Agreemenlshall consUtute a certl1lcatJon under the penaily of paliury under the laws of the Stale of California thallhe Grantee has, unless exempted, complied with the nondlsclimlnation program requirements of Government Code, Section 12990. and Tille 2. California Code of Regulatlons. Sectfon 6103. A-31,UNION ORGANIZING: No State I'I.Inds disbursed by this Slate Grantwlll be U$ed to assist. promote. or deter uniOn o~ganlzlng. If Grantee makee expenditures to aesist, promote. o~ deter union o~anjzing. Grantee WIll mainlaln records sufflclent to show that no Slate funds were used for those expenditures and that Grantes shall provfde those records to the Attorney General upon r'eqtJest. " 14 RsvlsM/10t27i03 CJ .,...' 1I'.Ic'...'.H; 'J:ltH'l r'IWO -( \ "',] IlO.318 P.IS EXHIBIT B STATEMENT OF WORK-TASKS & TIMElINE 460000309' The Metropolitan Water Dlstrlct of Southern California Agreement No. 4800003098 Project Description This grant with The Metropolitan Water District of Southem California (MWD) is to implement an incentive program to promote the purchase and Installatfon ofweather-based Irrigatfon controllers. The project's principal objective is to install approximately 5.500 weather-based Irrigation controllers in residential and small commercial landscapes throughout Metropolitan's service area (excludIng Orange County). It is anUcipated that weather-based Irrigation controllers will save water by changing Irrigation Schedule$ more frequently and accurately than traditfonal controllers. which need to be manually adjusted by end-users. Projected potential weter savings for this program are about 27,500 AF over the estimated 1 a-year useful lifetime of these devices. MWD is the Principal Applicant for this program and will act as Program Administrator, distributing Incentives reglonaUy to participating customers through its member agencies. MWD wllJ also work In collaboration with East Bay MunIcipal Utlllty District (EBMUD), whose proposal has also been funded. The MWDlEBMUO partnership will beneflt aU parties with program cost economies, management efficiencies. negotiating and purchasing strength, unlfonn data tracking system. and universal marketing. TWo prima/}' program implementation methods will be used: 1. Self-Install by the end user, coupled with training and a voucher/rebate; and 2. Direct-Install by member agency staff and/or an Independent. quallfled Installation crew. Other variations on these tv.iQ'methods may evolve, depending on local situations and the resourcas of participating agencies Implementing this program. Project Objectives and Dellverablas Project goals and objectives include: · Installation of up to 5,514 weathe....based irrigation controllers at residential and small commercial, Industrial and Institutional landscapes In Southem Califomia. Marl<et response wlU determine the actual number and dlstrlbutlon of commerciaI' and residential controllers. . Projected potential water savings of 27,500 AF over 10 years. · Inter-regional collaboration in support of statewide marl<et transfonnatlon. 15 R.med 1(V,l7tl13 i "1 'j 'H'.l.c:.._'.J,J'j '''lllHM rt-JD ] .," ~IO. 318 P .16 Agrellll1ent No. 4800003098 EXHIBIT B STATEMENT OF WORK - TASKS, TIME LINES 4600003098 The Metropolitan Water District of Southern California Project dellverables In<:tude: · Installed weather-based irrigation controllers. · Tracking of water consumption data. . . QuarterlY progress reports and annual program evaluation reports. . Flnal report at the end of the 3-year program life. In additlon to the deliverable items mentioned above. MWD (in colleboration with EBMUD), will disseminate the knowledge gained and relevant data acquired from this program through the fonowing means: · Web sites and water planning conferences; · American WaterWorks Association conferences; . CalifornIa Urban Water Conservation Council; . Landscape and green Industry associations; . Executive management or boards of directors of MWD Member Agencies; and . Press releases. Task LIst and Time Une The following Is a general procedure for this program: .1. The program Is projected to run for'3 years. Including a six month start-up period. 2. MWD prepares program operations, monitoring and assessment piaf'. 3. MOUa and/or agree~eiiti executed between MWD and participatl~ member agencies. 4. ParticIpating agencies select fmplefTIentatlon method suitable to their service area, and manage development of local marketing tools and resources. 5. A program team will develop general product specifications for weather-based controllers. 6. Quarterly reports are generated for assessment and monitoring purposes. These reports are used for adaptive management purposes. 7. MWD prepares and submits program evaluation reports annually. B. MWD submIts a final report upon completion of the project. 15 RfIVfsttd 10127trJ3 , '\ , ..i ',LP. 1.~.,,,H.rs 'J: 1'.lt-iM i'I.JO ~ ..I ",0.318 P.l? Agreement No. 4600003098 EXHIBIT B STATEMENT OF WORK - TASKS, TIMELINES 4600003098 The Metropolitan Water District of Southern California The following table III a general lime line for the major tasks: General Descripllon Schedule Schedule Schedule Task Year 1 Year 2 Year 3 (Months) 1 Contract Executed and Project begIns 1 2 Develop Product Specitlcatlons 2-3 3 Develop Data Collection Protocol and Program Detabase 2-9 Produce Templates for Program 4 Documents (Data Collection Forms, Reports and Invoices) 2-4 5 Program Markelfng and Production Planning 2-6 6 Develop Program Operations Plan 2-6 7 Develop and Implement Monitoring and Assessment Plan 2 - onQolna onaolna onaoina Participating Agencfes Detlne Criteria 8 end Select Qualified Contractors to Conduct orl'!H;t IAataUatlons 2.4 . onaellne;' onooing Develop TraIning for Program . 9 Partlclpallon 2-4 10 Program Kick Off, Installations; and Rebates Begin 4- oncoino onaolng ongoing Beg/nnlng 11 Quarterfy Report and Invoice 111 qtr after 28. Submitted to DWR project 16. 31.34,37.4 . bee/ns - 13. 19.22 25 1 End ot End of 12 Annual and Final Program Evaluation Each Each Results Submitted to DWR Contract Contract Year Year Final,43 17 Revised 1lW7103 t .~ ..' I : ; .:/ '!r\'.l.!..~'~J~6 'r~t')j-:r1 ~J..Jl) nO.31B p.le Agreement NO. 4600003098 EXHIBIT B STATEMENT OF WORK - TASKS, TIMELlNES 4600003098 The Metropolitan Water District of Southern California Project Assessment and Monitoring Project assessment and monltoling is conducted by: . Oeveloping and maJntaining a centralized relational program database . Performing veriflcation Inspections . Conducting customer satisfaction surveys . Administering a full-scale process and Impact program analysis The centralized database wfll be used to generate project status reports on a quarterly basis for comparison against project Implementation targets. Yearly reports and a final project report will also be created from the database. The followfng questions will be addrassed as part of the Process and Impact Evaluation (final report): . How effective are the different methods of Implementation (self-install vs. direct- install) in gaining customer participation? . What Is the net change in water use attributable to Installation of weather-based Irrlgatlon controllers? . Was this rebate program cost-effective and sustainable? PhaSed Implementation Assessment and monitoring. ~ this project will be conducted In three phases. Phase /. which wUl be conducted during Ihe Initial months of Implementation. will develop the researoh approach, draft program documents and Interview instnJments, establish a data collection protocol, and produce a product specification for weather-based Irrigation controllers. During Phase II (beginning in month three and concurrent with parts of Phase I through month 9). participating agencies will seek to define customer participation and potential water-saving targets. Also, preliminary evaluation results will be produced to provide feedback Into program design. thus Improving overall program effectiveness. Phase III (month 19 through project conclusion) will involve a hfgher-resolutlon examination. of the performance of controllers and implementation methods In order to address questions of potential impacts jf applied 10 other customers and/or water agencies. 1/1 Rev/aed 14127103 '....; 1 IJ ':fE'.).!?, t,""t5 'r: l',1-l'1 t'lWD rlO.31B P.19 Agreement No. 4600003098 EXHIBIT B 5T ATEMENT OF WORK - TASKS, TIMEUNES 4600003098 The Metropolitan Water Dlstrlct of Southern ea/itom/. Methodology The actual aSsessment methodology to be used will be determined during Phases I & II. the methods for monitoring water-saving performance of weather-oased controlfers may Include; · Data collection and analysis; Customer and controller data will be collected and entered Into a database. . A sampl. set, representing a cross-section of the types of contrallers instal/ed under this program will be Identitled for monitoring. The following Information wil/ be monitored for. this sample set a. Baseline historical water use Information, if available; b. Actual water use for duration of this program; and c. Comparative evaluatlon of historical vs. actual water use to estimate water savings, . Survey Instruments may also be used to determine customer satisfaction with irrigation controllers. A monitoring and assessment plan will bll delIVered to DWR by the end of month 9. Project Reportfng Once the appropriate monitoring methodology Is Identffled and developed and project data becomes available, quarterfyprogresa reports to OWR will Include water savings projectIons. Comperlsons between pr. and post-InstallatIon water use, however, wIll be addressed In annual progress reports. PotentIal database fields may Include fdentfflcal'/on of customer partlclpants, verif1catlon of controller installations, determination of baseline consumption, determination of Irrigation budgets, estimated water savings potential, tracking of water consumptlon and costs for duration of grant program. This database will serve to later evaluate project effectiveness (in terms of costs and w,ater savings). 19 Rlv/a-.11lli271tl3 , ; ..' 1:..1'",12., 1b.;,1'") 'j:,-{)I~'M r\l.JO .j tIO.JHl P.2lJ EXHIBIT a STATEMENT OF WORK- TASKS, TIMELINES 4600003098 The Metropolitan Water Dlstrfct of Southern California Agreement No. 4600003098 A oomprehenslve summary of results will be provided as part of a final report, which will assess overall project effect/veness, measured not only in terms of actual water saved vel'$Us project expenditures, but also address advantages and challenges experienced with each implementation method, the relative water-saving performance ofvarlous types of weather-based irrigation controllers. the apparent impact of signal fees on customers' controller choice and persIstence of waier savings, and the ease to the end-user of oontroller fnetallallon and programming. An effort will also be made to estimate decline rates in water savings over time by type of controller. Methods of Installation and Follow-up Quarterly reports wlllldentlfy the number of rebates Issued under each type of Installation method (self..jnstall ordfrect-instaU), and the type of applicatlon (commercial or rasldenlfal). Additionally, MWD and Its member agencIes will conduct a sample number of random site Inspections as a control measure to physically verify Installation of rebated controllers. These Installation verffications will be reported In the quarterly and annual reports. Ul , RtMud 11J127103 ...,) 'J_P.12.".J:Jlb '):,1JH'1 it.m , 'j NO.J18 P.21 Agreement No. 4600003093 EXHIBIT C BUDGET 4600003098 The Metropolitan Water District of Southern California Bud et Funds requested at the lowesllevel and "ranted state's share Applicanlfunds pledged (agency + customer Total nfeet Costs $1,778,700 $1.072,933 2.851 633 Extended costs at "low level" . Approxlm..te DWR DWR MWD Cost Total Pro/Kt Budllst Itllms T olal Units Cost/unit Grant Sh..... COlIta Administrative Costs $342 015 " $34S 000 $687 015 Reblts Costs: Un to 5514 R.sfdsnll..r Contrails,. Direct laooroxlmats totlll unltsl Install 1.441 $23S $338 835 $93 665 $432300 Self- InstaJI 3820 11110 $583 200 $228 800 $792,000 Direct Instan 108 $1150 $121.900 S13 992 $135.892 Commercial Contro/lsn: 12-24 SllIlIons Self- Isaan:'Jdmats lolll. unital 'nstan 201 $550 $110550 $28 532 $137082 DIrect ". . - Inslall 53 $1700 $90 100 S13'992 5104 092 Commerclal Controllen: 24-48 Slatlons Self- (aDllrax/mata llltal units) Install 193 $1100 S212300 $50 962 1263 252 QtJ1., Program Implem.ntatlan Cans . (mar1<lltklq, admlnlstrallve eosla by 8Ilenclee, tmlln{l workshoosl $.300 000 $300 000 TOTALS Un fa5 514 Sl.na 700 S1 on 933 52 a51 633 21 FIrMed 1~7ill3 '\ , ,J ,'~ ; .,~"<;. I.._j E,h:bit E I [ECW Agrcclln:nl Agreement 4600004214 Water Use Efficiency Grant Residential Clothes Washer Rebate STATE OF CALIFORNIA THE RESOURCES AGENCY DEPARTMENT OF WATER RESOURCES AGREEMENT BETWEEN THE STATE OF CALIFORNIA DEPARTMENT OF WATER RESOURCES AND METROPOLITAN WATER DISTRICT OF SOUTHERN CAlIFORNIA FOR A WATER USE EFFICIENCY GRANT UNDER THE PROPOSITION 50, WATER SECURITY, CLEAN DRINKING WATER, COASTAL AND BEACH PROTECTION ACT OF 2002. c:) ['.....\- ~ ~] Agreement 4600004214 Water Use Efficiency Grant Residential High Efficiency Clothes Washer Rebate Program STATE OF CALIFORNIA This Agreement is entered into between Ihe state of California, acting by and through Ihe Department of Water Resources, (State) and the Metropolitan Water District of Southern California, (Grantee). The Stale and Grantee agree as tollows: SECTION 1. PURPOSEOFGRANT This State Grant is made by Ihe State to the Grantee to assist in financing an Urban Water Conservation Project pursuant 10 the California Proposition 50, Water Security, Clean Drinking Water, Coastal and Beach Protection Act of 2002. This Grant program implements Water Code Chapter 7, Section 79550(g) of Proposition 50. Grant funds may be used only as provided in this Agreement for such Eligible Project Costs as set forth in the Project description and Budget, copies of which are incorporated herein Exhibit 8, "Statement of Work" and Exhibit C, "Budger. SECTION 2. TERM OF STATE GRANT The term of this Agreement is from the date of execution of this Agreement through December 30,2008. SECTION 3. PROJECT COSTS The Total Project Costs (identified in Exhibit C) are estimated to be $3,652,000.00. SECTION 4. STATE GRANT Subject to the availability of funds, the State will grant to the Grantee in accordance with the terms of this Agreement an amount not to exceed $1,660,000.00 for Eligible Project Costs. SECTION 5. GRANTEE'S COST SHARE AMOUNT The Grantee agrees to fund the difference, if any, between the estimated Project Cost (Section 3) and the State Grant (Section 4). Grantee's Costs are estimated 10 be $1,992,000.00. z c \ '.j ..........'l;. (,j Agreement 4600004214 Water Use Efficiency Grant Residential High Efficiency Clothes Washer Rebate Program SECTION 6. I NCORPORA TION OF STANDARD CONDITIONS AND GRANTEE COMMITMENTS In addilfon to Exhibits Band C. this Agreement incorporates Exhibit A, "Standard Terms'. The Grantee accepts and agrees to comply with all terms, provisions, conditions, and commitments of this Agreement. including all incorporated documents. and to fulfill all assurances, declarations, representations and statements made by the Grantee in the Application, documents, amendments and communications filed in support of its request for financing. SECTION 7. CONDITIONS FOR DISBURSEMENT The Grantee shall meet aU conditions for disbursement of money under this Agreement, including the provisions of Exhibit A-6. Failure by Grantee to comply may, at the option of the State, result in termination of the Agreement. SECTION 8. PROGRESS REPORTS AND STATEMENT OF COSTS The Grantee shall submit Quarterlv progress reports, January 15, April 15, July 15, and October 15, on the status of the Project and a Statement of Costs to the Department of Water Resources. The submittal and approval by the State of these reports is a requirement for continued disbursement of State Grant funds. Progress reports shall summarize the work completed during the reporting period, include a statement of progress toward completion compared to the Project schedule, and provide a comparison of costs to date compared to the approved scope of work and Project budget. SECTION 9. FINAL REPORTS The Grantee shall submit a Draft Final Report on Project completion or termination and expenditures for the State's review and comment. The Draft Final Report shall be modified to incorporate the State's comments, if any, and resubmitted, as Final Report within sixty (60) days of the Grantee's receipt of the State's comments. The Grantee shall also submit post-completlon Annual Reports and Updates. Reports will follow the format requirements set forth in Exhibit B, Attachment 1. SECTION 10. OPERATIONS AND MAINTENANCE OF "CONSTRUCTION" PROJECT In consideration of the State Grant, the Grantee agrees, for the useful life of the Project, to expeditiously commence and to continue operation 'of the Project and shall cause the Project to be operated in an efficient and economical manner; shall provide for all repairs, renewals, and replacements necessary to the efficient operation of the Project; and shall cause the Project to be maintained in as good and efficient condition as upon its construction, ordinary and reasonable wear and depreciation excepted. Refusal of the Grantee to operate and maintain the Project in accordance with this provision may, at the option ofthe State, be considered a material breach of Agreement and may be treated as default under default provisions Exhibit A-25. 3 ) ,/ ... Agreement 4600004214 Water Use Efficiency Grant Residential High Efficiency Clothes Washer Rebate Program SECTION H. RELATIONSHIPS OF PARTIES The Grantee. rts contractors. subcontractors, and their respective agents and employees required for performing any work under this Agreement shall act in an independent capacity and not as officers, employees. or agents of the State. The Grantee is solely responsible for planning and implementation of the Project. Review or approval of plans, specifications, bid documents or other construction documents by the State is solely for the purpose of proper administration of State Grant funds and shall not be deemed to relieve or restrict the Grantee's responsibility. SECTION 12. PERMITS, LICENSES, APPROVALS AND LEGAL OBLIGATIONS The Grantee shaD be responsible for obtaining any and all permits, licenses and approvals required for performing any work under this Agreement. including those necessary for planning and implementing the Project. The Grantee shall be responsible for complying with all applicable federal, State and local laws, rules or regulations affecting any such work, specifJcally including, but not limited to, environmental, labor, procurement and safety laws, rules, regulations and ordinances. SECTION 13. GRANTEE'S RESPONSIBILITIES FOR WORK The Grantee shall be responsible for work and for persons or entities engaged in work. including. but not Jlmited to, subcontractors, suppliers and providers of services. The Grantee shaH give personal supervision to any work required under this Agreement or employ a competent representative, satisfactory to the State, with the authority to act for the Grantee. The Grantee or its authorized representative shall be present while work is in progress. The Grantee shall be responsible for any and all disputes arising out of its contracts for work on the Project. including but not limited to bid disputes and payment disputes with the Grantee's contractors and subcontractors. The State will not mediate disputes between the Grantee and any other entity conceming responsibility for performance of work. SECTION 14. PROJECT OFFICIALS AND NOTICES The Chief, Office of Water Use Efficiency and Transfers, Department of Water Resources, shall be the State's representative and shall have the authority to sign Agreement and amendments to the Agreement, if needed, and to make determinations with respect 10 each controversy or discrepancy arising under or in connection with the interpretation, performance, or payment for work performed under this Agreement. The Grantee Project Director shall be An'!,.~w 11..< The Grantee Project Director shall be the Grantee's representative for the administration of Ihe Agreement and shall have full authority to act on behalf of the Grantee. including authority to execute all payment requests. All communications given to the Project Director shall be as binding as if given to the Grantee. 4 \ ., ., \) AgreemenI4600004214 Waler Use Efficiency Grant Residential High Efficiency Clothes Washer Rebate Program Either party may change its representative upon written notice to the other party. Notices required to be given to the State in writing by the Grantee under this Agreement shall be sent to: State of California Department of Water Resources Office of Water Use Efficiency and Transfers Attention: Project Manager 901 P Street, ROOm 313A Post Office Box 942836 Sacramento, Califomia 94236-0001 Notices required to be given to the Grantee in Wliting by the State under this Agreement shall be sent to: Maria G. Biel (213)217-6416 mhiel~mvdh?o.com (Representative, Telephone Number and E-mail) Metropolitan Water District of So. CA (Agency Name) p.o. Box 54153 (Mailing Address) LOB An2Alea~ CA qOO-nl~l (City, State, Zip Code) A change of address for delivery or notice may be made by either party by written notice of such change of address to the other party. All such notices shall be enclosed in a properly addressed, postage prepaid envelope and deposited in a United Slates Post Office for delivery by registered or certified mail. 5 ., ) , , ,- Agreemenl4600004214 Water Use Efficiency Grant Residential High Efficiency Clothes Washer Rebate Program and Sufficiency: Metropolitan Water District of So. CA. GRANTEE By ~n.,~ "f\. ~ \"'L.\\loln Signature Date ~t~vhPh N~ Ar~WR~~ Printed Name Manager, Water Resource Management Graul Title P.O. Box 54153 Address Los Angeles. GA 90054-0153 STATE OF CALIFORNIA DEPARTMENT OF WATER RESOURCES API'ROYBD AttTO PClJlW lCJahdln By Chief, Office of and Transfers --':!Itta#1t :r: &tI~<rr Printed Name IN WITNESS WHEREOF, the parties hereto have executed this Agreement on I z.l2r ~S Date (I 6 '. J (.,) Agreement 4600004214 Water Use Efficiency Grant Residential High Efficiency Clothes Washer Rebate Program STATE OF CALIFORNIA THE RESOURCES AGENCY DEPARTMENT OF WATER RESOURCES EXHIBIT A STANDARD T,~.RMS URBAN WATER CONSERVATION GRANTS A-l. GOVERNING LAW; This Agreement is governed by and shall be interpreted in accordance with the laws of the State of California. A-2. TIMELINESS: Time is of the essence in this Agreement. A-3. AMENDMENT: This Agreement may be amended at any time by mutual agreement of the parties, except insofar as any proposed amendments are in any way contrary to applicable law. Requests by the Grantee for amendments must be in writing stating the amendment request and the reason for the request. A-4. SUCCESSORS AND ASSIGNS: This Agreement and all of its provisions shall apply to and bind the successors and assigns of the parties hereto. No assignment or transfer of this Agreement or any part thereof, rights hereunder. or interest herein by the Grantee shall be valid unless and until it is approved by the State and made subject to such reasonable terms and conditions as the State may impose. A-5. ELIGIBLE PROJECT COSTS: Grantee shall apply State Grant funds received only to Eligible Project Costs. as identified in Exhibit C. A-6. CONDITIONS FOR DISBURSEMENT: The State shall have no obligation to disburse money under this Agreement unless and until the Grantee has satisfied the State that the disbursement is in accordance with the requirements of the Water Code Chapter 7, Section 79550(g) of Proposition 50, and the following: (a) For Construction Projects, the Grantee submits to the State, final plans and specifications certified by a California Registered Civil Engineer or equivalent documentation as to compliance with the approved Project. (b) The Grantee submits a written statement by an authorized representative that it has obtained all necessary permits. easements. rights-of-way and approvals as . may be required by other state, federal, and/or focal agencies. as specified in Section 12 of this Agreement. 7 i\ \. .>? I) Agreement 4600004214 Water Use Efficiency Grant Residential High Efficiency Clothes Washer Rebate Program (c) The Grantee demonstrates compliance with the California Environmental Quality Act and the National Environmental Policy Act by submilling copies of any environmental documents, including environmental impact reports, environmental impact statements, negative declarations, mitigation agreements, legal notices and environmental pennits as may be required prior to beginning the Project. (d) The Grantee submits timely progress reports, annual reports, and annual updates as required by Section 8 of this Agreement. (e) The Grantee demonstrates continuing availability of sufficient funds to complete the Project. A.7. STATE GRANT DISBURSEMENTS: (a) Cost Statements: After the Conditions for Disbursement, Section A-6, are met, the State will disburse the whole or portions of the State Grant commitment to the Grantee foHowing receipt from the Grantee of a statement or statements of incurred Eligible Project Costs, reviewed by the Grantee's designated representative, and timely progress reports as required by Section 6 of this Agreement. Requests for State Grant funds shall be filed quarterly or for such periods as the State and the Grantee may mutually agree. The Grantee shall provide the following infonnation: (1) A statement of the incurred Eligible Project Costs for work perfonned under the Agreement during the period identified in the particular statement and which matches the Budget in Exhibit C and tasks in Exhibit B. (2) A statement of the cost of any Interests in real property (land or easements) that have been necessarily acquired for the Project during the period Identified in the particular statement for the implementation of the Project. The Grantee shall submit two (2) copies of quarterly progress reports and 2 copies of statement of costs associated with work accomplished during that quarter, as well as 2 copies of invoice to the: Project Manager Department of Water Resources Office of Water Use EffICiency and Transfers 901 P Street, Room 313A P.O. Box 942836 Sacramento, CA 94236-0001 B ~ J (J Agreement 4600004214 Water Use Efficiency Grant Residential High Efficiency Clothes Washer Rebate Program The statement of costs must be detailed and provide supporting documentation for both State and Local Share of costs for each quarterly progress report. Statement of costs shall be submitted in arrears, bearing the Agreement number. The Grantee must also submit one (1) original copy of each invoice simultaneously to: DWR Accounting Office Contracts Payable Unit Post Office BOlC 942836 Sacramento, CA 94236 All progress reports, statement of costs, and invoices must be on the Grantee's letterhead. have agency name, project title, Agreement number, invoice number, and the quarter and tasks for which progress reports and invoices cover. (b) Disbursement: Disbursements are subject to the availability of funds and budget contingencies. Following the review and approval of each statement of costs, the State will disburse to the Grantee the amount approved, subject to the availability of funds through the State's normal procedures. Funds will be disbursed by the State in response to each approved statement of costs on a pro rata basis in accordance with the relative payment obligations of the Grantee. Section 5 of this Agreement. and the State, Section 4 of this Agreement for the Project Costs, Section 3 of this Agreement. Any and all money disbursed to the Grantee under this Agreement and any and all interest earned by the Grantee on such money shall be used solely to pay Eligible Project Costs. Along with submittal of Draft Final Report, Grantee shall submit to the State a final statement of costs for incurred Eligible Project Costs. A-8. WITHHOLDING OF GRANT DISBURSEMENTS BY STATE (a) Withholdina Clause: The State, at its discretion, may withhold ten percent (10%) of the funds requested by the Grantee for reimbursement of eligible Project Costs until the Project is completed and Final Report is received. (b) Additional Conditions for Withholdina: If the State determines that the Project is not being completed substantially in accordance with the provisions of this Agreement or that the Grantee has failed in any other respect to comply substantially with the provisions of this Agreement. and if the Grantee does not remedy any such failure to the State's satisfaction. the State may withhold from the Grantee all or any portion of the State Grant commitment and take any other action that it deems necessary to protect its interests. 9 ~ .) .' -r <. ,.JoJ Agreement 4600004214 water Use Efficiency Grant Residential High Efficiency Clothes Washer Rebate Program (c) Withholdina Entire State Grant Commitment: If the State notifies the Grantee of its decision to withhold an of the State Grant commitment from the Grantee pursuant to Subdivision (b) of this Article, this Agreement shall terminate upon receipt of such notice by the Grantee and shall no longer be binding on either party. (d) Withholdina Balance of State Grant Commitment: Where a portion of the State Grant commitment has been disbursed to the Grantee and the State notifies the Grantee of its decision to withhold the balance of the State Grant, the portion that has been disbursed shall thereafter be repaid immediately with interest, as directed by the State. Refusal of the Grantee to so repay may, at the option of the State, be considered a material breach of Agreement and may be treated as default under Default Provisions. Exhibit A.25. A-9. DOCUMENTATION OF PROJECT BENEFITS AND COSTS Actual Water Savinas and Other Benefits and Costl: The Grantee shall submit Annual Reports of Benefits and Costs after the first operational year has elapsed and report any other benefits such as water savings. water quality, flow and timing, and any other/additional benefits and costs resulting from the Project, as detailed in the Exhibit B (8-6, Benefits: B-1, Deliverables; and B-8, Schedule for Progress Reports & Payments), and Exhibit C to the project manager. If appropriate, the Grantee shall revise the estimate of water savings based on records of each consecutive year for fIVe years. Estimates shall include total annual water savings, net annual water savings, and costs. The report shall also include a description of how the water prodUced by the Project is being utilized. This recording and reporting process shall be subsequently repeated for a total of five (5) consecutive operational years. A-10. TIMING AND MANNER OF PROJECT UNDERTAKING (a) Proiect Undertakina pursuant to Aareement: The Project shall be undertaken in strict accordance with this Agreement. (b) Determination of Proiect ComDletion: For the purposes of this Agreement, the Project shall be considered to be completed or to be terminated when so determined by the State. (c) Acknowledaement of Credit: The Grantee shall include appropriate acknowledgement of credit to the State and to all cost-sharing partners for their support when promoting the Project or using any data and/or information developed under the Agreement. 10 ) (..,1 Agreemen14600004214 Water Use Efficiency Grant Residential High Efficiency Clothes Washer Rebate Program (d) Audit Requirement: Pursuant to Govemment Code Section 8546.7, the contracting parties shall be subject to the examination and audit of the State for a period of three (3) years after final payment under this Agreement with respect to all matters connected with the performance of this Agreement, including but not limited to, the cost of administering this Agreement. All records of the Grantee or subcontractors shall be preserved for this purpose for at least three (3) years after completion of the Project. (e) Comoetitive BiddinG of Contracts and Procurements: Grantee shall comply with all applicable laws and regulations regarding securing competitive bids and undertaking competitive negotiations in Grantee's contracts with other entities for acquisition of goods, and serviCes and construction of public works with funds provided by the State under this Agreement. (f) Finallnsoection and Certification of Reaistered Civil Enaineer (Construction Proiects): Upon completion of the Project the Grantee shall provide for a final inspection and certification by a California Registered Civil Engineer that the Project has been completed in accordance with submitted final plans and specifications and any modifications thereto and in accordance with this Agreement. The Grantee shall notify the Office of Water Use EffICiency and Transfers of the Department of Water Resources of the inspection date at least 10 days prior to the inspection in order to provide the State the opportunity to participate in the inspection. A-11. ACCOUNTING AND DEPOSIT OF GRANT DISBURSEMENT: (a) Seoarate Accountino of State Grant Disbursements and Interest Records The Grantee shall account for the money disbursed pursuant to this Agreement separately from all other Grantee's funds. The Grantee shall maintain audit and accounting procedures that are in accordance with generally accepted accounting principles and practices. consistently applied. The Grantee shall keep complete and accurate records of all receipts, disbursements, and interest earned on expenditures of such funds. The Grantee shall require its contractors or subcontractors to maintain books, records. and other documents pertinent to their work in accordance with generally accepted accounting principles and practices. Records are subject to inspection by the State at any and all reasonable times. (b) Disoosition of Monev Disbursed All money disbursed pursuant to this Agreement shall be deposited, administered. and accounted for pursuant to the provisions of applicable law. II , .1 \ ./ Agreement 4600004214 Water Use Efficiency Grant Residential High Efficiency Clothes Washer Rebate Program (c) Remittance of Unexpended Funds The Grantee, within a period of thirty (30) days from the final disbursement from Ihe State to the Grantee of State Grant funds, shall remit to the State any unexpended funds Ihat were disbursed 10 the Grantee under this Agreement and were not needed 10 pay Eligible Project Costs. (d) Interim and Final Audits The State reserves the right to conduct an audit at any time between the execution of this Agreement and the completion of Ihe Project, with the costs of such audit borne by the State. After completion of the Project, the Stale may require the Grantee 10 conduct a final audit, at Ihe Grantee's expense, such audit 10 be conducted by and a report prepared by an independenl Certified Public Accountant. Failure or refusal by the Grantee to comply with this provision shall be considered a substantial failure to comply with this Agreement, and the State may erect to pursue any remedies provided in Article A-5 or take any other action it deems necessary to protect its interests. A-12. CLAIMS DISPUTE CLAUSE: Any claim Ihat the Grantee may have regarding the performance of this Agreement including, but not f1mited to, claims for additional compensation or extension of time, shall be submitted to the Project Manager, Department of Water Resources, within thirty (30) days of the Grantee's knowledge of the claim. Project Manager and Grantee shall then attempt to negotiate a resolution of such claim and process an amendment 10 this Agreement 10 implement Ihe terms of any such resolution. A-13. REMEDIES NOT EXCLUSIVE; The use by either party of any remedy specifled herein for the enforcement of this Agreement is not exclusive and shall not deprive the party using such remedy of, or limit the application of any other remedy provided by law. A-14. STATE TO BE HELD HARMLESS: The Grantee agrees to indemnifylhe Stale and its officers, agents, and employees against and to hold the same free and harmless from any and all claims, demands, damages, losses, costs, expenses, or liability due or incident to, either in whole or in part, and whether directly or indirectly, arising out of the Project. A-15. INSPECTION OF BOOKS, RECORDS, AND REPORTS; During regular office hours, each of the parties hereto and their duly authorized representatives shall have the right to inspect and to make copies of any books, records, or reports of either party pertaining to this Agreement or matters related hereto. Each of the parties hereto shall maintain and shall make available at all times for such inspection accurate records of all its costs, disbursements, and receipts with respect to its activities under 12 , ' ,j () Agreement 4600004214 Water Use Efficiency Grant Residential High Efficiency Clothes Washer Rebate Program this Agreement. Failure or refusal by the Grantee to comply with this provision shall be considered a substantial failure to comply with this Agreement and the State may withhold disbursements to the Grantee or take any other action it deems necessary to protect its interests. A.16. INSPECTIONS OF PROJECT BY STATE: The State shall have the right to inspect the work being performed at any and all reasonable times during the term of the Agreement. This right shall extend to any subcontracts, and the Grantee shall include provisions ensuring such access in all its contracts or subcontracts entered into pursuant to its Agreement with the State. A-17. PROHIBITION AGAINST DISPOSAL OF PROPERTY WITHOUT STATE PERMISSION: The Grantee shall not sell, abandon, lease, transfer, exchange, mortgage, hypothecate, or encumber in any manner whatsoever all of any portion of any real or other property necessarily connected or used in conjunction with the Project, or with the Grantee's service of water, without prior permission of the State. The Grantee shall not take any action, induding but not Dmited to actions relating to user fees, charges, and assessments that could adversely affect the ability of the Grantee to meet its obligations under this Agreement, without prior written permission of the State. The State may require that the proceeds from the disposition of any real or personal property be remitted to the State to be applied to the Grantee's indebtedness under this Agreement. A-la. NO THIRD PARTY RIGHTS: The parties to this Agreement do not intend to create rights in, or granl remedies 10, any third party as a beneficiary of this Agreement, or of any duty, covenant, obligation or undertaking established'herein, A-19. NOTICES: All nolices that are required either expressly or by implications to be given by one party to the other under this Agreement shall be signed for the Project Manager and for the Grantee by such offlcers, as from time to time, it may authorize in writing to so act. All such notices shall be deemed to have been given if delivered personally or if enclosed in a properly addressed postage-prepaid envelope and deposited in a United States Post Office for delivery by registered or certified mail. A-20. PERFORMANCE AND ASSURANCES: Grantee agrees to faithfully and expeditiously perform or cause to be performed all Project work as described in the final plans and specifications as submitted or as later amended and approved by the State under this Agreement and to apply State funds received only to Eligible Project Costs and to operate and maintain the Project in accordance with applicable provisions of the law. In the event the State finds it necessary to enforce this provision or any right or power under this Agreement in the manner provided by law, Grantee agrees to pay all costs incurred by the State including, but not limited to, reasonable attomeys' fees, legal expenses, and costs. The State reserves the right to seek further written assurances from the grantee that the work of the Project under this Agreement will be performed consistent with the terms of this Agreement. 13 i). , . ;",,\ 'j Agreement 4600004214 Water Use Efficiency Grant Residential High Efficiency Clothes Washer Rebate Program A-21. SEVERABILITY: In Ihe event that any provision of this Agreement is unenforceable or held 10 be unenforceable, then the parties agree that all other provisions of this Agreement have force and effect and shall not be affected thereby. A-22. WAIVER OF RIGHTS: None of Ihe provisions of this Agreement shall be deemed waived unless expressly waived in writing. It is the intention of the parties hereto that from time to time either party may waive any of its rights under this Agreement unless contrary 10 law. Any waiver by either party hereto of rights arising in connection with this Agreement shall not be deemed to be a waiver with respect to any other rights or matters, and such provisions shall continue in full force and effect. A-23. TERMINATION WITHOUT CAUSE: The State may terminate this Agreement without cause on 30 days advance written notice. The Grantee shall be reimbursed for all reasonable expenses incurred up to the date of termination. A-24. TERMINATION FOR CAUSE: The State may terminate this Agreement and be relieved of any payments should the Grantee fail to perform the requirements of this Agreement at the time and in the manner herein provided including but not limited to reasons of default under A-25. A-25. DEFAULT PROVISIONS: (a) The grantee will be in default under this Agreement if any of the following occur: (1) Substantial breach of this Agreement, or any supplement or amendment to it, or any other agreement between the Grantee and the State evidencing or securing the Grantee's obligations; (2) Making any false warranty, representation, or statement with respect to this Agreement; (3) Failure to make any remittance required by this Agreement. (b) Should an event of default occur, the State may do any or all of the following: (1) Demand the State Grant be immediately repaid, with interest, which shall be equal to the State of California general obligation bond interest rate in effect at the time of the default; (2) Terminate any obligation to make future payments to the Grantee; (3) Terminate the Agreement; and (4) Take any other action that it deems necessary to protect its interests. 14 () : :'h~.. "j Agreement 4600004214 Water Use Efficiency Grant Residential High Efficiency Clothes Washer Rebate Program (c) The Grantee agrees that any remedy provided in this Agreement is in addition to and not in derogation of any other legal or equitable remedy available to the State as a result of a breach of this Agreement by the Grantee, whether such breach occurs before or after completion of the Project. (d). No waiver by the State of any breach or default will be a waiver of any breach or default occurring later. A waiver will be valid only if signed by the State or its authorized agent. A-2B. CONFLICT OF INTEREST: (a) current State EmDlovees: (1) No State officer or employee shall engage in any employment, activity or enterprise from which the officer or employee receives compensation or has a financial interest and which is sponsored or funded by any State agency, unless the employment, activity or enterprise is required as a condition of regular State employment. (2) No State officer or employee shall contract on his or her own behalf as an independent contractor with any State agency to provide goods or services. (b) Former State EmDlovees: (1) For the two year period from the date he or she left State employment, no former State officer or employee may enter into a contract in which he or she engaged in any of the negotiations, transactions, planning, arrangements or any part of the decision-making process relevant to the Agreement while employed in any capacity by any State agency. (2) For the twelve-month period from the date he or she left State employment, no former State officer or employee may enter into a contract with any State agency if he or she was employed by that State agency in a policy-making position in the same general subject area as the proposed Agreement within the twelve-month period prior to his or her leaving State service. A-27. WORKERS' COMPENSATION CLAUSE: The Grantee affirms that it is aware of the provisions of Section 3700 of the Califomia Labor Code, which require every employer to be insured against liability for workers' compensation or to undertake self-insurance in accordance with the provisions of that code, and the Grantee affirms that it will comply with such provisions before commencing the performance of the work under this Agreement and will make its contractors and subcontractors aware of this provision. 15 ) ) Agreemen14600004214 Water Use Efficiency Grant Residential High Efficiency Clothes Washer Rebate Program A.28. AMERICANS WITH DISABILITIES ACT: By signing this Agreement, Grantee assures Ihe State that it complies with the Americans with Disabilities Act (ADA) of 1990, (42 U.S.C. 12101 et seq.), which prohibits discrimination on the basis of disability, as well as al/ applicable regulations and guidelines issued pursuant to the ADA. A-29. DRUG-FREE WORKPLACE CERTIFICATION: (a) Certification of ComPliance By signing Ihis Agreement, the Grantee, its contractors or subcontractors hereby certify under penalty of perjury under the laws of the State of California compliance with the requirements of the Drug-Free Workplace Act of 1990 (Government Code 8350 et seq.) and have or will provide a drug-free workplace by taking the following actions: (1) Publish a statement notifying employees, contractors and subcontractors that unlawful manufacture, distribution, dispensation, possession, or use of a control/ed substance is prohibited and specifying actions to be taken against employees, contractors or subcontractors for violations, as required by Government Code Section 8355(a). (2) Establish a Drug-Free Awareness Program, as required by Government Code Section 8355(b) to infonn employees, contractors and subcontractors about all of the following: a. The dangers of drug abuse in the workplace, b. The Grantee's policy of maintaining a drug-free workplace, c. Any available counseling, rehabilitation and employee assistance programs, and d. Penalties that may be imposed upon employees, contractors or subcontractors for drug abuse violations. (3) Provide, as required by Government Code Section 8355(c), that every employee, contractor and subcontractor who works under this Agreement: a. Will receive a copy of the Grantee's drug-free policy statement, and b. Will agree to abide by terms of the Grantee's condition of employment, contract or subcontract. 16 ':) ~.. ') ...1 Agreement 4600004214 Water Use Efficiency Grant Residential High Efficiency Clothes Washer Rebate Program (b) SU&Dension of Payments: This Agreement or State Grant may be subject to suspension of payments or termination, or both, and the Grantee may be subject to debarment if the Department determines that: (1) The Grantee, its contractors or subcontractors have made a false certification, or; (2) Grantee, its contractors or subcontractors violates the certification by failing to carry out the requirements noted above. A.30. NONDISCRIMINA nON CLAUSE: During the performance of this Agreement, the Grantee, its contractors and subcontractors shall not deny the Contract's benefits to any person on the basis of religion, color, ethnic group identiflcation, sex, age, physical or mental disability, nor shall they discriminate unlawfully against any employee or applicant for employment because of race, religion, color, national origin, ancestry, physical handicap, mental disability, medical condition, marital status, age, or sex. The Grantee shall insure that the evaluation and treatment of employees and applicants for employment are free of such discrimination. The Grantee, its contractors and subcontractors shall comply with the provisions of the Fair Employment and Housing Act (Govemment Code, Section 12900 et seq.), the regulations promulgated thereunder (Califomia Code of Regulations, Title 2, Section 7285.0 et seq.), the provisions of Article 9.5, Chapter 1, Part 1, Division 3, Title 2 of the Government Code (Govemment Code, Sections 11135-11139.5) and the regulations or standards adopted by the awarding State Agency to implement such article. The Grantee, its contractors and subcontractors shall give written notice of their obligations under this clause to labor organizations with which they have a collective bargaining or other Agreement. The Grantee shall include the nondiscrimination and compliance provisions of this clause in all contracts and subcontracts to perform work under the Agreement. The Grantee's signature on this Agreement shall constitute a certification under the penalty of perjury under the laws of the State of Califomia that the Grantee has, unless exempted, complied with the nondIscrimination program requirements of Govemment Code, Section 12990, and TiUe 2, Califomia Code of Regulations, Section 8103. A-31. UNION ORGANIZING: No State funds disbursed by this State Grant will be used to assist, promote, or deter union organizing. If Grantee makes expenditures to assist, promote, or deter union organizing, Grantee will maintain records sufficient to show that no State funds were used for those expenditures and that Grantee shall provide those records to the Attomey General upon request. 17 " ...1 \) Agreement 4600004214 Water Use Efficiency Grant Residential High Efficiency Clothes Washer Rebate Program EXHIBIT B STATEMENT OF WORK METROPOLITAN WATER DISTRICT OF SOUTHERN CALIFORNIA 4029 B-1 Project Description The project will sustain momentum of the Proposition 13 High EffICiency Clothes Washer (HECW) program, transition clothes washer market to the 2010 State standards for water efficiency, and provide member agencies a $110 incentive. Customers would be offered a minimum rebate of $100 per retrofit and $10 per unit for marketing and/or project administration costs. Metropolitan will provide a total of 33,200 rebates to residential customers through its participating member agencies. Rebates will be issued over the two-year period of the grant. 8-2 Objectives and Goals . Transition clothes washer market towards year 2010 State standards. . Assist clothes washer industry in transitioning to year 2010 State standards. . Successfully obtain a federal waiver to enact into law the State clothes washer water efficiency standards for year 2010. . Sustain the momentum and success of the customer response and retrofits under the current Proposition 13 grant program. . Reduce demand for imported water including Bay-Delta supplies. . Achieve year 2000 Regional Urban Water Management Plan objectives. . Meet the 2025 conservation goal for Metropolitan's Integrated Water Resources Plan. . Comply with obligations as signatory to the Memorandum of Understanding Regarding Urban Water Conservation in California in meeting Best Management Practice No.6. B-3 Tasks/Statement of Work The feasibility and technical adequacy and work plan are described in this section. B-3.1 Feasibility and Technical Adequacy Agreements and program mechanics are already in-place because of funding from previous grants. Member agencies will be able to rapidly implement their HECW programs to target 18 Ii '"yo c,) Agreement 4600004214 Water Use Efficiency Grant Residential High Efficiency Clothes Washer Rebate Program increased water savings with more efficient machines and drive market towards 2010 State clothes washer efficiency standards. a-3.2 Work Plan and Tasks Task Month Due Deliverable 1 MWD addendum to Master 1 Execution of addendum to Agreement for member Master Agreement. agencies to implement their Prop. 50 HECW programs 2 Develop promotional strategy 3 Advertisement plan 3 Add nonparticipating member On-going Addition of member agencies to the program agencies previously not participating 4 Implement program 5,17,26 Placed advertisements 5 Outreach and Community On-going As outlined in proposal Involvement 6 AssesS performance On-going . Documentation of findings 7 Provide Quarterly Reports 3,6,9,12...30 Quarterly Reports 8 Environmental Documentation On-going As set forth in Section 12, and Permitting Exhibit A; Grantee is responsible to obtain all necessary permits, licenses, and approvals, including the Califomia Environmental Quality Act, the Califomia Endangered Species Act, and all applicable engineering and design permits. 9 Final Report 35 Submittal of Final Report 19 ,'J { \ ".J Agreement 4600004214 Water Use EffICiency Grant Residential High Efficiency Clothes Washer Rebate Program B-4 Monitoring and Verification Member agencies are requested to submit the following information with their monthly invoices: . Rebate Activity data (an electronic database or hard copy) that provides customer, resident, washer, rebate processing. demographic. and marketing information. For this grant program. member agencies will be reauired to provide the water factor and purchase date for each unit, because Metropolitan will only provide reimbursement for HECWs with a water factor of 6.0 or less. . Monthly actiVity report that member agencies sign certifying the quantity of HECW rebates. unit costs. number of verifications, number of inspections, and a narrative describing activities performed during the reporting period. For this grant program, member agencies will be required to certifY. that all units rebated will have a water factor of 6.0 or less. . Member agencies are responsible for verification, however Metropolitan may perform random inspections of HECW installations. . Customer satisfaction surveys will be completed to assesS the success of the program from the customer's perspective. The results of those surveys will also be used as promotional testimony. . Metropolitan and its member agencies quantify the number of rebates issued to conduct water savings evaluations (based on washer savings of about 8.000 gallons per year, which translates to a WF .. 6.0 for HECW units). This will be done as part of Metropolitan's ongoing effort to substantiate the water savings generated from the financial Investments it makes . Metropolitan will provide program information and data to DWR as part of its quarterly progress reports and final report. . B-5 Budget The total State share shall not exceed $1,660,000 for all expenditureS identified in Exhibit C. 20 ('~ j ( l C"~ Agreement 4600004214 Water Use Efficiency Grant Residential High Efficiency Clothes Washer Rebate Program B-6 Beneflts Benefits AccruinQ to the Bav-Delta: 1. Avoided Future Withdrawals from the Bay-Delta System: Metropolitan's implementation of this and other water use efficiency programs either offsets or defers State Water Project deliveries from the Bay-Delta to meet urban water demands. 2. Particioation in Flexible Storaae proarams: In the past, Metropolitan has participated in statewide flexible storage programs that support CALFED's environmental restoration objectiveS (e.g. Environmental Water Account). In general, southem California's ability to participate in this type of program is a function of storage and distribution system operational flexibility. Growing demands over time may erode system flexibility, potentially reducing our ability to participate in such programs, which are linked to direct environmental benefits within the Bay~Delta estuary. This grant will assist ongoing regional efforts to preserve system flexibility and strengthen the ability to continue flexible storage programs into the future. 3. Innovation and Knowledae Transfer: Metropolitan continues to playa leadership role in the development and implementation of innovative water use efficiency programs. Existing Metropolitan programs cover a wide range of conservation initiatives, from financial incentives for water efficient appliances to educational resources. such as the Protector del Agua program, which provides classroom instruction to promote outdoor water conservation among professionals and homeowners. This program would achieve higher-water savings than standard clothes washer programs, which could be transferable elsewhere in the State. Benefits to Southern California Watersheds: 1. Water Efficient Aooliances and Fixtures: Under this program, Metropolitan is promoting the latest water-efficient technology for the home, providing financial incentiVes for high efficiency clothes washers. It is generally acknowledged that indoor water conservation programs yield significant direct benefits to the region's wastewater sector and coastal watersheds through lower discharge volumes. 2. Other Public and Fiscal Benefits: This program warrants consideratiqn based on potentially large cost savings to public agencies and ratepayers by reducing requirements for future capital improvements and water importation. Water Savinas The total water savings for the project will be approximately 12,226 AF (0.02455 AFlYear/Unit x 33,200 units x 15-year life). 21 ) 8~1 Oeliverable. . ~ (. ~ ...'.l Agreement 4600004214 Water Use Efficiency Grant Residential High Efficiency Clothes Washer Rebate Program Grantee is responsible for following deliverables: . Quarterly Progress Reports and associated documents . Final Report and associated documents . Any applicable engineering and permitting documents . Annual Reports of Benefits and Costs for 5 years B-8 Schedule for Progress Reports and Payments The folloWing chart is based on a Project start date of November 1, 2005. This agreement will be completed by December 30, 2008. Schedule for Completion of project Tasks and Deliverables Project Progress Reports/InvoIces/DeliVerable. 1" Quarterly Report and Invoice 2nd Quarterly Report and invoice 3'd Quarterly Report and Invoice 41h Quarterly Report and Invoice Sth Quarterly Report and Invoice alh Quarterly Report and Invoice 711\ Quarterly Report and Invoice 811\ Quarterly Report and Invoice 911\ Quarterly Report and Invoice 1011I Quarterly Report and Invoice Draft Final Report and Invoice Final Report and Retention Invoice Project Completion Annual Reports of Benefits and Costs 1" Annual Report: 2nd Annual Report 31<1 Annual Report 41h Annual Report 511\ Annual Report 8-9 Cooperator (8) Completion Date January-1S-2006 April-15-2006 July-15-2006 October-15-2006 January-15-2007 Apri1-15-2007 July-15-2007 October-15-2007 January-15-2008 ApriI-15-2008 June-15-2008 september-15-2008 December-3D-2008 December-30-200e December-3Q..2010 December-30-2011 December-3Q..2012 December-30-2013 Metropolitan's participating member agencies will be cooperating agencies for this Project. Metropolitan offers financial incentives to 26-member agencies to co-fund their HECW rebate programs. 22 ~ -'-\ , ] "..r;,r> ("?.. ..j Agreement 4600004214 Water Use Efficiency Grant Residential High Efficiency Clothes Washer Rebate Program EXHIBIT B - Attachment 1 FINAL REPORT REQUIREMENTS Final Reports, including Annual Reports and Updates, should include following, but are not limited to the following information: Description of the Project: . Description of project . Detail of changes and/or adjustments made throughout the project . Detail of causes to support changes and/or adjustments Description of Objectlv.. and Goals: . Description of original objectives and goals . Detail of changes and/or adjustments made throughout the project (if any) . Detail of causes to support changes and/or adjustments Descrlptlonof Benefits (As stated in the project proposal and actually achieved): . Water Savings 1. CALFEO 2. Local 3. State 4. Other Benefits (economic/environmental, etc...) . Water Quality 1. CALFED 2. Local 3. State 4. Other Benefits (economic/environmental, etc...) . Flow and Timing 1. CALFEO 2. Local 3. State 4. Other Benefits (economic/environmental, etc.) 23 ;) , , \.,1 Agreement 4600004214 Water Use Efficiency Grant Residential High Efficiency Clothes Washer Rebate Program Post Project Completlon Benefits and Costs: (for post project completion annual reports and updates) . Describe benefits and costs occurred since completion of the project . Was there any revision in benefits and costs of project since its completion . Describe impacts of implementation of this project on Grantee's water management for post completion years. Tasks and Statement of Work . Tasks as stated in the project proposal . Tasks actually performed . Detail of changes and/or adjustments made throughout the project (if any) . Detail of causes to support changes and/or adjustments Monitoring and Assessment . Describe in detail, qualitatively/quantitatively, pre-project condition(s) which are expected to be improved by implementation of this project. . Describe in detail how monitoring and assessment was conducted for pre-project conditlon(s) and tools/methods/measures used for monitoring and assessment. . Describe in detail, qualitatively/quantitatively, post-project condition(s) and improvements made by implementation of this project, . Describe in detail how monitoring and assessment was conducted for post-project condition(s) and tools/methods/measures used for monitoring and assessment. . Describe in detail main indicators of success to achieve goals/ objectives of this project . Describe how you will continue monitoring and assessment for the next 5 years post project updates and reports (as described in the Statement of Work) . Provide a detail of changes andJor adjustments made throughout the project (if any) . Provide a detail of causes to support changes andJor adjustments. 24 "', .; {>\ ..1 Agreement 4600004214 Water Use Efficiency Grant Residential High Efficiency Clothes Washer Rebate Program Budget: . Describe costs of this project including local, State share, and any other costs . Detail of changes and/or adjustments made throughout the project (if any) . Detail of causes to support changes and/or adjustments Oellverables: . What dellverables (reports, maps, flyers, environmental documents, etc) were delivered to the Department as part of implementation of this project? . Detail of changes and/or adjustments made throughout the project (if any) . Detail of causes to support changes and/or adjustments Schedule or Tlmelln. for Progress/Payment/Final Report: . Were project timelines and schedule of progress reports and payments appropriate for this project? ' . Detail of changes and/or adjustments made throughout the project (if any) . Detail of causes to support changes and/or adjustments Cooperators: . Description of each cooperator/sub-contractor . Detail of each cooperator's perfo"rmance and impact on the outcome of this project . Detail of each cooperator's impact on the project outcome Final Statement: . Summary of expected and realized benefits/costs 25 (~ .;.;1 '.'.) ~: Agreement 4600004214 Water Use Efficiency Grant Residential High Efficiency Clothes Washer Rebate Program EXHIBIT C - BUDGET METROPOLITAN WATER DISTRICT OF SOUTHERN CALIFORNIA 4029 Category MWO California Totll Adluated Bay Delta PlOject Sha,. Program ColtS Sha,. Grant (I) (II) ( nl) (IV)=(II + III) lal Administration Salaries waaes 0 0 0 Frinae benefits 0 0 0 SUDDUes 0 0 0 EaulDment 0 0 0 Consultlna serviceS 0 0 0 Travel 0 0 0 Two and a Half Yre Other 0 () 0 i (hI PlanninolDesianlEnaineerinD 0 0 0 iM. EaUiDiiient purcl1asesJRental8lRebalesNOuchers 0 0 0 (dl Material8llnstallationllmrllementation 1,660000 , 660,000 3 320 000 (81.. IrTiDiementation Verification 0 0 0 if) PrOlect L_lILicense Fees 0 0 0 101 ~ 0 0 0 hI Land purcl1aselEasement 0 0 0 'i' Environmental CompliancelMiliaatiPnlEnhancement 0 0 0 ConstrucliOn 0 0 0 kl prnoram Marketina or proaram Administration 332 000 0 332.000 m Monitorlna and Assessment 0 0 0 (m) ReDOrt priiDaration 0 0 0 Discretions ;;-Fundlna 0 0 0 -inl SUBTOTAL la +...... +ml 1,992000 , 660 000 3,652 000 1(0) Contin % used; example: 5 or 101 0 0 0 ~ TOTAL In +0\ 1 992 000 1 660 000 3.652.000 CaDital Recoverv Factor: Use Table C.8 Annual Proiect Costs .. (0 x al 0 IsI ~~cant Cost Sllarl~troportion row D columns 11/1 US Notes: Applicant claims locally cost effective. but application data and economist evaluation indicates the application not locally cost effective, Moved to not locally cost effective. Limit grant to two thirds, two years of program at $1,660,000. Applicant cost shall be $1,992,000. 26 ) C) Exhibit F IIECW ,\lttk:Hlltlll High-Efficiency Clothes Washer Rebate Program Proposition 50 Allocation Eflecrive January I, 2006' Member Agency Prop. 50 Allocation Anaheim 820 Beverly Hills 25 Burbank 370 Calleguas 985 Central Basin 570 Eastern 475 Foothill 125 Glendale 425 Inland Empire 1,265 Las Virgenes 200 Long Beach 870 Los Angeles 6,885 MWDOC 5,885 Pasadena 645 San Diego 8,245 San Fernando 25 San Marino 25 Santa Monica 100 Three Valleys 345 Torrance 75 USGV 620 West Basin 1,415 Western 2,804 Total: 33,200 ; ; ; ) E,hihit (; Stll'l'kIllCIII;,II'",cha,c Sl'cnli~"II"" LtlS ,\,'l(;.:U:S UU'ARTMENT 0.' WiHER AND POWER Requiremeatl for Ultra-IAlw-nusla Tuileta SlIpplcmealllry Purchase Speclftcattolllo ASME AlIZ.19.Z-2003 Revised: November 16. 1005 Toilell conforming to the applicable requiremenll oflhis specification will be listed as "SPS Certified" by LADWP. Sections I, U, III, IV and V of the following requirements shall apply to tank-type gravity fed toilets. Sections I,ll and VI of tho following requiremenlll shall apply to tank-type fiushometer (pressure-assist) and tank-type eleclrobydnulic toile1ll. Con1llCt information regarding thiI specification can be found in Appendix A- I. Conform 10 ASME Al 12.19.2-2003 and lisled by the City of Loa Angeles or listing agency approved by the City of Lo. Angeles. Evidence ofliItinJ hu been provided to the LADWP. II. Evidence oflistilll by the City ofLo. Angeles or listing aseneY approved by the City of Loa Anlleho. u meeting the requircmenll of the Supplementary Purchase Specification hu been provided 10 lIle lADWl'. Ill. Conlorm to supphornentary requircmenta regarding flapper replacement marking and fill valve. Conformance defined aa followa: A. Flapper RcplKemenl Marking: The interior of the toilcl tank. uOOerside of tho toilet tank lid or the overflow tube shall be marked willt the manufacturer's part number for a rqllacemcnl flapper valve, and a manuf8cturer'a telephone Dumber to be used for oblaininlla replKemenl flapper valve. Marking shall be permanent, visible (3/16 inch letter hcighl1Jlinimum) and legible. NOTE: F1/IPPU rq1/<<emenl Iflllrkhr6 requiremelft bet:"mn effectn't!"" FelJrulUY I, 2006. B. FiR Valve: The fill valve shall be the pilot valve type only OR. alternatively, lite fill valve sball be claasified "Compliant" afteI- being aubjected to the leIl protnc:ol included in Appendix B. LADWl' mus! be provided bard copy documentation showing that a lIOIl-pilot valve type fill valvo is clilSlitied aa "Compliant" before the subject toilet may be certified as meeting thiI supplementaJy specification. NOTE: Fill Yam req__1II bet:owws effecdw"lf Felli'll.'" J, 2006. IV. Conform to supplementary requiremeDta regarding toilet flush valve seal durability. Conformance deimcd aa follows: A. Tanka equipped willt a flush valve sIIaIl conrain a flush valve seal that is classified "Compliant" after being subjected to tho test protocol included in Appendix Cl oflhis specification. All other flappers/scala mus! firsl be subjected to that protnc:ol by a City of Los Angeles approved listing agency or by the Metropolitan Wiler Disuict of Southern California (Metropolitan). Test resullll must sbow that the subject flapper/seal is .Compliant" when tested in lIle two consumer products: Clorox. (bleacb) and 2000 Flushes. (bleacb) as defined herein. Those reaults mus! be reported to LADWP. I Th;. test proeocol hu been adapted trorn Appendix C or tile study "Toilet flappen. Matc:riallntegrity T....; by the Metropolilln WallS Dislria orSouthem Calirornia (Metropolitsn), daIcd January 2000. Inclusion oCthislcst protocol i. with the pennissi"" of the Mecropol.tsn Walt:( Distrid of Southern CaliromiL . ) , .~ {, } j Suppl~mentary lIL.T Specificatloll Page 2 of S B. LADWP must be provided hard copy documentation showing that the flapper/seal is classified as "Compliant" before the subject toilet may he ccrtilled as meeting this supplementary specification. V. Conform to supplementary requirements regarding toilet tank capacity. Conformance defmed as follows: A. Any barrier, bucket. "dam", displacement device, cle., used in a toilet tank to affect !lush volume shall he tamper-resistant and permanently a/lixed to the rank (i.e., any device that can be tampered with or removed such that the toilet can be made to flush with greater than 2.0 gallona when tested in accordance with Section B below shall be deemed noncompliant). NOTE: A Ifftllfllj'lfCtIINr",./D NJlrnellladvtt "''''y, 11111$ "ptiDII, sublfflt proptlsed U1111e des/flU I" LADWP 1"1' nfllulltio" prlm- 14 prodUdW.... SII"u/4 1116 ,,,b..iitlnll JHI'IY desi,1UIte tit",,, dtlSi,IIS 116 pt'OJl".11iI'JI, aJll"l"nrtlltioll /Uft/elUuill. dlsc_1i illS wllllH bpi calfJldtmdfll. LAD WP wiU fellf/no II ",ritte" Ucisi,," "" roMpHlUU:. witlt Ihb fI!'1"'r.,,,elfl witll'" 15 """IciII,I tlayr of ,.ceipt. AND B. Either one of the following requirements (I 0' 2): I. The maximum capacity of the lank or, alternatively, the water containment vessel inside the tank. shall not exceed z.o gallons, measured as follows: Parpo.. of Test: The objective of this test is to determine the maximum water holding capacity of the toilet lank or other containment vessel internaJ to the tank. Test Procedure: a. Set an empty toilet lank (with complete lank trim installed) on a leveled test stand. b. Fill Ibe lank or containment vessel to a level 0.25 inches +/- 0.06 inches .below the top oflbe overflow tube. Where the tank utilizes an internal contaimnent vessel and duet not poasesa an overflow lUbe, the vessel shall be filled to a level 0.25 inches +/- 0.06 inches below the top rim of the vessel or to the manufacturer's designated water line, whichever ia higher. c. Drain the tank (or vessel) into a container by activating/flushing the tank trip lever and holding it until no more water dr:ains out PenorDIllJlcc Requirement: Water collected in the container shall not exceed 2.0 gallons. NOTE: TIre volulIU! of lfIilter IIfIIJ' be delenrtinet/ visually usillll II K'IIdullled c"IIllIille, II' hy weight calculated lIS II unit I" volume ""it. Los Angeles Department of Water & Power Revised: 11116/2005 .', f ) ", , j Stlpplementary ULFT Spedflcatlon Page J of! 2. Supplementary requirements regarding adjustability and flusb performance for original equipment and after-market flush valve seals shall be as follows: For Orillinal Eauipment The maximum volume of water that may be discharged by the toilet, wben field adjuslment of original equipment tank trim is set at its maximum water-use setting, shall not exceed 2.0 gallons. The following test procedure shall be followed to verilY lhatthe toilet meets this requirement: Purpose of Test: The objective of this Adjustability Test is to determine the upper limit to the volume of water that may be discharged by the field adjustment of tsnJc trim components. Test shall be conducted per section 8.4 of ASME AI12.19.2-200J with the following modification: Test Procedure: a. The toilet shall be installed on a leveled test stand and all adjustable tank trim componenta (any field adjustment felltures in the tank that might incl'ellSC the toilet flush volume) shall be adjusted to the maximum water use selting, while talcing care not to damlIge or alter the parts. b. The water level in the tsnJc shall be set to 0.25 inches +/_ 0.06 incbes below the top of the overflow tube. Where !be tank utilizes an intemaJ containment vessel and does not possess an overflow tube, the vesselsbllll be filled to a level 0.25 inches +1- 0.06 inches below the top rim of the vessel or to the manufacturer's designated water line; whicbever is higher. c. The static pressure of !be water supply sbaJI be adjusted to 80 PSI +/_ 2 PSI. d. The toilet shall be flushed maintaining the activlltor in the flushing position for II period of one (I) second IIIllXimum, the water being dmned into a container. e. After the flush cycle i. complete, the total flush volume shall be observed and recorded. f. This procedure shall be repeated until five (5) sets of dlIta an: obtained. g. The static pressure of the water supply shall be adjusted to 20 PSI +/_ 2 PSI or at the manufacturer's recommended minimum pressure lIS noted in the product literature and product packaging. and test procedure steps d-e-f shall be repealed. Report: The live (5) individual /Jush volumes and the average of the five (5) runs shall be reported for each of the two static water supply pressures specified. PerformaDce RequfremeDt: The average total tlusb volume for five (5) test runs for each of the two static water supply pressures shall not exceed 2.0 gallons. NOTE.. The volUMe o/wate, way be ddermined visually using a graduated conraine, 0,. by weight calculated ru a unit to volullft! uniL L05 Angel.. Depar1ment of Water &: Power Revised: 11/1612005 r). "J '. tJ Supplementary (fLIT Specificatloll Page 4 ofS For after-market c[()Sun: scals Ine maximum volume of water that may be discharged by the toilet, when the original equipment llush valve seal (flapper or other sealing device) is replaced with a standard seal available ill home improvement centera and hardware stores, and the field adjuSlment of tank trim is set at ita maximum water-use setting, shall not exceed 2.0 gallons. Tho following test procedun: shall be followed to verify that the toilet meets thia n:quin:ment: Purpose or Test: Tho objective of this Adjustability and After-Marlcet Seal Test is to determine the upper limit to the volume of water that may be discharged when an otf- the.shelf replacement flush valve seaVflapper is installed on the toilet. Test shall be eonducted per section 8.4 of ASME AI 12.19.2-2003 with the following modification: Test proeedare: a. The toilet shall be installed on a leveled test stand and all adjUBtable tank trim components (any lield adjustment features in the tank that might incn:ase the toilet flush volumo) shall be adjusted for maximum waler use, while taking can: not to damsgo or alter the parts. b. Remove the original equipment flush valve seal and n:place it with a standard (buoyant) non-adjustable after-1DlUicet seaVflapper for that toilet. In the case of a standard configuration 2-inch flush valve, a Fluidmaster Bullseye Super flapper (part no. 50 I) or a Coast FoundJy Ultna Blue flapper shall be used. For non- standard !lush valves, illCluding J-illCh flush valves, one or more ~Iacement seal. Iv.ilablo athardWlInl and building supply stores shaJJ be used . c. Tho water level in tho tank shall be set to 0.25 inches +1- 0.06 inches below the top of tho overtlow lUbe. Whete the tsnk utilizes an internal containment vessel and does not possess an overflow lUbe, tho vessel shall be filled to a level 0.25 inches +1- 0.06 inches below the top rim of the vessel or to the manufacturer's designated water line, whichever is higher. d. The slsm pressure of the water supply shall be adjusted to 80 PSI +1_ 2 PSI. e. The toilet ahaJI be tJushed msinlsining the activator in the flushing position for a period of one (I) second maximum, the water being drained into a container. f. After the flush cycle is complete, the total flush volume shall be observed and recorded. g. This procedure shall be repeated untillivll (5) seta of dais are obtained. h. The static pressure of the water supply shall be adjusted to 20 PSI +1- 2 PSI or at the manufacturer's recommended minimum presSUre as noted in the product literature and product packaging, and test procedure steps c-f-g shall be repealed. Report: The liVe (5) individual flush volumes and the average of the five (5) runs shaJl be reported for each of the two static water supply pressures specilied. i Where neither the Fluidmaster Bullseye Super napper nor the Coast FOImdry Ultra Blue flapper fir the flush va've, where a 3-imh nUJh valve i. employed, or in the ClISe of non-.rtandanI fI...h valve seall, the approved lisling agency shaJl have discreliOll as to which atlcr.marI<er flapper or seal shall be used in the IesI. Lo. Angeles Department ofWaler <I: Power Revised: 1111612005 ,"1-,,;. t) ....'''1 t.._.J Suppl~melltary IJLFT Specillcalloll PageS of 5 Performance Requirement: The average tOlal flush volume for five (5) test runs for each of lhe two slatic water supply pressures shall not exceed 2.0 gallons. NOTE: 111. volll"'. "1""'ler may be dell""ilfed vislltIIly lIJIilfg II gradllllted cOlflllilfer or by ",eight calcllltltH as " ulfit 10 volUllf1l Ulfit. VI. Tank.lypc !lushometer toilets and tank-type electrohydrauJic toilets shall have a fIXed non- adjustable !lush volume OR shall confonn to supplementary requirementa regarding flush volume adjustability. Confonnance defined as follows: The maximum volume of water that may be discbarged by the toilet, when the field adjUllbncnt of tank trim is set at its maximum water-use setting, shall not exceed 2.0 gallons. The following test procedure shall be followed 10 verilY lhat the toilet meets this requirement: Purpose of Test: The objective of this Adjustability Test is 10 determine the upper limit to the volume of water that may be discharged when tank trim is adjusted 10 its maximum water-use setting. Test shall be conducted per section 8.4 of ASME AI12.19.2-200J with the following modification: Test procedure: a. The Ioilet shall be installed 011 a leveled test stand and all adjustable tank trim components (any field adjustment features in the tank lhat might increase the Ioilet flush volume) shall be adjusted for maximum water use, while taking care not 10 damage or alter the pam. b. The static pressure of the water supply shall be adjusted to 80 PSI +/_ 2 PSI. c. The toilet shall be flushed maintaining the sCtivator in the flushing position for a period of one (I) second maximum, the water being drained inlo . container. d. AftlOf tho flush cycle is complete, the 10taI flush volume sha11 be observed and recorded. e. This procedure shall be repeated until five (5) sets of data are obtained. f. The static prcssII1'e of the water supply shall be adjusted 10 20 PSI +/_ 2 PSI or at tho manuliscturcr's recommended minimum pressure as noted in the product literature and product packaging, and test procedure steps c-d-e shall be repeated. Report: The five (5) individual flush volumes and the average of the five (5) runs shall be reported for each of the two static water supply pressures specified. Performanc!! Requirement: The average total flush volume for five (5) test runs for each of the two slatic water supply pressures shall not exceed 2.0 gallons. NOTE: Tlte volume ol"'ilUr may be deurmilfed vlslltIIly lIJIillg" grtIdlltlted COlllllilfer or by weiglft calclll"ted lIS " ulfit to VolullUllltfit. Los Angeles Dcpartmml o(Water.l: Power Revised: 1II161200S ,'''}-.. C} f ! "",$f Appendix A Contact Information for Supplementary ULFT SpeciDcatloD Los Angeles Department of Water and Power Mr. Thomas Gackstetter. Manager of Water Conservation (213) 367-0936 thomas.ti!ackstetter@.ladwu.coDl Los Angelea Department of Water and Power Mr. Steve JohnsoD. Water Conservation Speclallllt (213) 367oll92% .teve.iollnsonflilladwD.COlll IAPMO Testing and Services Mr. Ken Wljay.. Laboratory Director (909) 472-<1100 kenwllavariliaDmo.Orti! Koeller and Company Mr. Jolla KoeDer. P.E.. (714) m-2744 koeller@eartbllnlLnet MetropoJltaD Water Dlstrlet of Sontbem CaUfomla Mr. WOllam McDoanell, Senior Resource SlIedaIbt (213) 211-7693 . bmcdonnelli4lmwdb2o.com City or Loa Angeles Department of BnUdlng and Sarety Mr. Amfr Tabakh. DIrector of Mechanical Testing Laboratory (323) 226-1638 atabakhUllladbt.lacllv.orti! Los Angeles Department or Walcr k Power Revised: J 11I6I200S " ; ~ "J u Appendix B Test Protoeol- Fill Valve Integrity Te5t This requirement shall apply to all fill valves that are not otherwise classified as pilot valves,. Must conform to both of the following requirements (I and 2): I. !:,onsi$tent Water Level Purpose of Te5t: To determine whelher or not the fill valve shuts off at a consistent water level in a toilet tank independent of any change in inlet water supply pressure. Te5t Procedure: a. Inslall the fill valve in the toilet tank provided, install the tank on a leveled test stand, and adjust the water level per the manufacturer's recommendation at an inlet water pressure of 20 PSI +/- 2 PSI or at the manutictunlt's recommended minimum pressure as noled in the product literature and product packaging. b. Fluah the tank 10 verilY and mark: water level after completed refill. c. Increase the inlet water pressure to 60 PSI +1- 2 PSI. d. Flum the tank. c. Measure any difference in water level after completed refill. f. Repeat stepa c-d-e utilizing 80 PSI +1- 2 PSI inlet water ~5Ure. Performance Reqairement: The fill valve shall shut off at the same water level +1- !oS incb for all three inlet water presaurea. In addition. water mall not enter the overflow tube or flow out of the tank at all three inlet pressures. 2. Sbutoff Intellritv with Increased Water Pressure Purpose of Test: To determine wbether or not the fill valve shuts off at a consistent water level in a toilet tank independent of changes in inlet water supply pressure. Teu Procedure: a. Install the fill valve in a toilet tank and adjust the water level per the manufacturer's recommendation at an inlet water preSSllle of20 PSI +/- 2 PSI or at the manufacturer's recommended minimum pressure as noted in the product literature and product packaging. b. Flush the tanJc to veriJy and mark water level after completed refill. c. Increase the inlet pressure to the fill valve from 20 (or recommended minimum pressure) to 60 PSI, then to 80 PSI at a rate ofless than 10 PSI per second. Performaace Requirement: The water level shall remain at the initial marlc +/- !oS inch. In addition, water shall not enter the overflow tube or flow out of the lanlc. Loa Angeles Department of Water 4t Power Revised: 1111612005 .. ) ., j ..<~ Appendix C Test Protocol- Formed Flapper Valve Accelerated Test I. Puroose To test a tlapper valve seal in an accelerated aging environment to determine its likely integrity within a functioning toilet subjected to drop-in bowl cleaners. 2.~ This test will assess the sealing characteristics of a formed t1apper valve or other seal in two accelerated aging environments, each consisting of one of the following two commonly available consumer products: (a) C1orox--Bleach and (h) 2000 Flushes- (Bleach). Upon completion of teating. tho subjectl1apper valve will be evaluated as to its ability to withstand these drop-in bowl c1el!/l<<l and maintain a 'Compliant" seal. "Compliant" is defined all no-leak OR does not leak more than the specified rate. 0.25 ml per hour, 3. Procedure 3.1 leak Rate Test (to be performed prior to and at the end of the accelerated test) 3.1.1 Attach lest specimen to valvo seat (as specified by the manufacturer) in lest apparatus. In thi8 case. tho apparatus consists of an 8-inch diameter clear pve pipe attached to a flat piece ofO.2S-incb (minimum) pve flat stock and appropriately sealed. The valve seat is attached to tho apparatus through tho properly sized holo in tho l1at stock. The apparatus is then placed on top of a tJu-ee.-liter graduated boater for tho purpose of accurately monitoring and R1ClasuriAg any leats. (Note: An alternate set of apparatus is pennitted if it will enable tho tester to provide tho required envirOlll1lCllt for tho test) 3.1.2 Fill the lest apparalua with tap water to the specified filllinc. The tcmperatuM of the tap water shall be within a 16.C - 27"C rsnge. The filllinc is to be set at 7 -inches above the valve seat as this represents the lowest water level in moat commercially available residential toilets. 3.1.3 lift the specimen and "flusb" the lest apparatus. Fill and repeat 2 more times. This allows the specimen to be wetted and to find its "seat" 3.1.4 Fill the teat apparatus to the filllinc. Allow the flapper to seat properly by leaving the set-up undisturbed for 24 hours +/- I hour. 3.1.5 Al the end of the 24-hour period. start test. Test should run for one hour +I-two minutes. Los Angele. Dq;~ b.~..t of W _ &: Power Revised: 1111612005 } f \ <'....t.l AppendlJ: C Page 2 ofl 3.1.6 At the ~on~lusion urlhe test rCl110ve the leSt appararos from the graduated beaker and inspec:t the beaker for any water that may have leaked from test apparatu!l.lfthe beaker is dry, report "Compliant". (fwater is present, determine the volume from the graduations on the beaker. If the volume is 100 small to determine from the large graduations on this size beaker, transfer the water 10 a smaller graduated beaker or cylinder for determination. Report the volume leaked as"u mllhr", 3.1. 7 Repeat step. 3.1. 1 - 3.1. 6 at the conclusion of the .. Accelerated Test." 3.1.8 Criteria: Leakage from the flapper in excesa of 0.25 mllhr (three drops) shall be ~ollSidered a failure. 3.2 Accelerated Test 3.2.1 The following two drop-in bowl cleaners shall eacb be included sa a separate test (a) Clorox"-B1each and (b) 2000 Flushes. (Bleach). A concentrated stock solution shall be made using eacb bowl cleaner. Thia concentration shall be at 2,000 ppm oflolal chlorine in a lap water solvent. For each stock solution., steps 3.2.2 through 3.2.8 shall be followed. 3.2.2 The stock solution shall be analyzed initially upon preparation and at each solution change, at which time the concentration level shall be recorded. In the event that an analysis indicates that the concentration of the stock solution baa changed by more than ten percent (10%) &om that prepared in accordance with paragraph 3.2.1, the solution shall be discarded and a new stock solution prepared. 32.3 The lest specimen shall be inserted into a lest vessel (jar or other suitable veasel) such that the sealing surfilce of the teat specimen is not under physical stress. No more than one specimen per jar is allowed. 3.2.3 The stock: solution shall be added to the lest vessel so sa to completely cover the test specimen; fill the test vessel with the stock solution as completely as possible. 3.2.5 The lest vessel containing the stock solution and the test specimen shall then be placed in a mechanically convected oven or other device capable of maintaining a lest temperature of 400C +/- 30C. The test temperature shall be maintained at 40"C +/- 30C for the 28-day duration of the accelerated test. Lo. Angel.. DepII1lTlCllt of Walcr &. Power Revised: 1111612005 . ..~ ,} !.J Appendix C Page 3 of 3 H.1i The solution in the tesl vessel shall be changed daily (as permitted) with fresh slock solution. 3.2.1 The test specimen shall be removed from the test vessel at the end of28 days and within one (I) hour +/- two minutes subjected to the leak test as specified in 3.\ above. 3.2.8 Steps 3.2.3 - 3.2.1 above shall be repeated for each test specimen. 3.2.9 To assist in veritying test accuracy. a minimum of two samples of each specimen shall be tested in each stock solution. Los Angeles Department of Water & Power Revised: 1111612005 ....-} .~< . {1J .J l.:JA......,i.. .. The Metropolitan Water District of Southern California ~C1IfuniIo w-~ ~ Colifornia hiendly Model Home Program Builder's Stotement otlnletes! 11~ il~;( )~;O 'hIS ",formatiOn will provide the sponsoring weter agencies with deta~s on the timing and location of projects for consideration as potantial ,,,..tlClpants in thiS program. Submittal of a Statement ollnternt to Metropolitan by. participating member agency win enable Metropolitan to ...se5$ project ellgiblHlV and to reserve rebate funds. Funds are limited and disbursed on a first-come, first-setved basis, subJect to chang". Division Ilull4Jal' Name PrOject Nama Tract No. County Location Number ot Production Units Total Units Number of Model Homes Estimated Construction Start Date Estimated Construction End Date litle Name Mailing Address E.ma~ Tolophone Proposed Number of "Califomia Friendty" Model Homes I,' Estimated Opening Date How long will model home be accessi~e to the public? When is landscape design scheduled to start? h'rigltted landscape Alea (Square feet excluding hardscape are8) ContaCt Person Telephone MWD Member Agencv Date Signature Telephone 12131217.6645 Fox 1213) B3(}4527 Date Received Eligibility Confirmed Assigned Rebate Numbar Released BV Dale PI.... mail or fax compJetll'd form to: Metropolitan Water District of Southern California AUn: Carlos Michelon PO. Bo< 54153 Los Angeles. CA 90(541)153 , , : i , ! ~ici. Sandra kbm: bnt: IL:IO Sandra, / Regarding your question to Tom (33167) he had checked with the CAD and as there is no funding involved it did not need to go to council. It simply extends the original agreement. I asked him if the original agreement had an agreement number to it and he stated, "no." Call him if you have any further questions. Mitre-Ramirez, Norma Monday, September 08,20088:12 AM Amici, Sandra . J;:l~d""..dh" City of Santa Ana Clerk of the Council Office 20 Civic Center Plaza, M-30 P.O. Box 1988 Santa Ana, CA 92702 (714) 647-6520 FAX (714) 647-6956 1