Loading...
HomeMy WebLinkAboutItem 19 - Agreement for Caltrans Encampment Delegated Maintenance Public Works Agency www.santa-ana.org/pw Item # 19 City of Santa Ana 20 Civic Center Plaza, Santa Ana, CA 92701 Staff Report August 19, 2025 TOPIC: Caltrans Encampment Delegated Maintenance Agreement AGENDA TITLE Encampment Delegated Maintenance Agreement with the California Department of Transportation for Right-of-Way Maintenance Services and Appropriation of $400,000 in Reimbursement Funding (Project No. 26-6423) (Non-General Fund) RECOMMENDED ACTION 1. Approve an Encampment Delegated Maintenance Agreement with the California Department of Transportation for the City to provide encampment abatement, litter and debris removal, weed abatement, and graffiti removal within Caltrans’ right-of-way, with Caltrans reimbursing the City up to $200,000 annually for two years through June 30, 2027 for a total amount not to exceed $400,000 (Agreement No. A-2025-XXX). 2. Approve an appropriation adjustment in the amount of $400,000 to the Public Works Agency Services, Contract Services-Professional expenditure account (No. 05317021-62300), funded by reimbursements recorded in the City Services Expense Reimbursement revenue account (No. 05317002-57000) (Requires five affirmative votes.) 3. Authorize the City Manager to execute the Agreement and any subsequent related documents, including amendments and exhibits, in a form approved by the City Attorney. GOVERNMENT CODE §84308 APPLIES: No BACKGROUND AND DISCUSSION The City has experienced a noticeable increased in transient-related activities along state highway rights-of-way (“State ROW”), including illegal encampments, littering, and vandalism. These issues have not been adequately addressed by Caltrans. As a result, residents, business owners, community stakeholder groups, and the City Council have persistently raised concerns and call for the City to address safety, sanitation, and the physical deterioration at local on and off ramps, particularly at key gateway locations along the I-5 and SR-55 corridors. Caltrans Encampment Delegated Maintenance Agreement August 19, 2025 Page 2 5 2 8 1 The Public Works Agency Maintenance Services Division (“PWA”) is responsible for the maintenance of the City’s right-of-way areas including street medians, linear parks, neighborhood entry areas, and arterial sidewalk areas citywide. The services include, but are not limited to, mowing, weed mitigation, graffiti removal, trash removal and disposal, and Quality of Life Team (“QOLT”) cleanups. The Division prides itself on providing rapid response to many of the cleanliness issues located in the right-of-way and other public facilities within the City’s jurisdiction. The requests PWA receives for service along the State ROW, while within city limits, are owned by the State and maintained by Caltrans. This significantly limits PWA’s ability to respond to public and City Council concerns. Despite numerous actions taken by the City, from repeated notifications to State officials, with limited success, to in some cases taking the initiative to locally clean the State ROW, the City has been informed by the State that it is precluded from accessing all areas under Caltrans’ jurisdiction, leaving the City without any reasonable ability to address City Council and public concerns. Under the leadership and with strong support and advocacy by the Mayor and City Council to State and local Caltrans officials, emphasizing the urgency and need for the State and Caltrans to address the visibly deteriorating conditions, Caltrans engaged with the City and agreed to enter into an Encampment Delegated Maintenance Agreement (“EDMA”) which allows the City to perform maintenance services such as encampment removal, weed abatement, graffiti removal, and trash and debris removal on a reimbursement basis (Exhibit 1). The agreement provides for the City to be reimbursed up to $200,000 per year for two years. The City would perform routine maintenance services as well as as-needed encampment removals at the following 11 locations: •Seventeenth Street and Penn Way – On/Off Ramps •Buffalo Avenue and Main Street – Southbound Off Ramp •Santiago Creek Underpass at Broadway •Grand Avenue – On/Off Ramps and Underpass •Eastside of Freeway – Between Stafford Street and Mabury Street •Southside of Freeway – Between Logan Street and Lincoln Avenue •Fourth Street – Northbound Off-Ramp •Fourth Street – Southbound On/Off-Ramps •Hesperian Street and Bristol Street – On/Off Ramps and Underpass •Dyer Road – On/Off Ramps and Underpass •MacArthur Boulevard – Southbound On-Ramp Staff estimates routine maintenance costs for these areas to be approximately $150,000 per year with the balance available for encampment removals or other additional cleanup efforts. The City will be able to mobilize immediately after the Agreement takes effect. To facilitate regularly scheduled maintenance and rapid response by PWA to public and City Council service requests, staff will return to City Council in the near future for the award of a maintenance contract to augment staff’s efforts in performing these services. Caltrans Encampment Delegated Maintenance Agreement August 19, 2025 Page 3 5 2 8 1 The Request for Proposals (“RFP”) for the augment services has already been released and will close on September 18, 2025. Staff recommends approving the proposed Agreement to allow for local control over the frequency and quality of maintenance in Caltrans right of way areas visible and accessible via city streets allowing the City to bring these areas to the same standard of care as City right-of-way. ENVIRONMENTAL IMPACT There is no environmental impact associated with this action. FISCAL IMPACT With the approval of the requested appropriation adjustment, funds will be budgeted and available for this item in the accounts and project number listed below. A project number has been assigned to accurately categorize anticipated expenditures related to contracts, materials, and labor, as needed. As indicated in the discussion, expenditures will be reimbursed by Caltrans therefore there will be no net impact to the budget. Subsequent funding for the renewal options, if exercised, will be included in the proposed budgets for City Council consideration. Fiscal Year Accounting Unit- Account # Fund Description Accounting Unit, Account Description Amount 2025-26 05317021-62300 (26-6423)City Services Public Works Agency Services, Contract Services- Professional $200,000 2026-27 05317021-62300 (26-6423)City Services Public Works Agency Services, Contract Services- Professional $200,000 TOTAL $400,000 EXHIBIT(S) 1. Caltrans Encampment Delegated Maintenance Agreement Submitted By: Rudy Rosas, P.E., Acting Executive Director – Public Works Agency Approved By: Alvaro Nuñez, City Manager ENCAMPMENT DELEGATED MAINTENANCE AGREEMENT WITH THE CITY OF SANTA ANA This ENCAMPMENT DELEGATED MAINTENANCE AGREEMENT (“AGREEMENT”) is made by and between the State of California, acting by and through the Department of Transportation (“STATE”) and the City of Santa Ana (“LOCAL AGENCY”); each may be referred to individually as a “PARTY” and jointly as “PARTIES.” RECITALS 1. This AGREEMENT will identify specific maintenance functions the LOCAL AGENCY will perform in the STATE right of way, including highway and freeway areas situated within STATE’s jurisdictional limits as authorized under Streets and Highways Code Section 114 and 116. 2. This AGREEMENT does not supersede any Maintenance Agreements executed by the PARTIES. OPERATIVE PROVISIONS 1. Maintenance Services. LOCAL AGENCY shall perform maintenance operations as set forth in this AGREEMENT, at the State Route(s) identified in Exhibit A. Maintenance operations include the removal of encampments, litter, debris, weeds and graffiti. 2. Prior Delegated Maintenance Agreements. This AGREEMENT does not supersede the PARTIES’ any prior Delegated Maintenance Agreement(s) or Maintenance Agreements executed by the PARTIES. The previous agreements shall remain in full force and effect. 3. Maintenance Standards. LOCAL AGENCY shall perform all “maintenance” as defined in Streets and Highways Code Section 27 and in compliance with the standards set forth in STATE policies, procedures and specifications in effect and as amended. LOCAL AGENCY shall also follow applicable municipal ordinances as long as it is not in conflict with STATE laws, policies, procedures and specifications. EXHIBIT 1 4. Maintenance Areas and Services. LOCAL AGENCY shall only perform maintenance services in the STATE right of way locations described in Exhibit A, hereinafter referred as LOCATIONS. 5. REVISING EXHIBITS. PARTIES can revise this AGREEMENT by mutually amending, replacing, or providing additional pages to the Exhibits. Any such change must be signed by authorized representatives of PARTIES, and no formal amendment to the body of this AGREEMENT will be necessary. The revised Exhibit will thereafter supersede the previous Exhibit and become part of this AGREEMENT. 6. AMENDMENT TO AGREEMENT. Except as provided in the preceding sections concerning Exhibit amendments, the terms of this AGREEMENT may only be amended by a formal written amendment executed by both PARTIES. 7. Unsheltered Encampment Removal. A. Definitions: 1. MPD 1001 R1 (Exhibit D) - Maintenance Policy Directive issued by the State, establishes the agency's official policy for the removal of encampments from state highway rights-of-way. Please refer to MPD 1001 R1. 2. PEH- Persons Experiencing Homelessness 3. Priority Level 1 (Critical Priority for Expeditious Removal) Encampments that pose an imminent threat to life, health, safety, or infrastructure require immediate removal without prior notice. Examples of Imminent Threats: • Encampment close to traffic, with PEHs at immediate risk of being struck by vehicles. • PEHs living in confined spaces, such as bridge cells. • Encampment near an unstable structure at risk of collapse. Please refer to MPD 1001 R1. 4. Priority Level 2 (Removal Needed) Encampments that do not pose an immediate threat. Please refer to MPD 1001 R1. B. Factual determination of whether an encampment is Priority Level 1 will need prior confirmation by the STATE Encampment Specialist Maintenance Superintendent. C. Immediately upon discovery and receiving confirmation as provided in the preceding clause, by the STATE Encampment Specialist Maintenance Superintendent, LOCAL AGENCY shall remove Level 1 encampments and shall inform by phone and email of such removal, the STATE’s Encampment Specialist Maintenance Superintendent. Removal of Level 1 encampments shall be pursuant to MPD 1001 R1. D. LOCAL AGENCY, shall remove Level 2 encampments and in doing so shall adhere to STATE standards for working with PEH at the LOCATIONS, as detailed in MPD 1001 R1 and applicable State and Federal law. D. Allow two weeks to perform outreach services for priority Level 2 encampments. LOCAL AGENCY shall submit an Encampment Removal Request Form to the STATE’s Encampment Specialist Maintenance Superintendent and include all requested information including timestamped photos (LOCAL AGENCY shall not move forward until the Removal Request has been approved and signed by appropriate STATE personnel. Within one week of the completion date of a removal, the LOCAL AGENCY shall complete and submit to the STATE’s Encampment Specialist Maintenance Superintendent, all information required in the After-Action Report, including after photos. LOCAL AGENCY may use alternative forms or reporting templates so long as all required information is included. E. Nothing in this Agreement grants or waives the right of California Highway Patrol (CHP) and other law enforcement agencies having jurisdiction over the LOCATIONS. 8. Weed Abatement. LOCAL AGENCY shall engage in weed abatement operations. LOCAL AGENCY shall control weeds at a level acceptable to STATE. Any weed control performed by chemical weed sprays (herbicide) shall comply with all laws, rules, and regulations established by California Department of Food and Agriculture. All chemical spray operations shall be reported quarterly (form LA17) to STATE’s landscape Specialist, Maintenance Support, identified in Exhibit C. 9. Graffiti Removal. LOCAL AGENCY shall remove all graffiti from LOCATIONS. LOCAL AGENCY is solely responsible for ensuring that any graffiti that in any way resembles a mural, artwork, paintings, or other similar elements shall not be removed without the written authorization of STATE. Graffiti removal must protect air and water quality as required by law. LOCAL AGENCY shall conform to the terms stated in STATE’s Maintenance Manual, Volume 1, Family D Chapter, D1.06. 10. Maintenance Service Schedule. LOCAL AGENCY shall provide STATE’s District Area Maintenance Superintendent, as shown in Exhibit C, the maintenance service schedule, no less than 7 days telephone or email notice before performing any maintenance services under this AGREEMENT. Their email and phone number are listed on Exhibit C. LOCAL AGENCY shall provide the District Maintenance Agreement Coordinator (DMAC) and District Area Maintenance Superintendent identified in Exhibit C of this AGREEMENT with an encampment, litter, and graffiti removal schedule. Maintenance services shall be provided on an as needed basis. Prior written approval must be received from the STATE’s District Encampment Specialist through the DMAC. Additionally, LOCAL AGENCY shall either create a contract with CHP for MAZEEP or arrange for use of other local law enforcement as appropriate and authorized by CHP prior to performing any work. Maintenance services shall be performed between the hours of 7:00 a.m. and 3:00 p.m. or as otherwise authorized by the State Representative, if necessary. LOCAL AGENCY must request through the DMAC prior written approval from STATE’s District Maintenance Supervisor to perform any maintenance services before 7:00 a.m. or after 3:00 p.m. and/or weekends and holidays. 11. Authorized Reimbursement. The functions, frequency and levels of maintenance services delegated to LOCAL AGENCY under this AGREEMENT and amounts appropriated to STATE for this AGREEMENT, have been considered in setting the total reimbursement amounts due to the LOCAL AGENCY under this AGREEMENT. STATE shall reimburse LOCAL AGENCY up to the amount shown in Exhibit A-1. LOCAL AGENCY may perform additional work if desired, but STATE will not reimburse LOCAL AGENCY for any work in excess of the authorized dollar limits established herein. 12. Billing, Payment and Reporting. 12.1 Billing Date. LOCAL AGENCY shall promptly submit billing invoices in arrears to the STATE, for each past quarter including the period prior to the close of STATE’s fiscal year on each June 30th. 12. 2 Billing Submission Format. Each billing invoice shall include all of the following: a. STATE’s AGREEMENT number; b. Date(s) of services; c. Location of services; d. Number of hours and hourly rates; e. Receipts for trash disposal; and f. Receipts for equipment, materials, and supplies; g. Before and after photos. STATE shall pay LOCAL AGENCY for the actual cost of maintenance services which is satisfactorily performed but shall not exceed the amounts shown in Exhibit A-1. 13. Successors. This AGREEMENT shall be binding upon and inure to the benefit of each of the PARTIES’ successors-in-interest, including, but not limited to any public entity to whom any part of the STATE right of way covered under this AGREEMENT may be relinquished and any subsequently incorporated city or other municipality established within the LOCAL AGENCY’s jurisdictional limits. 14. Encroachment Permits. Before LOCAL AGENCY or its contractor may enter STATE right of way to perform any maintenance services in the areas covered by this AGREEMENT, the LOCAL AGENCY or its contractor must apply and the STATE’s District Encroachment Permit Office must issue an annual encroachment permit at no cost to LOCAL AGENCY. LOCAL AGENCY must obtain additional encroachment permits, if necessary, to enter or perform any work within STATE right of way not covered by this AGREEMENT. STATE will issue these additional encroachment permits at no cost to LOCAL AGENCY. 15. Legal Disposal of Litter Collected. LOCAL AGENCY shall make its own arrangements for the legal disposal of litter or debris materials to authorized disposal sites. LOCAL AGENCY shall not leave any filled litter bags, litter piles or other groups of litter assembled during its maintenance services along or in STATE Right of Way. Such litter groupings shall be removed out of STATE Right of Way each day LOCAL AGENCY performs the maintenance services in this AGREEMENT. 16. Storage of Personal Items. LOCAL AGENCY shall meet the storage requirements of not less than 60 days for any personal property that is collected as set forth in MPD 1001 R-1. LOCAL AGENCY shall follow MPD 1001 R-1 with regard to the items that are to be collected and stored. To the extent LOCAL AGENCY deviates from these requirements, LOCAL AGENCY shall fully defend, indemnify and save harmless STATE and its officers and employees from all claims, suits, or actions of every kind occurring by reason of any deviation from MPD 1001 R-1 as set forth in the indemnification paragraph below. 17.Hazardous Waste and Hazardous Materials. LOCAL AGENCY shall be fully and solely responsible for the proper identification, handling, removal and disposal of all hazardous waste and hazardous material during the performance of maintenance services pursuant to this AGREEMENT. 18.Safety and Worker Compliance. LOCAL AGENCY shall be solely responsible for crew pay, workers compensation and any other benefits required by state and federal law. Subcontractors and crew members are not considered STATE’s employees at any time. LOCAL AGENCY shall comply with all applicable State and Federal statutes and regulations governing worker and public safety, including but not limited to compliance with CAL-OSHA regulations and guidelines. LOCAL AGENCY shall make arrangements through the STATE if traffic controls, flags, signs, or lane closures are necessary to safely perform any maintenance services. STATE’s maintenance Supervisor or designee shall determine what protections are required at the worksite pursuant to applicable provisions of the STATE’s (Caltrans) Maintenance Manual, including but not limited to Volume 1, Chapter 8, Protection of Workers. 19.Equipment and Supplies. LOCAL AGENCY shall provide the necessary equipment, tools, personal protective equipment, materials, supplies and products necessary to perform the maintenance services under this AGREEMENT. STATE shall reimburse LOCAL AGENCY for the reasonable costs of such equipment and supplies not to exceed the authorized expenditures set forth in Exhibit A-1. 20.Legal Relations and Responsibilities. 20.1 No Third-party Beneficiaries. This AGREEMENT is not intended to create duties, obligations, or rights of third parties beyond the PARTIES to this AGREEMENT. Nor does this AGREEMENT affect a PARTY’s legal liability by imposing any standard of care for the maintenance of STATE highways different from the standard of care imposed by law. 20.2 Indemnification. Neither STATE nor any of its officers or employees is responsible for any injury, damage or liability occurring by reason of anything done or omitted to be done by LOCAL AGENCY in connection with any work, authority or jurisdiction conferred upon LOCAL AGENCY under this AGREEMENT. LOCAL AGENCY shall fully defend, indemnify, and save harmless STATE and its officers and employees from all claims, suits, or actions of every kind occurring by reason of anything done or omitted to be done by LOCAL AGENCY, its contractors, sub-contractors and/or its agents pursuant to this AGREEMENT. Neither LOCAL AGENCY nor any of its officers or employees is responsible for any injury, damage or liability occurring by reason of anything done or omitted to be done by STATE, in connection with any work, authority or jurisdiction conferred upon STATE under this Agreement. STATE shall fully defend, indemnify, and save harmless LOCAL AGENCY and its officers and employees from all claims, suits, or actions of every kind occurring by reason of anything done or omitted to be done by STATE, its contractors, subcontractors, and/ or its agents pursuant to this Agreement. 20.3 Work-related Injuries. If a LOCAL AGENCY-assigned crew member is injured while performing maintenance services under this AGREEMENT, LOCAL AGENCY or its designated subcontractor shall be responsible for ensuring the crew member is given prompt medical care and treatment and, if necessary, transportation to a medical facility. LOCAL AGENCY or its designated subcontractor shall administer any injury and workers compensation claims. LOCAL AGENCY shall notify the STATE’s Area Maintenance Superintendent within twenty-four (24) hours when any such incident has occurred. 21. Prevailing Wages and Labor Compliance. If the work performed under this AGREEMENT falls within the requirement of Prevailing wages as per Labor Code Section 1720 through 1815 LOCAL AGENCY shall comply with any and all applicable labor and prevailing wage requirements in Labor Code Sections 1720 through 1815 and implementing regulations for public works or maintenance contracts and subcontracts executed for the LOCAL AGENCY’s maintenance services under this AGREEMENT. LOCAL AGENCY agrees to include prevailing wage requirements in its contracts for public works. Work performed by LOCAL AGENCY’s own forces is exempt from the Labor Code’s prevailing wage. 22. Insurance. LOCAL AGENCY and its contractors shall maintain in force, during the term of this AGREEMENT, a policy of general liability insurance, including coverage of bodily injury and property damage liability, naming the STATE, its officers, agents and employees as the additional insured in an amount of $1 million per occurrence, $2 million in aggregate, and $5 million in excess, as may be amended as the minimum liability coverage limits codified in the State’s Standard Specifications. LOCAL AGENCY will provide a certificate of insurance evidencing this insurance in a form satisfactory to STATE as a condition to STATE’s execution of this AGREEMENT. 23. Budget Contingency. STATE’s payments to LOCAL AGENCY are contingent upon the Legislature appropriating sufficient funds under the Budget Act and the encumbrance of funding to STATE’s District Office. 24. Termination. Either PARTY may terminate this AGREEMENT upon 30 days’ prior written notice to the other PARTY. 25. Effective Date (Term) of Agreement. This AGREEMENT shall become effective on the last of the dates each PARTY’s authorized representative has executed this AGREEMENT and shall expire on June 30, 2027. 26. Authority. Each individual executing this AGREEMENT on behalf of each PARTY represents and warrants that he/she is duly authorized under the law to execute this AGREEMENT. LOCAL AGENCY represents and certifies that it has, through its regular political process, authorized the execution of this AGREEMENT by appropriate resolution, delegation, or plenary authority as required. 27. Default. If LOCAL AGENCY fails to perform obligations assumed under this agreement, the STATE may, by written notice, request that the default be remedied within thirty (30) calendar days. If LOCAL AGENCY fails or refuses to do so, the STATE may seek legal remedies including specific performance, complete the obligations and refuse to pay LOCAL AGENCY’s future invoices until STATE’s expenses are redeemed. 28. Counterparts. This AGREEMENT may be executed in one or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same document. 29. Electronic Signatures. Electronic signatures of the PARTIES, whether digital or encrypted, are intended to authenticate this written AGREEMENT, and shall have the same force and effect as manual signatures for this AGREEMENT. 30. Party Representatives and Notices. All notices, document submittals and invoices required under this AGREEMENT shall be deemed to have been fully given when made in writing and received by the PARTIES at their respective addresses listed on Exhibit C. 31. List of Exhibits. Exhibit A – Locations Exhibit A-1 – Funding Exhibit B – Proof of Insurance Exhibit C- PARTY Representatives and Contacts Exhibit D - Maintenance Policy Directive (MPD) 1001 R1 Jennifer L. Hall City Clerk THE CITY OF SANTA ANA STATE OF CALIFORNIA DEPARTMENT OF TRANSPORTATION Dated: Dated: Alvaro Nuñez City Manager Deputy District Director Maintenance District 12 APPROVED AS TO FORM: SONIA R. CARVALHO CITY ATTORNEY Dated: ATTEST Kyle Nellesen Assistant City Attorney Dated: 8/04/25 CALTRANS DELEGATED MAINTENANCE AGREEMENT MAINTENANCE SERVICES AND LIST OF LOCATIONS Maintenance Services Provided: all work to be performed on sites that are accessible from the public right of way. City of Santa Ana staff and/or contractors will not perform work on freeway right of way for safety purposes. 1.Encampment Removal and Cleanup (per State Procedures) 2.Litter and Debris Removal to include but not limited to: a.Garbage b.Furniture C.Appliances d.Tire casings e.Bulky and large items f.Automobile wreckages g.Auto Components h.Clothing i.Beverage Containers j.Food packages 3.Weed Abatement -Control and removal of weeds 4.Graffiti Removal Services using pre-approved paint colors for Cal-Trans Schedules and Frequency: locations listed in Exhibit A below will be inspected and cleaned one time per week or as needed. EXHIBIT A Page 1 of 13 State Highway 5 Freeway 1.17th & Penn Way-On/Off Ramps Maintenance Area EXHIBIT A Page 2 of 13 State Highway 5 Freeway (Cont.) 2.Buffalo & Main Maintenance Area EXHIBIT A Page 3 of 13 State Highway 5 Freeway (Cont.) 3.Santiago Creek Underpass Maintenance Area 1miil�@? EXHIBIT A Page 4 of 13 State Highway 5 Freeway (Cont.) 4.Grand Avenue On/Off Ramps and Underpass Maintenance Area EXHIBIT A Page 5 of 13 State Highway 5 Freeway (Cont.) 5.East Side of Freeway Between Stafford Street and Mabury Street Maintenance Area EXHIBIT A Page 6 of 13 State Highway 5 Freeway (Cont.) 6.South Side of Freeway Between Logan Street and Lincoln Avenue Maintenance Area EXHIBIT A Page 7 of 13 State Highway 5 Freeway (Cont.) 7. 4th Street North Bound Off Ramp Maintenance Area EXHIBIT A Page 8 of 13 State Highway 22 Freeway 8.Bristol and Hesperian On/Off Ramp and Underpasses I J I _.£:-_ ' I Maintenance Area EXHIBIT A Page 9 of 13 State Highway 55 Freeway 9.Dyer East and West On/Off Ramps and Underpass Maintenance Area EXHIBIT A Page 10 of 13 State Highway 55 Freeway 10.MacArthur Blvd Southbound On Ramp Maintenance Area EXHIBIT A Page 11 of 13 State Highway 55 Freeway (Cont.) 11.4th Street -South Bound On/Off Ramps Maintenance Area EXHIBIT A Page 12 of 13 EXHIBIT A LOCATIONS Route No. Length Mi Description of Routing 5 1.5 ORA-31.0/31.1; 31.2/31.5; 31.5/31.9; 32.0/32.1; 32.3/32.7; 32.9/33.0; 33.3/33.4 NB Fourth offramp; NB Concord; Grand select ramp locations; SB Logan pump plant; Seventeenth select ramps; SB Buffalo onramp; Santiago Creek Bridge 22 0.3 ORA-R9.9/R10.2 Hesperian and Bristol select ramps 55 1.2 ORA-R6.4/R7.0; R7.7/R8.0; 10.8/11.1 SB MacArthur select onramp; Dyer select ramps; SB Fourth select ramps Page 13 of 13 EXHIBIT A-1 Funding Route No. Postmile Location Description Maintenance Services Maximum Authorized Expenditure 5 31.0/31.1 Northbound Fourth Street offramp Local Agency As Shown Below 5 31.2/31.5 Northbound Concord Local Agency As Shown Below 5 31.5/31.9 Grand Avenue select ramps Local Agency As Shown Below 5 32.0/32.1 Southbound Logan pump plant Local Agency As Shown Below 5 32.2/32.7 Seventeenth Street select ramps Local Agency As Shown Below 5 32.9/33.0 Southbound Buffalo onramp Local Agency As Shown Below 5 33.3/33.4 Santiago Creek Bridge Local Agency As Shown Below 22 R9.9/R10.2 Hesperian and Bristol select ramps Local Agency As Shown Below 55 R6.4/R7.0 Southbound MacArthur select ramps Local Agency As Shown Below 55 R7.7/R8.0 Dyer select ramps Local Agency As Shown Below 55 10.8/11.1 Southbound Fourth Street select ramps Local Agency As Shown Below Total maximum authorized expenditure: $ 400,000 through June 30, 2027 Total maximum authorized expenditure per year: $200,000 unless approved in writing by State. EXHIBIT B Proof of Insurance Page 1 of 5 INDEPE NDENT CITIES RISK MANAGEMENT AUTHORITY 1750 Creekside Oaks Drive, Suite 200 | Sacramento, CA 95833 www.icrma.org LIABILITY PROGRAM Addit ional Covered Party Certificate Number: 2026-124 Certificate Holder: CalTrans District State of California, its officers, agents, and employees 1750 East 4th Street, Suite 100 Santa Ana, CA 92705 Cover ed Party: City of Santa Ana Descr iption of Covered Activity: As respects Encampment Delegated Maintenance Agreement for the term of 06/19/2025 through 06/30/2027. The Certificate Holder is included as an Additional Covered Party with regard to any negligent acts or omissions of the Covered Member, its employees, and its elected or appointed officials. Memorandum of Coverage Number: ICRMA GL 2026 Effective Date: 7/1/25 Expiration Date: 7/1/26 Limits: $5,000,000 (per occurrence) Member Retained *$3,000,000 Limit (MRL): The Fo llowing General and automobile liability as defined in the memorandum of coverage on file with the covered party Coverage is in named above. Sexual misconduct not specifically excluded for the city. effect: This is to certify that the coverage listed above has been issued to the Covered Party named above for the coverage period indicated, notwithstanding any requirement, term, or condition of any contract or other document with respect to which this certificate may be issued or may pertain. The coverage afforded as described herein is subject to all the terms, exclusions, and conditions of the Liability Memorandum of Coverage of the ICRMA, which is available for your review upon request. Pursuant to the definition of Covered Party in the Liability Memorandum of Coverage, the certificate holder named above is an additional covered party for covered claims arising out of the covered activity stated above and is subject to the limits stated above. *Such limits are inclusive of the city’s MRL. Coverage is in effect from 12:01 a.m. Pacific Standard Time of effective date to 12:01 a.m. Pacific Standard Time of expiration date as stated above and will not be canceled, limited, or allowed to expire Date Issued: 7/18/2025 Renewal: Yes Autho rized Representative Signature: ____________________________ ICRMA Executive Director Exhibit B Page 2 of 5 Date Issued: 7/18/2025 Renewal: Yes Authorized Representative Signature: ____________________________ ICRMA Executive Director except upon 30-day notice to the certificate holder. EXHIBIT B Page 3 of 5 EXHIBIT B Page 4 of 5 EXHIBIT B Page 5 of 5 EXHIBIT C Party Representatives and Notices. LOCAL AGENCY’s Project Manager: Arturo Rodriguez, arodriguez@santa- ana.org STATE’s District Maintenance Agreement Coordinator (DMAC) is: Sarah Rodriguez, sarah.rodriguez@dot.ca.gov STATE’s Encampment Specialist Maintenance Superintendent Name: John Bybee Telephone Number: (424) 413-1134 Email Address: john.bybee@dot.ca.gov State’s Area Maintenance Superintendent: Chris Bunning Telephone Number: (949) 279-9476 Email Address: chris.bunning@dot.ca.gov State’s Landscape Specialist, Maintenance Support: Kenny Gonzalez Telephone Number: (949) 910-0978 Email Address: kenny.gonzalez@dot.ca.gov Caltrans District Office: 1750 East Fourth Street, Santa Ana, CA 92705 All notices, document submittals and invoices required under this AGREEMENT shall be deemed to have been fully given when made in writing and received by the PARTIES at their respective addresses as follows: Caltrans: 1750 East Fourth Street, Santa Ana, CA 92705 City of Santa Ana: 220 South Daisy Avenue, Santa Ana, CA 92703 EXHIBIT D Maintenance Policy Directive (MPD) 1001 R1 👉👉 Caltrans Maintenance Policy Directive MPD 1001-R1 (PDF)