HomeMy WebLinkAbout2012-001 SASUCCESSOR AGENCY RESOLUTION NO. 2012 -001
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
SANTA ANA ACTING AS SUCCESSOR AGENCY TO THE
FORMER COMMUNITY REDEVELOPMENT AGENCY
ADOPTING AND APPROVING THE SUCCESSOR AGENCY'S
PROPOSED ADMINISTRATIVE BUDGET PURSUANT TO
HEALTH AND SAFETY CODE SECTION 341770), AND
AUTHORIZING THE SUCCESSOR AGENCY TO ENTER INTO AN
AGREEMENT WITH THE CITY OF SANTA ANA FOR
REIMBURSEMENT OF FINANCIAL, ADMINISTRATIVE AND
OPERATIONAL SERVICES PURSUANT TO HEALTH AND
SAFETY CODE SECTION 34171; AND MAKING OTHER
FINDINGS IN CONNECTION THEREWITH
BE IT RESOLVED BY THE MEMBERS OF THE SUCCESSOR AGENCY OF THE
CITY OF SANTA ANA, AS FOLLOWS:
Section 1. The City Council of Santa Ana, acting as Successor Agency, hereby
finds, determines and declares as follows:
A. The Community Redevelopment Agency of the City of Santa Ana
( "Agency ") was established as a redevelopment agency that was previously organized
and existing under the California Community Redevelopment Law, Health and Safety
Code Section 33000, et seq. ( "CRL "), and previously authorized to transact business
and exercise powers of a redevelopment agency pursuant to action of the City Council
of the City of Santa Ana ( "City ").
B. Assembly Bill x1 26 added Parts 1.8 and 1.85 to Division 24 of the
California Health & Safety Code, which laws cause the dissolution and wind down of all
redevelopment agencies ( "Dissolution Act ").
C. On December 29, 2011, in the petition California Redevelopment
Association v. Matosantos, Case No. S194861, the California Supreme Court upheld
the Dissolution Act and thereby all redevelopment agencies in California were dissolved
as of and on February 1, 2012 under the dates in the Dissolution Act that were reformed
and extended thereby ( "Supreme Court Decision ").
D. The Agency is now a dissolved redevelopment agency pursuant to the
Dissolution Act.
E. By a resolution considered and approved by the City Council at an open
public meeting the City chose to become and serve as the "Successor Agency" to the
dissolved Agency under the Dissolution Act. The Housing Authority was designated the
"Successor Housing Agency ", at said meeting as well.
Resolution No. 2012 -001
Page 1 of 4
F. As of and on and after February 1, 2012, the City serves and acts as the
"Successor Agency" and will perform its functions as the successor agency under the
Dissolution Act to administer the enforceable obligations of the Agency and otherwise
unwind the Agency's affairs, all subject to the review and approval by a seven - member
oversight board ( "Oversight Board ").
G. Health and Safety Code Section 341770), as modified by the Supreme
Court decision, requires the Successor Agency to prepare a proposed administrative
budget covering the period from February 1, 2012 through June 30, 2012 and submit it
to the Oversight Board for approval.
H. Pursuant to Section 341770), the Successor Agency's
"Administrative Budget" is to include all of the following: (a) estimated amounts of the
Successor Agency's administrative costs for the up- coming six month fiscal period;
(b) the proposed sources of payment for the costs identified in (a); and (c) proposals for
arrangements for administrative and operations services provided by the City serving as
Successor Agency.
I. Pursuant to Section 34180(h) the Successor Agency may request
authorization from the Oversight Board for the Successor Agency and the City of Santa
Ana to enter into an agreement to ensure provision of the necessary services from the
City to support Successor Agency responsibilities in winding down the activities of the
former community redevelopment agency, including the estimated costs set forth in the
Administrative Budget.
J. The Successor Agency desires to enter into that certain "Cooperative
Agreement Between the City of Santa Ana and the City Acting as the Successor
Agency for the Former Community Redevelopment Agency" ( "Cooperative Agreement "),
which agreement will authorize the reimbursement of costs incurred by the City to
support Successor Agency operations and obligations.
K. Pursuant to the Dissolution Act, the actions of the Oversight Board,
including those approved by this Resolution, do not become effective for three (3)
business days pending any request for review by the Department of Finance ( "DOF "),
and if the DOF requests review hereof, DOF will have 10 days from the date of its
request to approve the Oversight Board action or return it to the Oversight Board for
reconsideration and the action, if subject to review by DOF, will not be effective until
approved by DOF.
L. Health and Safety Code Section 34173(e) provides that "the liability of any
successor agency, acting pursuant to the powers granted under the act adding
this part, shall be limited to the extent of the total sum of property tax revenues it
receives pursuant to this part and the value of assets transferred to it as a successor
agency for a dissolved redevelopment agency." Thus, the City's obligations as
Successor Agency are limited by the amount of property taxes and the value of assets
it receives in its role as the Successor Agency.
NOW, THEREFORE, BE IT RESOLVED BY THE SUCCESSOR AGENCY:
Resolution No. 2012 -001
Page 2 of 4
Section 2. The foregoing recitals are incorporated into this Resolution by this
reference, and constitute a material part. of this Resolution.
Section 3. Pursuant to the Dissolution Act, the Successor Agency approves
the proposed Administrative Budget, attached hereto as Attachment No. 1 and
incorporated by this reference. Such approval is conditional upon approval of the
Oversight Board.
Section 4. Pursuant to the Dissolution Act, the Successor Agency is
authorized to enter into the Cooperative Agreement with the City substantially in the
form of the Agreement attached hereto as Attachment No. 2 and incorporated by this
reference. Such approval is conditional upon approval of the Oversight Board.
Section 5. Upon authorization of the Oversight Board, the Successor Agency
shall transmit the Administrative Budget to the County Auditor - Controller.
Section 6. The Clerk of the Council shall certify the adoption of this
Resolution.
Resolution No. 2012 -001
Page 3 of 4
ADOPTED this 2nd day of April 2012.
APPROVED AS TO FORM:
Joseph Straka, Interim City Attorney
By: 4�..e� -�
Lisa E. Storck
Assistant City Attorney
YES
NOES
ABSTAIN
Miguel A. Pulido ` U
Mayor
Councilmembers: Alvarez, Benavides, Bustamante, Martinez,
Tinaiero, Sarmiento (6)
Councilmembers
Councilmembers:
NOT PRESENT: Councilmembers:
None (0)
None (0)
Pulido (1)
CERTIFICATION OF ATTESTATION AND ORIGINALITY
I, Maria D. Huizar, Clerk of the Council, do hereby attest to and certify the attached
Resolution No. 2012 -001 to be the original resolution adopted by the City Council in its
role as the Successor Agency on April 2, 2012.
Date: q —16 l
Resolution No. 2012 -001
Page 4 of 4
0
Maria D. Huizar, Clerk of the 8ouncil
Attachment 1
CITY OF SANTA ANA, ACTING AS SUCCESSOR AGENCY TO THE FORMER
COMMUNITY REDEVELOPMENT AGENCY OF THE CITY OF SANTA ANA
PROPOSED ADMINISTRATIVE BUDGET FOR FEBRUARY 1, 2012 - JUNE 30, 2012
Staff Support (EOPS, ROPS, Admin Budget, Records Management, etc.) ' $ 642,000
Brown Act requirements (agendas, minutes, etc.) 46,500
Supplies, printing, telephones, misc. items 17,000
Consultants (legal, financial, etc.) 121,000
Subtotal $ 826,500
Staff Support (research, reporting, etc.) 1 $ 36,500
Brown Act requirements (agendas, minutes, etc.) 18,000
Supplies, printing, misc. items 3,000
Subtotal $ 57,500
Training and Transportation $ 7,300
Delivery Charges 1,550
Building Rental 55,000
Rental City Equipment 9,850
Computer Services Charge 7,100
IS Strategic Plan 95,000
Insurance Charges 93,000
Subtotal $ 268,800
Indirect Costs 1 $ 97,200
Subtotall $ 97,200
TOTAL ESTIMATED AMOUNT $ 1,250,000
The estimated amount of the Administrative Budget for the five month period covering
February through June 2012 is to be paid from property tax revenues deposited in the
Redevelopment Property Tax Trust Fund.
1 Includes salaries, wages, and all fringe benefits offered by the City to employees.
COOPERATIVE AGREEMENT BETWEEN
THE CITY OF SANTA ANA AND THE
CITY OF SANTA ANA ACTING AS THE SUCCESSOR
AGENCY FOR THE FORMER COMMUNITY
REDEVELOPMENT AGENCY FOR FINANCIAL,
ADMINISTRATIVE,
AND OPERATING SERVICES
THIS COOPERATIVE AGREEMENT made and entered into this day of April 2012,
by and between the City of Santa Ana, a charter city and municipal corporation, organized and
existing under the laws of the State of California, hereinafter referred to as "City," and the City of
Santa Ana acting as the successor agency for the former Community Redevelopment Agency of the
City of Santa Ana, hereinafter referred to as "Successor Agency."
RECITALS:
A. The Community Redevelopment Agency of the City of Santa Ana ( "Agency ") was
established as a community redevelopment agency that was previously organized and existing under
the California Redevelopment Law, Health and Safety Code Sections 33000, et seq. ( "CRL "), and
previously authorized to transact business and exercise the powers of a redevelopment agency
pursuant to action of the City Council of the City.
B. The Housing Authority of the City of Santa Ana is a housing authority and public
body corporate and politic organized, existing, and operating pursuant to the California Housing
Authorities Law, Health and Safety Code Sections 34200, et seq.
C. Assembly Bill XI 26 added Parts 1.8 and 1.85 to Division 24 of the California
Health and Safety Code, which laws cause the dissolution and wind down of all redevelopment
agencies in California ( "Dissolution Act ").
D. On December 29, 2011, the California Supreme Court upheld the Dissolution Act
and thereby all redevelopment agencies in the State of California were dissolved effective February
1, 2012.
E. By resolution considered and approved by the City Council at an open public
meeting on January 9, 2012, the City chose to become and serve as the "Successor Agency" to the
dissolved Agency under the Dissolution Act, and chose for its Housing Authority to become the
"Successor Housing Agency ". All of the assets, properties, contracts, leases and records of the
former Agency (except for most affordable housing assets) were automatically transferred by
operation of law to the City acting as Successor Agency.
F. As of February 1, 2012, the City serves as the Successor Agency and will perform
its functions as the Successor Agency under the Dissolution Act to administer the enforceable
Attachment 2
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obligations of the Agency and otherwise unwind the Agency's affairs, all subject to the review and
approval by a seven member Oversight Board formed thereunder. City as Successor Agency is
engaged in activities necessary and appropriate to winding down the activities of the former
Agency's Merged Project Area consisting of six (6) project areas that were originally adopted and
amended by ordinances of the City Council.
G. Employees of the City will perform day -to -day administration and operation of the
Successor Agency's duties and functions. Since the Agency was originally formed, and upon
Successor Agency's effectiveness as of February 1, 2012, the City has provided and shall continue
to provide services to the Successor Agency, including but not limited to administrative, accounting,
auditing, planning, purchasing, engineering, legal, risk management, financial, clerical, record
keeping, and other services necessary for the Successor Agency to carry out its responsibilities.
H. The City and Successor Agency desire to affirm and document an on -going
cooperative arrangement regarding administrative, financial, and operational services and payment
for services and goods by entering into a new contract whereby City agrees to provide operational
and administrative services and Successor Agency agrees to pay City for the cost of said services to
be provided by City for Successor Agency in an amount equal to the Successor Agency
Administrative Budget prepared pursuant to Health and Safety Code Section 34177 0) and program
and project expenses defined hereinbelow for each six -month fiscal period under the term of this
Agreement, and approved by the Oversight Board.
1. The parties agree and acknowledge that this Agreement is subject to Oversight
Board review and approval and that the Oversight Board's actions shall not become effective for
three business days, pending any request for review by the California Department of Finance
( "DOF "). If DOF requests review of the Board action, it shall have ten days from the date of its
request to approve the Board action or return it to the Board for reconsideration, and the action, if
subject to review by DOF, shall not be effective until approved by DOF.
NOW THEREFORE, for and in consideration of their mutual covenants and promises,
hereinafter set forth, and subject to the terms, conditions and other provisions of this Agreement
hereinafter set forth, the parties hereto do hereby agree as follows:
1. Reimbursement of Administrative Expenses. The Successor Agency shall be liable to the
City for the payment of its Administrative Expenses as set forth in this Agreement and as adopted as
part of an Administrative Budget by the Successor Agency, as approved by the Oversight Board, as
such Administrative Budget may be amended, revised or reconciled from time to time. These
Administrative Expenses shall be in addition to any direct program or project expenses ( "Project
Expenses ") incurred and noted on the Enforceable Obligations Payment Schedule ( "EOPS ") and in
the Recognized Obligation Payment Schedule ( "ROPS "), including salary and benefits of
employees, and any contracts for goods and services funded by the Successor Agency for Project
Expenses. The Successor Agency shall also be liable to the City for payment of these Project
Expenses where they are adopted as part of the EOPS or ROPS.
Attachment 2
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2. Services to be Provided. City agrees to continue to aid and cooperate in the planning,
undertaking, construction and operation of remaining enforceable obligations of the Successor
Agency previously incurred by the former Agency within the City, provided the cost of such
services are paid by Successor Agency. At the request of Successor Agency through the City
Manager and duly authorized designees, City and its officers and employees shall perform
services for Successor Agency in carrying out its work related to meeting the former Agency's
enforceable obligations and for winding down the activities of the former Agency and shall have
the access to any and all personnel, equipment, necessary and applicable contracts and consultant
agreements, goods and the facilities of the departments and offices of the City. Those City
officers and employees who are also performing work with or related to the Successor Agency
shall perform services for each agency in a dual capacity. The City Manager, and other
appropriate City officials on behalf of the City, and the Executive Director of the former Agency,
and other appropriate Successor Agency staff on behalf of the Successor Agency, and their duly
authorized designees shall determine and establish the procedures to be followed in requesting
and rendering such services. The costs of administrative services shall be considered
Administrative Expenses in the Administrative Budget. The costs of other Successor Agency
Project Expenses which are supported by City services are identified in line items on the EOPS
or ROPS and not part of the estimated Administrative Expenses identified in Section 1.
3. Meeting Facilities. City agrees to make available to Successor Agency which office
space and meeting space as is necessary for conducting meetings and the business of such
agency, including use of the City Council Chambers, City Hall and appropriate conference
room(s) for open public meetings, closed session meetings, and study session meetings of the
Successor Agency and Oversight Board, and meetings of Successor Agency staff, counsel,
consultants, and other representatives. Each entity shall use such space in accordance with the
rules and regulations of the City as applicable to other buildings and offices of the City.
4. Succeeding Years during Term of Agreement. The procedure set forth herein shall be
undertaken by Successor Agency, the Oversight Board, and City for each successive six -month
fiscal period during the term of this Agreement based on each approved Administrative Budget
and ROPS prepared pursuant to the Dissolution Act.
5. City Cost Allocation Plan; Estimated Cost of Administrative Services and Facilities.
Expenses shall be calculated in the manner set forth in the City's cost allocation plan, or other
applicable reasonable cost allocation and accounting plan approved by the parties that conforms
with generally accepted accounting principles and that is generally applicable to all users of
services and facilities of the City. The specific costs to be allocated herein shall be based upon
the cost of the following categories of services:
5.1 Wage and Benefits Successor Agency. Wage and Benefit expenses incurred in
connection with City employees described to perform administrative services or certain work for
Successor Agency associated with "Project Expenses" (related to enforceable obligations),
include salaries, wage and fringe benefit administration (including, but not limited to, medical and
Attachment 2
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life insurance, retirement system, vacation and sick leave provisions). The Successor Agency shall
follow the City's Personnel Policy and labor contracts, rules and regulations, including procedures
affecting conflict of interest, use of funds and procedures on hiring and firing. The costs
attributable to employees who devote less than 100% of their time to the Successor Agency shall
be allocated in accordance with the City's costs allocation plan.
5.2 General Overhead. A general indirect administrative operating expense and
overhead support charge which shall be determined in accordance with the City's cost allocation
plan and Successor Agency's Administrative Budget.
5.3 Specific Services. All expenses that City may actually incur in providing specific
administrative services on behalf of Successor Agency include, but are not limited to: audit
services, lease of space to accommodate Successor Agency's activities, City Treasurer service,
property insurance for Successor Agency's properties, contracts for real estate, data and
information, records, department supplies and equipment, mail and postage services, equipment
maintenance and IT support. Operational services which relate to specific program and projects,
including but not limited to project management, legal services, engineering design, real estate
services, construction management, planning, contract costs, contract administration, inspection,
surveys shall not be considered administrative services but direct specific program and project
expenditures ( "Project Expenses ").
6. Provisions Severable. If any provision of this Agreement or application thereof to any
person or circumstance is held invalid, such invalidity shall not affect other provisions or
applications of this Agreement which can be given effect without the invalid provision or
application, and to this end the provisions of this Agreement are severable. The City Council
and Successor Agency each hereby declare that it would have approved this Agreement
irrespective of the invalidity of any particular portion thereof.
7. Effective Date of Agreement. This Agreement shall become effective as of the first day
noted above and shall continue thereafter until modified or terminated by the parties hereto. This
Agreement is subject to Oversight Board review.
8. Miscellaneous Provisions.
A. Brown Act. The Successor Agency meetings are noticed, open and public as
required by the Ralph M. Brown Act (Government Code section 54950, et seq., as
amended).
B. Public Records Act. The Successor Agency complies with the Public Records Act
(Government Code section 6250, et. seq, as amended) and unless a records clearly
falls within an exception, such records are made available to the public in
compliance with the City's policies and procedures.
Attachment 2
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C. Political Reform Act. The Successor Agency board members comply with the
conflict of interest rules promulgated by the Political Reform Act in conformity with
State law[Government Code Section 87300, as amended].
D. CEQA Guidelines. The Successor Agency shall follow City policies and procedures
with regard to CEQA.
E. Governing This Agreement and all questions relating to its validity,
interpretation, performance, and enforcement shall be governed and construed in
accordance with the laws of the State of California.
F. Amendment. This Agreement may be amended as the parties hereto may mutually
agree by an instrument in writing executed by the parties hereto.
G. Newspaper of General Circulation. The Successor Agency shall follow City
policies and procedures as to designation of the newspaper of general
circulation which will be used when the Successor Agency is required to give notice
regarding matters within the community (Government Code Section 6040, as
amended).
H. Review of Bond Document Covenants. The Successor Agency has established a
routine audit and control procedure that ensures that the Successor Agency's
ongoing activities comply with the bond document covenants.
Attachment 2
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IN WITNESS WHEREOF, the parties hereto have executed this Cooperative Agreement the date
and year first above written.
ATTEST:
Maria D. Huizar
Clerk of the Council
ATTEST:
Maria D. Huizar
Clerk of the Council
APPROVED AS TO FORM:
Joseph Straka
Interim City Attorney /General Counsel
By: Lisa E. Storck
Assistant City Attorney /Asst. Counsel
CITY OF SANTA ANA
By:
Paul Walters
Interim City Manager
CITY AS SUCCESSOR AGENCY
By:
Paul Walters
Interim City Manager
RECOMMENDED FOR APPROVAL:
By:
Nancy T. Edwards
Interim Executive Director
Community Development Agency
Attachment 2
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