HomeMy WebLinkAbout25C - AGMT - CONDUCT ADMIN HEARINGSREQUEST FOR
COUNCIL ACTION
CITY COUNCIL MEETING DATE:
APRIL 15, 2013
TITLE:
AGREEMENT FOR NORMAN
KNISPEL TO CONDUCT
ADMINISTSRATIVE
HEARINGS
C Y AGER
CLERK OF COUNCIL USE ONLY:
APPROVED
? As Recommended
? As Amended
? Ordinance on 1st Reading
? Ordinance on 2nd Reading
? Implementing Resolution
? Set Public Hearing For
CONTINUED TO
FILE NUMBER
RECOMMENDED ACTION
Authorize the City Manager and Clerk of the Council to execute an agreement With Norman
Knispel, subject to non-substantive changes approved by the City Manager and City Attorney, to
provide administrative hearing services, in an amount not to exceed $20,000.
DISCUSSION
The Santa Ana Police Department issues administrative citations in lieu of criminal citations for
certain municipal code violations. Pursuant to Santa Ana Municipal Code 1-21.8 (Appeal of the
administrative citation); those citizens receiving an administrative citation have a right to an
administrative hearing.
The City of Santa Ana has an existing agreement with Norman Knispel (No. N-2011-051) and he
has been conducting these hearings for the police department since May 1St, 2011. Staff
recommends extending the existing agreement with Normal Knispel for an additional one-year
term.
FISCAL IMPACT
Funds are available in the Santa Ana Police Department Patrol Budget (No. 01114420-62300)
Chief Carlos Rojas
Acting Chief of Police
Santa Ana Police Department
APPROVED AS TO FUNDS AND ACCOUNTS:
X?N C'
Francisco Gutierrez
Executive Director
Finance and Management Services Agenc:. Y _
Exhibit 1. Second Amendment
2. Agreement (No. N-2011-051)
3. First amendment to agreement (No. N-2011-051-001)
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25C-2
SECOND AMENDMENT TO AGREEMENT
THIS SECOND AMENDMENT TO AGREEMENT is entered into on May 1, 2013, by
and between Norman Knispel ("Contractor") and the City of Santa Ana, a charter city and
municipal corporation organized and existing under the Constitution and laws of the State of
California ("City").
RECITALS:
A. The parties entered into an Agreement #N-2011-051, dated April 20, 2011, (hereinafter "said
Agreement") by which Contractor has provided administrative hearing officer services for the
Police Department.
B. The parties entered into a First Amendment to Agreement # N-2011-051-001 dated March
29, 2012 wherein the term of the Agreement was extended for an additional one (1) year and
the compensation was extended for an amount not to exceed $20,000 to pay for the additional
term.
C. In accordance with the terms and conditions of said Agreement, the parties wish to extend the
Agreement for another one (1) year term and increase the compensation to pay for services
provided during that extension of the term.
WHEREFORE, in consideration of the covenants contained in said Agreement, and subject to all
the terms and conditions of said Agreement, except those amended in this Second Amendment to
Agreement, the parties agree as follows:
Section 2.A, COMPENSATION, shall be amended to increase the compensation by an
amount not to exceed $20,000.00 to pay for additional services provided during the extended
term of this Agreement.
2. Section 3, TERM, shall be amended to extend the term of said Agreement for an additional
one (1) year period through May 1, 2014.
3. Except as hereinabove amended, all terms and conditions of said Agreement shall remain in
full force and effect.
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IN WITNESS WHEREOF, the parties hereto have executed this Second Amendment to
Agreement on the date and year first written above.
ATTEST:
MARIA D. HUIZAR
Clerk of the Council
CITY OF SANTA ANA
KEVIN O'ROURKE
Interim City Manager
APPROVED AS TO FORM:
SONIA R. CARVALHO
City Attorney
CONTRACTOR
By:
Laura A. Rossini
Assistant City Attorney
RECOMMENDED FOR APPROVAL:
Carlos Rojas
Acting Chief of Police
Norman Knispel
25C-4
N -2011-051-001
WC required if consultant
has employees. X012
Q P"Vkce C-n APR 1 1
?? +K6 aOWY FIRST AMENDMENT TO PROFESSIONAL SERVICES AGREEMENT
THIS FIRST AMENDMENT TO AGREEMENT, is entered into this 11 day of
h'I 79k C° )? , 2012, by and between Norman Knispel (hereinafter "Contractor"), and the
City of Santa Ana, a charter city and municipal corporation organized and existing under the
Constitution and laws of the State of California (hereinafter "City").
RECITALS:
A. City and Contractor entered into Agreement rrN-2011-051, dated April 20, 2011, by
which Contractor has provided professional administrative hearing services (hereinafter
"said Agreement").
B. In accordance with the terms and conditions of said Agreement, the Parties desire to
extend the term of said Agreement for an additional one-year period and increase
compensation to pay for additional services during the extended term.
NOW, THEREFORE, in consideration of the mutual and respective promises, and subject to all
the terms and conditions of said Agreement, except as herein modified, the parties agree as
follows:
Section 2, COMPENSATION, the relevant portion of subsection (a) shall be amended
to increase the compensation by an amount not to,exceed $20.000.00 to pay for additional
services provided during the extended term of this Agreement.
2. Section 3, TERM, shall be amended to extend the term of said Agreement for an
additional one-year period through May 1, 2013.
Except as hereinabove modified, all terms ane conditions of said Agreement shall remain
in full force and effect.
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IN WITNESS WHEREOF, the parties hereto have executed this First Amendment to
Agreement the day and year first above written,
ATTEST: CITY OF SANTA ANA
MARIA D. HUIZAR- PAUL M. WALTERS
14) Clerk of the Council Interim City Manager
APPROVED AS TO FORM:
OFFICE OF THE CITY ATTORNEY
NORMAN KNISPEL
By: ?-
Tere . Judd
Assistant City Attorne
2
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WC required if consultant has N-2011-051
employees
MAY2-201
LoY i rown e I CONTRACTOR AGREEMENT
(Ivor ryT n Knlsp
THIS AGREEMENT, made and entered into this a day of A Pti J 4- , 20l 1, by
and between Norman Knispel (hereinafter "Contractor"), and the City of Santa Ana, a charter
city and municipal corporation organized and existing under the Constitution and laws of the
State of California (hereinafter "City").
RECITALS
A. The City desires to retain a contractor having special skill and knowledge in the field of
arbitration and mediation to provide professional administrative hearing services.
B. Contractor represents that Contractor is able and willing to provide such services to the
City.
C. In undertaking the performance of this Agreement, .ontractor represents that he is
knowledgeable in the field and that any service: performed by Contractor under this
Agreement will be performed in compliance with such standards as may reasonably be
expected from a professional consulting fern in the field.
NOW THEREFORE, in consideration of the mutual and respective promises, and subject to the
terms and conditions hereinafter set forth, the parties agree as follows:
1. SCOPE OF SERVICES
Contractor will provide professional Administrative Hearing services for the City of
Santa Ana, as set forth in Exhibit A. 'Any services performed by Contractor prior to the date of
execution of this Agreement shall be included within the Scope of Services of this Agreement.
2. COMPENSATION
a. City agrees to pay, and Contractor agrees to accept as total payment for its services, the
rates and charges identified in Exhibit A. The total sum to be expended under this Agreement
shall not exceed $20,000.00 during the term of this Agreement.
b. Payment by City shall be made within thirty (30) days following receipt of a proper
invoice evidencing work performed, subject to City accounti-.$ procedures. Payment need not
be made for work which fails to meet the standards of performance set forth in the Recitals that
may be reasonably be expected by City.
3. TERM
This Agreement shall commence on the date first written above and terminate o i May 1,
2012, unless terminated earlier in accordance with Section 12, below. The term of this
Agreement may be extended upon a writing executed by the Chief of Police and the City
Attorney.
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4. INDEPENDENT CONTRACTOR
Contractor shall, during the entire term of this Agreement, be construed to be an
independent contractor and not an employee of the City. This Agreement is not intended nor
shall it be construed to create an emp.'oyer-employee relationship, a joint venture relationship, or
to allow the City to exercise discretion or control over the professional manner in which
Contractor performs the services which are the subject matter of this Agreement; however, the
services to be provided by Contractor shall be provided in a manner consistent with all
applicable standards and regulations governing such services. Contractor shall pay all salaries and
wages, employer's social security taxes, unemployment insurance and similar taxes relating to
employees and shall be responsible for all applicable withholding taxes.
5. INSURANCE
Prior to undertaking performance of work under this Agreement, Contractor shall
maintain and shall require its subcontractors, if any, to obtain and maintain insurance as
described below:
a. Due to the nature of the services provided, Commercial General Liability insurance is
not required.
b. Worker's Compensation Insurance. In accordance with the provisions of Section
3300 of the Labor Code, Contractor, if Contractor has any employees, is required to be insured
against liability for worker's compensation or to undertake self-insurance. Prior to commencing
the performance of the work under this Agreement, Contractor agrees to obtain and maintain any
employer's liability insurance with limits not less than $1,000,000 per accident.
6. INDEMNIFICATION
Contractor agrees to and shall indemnify and hold harmless the City, its officers, agents,
employees, contractors, special counsel, and representatives from liability for personal injury,
damages, just compensation, restitution, judicial or equitable relief arising out of claims for
personal injury, including death, and claims for property damage, which may arise from the
Contractor's acts of negligence or willful misconduct in the performance of this Agreement.
7. CONFIDENTIALITY
If Contractor receives from the City information which due to the nature of such
information is reasonably understood to be confidential and/or propri^tary, Contractor agrees that
it shall not use or disclose such information except in the performance of this Agreement, and
further agrees to exercise the same degree of care it uses 0 n:,,teet its own information of like
importance, but in no event less than reasonable care. "Confidential Information" shall include
all nonpublic information. Confidential information includes not only written information, but
also information transferred orally, visually, electronically, or by other means. Confidential
information disclosed to either party by any subsidiary and/or agent of the other party is covered
by this Agreement. The foregoing obligations of non-use and nondisclosure shall not apply to
25C-8
any information that (a) has been disclosed in publicly available sources; (b) is, through no fault
of the Contractor disclosed in a publicly available source; (c) is in rightful possession of the
Contractor without an obligation of confidentiality; (d) is required to be disclosed by operation of
law; or (e) is independently developed by the Contractor without reference to information
disclosed by the City.
8. CONFLICT OF INTEREST CLAUSE
Contractor covenants that it presently has no interests and shall not have interests, direct
or indirect, which would conflict in any manner with performance of services specified under
this Agreement.
9. NOTICE
Any notice, tender, demand, delivery, or other communication pursuant to this
Agreement shall be in writing and shall be deemed to be properly given if delivered in person or
mailed by first class or certified mail, postage prepaid, or sent by telefacsimile or other
telegraphic communication in the manner provided in this Section, to the following persons:
To City: Clerk of the City Council
City of Santa Ana
20 Civic Center Plaza (M-30)
P.O. Box 1988
Santa Ana, CA 92702-1988
telefacsimile (714) 647-6956
With courtesy copies to:
City of Santa Ana Police Department
Attention: Corporal James Geist
60 Civic Center Plaza
P.O. Box 1981
Santa Ana, California 92702
telefacsimile (714) 245-8701
City Attorney
City of Santa Ana
20 Civic Center Plaza (M-29)
P.O. Box 1988
Santa Ana, California 92702
telefacsimile 714-647-651 5
To Contractor: Norman Knispel
1921 Sherry Lane # 111
Santa Ana, California 92705
telefacsimile 714-558-9013
A party may change its address by giving notice in writing to the other party. Thereafter,
communication shall be addressed and transmitted to the new address. If sent by mail,
communication shall be effective or deemed to have been given three (3) days after it has been
deposited in the United States mail, duly registered or certified, with postage prepaid, and
addressed as set forth above. If sent by telefacsimile, communication shall be effective or
deemed to have been given twenty-four (24) hours after the time set forth on the transmission
25C-9
report issued by the transmitting facsimile machine, addressed as set forth above. For purposes
of calculating these time frames, weekends, federal, state, County or City holidays shall be
excluded.
10. EXCLUSIVITY AND AMENDMENT
This Agreement represents the complete and exclusive statement between the City and
Contractor, and supersedes any and all other agreements, oral or written, between the parties. In
the event of a conflict between the terms of this Agreement and any.attachments hereto, the
terms of this Agreement shall prevail. This Agreement may not be modified except by written
instrument signed by the City and by'an authorized represQntative of Contractor. The parties
agree that any terms or conditions of any purchase order or other instrument that are inconsistent
with, or in addition to, the terms and conditions hereof, shaii t,ot bind or obligate Contractor nor
the City. Each party to this Agreement acknowledges ths. no representations, inducements,
promises or agreements, orally or otherwise, have been made by any party, or anyone acting on
behalf of any party, which are not embodied herein.
11. ASSIGNMENT
Inasmuch as this Agreement is intended to secure the specialized services of Contractor,
Contractor may not assign, transfer, delegate, or subcontract any interest herein without the prior
written consent of the City and any such assignment, transfer, delegation or subcontract without
the City's prior written consent shall be considered null and void. Nothing in this Agreement
shall be construed to limit the City's ability to have any of the services which are the subject to
this Agreement performed by City personnel or by other contractors retained by City.
12. TERMINATION
This Agreement may be terminated by the City upon thirty (30) days written notice of
termination. In such event, Contractor shall be entitled to receive and the City shall pay Contractor
compensation for all services performed by Contractor prior to receipt of such notice of termination,
subject to the following conditions:
a. As a condition of such payment, the Executive '•3;, ..:.;:or may require Contractor to
deliver to the City any written Findings and Determination for any case in which
Contractor has served as a•hearing officer, and in such case such Findings and
Determination shall be the property of City unless prohibited by law, and Contractor
consents to the City's use thereof for such purposes as the City deems appropriate.
b. Payment need not be made for work which fails to meet the standard of performance
specified in the Recitals of this Agreement.
13. DISCRIMINATION
Contractor shall not discriminate because of race, color, creed, religion, sex, marital
status, sexual orientation, age, national origin, ancestry, or disability, as defined and prohibited
25C-10
by applicable law, in the recruitment, selection, training, utilization, promotion, termination or
other employment related activities. Contractor affirms that it is an equal opportunity employer
and shall comply with all applicable federal, state and local laws and regulations.
14. JURISDICTION - VENUE
This Agreement has been executed and delivered in the State of California and the
validity, interpretation, performance, and enforcement of any of the clauses of this Agreement
shall be determined and governed by'the laws of the State of California. Both parties further
agree that Orange County, California, shall be the venue for any action or proceeding that may
be brought or arise out of, in connection with or by reason of this Agreement.
15. PROFESSIONAL LICENSES
Contractor shall, throughout the term of this Agreement, maintain all necessary licenses,
permits, approvals, waivers, and exemptions necessary for the provision of the services
hereunder and required by the laws and regulations of the United States, the State of California,
the City of Santa Ana and all other governmental agencies. Contractor shall notify the City
immediately and in writing of its inability to obtain or mairt-;*^ such permits, licenses, approvals,
waivers, and exemptions. Said inability shall be cause foi termination of this Agreement.
16. MISCELLANEOUS PROVISIONS
a. Each undersigned represents and warrants that its signature, hereinbelow has the power,
authority and right to bind their respective parties to each of the terms of this Agreement, sold shall
indemnify City fully, including reasonable costs and attorney's fees, for any injuries or damages to
City in the event that such authority or power is not, in fact, held by the signatory or is withdrawn.
b. All Exhibits referenced herein and attached hereto shall be incorporated as if fully set
forth in the body of this Agreement.
25C-11
IN WITNESS WHEREOF, the parties hereto have executed this Agreement the date and year
first above written.
ATTEST:
MARIA D. HUIZAR
Clerk of the Council
CITY OF SANTA ANA
DAVID N. REAM
City Manager
APPROVED AS TO FORM:
OFFIC THE CITY!! ATTORNEY
Teresa . Judd
Assistant City Attorney
CONTRACTOR
n
N RMAN KNISPEL
Tax ID# S io 7 - S W- G,/-? 17
RECOMMENDED FOR APPROVAL:
-6L?'-
PAUL M. WALTERS
Chief of Police
25C-12
EXHIBIT A
SCOPE OF SERVICES
1. Consultant shall serve as a hearing officer at administrative citation hears involving
Alternate Abatement Proceeding, Animal Citations, Recreations, Parks and Playgrounds,
and Crimes and Miscellaneous law Enforcement Provisions at times set by mutual
agreement of Consultant and City.
A. Consultant shall conduct Building and Zoning violation hearings pursuant to the
Alternative Abatement Proceeding, in accorda-ic.: •..,ith Article VII (commencing with
section 17-100) of Chapter 17 of the Santa An i Municipal Code ("SAMC")
B. Consultant shall conduct hearings regarding violations of SAMC Chapter 5,
ANIMALS, in accordance with Chapter 3 (commencing with Section 3-1) of the
SAMC.
C. Consultant shall conduct hearings regarding violations of SAMC Chapter 31,
PARKS, RECREATIONS and PLAYGROUNDS, in accordance with Chapter 3
(commencing with Section 3-1) of the SAMC.
D. Consultant shall conduct hearings regarding violations of SAMC Chapter 10,
CRIMES and MISCELLANEOUS LAW ENFORCEMENT, in accordance with
Chapter 3 (commencing with Section 3-1) of the SAMC.
2. Hearings shall be conducted at offices located in City facilities or at such alternative
location as may be mutually agreed by the Consultant and City. Said hearings shall be
held during normal working hours at times designated by the Consultant.
COMPENSATION
Consultant agrees to accept as total payment for his services, compensation at the rate of $75 per
hearing if only one hearing is conducted and $50 per hearing if multiple hearings are conducted.
The total annual sum payable pursuant to the agreement shall not exceed Twenty Thousand
Dollars ($20,000) annually, during the term of his agreemen*
25C-13
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