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HomeMy WebLinkAbout25H - AGMT - ENGINEERING SERVICESREQUEST FOR COUNCIL ACTION CITY COUNCIL MEETING DATE: AUGUST 5, 2013 TITLE: AMENDMENT TO AGREEMENT WITH URS CORPORATION FOR ENGINEERING SERVICES CI NAGER RECOMMENDED ACTION CLERK OF COUkIL USE ONLY: APPROVED ? As Recommended ? As Amended ? Ordinance on 1" Reading ? Ordinance on 2n° Reading ? Implementing Resolution ? Set Public Hearing For_ CONTINUED TO FILE NUMBER Authorize the City Manager and Clerk of the Council to execute a Second Amendment to the Agreement with URS Corporation, subject to non-substantive changes approved by the City Manager and City Attorney, to provide engineering services for the Santa Ana Delhi Channel Diversion Project in the amount of $340,000 plus a contingency of $25,000, for a total agreement not to exceed $565,000, and to extend the term of the agreement to August 30, 2014. DISCUSSION The City was recently awarded $2.5 million for the construction and construction engineering phases of the Santa Ana Delhi Channel Diversion Project. However, the design engineering phase must be completed by the June 30, 2014, construction contract award deadline. The recommended action will allow URS Corporation to complete the project design so the grant funds may be used to construct the improvements. On August 18, 2008, the City Council awarded a contract to URS Corporation (Exhibit 1) to provide engineering, architectural, and landscaping services on an on-call basis, for an amount not to exceed $200,000. On September 10, 2012, the Public Works Agency (PWA) amended the agreement (Exhibit 2), redirecting $65,000 of the contract amount for the preparation of a feasibility report for the Santa Ana Delhi Channel Diversion Project. The Santa Ana Delhi Channel Diversion Project will address the water quality requirements of urban surface runoff in accordance with the Orange County MS4 Permit and the Total Maximum Daily Load (TMDL) for selenium discharge to the Upper Newport Bay. The primary impetus of developing this diversion system is to address the current Selenium TMDL and also to address potential future TMDLs, including bacteria, trash, toxics, metals, and nutrients. The diversion system has the ability to essentially eliminate discharges to the Upper Newport Bay and, therefore, eliminate the threat of pollutants entering the receiving waters. 25H-1 Amendment to Agreement with URS Corporation for Engineering Services August 5, 2013 Page 2 In order for the City to receive the recently awarded $2.5 million OCTA Measure M2 Environmental Cleanup Program grant for construction, the design engineering phase must be completed, including obtaining environmental and encroachment permits, and the construction contract awarded by June 30, 2014. URS Corporation is ready to complete final construction documents, obtain the necessary permits, and complete all tasks related to the design phase (Exhibit 3). The total project delivery cost is estimated to be $4.2 million; however, at this time, only the design engineering funding is being requested. When the project is ready for construction, City staff will identify the funding sources to fund construction. Staff is seeking additional grant funds to minimize or eliminate the impact on the Federal Clean Water Protection Fund. ENVIRONMENTAL IMPACT There is no environmental impact associated with this action. FISCAL IMPACT Funds are available in the Federal Clean Water Protection Fund (Account 05717640-62300). APPROVED AS TO FUNDS AND ACCOUNTS: Edwin "William" a z, P.E. Francisco Gutierrez Acting Executive Director Executive Director Public Works Agency Finance & Management Services Agency RG/CC Exhibit: 1. Consultant Agreement A-2008-217 2. First Amendment to Agreement A-2008-217-01 3. URS Engineering Services Santa Ana Delhi Channel Diversion Proposal 4. Second Amendment to Agreement 25H-2 INSURANCE ON FILE WORK MAY PROCEED UNTIL INSURANCE EXPIRES 5 1-cal CLERK OF COUNOII, DATES lo-l-()G CONSULTANT AGREEMENT A-2008-2V PLO i?am;ci ?YKa na ,1, THIS AGREEMENT, made and entered into this 18a' day of August, 2008 by and between URS Corporation dba URS Corporation Americas, a Nevada Corporation (hereinafter "Consultant"), and the City of Santa Ana, a charter city and municipal corporation organized and existing under the Constitution and laws of the State of California (hereinafter "City"). RECITALS A. The City desires to retain a consultant having special skill and knowledge in the field of engineering and landscaping services. B. Consultant represents that Consultant is able and willing to provide such services to the City. C. In undertaking the performance of this Agreement, Consultant represents that it is knowledgeable in its field and that any services performed by Consultant under this Agreement will be performed in compliance with such standards as may reasonably be expected from a professional consulting firm in the field. NOW THEREFORE, in consideration of the mutual and respective promises, and subject to the terms and conditions hereinafter set forth, the parties agree as follows: 1. SCOPE OF SERVICES Consultant shall perform engineering and landscape architecture services on an on-call basis, as set forth in its Proposal dated May 22, 2008, attached as Exhibit A to this Agreement, and incorporated by reference. 2. DELIVERY OF WORK PRODUCT - OWNERSHIP Consultant warrants and represents that it has the absolute right to enter into and perform this Agreement and will perform its obligations hereunder in accordance with standards and practices prevailing in the industry. Consultant's contribution to the Project, including works to be produced by Consultant hereunder, will not infringe or misappropriate the proprietary or personal rights of any third person or party. Consultant shall deliver to City any work product which results from the services provided. Said work product shall be submitted in hard copy and produced in a form compatible with City's information systems, as agreed between the Project Manager and Consultant. In regard to all copyrightable material produced as a deliverable under this Agreement, including but not limited to books, reports, plans, photographs, drawings, films, recordings, videotapes, and computer programs, Consultant agrees, for itself and its affected officers, employees, agents, contractors, and volunteer workers, that (a) other such material may not be copyrighted without prior review from the City, and (b) the authors of all such material, whether Exhibit 1 25H-3 copyrighted or not, award to the City, and to its officers, agents and employees acting within the scope of their official duties, as a condition of payment to the Consultant, a royalty-free, nonexclusive, irrevocable license throughout the world for governmental purposes to disclose, publish, translate, reproduce, and use such materials. 3. COMPENSATION a. City agrees to pay, and Consultant agrees to accept as total payment for its services, the rates and charges identified in Exhibit B. The total sum to be expended under this Agreement shall not exceed $200,000.00 during the term of this Agreement. b. Payment by City shall be made within thirty (30) days following receipt of proper invoice evidencing work performed, subject to City accounting procedures. Payment need not be made for work which fails to meet the standards of performance set forth in the Recitals which may reasonably be expected by City. 4. TERM This Agreement shall commence on the date first written above and terminate on expenditure of allocated funds, unless terminated earlier in accordance with Section 13, below. 5. INDEPENDENT CONTRACTOR Consultant shall, during the entire term of this Agreement, be construed to be an independent contractor and not an employee of the City. This Agreement is not intended nor shall it be construed to create an employer-employee relationship, a joint venture relationship, or to allow the City to exercise discretion or control over the professional manner in which Consultant performs the services which are the subject matter of this Agreement; however, the services to be provided by Consultant shall be provided in a manner consistent with all applicable standards and regulations governing such services. Consultant shall pay all salaries and wages, employer's social security taxes, unemployment insurance and similar taxes relating to employees and shall be responsible for all applicable withholding taxes. 6. INSURANCE Prior to undertaking performance of work under this Agreement, Consultant shall maintain and shall require its subcontractors, if any, to obtain and maintain insurance as described below: 25H-4 a. Commercial General Liability Insurance. Consultant shall maintain commercial general liability insurance naming the City, its officers, employees, agents, volunteers and representatives as additional insured(s) and shall include, but not be limited to protection against claims arising from bodily and personal injury, including death resulting therefrom and damage to property, resulting from any act or occurrence arising out of Consultant's operations in the performance of this Agreement, including, without limitation, acts involving vehicles. The amounts of insurance shall be not less than the following: "single limit coverage applying to bodily and personal injury, including death resulting therefrom, and property damage, in the total amount of $1,000,000 per occurrence, $2,000,000 in the aggregate. Consultant shall supply City with a fully executed additional insured endorsement in substantially the form attached hereto as Exhibit C upon execution of this Agreement and shall be approved in form by the City Attorney. b. Business automobile liability insurance, or equivalent form, with a combined single limit of not less than $2,000,000 combined single limit. Such insurance shall include coverage for owned, hired and non-owned automobiles. c. Worker's Compensation Insurance. In accordance with the provisions of Section 3300 of the Labor Code, Consultant, if Consultant has any employees, is required to be insured against liability for worker's compensation or to undertake self-insurance. Prior to commencing the performance of the work under this Agreement, Consultant agrees to obtain and maintain any employer's liability insurance with limits not less than $1,000,000 per accident. d. Professional liability (errors and omissions) insurance, with a combined single limit of not less than $1,000,000 per claim, and $2,000,000 in the aggregate. e. The following requirements apply to the insurance to be provided by Consultant pursuant to this section: (i) Consultant shall maintain all insurance required above in full force and effect for the entire period covered by this Agreement. (ii) Certificates of insurance shall be furnished to the City upon execution of this Agreement and shall be approved in form by the City Attorney. (iii) Certificates and policies shall state that the policies shall not be canceled or reduced in coverage or changed in any other material aspect without thirty (30) days prior written notice to the City. f. If Consultant fails or refuses to produce or maintain the insurance required by this section or fails or refuses to furnish the City with required proof that insurance has been procured and is in force and paid for, the City shall have the right, at the City's election, to forthwith terminate this Agreement. Such termination shall not effect Consultant's right to be paid for its time and materials expended prior to notification of termination. Consultant waives the right to receive compensation and agrees to indemnify the City for any work performed prior to approval of insurance by the City. 25H-5 7. INDEMNIFICATION Consultant agrees to and shall indemnify and hold harmless the City, its officers, agents, employees, consultants, special counsel, and representatives from liability: (1) for personal injury, damages, just compensation, restitution, judicial or equitable relief arising out of claims for personal injury, including health, and claims for property damage, which may arise from the negligence, recklessness or willful misconduct of the Consultant or its contractors, subcontractors, agents, employees, or other persons acting on their behalf which relates to the services described in section 1 of this Agreement; and (2) from any claim that personal injury, damages, just compensation, restitution, judicial or equitable relief is due by reason of the negligence, recklessness or willful misconduct of Consultant arising from this Agreement. This indemnity and hold harmless agreement applies to all claims for damages, just compensation, restitution, judicial or equitable relief suffered, or alleged to have been suffered, by reason of the events referred to in this Section. 8. CONFIDENTIALITY If Consultant receives from the City information which due to the nature of such information is reasonably understood to be confidential and/or proprietary, Consultant agrees that it shall not use or disclose such information except in the performance of this Agreement, and further agrees to exercise the same degree of care it uses to protect its own information of like importance, but in no event less than reasonable care. "Confidential Information" shall include all nonpublic information. Confidential information includes not only written information, but also information transferred orally, visually, electronically, or by other means. Confidential information disclosed to either party by any subsidiary and/or agent of the other party is covered by this Agreement. The foregoing obligations of non-use and nondisclosure shall not apply to any information that (a) has been disclosed in publicly available sources; (b) is, through no fault of the Consultant disclosed in a publicly available source; (c) is in rightful possession of the Consultant without an obligation of confidentiality; (d) is required to be disclosed by operation of law; or (e) is independently developed by the Consultant without reference to information disclosed by the City. 9. CONFLICT OF INTEREST CLAUSE Consultant covenants that it presently has no interests and shall not have interests, direct or indirect, which would conflict in any manner with performance of services specified under this Agreement. 10. NOTICE Any notice, tender, demand, delivery, or other communication pursuant to this Agreement shall be in writing and shall be deemed to be properly given if delivered in person or mailed by first class or certified mail, postage prepaid, or sent by telefacsimile or other telegraphic communication in the manner provided in this Section, to the following persons: To City: Clerk of the City Council 25H-6 City of Santa Ana 20 Civic Center Plaza (M-30) P.O. Box 1988 Santa Ana, CA 92702-1988 telefacsimile (714) 647-6956 With courtesy copies to: Executive Director of the Public Works Agency City of Santa Ana 20 Civic Center Plaza (M-36) P.O. Box 1988 Santa Ana, California 92702 telefacsimile (714) 647-5635 and City Attorney City of Santa Ana 20 Civic Center Plaza (M-29) P.O. Box 1988 Santa Ana, California 92702 telefacsimile (714) 647-6515 To Consultant: URS Corporation 2020 East First Street, Suite 400 Santa Ana, CA 92705 telefacsimile (714) 667-7174 Attn: Jeff Chapman, P.E. A party may change its address by giving notice in writing to the other party. Thereafter; any communication shall be addressed and transmitted to the new address. If sent by mail, communication shall be effective or deemed to have been given three (3) days after it has been deposited in the United States mail, duly registered or certified, with postage prepaid, and addressed as set forth above. If sent by telefacsimile, communication shall be effective or deemed to have been given twenty-four (24) hours after the time set forth on the transmission report issued by the transmitting facsimile machine, addressed as set forth above. For purposes of calculating these time frames, weekends, federal, state, County or City holidays shall be excluded. 11. EXCLUSIVITY AND AMENDMENT This Agreement represents the complete and exclusive statement between the City and Consultant, and supersedes any and all other agreements, oral or written, between the parties. In the event of a conflict between the terms of this Agreement and any attachments hereto, the terms of this Agreement shall prevail. This Agreement may not be modified except by written instrument signed by the City and by an authorized representative of Consultant. The parties agree that any terms or conditions of any purchase order or other instrument that are inconsistent with, or in addition to, the terms and conditions hereof, shall not bind or obligate Consultant nor 25H-7 the City. Each party to this Agreement acknowledges that no representations, inducements, promises or agreements, orally or otherwise, have been made by any parry, or anyone acting on behalf of any party, which are not embodied herein. 12. ASSIGNMENT Inasmuch as this Agreement is intended to secure the specialized services of Consultant, Consultant may not assign, transfer, delegate, or subcontract any interest herein without the prior written consent of the City and any such assignment, transfer, delegation or subcontract without the City's prior written consent shall be considered null and void. Nothing in this Agreement shall be construed to limit the City's ability to have any of the services which are the subject to this Agreement performed by City personnel or by other consultants retained by City. 13. TERMINATION This Agreement may be terminated by the City upon thirty (30) days written notice of termination. In such event, Consultant shall be entitled to receive and the City shall pay Consultant compensation for all services performed by Consultant prior to receipt of such notice of termination, subject to the following conditions: a. As a condition of such payment, the Executive Director may require Consultant to deliver to the City all work product completed as of such date, and in such case such work product shall be the property of the City unless prohibited by law, and Consultant consents to the City's use thereof for such purposes as the City deems appropriate. However, any use of unfinished work product shall be at City's sole risk. b. Payment need not be made for work which fails to meet the standard of performance specified in the Recitals of this Agreement. 14. DISCRIMINATION Consultant shall not discriminate because of race, color, creed, religion, sex, marital status, sexual orientation, age, national origin, ancestry, or disability, as defined and prohibited by applicable law, in the recruitment, selection, training, utilization, promotion, termination or other employment related activities. Consultant affirms that it is an equal opportunity employer and shall comply with all applicable federal, state and local laws and regulations. 15. JURISDICTION - VENUE This Agreement and all questions relating to its validity, interpretation, performance, and enforcement shall he government and construed in accordance with the laws of the State of California. This Agreement has been executed and delivered in the State of California and the validity, interpretation, performance, and enforcement of any of the clauses of this Agreement shall be determined and governed by the laws of the State of California. Both parties further agree that Orange County, California, shall be the venue for any action or proceeding that may he brought or arise out of, in connection with or by reason of this Agreement. 25H-8 16. PROFESSIONAL LICENSES Consultant shall, throughout the term of this Agreement, maintain all necessary licenses, permits, approvals, waivers, and exemptions necessary for the provision of the services hereunder and required by the laws and regulations of the United States, the State of California, the City of Santa Ana and all other governmental agencies. Consultant shall notify the City immediately and in writing of her inability to obtain or maintain such permits, licenses, approvals, waivers, and exemptions. Said inability shall be cause for termination of this Agreement. 17. MISCELLANEOUS PROVISIONS a. Each undersigned represents and warrants that its signature hereinbelow has the power, authority and right to bind their respective parties to each of the terms of this Agreement, and shall indemnify City fully, including reasonable costs and attorney's fees, for any injuries or damages to City in the event that such authority or power is not, in fact, held by the signatory or is withdrawn. b. All Exhibits referenced herein and attached hereto shall be incorporated as if fully set forth in the body of this Agreement. IN WITNESS WHEREOF, the parties hereto have executed this Agreement the date and year first above written. ATTEST: PATRICIA E. HEAL Clerk of the Council CITY OF SANTA ANA DAVID N. RE 6AM City Manager APPROVED AS TO FORM: JOSEPH W.FLETCHER City Attorney By: Laur heedy Assistant City Attorney URS CORPORATION JEFF PMAN Principal-in-Charge 25H-9 EXHIBIT A SCOPE OF SERVICES 25H-10 UR.S May 22, 2008 Souri Amirani Deputy City Engineer City of Santa Ana Public Works Agency 20 Civic Center Plaza - 4th Floor Santa Ana, California 92702 Subject: On-Call Contract to Provide Engineering and Landscaping Design Services Dear Ms. Amirani: URS Corporation (URS) is pleased to present the enclosed proposal to provide on-call engineering and landscaping design services to the City of Santa Ana. Our proposal has been prepared in accordance with your Request for Proposal dated May 06, 2008, URS has extensive experience providing on.call services to titles and other agencies throughout Southern California, including prior experience managing this particular contract on two separate occasions for the City of Santa Ana. We hope to expand on our prior experience with the City over this next contract term As a member of the Santa Ana community for more than 32 years, URS is committed to serving the City and our community by providing timely, hlghquality design services. The aesthetics and safety of the City's transportation infrastructure is a critical element in support of the City's mission and the services it provides to its residents. We recognize that ongoing improvements of the City's infrastructure and creating elements of a live work-play environment throughout the City can be better accomplished if every team member involved is highly experienced and committed to performing to their highest potential. Furthermore, as you know, our Santa Ana office is located only a couple miles from City headquarters; therefore, we are able to respond to casks quickly and effectively, URS has assembled a local team of highly qualified professionals that is not only experienced in the management of on- call contracts, but brings a team that is both available and flexible to respond to any assignment no matter how small or large the task. The URS Team offers the City of Santa Ana the following distinct benefits: ? Project Manager • We offer the City an available and experienced Project Manager for this assignment; Jeff Mills has over 13 years of experience in the management, design and planning of public works improvement projects involving arterial streets, parking facilities, site development, parks and utilities. His prior experience on projects such as the Edinger Avenue street improvements and the Cornerstone Village (Minnie Street) improvements makes him particularly well suited to lead our team. His local presence and familiarity with City of Santa Ana staff and standards will provide the City with the most cost-effective and accessible management for your on-call service needs. URS Corporation 2020 East First Street, Suite 400 Santa Am, CA 92705 Tel: 714.935.6998 ?- Fax: 714.667.7147 www.urecorp.corn 25H-11 Souri Amirani City of Santa Ana May 22, 2008 Page 2 ? Locality and Past Performance • As citizens of Santa Ana, we are invested in your success. We understand the sensitivity of neighborhood preservation, particularly downtown and in the surrounding areas. We are thoroughly familiar with the ongoing traffic issues on local streets and roads. We currently have staff working on the Grand Avenue Widening and have worked with you on several other projects recently. As you see, we have a particular sensitivity to community issues such as neighborhood preservation and traffic-related matters and want to see the City grow and succeed. Our location, coupled with our commitment to you, makes us particularly responsive to your needs. ? Work History with Subconsultants • Tatsumi and Partners, located only a few minutes from our offices, will support our efforts with landscaping and park renovation design expertise. Coast Surveying (Coast) is another local firm who will support our efforts with survey and right-of-way expertise, and with whom we also have a longstanding working relationship. Moreover, Coast has provided survey and right-of-way services on several recent projects. ? Cost Efficiency. Based upon our past experience on similar projects and our intimate knowledge of the City s procedures, we can effectively reduce design time and approval processing time, thereby reducing costs. In addition, our vast street improvement, landscaping design and construction experience produces cost effective designs that are buildable. With our ream's knowledge and experience, we have consistently saved the City money by devising cosaeffective approaches that solve problems while staying on schedule, just as we are with the City's Grand Avenue project currently We have included three copies of our Fee Schedule and Attachment "A" in a sealed envelope along with our proposal. In addition, as noted in the RFP, the only person, persons, company or parties interested in the proposal as principals, are named herein; this proposal is made without collusion with any other person, persons, company or parties submitting a proposal; it is in all respects fair and in good faith without collusion or fraud, and the signer of the proposal has full authority to bind the principal proposer. We feel our commitment to Santa Ana is unmatched because as one of the largest professional employers in Santa Ana, we clearly recognize that if you do not succeed, we do not succeed. We are truly invested in your success. The URS team understands the procedures required to manage and complete on call design assignments. We look forward to working with you and your staff. Sincerely, URS Corporation J' Jeff Chapman, E Jeff ills, PE Principal in-Charge Project Manager 25H-12 TABLE OF CONTENTS EW& 1.0 ORGANIZATION AND CREDENTIALS .............. _................_........... ...__._.........._...._....._......... ._„ .......1 1.1 QUALIFICATIONS ........................................................................................................... .............................................1 1.2 PAST FxPERIENcE ......................................................................................................... .............................................1 1.3 SURCONSULTANT PROmcm .......................................................................................... .............................................4 1.4 REFERENCES .................................................................................................................. .............................................5 2.0 WORK PLAN .............................__.._......_......_.._.».»...._..........._.............................» .......__....._....................... 5 2.1 MANAGEmENrPLAN ..................................................................................................... .............................................5 2.2 UTILITY COMPANY RESEARCH AND DATA COLLECTION ............................................... ............................................. 5 2.3 Fmm SURVEY/TOPOGRAPHIC MAPPING ....................................................................... .............................................5 2.4 FwAD INVESTIGATIONS ................................................................................................. .............................................6 2.5 COORDINATION WITH APPLi;ABLE AGEwms/CITY DEPARTMENTS ............................. .............................................6 2.6 CONCEPTUAL DESIGN/REVINW MEETING(S) ................................................................. .............................................6 2.7 DRAFr/FINAL PLANS, SPECIPICATIONS AND ESTIMATE/REVIEWMEETING(S) ............... .............................................6 2.8 CONSTRUCTION B IDDING ASMSTANCE .......................................................................... ............................................. 7 2.9 CONSTRUCTION ENGINEERING SERVICES ...................................................................... .............................................7 2.10 FINAL AS-BUILT DRAWINGS ......................................................................................... .............................................7 3.0 STAFFING ...._...._ ..................................._......................._..................._.__..........._.._. ....._........._._ .. _ _.._........7 3.1 ORGANIZATION CHART ................................................................................................. ............................................. 7 3.2 STAFPBIOaRAPH Es ...................................................................................................... .............................................8 4.0 SUBCONSULTANTS......._.._ .........................................»..........._................._._._................._......._._..................13 4.1 COAST SURVEYING ........................................................................................................ ........................................... 13 4.2 TATSUMI AND PARTNERS. INC ....................................................................................... ........................................... 14 LIST OF APPENDICES Appendix A: Certification of Non-Discrimination by Consultants 25H-13 1.0 Organization and Credentials 1.1 Qualifications URS is a member of the Santa Ana business community and wholeheartedly supports the City of Santa Ana's Public Work Department in their efforts to provide quality services and enhance the safety, livability, and prosperity of our community. Clearly, the aesthetics and safety of the transportation infrastructure is one of the most important elements in satisfying this mission. We at URS enjoy the benefits of this objective in our daily commutes to the office and, as such, have a personal stake in maintaining and enhancing the streets and highways of the City. Our presence in Santa Ana since 1973 has demonstrated our commitment to the City and its continued prosperity. As one of the largest engineering firths in the world, employing more than 55,000 employees worldwide, we offer the City the strength and depth of these resources through the 400+ staff in out Santa Ana office. In particular, to address the requirements of this contract, we have the resources to provide ready solutions to all of the City's engineering and landscaping design needs. Our Santa Ana office alone has the capabilities to perform all aspects of the anticipated engineering design services. Projects resulting from the on-call contract will be managed and staffed from this office, just minutes away from the Civic Center. The resources available to the City include individuals dedicated to providing the highest quality of engineering services in a responsive manner. These services include the following engineering and design elements: ? Sheet improvements ? Architectural and landscaping ? Traffic studies and design ? Construction management and inspection ? Utility research and right-ofway engineering ? Structural engineering ? Geotechnical engineering and pavement design ? MechanicaVelectrical engineering ? Environmental planning, compliance and permitting URS provides a full range of consulting services on public works, transportation, airport, marine, residential, commercial and industrial projects throughout southern California. We have successfully managed and executed countless projects involving difficult technical constraints and tight time schedules. For instance, URS is currently working on the CEQA and NEPA compliant documentation for your proposed widening of Grand Avenue between First Street and Fourth Street In this effort, we developed a cost-effective approach that saved you time and money. Our services begin at the conceptual stage and continue through design and construction administration for complete project implementation. Adherence to budget and commitment to schedules are key elements in all our engineering efforts. In addition to URS' qualifications and past experience noted in this section, further information on Coast Surveying and Tatsumi and Partners (both are minority business enterprises) can be found in Section 4.0 Subconsukants. 1.2 Past Experience We have successfully demonstrated high-quality support to the City through your previous on-call engineering and landiscaping assignments and other past projects. In performance of these contracts, we employed our organizational and procedural policies to ensure quality engineering services. We provide the best service, attention to detail, strict adherence to schedule requirements, and commitment to the City's goals. Out objective on every assignment is to offer the most cost-effective design that meets the project needs within the planned schedule and budget. On-call professional engineering design services require unique capabilities. To be successful, the consultant must have localdesign experience to be thoroughly familiar with required design criteria and processing standards of the City. We know that oncaU services require us to be easily accessible and promptly responsive to a potentially wide range of assignments that may need concurrent management and design work- simultaneous efforts with parallel schedules require carefully planned management approaches. 25H-14 URS has successfully completed many projects within the City of Santa Ana and for the City over the past decades. The projects listed below are examples of the considerable experience we have and highlight our staffs involvement proposed for this contract. ? Edinger Avenue Reconstruction/Resurfacingi Santa Ana, CA - URS performed pavement analysis, geotechnical investigation and prepared the plans, specifications and estimates (PS&E) for rehabilitation of Edinger Avenue from Magnolia Avenue to Main Street. Work included topographic survey, pavement reconstruction/resurfacing, replacement/installation of curbs, gutters, sidewalks, driveways, bus pads, wheelchair ramps and traffic detector loops. In addition, utility manholes and valve covers were adjusted to grade and traffic striping plans were prepared. All improvements were incorporated to keep the total construction costs within the limits of available City funds. ? MS4 NPDES Permit Support; Santa Ana, CA - URS developed and prioritized an inventory of industrial and commercial facilities within the City's jurisdiction as required by the City's municipal separate storm sewer system (MS4) NPDFS permit. "Windshield surveys" were conducted for more than 1,000 facilities. Inspections were conducted for more than 640 facilities and reports were prepared to summarize the results. Enforcement documentation was prepared for the City, including 125 notifications to the Santa Ana Regional Water Quality Control Board for facilities that were potentially in violation of the General Permit for Storm Water Discharges provided general storm water program compliance assistance, including review of model compliance programs developed by the County of Orange. ? City of Santa Ann Public Works Agency OtrSite Assignmenq Santa Ana, CA - URS provided a project engineer (Stephanie Hillebrand) to work on-cite in the City's engineering department. Stephanie provided services ranging from engineering/CADD support to cost estimating on various City PS&E projects. Projects included a street widening, pavement rehabilitation and overlay and aesthetic improvements for a period of nearly half a year. In addition, Stephanie provided InRoads (engineering software) support to City design engineers. ? Second Street Reconstruction; Santa Ana, CA - URS prepared PS&E for the complete reconstruction of Second Street in downtown Santa Ana. Work included reprofiling of the street grades, utility relocations, storm drain improvements, sidewalks, curbs, gutters and landscape enhancements. ? Edinger Avenue Landscaping; Santa Ana, CA - The project consisted of median improvements involving planting, irrigation and accent paving along the arterial. The design focused on the preservation of existing trees and the highlighting of neighborhood entries. ? Intersection Signalization Improvement Pojecp Santa Ana, CA - The project consisted of the addition of protected lefttum pockets and signalized intersection improvements throughout the City. Restriping, new signal equipment and carefully planned traffic control were the most important elements of the projects. 25H-15 Project Manager. Jeff Chapman, PE Geu *lc Area Project Engineer: Jeff Mills, PE; Stephanie Hillebiand, PE 7AsalgrW w1b City Staff Between 1 993 through 1995 and 2002 through 2004, URS provided G4 Design, Consttidan ures ? „ similar design services for the City of Santa Ana on an onrall basis. and Projects successfully completed as part of that contract included: by Key Pentgrt s Co*a0l:, "" Project Manager. Jeff Chapman, PE ± - Project Engineer. Jeff Mills, PE URS prepared schematic, preliminary and final design documents for street, Gonetrue6on r'lw?tothis landscaping and park ing lot rehabilitation in the newly appointed me "Cornerstone Village" community. The project scope included Ipteraetion Key Personnel reconfiguration of Minnie Street to one-way, landscaping enhancement, y ract pavement overlay and reconstruction, and parking lot renovation. Special aesthetic considerations were critical components of this improvement project, which included the addition of landscaped islands, entry pergola, community signage/monument, new street lights and enhanced paving throughout the project. This project was a tremendous success for the City and may provide a prototype for future neighborhood enhancement projects throughout the City. The project received the 2002 Project of the Year award from the Southern California Chapter of the American Public Works Association. Both the schematic and design phases involved extensive local resident, property owner and City agency collaboration. Jeff Chapman and Jeff Mills demonstrated their ability to explore and resolve issues that arose on the project; particularly with respect to building consensus among the variety of stakeholders involved in the project by identifying compromises that allowed the project to continue moving forward. Project Engineer: Jeff Chapman, PE Geographic Area Xerox Centre, located near the Santa Ana and Costa Mesa freeways, is a high a`rdy with Ciy Desigi, Construction rise office development consisting of office towers and parking structures. Speeikahons and Procedures URS prepared designs for improvements to the local streets, sewer, water, and Projects Pedonned by Key Ps storm drain facilities to accommodate the high density, lbacre development. Assigned ro the C&DI t In the preliminary phases of the project, URS provided grading, utility and storm drainage studies, an ALTA surrey and a tentative parcel map. Subsequently, street and utility improvement plans, landscaping plans and final parcel maps were prepared. The project included the design of an extension of Cabrillo Park Drive and widening and reconstruction of First and Fourth Streets. Other design elements included storm drain, water and sewer facilities, retaining wall design, landscape and hardscape improvements and traffic signal design and modifications. Construction staging and traffic handling plans and specifications were developed to maintain traffic during construction. URS also assisted during the bidding, contract award and construction phases of the project. Project Manager. Jeff Mills, PE Project Pdrtcipd: Jeff Chapman, PE pro project Engineer: Stephanie Hlliebrand, PE , 'ltlgotitraat Traffic Engineer: Doug Smith PE, TE ritiiv§ S?keholder Intsraction URS is currently providing as-needed engineering design services to the County of Riverside Transportation Department. Jeff Mills is the Project Manager and the following projects represent recent task orders received as part of this effort: ? Clinton Keith Road Wideningi Riverside, CA -Completing the planning, engineering and environmental studies and initiating the PS&E for the widening of a two-mile segment of Clinton Keith Road. The work includes layouts/profiles, intersection design, drainage design, utility design, and traffic/electrical design. UM 25H-16 ? De portola Road Reconstruction; Riverside, CA - Provided preliminary engineering, environmental studies, and PS&E services for two 2-mile pavement reconstruction projects. The work included highway geometries, preliminary and final design, intersection design, grading, pavement MEOW design, and drainage design. The drainage design included hydrologic g wlh cly Personnel and hydraulic analysis to size cross culverts. Environmental studies ? projects Petloimed by Key Pamorerai . included wetlands delineations and biological surveys. A?Igned to this cmuct xa ? Glenoaks Road Reconstruction; Riverside, CA - Provided preliminary engineering, environmental studies, and PS&E services for a 2.7-mile pavement reconstruction project. The work included highway geometries, preliminary and final design, intersection design, grading, pavement design, and drainage design. URS also performed the field survey and prepared the biological resources report. Traffic Engineer: Noel Cavil, PE The City of Pasadena retained URS to prepare channelization plans to tsoreiel improve the segment of South El Molino Avenue between California Boulevard and Oak Knoll Circle to reduce traffic speed and improve lEngtireering hnprummits roadway safety. Key project tasks included the preparation of signing and striping plans to be used in the construction of physical improvements aimed at calming traffic along this street. Additional civil engineering improvements, such as curb and gutter realignment, grading and drainage improvements associated with the final design were also included to match with the required street profile to facilitate the flow of street runoff. Pro)W Manager. Jeff Chapman, PE ?°?e gh nhact Project Engineer Jeff Mills, PE NNW Perfomred by Key Pwomel This on-call civil engineering design contract was completed for the U.S. Asst W to tide Cana-' Navy and involved a wide variety of technical assignments throughout southern California. Over a span of two years, IS separate projects were completed on schedule and within budget. Due to the volume of work required and the aggressive nature of several project schedules, URS mobilized up to three design teams concurrently to meet the client's needs, Projects completed under this contract included parking lot reconstruction, roadway reconstruction and/or overlay repairs, drainage improvements, design of a native tree park, airfield pavement repairs, sewer system studies, retaining walls, landscaping restoration, landslide repairs, utility improvements and minor structural and architectural improvement projects. 1.3 Subconsultant Projects Coast performed survey research at the City of Santa Ana and the County '9,} `"" of Orange for horizontal and vertical control, centerline ties, right-of-way ` PM)" Performed by Key Pereonnel , maps, record maps, and any other pertinent information. Additionally, A8s6 ed Eo Mie n Coast placed aerial photogrammetric control targets on the ground and determined appropriate horizontal and vertical control positions upon them and prepared aerial photogrammetric mapping and performed design surveys. Tatsumi and Partners was the landscape architectural firm on the engineering design team that won an on-call contract with the City of Santa Ana. As part of that on-call contract, Tatsumi and Partners completed two park renovation/upgrade PS&E packages: Santiago Park and Morrison Park. Tatsumi and Partners was the landscape ` architectural subconsultant assigned to design the renovation of the park As part of the new safety regulations 25H-17 and ADA upgrades, new play equipment and site furnishings were added, landscaping was restored and enhanced, and the park's existing irrigation system was reconfigured and rehabilitated. 1.4 References The staff members proposed for this court act have excellent references. We encourage the City to contact the references to get a first hand account of the quality of service URS provides. 2.0 Work Plan URS has enjoyed an excellent working relationship with the City and its staff through our prior contracts, including the on-call engineering and landscaping services contract. Through these projects, we have become thoroughly familiar with the City's design and construction specifications and procedures. As such, our work plans are written to be in line with the City's expectations and are based on our considerable engineering experience. This section outlines the steps and progression of tasks anticipated for a typical public works improvement project. This typical work plan would be modified and tailored to each specific assignment. 2.1 Management Plan The first task for any assignment is the development of a project-specific management plan. The management plan consists of a specific scope of work, a detailed project schedule and budget, and a quality control plan. With a solid scope and schedule, the project can be effectively controlled by maintaining the budget and completing the work on, or prior to, required deadlines. Other features of the management plan include project design criteria and constraints; project contact names, addresses, telephone numbers and email addresses; a uniform filing system for the project and a copy of the contract. 2.2 Utility Company Research and Data Collection Thorough data collection early in the project initiation stages saves valuable time throughout the remaining design phases of the project. Typical reference documents to be gathered might include as-built plans, previous studies by the City or others, general plan information, standard plats, and design standards. These are all utilized to lay the groundwork for the base sheets on which the designs are completed. In addition, URS will contact utility agencies to obtain their record drawings of any facilities within the project area. Existing utility information obtained through the record search will be incorporated into the plan as part of a base map developed in Microstation. 2.3 Field Survey/Topographic Mapping Most projects require design surveys to fit the improvements into the existing conditions of a site. Again, up front field surveys can save design time by providing accurate data on which to base geometric calculations and tie-in details at the join points. To minimize toss, it is important to carefully plan what survey information is required to complete the designs prior to sending the survey party into the field; this allows the survey party to focus their time on the critical areas of the site. Any survey/mapping data will be in Microstation format to facilitate is use in the design of the project. 25H-18 2.4 Field Investigations One of the most important steps in the design process is the site investigation or reconnaissance. Most roadway and landscaping rehabilitation or reconstruction projects have a multitude of existing constraints and controls that must be identified and accommodated by the improvement designs. The URS Team makes it a point to visit each project site early and often in the project development process and throughout the project's schedule to maintain a clear understanding of the physical environment into which the new improvements must mesh. Many of the street improvement and paving projects anticipated require careful coordination with the field conditions, where each and every detail can be identified as it actually exists. Field surveys and topographic mapping only give the designer a twodimensional picture of the project site. By walking through the site, observing and meeting the users of the project and interacting with the existing elements, the designer can produce plans and specifications that will be buildable and are not prone to change orders by the contractor due to differing site conditions. Each member of the design team will visit the project sites several times throughout each project. 2.5 Coordination with Applicable Agencies/City Departments Coordination with the reviewing agencies is critical to the success of every project. We will schedule a kick-off meeting with all of the participating City departments and outside agencies with an interest in the project Maintenance staff often have important insight as to what works and what does not in a certain location. Also, each department has its own special interests and design preferences and it is imperative to discuss these items early in the project schedule. This avoids misunderstandings later on in the process that could cause costly delays or develop into fatal flaws. 2.6 Conceptual Design/Review Meeting(s) Even the smallest project will benefit from an initial conceptual design that is reviewed by the project ream. The conceptual design identifies all the critical parameters of the project. Projects that involve a significant paving effort always have several design options available at differing costs. The conceptual study will include valueengineering activities to select the most cost-effective design solutions. A conceptual cost estimate is developed to assist the City with funding and programming of the project's improvements. Impacts of the project can be identified in the conceptual phase. These impacts may require mitigation measures that should be factored into the project's schedule and cost estimates. 2.7 DraltlFinal Plans, Specifications and Estimate/Review Meeting(s) The draft and final plans will be detailed based on the conceptual designs completed in the previous stage. At this point, all of the foul tie ins, derails, calculations and bidding elements are added to the drawings. The specifications CRT Or WITA ANA ruuue Wwu •." Iwo are prepared at this stage, completely defining all of the work required. Final estimates are then developed from the plans and specifications. The plans and specifications will be crossrefcrenced to ensure that each item to be bid on the plans has appropriate measurement and payment clauses in the specifications. All drawings will be prepared using the Microstation CADD program and will utilize the City's Microstation Interagency CADD Standards. Approximately 75% of URS' projects are done in Microstation; our vast experience with the program and also with the City's CADD standards will allow us to develop our plans in an expedited manner. Specifications will be prepared utilizing the City's boiler plate specifications and will be in Microsoft Word. TERS 25H-19 Prior to submitting PS&Es to the City for review, URS will conduct internal quality control reviews to assure the correctness and quality of our products. An independent quality control review is typically performed by a registered civil engineer that is not specifically involved in the design of the project. URS will coordinate and, if necessary, meet with the various City departments during the review period to clarify any design issues to help facilitate the plan check process. After URS has received and reviewed the comments, we will meet again with the City staff to discuss and verify actions to address the review comments. 2.8 Construction Bidding Assistance To ensure that the project is financially successful, we must do everything possible to receive good bids from contractors. Primarily, this involves producing a complete set of plans and specifications. This may also involve the review and approval of any addenda and/or clarifications to the contract documents. We will also attend any pre, construction meetings with City staff and be available to answer any questions that may arise during the bid period. We will also be available to assist the City with evaluation of bids received to ensure that only responsive and responsible bidders will be considered for award of the construction contract. 2.9 Construction Engineering Services For most projects, we would propose to assist the City with the administration of the construction project. Since we are located so close to most of the projects, we will be immediately available to attend site visits or meetings as required. We will also have the opportunity to periodically observe the construction as it progresses and will report back to the City if any abnormal conditions are identified. 2,10 Final As-Built Drawings After the construction is complete, a final set of as-built drawings will be prepared from redline markups maintained by the contractor during construction. Asbuilt plans will be entered into the Microstation files and saved on a CD for delivery to the City. In addition, a signed set of reproducible, original a&-built drawings (mylars) will be submitted to the City. This allows the City to have a permanent record of the asbuilt conditions, as well as a convenient resource for performing future projects that expand on the constructed improvements. 3.0 Staffing The City is an important client to URS and we are committed to completing all projects on time and within budget. With UPS' and its subconsultants' large staff capabilities, we make the commitment that our team will be responsive and available for the project duration. Additional support staff can easily be made available, as needed, to support activities on this contract. As the Ptincipal-in-Charge, Jeff Chapman has the authority to direct all necessary resources for each assignment and to assure that the work is performed in the beat interest of the City. 3.1 Organization Chart URS has assembled a team of engineering professionals who are both experts in their respective fields and very knowledgeable regarding the City s standards and procedures. Though our Santa Ana office has a very large transportation group, we have selected a core group of individuals to perform work under this contract. All of the personnel shown on our organization chart work out of the Santa Ana office, have performed design and landscaping design services within the city limits, and the majority of them have worked on projects directly for the City. Additionally, all of the personnel is fully available for their role on this on-call contract We believe that the specific knowledge and understanding of Santa Ana that this group brings will streamline design, enhance communications, and strengthen the City's design capabilities. LFT-1T •' 25H-20 The organization chart provided on the following page illustrates this team and the lines of communication for project management. Project Director ------------- Sourl Amirani, PE Jeff Chapman, PE ------------- Jeff Mills, PE Doug Smith, PE, TE I Noel Casil, PE s SurvymW of Way Ruel del Castillo, PIS (Coakftiv yiro 3,2 Staff Biographies Stephanie Hillebrend, PE s David Tatsuml, ASLA (falau mi 3 PaaMm)) ? Shannon Willits, PE Bernard Echanow Michael Hynes, PE (fataumi & Pwhara) Geoftaw lEnginaning S&wW &fEngkowing Mike Smith, PE, GE Melad Hoene, PE Professional Civil EngineedCalifomie BS/Civll EnglnewingiUnhwstly of Kansas Jeff Mills is the right choice for Project Manager. He has 13 years of experience In civil engineering and project- management experience, particularly in the area of public works. He is frequently recognized by clients for his responsiveness and commitment. Recently, the City of Murrieta's Project Manager for the I.215/1_os Alamos Road PS&E stated, "The City was very please with Jeffs performance. He was responsive to our needs on the project and successfully coordinated interactions among City staff. 1 appreciate his attention to project details and his personal commitment to meeting project-deliverable milestones." Jeffs prior experience on the Cornerstone Village (Minnie Street) and other City projects makes him particularly well suited to lead our team. Some of Jeffs most relevant project experience follows: Cornerstone Village (Minnie Street) Improvements, Santa Ana, CA -Jeff was senior project engineer responsible for street improvement plans including: layouts, profiles, typical sections, construction details, parking lot plans and cost estimating. Developed a PS&E for this local street as part of a neighborhood improvement project. 25H-21 ? Clinton Keith Road Widening Project, Riverside County, CA -This project is in progress and consists of preparing the Project Report/Environmental Document (PA/ED) and the plans, PS&E to complete construction of this Riverside County arterial street widening. Jeff is the project manager and is responsible for the report development, including the Preliminary Engineering Report, drainage review, right-of, way/utility review, geotechnical review, specifications and cost estimates. Work was performed for Riverside County Transportation Department (RC,'TD). ? Mid Valley Parkway Improvements, Palm Desert, CA -Jeff was responsible for the development of PS&E for this high-capacity arterial. This project included preparing final construction documents for the roadway and grading improvements, existing channel lining improvements, and a detention basin. This project proposed to construct a four-lane roadway (on a new alignment) extending Mesquite Avenue across the Whitewater River and connecting to the existing Dinah Shore Drive dead end. ? PS&LE for improvement to various California facilities; Southwest Division Naval Facilities Engineering Command, CA - Jeff was responsible for PS&E for improvements to military facilities at various locations. The work included designs for drainage improvements using HEC12 design software, grading, earthwork, pavement reconstruction, oil/water collection system, fire waterline and landfill concrete cap. All designs conformed to Navy standards and guidelines. Profeufonal Civil EnginesriCallfomis BS/Civil FngiiteainglUnivereity of Washington, 11411111111 Jeff Chapman has two decades of civil engineering and project management experience, particularly in the area of public works improvements. In addition to being the project manager on the most recent on-call contract for the City, Jeff's projects have included road and highway planning and design, site design, utility design, grading and drainage and construction services for a wide variety of public works clients. Jeff has successfully managed multidisciplirtary project teams with simultaneous schedules meeting all of his clients' needs. A "han&ore approach to project oversight ensures that he maintains overall control of the entire project (technical quality, budget and schedule) and facilitates open communication with City staff so the work follows a team consensusbuilding approach. The following presents past relevant experience for Jeff: ? Edinger Avenue Reconstruction/Resurfacing, Santa Ana, CA - Project Manager responsible for preliminary and final design documents for the rehabilitation of Edinger Avenue from Magnolia Avenue to Main Street. Services included pavement analysis, geotechnical investigation and preparation of PS&E. Work included a topographic survey, pavement teconstruction/resurfacing, replacement/installation of curbs, gutters, sidewalks, driveways, wheel chair ramps and traffic detector loops. ? Cornerstone Village (Minnie/Standard Street) Improvements, Santa Ana, CA - Project Manager responsible for preliminary and final design documents for street and parking lot improvements, landscaping, fencing and lighting. Services included preliminary and final design for street and parking lot reconfiguration, landscaping, pavement rehabilitation, signing, pavement markings, utility and drainage considerations and special considerations of aesthetics. ? Xerox Centre, Santa Ana, CA - Project Engineer responsible for final engineering and site design for the 15- story office building complex. The project included the design of Cabrillo Park Drive; improvements and widening of First Street; installation of traffic signals; engineering and design of storm drain, water, and sewer facilities; site grading; and retaining wall design. ? Edinger Avenue Landscaping Improvements, Santa Ana, CA - Project Engineer responsible for the coordination of PS&Es for site design and landscaping improvements along Edinger Avenue between Bristol Street and Broadway Street. Improvements included mounded grading, hardscaped medians, turf and pine trees. The work was closely coordinated with City of Santa Ana staff to maintain consistency with surrounding streetscapes. Water points of connection were determined from City as-builts and by inspection in the field. The entire bid package was prepared to allow for the incorporation of a separate adjacent improvement project. 25H-22 Professional Civil EnglnesdCelifomia 11SXivil EnginearinglUniversity of California, IrAne Stephanie Hillebrand has 9 years of engineering experience and has been involved in a variety of roadway design projects where she has gained experience in street improvements, grading, drainage, utilities and the preparation of PS&E packages. She has extensive knowledge of state and the City's design standards through her work at the City's offices, where she performed as an extension of staff. Stephanie is thoroughly knowledgeable in Microstation, SelectCAD/Inroads, StormCAD, HEGRAS and WSP&W. Listed below are examples of past projects relevant w the scope of work anticipated for Stephanie: ? Edinger Avenue Reconstruction/Resurfacing, Santa Ana, CA - Design Engineer for the reconstruction of approximately one mile of a major city arterial. The project involved cold milling and resurfacing of the existing asphalt and affected side streets. Stephanie conducted several field reviews and prepared the layout, typical section and pavement delineation plans for construction, and cost estimates. ? City of Santa Ana Public Works Department, Santa Ana, CA - Provided engineering support in the Design Department on several City of Santa Ana street rehabilitation projects including street widening, pavement rehabilitation and overlay and aesthetic improvements. Duties included field reviews, from which necessary street improvements were determined and complete plans and cost estimates were developed. ? 1.5 Far North PS&E, Buena Park, CA - Design Engineer for widening approximately one mile of the 1.5 freeway. The project involved horizontal and vertical realignment of the existing freeway and ramps, as well as vertical realignment of local street overcrossings. Stephanie's specific involvement included layout sheets, typical sections, intersection details, construction details, quantities and cost estimates. ? Clinton Keith Road Widening Project, Riverside County, CA-This project is in progress and consists of preparing the PANED and the PS&E to complete construction of this Riverside County arterial street widening. Responsible for the preliminary engineering, drainage, grading and cost estimates. Work was performed for RCTD. Prolsseional Civil Engineentalifomis MBAI1OMnlverslty of California, Irvine BSlavil EngltteeringlUniverdty of California, Irvine BA1EeonomleeNniversk of California, Irvine Mr. Willits has more than 17 years of experience in street and highway project development and construction. He has managed large scale, complex transportation projects and has successfully delivered these projects on schedule and within budget. He has served as project manager for design teams where he was responsible for preparing conceptual designs, project reports, final design, and specifications. Mr. Willits has led des*Auiki and designbid-build project teams and is well versed with construction interfaces and quality control/assurance processes. Through his experience on numerous planning and design projects involving state and local agencies, he is thoroughly familiar with the procedures for developing Project Approval and PS&E documents. ? Shoemaker Bridge Replacement PSR/PDS, Long Beach, CA - Shannon managed the development of this PSR and oversaw preliminary engineering tasks for the City of Long Beach. He worked closely with Caltrans to ensure that the PSR/PDS was approved within five months. Additionally, Shannon was involved in the development of multiple project documents, including the PEAR, SWDR, and ISA. ? Haven Avenue Grade Separation Project, Rancho Cucamonga, CA - Shannon served as the Project Manager for this $12 million, Metrolink grade separation in Rancho Cucamonga. Responsible for preliminary engineering, preparation of PR/ED, and PS&E. The project entails a rail over a depressed roadway. Key interfaces include the City of Rancho Cucamonga and SCRRA/Metrolink. 25H-23 Professional CW41 Engineer/California BS/Civil EngineerinWThe University of Malboune, Australia Mr. Hynes has worked on a variety of civildesign projects including road design, hydrology studies; meteorological studies; site planning and development and is trained in the use of MicroStation J, luroads/SelectC-AD, and water resource engineering software including, WSPG-Water Surface Pressure Gradient Analysis Program, HEGRAS and StormiCAD. ? SR-22 Design Build Project, Orange County, CA - Design Engineer for train drainage facilities for the 11.5-mile widening of SR-22 for OCTA. Major flood control drainage facilities affecting the freeway were identified and correspondence with local flood control agencies with hydrology analysis and reports were submitted. One major design completed was the Lewis Flood Channel, a 1.5-mile, 12-ft wide Reinforced concrete box under the freeway. All design was completed with input from the contractor to minimize construction costs during each design phase. Michael also provided oversight for the completion of the project Storm Water Data Report. ? 1.5 Gateway PS&E, Buena Park, CA - Lead Design Engineer for the roadway layouts and drainage design for a 2-mile, lNane freeway for OCTA. Tasks included horizontal and vertical design for the freeway, four ramps and two local street overcrossings to Caltrans and ASHTO standards. Drainage design for these facilities, including a hydrology analysis for a pump, was also completed. Professional Civil EngineerfCstgornis Professional Traffk Engineer/CalUomia BSlCMI, Environmental EngineeringfUnivarsity of Rhode Island Doug Smith has 24 years of experience in transportation and traffic engineering including numerous highway and street improvement designs, ITS applications and traffic operations improvements, traffic impact analysis, parking analysis, design of more than 150 traffic signal systems, and the preparation of site plans and parking layouts for residential and commercial developments. He has also participated in the preparation of several conceptual design reports for highway and street improvement projects. Doug has extensive experience in computer applications in traffic and transportation engineering including Highway Capacity Manual Software and the use of TRANSYT 7F and PASSER II for analysis and timing of traffic signal systems. He has also directed the use of impact analysis models in the preparation of traffic impact studies. listed below are examples of past projects relevant to the scope of work anticipated for Doug: ? Valley View Street Feasibility Study, Buena Park, CA - Doug prepared the traffic analysis for arterial and intersection improvement plan along this critical City route including SYNCHRO signal timing analysis ? City of Irvine, Irvine, CA - Project Manager of tasks for the Irvine TMSOS, which included concept design of TMS elements, assistance in preparation of a concept design report, PS&E of CMS locations and preparation of a Signal Coordination Policies and Practices Report. ? City of Santa Ana, I5/SR-55 Congestion Relief Corridor Project, Santa Ana, CA - Doug analyzed and designed a complete TOS for these arterial corridors including CCTV, CMS, HAR, Video Detection Systems and citywide fiber opric/copper wire communications. ? Brookhurst Street Fiber Trunk, City of Anaheim, CA - Doug was engineer of record on the Brookhurst Street Trunk Closure project in Anaheim. Project consisted of installation of three miles of fiber optic interconnect as part of an SlRfunded project to complete the City fiber optic loop. I1 25H-24 Profeeakinal Civil Enginew/Celilomia BS/Civil EngineedngNnNersfty of Setgto Tama, Philippines Noel Casil has 22 years of civil and transportation engineering experience. He is actively involved in the field of traffic engineering, highway engineering and transportation planning. He has performed office and field engineering work including surveys, data collection, traffic signal timing utilizing PASSER II and TRANSYT 7-F, signal timing, fine tuning of 170 controllers, traffic signal/detection system installation, cast estimates, ramp metering installation inspection, and design of freeway surveillance system. In addition, Noel has extensive experience in transportation planning projects including impact studies utilizing TRAFFIX and HCM software. He has also served as lead engineer for several parking demand studies. Listed below are examples of past projects relevant to the scope of work anticipated for Noel: ? City of Pasadena Traffic Calming Project, Pasadena, CA - Traffic Engineer responsible for preparing channelization plans for a segment of South El Mohno Avenue between California Boulevard and Oak Knoll Circle to reduce traffic speed and improve safety. Design included preparation of signing and striping plans as well as physical improvements m provide traffic calming. ? Caltraus District 11 OreCall Traffic Design, CA - Project Engineer under on-call Contract with Caltrans District 11 to perform traffic design services. URS completed 6 task orders (TOs) that were all on accelerated schedules. The TOs primarily included electrical design plans for roadway projects along state routes involving safety lighting and landscaping, including electrical service for irrigation control. ? Palmdale "On-Call" Signals, Palmdale, CA - Provided "On-Call" traffic engineering support to the City of Palmdale new signals and signal upgrade program. The traffic signal upgrade tasks included inventory of existing signal equipment, assessment of traffic signal operations and recommendations for traffic signal upgrades to mitigate identified traffic operational deficiencies. The new signals tasks included the collection of background traffic and accident data, traffic signal warrant analyses, traffic signal design and the preparation of signals plans and construction costs estimates. ? Multtjurisdtctional Smart Corridor at I5/Muirlands (Caltrans District 12, Cities of Mission Viejo and Lake Forrest), CA - Conducted field survey and assessment of existing traffic signal system along the study corridor. Identified roadway segments and intersection locations that require upgrades to achieve operational performance objectives. Assisted in the development of recommended measures including roadway segment monitoring and intersection advance loop placement and CCTV camera locations. Proheelond Civil EnglrowlCellfomis Professional Geotechnical Enginar/Celifomie MSIQeotahnicel EngineeringNnlverslty of Celifomia, Berkeley 91310vil EnginaringNniversity of Calitomla, Berkeley Mike Smith has 20 years of experience in geotechnical and earthquake engineering. His experience includes a wide range of projects including roadways, highways, pipelines, airports, commercial developments, and municipal buildings. Mike has provided field engineering support during construction and acted as project engineer for a wide range of projects, including roadways, bridges, embankments, reservoirs, basins, dams and canals. Representative experience is described below. ? SR-22 HOV Lane Design-Build Project in Orange County, CA - Geotechnical Task Manager for the design- build project that consisted of widening 20 km of the existing SR 22. The addition of HOV and auxiliary lanes required widening or replacing 34 bridges and construction of 85 retaining walls/soundwalls. Geotechnical field work included performing 150 botings and 75 CPTs. Mike was responsible for preparing preliminary foundation reports, foundation reports and a geotechnical design report for the project in accordance with Caltrans standards. Caltrams reviewed all of the work. 12 25H-25 ? Domenigoni Parkway, Riverside County, CA -Project Geotechnical Engineer for preliminarygeotechnical investigation for approximately 7 miles of road and two bridges. Mike oversaw drilling and laboratory testing programs and prepared a geotechnical report. Professional Engineer/California PhU/StnwWrsl Meohanics/DynsmkeAlniveralty of Califomis, Irvine MS/Civil Engineering • Structural EmphasislCeiifomte Stele Polytechnic University, Pomona Melad has 27 years of highly successful professional experience in civil and structural engineering on a wide range of transportation infrastructure projects, including highway, heavy rail, light transit, and facilities. His expertise ranges from office operations, engineering manager, project management, hands-on-design, and construction management to computer programming. He has considerable experience with the preparation of PS&Es in accordance with state and federal requirements. His experience includes the design of major and minor structures, including steel trusses, plate girders, precast concrete, and cast-in-place post-tensioned concrete. Melad is an expert in using Finite Elements Method as it applies to linear and non-linear static and dynamic structural analysis of structures. Listed below are relevant projects: ? Shoemaker Bridge Replacement PSR/PDS, City of Long Beach, CA - Melad was responsible for the review of structure maintenance records, review/documentation of seismic retrofit modifications, and preparation of an APS checklist, design memo, structure cost estimate, and APS plan/drawing. The project involved three structures. ? SR-125 South Toil Road Design-Build, San Diego, CA --This $400M project involved a I&mile-long privately funded toll-road section of the public private SR-125 South Freeway project. SR 125 South involves the design and construction (design-build delivery method) of a 20.2 km (12.5 miles) limited access highway, which will run from Otay Mesa Road (State Route 905) near the Mexican border to SR 54 near Sweetwater Reservoir. The major elements of the Toll Road consists of approximately 14 Ion of a new four-lane highway, divided controlled access toll way facility, with climbing and auxiliary lanes, one toll plaza, five interchanges, six bridge undercrossings, two bridge overcrossings, a 1,012meter pre-cast segmental bridge over the Otay River, and a number of retaining walls, soundwalls, and mechanically stabilized earth (MSE) walls. ? North Cart Path Pedestrian Overcrossing, Newport Beach, CA -Melad was responsible for the preparation of the PS&E for this pedestrian overcrossing. The overcrossing is two-spans, 60 feet long and I I feet wide. The superstructure is supported by one reinforced concrete pier with the dimensions: 11 feet deep, 18.5 feet wide and 34 feet high. He was also responsible for the design of two open-end concrete abutments. The abutments and pier are supported by spread footings, and the superstructure is a wood structure. 4.0 Subconsultants 4.1 Coast Surveying Coast Surveying was founded in 1981 and brings more than 26 years of surveying, mapping and right-of way engineering experience working for government agencies such as the City of Santa Ana, Caltrans - Districts 5, 6, 7, 8, 9, 11 and 12; OCTA and the counties of Orange and Los Angeles, among others. Coast Surveying is a financially stable company with 18 employees. The firm's Corporate Principal is Ruel del Castillo, PLS; he will lead the surveying effort for this contract. Recent projects completed by Coast in the City of Santa Ana include: ? Three Bridge Rehabilitation Projects in Santa Ana for the City of Santa Ana ? Santiago Park Street Design Surveys ? Wilshire Avenue, Elder Avenue and Borchard Avenue Design Surveys ? Santiago Park Habitat Facility Building Topographic Survey ? Fire Station 4 and Fire Station 8 Design Surveys ? Main Street (Warner Avenue to 8th Street) Aerial Mapping, Design Surveys, and Right-of'Way ? Thornton Park Topographic Survey ? Santa Ana Civic Center Topographic Survey for Drainage Resolution 25H-26 19751Profeesional Land SurvsyodUffomis Certilicateftlik Service AdminlstratbnlSeMa Ana College Ruel del Castillo has 41 years of experience managing both field and office operations for all phasa of surveying and mapping services. He has managed 30 "on-call" contracts directly for, or in support of, many federal, state and local agencies including the counties of Los Angeles and Orange, the U.S. Forest Service, various U.S. Army Corps of Engineer Districts, the U.S. Navy Southwest Division and the Metropolitan Water District of Southern California. Ruel possesses a "hands an" working knowledge of various land surveying services including boundary surveys and analysis, GPS surveys, topographic surveys, utility location surveys, largeacale aerial and geodetic control, and monitoring quantities. For example, while working directly for the County of Orange, he was responsible for all boundary surveys, first order /second order vertical and horizontal control surveys, photogrammetric trapping, control surveys and centerline surveys. Ruel worked on all the projects in the City'of Santa Ana, and listed below are some additional projects: ? S1165/1-5 Freeway Interchange in Santa Ana and Tustin for Caltrans District 12 - Prepared record of survey for static GPS control. Researched and analyzed adjoining maps and centerline ties in various cities and agencies for right of way determination, surveyed existing monumentation, monumented new right-of way lines, and prepared metric Record of Survey. ? SR 57/SRA1 Freeway Interchange in Orange County for OCI'A - Work consisted of cross-sections: across both sides of each freeway; along all eight connector ramps; along all on-off ramps at Orangethorpe Avenue and at State College Boulevard; and on State College Boulevard, Orangethorpe Avenue, Mimloma Avenue and Sunkist Avenue. Also prepared detailed topographic surveys of existing sound walls and proposed sound wall locations, existing overpass bridges and existing utilities. Rightofway base mapping was also prepared for this project. 4.2 Tatsumi and Partners, Inc. Tatsumi and Partners is a landscape architectural and planning firm providing design and consulting services to public sector clients throughout the western U.S. since 1981. The firm is built on a team of individuals recognized as leaders in their respective fields but sharing a common characteristic attention to the clients and their needs. The furs s work includes planning, design, construction documents, construction administration and plan checking for cities, counties, stare agencies, and transportation authorities. URS and Tatsumi and Partners have worked together many times over the past decade and provide a seamless working relationship. Tatsumi and Partners is certified as a minoriryowned, disadvantaged business enterprise (MBE/DBF,/SBE) by Caltrans, the State of California Unified Certification Program, the City of Los Angeles, OCTA, the County of Los Angeles Metropolitan Transportation Authority, and numerous other agencies. American Sod* of Landscape ArehlNchirAlifomin BSILendecepe ArchhechirelCalifornis State University, Pomona David Tatsumi served as Project Manager for several projects involving street or highway enhancements for the City of Santa Ana, City of La Habra, City of Glendale, the Alameda Corridor East Authority, OCTA and Caltrans. In this capacity, he coordinated the overall work for the projects, monitored progress, coordinated all design work, oversaw quality assurance and served as the primary liaison between the firm, the client and Caltrans or city personnel. During the course of these projects, he has modified the firm's standard quality assurance system to meet the specific needs of each client and Caltrans. This system, called QCOP (Quality Control Operations and Procedures) was developed by David and monitors the landscape architectural components of the PS&E packages as well as the CADD standards. IVT ^ 14 25H-27 Listed below are a few additional examples of past projects relevant to the scope of work anticipated for David: ? Santa Ana On-Call Projects, Santa Ana Public Works Agency, Santa Ana, CA ? Pedley/Limonite Streetscape, Riverside County, CA ? San Fernando Road Renovation, Glendale, CA ? Euclid Street Improvements, City of Fountain Valley, CA ? County of Los Angeles As-Needed Design Services, Department of Parks and Recreation, Los Angeles County, CA American Society of Lendeeepe ArehitectsfUlfamle BSfr.endscepe Architeeture/Celffamia Stab Unh ersky, Pomona Bernard Echanow brings to the project team over 26 years experience as a licensed landscape architect. He has administered Capital Improvement Project funds and construction budgets and is experienced in transportation enhancements, streetscapes, highways, municipal beautification designs, public works, parks and recreation, right-of. way enhancements, landuse master plans, commercial center development, public rightofway enhancement, and recreational area planning and development. Bernard created the City of Laguna Niguers 'Landscape Design Guidelines Manual for Median Islands" which is used as the design guideline throughout the City. He also obtained a $500,000 Transportation Enhancement Activities grant for the City of Stanton and worked closely with Caltrans in the preparation and submission of the grant application. He has also been responsible for assembling the "ADA Facility Assessment" document for the City of Carson. Representative assignments are highlighted below: ? Fairmont Medians, Yorba Linda, CA ? Esperanza Road Improvements, Yorba Linda, CA ? San Fernando Road Enhancements, Glendale, CA ? Ball Road Beautification Corridor Highway/Landscape Master Plan, Anaheim, CA 25H-28 Appendix A Certification of Non-Discrimination by Consultants \. 25H-29 CERTIFICATION OF NON-DISCRIMINATION BY CONSULTANTS As suppliers of goods or services to the City of Santa Ana, the Firm listed below certifies that It does not discriminate in its employment with regard to race, color, religion, sex, or national origin; that it is in compliance with all federal, state and local directives and executive orders regarding non-discrimination in employment; and that it agrees to demonstrate positively and aggressively the principle of equal opportunity in employment. WE AGREE SPECIFICALLY: To take affirmative steps to hire minority employees with the company. 2. To establish or observe employment policies within affirmative promotion opportunities for minority persons at all job levels. 3. To communicate this policy to all persons concerned, including all company employees, outside recruiting services, especially those servicing minority communities, and to the minority communities at large. FIRM URS Corporation TITLE OF PERSON SIGNING SIGNATURE DATE Please include any additional information available regarding equal opportunity employment programs now in effect within your company. The company provides equal employment opportunity to all qualified employees and applicants for employment without regard to race, religious creed, color, religion, sex, sexual orientation or preference, national origin, citizenship status, ancestry, age, marital status, medical condition, physical or mental disability, or Vietnam Era veteran's status in all employment decisions, including but not limited to recruitment, hiring, compensation, training and apprenticeship, promotion, upgrading, demotion, downgrading, transfer, termination, and all other terms and conditions of employment. As a government contractor, the Company is committed to complying with its obligations to Affirmative Action. Affirmative Action is a policy of inclusion rather than exclusion, having as its goal to attract and retain qualified individuals of either sex and of all races and ethnickles. We assess our program towards that goal by analyzing how representation of minorities and women at all levels in the organization compares with the sex, ethnic and racial composition of the qualified available worklorce in the appropriate geographical area from which employees are drawn. The Company, in compliance with the requirements of Executive Order 11246, as amended, and Executive Order Section 3C as amended, and the Rehabilitation Act, maintains a written affirmative action program in the local Human Resources Departments, portions of which are available to employees upon request. 25H-30 Jeff Chapman. Vice President CERTIFICATION OF NON-DISCRIMINATION BY CONSULTANTS As suppliers of goods or services to the City of Santa Ana, the Firm listed below certifies that it does not discriminate in its employment with regard to race, color, religion, sex, or national origin; that it is in compliance with all federal, state and local directives and executive orders regarding non- discrimination in employment; and that it agrees to demonstrate positively and aggressively the principle of equal opportunity In employment. WE AGREE SPECIFICALLY: To take affirmative steps to hire minority employees with the company. 2. To establish or observe employment policies within affirmative promotion opportunities for minority persons at all job levels. 3. To communicate this policy to all persons concerned, including all company employees, outside recruiting services, especially those servicing minority communities, and to the minority communities at large. FIRM Tatsumi and Partners Inc. TITLE OF PERSON SIGNING SIGNATURE DATE May is 2008 Please include any additional information available regarding equal opportunity employment programs now In eRed within your company. It is the policy of Tatsumi and Partners to provide equal oppnnunily omphrvmenl to all persons and not to discriminate against any employee, or applicant lot employment, because of race, color, religion, (reed, national origin, sex, age, disabilities, disabled veterans and Vietnam era veterans. Such ac lions shall include, but are nut limited to, employment, upgrading, demcsion, transfer, rerruiumeni, or recruitment advertising: laying-off or lemlination; rates of pay or other compensation; and selection for paining, and on-the-job training. Also it is the policy to insure and maintain a working environment free of harassment. intimidation and coercion. Tatsumi and partners shall also promote the full realization al equal employment opportunity thmugh a positive program of advertising and follow-up and assure compliance with Executive Orders 11246, 11175, 11625, 121 lA, 12432, 12250, Title VII of the Civil Rights Act of 1944 and its subsequent amendments, the (:alifornia fair Employment Practice Act and ( other regoladonsof similar significance t As a Minurily-[honed tlusiness Enterprise, Tatsumi and Partners understands that ` cooperation cunt support in Affirmative Action Program efforts are essential to the growth and development of Equal Employment Oppnrtunitic5 within the organization, the professiun and the community. 16 L L 25H-31 CERTIFICATION OF NON-DISCRIMINATION BY CONSULTANTS As suppliers of goods or servlces to the City of Santa Ana, the Firm listed below certifies that it does not discriminate in its employment with regard to race, color, religion, sex, or national origin; that it Is in compliance with all federal, state and local directives and executive orders regarding non- dlscdn-dnatlon in employment; and that it agrees to demonstrate posltively and aggressively the principle of equal opportunity In employment WE AGREE SPECIFICALLY: 1. To take affirmative steps to hire minority employees with the compaW 2. To establish or observe employment policies within affirmative promotion opportunities for minority persons at all job levels. 3. To communicate this policy tU all persons concerned, Including all company employees, outside recruiting servloes, especially arose servicing minority communities, and to the minority communities at large. FIRM CONS-T" sd.1."ma . UG. TITLE PERSON fk lpe< SIGNING G /'N T 1?1G7 filer 1 SIGNATURE DATE Plem naxle any addOmM kimmatbn eveiehle reparft aqM opp rb* mrrpoynres pmW=s now n ailed Wain ywrom pony. is 25H-32 EXHIBIT B FEESCHEDULE 25H-33 Fee Schedule Professional Hourly Classification Billing Rate Project Management Project Manager $185 Engineering Senior Project Engineer (Managing Registered Engineer) $155 Project Engineer (Registered Engineer) $120 Engineer (Assistant Level Design Engineer) $85 Technician (Draftsperson) $85 Landscaping Design (Tatsuml and Partners) Senior Associate (Project Manager) $151 Associate (Project Designer) $128 Professional Staff (Designer) $89 Technical Staff (TechnicianlAdministrative) $69 Administrative Support Clerical (Typist) $70 Surveying (Coast Surveying) Two-Man Crew $220 Three-Man Crew $486 Note: Hourly rates include raw labor, overhead and profit, and are valid for cost proposals developed through December 31, 2008. 5% escalation will be included for each subsequent year. Direct Expenses: Mileage: 0.505 per mile Reproduction: Actual Cost Overnight Mail: Actual Cost Other: Actual Cost Letter of Transmittal To: City of Santa Ana Public Works Agency m 20 Civic Center Plaza - 4 Floor From: Jeff Mills Date: September 22, 2008 Santa Ana, CA 92702 (714) 647-5023 The following items are being sent: O original Plans O Computer Files URS Corporation LRe:City id Torkamanha 2020 East First Street, Ste. 400 Santa Ana, CA 92705 BD (714) 835-6886 ta Ana ontract O Plans O 3peG 8oations O Cost Estimate V/ Reports O Review Comments O Copyof Letter 3 I 9122108 1 Signed Original (Duplicate) Consultant Agreements Transmittals for reason checked: O Make Corrections Noted O For Approval O For Your Use As Requested O Amend and Resubmit O For Review and Comment _ O Remarks: Attached, please find the requested signed documents. We have attached the scope of services (proposal), fee schedule and insurance document in the respective Attachments. Copies: File enclosures are not as noted, kindly notify us at once. Signed J Mills P.E. 25H-35 25H-36 NORk V?L 11, Jr J ?irRw 'AT7 FR2ST AMENDMENT TO AGREEMENT THIS FIRST AMENDMENT TO AGREEMENT is entered into on September 10, 2012, by and between URS Corporation, a California corporation ("Consultant") and the City of Santa Ana, a charter city and municipal corporation organized and existing under the Constitution and v laws of the State of California ("City"). 3 RECITALS: 1 A. The parties entered into Agreement #A-2008-217, dated August 18, 2008, (hereinafter "said Agreement") by which Consultant has provided engineering and landscape architecture services to the Public Works Agency on an on-call basis. S B. By letter dated July 29, 2011, and pursuant to the provisions of said Agreement, Consultant was authorized to proceed with a Non-Stormwater Diversion Concept Study for the Upper Newport Bay Watershed (hereinafter "the Study"). V C. In accordance with the terms and conditions of said Agreement, the parties wish to amend the fee schedule to include the services of a Project Scientist which will be required to complete the study. WHEREFORE, in consideration of the covenants contained in said Agreement, and subject to all the terms and conditions of said Agreement, except those amended in this First Amendment to Agreement, the parties agree as follows: Section 3, COMPENSATION, shall be amended to delete Exhibit B, Fee Schedule and replace it with "URS Schedule of Fees and Charges for City of Santa Ana - Urban Discharge Diversion Project, January 1, 2011", attached hereto as Exhibit B-1 and incorporated by this reference. The rates and charges set forth in Exhibit B-1 shall be effective from the date of authorization to proceed. The parties agree that the total cost of the Study shall not exceed 565,000, which will reduce the $200,000 available for services by an equal amount. 2. Except as hereinabove amended, all terms and conditions of said Agreement shall remain in full force and effect. Exhibi# 2 25H-37 A-2008-217-01 IN WITNESS WHEREOF, the parties hereto have executed this First Amendment to Agreement A-2008-217 on the date and year first written above. ATTEST: MARIA D. HUIZAR Clerk of the Council APPROVED AS TO FORM: SONIA R. CARVALHO City Attorney CITY OF SANTA ANA --- PAUL M. WALTERS City Manager `I SC ORATION Lauri Sheerly Assistant City Attorney RECOMMENDED FOR APPROVAL: SUL OODINEZ, I Executive Director Public Works Agency President 25H-38 EXHIBIT B-1 URS Schedule of Fees and Charges For City of Santa Ana - Urban Discharge Diversion Project January 1, 2011 25H-39 FEE i RATE SCHEDULE Schedule of Fees and Charges for City of Santa Ana - Urban Discharge Diversion Project January 1, 2011 This Schedule of Fees and Charges dated January 1. 2011 will remain in effect through December 31. 2012 The Schedule of Fees and Charges will be adjusted annually on July 1 of each subsequent year to reflect merit and economic salary increases. and changes in the expected level and mode of operations. The basis of adjustment will 5% (five percent). The new Schedule of Fees and Charges will apply to existing and new assignments PERSONNEL CHARGES OTHER PROJECT CHARGES I he d,urgc for all time rcyuiied in the performance of the Subcontractors and Equipment Rental Scup" of Sanice, includine office, field and travel time. will he at file I nit price liourh rates set Innh beloo fix I he cost of sea ices subcontracted by I RS to others and +ther .osls incunrd by (Al4 kill he charged it coq file tail",;Inssi lir;n iom indicated. plot 9"... Labor Classification Houriv Rate Principal-in-Charge. Principal Scientist $ 190 Project Manager $ 185 Senior Project Engineer $ 155 Project Engineer. Geologist. Scientist $ 120 Staff Engineer. Geologist. Scientist $ 85 Senior Environmental Sclentlst)Planner $ 155 Environmental Scientist/Planner 5 120 Drafter/Illustrator $ 85 GIS Mapping Services S 130 Clerical $ 70 Senior Field Technician $ 95 Intern Student $ 65 r herlnnc jhours %'mk"l in crecss of eieht IN) hours per da>j by ecempt pcnonncl will be charged al the abort hourb rant fherlime by non-e.vanpt personnel vv ill be ehargcd dl I _" time, the ahnve hourh rates. \\hcn 1 W, slaty appears as cyverl vvimesses al eourl Trials. mcdi:nioo. arhitranon hearings and depositions. nc?ir liar will hC eh;ugcd ;it ' n limas the standard ,sic. \II lime spell, prcpnring till such Irish. he:aiug. ;unl JCpo,iiions "ill he dmi ed a1 The standard labor rate. Document Reproduction In-house reproduction kill he char?-ed ai S.lu il page Ior black and w hits ;uuf S I _'S page I nr color. Vehicles and Mileage IRS field vehicles (pick-ups, vans. Inekh. em.1 shed on project assignments will be charged at S80.10 per dnv. Renml vdrides including tiiel will be chnrced ;u Coll plus S"n fhc mileage charve fix personal autos will he the mileage rate as established b the Internal Revenue tics ice and in effect al the lime it pe,\unal "kilo i, used in providing antsulti ml sea ice.. This lee schedule contains confidential business information and is not to be copied or distributed for any purpose other than the use intended in this contract. 25H-40 CERTIFICATE OF LIABILITY INSURANCE 1 °z?? °Y"" THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPOtiTANI: If the cefNflCate holder is an A[ the terms and conditions of the policy, certain earti0cate holder In lieu of such andori amanHl PRODUCER MARSH RISK E IVSURANCE SERVICES 345 CALIFORNIA STREET, SUITE 1300 CALIFORNIA LICENSE N0.0437753 SAN FRANCISCO. CA 94104 MUSED URS Carpeation 500 Montgmery Strait. 26th Floor Sao Francisco, CA 94111 AL INDMIKLD, me p00oypn) must be endorsed. If SUBROGATION IS WAIVED, subject to may require an endorsement. A statement on this carldiaate does not confer rights to the INSURER C: Aims National Ins Co 123817001 1 State Of PA COVERAGES CERTIFICATE NUMBER: SEA 002272403 01 REVISION lml? N w wn I ITT 1nH' Inc I`ULIGItb OF INJUHANGE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL TH E TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. 0048 WPEOF W U11ANCE AM SUBRI POL Y E? POLICY E%P LIMnS LT. POLICY NUMBER I GENERAL WolL EACH OCCURRENCE E COMMERCIAL GENERAL LIABILITY B S CLAIMSMADE ? OCCUR MED E%P L My PWLen) $ PERSONAL 6 ADV INJURY E GENERAL A GGREGATE $ GEN'L AGGREGATE LIMIT APPLIES PER P" PRODUCTS - COMNOP AGG 3 POLICY LOC f AU TOWBLE LIABILITY 1 INGLE L WI ANY AUTO BODILY INJURY (Pet pse0n) S --- ALLO SCHEDULED AUTOS S AUTOS NOMOWNED BODILY INJORY(Per &=rksv) E W RED AUTOS AUTOS PROPERTY DAMAGE S E UAYRELLA DAB OCCUR EXC SS EACHOCCURAENCE S E Lim CLAIMS-MADE AGGREGATE S DEC RETENTION A WORKERS COMPENSATION SEE ATTACH- ACRD 101 1 1/ I 01/0112013 WC STATUE OTH. E D AND EMPLOY MAINE" YIN ANY PROPRIETOILPARTNERIE%ECUTIVE SEE ATTACHED-ACORD101 0110112012 01101/2013 ??? E OFFIp RVNEMSEREXCLUDECT NIA E.L. EACH ACCIDENT E (MSnikeery in NH) SEE ATTACHED ACORD 101 0110112012 0110112013 2 000 0 11Ys? a.c,1ES „n a« E.L. DISEASE EA EMPLOYE , , 00 S DESCRIPT! N OF OPERATIONS".. E.L. DISEASE POLICY LIMIT S 2WD,000 i I DESCRIPTION OF OPERATIONS / LOCATIONS/ VEHICLES (AIMeh ACORD 101, A MINIura Rinnwt{ Sgi so, s, a Ism IpICE Is ApuV W) CRY Of Sana AID 20 Cw Cene Raza - Ross Meer IM 36) Santa Ala, CA 92701 ecnnn ec rnr1.11o1?. SHOULD ANY OF THE ABOVE DESCRIBED POLICIES ME CANCELLED BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE POLICY PROVISIONS. of Marsh Risks Inwrknee SeMeu Lynne HaMnglan ®1980-2010 AI 1 ••..... 11-01t1.c Yr,M laye are regNererecl staring Of ACORD 25H-41 AC RO V AGENCY CUSTOMER ID: URSCOR LOC 11: San Francisco ADDITIONAL REMARKS SCHEDULE Page 2 of 2 AGENCY MARSH RISK A INSURANCE SERVICES MAMMOSUAED URS Corporation 600 MW4001" Sven 261h Floor POLICY NDMBEN , San Fren[ima, CA 94111 cmmm NAIC CODE EFFECTIVE DALE: w?,+1 r I?nw? ncwrwn7w THIS ADDITIONAL REMARKS FORM IS A SCHEDULE TO ACORD FORM, FORM NUMBER: 25 FORM TITLE: Certificate of Liability Insurance The Waters Carpenlie" Coverage shorn does not apply in mmoloc igic stoles. N dE Stales of ND. OH, WA and WY Wakens' C=pelsalion coveage is prwided bythe State F" h Once Stoles, 0e above referenced p0m prwoe SlopGap Empbyces Udwky only. Wakm ConWiRuan policies appy as kooaed helm: reorel A: Naaorel Union Fire Im Co Pusburgh, PA NAICI 19445100 WC 021417576 -CA WC 021417579 -TX Mum O: Insurance CwWy Of The Slae OI PA 14AICA 19429100 WC 021417580 . K A, WI (Stop Gep) WC 021417581 - AK AL, AR, AZ, CO, DE, CA, ID, KS, KY. M0, ME, MO, MS, MT, NC, NH, NM, NV, OK. OR, PA RI, SC, SO, TN, UT, VA, VT, WV WC021411585 -MN usurer C: MMus Nemirow kl5 Co NAICT 27817001 WC 021417577 -FL WC 021417576 -NY WC 021417582 - CT, OC, HI, V, IL, IN, LA, MI, NE. NJ The Cey of Saaa AIM. as arras, unpioyee%agens, vauleers aro represenMlNes are ir¢Wee as Addoms Maedsm respeas the General LaNRy poky. Bhee requited by Wilten conont. TNsnmr 5 PanayovawWskrMarinsu eavailableWartypersonaOrgad=iDn WehaveaddedOMpokyas AdMa,Mlmmds. ACORD 101 (20011 1) 02008 ACORD CORPORATION. All rights ressived. ...o ...........,?,,,o and nsyn ew-119110111013 m r" Or ACORD 25H-42 INFRASTRUCTURE & ENVIRONMENT REQUEST FOR APPROVAL Client: CITY OF SANTA ANA PUBLICS WORKS DEPARTMENT 20 CIVIC CENTER PLAZA, ROSS ANNEX M-20 Address of Home Office P.O. BOX 1988 SANTA ANA, CALIFORNIA 92702 Primary Contact: CARLOS CASTELLANOS, PE, QSP/D Phone N2 714-647-5642 FAX N2 Email CCastellanos@santa-ana.org RFA NO 001 1/16/13 RFASNA001 Santa Ana Delhi Urban Discharge Diversion Proiaet DATE January 14, 2013 Agreement No. URS PN The City of Santa Ana in collaboration with the Cities of Newport Beach and Costa Mesa are currently in the preliminary engineering and planning phase of an Urban Discharge Diversion Project. URS has provided preliminary engineering and analysis to develop the project location; identify required improvements associated with the physical diversion facility and generalized evaluations of anticipated construction and operation costs. Due to the fact that the proposed project will provide multi-jurisdictional benefits through the elimination of Urban Runoff (Dry-weather Runoff) Discharge into the Upper Newport Bay and will provide for a beneficial improvement of water quality with the bay, the project is qualified to potentially be awarded grant funding OCTA Measure M - Environmental Cleanup Program. Qualification of the project for grant funding requires the completion of the project Plans, Specification and Estimates. As requested by the City of Santa Ana, URS is providing the following to progress the project to final engineering and shovel ready status to provide the most competitive grant application and ultimately meet the funding requirements. In general, as a continuation of services being provided under Agreement no. A-2008-217-01 - Engineering and Landscape Architectural Services task assignment, Urban Runoff Diversion project, URS will prepare final engineering and construction documents for the implementation of the project as described in the following tasks: TAWGROUP1 PREGflmAlt'PWaNommSERyicES Task 1.01 - Project Coordination with Project Stakeholders: URS will provide coordination and organize project meetings regarding the development of the project as specifically related to obtaining easements and rights of entry onto private properties as identified below: Newport Beach Golf Club 3100 Irvine Avenue Newport Beach CA 92660 (949) 852-8681 Exhibit 3 Pagel 1 T:\071\CITY OF SANTA ANA\URBAN DISCHARGE WATER DIVERSION (29880113)\2 - CONTRACTS\A. CONTRACT\2 - CHANGE ORDERS\REQUEST FOR APPROVAL 001 - 20120803.DOCX 25H-43 ? REQUEST FOR APPROVAL Santa Ana Delhi Urban Discharge Diversion Proiect Orange County Public Works/Orange County Flood Control District/OC Watersheds 300 North Flower Street Santa Ana, CA 92703 714-834-2300 City of Newport Beach City of Costa Mesa URS will prepare easement exhibits describing the required properties for the implementation of the project. All exhibits will be provided to the City of Santa Ana for review and approval. Upon approval, City of Santa Ana will prepare all required legal descriptions and plats required to describe and negotiate the procurement of required easements. Task 1.02 - Project Surveying Services (to be provided by others): URS will prepare a description and exhibit identifying the area to be surveyed for the development of the project. Required surveying services will include the following: Survey Based Mapping 1 "=40' project site area, Mesa Drive from the intersection of Mesa Drive and Irvine Avenue to Mesa Drive and Newport Boulevard South, Newport Boulevard South to Fair Drive. Base mapping shall include identification of manholes and provide dips to inverts of all sanitary and storm drain facilities. Ground surveys shall locate all existing surface utility appurtenances including but not limited to vaults, valve cans, fire hydrants, street lights, power poles, storm drain inlets, etc. The survey base map shall be provided in a digital format compatible with Microstation. Task 1.03 - Project Pothole Services: URS will contract with SAF-r-DIG to perform utility potholing for visual verification, identification, inspection, measurements, and vertical and horizontal location of the existing utilities not obtained during the site survey. Task 1.04 - Construction Documents/Specifications/Opinion of Probable Costs: URS will prepare final engineering documents to include construction documents, project specifications and opinion of probable construction costs based on the following: • Title Sheet -1 sheet • Project Details and General Notes - 1 sheet • Site Layout and Equipment Arrangement -1 sheet • Diversion Facility Layout and Details - 2 sheets • Storage Complex Layout and Details - 2 sheets • CDS Layout and Details - 2 sheets • Pump Station Layout and Details - 2 sheets • Electrical Layout and Details - 2 sheets • Force Main Plan and Profile - 17 sheets • Force Main Details - 2 sheets • Erosion Control Plan and Details -11 sheets • Traffic Control/Traffic Management - 10 sheets • Structural Details-4 sheets Sheet Count Total - 57 sheets • Draft SWPPP • Project Specifications • Project Opinion of Probable Costs Pagel 2 T.\071\CITV OF SANTA ANA\URBAN DISCHARGE WATER DIVERSION (29880113)\2 - CONTRACTS\A. CONTRACT\2 -CHANGE ORDERS\REQUEST FOR APPROVAL 001 - 20120803.DOCX 25H-44 INFRASTRUCTURE & ENVIRONMENT REQUEST FOR APPROVAL 1/16/13 RFA SNA001 Santa Ana Delhi Urban Discharge Diversion Project Task 1.05 - Encroachment Permits and Approvals: URS will obtain encroachment permits for work activities within the public rights of way for the following: • City of Newport Beach • City of Costa Mesa • County of Orange - Airports • County of Orange - OCFCD • California Department of Transportation (Caltrans) Task 1.06 - Addenda Preparation and Pre-Bid Meeting: URS will provide bidding support and assistance as it pertains to the contract documents and construction drawings of the interim improvements. For budgetary purposes, we have assumed a number of hours in our fee estimate to answer questions from prospective bidding contractors, and assist the City of Santa Ana in providing information and clarification of the bid documents. URS will consult with the City of Santa Ana to address concerns or answer their questions in support of administering the bid process. URS will prepare four (4) addenda for all prospective bidders, if requested by City of Santa Ana. P°fN1!#R}??#MEgbIA? RlA#1N6eS6kTfi$ Task 2.01 - Prepare CEQA Initial Study/MND: URS will prepare a draft CEQA Initial Study (IS)/Mitigation Negative Declaration (MND) in accordance with the current CEQA Guidelines and Appendices. URS will begin with the preparation of the project description, in consultation with the City, and incorporating the following maps and other existing background data to the extent possible: • A regional map and project site map(s) illustrating the boundaries of the project area; • A statement of the project objectives, prepared in coordination with the City. • A statement briefly describing the intended uses of the IS/MND including a list of agencies that are expected to use the IS/MND in decision making/permitting and a list of the discretionary approvals for which the IS/MND will be used; • A discussion of the environmental setting; and regional setting with special emphasis on rare or unique environmental resources. The IS will include a summary of the existing environmental conditions using information readily available, such as the EIR for the Santa Ana-Delhi Channel Widening project. URS will then evaluate potential impacts of the project using the CEQA IS checklist form. Impact discussions will cover potential short-term construction impacts and potential long-term impacts of the low flow diversion project, including pipelines. For each environmental topic listed in the checklist, URS will conduct an appropriate level of analysis to support the findings of impact required. As needed, a list of mitigation measures will be included to reduce any potential impacts to less than significant. For this effort, URS will utilize our in- house technical specialists in biology, cultural resources, noise, traffic, air quality, water quality and hydrology to adequately assess the environmental topics. No separate technical studies will be prepared for the CEQA IS, other than the biological resource technical report and the cultural resources record search summary letter discussed later in this scope of work. Based on our experience with environmental issues in the local area including Upper Newport Bay, it is likely that impacts can be reduced to less than significant levels with incorporation of mitigation measures, and therefore, the IS will most likely lead to a MND. URS will submit the Draft IS/MND to the City in electronic format for up to two rounds of review and comment. If needed, URS will meet with the City to discuss comments for incorporation into the final IS/MND. On the basis of this second Pagel 3 T'.\071\CITV OF SANTA ANA\URBAN DISCHARGE WATER DIVERSION (29880113)\2 - CONTRACTS\A. CONTRACT\2 - CHANGE ORDERS\REQUEST FOR APPROVAL 001 - 20120803.DOCX 25H-45 INFRASTRUCTURE & ENVIRONMENT REQUEST FOR APPROVAL 1/16/13 RFA SNA001 Santa Ana Delhi Urban Discharge Diversion Proiact review, URS will prepare a final, camera-ready IS/MND suitable for reproduction and public distribution, as well as 25 CDs of the IS/MND. Task 2.02 - Assist with Required Notifications and Responses to Comments on MND: In accordance with CEQA Guidelines Section 15072, URS will prepare a draft Notice of Intent (NOI) to adopt a MIND. The NOI must be sent to the Orange County Clerk-Recorder's office, interested public citizens, responsible agencies, and the State Clearinghouse, as well as to the local newspaper for publication. The NOI will also be posted at the project site. URS will conduct these tasks for City of Santa Ana, and will utilize a mailing list provided by the City of Santa Ana. URS will submit the draft NOI to City of Santa Ana for review and comment prior to distribution. After the 30-day MIND review period, and within five days of the TCWD Board's adoption of the MIND, URS will prepare a Notice of Determination (NOD) as required by CEQA and file it with the Orange County Clerk-Recorder's Office and the State Clearinghouse. URS will submit a draft NOD for the City of Santa Ana's review and comment prior to any filings. During the 30-day MIND review period, the City of Santa Ana may receive written comments from federal, state, and local agencies, as well as interested public citizens and local community and/or environmental groups. URS will assist the City in preparing written responses to comments. The responses will be provided to the City Council for review and consideration prior to the City Council meeting to adopt the MIND. Assumptions for CEQA Documentation: • All required engineering, conceptual grading plans, utility, hydrology/hydraulics, water quality, and geotechnical studies, project site plans and maps are available and suitable for use in preparing the IS/MND. • No separate technical studies will be prepared for traffic, noise, visual, water quality, and air quality. • No more than 10 public/agency comments are received on the MIND and no additional studies or environmental analysis will be required. • All CEQA filing fees required by the County of Orange and CDFG, as well as newspaper publication fees will be provided by the City. Task 2.03 - Cultural Resources Record Search and Letter Report - To evaluate cultural resources for the IS/MND, a cultural resources record search must be conducted. URS will request a cultural resources records search through the designated California Historical Resources Information System (CHRIS) information center for Orange County, California. The records search will review relevant previously recorded cultural resources and previous investigations completed for the Project Area within a %. mile search radius. Information to be reviewed will include location maps for all previously recorded trinomial and primary prehistoric and historic archaeological sites and isolates, site record forms and updates for all cultural resources previously identified, previous investigation boundaries and National Archaeological Database citations for associated reports, technical reports, historic maps, and historic addresses. The search will also review properties listed on/as the California Points of Historical Interest, California Historical Landmarks, Caltrans Historic Highway Bridge Inventory, California Historical Resources Inventory, local city and county registries of historic properties, the California Register of Historic Resources, and the National Register of Historic Places. Upon completion of the cultural resources record search, results will be provided to URS by the CHRIS information center. URS will review and compile the record search results and will prepare a summary letter report discussing those results. This summary letter report will be created for use in the CEQA IS and will be used for compliance purposes for the USACE permit application process. Assumptions for Cultural Resources: Assumes the project study area covers '% mile radius of the diversion area of the channel, CDS unit, storage tanks and associated pipelines. If the study area boundary changes, additional costs will be required to revise the records search to cover the new areas. Pagel 4 T.\071\CITY OF SANTA ANA\URBAN DISCHARGE WATER DIVERSION (29880113)\2 - CONTRACTS\A CONTRACT\2 - CHANGE ORDERS\REQUEST FOR APPROVAL 001 - 20120803.DOCX 25H-46 INFRASTRUCTURE 8 ENVIRONMENT REQUEST FOR APPROVAL 11 1, , 1/16/13 1 RFA SNA001 Santa Ana Delhi Urban Discharge Diversion Proiact • Records search will be conducted as a standard request. • In the event the records search results indicate the presence of known cultural resources, further cultural resources investigations may be recommended. This cost estimate does not include such additional cultural resources work. • Assumes that no paleontological search, Native American Heritage Commission Sacred Lands File search, or additional Native American Consultation is required. • The deliverable for this scope is limited to one letter request to the information center with one project map figure and one record search results summary letter report. • This cost estimate does not include any additional GIS time associated with the digitization of information resulting from the record search request or for the creation of result figures for inclusion with the letter report. Task 2.04 - Biological Field Survey and Technical Report: A biological field survey and technical report are needed to evaluate potential impacts on biological resources for the IS/MND. The survey and report are also needed as supporting documentation for resource agency permits applications (described later in Task 2.06). URS will review biological resource databases, local resource management plans, aerial photos, and any other readily available commercial data to determine the locations and types of biological resources that have the potential to occur at the Project site and general vicinity. The literature review will support the development of a brief Biological Letter Report. Following literature review, a pedestrian-based biological survey of the project site will be conducted to observe, document, and evaluate the onsite conditions and determine the potential for occurrence of common and special-status biological resources and aquatic resources. The field analysis and data collection will identify the acreages of land use and vegetation present, a list of plants and wildlife present will be compiled, and special-status species with potential to occur within the study area will be determined. The field results will be synthesized within a Biological Letter Report, which will be used in the analysis for the CEQA IS/MND as well as included as a requisite attachment to the aquatic resource permit packages. Task 2.05: - Jurisdictional Determination: For projects that may impact areas under the jurisdiction of the USACE, a jurisdictional delineation is required utilizing USACE standard delineation methods. URS evaluated the possibility of using previously-prepared Jurisdictional Delineations associated with the Santa Ana-Delhi Channel Widening project, since the channel widening areas may overlap the current project. However, based on our experience, we believe the USACE and other permitting agencies would not accept this Jurisdictional Delineation for the proposed project, and would request a project-specific delineation instead. Reasons would likely include the differing magnitude of impacts, as well as new delineation mapping standards (issued on August 6, 2012) that must be utilized in all new jurisdictional delineations. Furthermore, if utilizing previously-prepared Jurisdictional Delineation, it would be difficult to address any potential agency data requests, given that the report was prepared by another consulting firm working for a different municipality. Therefore, URS has determined it would be most appropriate to prepare a project-specific delineation for the proposed project, as discussed in the following paragraphs. URS will delineate aquatic resources within the study area utilizing the procedures and practices in the following publications and agency guidance documents: USACE Wetland Delineation Manual , USACE Interim regional supplement to the Wetland Delineation Manual, Arid West Region, Version 2.0 ; and USACE and Environmental Protection Agency's (EPA) Clean Water Act Jurisdiction Following the U.S. Supreme Court's Decision in Rapanos v. United States & Carabell v. United States guidance document. A pedestrian-based field survey of the study area will be conducted using sub-meter GPS accuracy to precisely delineate the boundaries of potential aquatic resources. The field survey results will be synthesized into a Jurisdictional Delineation Report, which will be submitted as a requisite attachment to the USACE, CDFG, and the RWQCB aquatic resource permit applications. The report will identify the limits of wetlands, non-wetland waters of the U.S., waters of the State, and Pagel 5 T1071\CITY OF SANTA ANAWRBAN DISCHARGE WATER DIVERSION (29880113)\2 - CONTRACTS\A. CONTRACT\2 - CHANGE ORDERS\REOUEST FOR APPROVAL 001 - 20120803.DOCX 25H-47 INFRASTRUCTURE & ENVIRONMENT REQUEST FOR APPROVAL L "irok 1/16/13 1 RFA SNA001 Santa Ana Delhi Urban Discharge Diversion Prniwet jurisdictional riparian areas within the study area boundaries. It will also include Project-specific details associated with vegetation communities, soils, and hydrology of aquatic resources within the study area and will include a photolog of aquatic resources. A Preliminary Jurisdictional Determination, rather than an Approved Jurisdictional Determination, will be requested from the USACE in order to expedite the permitting process. A Preliminary Jurisdictional Determination is a formal letter from the USACE stating that Waters of the U.S. "may be" present on site and assumes federal jurisdiction. Task 2.06: Aquatic Resource Permitting: The study area includes special aquatic resource areas that will be impacted by the proposed diversion facility in the Santa Ana-Delhi Channel. Completion of Clean Water Act (CWA) Section 401 and Section 404, and California Fish and Game Code (CFGC) 1602 (et seq.) permit applications are most likely required to execute the Project. Within this scope of work, URS will prepare and submit a USACE CWA Section 404 Nation Wide Permit (NWP) Preconstruction Notification (PCN) package. The NWP Program provides applicants with a streamlined USACE evaluation and approval process for certain types of activities that have minimal impacts to jurisdictional aquatic environments. If this is feasible based on the total disturbance footprint, then it will significantly reduce the federal permit processing time and expense. The Project appears to qualify for NWP 43, Stormwater Management Facilities, so long as impacts to Waters of the U.S. are under 0.5 acre, 300 linear feet, and no construction will occur within perennial streams. It is assumed that the Santa Ana-Delhi Channel is seasonal, rather than perennial. If NWP 43 is not acceptable due to perennial flows within the channel, then NWP 18, Minor Discharges, may be potentially used. The RWQCB has determined that an individual 401 water quality certification may be required for most nationwide permits. URS will submit a CWA Section 401 Water Quality Certification (WQC) application to the RWQCB. The WQC is required for those applicants seeking a federal permit (e.g., CWA Section 404 permit) to discharge fill material into Waters of the State and/or Waters of the U.S. The USACE will not grant authorization until the WQC has been obtained or has been waived. The CDFG regulates all activities that modify the bed, bank, or channel of streams, lakes, and their associated riparian habitats under Section 1600 (et seq.) of the CFGC. A CDFG Lake and Streambed Alteration Agreement (LSAA) will be required for all activities resulting in impacts to streambeds and associated riparian habitats. URS will prepare and submit a LSAA package to CDFG to obtain CFGC 1602 (et seq.) compliance. URS will also informally correspond with applicable state and federal regulatory and resource agencies (e.g., CDFG, USACE, and RWQCB) as needed during the permitting phase to identify potential data requirements, minimization, and/or avoidance measures, and mitigation, if needed, to implement the Project. Assumptions for Biological Resources, Jurisdictional Delineation and Agency Permitting: • The preferred alternative will be finalized prior to permit application submission. • The City will provide to-scale plan view and elevation or cross section design plans that depict the Project footprint and temporary and permanent impact areas (e.g., storage, staging, access route, etc.). These plans will be compatible with GIS, Microstation, or Auto CAD, if possible. • The City will provide any necessary Project-specific documentation and components for application packages, which may include, but us not limited to, an hydrology/drainage report, water diversion plan (if work will be completed in wet portions of the channel), Best Management Plans, cubic yards of cut and fill, construction period and duration, and any other relevant documents and data required for permit applications other than the requisite items produced in this scope. • This scope assumes that the project can be permitted through a Nationwide Permit and does not include the production of an Individual Permit. • This scope does not include Federal or California Endangered Species Act (ESA) protocol surveys, consultation, or ESA permitting, if necessary for Project implementation. • This scope does not include a compensatory mitigation plan for Project impacts to special aquatic resource areas. Pagel 6 T:\071\CITY OF SANTA ANA\URBAN DISCHARGE WATER DIVERSION (29880113)\2 - CONTRACTSW. CONTRACT\2 -CHANGE ORDERS\REOUEST FOR APPROVAL 001-20120803 DOCX 25H-48 INFRASTRUCTURE & ENVIRONMENT REQUEST FOR APPROVAL 1/16/13 RFA SNA001 Santa Ana Delhi Urban Discharge Diversion Prolaet This scope does not include agency permit filing fees, potential CEQA filing fees, compensatory mitigation fees, or an environmental filing fee (Fish and Game Code Section 711.4). The services to be performed by URS will be conducted in a manner consistent with that level of care and skill ordinarily exercised by other professional consultants under similar circumstances. No other representations to the Trust, either expressed or implied, and no warranty or guarantee is included or intended. Opinions relating to presence, absence, or potential for occurrence of biological resources will be based on limited data and actual conditions may vary from those encountered at the times and locations where the data were obtained despite the use of due professional care. The services detailed in this scope will be provided and performed in accordance with the terms and conditions negotiated between the Trust and URS. Any reliance on work product generated from the execution of this scope by any other party shall be at such party's sole risk unless that party has written authorization from URS. Reference Documents - Environmental Laboratory (EL). 1987. Corps of Engineers Wetlands Delineation Manual, Technical Report Y-87-1, U.S. Army Engineer Waterways Experimental Station, Vicksburg, Mississippi. Interim regional supplement to the Corps of Engineers Wetland Delineation Manual: Arid West Region (Version 2.0). J. S. Wakeley, R.W. Lichvar, and C. V. Noble (Eds.). ERDC/EL TR-08-28. Vicksburg, MS: U.S. Army Engineer Research and Development Center. U.S. Army Corps of Engineers and U.S. Environmental Protection Agency (USACE). 2008a. Memorandum Re: CWA Jurisdiction Following U.S. Supreme Court discussion in Rapanos v. United States. TAwftoue3-CoNsmucTwNPHASE $ Task 3.01- Construction Meetings: URS will attend/conduct four (4) progress meetings of two hours each during the course of the project construction and provide agendas and meeting minutes. Task 3.02 - Contractor's RFI: URS will respond to approximately ten (10) Requests for Information. Task 3.03 - Site Visits: URS has budgeted four (4) site visits of two hours each during construction. Task 3.04 - Shop Drawing Reviews: URS has budgeted for the review of five (5) shop drawing submittals. Submittals will be reviewed for completeness and conformity with the contract documents. URS will deliver copies of the reviewed submittals to the City of Santa Ana Inspector, Project Manager, and Contractor as required. Task 3.05 - Prepare Record Drawings: URS will prepare record drawings on 24-inch by 36-inch mylars at construction completion, using the Contractor's and City Inspector's red lines. URS will prepare final record drawings mylars, reissued signed mylars (as needed), Microstation electronic files on CD, and one color PDF file of the entire construction plan set on CD and deliver the record drawing package to City of Santa Ana. Task 3.06 - Qualified SWPPP Practitioner (QSP): URS will provide Construction Site Monitoring for the project site. The Monitoring Program includes weekly visual inspections during the entire duration of the project, quarterly non-storm water discharge inspections, pre-storm inspections of BMPs, drainage areas, and potential pollutant areas, preparation of Rain Event Action Plans (REAPS) 48 hours prior to 50% chance of rain, post-storm water discharge inspection, and storm water sampling for qualifying rain events which produce 0.5" of rain or more. Inspections and sampling reports will be maintained onsite and placed in the SWPPP report. Schedule Upon Notice to Proceed - 200 working days Pagel 7 T.\071\CITY OF SANTA ANAWRBAN DISCHARGE WATER DIVERSION (29880113)\2 - CONTRACTSV\. CONTRACT\2 - CHANGE ORDERS\REOUEST FOR APPROVAL 001 - 20120803.DOCX 25H-49 INFRASTRUCTURE & ENVIRONMENT REQUEST FOR APPROVAL CHANGE TO ESTIMATED CONTRACT PRICE (See Attachment ) Original Estimated Contract Price: Current estimated contract price, including previous change orders: The estimated Contract Price due to this Change Order will be increased (decreased) by: The new estimated Contract Price due to this Change Order will be: CHANGE TO THE ESTIMATED SCHEDULE (See Attachment ) N/A The Contract Time will be increased (decreased) by calendar days. The date for completion of all work under the contract will be: To be determined. 1/16/13 1 RFA SNA001 Santa Ana Delhi Urban Discharge Diversion Proiact $ 64.950 $ 89.980 $ 338.100 $ 428.080 EXCEPT AS PROVIDED IN THIS REQUEST FOR APPROVAL, ALL TERMS AND CONDITIONS OF THE CONTRACT REMAIN UNCHANGED Pagel 8 T:\071\CITY OF SANTA ANA\URBAN DISCHARGE WATER DIVERSION (29880113)\2 - CONTRACTSV\. CONTRACT\2 - CHANGE ORDERS\REQUEST FOR APPROVAL 001 - 20120803 DOCX 25H-50 INFRASTRUCTURE & ENVIRONMENT a REQUEST FOR APPROVAL 1/16/13 1 RFA SNA001 Santa Ana Delhi Urban Discharge Diversion Proiaet Acceptance of the terms of this Request for Approval is acknowledged by the following signatures of the Authorized Representatives. CLIENT URS Corporation Americas Signature Signature Name/Title: Name/Title: Date of Signature: Date of Signature: cc: Accounting Pagel 9 T1071\CITY OF SANTA ANA\URBAN DISCHARGE WATER DIVERSION (29880113)\2 - CONTRACTSW. CONTRACT\2 - CHANGE ORDERS\REQUEST FOR APPROVAL 001 - 20120803.DOCX 25H-51 E ?ifr qq:e e?o e?q ?W ? tt $ r $ ? M 8 3 j R M p A ug a $ e $ S ? R ? m `= R 7{ °G m S e e R e ^ e ^. 3 ? 16 R $ 8 ° g tl $ . . 5 $ ? e » r A tt $ $ $ « $ 8 I ? a _ 9 $ _ _ 3 ? m R $ $ s a i g • g 8 ?w {{ $u ??, ? °_ S S R R R 8 3 ,? R 8 8 R ? 7 S S? i J5 a • • • R 9 9 S 4 R 9 3 4 Y 3 « m e e m m e ? p ° n N n S e? 2 8 $ „ R S s y, g' R B R '14 R R 8 8 m ? ? ? R IE s aE€ $ ? » I es ?s °Gp[gUQgl e ? tt m $ o V ?? _ m R R « tt n? 'x ?V g tt I ei 65 y$y$yy B F Eny ? y! fr T8 [ K pp 45 B J i K 18 G, g 8 ,kqqp F o 3 I rc `m i g ? ? » ? ' ? ? $ ? ?5 ? ##?@@ g ? ? ? ' g $ c z i g E S 3 • 9 ?° f ?s i QQ55 6 ? d $ 5 8 'A u :e C g$$ggg $ $ 3 d d ° € ?° ?" e ? fi o o 3 e 9 p ? ¢ ¢ Be g g EE€ d 5 $ ? ? ? d ? ? ? a ? ? V U U s a ? 5 e s. s a ? e - s a s ; w a v e 25H-52 SECOND AMENDMENT TO AGREEMENT THIS SECOND AMENDMENT TO AGREEMENT is entered into on August 5, 2013, by and between URS Corporation, a California corporation ("Consultant") and the City of Santa Ana, a charter city and municipal corporation organized and existing under the Constitution and laws of the State of California ("City"). RECITALS: A. The parties entered into Agreement 4A-2008-217, dated August 18, 2008, (hereinafter "said Agreement") by which Consultant has provided engineering and landscape architecture services to the Public Works Agency on an on-call basis. B. By letter dated July 29, 2011, and pursuant to the provisions of said Agreement, Consultant was authorized to proceed with a Non-Stormwater Diversion Concept Study for the Upper Newport Bay Watershed (hereinafter "the Study"). C. The Study resulted in a proposed project to divert urban runoff discharge from the Santa Ana Delhi Channel to the Orange County Sanitation District for processing (hereinafter the "Project"). D. The parties desire to amend said Agreement to provide for preliminary engineering services, environmental review and construction support services required to obtain grant funding for the Project. WHEREFORE, in consideration of the covenants contained in said Agreement, and subject to all the terms and conditions of said Agreement, except those amended in this Second Amendment to Agreement, the parties agree as follows: 1. Section 1, SCOPE OF SERVICES, shall be amended to read as follows: "Pursuant to this on-call agreement, Consultant has provided engineering services to analyze and design a project to divert dry weather urban discharge from the Santa Ana Delhi Channel and the Upper Newport Bay ("Project"). Consultant will continue to provide engineering services to prepare plans, specifications and estimates for the proposed Project. Additionally, Consultant will provide environmental review and construction support services for said Project, as set forth in Consultant's Request for Approval dated January 16, 2012, attached hereto as Exhibit A-I and incorporated by this reference. 2. Section 3, COMPENSATION, shall be amended to increase compensation by $365,000.00. Said section shall read as follows: "a. City agrees to pay, and Consultant agrees to accept for the preliminary engineering, environmental review and construction support services, the rates and charges set forth in Consultant's Estimated Cost Breakdown, as set forth in Exhibit B-1, attached hereto and incorporated by this reference. The total amount to be expended for all services related to the non-stormwater diversion project shall not exceed Four Hundred Fifty-Five Thousand Dollars ($455,000.00) during the term of said Agreement. Said Project total includes services required for the feasibility study, grant application and a Twenty Five Thousand Exhibit 4 25H-53 Dollar ($25,000) contingency for unanticipated costs related to the Project. The total amount for all services provided pursuant to the On-Call Agreement shall not exceed Five Hundred Sixty Five Thousand Dollars ($565,000.00). b. Payment by City shall be made within thirty (30) days following receipt of proper invoice evidencing deliverables completed in the prior month, the percent of the Project complete and the percentage of total payment requested, subject to City accounting procedures. Payment need not be made for work which fails to meet the standards of performance set forth in the Recitals which may reasonably be expected by City." 3. Section 4, TERM, shall be amended to read: "The term of this Agreement shall commence August 18, 2008 and terminate August 31, 2014, unless terminated earlier terminated in accordance with section 13, below." 4. Except as hereinabove amended, all terms and conditions of said Agreement shall remain in full force and effect. IN WITNESS WHEREOF, the parties hereto have executed this Second Amendment to Agreement A-2008-217 on the date and year first written above. ATTEST: MARIA D. HUIZAR Clerk of the Council APPROVED AS TO FORM: SONIA R. CARVALHO City Attorney By: Laura Sheedy Assistant City Attorney RECOMMENDED FOR APPROVAL: EDWIN "WILLIAM" GALVEZ Interim Executive Director of the Public Works Agency CITY OF SANTA ANA KEVIN O'ROURKE Interim City Manager URS CORPORATION TARIQ HUSSAIN Vice President 25H-54 EXHIBIT A-1 REQUEST FOR APPROVAL JANUARY 16, 2013 25H-55 INFRASTRUCTURE 8 ENVIRONMENT p REQUEST FOR APPROVAL 10 k U Client: CITY OF SANTA ANA PUBLICS WORKS DEPARTMENT 20 CIVIC CENTER PLAZA, ROSS ANNEX M-20 Address of Home Office P.O. BOX 1988 SANTA ANA, CALIFORNIA 92702 Primary Contact: CARLOS CASTELLANOS, PE, QSP/D Phone NR 714-647-5642 FAX N° Email CCastellanos@santa-ana.org RFA NO 001 Agreement No. 1/16/13 RFA SNA001 Santa Ana Delhi Urban Discharge Diversion Project DATE January 14, 2013 URS PN The City of Santa Ana in collaboration with the Cities of Newport Beach and Costa Mesa are currently in the preliminary engineering and planning phase of an Urban Discharge Diversion Project. URS has provided preliminary engineering and analysis to develop the project location, identify required improvements associated with the physical diversion facility and generalized evaluations of anticipated construction and operation costs. Due to the fact that the proposed project will provide multi-jurisdictional benefits through the elimination of Urban Runoff (Dry-weather Runoff) Discharge into the Upper Newport Bay and will provide for a beneficial improvement of water quality with the bay, the project is qualified to potentially be awarded grant funding OCTA Measure M - Environmental Cleanup Program. Qualification of the project for grant funding requires the completion of the project Plans, Specification and Estimates. As requested by the City of Santa Ana, URS is providing the following to progress the project to final engineering and shovel ready status to provide the most competitive grant application and ultimately meet the funding requirements. In general, as a continuation of services being provided under Agreement no. A-2008-217-01 - Engineering and Landscape Architectural Services task assignment, Urban Runoff Diversion project, URS will prepare final engineering and construction documents for the implementation of the project as described in the following tasks: tS Wn,PRELIMINARYENGIN EMINEMMG SERVICES Task 1.01 - Project Coordination with Project Stakeholders: URS will provide coordination and organize project meetings regarding the development of the project as specifically related to obtaining easements and rights of entry onto private properties as identified below: Newport Beach Golf Club 3100 Irvine Avenue Newport Beach CA 92660 (949) 852-8681 Pagel 1 T:\071\CITY OF SANTA ANA\URBAN DISCHARGE WATER DIVERSION (29880113)\2 - CONTRACTS\A. CONTRACT\2 - CHANGE ORDERS\REQUEST FOR APPROVAL 001 - 20120803.DOCX 25H-56 INFRASTRUCTURE & ENVIRONMENT ka REQUEST FOR APPROVAL 1/16/13 RFA SNA001 Santa Ana Delhi Urban Discharge Diversion Prnlant Orange County Public Works/Orange County Flood Control District/OC Watersheds 300 North Flower Street Santa Ana, CA 92703 714-834-2300 City of Newport Beach City of Costa Mesa URS will prepare easement exhibits describing the required properties for the implementation of the project. All exhibits will be provided to the City of Santa Ana for review and approval. Upon approval, City of Santa Ana will prepare all required legal descriptions and plats required to describe and negotiate the procurement of required easements. Task 1.02 - Project Surveying Services (to be provided by others): URS will prepare a description and exhibit identifying the area to be surveyed for the development of the project. Required surveying services will include the following: Survey Based Mapping 1"=40' project site area, Mesa Drive from the intersection of Mesa Drive and Irvine Avenue to Mesa Drive and Newport Boulevard South; Newport Boulevard South to Fair Drive. Base mapping shall include identification of manholes and provide dips to inverts of all sanitary and storm drain facilities. Ground surveys shall locate all existing surface utility appurtenances including but not limited to vaults, valve cans, fire hydrants, street lights, power poles, storm drain inlets, etc. • The survey base map shall be provided in a digital format compatible with Microstation. Task 1.03 - Project Pothole Services: URS will contract with SAF-r-DIG to perform utility potholing for visual verification, identification, inspection, measurements, and vertical and horizontal location of the existing utilities not obtained during the site survey. Task 1.04 - Construction Documents/Specifications/Opinion of Probable Costs: URS will prepare final engineering documents to include construction documents, project specifications and opinion of probable construction costs based on the following: • Title Sheet - 1 sheet • Project Details and General Notes - 1 sheet • Site Layout and Equipment Arrangement -1 sheet • Diversion Facility Layout and Details - 2 sheets • Storage Complex Layout and Details - 2 sheets • COS Layout and Details - 2 sheets • Pump Station Layout and Details - 2 sheets • Electrical Layout and Details - 2 sheets • Force Main Plan and Profile - 17 sheets • Force Main Details-2 sheets • Erosion Control Plan and Details -11 sheets • Traffic Control/Traffic Management - 10 sheets • Structural Details-4 sheets Sheet Count Total - 57 sheets • Draft SWPPP • Project Specifications • Project Opinion of Probable Costs Pagel 2 T:\071\CITY OF SANTA ANA\URBAN DISCHARGE WATER DIVERSION (29880113)\2 - CONTRACTS\A. CONTRACT\2 - CHANGE ORDERS\REOUEST FOR APPROVAL 001 - 20120803 .DOCX 25H-57 INFRASTRUCTURE & ENVIRONMENT REQUEST FOR APPROVAL 1/16/13 1 RFASNA001 Santa Ana Delhi Urban Discharge Diversion Proieet Task 1.05 - Encroachment Permits and Approvals: URS will obtain encroachment permits for work activities within the public rights of way for the following: • City of Newport Beach • City of Costa Mesa • County of Orange - Airports • County of Orange - OCFCD • California Department of Transportation (Caltrans) Task 1.06 - Addenda Preparation and Pre-Bid Meeting: URS will provide bidding support and assistance as it pertains to the contract documents and construction drawings of the interim improvements. For budgetary purposes, we have assumed a number of hours in our fee estimate to answer questions from prospective bidding contractors, and assist the City of Santa Ana in providing information and clarification of the bid documents. URS will consult with the City of Santa Ana to address concerns or answer their questions in support of administering the bid process. URS will prepare four (4) addenda for all prospective bidders, if requested by City of Santa Ana. I1+±* 1101IRCMMENTALPLANNIMGSIRVIC9S Task 2.01 - Prepare CEQA Initial Study/MND: URS will prepare a draft CEQA Initial Study (IS)/Mitigation Negative Declaration (MND) in accordance with the current CEQA Guidelines and Appendices. URS will begin with the preparation of the project description, in consultation with the City, and incorporating the following maps and other existing background data to the extent possible: • A regional map and project site map(s) illustrating the boundaries of the project area. • A statement of the project objectives, prepared in coordination with the City. • A statement briefly describing the intended uses of the IS/MND including a list of agencies that are expected to use the IS/MND in decision making/permitting and a list of the discretionary approvals for which the IS/MND will be used; • A discussion of the environmental setting; and regional setting with special emphasis on rare or unique environmental resources. The IS will include a summary of the existing environmental conditions using information readily available, such as the EIR for the Santa Ana-Delhi Channel Widening project. URS will then evaluate potential impacts of the project using the CEQA IS checklist form. Impact discussions will cover potential short-term construction impacts and potential long-term impacts of the low flow diversion project, including pipelines. For each environmental topic listed in the checklist, URS will conduct an appropriate level of analysis to support the findings of impact required. As needed, a list of mitigation measures will be included to reduce any potential impacts to less than significant. For this effort, URS will utilize our in- house technical specialists in biology, cultural resources, noise, traffic, air quality, water quality and hydrology to adequately assess the environmental topics. No separate technical studies will be prepared for the CEQA IS, other than the biological resource technical report and the cultural resources record search summary letter discussed later in this scope of work. Based on our experience with environmental issues in the local area including Upper Newport Bay, it is likely that impacts can be reduced to less than significant levels with incorporation of mitigation measures, and therefore, the IS will most likely lead to a MND. URS will submit the Draft IS/MND to the City in electronic format for up to two rounds of review and comment. If needed, URS will meet with the City to discuss comments for incorporation into the final IS/MND. On the basis of this second Pagel 3 T:\071\CITY OF SANTA ANA\URBAN DISCHARGE WATER DIVERSION (29880113)12 - CONTRACTSW. CONTRACT\2 - CHANGE ORDERS\REQUEST FOR APPROVAL 001 - 20120803 .DOCX 25H-58 INFRASTRUCTURE & ENVIRONMENT REQUEST FOR APPROVAL 1/16/13 1 RFA SNA001 Santa Ana Delhi Urban Discharge Diversion Proiect review, URS will prepare a final, camera-ready IS/MND suitable for reproduction and public distribution, as well as 25 CDs of the IS/MND. Task 2.02 - Assist with Required Notifications and Responses to Comments on MND: In accordance with CEQA Guidelines Section 15072, URS will prepare a draft Notice of Intent (NOI) to adopt a MIND. The NOI must be sent to the Orange County Clerk-Recorder's office, interested public citizens, responsible agencies, and the State Clearinghouse, as well as to the local newspaper for publication. The NOI will also be posted at the project site. URS will conduct these tasks for City of Santa Ana, and will utilize a mailing list provided by the City of Santa Ana. URS will submit the draft NOI to City of Santa Ana for review and comment prior to distribution. After the 30-day MIND review period, and within five days of the TCWD Board's adoption of the MIND, URS will prepare a Notice of Determination (NOD) as required by CEQA and file it with the Orange County Clerk-Recorder's Office and the State Clearinghouse. URS will submit a draft NOD for the City of Santa Ana's review and comment prior to any filings. During the 30-day MIND review period, the City of Santa Ana may receive written comments from federal, state, and local agencies, as well as interested public citizens and local community and/or environmental groups. URS will assist the City in preparing written responses to comments. The responses will be provided to the City Council for review and consideration prior to the City Council meeting to adopt the MIND. Assumptions for CEQA Documentation: • All required engineering, conceptual grading plans, utility, hydrology/hydraulics, water quality, and geotechnical studies, project site plans and maps are available and suitable for use in preparing the IS/MND. • No separate technical studies will be prepared for traffic, noise, visual, water quality, and air quality. • No more than 10 public/agency comments are received on the MIND and no additional studies or environmental analysis will be required. • All CEQA filing fees required by the County of Orange and CDFG, as well as newspaper publication fees will be provided by the City. Task 2.03 - Cultural Resources Record Search and Letter Report - To evaluate cultural resources for the IS/MND, a cultural resources record search must be conducted. URS will request a cultural resources records search through the designated California Historical Resources Information System (CHRIS) information center for Orange County, California. The records search will review relevant previously recorded cultural resources and previous investigations completed for the Project Area within a % mile search radius. Information to be reviewed will include location maps for all previously recorded trinomial and primary prehistoric and historic archaeological sites and isolates, site record forms and updates for all cultural resources previously identified, previous investigation boundaries and National Archaeological Database citations for associated reports, technical reports, historic maps, and historic addresses. The search will also review properties listed on/as the California Points of Historical Interest, California Historical Landmarks, Caltrans Historic Highway Bridge Inventory, California Historical Resources Inventory, local city and county registries of historic properties, the California Register of Historic Resources, and the National Register of Historic Places. Upon completion of the cultural resources record search, results will be provided to URS by the CHRIS information center. URS will review and compile the record search results and will prepare a summary letter report discussing those results. This summary letter report will be created for use in the CEQA IS and will be used for compliance purposes for the USACE permit application process. Assumptions for Cultural Resources: Assumes the project study area covers Y. mile radius of the diversion area of the channel, CDS unit, storage tanks and associated pipelines. If the study area boundary changes, additional costs will be required to revise the records search to cover the new areas. Pagel 4 TA071\CITY OF SANTA ANA\URBAN DISCHARGE WATER DIVERSION (29880113)\2 - CONTRACTS\A. CONTRACT\2 - CHANGE ORDERS\REOUEST FOR APPROVAL 001 - 20120803 DOCX 25H-59 1/16/13 1 RFASNA001 Santa Ana Delhi Urban Discharge Diversion Proiact • Records search will be conducted as a standard request. • In the event the records search results indicate the presence of known cultural resources, further cultural resources investigations may be recommended. This cost estimate does not include such additional cultural resources work. • Assumes that no paleontological search, Native American Heritage Commission Sacred Lands File search, or additional Native American Consultation is required. • The deliverable for this scope is limited to one letter request to the information center with one project map figure and one record search results summary letter report. • This cost estimate does not include any additional GIS time associated with the digitization of information resulting from the record search request or for the creation of result figures for inclusion with the letter report. Task 2.04 - Biological Field Survey and Technical Report: A biological field survey and technical report are needed to evaluate potential impacts on biological resources for the IS/MND. The survey and report are also needed as supporting documentation for resource agency permits applications (described later in Task 2.06). URS will review biological resource databases, local resource management plans, aerial photos, and any other readily available commercial data to determine the locations and types of biological resources that have the potential to occur at the Project site and general vicinity. The literature review will support the development of a brief Biological Letter Report. Following literature review, a pedestrian-based biological survey of the project site will be conducted to observe, document, and evaluate the onsite conditions and determine the potential for occurrence of common and special-status biological resources and aquatic resources. The field analysis and data collection will identify the acreages of land use and vegetation present, a list of plants and wildlife present will be compiled, and special-status species with potential to occur within the study area will be determined. The field results will be synthesized within a Biological Letter Report, which will be used in the analysis for the CEQA IS/MND as well as included as a requisite attachment to the aquatic resource permit packages. Task 2.05: - Jurisdictional Determination: For projects that may impact areas under the jurisdiction of the USACE, a jurisdictional delineation is required utilizing USACE standard delineation methods. URS evaluated the possibility of using previously-prepared Jurisdictional Delineations associated with the Santa Ana-Delhi Channel Widening project, since the channel widening areas may overlap the current project. However, based on our experience, we believe the USACE and other permitting agencies would not accept this Jurisdictional Delineation for the proposed project, and would request a project-specific delineation instead. Reasons would likely include the differing magnitude of impacts, as well as new delineation mapping standards (issued on August 6, 2012) that must be utilized in all new jurisdictional delineations. Furthermore, if utilizing previously-prepared Jurisdictional Delineation, it would be difficult to address any potential agency data requests, given that the report was prepared by another consulting firm working for a different municipality. Therefore, URS has determined it would be most appropriate to prepare a project-specific delineation for the proposed project, as discussed in the following paragraphs. URS will delineate aquatic resources within the study area utilizing the procedures and practices in the following publications and agency guidance documents: USACE Wetland Delineation Manual ; USACE Interim regional supplement to the Wetland Delineation Manual, Arid West Region, Version 2.0; and USACE and Environmental Protection Agency's (EPA) Clean Water Act Jurisdiction Following the U.S. Supreme Court's Decision in Rapanos v. United States & Carabell v. United States guidance document . A pedestrian-based field survey of the study area will be conducted using sub-meter GPS accuracy to precisely delineate the boundaries of potential aquatic resources. The field survey results will be synthesized into a Jurisdictional Delineation Report, which will be submitted as a requisite attachment to the USACE, CDFG, and the RWQCB aquatic resource permit applications. The report will identify the limits of wetlands, non-wetland waters of the U.S., waters of the State, and Pagel 5 T1071\CITY OF SANTA ANAWRBAN DISCHARGE WATER DIVERSION (29880113)\2 - CONTRACTS\A. CONTRAC-R2 - CHANGE ORDERS\REQUEST FOR APPROVAL 001 - 20120803.DOCX 25H-60 INFRASTRUCTURE & ENVIRONMENT REQUEST FOR APPROVAL 1/16/13 I RFA SNA001 Santa Ana Delhi Urban Discharge Diversion Proiect jurisdictional riparian areas within the study area boundaries. It will also include Project-specific details associated with vegetation communities, soils, and hydrology of aquatic resources within the study area and will include a photolog of aquatic resources. A Preliminary Jurisdictional Determination, rather than an Approved Jurisdictional Determination, will be requested from the USACE in order to expedite the permitting process. A Preliminary Jurisdictional Determination is a formal letter from the USACE stating that Waters of the U.S. "may be" present on site and assumes federal jurisdiction. Task 2.06: Aquatic Resource Permitting: The study area includes special aquatic resource areas that will be impacted by the proposed diversion facility in the Santa Ana-Delhi Channel. Completion of Clean Water Act (CWA) Section 401 and Section 404, and California Fish and Game Code (CFGC) 1602 (et seq.) permit applications are most likely required to execute the Project. Within this scope of work, URS will prepare and submit a USACE CWA Section 404 Nation Wide Permit (NWP) Preconstruction Notification (PCN) package. The NWP Program provides applicants with a streamlined USACE evaluation and approval process for certain types of activities that have minimal impacts to jurisdictional aquatic environments. If this is feasible based on the total disturbance footprint, then it will significantly reduce the federal permit processing time and expense. The Project appears to qualify for NWP 43, Stormwater Management Facilities, so long as impacts to Waters of the U.S. are under 0.5 acre, 300 linear feet, and no construction will occur within perennial streams. It is assumed that the Santa Ana-Delhi Channel is seasonal, rather than perennial. If NWP 43 is not acceptable due to perennial flows within the channel, then NWP 18, Minor Discharges, may be potentially used. The RWQCB has determined that an individual 401 water quality certification may be required for most nationwide permits. URS will submit a CWA Section 401 Water Quality Certification (WQC) application to the RWQCB. The WQC is required for those applicants seeking a federal permit (e.g., CWA Section 404 permit) to discharge fill material into Waters of the State and/or Waters of the U.S. The USACE will not grant authorization until the WQC has been obtained or has been waived. The CDFG regulates all activities that modify the bed, bank, or channel of streams, lakes, and their associated riparian habitats under Section 1600 (et seq.) of the CFGC. A CDFG Lake and Streambed Alteration Agreement (LSAA) will be required for all activities resulting in impacts to streambeds and associated riparian habitats. URS will prepare and submit a LSAA package to CDFG to obtain CFGC 1602 (et seq.) compliance. URS will also informally correspond with applicable state and federal regulatory and resource agencies (e.g., CDFG, USACE, and RWQCB) as needed during the permitting phase to identify potential data requirements, minimization, and/or avoidance measures, and mitigation, if needed, to implement the Project. Assumptions for Biological Resources, Jurisdictional Delineation and Agency Permitting: • The preferred alternative will be finalized prior to permit application submission. • The City will provide to-scale plan view and elevation or cross section design plans that depict the Project footprint and temporary and permanent impact areas (e.g., storage, staging, access route, etc.). These plans will be compatible with GIS, Microstation, or Auto CAD, if possible. • The City will provide any necessary Project-specific documentation and components for application packages, which may include, but us not limited to, an hydrology/drainage report, water diversion plan (if work will be completed in wet portions of the channel), Best Management Plans, cubic yards of cut and fill, construction period and duration, and any other relevant documents and data required for permit applications other than the requisite items produced in this scope. • This scope assumes that the project can be permitted through a Nationwide Permit and does not include the production of an Individual Permit. • This scope does not include Federal or California Endangered Species Act (ESA) protocol surveys, consultation, or ESA permitting, if necessary for Project implementation. • This scope does not include a compensatory mitigation plan for Project impacts to special aquatic resource areas. Pagel 6 T:\071\CITY OF SANTA ANA\URBAN DISCHARGE WATER DIVERSION (29880113)\2 - CONTRACTSV\. CONTRACT\2 - CHANGE ORDERS\REQUEST FOR APPROVAL 001-20120803.DOCX 25H-61 1/16/13 1 RFA SNA001 Santa Ana Delhi Urban Discharge Diversion Pminct This scope does not include agency permit filing fees, potential CEQA filing fees, compensatory mitigation fees, or an environmental filing fee (Fish and Game Code Section 711.4). The services to be performed by URS will be conducted in a manner consistent with that level of care and skill ordinarily exercised by other professional consultants under similar circumstances. No other representations to the Trust, either expressed or implied, and no warranty or guarantee is included or intended. Opinions relating to presence, absence, or potential for occurrence of biological resources will be based on limited data and actual conditions may vary from those encountered at the times and locations where the data were obtained despite the use of due professional care. The services detailed in this scope will be provided and performed in accordance with the terms and conditions negotiated between the Trust and URS. Any reliance on work product generated from the execution of this scope by any other party shall be at such party's sole risk unless that party has written authorization from URS. Reference Documents - Environmental Laboratory (EL). 1987. Corps of Engineers Wetlands Delineation Manual, Technical Report Y-87-1, U.S. Army Engineer Waterways Experimental Station, Vicksburg, Mississippi. Interim regional supplement to the Corps of Engineers Wetland Delineation Manual: Arid West Region (Version 2.0). J. S. Wakeley, R.W. Lichvar, and C. V. Noble (Eds.). ERDC/EL TR-08-28. Vicksburg, MS: U.S. Army Engineer Research and Development Center. U.S. Army Corps of Engineers and U.S. Environmental Protection Agency (USACE). 2008a. Memorandum Re: CWA Jurisdiction Following U.S. Supreme Court discussion in Rapanos v. United States. Task 3.01- Construction Meetings: URS will attend/conduct four (4) progress meetings of two hours each during the course of the project construction and provide agendas and meeting minutes. Task 3.02 -Contractor's RFI: URS will respond to approximately ten (10) Requests for Information. Task 3.03 - Site Visits: URS has budgeted four (4) site visits of two hours each during construction. Task 3.04 - Shop Drawing Reviews: URS has budgeted for the review of five (5) shop drawing submittals. Submittals will be reviewed for completeness and conformity with the contract documents. URS will deliver copies of the reviewed submittals to the City of Santa Ana Inspector, Project Manager, and Contractor as required. Task 3.05 - Prepare Record Drawings: URS will prepare record drawings on 24-inch by 36-inch mylars at construction completion, using the Contractor's and City Inspector's red lines. URS will prepare final record drawings mylars, reissued signed mylars (as needed), Microstation electronic files on CD, and one color PDF file of the entire construction plan set on CD and deliver the record drawing package to City of Santa Ana. Task 3.06 - Qualified SWPPP Practitioner (QSP): URS will provide Construction Site Monitoring for the project site. The Monitoring Program includes weekly visual inspections during the entire duration of the project, quarterly non-storm water discharge inspections, pre-storm inspections of BMPs, drainage areas, and potential pollutant areas, preparation of Rain Event Action Plans (REAPS) 48 hours prior to 50% chance of rain, post-storm water discharge inspection, and storm water sampling for qualifying rain events which produce 0.5" of rain or more. Inspections and sampling reports will be maintained onsite and placed in the SWPPP report. Schedule Upon Notice to Proceed - 200 working days Pagel 7 T:\071\CITY OF SANTA ANA\URBAN DISCHARGE WATER DIVERSION (29880113)\2 - CONTRACTSW. CONTRACT\2 - CHANGE ORDERS\REQUEST FOR APPROVAL 001 - 20120803 DOCX 25H-62 INFRASTRUCTURE & ENVIRONMENT ka REQUEST FOR APPROVAL CHANGE TO ESTIMATED CONTRACT PRICE (See Attachment Original Estimated Contract Price: Current estimated contract price, including previous change orders: The estimated Contract Price due to this Change Order will be increased (decreased) by: The new estimated Contract Price due to this Change Order will be: CHANGE TO THE ESTIMATED SCHEDULE (See Attachment ) N/A The Contract Time will be increased (decreased) by calendar days. The date for completion of all work under the contract will be: To be determined. 1/16/13 1 RFA SNA001 Santa Ana Delhi Urban Discharge Diversion Prnlect $ 64.950 $ 89.980 $ 338.100 $ 428.080 EXCEPT AS PROVIDED IN THIS REQUEST FOR APPROVAL, ALL TERMS AND CONDITIONS OF THE CONTRACT REMAIN UNCHANGED Pagel 8 T:\071\CITY OF SANTA ANA\URBAN DISCHARGE WATER DIVERSION (29880113)\2 - CONTRACTS\A. CONTRACT\2 - CHANGE ORDERS\REQUEST FOR APPROVAL 001 - 20120803 .DOCX 25H-63 INFRASTRUCTURE & ENVIRONMENT REQUEST FOR APPROVAL 1/16/13 RFA SNA001 Santa Ana Delhi Urban Discharge Diversion Pralact Acceptance of the terms of this Request for Approval is acknowledged by the following signatures of the Authorized Representatives. CLIENT URS Corporation Americas Signature Signature Name/Title: Name/Title: Date of Signature: Date of Signature: cc: Accounting Pagel 9 T:\071\CITY OF SANTA ANA\URBAN DISCHARGE WATER DIVERSION (29880113)\2 - CONTRACTS\A. CONTRACT\2 - CHANGE ORDERS\REQUEST FOR APPROVAL 001 - 20120803 DOCX 25H-64 EXHIBIT B-1 ESTIMATED COST BREAKDOWN URBAN DISCHARGE WATER DIVERSION SYSTEM 25H-65 8 5. `EC {a m °3 ?W 2YY92 ^ ? $ __ __ 8 µ E G R R R R R P, g G 8 °j S R R a 51 al l S ep « S G 8 S 6 _ = 8 g 3 8 E- S 8 _ _ _ _ a R R vi R G a gG E g • 8 _ ?p? 8 _ s _ R R R 8 S ? R 8 8 R ? 7 g i? g$ LL3 R ? ?? a E • • • R R R S Y R Y Y g Y S a •• • • • •? G ? • « eI •? ag $ R R R R R°q ?? 4" ?$ » g rv _ _ _ R R 8 R p R R 88 • •• • • . . ? R + e q .. . .R 3? ?gg » Y •i H t U9 E r T gg" R . . . . . . . . g . . R R «Y r «n • .. . ° 0 . .. . ..r a? i? g? S R _ _ E .E x ? S s 8 o g as a as $ LSrl-bb