HomeMy WebLinkAbout65A - RPT - STRATEGIC PLANREQUEST FOR
COUNCIL ACTION
CITY COUNCIL MEETING DATE:
SEPTEMBER 16, 2013
TITLE:
FIVE-YEAR STRATEGIC PLAN
COMMUNITY ENGAGEMENT PROCESS
1_5i?
CCIT(y MANAGER
CLERK OF COUNCIL USE ONLY:
APPROVED
? As Recommended
? As Amended
? Ordinance on 1" Reading
? Ordinance on 2nd Reading
? Implementing Resolution
? Set Public Hearing For
CONTINUED TO
FILE NUMBER
STRATEGIC PLANNING AD-HOC COUNCIL COMMITTEE RECOMMENDATION
Discuss and provide direction to staff on the following community engagement options for the Five-
year Strategic Plan process:
Option 1: Conduct 5 additional Community Forums simultaneously (estimated total
additional cost of $67,000)
ACTION: Authorize the City Attorney to prepare and the City Manager to
execute a contract amendment with Management Partners in the amount of
$20,000 for the purpose of conducting five additional Community Forums and
direct staff to provide the services necessary to support these meetings and
authorize the Finance Director to reallocate the necessary funding from the
Visioning Process Project account.
Option 2: Convene a Community Meeting after the survey is completed (estimated total
additional cost of $17,500)
ACTION: Authorize the City Attorney to prepare and the City Manager to
execute a contract amendment with Management Partners in the amount of
$6,500 for the purpose of conducting a Community Meeting on Survey
Results and direct staff to provide the services necessary to support this
meeting and authorize the Finance Director to reallocate the necessary
funding from the Visioning Process Project account.
Option 3: Continue the current plan which includes a public Council Workshop, a public
meeting with the City Manager, and the consideration of adoption of the plan
at a regular Council meeting (no additional cost)
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Five-Year Strategic Plan
Community Engagement Process
September 16, 2013
Page 2
DISCUSSION
In June 2012, the City embarked in a strategic planning process and engaged Management
Partners Inc. to facilitate the project. In April 2013, the process of developing the five-year
strategic plan was begun. At that time, a Council Ad-Hoc Strategic Planning Committee
composed of Councilmembers Benavides, Martinez and Reyna was established. The Council
Committee, with the input and support of a Department Head subcommittee of the Directors of
Planning and Building, Parks and Recreation, and Finance Departments, together with the Interim
City Manager, Interim Deputy City Manager, and key staff members, have met several times with
the consultants to determine the steps of the process and to discuss the community engagement
efforts.
As a part of the community engagement element of the 5-year strategic planning process, the City
conducted a Community Forum on August 10 which was highly successful with approximately 180
participants. Additionally, Management Partners facilitated four focus groups on September 5: two
for community participants and two for employees. From the information generated by these
community engagement efforts, the consultant will develop a community survey which will be
another mechanism for the community to provide input.
At the September 10 meeting of the Ad-Hoc Council Committee, the members of the committee
reviewed the current schedule (See Exhibit 1) and discussed various options for the community
engagement in the process. The Committee members recommended that the following three
options be brought to the full Council for discussion and determination:
Option 1: Conduct 5 additional Community Forums simultaneously
Option 2: Convene a Community Meeting after the survey is completed
Option 3: Continue the current plan
The committee members then directed staff to develop cost estimates for Options 1 and 2 to be
considered as a part of the discussion. Management Partners has provided a proposal (Exhibit 2)
for their costs associated with Options 1 and 2.
Option 1: Hold Five Concurrent Community Forums
This option would involve conducting five additional forums, following the same format as the
August 10th forum, to be held in Wards 1, 2, 3, 5 and 6 concurrently.
Resource Needs: In addition to two Management Partners facilitators per session, the City
would need to provide at least nine bi-lingual individuals per session. (The original forum
had over 20 City employees in attendance, and a minimum of 18 per session would be
preferred.)
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Five-Year Strategic Plan
Community Engagement Process
September 16, 2013
Page 3
Management Partners will use the original format design with two facilitators per session
and, using the notes from the forums, will provide a summary of themes, as was done
following the August session. The themes will be incorporated into the online survey.
(Note: Holding additional forums will cause the survey and the remaining activities to be
delayed up to a month.) The City will be responsible for documenting the notes from all
community forums, including translations.
For this option, the total cost estimate is $67,000 which is composed of:
1. Management Partners Hours and Cost: To complete this assignment, 160 hours will
be needed at a cost of $20,000.
2. City Staff Hours and Cost:
a. Staffing the meetings: 5.5 hours will be required for the meeting for 18
employees for each of 5 meetings for an estimated total of $35,000 and
b. Transcribing and in-house translation: 25 hours for the 10 employees involved
in transcribing the 45 sheets (9 topic areas for each of the 5 meetings) for an
estimated total of $10,000.
3. Advertising Costs: $2,000
Option 2: Convene a Community Meeting to Report Survey Results and Seek Additional
Input
This option involves convening a community meeting to report the survey results and seek
additional community input. After the survey results are tabulated (estimated for mid-October),
Management Partners would plan and facilitate an additional community meeting to report on
community input received to date and solicit additional feedback to the survey results.
Resource Needs: Management Partners would require two senior managers to plan and
facilitate this forum and City staff would be used to assist with translation, recording, and
management of participants. They are unable to fully estimate City staff support required
until the survey results are in and the session can be designed. To be conservative, the
City cost estimates assume that staff time would be similar to the August 10th community
forum.
For this option, the total cost estimate is $17,500 which is composed of:
1. Management Partners Hours and cost: To complete this assignment, 32 hours will
be required at a cost of $6,500.
2. City Staff Hours and Cost:
a. Staffing the meeting: 5.5 hours for 18 employees for an estimated total of
$7,000
b. Transcribing and in-house Translation: 5 hours for 10 employees for an
estimated total of $2,000
3. Advertising Costs: $2,000 65A-3
Five-Year Strategic Plan
Community Engagement Process
September 16, 2013
Page 4
Option 3: Maintain the Current Schedule
This option would not alter the current strategic planning outreach process, timelines, and the
associated costs.
FISCAL IMPACT
As Option 1 and Option 2 would involve additional direct and indirect funding, the monies would
have to come from existing budgeted funds. The City Council could direct staff to apply a portion
of the $250,000 currently budgeted for the Strategic Planning Visioning Project to the enhanced
community engagement efforts for the Five-year Strategic Plan process (account no. 01105015-
62300). There would be no additional fiscal impact associated with Option 3, as the current
contract accounts for this schedule.
APPROVED AS TO FUNDS AND ACCOUNTS
Francisco Gutierrez
Executive Director
Finance and Management Services Agency
Exhibit: 1. Santa Ana Strategic Planning Schedule as of July 31, 2013
2. Cost of Optional Strategic Planning Activities Memo
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EXHIBIT 1
Attachment: Santa Ana Strategic Planning Schedule as of July 31 , 2013
1. Task
Convene subcommittee to help guide the process, assist with preparation of Timeline
April/May 2013
materials, and advise on community engagement process
2. Interview the two new Councilmembers to hear their opinions about vision, May
goals and priorities
3. Seek Council approval of an amendment to the Sunshine Ordinance to adjust June
strategic plan adoption timeframe
4. Prepare environmental scan document which will be presented at subsequent June-September
workshops
5. Convene subcommittee to finalize community and employee engagement July
options
6. Conduct community forum August 10
7. Conduct community focus group Last week of August
8. Conduct employee focus group Last week of August
9. Convene subcommittee to approve community and employee surveys Mid-September
10. Conduct community on-line survey Mid-September/Mid-
October
11. Conduct employee on-line survey Mid-September/Mid-
October
12. Convene subcommittee meeting to review results of stakeholder input, Late October
environmental scan and discuss next steps in the process
13. Conduct meeting with the EMT to prepare for Council / EMT strategic planning Late October
workshop
14. Prepare materials for Council/EMT workshop Early November
15. Conduct full day workshop with the City Council and EMT to review results of Mid-November
stakeholder engagement; review environmental scan; create vision, mission,
values; establish multi-year goals, priority strategies and process for reporting
progress
16. Convene EMT workshop to create draft implementation action plan, based on Early December
expected resources that will be available
17. Prepare strategic plan document December
18. City Manager to conduct a public meeting to review the proposed strategic plan January 2014
with the community (as required in the Sunshine Ordinance)
19. Present strategic plan to Council for adoption January
20. Distribute adopted strategic plan to organization and community January
21. Provide regular updates on status of strategic plan; modify the plan to reflect Frequency to be
emerging issues determined by Council
and EMT
65A-5
Management
Partners
EXHIBIT 2
To: Ms. Debra Kurita
From: Amy Cohen Paul and Robyn Uptegraff
Subject: Cost of Optional Strategic Planning Activities
Date: September 11, 2013
Management Partners has been asked to provide cost details about two new strategic planning
activities for Council's consideration.
To provide context, one community forum was held on Saturday, August 10, with 180
attendees. Four focus groups (two with employees and two with community members) were
held on September 5. All of the input from these efforts will form the basis of an online survey
currently being designed. There will be significant outreach efforts on the part of the City to get
as large a response as possible from businesses, community groups, schools, etc. The attached
schedule shows the current strategic planning schedule and the remaining elements to be
completed.
During the Strategic Planning Sub-Committee meeting of September 10, Sub-Committee
members asked that Management Partners and City staff provide cost information for two
additional options for increased community input. This memorandum provides the additional
Management Partners cost for each option.
Hold Five Concurrent Community Forums
One suggestion was to hold five additional community forums as the next step in the
process. The five additional forums, following the same format as the August 10th forum,
would be held in Wards 1, 2, 3, 5 and 6 concurrently to ensure that constituents must select a
single forum.
Resource Needs: In addition to two Management Partners facilitators per session, the City would
need to provide at least nine bi-lingual individuals per session. (The original forum had over 20
City employees in attendance, and a minimum of 18 per session would be preferred.) The City
of Santa Ana will be responsible for providing a write up of notes from all community forums,
including translations.
Management Partners will use the original format design with two facilitators per session and,
using the notes from the forums, will provide a summary of themes, as was done following the
August session. The themes will be incorporated into the online survey. (Note: Holding
additional forums will cause the survey and the remaining activities to be delayed.)
1730 MADISON ROAD • CINCINNATI, OH 45206 • 513 861 5400 • FAX 513 8613480 MANAGEMENTPARTNERS.COM
2107 NORTH FIRST STREET, SUITE 470 • SAN JOSE CALIFORNIA 95131 • 4084375400 • FAX 4084536191
3152 RFD HILLAVENUE, SUITE 26SAnSESA, CALIFORNIA 92626 • 949 222 1082 • FAX 408 453 6191
Page 2
Hours and cost: To complete this assignment, 160 hours will be needed at a cost of $20,000.
Convene a Community Meeting to Report Survey Results and Seek Additional Input
After survey results are tabulated (estimated for mid-October), Management Partners would
plan and facilitate an additional community meeting to report on community input received to
date and solicit feedback to the survey results.
Resource Needs: We are estimating that we would have two senior managers plan and facilitate
this forum and use City staff to assist with translation, recording, and management of
participants. We are unable to fully estimate City employee support required until the survey
results are in and the session can be designed. Conservatively, the City should assume that staff
time would be similar to the August 101h community forum.
Hours and cost: To complete this assignment, 32 hours will be required at a cost of $6,500.
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