HomeMy WebLinkAbout50A - ORD - CODE ENFORCEMENT FEESL6191 •
CITY COUNCIL MEETING DATE:
FEBRUARY 17, 2015
TITLE:
ORDINANCE AND RESOLUTION
REGARDING CODE ENFORCEMENT
REMEDIES AND ADMINISTRATIVE
FINES RELATING TO CODE
VIOLATIONS
{STRATEGIC PLAN NO. 1,3,4,5)
CITY MANAGER
CLERIC OF COUNCIL USE ONLY:
❑ As Recommended
❑ As Amended
❑ Ordinance on 1st Reading
❑ Ordinance on 2nd Reading
❑ Implementing Resolution
❑ Set Public Hearing For
CONTINUED TO
9111119f0ULTii l9 7
1. Adopt an ordinance amending the Santa Ana Municipal Code for additional remedies for
Code Enforcement violations.
2. Adopt a resolution adjusting administrative fines imposed for violations of the Santa Ana
Municipal Code.
DISCUSSION
The Santa Ana Municipal Code (SAMC) provides that violations of the code may be criminally
prosecuted as misdemeanors, punishable by fine and /or imprisonment, or infractions. For the
following reasons, the proposed ordinance and resolution are recommended to approve
additional administrative and civil enforcement tools for use by the City's Community
Preservation inspectors to address SAMC violations.
PROJECT ANALYSIS
The Community Preservation Division for the City of Santa Ana's Planning & Building Agency
seeks supplemental enforcement tools already used by other cities in California, to further
safeguard and promote the health and safety of the Santa Ana community. Community
Preservation inspectors are tasked with inspecting, analyzing, and enforcing SAMC violations to
ensure compliance. The proposed Ordinance and Resolution address the following:
50A -1
Adopt an ordinance amending the
Santa Ana Municipal Code and adopt
Resolution adjusting administrative fines
February 17, 2015
Page 2
1. Administrative Fines
Currently, Community Preservation inspectors may issue administrative fines for SAMC
violations in amounts not exceeding $100, $200, $500 or $1,000 depending on the type
and number of violations. These escalating fees, although useful, have not shown to
discourage repeat or continuing SAMC violations in certain situations.
The proposed Resolution would adopt different fines for different municipal code violations
as similar to the City of Los Angeles. The proposed Resolution establishes administrative
fines for building code and land use violations in the following amounts: (a) not to exceed
$1,000 for the first violation, (b) not to exceed $2,500 for the second violation; and (c) not
to exceed $5,000 for the third violation and all subsequent violations. Examples of
building code and land use violations: a business operating in a residential zone; a vacant
building being used as a banquet hall on weekends; a building that is unsafe due to
general dilapidation and lack of maintenance; a building that is unsafe for habitation due to
extensive work done without permits.
All other administrative fines for SAMC violations deemed to be misdemeanors, will be in
the following amounts: (a) not to exceed $100 for the first violation, (b) not to exceed $500
for the second violation; and (c) not to exceed $1,000 for the third violation and all
subsequent violations. Violations codified as infractions only are in the following amounts
not to exceed (a) $100; (b) $200; and (c) $500.
The City of Santa Ana is a charter city and as such, it has control over its municipal affairs.
The imposition of fines is considered a municipal affair. Accordingly, the City Council has
the authority as a charter city to approve the imposition of fines recommended in the
proposed Resolution.
2. Civil Penalties & Attorneys' Fees
The Community Preservation Division routinely recommends cases to the City Attorney's
Office for civil prosecution. At present, successful civil litigation results in a temporary
restraining order and /or a preliminary injunction to stop a nuisance. Amending the SAMC
to allow for civil penalties and attorneys' fees in those actions for SAMC violations, will
help deter continuing violations or nuisances and will allow the City to recover the cost of
professional services provided by the City Attorney's Office spent litigating civil cases.
Other California cities, including the City of San Diego, seek civil penalties as part of the
enforcement process.
3. Disconnection of Utilities Due to Violation of Certificate of Occupancy code provision
All businesses are required to have a certificate of occupancy, which confirms that the
business is operating in compliance with all codes. If a business does not have a
50A -2
Adopt an ordinance amending the
Santa Ana Municipal Code and adopt
Resolution adjusting administrative fines
February 17, 2015
Page 3
certificate of occupancy, or is not operating in accordance with the certificate of
occupancy, this ordinance confirms the City's ability to disconnect the utilities to such
business until compliance with the certificate of occupancy requirements is obtained. Non-
compliant businesses pose a threat to the health and safety, and well being of the public
and to the business owners' and employees because they are operating in violation of the
SAMC; example, an auto parts store operating as an auto repair shop without the proper
inspection and certificate of occupancy. Although the SAMC currently allows for the
disconnection of utilities in relation to a certificate of occupancy, the proposed Ordinance
confirms and reinforces the Community Preservation Division's enforcement efforts on this
point.
STRATEGIC PLAN ALIGNMENT
Approval of this item supports the City's efforts to meet Goal No. 1 Community Safety, Goal No. 3
Economic Development, Goal No. 4 Government Financial Stability, and Goal No. 5 Community
Health, Livability, Engagement and Sustainability.
FISCAL IMPACT
Approval of the proposed ordinance will increase the City's ability to recover enforcement costs
related to Santa Ana Municipal Code violations and the proposed resolution will increase the
administrative fines collected as a result of those violations. If approved, the increase in revenue
for the General Fund will create a beneficial impact for the City; however, the amount of revenue
will vary from year to year depending on the number of code violations and how they are
enforced.
Vince C. Frego o, AICP
Interim Director bMelPlanning &
Building Agency
City of Santa Ana
Exhibits: 1. Ordinance
2. Resolution
r
Sonia R. Carvalho
City Attorney
City of Santa Ana
y 1
J
y' 1 I
SMS 02/17/15
ORDINANCE NO. NS -XXX
AN ORDINANCE OF THE CITY COUNCIL OF THE CITY
OF SANTA ANA AMENDING CHAPTER 1 AND CHAPTER
8 OF THE SANTA ANA MUNICIPAL CODE REGARDING
CODE ENFORCEMENT PROVISIONS, INCLUDING CIVIL
PENALTIES, RECOVERY OF ATTORNEYS' FEES, AND
REMOVAL OF UTILITIES.
THE CITY COUNCIL OF THE CITY OF SANTA ANA DOES ORDAIN AS
FOLLOWS:
Section 1. The City Council of the City of Santa Ana hereby finds, determines
and declares as follows:
A. The Community Preservation Division for the City of Santa Ana's Planning
& Building Agency seeks supplemental enforcement tools already used by
other cities in California, to further safeguard and promote the health and
safety of the Santa Ana community. Community Preservation inspectors
are tasked with inspecting, analyzing, and enforcing Santa Ana Municipal
Code (SAMC) violations to ensure compliance. The proposed Ordinance
provides additional enforcement tools to aid in SAMC violation
enforcement, including: (1) Civil Penalties, (2) Attorney's Fees and (3) the
Disconnection of utilities.
B. These additions are requested for various reasons. The Community
Preservation Division routinely recommends cases to the City Attorney's
Office for civil prosecution. At present, successful civil litigation results in
a temporary restraining order and /or a preliminary injunction to stop a
nuisance. Amending the SAMC to allow for civil penalties and attorneys'
fees in those actions for code violations, will help deter continuing
violations or nuisances and will allow the City to recover the cost of
professional services provided by the City Attorney's Office spent
litigating civil cases. Additionally, all businesses are required to have a
certificate of occupancy that confirms that the business is operating in
compliance with the SAMC. If a business does not have a certificate of
occupancy, or is not operating in accordance with the certificate of
occupancy, this ordinance confirms the City's ability to disconnect the
utilities to such businesses until compliance with the certificate of
occupancy requirements is obtained. Non - compliant businesses pose a
threat to the health and safety, and well being of the public and to the
business owner and its employees due to those violations of the SAMC or
other applicable codes.
1m
C. This ordinance came before the City Council of the City of Santa on
February 17, 2015.
D. The Request for Council Action for this ordinance dated February 17,
2015, and duly signed by the City Manager, shall, by this reference, be
incorporated herein, and together with this ordinance, any amendments or
supplements.
E. All provisions of the Santa Ana Municipal Code which are repeated herein
are repeated solely in order to comply with the provisions of Section 418
of the City Charter. Any such restatement of existing provisions of the
Code is not intended, nor shall it be interpreted, as constituting a new
action or decision of the City Council, but rather such provisions are
repeated for tracking purposes only in conformance with the Charter.
Section 2. Pursuant to the California Environmental Quality Act ( "CEQA ") and
the State CEQA Guidelines, the adoption of this ordinance is exempt from CEQA review
pursuant to 14 California Code of Regulations section 15061(b)(3), which is applicable if
it can be seen with certainty that there is no possibility that the project may have a
significant effect on the environment. As a result, a Notice of Exemption will be filed
upon adoption of this ordinance.
Section 3. Section 1 -8 of Chapter 1 of the Santa Ana Municipal Code is hereby
amended to read as follows:
Sec. 1 -8. Violations — general penalties; continuing violations; fines; alternative
enforcement
(a) Criminal Violations. Unless otherwise specifically stated in this Code, it
shall be unlawful and a misdemeanor for any person to violate or fail to comply
with any provision of this Code and where no specific penalty is provided therefor
in this Code, the violation of any provision of this Code shall be punished by a
fine not exceeding one thousand dollars ($1,000.00) or imprisonment for a term
not exceeding six (6) months or by both such fine and imprisonment. However,
any such violation constituting a misdemeanor under this Code may, at the
discretion of the city attorney, be prosecuted as an infraction. Each day any
violation of any provision of this Code shall constitute a separate offense.
(b) Administrative Violations. As an alter^^+•„^ ^ ^F^ ^ re +_ oa In
addition to any other remedy provided by this Code, violations of this Code may
be addressed through the use of an administrative citation as set forth in sections
1 -21.1 through 1 -21.9. Use of sections 1 -21.1 through 1 -21.9 shall not prevent
the use of other methods of enforcement or abatement as provided by this Code.
Such methods include but are not limited to criminal and civil actions.
y (I M
(c) Civil Violations — Injunctions and Civil Penalties.
(ii) As part of a civil action filed to enforce provisions of this Code a
Section 4. Section 1 -13 of Chapter 1 of the Santa Ana Municipal Code is hereby
amended to read as follows:
Sec. 1 -13. Same — Abatement as Nuisance; special assessment; attorneys' fees
(a) Public Nuisance Abatement In addition to the penalties provided in this
Code, any condition caused or permitted to exist in violation of any of the provisions
of this Code, uniform or adopted codes or any provision of State or Federal law
that may be enforced by the city, shall be deemed a public nuisance and may be,
by this city, summarily abated as such by filing criminal or civil actions, and each
day such condition continues shall be regarded as a new and separate offense.
Section 5. Section 8 -95 of Chapter 8 of the Santa Ana Municipal Code is hereby
amended to read as follows:
Sec. 8 -95. Certificate of occupancy (Chapter 1, Division II, Section 111).
Chapter 1, Division II, Section 111.1 of the building code is amended to read
as follows:
50A -7
Chapter 1, Division II, Section 111.1— Certificate of Occupancy
(1) Use and occupancy. No building or structure shall be used or occupied,
and no change in the existing occupancy classification of a building or structure or
portion thereof shall be made, until the building official has issued a certificate of
occupancy therefor as provided herein. Issuance of a certificate of occupancy shall
not be construed as an approval of a violation of the provisions of this code or other
ordinances of the jurisdiction.
Exception: Certificates of occupancy are not required for work exempt from
permits under Section 105,2
(2) No alteration to an existing building which changes the floor area of the
building or which changes the means of egress from the building shall be made
until the building official has issued a certificate of occupancy therefor as provided
herein.
(3) No change of occupant within a building or portion thereof shall be made
until the building official has issued a certificate of occupancy therefor as provided
herein.
Exception: Group R, Divisions 2 and 3, and Group U Occupancies.
(4) Code violations - Disconnection of utilities
(i) No building or structure shall be occupied, nor shall a
A building, er structure, or business whose elestrisa I
4n utilities have been disconnected be shall not have the
utilities reconnected with- --- elestrlcal —seN G until an
inspection has been made by the city's buildinc official and
the building official has determined that the building lees
not oonstitute an e-bAlld .complies with this code.
(iv)
code,
4
y ll m •
(v)
a separate and distinct violation of this code provision.
Section 6. Any provision of the Code that is inconsistent with the provisions of
this Ordinance, to the extent of such inconsistencies and no further, is hereby repealed
or modified to that extent necessary to effect the provisions of this Ordinance.
Section 7. If any section, subsection, sentence, clause, phrase or portion of this
ordinance is for any reason held to be invalid or unconstitutional by the decision of any
court of competent jurisdiction, such decision shall not affect the validity of the remaining
portions of this ordinance. The City Council of the City of Santa Ana hereby declares that it
would have adopted this ordinance and each section, subsection, sentence, clause, phrase
or portion thereof irrespective of the fact that any one or more sections, subsections,
sentences, clauses, phrases, or portions be declared invalid or unconstitutional.
Section 8. This ordinance shall become effective thirty days after its adoption by
the City Council.
ADOPTED this
APPROVED AS TO FORM:
Sonia. R. C� alhoty nrn
By. f
Sand M. Schwarzmann
Sen or Assistant City Attorney
AYES:
NOES:
ABSTAIN:
NOT PRESENT:
day of 2015
Councilmembers
Councilmembers
Councilmembers
Councilmembers
y
Miguel A. Pulido
Mayor
CERTIFICATE OF ATTESTATION AND ORIGINALITY
I, MARIA D. HUIZAR, Clerk of the Council, do hereby attest to and certify that the
attached Ordinance No. NS -XXX to be the original ordinance adopted by the City
Council of the City of Santa Ana on _ , and that said ordinance was
published in accordance with the Charier of the City of Santa Ana.
Date:
Clerk of the Council
City of Santa Ana
50A -10
SMS — 02/17115
RESOLUTION NO. 2015 -XXX
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
SANTA ANA SETTING ADMINISTRATIVE FINES FOR
VIOLATING PROVISIONS OF THE SANTA ANA
MUNICIPAL CODE
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF SANTA ANA AS
FOLLOWS:
Section 1. The City Council of the City of Santa Ana hereby finds, determines
and declares as follows:
A. California Government Code Section 53069.4 authorizes the City to make
violations of the Santa Ana Municipal Code (SAMC) subject to an
administrative fine and penalty.
B. Santa Ana Municipal Code Sections 1 -21 through 1 -21.9 set forth the
administrative citation process, which provides for notice of the violation and
the opportunity to contest the citation. If the citation is continuing and pertains
to building, plumbing, electrical, or other similar structural or zoning issues,
and does not create an immediate danger to health and safety, the
responsible person is provided sufficient time to correct the violation before a
fine is imposed.
C. Santa Ana Municipal Code Section 1- 21.3.(a) authorizes the City Council to
establish by resolution the amounts of fines associated with administrative
citations.
Section 2. The City Council hereby establishes the following fine amounts for
administrative citations for violations of the SAMC:
The amounts of administrative fines shall be assessed as listed below:
A. Building Code Violations posing imminent hazard to health & safety. For
violations regarding improvements to, or the use of, buildings, structures, or
land found in local, state, or federal codes, including, but not limited to, the
California Health and Safety Code ( "H &S "); the California Building Standards
Code ( "CBSC ") codified in Title 24 of the California Code of Regulations; the
California Building Code ( °CBC "); the California Residential Code ( "CRC');
the California Fire Code ( "CFC "); the California Electrical Code ( "CEC "); the
California Plumbing Code ( "CPC'); the California Mechanical Code ( "CMC ");
the Uniform Housing Code ( "UHC "); the Uniform Code for the Abatement of
Dangerous Buildings ( "UCADB "); and the International Property Maintenance
Resolution No. 2015 -XXX
Page 1 of 4
50A -11
Code ( "IPMC"), these unlawful conditions shall be subject to administrative
fines in the following amounts:
B, Land Use Violations. For violations of the Santa Ana Municipal Code
Chapters 18 and 41, involving the unauthorized use of buildings, structures,
or land, these unlawful conditions shall be subject to administrative fines in
the following amounts:
ADMINISTRATIVE FINE PER DAY OF VIOLATION
F
Third Violation and All
SAMC
Violation
First
Second
Subsequent Violations
Violation
Violation
Within 1 Year of the
First Violation of the
Same Code Provision
Structural
Not to exceed
Not to exceed
Not to exceed
violations
$1,000
$2,500
$5,000
B, Land Use Violations. For violations of the Santa Ana Municipal Code
Chapters 18 and 41, involving the unauthorized use of buildings, structures,
or land, these unlawful conditions shall be subject to administrative fines in
the following amounts:
C. All other administrative fines for violations designated as misdemeanors that
are not referenced in subsections (A) or (B) above, shall be assessed in the
following amounts:
1. A fine not exceeding one hundred dollars ($100.00) for a first violation;
A fine not exceeding five hundred dollars ($500.00) for a second
violation of the same code provision within one year from the date of
the first violation; and
3. A fine not exceeding one thousand dollars ($1,000.00) for each
additional violation of the same code provision within one year from
date of the first violation.
Resolution No. 2015 -XXX
Page 2 of 4
50A -12
ADMINISTRATIVE FINE PER DAY OF VIOLATION
F
Third Violation and All
SAMC
Violation
First
Second
Subsequent Violations
Violation
Violation
Within 1 Year of the
First Violation of the
Same Code Provision
Zoning
Not to exceed
Not to exceed
Not to exceed
violations
$1,000
$2,500
$5,000
C. All other administrative fines for violations designated as misdemeanors that
are not referenced in subsections (A) or (B) above, shall be assessed in the
following amounts:
1. A fine not exceeding one hundred dollars ($100.00) for a first violation;
A fine not exceeding five hundred dollars ($500.00) for a second
violation of the same code provision within one year from the date of
the first violation; and
3. A fine not exceeding one thousand dollars ($1,000.00) for each
additional violation of the same code provision within one year from
date of the first violation.
Resolution No. 2015 -XXX
Page 2 of 4
50A -12
D. Notwithstanding the foregoing, administrative citation fines for violations
designated as infractions and for which fine amounts are not specifically
stated, shall be assessed in the following amounts:
1. A fine not exceeding one hundred dollars ($100.00) for a first violation;
2. A fine not exceeding two hundred dollars ($200.00) for a second
violation of the same code provision within one year from the date of
the first violation; and
3. A fine not exceeding five hundred dollars ($500.00) for each additional
violation of the same code provision within one year from the date of
the first violation.
Section 3. This Resolution shall take effect on the effective date of Ordinance
No. NS -XXX, and the Clerk of the Council shall attest to and certify the vote adopting
this Resolution.
ADOPTED this
APPROVED AS TO FORM:
Sonia R. Carvalho
City Attorney/)
By :—
Senior Assistant City Attorney
day of 2015
AYES: Councilmembers
NOES: Councilmembers
ABSTAIN: Councilmembers
NOT PRESENT: Councilmembers
Miguel A. Pulido
Mayor
50A -13
Resolution No, 2015 -XXX
Page 3 of 4
CERTIFICATE OF ATTESTATION AND ORIGINALITY
I, MARIA D, HUIZAR, Clerk of the Council, do hereby attest to and certify the attached
Resolution No. 2015 -XXX to be the original resolution adopted by the City Council of the
City of Santa Ana on
Date;
Clerk of the Council
City of Santa Ana
50A -14
Resolution No. 2015 -XXX
Page 4 of 4