HomeMy WebLinkAboutARC MERCURY-2015WURANCE ON FILE
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UNTIL INSURANCE EXPIRES
Opt '020 -//o
CLERK OF COUNCIL R 1 2 2015
DATE:: Agreement No.
ON-THE-JOB TRAINING AGREEMENT
UNDER THE WORKFORCE INVESTMENT ACT
N-2015-033
THIS AGREEMENT is made and entered into this 10th day of March, 2015 between the
City of Santa Ana, a charter city and municipal corporation duly organized and existing under
the Constitution and laws of the State of California (hereinafter "CITY") and Are Mercury
(hereinafter "EMPLOYER").
WITNESSETH
Recitals:
A. CITY has been designated a Local Workforce Investment Area ("LWIA")
pursuant to Section 116 of the Workforce Investment Act ("WIA"), P.L. 105-220, 29 USC
Section 2801, to receive federal funds to promote effective delivery of job training services to
local area residents.
B. The State of California has created the California Workforce Investment Board
pursuant to Section 111 of the Workforce Investment Act, P.L. 105-220, 29 USC 2821 to
administer the WIA programs operated by the State of California.
C. As a LWIA, CITY is entitled to receive federal funds to establish programs to
prepare eligible unskilled youth, adults and dislocated workers for entry into the labor market,
and to provide job training to those individuals who face serious barriers in obtaining productive
employment ("said Program").
D. EMPLOYER is able and willing to train eligible unskilled applicants for entry
into the labor market and is willing to operate said program pursuant to the WIA and applicable
federal, state and local laws.
WHEREFORE, for and in consideration of the respective and mutual covenants and
promises hereinafter contained and made, and subject to all the terms and conditions hereof, the
parties hereto do hereby agree as follows:
1. Term. The effective term of this Agreement is for the period beginning March 10, 2015,
and ending September 11, 2015. The term of this Agreement may be extended upon
agreement of all parties and execution of an amendment of the term.
2. Scope of Work. The EMPLOYER shall employ and train one employee (hereinafter
"Trainee") in the occupation and in accordance with the OJT Training Outline set forth in
Exhibit A, attached hereto and incorporated herein by this reference.
1
Said Trainee shall be referred by the City of Santa Ana W/O/R/K Center. Training must
significantly raise the Trainee from his/her prior position in both level of skill and salary
by the end of the training period.
Funding. CITY shall reimburse the EMPLOYER an amount not to exceed $6,300 in
accordance with the Cost Computation included in Exhibit A. EMPLOYER shall bill the
CITY monthly on an invoice provided by CITY for actual and reasonable cost for
providing the services described in this Agreement. Reimbursement of EMPLOYER
under this Agreement shall be limited to the costs incurred during the basic work week,
excluding overtime and any paid holidays or sick leave.
4. Subcontracting Prohibited. The EMPLOYER shall not subcontract or assign the OJT
Training. Any attempt by the EMPLOYER to delegate or assign OJT training duties
under this Agreement shall void, and permit CITY to immediately terminate, this
Agreement.
5. Employer Obligations. During the training, the EMPLOYER shall ensure that the
Trainee:
a. is on the EMPLOYER's payroll, not paid as a contracted employee/independent
contractor; and,
b. receives the same benefits as EMPLOYER's other employees performing similar
work, and,
C. is paid the salary as indicated in Exhibit A with appropriate payroll taxes withheld
and reported; and,
d. is provided Worker's Compensation Insurance coverage, pursuant to state law;
and,
e. is provided by EMPLOYER with safety instructions and equipment necessary for
reasonable protection against injury and damage. CONTRACTOR shall maintain
appropriate standards for health and safety in work and training situations. Where special
clothing or equipment is provided to the EMPLOYER's regular employees, EMPLOYER
shall provide the same type of clothing or equipment to the Trainee performing similar
work.
6. Employment of Trainee. The EMPLOYER shall employ the Trainee as a regular
member of EMPLOYER's work force. If EMPLOYER wants to continue to employ the
Trainee upon the successful completion of the training period under this Agreement, said
employment shall be subject to the same conditions of employment applied to
EMPLOYER's other regular employees, including termination for unsatisfactory
performance.
Patent, Copyrights and Rights in Data. The EMPLOYER will disclose to the CITY any
invention, written product, computer program developed or data assembled as a result of
performance of work under this Agreement within seventy four (74) days of invention,
development or assembly. The CITY, State of California, and U.S. Department of Labor
will have the right to patent any invention and copyright any written product or computer
program or data generated by EMPLOYER. Upon written request, EMPLOYER will
transfer all pertinent information, specifications and right, title and interest to the
designated agency.
INVENTIONS, PATENTS AND COPYRIGHTS.
A. Reporting Procedure. If any project produces patentable items, patent
rights, processes, or inventions in the course of work under a U.S. Department of Labor (DOL)
grant or agreement, the CONTRACTOR shall report the fact promptly and fully to the CITY.
The CITY shall report the fact to the Grant Officer, at the DOL. Unless there is a prior
agreement between the CITY and the DOL and its representative on these matters, the DOL shall
determine whether to seek protection on the invention or discovery. The DOL and its
representative shall determine how the rights in the invention or discovery, including rights
under any patent issued thereon, will be allocated and administered in order to protect the public
interest consistent with the "Governmental Patent Policy" (President's Memorandum for Heads
of Executive Departments and Agencies, August 23, 1971, and Statement of Government Patent
Policy).
B. Copyright Policy.
1. Unless otherwise provided in the terms of the grant or agreement, when
copyright -able material is developed in the course of or under a DOL Grant or agreement, the
author and the CITY which developed the work is free to copyright material or to permit others
to do so. The EMPLOYER and the Workforce Investment Board (WIB) shall have a royalty -
free, nonexclusive and irrevocable license to reproduce, publish, use and to authorize others to
use all copyrighted material.
2. The DOL reserves a royalty -free, nonexclusive, and irrevocable license to
reproduce, publish or otherwise use, and to authorize others to use, for Federal Government
purposes: (a) The copyright in any work developed under any grant, sub -grant, or contract under
a grant or subgrant; (b) Any right of copyright to which a grantee, subgrantee or a EMPLOYER
purchases ownership with grant support; and (c) EMPLOYER shall comply with the
requirements of 29 CFR Part 97.34.
C. Rights to Data. The DOL and the CITY shall have unlimited rights to
any data first procured or delivered under this Agreement.
9. Hold Harmless. The EMPLOYER shall indemnify, defend and hold harmless CITY, and
its officers, agents and employees, from and against any and all damages to property or
injuries to or death of any person or persons, including property and employees or agents
of CITY, and shall indemnify, defend and hold harmless CITY, and its officers, agents
and employees, from any and all claims, demands, suits, actions or proceedings of any
kind or nature, including, but not limited to, workers' compensation claims, resulting
from or arising out of the negligent acts, errors or omissions of EMPLOYER, its
employees, agents or subcontractors.
10. Insurance. The EMPLOYER shall obtain at its sole cost and file with the City of Santa
Ana — Santa Ana W/O/R/K Center, upon execution of this Agreement, and maintain for
the period covered by this Agreement, a policy or policies of commercial general liability
insurance or a certificate of such insurance, satisfactory to the City Attorney of CITY,
naming CITY, and its officers, agents and employees, as insured or additional insured
(see attached Additional Insured Endorsement, Exhibit C), which provides coverage not
less than that provided in the form of a comprehensive general liability insurance policy
against liability for any and all claims and suits for damages or injuries to persons or
property resulting from or arising out of operations of EMPLOYER, and its officers,
agents, or employees. Said policy or policies of insurance shall provide coverage for
both bodily injury and property damage in no less than One Million Dollars ($1,000,000).
Said policy of comprehensive public liability insurance shall be endorsed to provide to
CITY and to the State of California, Employment Development Department, at least
thirty (30) days written notice prior to cancellation; name CITY, its officers, agents,
employees, and volunteers, and the State of California, its officers, employees, and
volunteers as additional insured; and state that such coverage is primary to any other
coverage or self-insurance of the State of California and CITY. Governmental entities
may substitute a certificate of self-insurance.
11. Record Keening. CITY, the State of California and the United States government and/or
their representatives shall have access for purposes of monitoring, auditing and
examining of EMPLOYER'S activities, performance, books, documents, papers, and
records of EMPLOYER'S subcontractors, bookkeepers and accountants, and employees
and participants related to this Agreement. Such agencies or representatives shall also
schedule on-site monitoring in their discretion. Monitoring activities may also include,
but are not limited to, questioning employees and participants and entering any premises
or onto any site in which any of the services or activities funded hereunder are conducted
or in which any of the records of EMPLOYER are kept. Nothing herein shall be
construed to require access to any privileged or confidential information as set forth in
federal or state law.
In the event EMPLOYER does not make the above -referenced documents available
within the City of Santa Ana, California, EMPLOYER agrees to pay all necessary and
reasonable expenses incurred by CITY in conducting any audit at the location where said
records and books of account are maintained.
All accounting records and evidence pertaining to all costs of EMPLOYER and all
documents related to this Agreement shall be kept available at the location where
EMPLOYER conducted the program, as well as in the County of Orange, for the duration
of this Agreement and thereafter for three (3) years after completion of an audit. Records
which relate to (a) complaints, claims, administrative proceedings or litigation arising out
of the performance of this Agreement, or (b) costs and expenses of this Agreement to
which CITY, the State of California or the United States Government take exception,
1
shall be retained beyond the three (3) years until resolution of disposition of such appeals,
litigation, claims, or exceptions.
12. Government Funding. This Agreement is valid and enforceable only if sufficient funds
are made available to the State by the United States Government for the same Fiscal Year
as for this Program. In addition, this Agreement is subject to any additional restrictions,
limitations, or conditions enacted by Congress or any statute enacted by Congress which
may affect the provision, terms or funding of this Agreement in any manner.
13. Payment Cap. City's OJT payments to EMPLOYER shall not exceed a maximum of
fifty percent (50%) of the wages paid by EMPLOYER during the training period
specified in Exhibit A.
14. Amendment of Agreement. No alteration or variation of the terms of this Agreement
shall be valid and/or binding unless made in writing and signed by both parties. There
are no oral understandings or agreements between the parties.
15. Breach/Sanctions. If, through any cause, EMPLOYER violates any of the terms and
conditions of this Agreement, or if EMPLOYER reports inaccurately or if any Audit
Report makes disallowances, EMPLOYER shall promptly remedy its acts or omissions
and/or repay CITY all amounts due CITY as a result of EMPLOYER's violation. For any
such failures or violations, CITY shall also have the right at its sole discretion to either:
(1) discontinue program support until such time as EMPLOYER fulfills its obligations or
remedies all violations of this agreement or prior agreements; and/or (2) collect
outstanding amounts as determined by CITY due CITY by offsetting or debiting from
current claims or invoices, if after thirty (3 0) days' written notice EMPLOYER has failed
to repay same or a repayment schedule has not been made; and/or (3) terminate this
Agreement by giving written notice to EMPLOYER of such termination in accordance
the notice provision in Paragraph XVIII herein below.
16. Termination. Either party may terminate this Agreement upon thirty (30) days prior
written notice to the other party. However, the CITY may immediately terminate this
Agreement at such time as funds are not made available to CITY through the United
States Department of Labor or the State of California Employment Development
Department for the purpose of carrying out this Agreement.
17. Independent Contractor. The EMPLOYER, and any agents and employees of the
EMPLOYER, in the performance of this Agreement, shall act in an independent capacity
as independent contractors and not as officers, employees, or agents of the CITY. This
Agreement is not intended nor shall it be construed to create an employer-employee
relationship between EMPLOYER and CITY, nor a joint venture relationship. The
EMPLOYER shall not subcontract in the name of the CITY.
18. Equal Employment Opportunities. The EMPLOYER warrants that it will comply with
Title VI of the Civil Rights Act of 1964, and the requirements relating to equal
employment opportunities set forth in Executive Order No. 11246, as amended by E.O.
5
11375 and supplemented by the requirements of 41 CFR Part 60. EMPLOYER will also
comply with all applicable federal and state laws and regulations, and particularly those
assurances and certifications set forth in Exhibit B attached hereto and by this reference
incorporated herein.
19. Prohibitions. The EMPLOYER shall not use any of the training funds provided under
this Agreement for political or sectarian activities.
20. Grievance Procedure. The EMPLOYER shall continue to operate, or shall establish and
maintain a grievance or complaint handling procedure relevant to the terms and
conditions of employment and the EMPLOYER's activities and programs, which shall
meet at a minimum the requirements set forth in Section 101(31) of the Act and 663.700-
710 and regulations promulgated by the State or Federal Government. Employers that do
not have a grievance or complaint handling procedure shall use the procedures prescribed
by the CITY.
21. Guidelines. The CITY shall make the WIA applicable federal regulations and policy
guidelines available to EMPLOYER at CITY — W/O/R/K Center, 1000 E. Santa Ana
Blvd., Suite 200, Santa Ana, California 92701. The CITY shall also inform the
EMPLOYER of changes in the WIA regulations or policy guidelines if such changes
affect the operation of this Agreement.
22. Drug Free Workplace. The EMPLOYER agrees to provide a drug-free work place and to
execute a certification as set forth in Exhibit D attached hereto and incorporated herein by
this reference.
23. Notices. All notices, reports and correspondence between the parties hereto respecting
this Agreement shall be in writing and deposited in the United States mail, postage
prepaid, addressed as follows:
CITY:
City of Santa Ana — Santa Ana WORK Center
1000 E. Santa Ana Blvd., Suite 200
Santa Ana, CA 92701
Attention: WORK Center Director
EMPLOYER:
Are Mercury
1942 E. Blair Ave.
Santa Ana, CA 92705
ATT: Andrew Wolf, CEO
24. Debarment. To protect the public interest and ensure the integrity of Federal programs,
CITY may only conduct business with responsible persons and may not make any award
or permit any award to any party which is debarred or suspended or is otherwise excluded
from or ineligible for participation in Federal assistance programs under Executive Order
12549, "Debarment and Suspension". See also 29 CRF Parts 97.35 and 98.510.
EMPLOYER must review and sign Exhibit E "Debarment", which is attached hereto and
incorporated herein by this reference.
24. Merger. This Agreement, together with the attachments hereto, expresses the total
understanding of the parties. There are no oral understandings of the parties or terms and
conditions other than as stated herein.
25. Validity. The invalidity in whole or in part of any provision of this Agreement shall not
void or affect the validity of any other provision of this Agreement.
26. Miscellaneous Provisions.
a. Each undersigned represents and warrants that its signature herein below has the power,
authority and right to bind their respective parties to each of the terms of this Agreement,
and shall indemnify CITY fully, including reasonable costs and attorney's fees, for any
injuries or damages to CITY in the event that such authority or power is not, in fact, held by
the signatory or is withdrawn.
b. All Exhibits referenced herein and attached hereto shall be incorporated as if fully set
forth in the body of this Agreement.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement the date and
year first above written.
ATTEST:
Maria I). Huizar
Clerk of the Council
APPROVED AS TO FORM:
Sonia R. Carvalho
City Attorney
By: Lisa Storck
Assistant City Attorney
RECOMMENDED FOR APPROVAL:
wlhAglml
Kelly Ree ei
Executiv irect r
Community De opment Agency
David Cavazos
City Manager
I
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Andrewolf
CEO
Tax ID# 3401236
TRAINING PLAN
I. GENERAL
1. Name of OJT Employer:
2. Address of OJT Work -site: 1942 East Blair Ave. Santa Ana, CA 92705
3. Phone Number: 949-216-8192
4. Training Supervisor: Simon Vakili
5. Name of OJT Trainee: Rochelle S. Burch
6. Application Number of Trainee: 43274536
7. Grant/Program:
8. Proportion of trainees/employees: (at time Agreement entered into)
a. Total number of employer's regular employees 3
C. Cumulative number of trainees currently in OJT 0
II. OCCUPATION AND ON-THE-JOB TRAINING OUTLINE:
1. Occupation: Administrative Support Agent/Executive Administrative Assistant
2. Length of Time in Business: 4 years
3. ONET Code: 43-6011.00 SVP Level: (6.0 to < 7.0)
4. Hourly Starting Wage: $ 15/hour
Start Date: 03/10/2015 End Date: 09/11/2015
Hours 840
5. State and Federal Tax LD.: State: 3401236
Federal 45-3807443
6. Basic Work Week Hours: 35
7. Outline of On -the -Job Training Plan and Method of Assessment:
Exhibit A
1
ELEMENTS OF TRAINING
HOURS OF TRAINING
Objective 1-
Virtual administration work (internal / external as customer support):
80
Tools / Software:
Google Drive
Google Voice
Google Hangouts
Intuit QuickBooks online
Adobe Suite
Scanning Software
Open office WORD
Open office EXCEL
Open Office IMPRESS (same as Microsoft PowerPoint)
Impacts: Filing / administrative support / supporting our project managers /
supporting client requests
Objective 2-Light accounting:
Tools / Software:
360
Google Drive
Intuit QuickBooks online
Objective 3-Updating Web content / Social network marketing
administration.
200
Tools / Software:
Website Site Manager (WHM)
cPanel Manager (cPanel)
WordPress
Facebook
Google Plus
LinkedIn
Bing Webmaster tools
Google Webmaster tools
byectrye, 4 Pur" 'f(UL ' i%Agevtg�t A
oIler�
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200
Tools / Software:
Google Drive
Intuit QuickBooks online
Various Vendor online portals
Open office WORD
Open office EXCEL
RATING LEVELS:
Measurement method: how will it be determined if OJT participant acquired the skill?
-Q&A, observation, product review/inspection, etc.
PROFICIENT MODERATE MARGINAL
II. COST COMPUTATION
Hourly Reimbursement: $ 7.50 (50% of $15.00)
Training Hours: 840
Cost Per Trainee (Hourly Reimbursement X Training Hours) _ $ 6,300
III. Person(s) authorized to
Andrew Wolf `f
Print Name
Print Name
invoices for EMPLOYER:
CEO
Title
�r00
Title
03/05/2015
Date
Date
ASSURANCES
A. The EMPLOYER assures that:
It will comply with the requirements of the Workforce Investment Act (WIA), the California
Unemployment Insurance Code, as amended, and the regulations and policies promulgated
thereunder.
2. No OJT participant displaces a regular employee nor shall an OJT participant fill a position of a
person who has been laid off from the same or similar position.
No current employees are receiving unemployment insurance benefits as a result of layoffs or
work reductions.
4. No person in the United States shall on the grounds of race, color, sex, religion, national origin,
age, disability, sexual orientation, or marital status be excluded from participation in, be denied
the benefits of, or be otherwise subjected to discrimination under any program or activity for
which the applicant receives federal financial assistance and will immediately take any measure
necessary to effectuate this Agreement.
It will comply with provisions of the Hatch Act, if applicable, which limits the political activities
of employees.
6. Individuals receiving training on the job shall be compensated by the EMPLOYER at such rate,
including periodic increases, as may be deemed reasonable under regulations prescribed by the
Secretary of Labor, but in no event at a rate less than that specified in Section 6 (a) (1) of the Fair
Labor Standards Act of 1938 or, if higher, under the applicable State or local minimum wage
law.
Services and activities provided under this Agreement will be administered by or under the
supervision of the EMPLOYER.
8. No relative by blood, adoption or marriages of the EMPLOYER may be trained under this
Agreement.
9. Appropriate standards for health and safety in work and training situations will be maintained.
10. Conditions of employment or training are appropriate and reasonable with regard to the type of
work, the geographical region, and the proficiency of the trainee.
It. Training will not be for any occupation which requires less than six weeks of training according
to the Specific Vocational Preparation Table (SVP Code).
12. Training will, to the maximum extent practicable, be consistent with every individual's fullest
capabilities and lead to employment possibilities.
13. The program will, to the maximum extent feasible, contribute to the occupational development
or upward mobility of individual participants.
14. Training will be in accordance with the training plan, which plan incorporates documentation
that must be completed by EMPLOYER before end of contract.
EXHIBIT B
15. *Dot and **SVP code books will be used to determine length of OJT period. The training time
may not be longer than the SVP Code allows; however, contractors are encouraged to negotiate
shorter training periods whenever applicable.
16. OJT trainees shall not number more than 40% of the EMPLOYERS work force.
17. All EMPLOYER training payments (reimbursements) must be exclusive of any and all
EMPLOYER fringe benefits, paid holidays, paid sick days and overtime compensation.
18. The participating EMPLOYER must keep an accurate and up-to-date time sheet for the OJT
trainee.
19. Payroll records, time and attendance records and job duties retained on file by the participating
A EMPLOYER for each OJT trainee are subject to review.
Signature
EXHIBIT B
03/05/2015
Date
CERTIFICATE OF LIABILITYINSURANCE
DATE (MMIDDIYYYY)::
1 3/4i2015
THIS CERTIFICATE IS ISSUED AS. A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS
CERTIFICATE DOES NOT 'AFFIRMATIVELY OR NEGATIVELY' AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES
BELOW. THIS CERTIFICATE OF INSURANCE' DOES NOT CONSTITUTE A; CONTRACT, BETWEEN THE ISSUING'. INSURER($), AUTHORIZED
REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER.
IMPORTANT: If the Certificate holder Is an ADDITIONAL INSURED,. the policy(los) must: be endorsed. If SUBROGATION IS WAIVED, subject to
the terms and conditions ofthe policy; certain policies may require an endorsement, A statement on this certificate does not Confer rights to the
certificate holder in Ileo of such endorsement(s),
PRODUCER
The Empire CompanyPHONERRa,
550 North Park ,Center Drive
Suite 20.5
Santa Ana CA 92705
CNAME:OMIACT SuSen Remeike
FA[ N..
A
-MAIL. .sre'maika@empire-.co.00m,
INSURER$ AFFORDING COVERAGE NAIL
INSURERA Sentinel insurance CoMany, LTD 11000..
INSURED
ARC Mercury
.1942 Blair Ave
Santa Ana CA 92705,
INSURERS:
INSURER C':.
INSURE...O:
:INSURER&6
INSURERP:;
COVERAGES CERTIFICATE NUMBER:15/16 Master REVISION NUMBER::
THIS 1S TO CERTIFY'THATTHE POLICIES OF INSURANCE LISTED BELOA HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD;
INDICATED, NOTWITHSTANDING ANY REQUIREMENT; TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS
CERTIFICATE MAYBE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN 1S: SUBJECT TO ALL. THE TERMS,;
EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. .LIMITS SHOWN. MAY HAVE BEEN REDUCED BY PAID. CLAIMS:
ITR
TYPE OF INSURANCE
ADDLISUBR
POLICY NUMBER
MMIOQIYYYY+
(MM/DD/YY 'I
LIMITS'
AUTHORIZED REPRESENTATIVE
GENERAL LIABILITY
,Santa Ana, CA. 92701
Michael Condy/SUSAN „'"„�1-.<.e.-y+l.
cep-✓-"'"'"
EACH OCCURRENCE $ 1.,000,000
PREMISES EO- nee $ 1,000,000
A.
COMMERCIAL GENERAL LIABILITY
CLAIMS -MADE aOCCUR
72SBAAQ6956
[20/2015
/20/2016
MED FOR (Ary one persen-.: $ 10y OQQ
PERSONAL .& ANY INJURY, $ 1,000,00,0
GEN P,$- AOGRCGATE $ 2,000,000
GENL AGGREGATE
LIMIT' APPLIES: PER:
PRADUCTS-COMP/OPAGG. $ 2.,000,000
$
x POLICY
7 PRO. LOG
AUTOMOBILE
LIABILITY
f LIMIT
Ea am ant, 1,000,000
: BODILY INJURY (Per parson) $
A
X
ANY AUTO
ALL OWNED SCHEDULED:.
WIRED AUTOS iC Al0iTOQVNNED
72SBAAQ6956
/20/2015
/20/2016
- BODILY IN;IURY IPs=Ident)
:PR P :Y DAMAGE $
P., d. RRh
X
UMBRELLA LIAB
,(OCCUR
EACH OCCURRENCE $ 1, 000,DQQ'
AGGREGATE $ 1,000,000'.
A
EXCESS LIAR
CLAIMSNADE
DED I $:: RETENTION$. 10,000
$
72SHAAO,6956.
/20/2015
/20/2016
WORKERS COMPENSATION.
AND EMPLOYERS LIABILITY
ANY PROM ETORIPARTNERIEXECUTIVE YIN
OPFICERIMEMBER EXCLUDED?
(Msnd.tory In MR)
N. /A
STAT I 0E H-.
EL EACH ACCIDENT $
E L DISEASE -EA EMPLOYE_ $
EL.DISEASE- POLICY LIMIT $
If yes desorlree Under
DESCRIPTION OF OPERATIONS below
DESCRIPTION OF OPERATIONS I LOCATIONS I VEHICLES (Attach ACORD 101 Additional Remarks Schedule, If more space Is required)
Those usual to the Insured's Operations.. City of Sana Ana, Its Officers, Employees„ Agents, and
Representative are an Additional Insured. per the Business: ,Liability Coverge form SS000B attached. Waiver
of Subrogation and Primary Non -Contributing wording per farm S$0008 attached.,np�e
Ilk,�"'U
1
CERTIFICATE HOLDER CANCELLATION
ACORD25(2010105) 01888-2010ACORD CORPORATION. All rights reserved.
INS025 (201005),01: The ACORD: name andlogo are registered marks of ACORD
Exhibit C
SHOULD ANY OF THE ABOVE. DESCRIBED POLICIES BE CANCELLED BEFORE
THE EXPIRATION DATE THEREOF, NOTICE WILL Be'
DELIVERED IN.
ACCORDANCE WITH THE POLICY PROVISIONS.
City of Santa Ana
20 Civic Center Plaza
AUTHORIZED REPRESENTATIVE
,Santa Ana, CA. 92701
Michael Condy/SUSAN „'"„�1-.<.e.-y+l.
cep-✓-"'"'"
ACORD25(2010105) 01888-2010ACORD CORPORATION. All rights reserved.
INS025 (201005),01: The ACORD: name andlogo are registered marks of ACORD
Exhibit C
BUSINESS LIABILITY COVERAGE FORM
This Paragraph f. applies separately to
you and any additional Insured.
3. Financial Responsibility Laws
a. When this policy Is certified as proof of
financial responsibility for the future under
the provisions of any motor vehicle
financial responsibility law, the insurance
provided by the policy for "bodily injury"
liability and "property damage" liability will
comply with the provisions of the law to
the extent of the coverage and limits of
insurance required by that law.
b. With respect to "mobile equipment" to
which this Insurance applies, we will
provide any liability, uninsured motorists,
underinsured motorists, no-fault or other
coverage required by any motor vehicle
law. We will provide the required limits for
those coverages.
4. Legal Action Against Us
No person or organization has a right under
this Coverage Form:
a. To join us as a party or otherwise bring us
Into a "suit" asking for damages from an
Insured; or
b. To sue us on this Coverage Form unless
all of Its terms have been fully complied
with.
A person or organization may sue us to recover
on an agreed settlement or on a final judgment
against an insured; but we will not be liable for
damages that are not payable under the terms of
this Insurance or that are in excess of the
applicable limit of insurance. An agreed
settlement means a settlement and release of
liability signed by us, the insured and the
claimant or the claimant's legal representative.
5. Separation Of Insureds
Except with respect to the Limits of Insurance,
and any rights or duties specifically assigned
in this policy to the first Named Insured, this
Insurance applies:
a. As if each Named Insured were the only
Named Insured; and
b. Separately to each insured against whom
a claim is made or "suit" Is brought.
6. Representations
a. When You Accept This Policy
By accepting this policy, you agree:
(1) The statements in the Declarations
are accurate and complete;
(2) Those statements are based upon
representations you made to us; and
(3) We have issued this policy in reliance
upon your representations.
b. Unintentional Failure To Disclose
Hazards
If unintentionally you should fall to disclose
all hazards relating to the conduct of your
business at the inception date of this
Coverage Part, we shall not deny any
coverage under this Coverage Part
because of such failure.
7. Other Insurance
If other valid and collectible Insurance is
available for a loss we cover under this
Coverage Part, our obligations are limited as
follows:
a. Primary Insurance
This insurance is primary except when b.
below applies. If other insurance Is also
primary, we will share with all that other
Insurance by the method described in c.
below.
b. Excess Insurance
This insurance is excess over any of the
other insurance, whether primary, excess,
contingent or on any other basis:
(1) Your Work
That is Fire, Extended Coverage,
Builder's Risk, Installation Risk or
similar coverage for "your work";
(2) Premises Rented To You
That is fire, lightning or explosion
Insurance for premises rented to you
or temporarily occupied by you with
permission of the owner;
(3) Tenant Liability
That is insurance purchased by you to
cover your liability as a tenant for
"property damage" to premises rented
to you or temporarily occupied by you
with permission of the owner;
(4) Aircraft, Auto Or Watercraft
If the loss arises out of the maintenance
or use of aircraft, "autos" or watercraft to
the extent not subject to Exclusion g. of
Section A. — Coverages.
(5) Property Damage To Borrowed
Equipment Or Use Of Elevators
If the loss arises out of "property
damage" to borrowed equipment or
the use of elevators to the extent not
subject to Exclusion k. of Section A. —
Coverages.
Page 16 of 24 Form yS900 O$ 04 05
Exhibit C
UN
(6) When You Are Added As An
Additional Insured To Other
Insurance
That is other insurance available to
you covering liability for damages
arising out of the premises or
operations, or products and completed
operations, for which you have been
added as an additional insured by that
Insurance; or
(7) When You Add Others As An
Additional Insured To This
Insurance
That is other insurance available to an
additional insured.
However, the following provisions
apply to other Insurance available to
any person or organization who is an
additional insured under this Coverage
Part:
(a) Primary Insurance When
Required By Contract
This insurance is primary If you
have agreed in a written contract,
written agreement or permit that
this insurance be primary. If other
Insurance Is also primary, we will
share with all that other insurance
by the method described in c.
below.
(b) Primary And Non -Contributory
To Other Insurance When
Required By Contract
If you have agreed in a written
contract, written agreement or
permit that this Insurance is
primary and non-contributory with
the additional Insured's own
insurance, this Insurance Is
primary and we will not seek
contribution from that other
Insurance.
Paragraphs (a) and (b) do not apply to
other insurance to which the additional
Insured has been added as an
additional insured.
When this insurance is excess, we will
have no duty under this Coverage Part to
defend the Insured against any "suit" if any
other insurer has a duty to defend the
Insured against that "suit". If no other
insurer defends, we will undertake to do
so, but we will be entitled to the insured's
rights against all those other insurers.
Form SS 00 08 04 05
Exhibit C
BUSINESS LIABILITY COVERAGE FORM
When this insurance is excess over other
Insurance, we will pay only our share of
the amount of the loss, if any, that
exceeds the sum of:
(1) The total amount that all such other
insurance would pay for the loss in the
absence of this insurance; and
(2) The total of all deductible and self-
insured amounts under all that other
Insurance.
We will share the remaining loss, if any, with
any other Insurance that is not described in
this Excess Insurance provision and was not
bought specifically to apply in excess of the
Limits of Insurance shown in the
Declarations of this Coverage Part.
c. Method Of Sharing
If all the other insurance permits
contribution by equal shares, we will follow
this method also. Under this approach,
each insurer contributes equal amounts
until it has paid its applicable limit of
Insurance or none of the loss remains,
whichever comes first.
If any of the other Insurance does not permit
contribution by equal shares, we will
contribute by limits. Under this method, each
insurer's share Is based on the ratio of Its
applicable limit of insurance to the total
applicable limits of insurance of all Insurers.
8. Transfer Of Rights Of Recovery Against
Others To Us
a. Transfer Of Rights Of Recovery
If the Insured has rights to recover all or
part of any payment, Including
Supplementary Payments, we have made
under this Coverage Part, those rights are
transferred to us. The insured must do
nothing after loss to Impair them. At our
request, the insured will bring "suit" or
transfer those rights to us and help us
enforce them. This condition does not
apply to Medical Expenses Coverage.
b. Waiver Of Rights Of Recovery (Waiver
Of Subrogation)
If the insured has waived any rights of
recovery against any person or
organization for all or part of any payment,
Including Supplementary Payments, we
have made under this Coverage Part, we
also waive that right, provided the Insured
waived their rights of recovery against
such person or organization In a contract,
agreement or permit that was executed
prior to the Injury or damage.
Pagi
BUSINESS LIABILITY COVERAGE FORM
F. OPTIONAL ADDITIONAL INSURED
COVERAGES
If listed or shown as applicable In the Declarations,
one or more of the following Optional Additional
Insured Coverages also apply. When any of these
Optional Additional Insured Coverages apply,
Paragraph 6. (Additional Insureds When Required
by Written Contract, Written Agreement or Permit)
of Section C., Who Is An Insured, does not apply
to the person or organization shown in the
Declarations. These coverages are subject to the
terms and conditions applicable to Business
Liability Coverage in this policy, except as
provided below:
1. Additional Insured - Designated Person Or
Organization
WHO IS AN INSURED under Section C. is
amended to include as an additional Insured
the person(s) or organlzabon(s) shown in the
Declarations, but only with respect to liability
for 'bodily injury", "property damage" or
"personal and advertising injury" caused, in
whole or in part, by your acts or omissions or
the acts or omissions of those acting on your
behalf:
a. In the performance of your ongoing
operations; or
b. In connection with your premises owned
by or rented to you.
2. Additional Insured - Managers Or Lessors
Of Premises
a. WHO IS AN INSURED under Section C. is
amended to include as an additional insured
the person(s) or organizations) shown in the
Declarations as an Additional Insured -
Designated Person Or Organization; but only
with respect to liability arising out of the
ownership, maintenance or use of that part of
the premises leased to you and shown in the
Declarations.
b. With respect to the insurance afforded to
these additional Insureds, the following
additional exclusions apply:
This insurance does not apply to:
(1) Any 'occurrence" which takes place
after you cease to be a tenant in that
premises; or
(2) Structural alterations, new
construction or demolition operations
performed by or on behalf of such
person or organization.
3. Additional Insured - Grantor Of Franchise
WHO IS AN INSURED under Section C. is
amended to Include as an additional Insured
the person(s) or organization(s) shown in the
Declarations as an Additional Insured -
Grantor Of Franchise, but only with respect to
their liability as grantor of franchise to you.
4. Additional Insured - Lessor Of Leased
Equipment
a. WHO IS AN INSURED under Section C. is
amended to Include as an additional
Insured the person(s) or organization(s)
shown in the Declarations as an Additional
Insured — Lessor of Leased Equipment,
but only with respect to liability for "bodily
injury", "property damage" or "personal
and advertising Injury" caused, In whole or
In part, by your maintenance, operation or
use of equipment leased to you by such
person(s) or organization(s).
b. With respect to the insurance afforded to
these additional insureds, this insurance
does not apply to any 'occurrence" which
takes place after you cease to lease that
equipment,
5. Additional Insured - Owners Or Other
Interests From Whom Land Has Been
Leased
a. WHO IS AN INSURED under Section C. Is
amended to Include as an additional
insured the person(s) or organization(s)
shown in the Declarations as an Additional
Insured — Owners Or Other Interests From
Whom Land Has Been Leased, but only
with respect to liability arising out of the
ownership, maintenance or use of that part
of the land leased to you and shown in the
Declarations.
b. With respect to the insurance afforded to
these additional insureds, the following
additional exclusions apply:
This insurance does not apply to:
(1) Any 'occurrence" that takes place
after you cease to lease that land; or
(2) Structural alterations, new
construction or demolition operations
performed by or on behalf of such
person or organization.
6. Additional Insured - State Or Political
Subdivision — Permits
a. WHO IS AN INSURED under Section C. is
amended to include as an additional
insured the state or political subdivision
shown in the Declarations as an Additional
Page 18 of 24 Exhibit C Form SS 00 08 04 06_.,,
Payroll Alliance Center
3600 WISEMAN BIND..
SAN ANTONIO, TX 78251
1"NE
HARTFORD
Jung 16, 2011
ooeoss
ARC MERCURY INC
1942 BLAIR AVE
SANTA ANA CA 92705
RE: Policy Number 76 tkTG GF,1653
Door Paychex Client:
On be+half of our partnership with,Paychvx, Nvo would like to thank you for choosing The Hartford to provide
your Workers' Compensation insurance, We are pleased to welcome you to The Hartford and look forward to
servicing your figure needs.
In an effort to ensure that your coneorn� tarc3 u+ddrescsed ran efficiently a� poaeihlr, we are providing the
fallowing toll-free numhera:
Service Assistaneu
To contact a licons ed insurance professional
garding current coverage inquiries,
changeslendoreemonlo to your policy, roquesb for
certificates of insurance or salesinquirie.8 regarding
quotes for additional lines ofinaurance, please
contact:
The Hartrord'6 CustomerService f Sales Dapartment
Phone; 1 (877) 287-1312
Monday - friday, 8:00 AM - 6:00 PM PST
Claims Assistance
To report a chum or leas, please cull the TcleChurn
line directly:
The liartford's 24 -flour `PeloClsim line
Phone: 1(877)383-7022
Please keep a ropy of this letter for future roference.
Thank you,
The Itnrtt'ard's Payroll Alliance Center
Exhibit C
Billing Inquiries
A- our partnership with Paychex offers two primary
billing methods, it 6 necessary to direct specific
billing inquiries to the appropriate resource,
dependent on your specirru billing mothod.
It' you're currently a Workers' Cominnsation
Payment Service client, whereby your workers'
compensation premium is deducted with each
payroll cycle*, billing inquiries should be directed to;
tPayehoxInsurance Age-acy, Inc
Phone: 1(800) 472.0072
fax: 1 (585) 664-3145
Monday- Friday, 8:00 AM n 6:00 PM EST'
If you're currently receiving trills directly from The
Ilurtford, billing inquiries should be directed to:
The Hertford's Billing Department
Phone: 1 (800) 382.6170
Monday - friday, 8:00 AM » 6:00 PM EST
i
Payroll Allinnee Center
3604 WISEMAN BLVD,
SAN ANTONIO, TX 78261
Monday . Friday, 8:00 AM • 6:00 PM EST
1 (877)287.1312
FOR A,SSISTANCG WITH A CLAIM CALL
1(877)'383;7422
,
76 WEG GF4653
INSTRUC`T`IONS FOR REmowNG Y IIS Ill CARD, CUT ,ALONG DOTTED LINE WITH A PAIR OF SCISSORS.
Your wallet aizad Ill eards are included on this sheet. This Bard list.,rill appropriate phone
numbers you may, need to service your business or, in the event of a J; aim, The Hartford's tall
frea= 24 hour PoleGlnim hotline phone number,
Payroll Alliance Center
3600 WISFMAN BLVD.
SAN ANTONIO,, TX 78201
Monday- Friday, 8:00 AM - 6:00 PAI ESN'
1 (877) 287-1812
+
FOR ASSiSTANCP WITH A CLAIM CALL
1 (,877)583-7422
+
78WEG W4053
e
Exhibit Ci
V f1,n0 I..�r
Certification Regarding Drug -Free Workplace Requirements
The certification set out below is a material representation upon which reliance is
placed by the U.S. Department of Housing and Urban Development in awarding the
grant. If it is later determined that the contractor knowingly rendered a false
certification, or otherwise violates the requirements of the Drug -Free Workplace
Act, the U.S. Department of Housing and Urban Development, in addition to any
other remedies available to the Federal Government, may take action authorized
under the Drug -Free Workplace Act.
CERTIFICATION
A. The contractor certifies that it will provide a drug-free workplace by:
(a) Publishing a statement notifying employees that the unlawful
manufacture, distribution, dispensing, possession or use of a
controlled substance is prohibited in the contractor's workplace and
specifying the actions that will be taken against employees for
violation of such prohibition;
(b) Establishing a drug-free awareness program to inform employees
about —
(1) The dangers of drug abuse in the workplace;
(2) The contractor's policy of maintaining a drug-free workplace;
(3) Any available drug counseling, rehabilitation, and employee
assistance program; and
(4) The penalties that may be imposed upon employees for drug
abuse violations occurring in the workplace;
(c) Making it a requirement that each employee who will be engaged in
the performance of the grant be given a copy of the statement
required by paragraph (a);
(d) Notifying the employee in the statement required by paragraph -(a)
that, as a condition of employment under the contract, the employee
will -
(1) Abide by the terms of the statement; and
(2) Notify the employer of any criminal drug statute conviction for
a violation occurring in the workplace no later than five days
after such conviction.
EXHIBIT D
a
Pg. 2
(e) Notifying the U.S. Department of Housing and Urban Development
within ten days after receiving notice under subparagraph (d)(2) from
an employee or otherwise receiving actual notice of such conviction;
(f) Taking one of the following actions, within 30 days of receiving notice
under subparagraph (d)(2), with respect to any employee who is so
convicted -
( 1) Taking appropriate personnel action against such an employee,
up to and including termination; or
(2) Requiring such employee to participate satisfactorily in a drug
abuse assistance or rehabilitation program approved for such
purposes by a Federal, State, or local health, law enforcement,
or other appropriate agency;
(g) Making a good faith effort to continue to maintain a drug-free
workplace through implementation of paragraphs (a), (b), (c), (d), (e)
and (f).
The contractor shall insert in the space provided on the attached "Place of
Performance" form the site(s) for the performance of work to be carried out
with the grant funds (including street address, city, county, state, and zip
code) .the contractor further certifies that, if it is subsequently determined
that additional sites will be used for the performance of work under the
contract, it shall notify the U.S. Department of Housing and Urban
Development immediately upon the decision to use such additional sites by
submitting a revised "Place of Performi
Dated: 03/05/2015
571.91
DIVISION OF EMPLOYMENT SERVICES
PLACE OF PERFORMANCE
FOR CERTIFICATION REGARDING DRUG-FREE WORKPLACE
REQUIREMENTS
Name:
Name of Contractor: Andrew Wolf
Contractor Number: 949-216-8192
Date: 03/05/2015
The Contractor shall insert in the space provided below the site(s) expected to be
used for the performance of work under the contract covered by the certification:
Place of Performance (include street address, city, county, state, zip code for each
site):
Are Mercury
1942 East Blair Ave.
Santa Ana, CA 92705
EXHIBIT D
Certification Regarding
Debarment, Suspension, Ineligibility and Voluntary Exclusion
Lower Tier Covered Transactions
This certification is required by the regulations implementing Executive Order 12549, Debarment and
Suspension, 29 CFR Part 98, Section 98.510, Participants' responsibilities. The regulations were published
as Part VII of the May 26,1988 Federal Register (pages 19160-19211).
(BEFORE COMPLETING CERTIFICATION, READ INSTRUCTIONS FOR CERTIFICATION -
Attached)
(1) The prospective recipient of federal assistance funds certifies, by submission of this proposal, that
neither it nor its principals are presently debarred, suspended, proposed for debarment, declared
ineligible, or voluntarily excluded from participation in this transaction by any federal department or
agency.
(2) Where the prospective recipient of federal assistance funds is Linable to certify to any of the
statements in this certification, such prospective participant shall attach an explanation to this
proposal.
Andrew Wolf -CEO
e
and Title of Authorized Representative
Date
03/05/2015
EXHIBIT E
INSTRUCTIONS FOR CERTIFICATION
1. By signing and submitting this proposal, the prospective recipient of federal assistance funds is
providing the certification as set out below.
2. The certification in this clause is a material representation of fact upon which reliance was placed
when this transaction was entered into. If it is later determined that the prospective recipient of
federal assistance funds knowingly rendered an erroneous certification, in addition to other remedies
available to the Federal Government, the Department of Labor (DOL) may pursue available
remedies, including suspension and/or debarment.
3. The prospective recipient of federal assistance funds shall provide immediate written notice to the
person to which this proposal is submitted if at any time the prospective recipient of federal
assistance funds learns that its certification was erroneous when submitted or has become erroneous
by reason of changed circumstances.
4. The terms "covered transaction," "debarred," "suspended," "ineligible," "lower tier covered
transaction," "participant," "person," "primary covered transaction," "principal," "proposal," and
"voluntarily excluded," as used in this clause, have the meanings set out in the Definitions and
Coverage sections of rules implementing Executive Order 12549. You may contact the person to
which this proposal is submitted for assistance in obtaining a copy of those regulations.
5. The prospective recipient of federal assistance funds agrees by submitting this proposal that, should
the proposed covered transaction be entered into, it shall not knowingly enter into any lower tier
covered transaction with a person who is debarred, suspended, declared ineligible, or voluntarily
excluded from participation in this covered transaction, unless authorized by the DOL.
6. The prospective recipient of federal assistance funds further agrees by submitting this proposal that
it will include the clause titled "Certification Regarding Debarment, Suspension, Ineligibility and
voluntary exclusion - Lower Tier Covered Transactions," without modification, in all lower tier
covered transactions and in all solicitations for lower tier covered transactions.
7. A participant in a covered transaction may rely upon a certification of a prospective participant in a
lower tier covered transaction that it is not debarred, suspended, ineligible, or voluntarily excluded
from the covered transaction, unless it knows that the certification is erroneous. A participant may
decide the method and frequency by which it determines the eligibility of its principals. Each
participant may, but is not required to check the List of Parties Excluded from Procurement or Non -
Procurement Programs.
8. Nothing contained in the foregoing shall be construed to require establishment of a system of
records in order to render in good faith the certification required by this clause. The knowledge and
;{ information of a participant is not required to exceed that which is normally possessed by a prudent
'1 person in the ordinary course of business dealings.
9. Except for transactions authorized under paragraph 5 of these instructions, if a participant in a
-+ covered transaction knowingly enters into a lower tier covered transaction with a person who is
suspended, debarred, ineligible, or voluntarily excluded from participation in this transaction, in
addition to other remedies available to the Federal Government, the DOL may pursue available
remedies, including suspension and/or debarment.
A EXHIBIT E