HomeMy WebLinkAbout55C - RESO - COUNCIL SPONSORSHIPREQUEST FOR
COUNCIL ACTION
CITY COUNCIL MEETING DATE:
AUGUST 4, 2015
CLERK OF COUNCIL USE ONLY:
TITLE: APPROVED
n
RESOLUTION TO ESTABLISH A CITY n
COUNCIL SPECIAL EVENT SPONSORSHIP n
n
POLICY AND GUIDELINES FOR
DISBURSEMENT OF DISCRETIONARY
FUNDS (STRATEGIC PLAN NO. 5, 4)
ri?wf.2 bs-
CITY MANAGER
RECOMMENDED ACTION
As Recommended
As Amended
Ordinance on 18' Reading
Ordinance on 2nd Reading
Implementing Resolution
Set Public Hearing For
CONTINUED TO
FILE NUMBER
Adopt a resolution to establish a City Council special event and program enhancement
sponsorship policy and guidelines for disbursement of discretionary funds.
DISCUSSION
At the June 2, 2015 meeting, City Council directed staff to amend appropriate ordinances,
develop a resolution (Exhibit 1) and implement a policy (Exhibit 2) that supports an annual
funding of $10,000 to each Councilmember to support special events and programs produced by
neighborhood associations and other approved nonprofit entities.
Additionally, at the July 7, 2015 meeting, City Council approved the first reading of the ordinance
amending Santa Ana Municipal Code Chapter 10 of the Special Event reimbursement and
sponsorship section (NS- 2879). Contingent upon the adoption of the second reading of the
ordinance amendment, placed on the August 4, 2015 City Council agenda, this resolution and
policy outline the eligibility criteria for neighborhood associations and eligible nonprofits
necessary for consideration of City Council sponsorship.
Approval of this item would allow each Councilmember to appropriate up to $10,000 per fiscal
year to support eligible organizations. However, neighborhood associations that are not eligible
will have the ability to use this funding allocation to use in -kind funding for city services, such as
staff overtime, city fees, etc. Eligible applicants may request sponsorship donation by submitting
a written proposal (Exhibit 3) to the City Council detailing the event/project proposal, level of
funding being requested, the community benefit from this proposal and the organization's
information.
55C -1
Council Special Events Sponsorship
August 4, 2015
Page 2
Councilmember recommendations are then proposed to the entire Council for approval of the
Donation Agreement (Exhibit 4).
STRATEGIC PLAN ALIGNMENT
The activities covered by this report support the City's efforts to meet Goal #5 Community Health,
Livability, Engagement & Sustainability, Objective #4 (support neighborhood vitality and livability).
FISCAL IMPACT
Funds in the amount of $70,000 to support the City Council Sponsorship Policy are available in
the FY 2015/16 Budget, Neighborhood Initiatives Program Miscellaneous Operating Expenses
account (no. 01118820 - 63001).
Kelly Reegefe'" LJ gk�
Executive erector
Community Development Agency
APPROVED AS TO FUNDS AND ACCOUNTS:
Fra cisco Gutierrez 5P'
Executive Director
Finance and Management Services Agency
Exhibits: 1. Resolution
2. City Council Sponsorship Policy
3. Sample Donation Request Form
4. Sample Donation Agreement
55C -2
RESOLUTION NO. 2015 -XXX
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
SANTA ANA ESTABLISHING A CITY SPECIAL EVENT
SPONSORSHIP POLICY AND GUIDELINES FOR
DISBURSEMENT OF DISCRETIONARY FUNDS
WHEREAS, when the City has funds available for allocation to qualified nonprofit
organizations or leaders of recognized City neighborhood associations that actively and
effectively enhance the quality of life for Santa Ana residents and businesses; and
WHEREAS, the purpose of this policy is to establish a procedure for community
groups to request an appropriation of available funds, when the City Council has
allocated funding for this purpose; and
WHEREAS, The City Council will consider requests for financial assistance from
eligible nonprofit organizations that are tax - exempt under Section 501 (c) 3 of the
Internal Revenue Code or leaders of recognized City neighborhood associations; and
WHEREAS, due to limited resources, not all requests may be funded, in whole or
in part. It is the City Council's intention to evaluate each request and, based upon
available funds and the merits of each request, provide funding to those organizations
that address City priorities as determined by the City Council; and
WHEREAS, City funding is intended to fund special events and program
enhancements; and
WHEREAS, the City Council will determine the level of program funding available
during the annual budget process; and
WHEREAS, each City Councilmember will nominate up to $10,000 in grant
awards or reimbursement funding under Section 10 -22.13 of the Santa Ana Municipal
Code to qualifying nonprofit(s) and neighborhood associations for City Council approval
throughout the year; and
WHEREAS, during an election year, each Councilmember may spend no more
than half of the allocated amount prior to December 3161; and
WHEREAS, disbursement or use of funds to eligible non - profit organizations and
neighborhood associations is subject to the approval of the City Council at its sole and
absolute discretion;
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF SANTA ANA AS
FOLLOWS:
EXHIBIT 1 Resolution No. 2015 -XXX
55C -3
Section 1. The City Council of the City of Santa Ana hereby finds, determines
and declares as follows:
1. The City Council adopts the City Special Event and Co- Sponsorship Policy
attached hereto as Exhibit 2.
2. Neighborhood Associations and /or non - profit entities submit a Donations
Request attached hereto as Exhibit 3.
3. Non - Profit entities that are awarded direct financial assistance shall execute a
donation agreement in substantially the form attached as Exhibit 4, prior to
receiving the disbursement of funds.
Section 2. This Resolution shall take effect immediately upon its adoption by
the City Council, and the Clerk of the Council shall attest to and certify the vote adopting
this Resolution.
ADOPTED this day of , 2015.
APPROVED AS TO FORM:
Sonia R. Carvalho,
City Attorney
AYES: Councilmembers:
NOES: Councilmembers:
ABSTAIN
NOT PRESENT:
Councilmembers:
Councilmembers:
Miguel A. Pulido
Mayor
CERTIFICATE OF ATTESTATION AND ORIGINALITY
Resolution No. 2015 -XXX
55C -4
I, MARIA D. HUIZAR, Clerk of the Council, do hereby attest to and certify that the
attached Resolution No. 2615 -XXX to be the original resolution adopted by the City
Council of the City of Santa Ana on
Date:
Maria D. Huizar,
Clerk of the Council
EXHIBIT 1 Resolution No. 2015 -XXX
55C -5
55C -6
City Council Special Event Sponsorship Policy
Adopted on August 4, 2015
Purpose
This policy governs the approval of sponsorships of the City of Santa Ana and city programs and
services by external entities. Pursuant to this policy, the City will consider entering into sponsorship
agreements that further the City's mission by providing monetary or in -kind support for City programs
or services. However, the City recognizes that the public trust and perception of its integrity and
impartiality may be damaged by sponsorships that: (a) establish, or are perceived as establishing an
inappropriate association; (b) or are perceived to be politically oriented; (c) are offensive to segments
of its citizenry; or (d) are aesthetically displeasing. When the City loses public trust and public
perception of integrity and impartiality, its ability to govern effectively in the interest of its citizens is
impaired. Therefore, the City will only consider sponsorships in limited circumstances as a means to
generate funds or in -kind support for improving or expanding City programs and services.
Eliaibility Criteria
In considering whether to accept a proposal for consideration of co- sponsorship, the City shall
consider the following non - exclusive criteria:
• Whether the expenditure is normal and customary
• The relationship and importance of the event to the City's mission
• Whether and the extent to which the event furthers one or more of the City Council's adopted
focus areas
• Whether and the extent to which the event will create financial or administrative burdens on the
City, or require additional personnel
• The extent and prominence of communications to the public regarding the event
• Whether the sponsorship will establish, or will be perceived as establishing an inappropriate
association
• Whether the event is, or will be perceived to be politically oriented
• Whether the event is, or will be perceived to be religiously oriented
• Whether the event is, or will be perceived to be offensive to segments of the City's citizenry
• The aesthetic characteristics of communications to the public regarding the event
• Whether the person(s) or organization(s) affiliated with the event manufactures products, takes
positions, or otherwise engages in activity that is inconsistent with local, State, or Federal law,
or City policies, City mission, or Council's focus areas
• Other factors that might undermine public confidence in the City's impartiality or interfere with
the efficient delivery of City services or operations.
Consistent with the foregoing criteria, the following are ineligible for co- sponsorship:
• Entities that promote the sale or consumption of tobacco products
• Entities that promote the sale or consumption of illegal drugs
• Entities that promote gambling
• Entities that promote the sale or consumption of alcoholic beverages, or that primarily sell
alcoholic beverages such as bars, but not including restaurants
• Sexually oriented businesses as defined in Chapter 41, Article XVII of the City Code, and
entities that promote the sale or dissemination of erotic materials or services
• Political parties or political advocacy groups
• Inappropriate expenditures such as sporting events, alcohol or jewelry
EXHIBIT 2 Page I
55C -7
Neighborhood Associations
City- recognized neighborhood associations would be eligible for co- sponsorship in the form of a direct
payment, or as in -kind funding that would be used for city - provided services, in order to avoid placing
a tax burden on one individual or neighborhood leader in associations where an "entity" has not been
recognized by the Internal Revenue Code. The respective neighborhood association may use the
credit for the following purposes, and have the flexibility to apply the payment entirely to one event, or
proportionally based on the number of expected events. The credit must be used within the same
fiscal year.
City Council co- sponsored event payment can be applied to the following:
• The cost of the special events permit fee.
• Facilities and equipment owned by the City.
• City staff time, if required, including Police Department staff services.
• Liability insurance fee.
• If street barricades are required, and city staff can support these efforts, standard rental fees
and staff time charges associated with street barricades.
Nonprofit Organizations
Qualifying nonprofit organizations must be incorporated as a nonprofit charitable organization that is
tax - exempt under Section 501(c) 3 of the Internal Revenue Code. Donation requests would need to
clearly outline how the funds address City priorities and determined by the City Council.
Eligible applicants may request grant funds by submitting a written proposal to the City Council
detailing the:
a. Project proposal
b. Level of funding requested
c. Community need
d. Organization's Background
EXHIBIT 2
55C -8
Page 2
(Name:
Address:
(City, State Zip: '....
Email:
City of Santa Ana Donation Request # r
Reference this # on all ll related DPVs
Donation Request
--
!Tax- Exempt Status: Is your organizationanon -prof[ or public tax - exempt organization as defined under Section 501(c)(3) of the Internal Revenue
!Code? Select One: Yes No
If No, you will only qualify fora credit for City- related costs for your request. i.e. permit fees, staff time, rental rates for facilities or equipment.
If Yes, _....
Requested:
Description of
Event/Purpose:
i
(Location:
i
!Event Date: Time:
iDate Donation Needed:
Community Benefit
pplicant
ignature Date',
Council Meeting Date:
ity Manager Signature:
EXHIBIT 3
Not Approved
55C -10
CITY OF SANTA ANA
DONATION AGREEMENT
Page 1 of 4
CITY OF SANTA ANA
DONATION AGREEMENT
WITH [INSERT NAME]
1. PARTIES AND DATE
This Donation Agreement ( "Agreement") is entered into on [INSERT DATE] by and between
the City of Santa Ana, a municipal corporation ( "City ") and [INSERT NAME], a California [INSERT
TYPE OF LEGAL ENTITY] ( "Recipient "). City and Recipient are sometimes individually referred to
as "Party" and collectively as "Parties" in this Agreement.
2. RECITALS
2.1 Community Benefit. The City wishes to provide Recipient with funding to assist
Recipient in [INSERT DESCRIPTION OF COMMUNITY BENEFIT] ( "Community Benefit"). The
Parties wish to enter into this Agreement to establish the terms and conditions under which the City will
provide funding.
2.2 Public Purpose. The City believes there is a public purpose in supporting the Community
Benefit because it will [INSERT DESCRIPTION OF PUBLIC PURPOSE TO BE GAINED FROM
THE COMMUNITY BENEFIT]. The foregoing is a general description of the public purpose, and is
not necessarily the only public purpose to be gained from the Community Benefit.
3. TERMS AND CONDITIONS
3.1 Use of Funds. The City has chosen to provide Recipient with [INSERT WRITTEN
DOLLAR AMOUNT] ($[INSERT NUMERICAL DOLLAR AMOUNT]) because the City has
determined that there is a public purpose to be served in supporting the Community Benefit. In
executing this Agreement and receiving the funds, Recipient agrees to use the funds only for the purpose
described and subject to the terms and conditions provided for in this Agreement. Should Recipient fail
to use the funds for such purpose or otherwise comply fully with the terns of this Agreement, City shall
have the right to terminate this Agreement and demand the return of the funds pursuant to Section 3.2
below.
3.2 Term: Termination of Agreement. This Agreement shall take effect on the date first
above written and remain in effect unless and until terminated by the City. The City has the right to
terminate this Agreement upon one day's notice, with or without cause. Should the City terminate this
Agreement, it shall also have the right to demand the immediate return of all funds provided to Recipient
pursuant to this Agreement, as well as interest at the rate of ten percent (10 %) per annum.
Notwithstanding the foregoing, the indemnification provisions of this Agreement shall survive any
expiration or termination of this Agreement.
3.3 Waivers Insurance or Other Obligations. For purposes of the City's protection, if the
City determines that the funds will be used for a purpose which may cause a significant risk of injury,
EXHIBIT 4
55C -11
CITY OF SANTA ANA
DONATION AGREEMENT
Page 2 of 4
the City may, in its sole discretion, require Recipient to provide certain insurance and participant
waiver /release protections. This right shall be on -going and may be implemented by the City at any
time, and all insurance and waiver /release forms shall be provided on forms, in amounts and with
provisions acceptable to City.
3.4 No Oversight by City. Nothing in this Agreement shall be implied or interpreted as City
establishing or providing oversight, control or approval of the Community Benefit or any activities
conducted by the Recipient.
3.5 Indemnification. Recipient understands, acknowledges and agrees that Recipient shall
assume all risks associated with the Community Benefit, including, but not limited to, the possibility of
death or serious trauma or injury. To this end, therefore, Recipient shall defend, indemnify and hold
City and its officials, officers, employees, agents and volunteers free and harmless from and against any
and all claims, demands, causes of action, costs, expenses, liabilities, losses, damages or injuries, in law
or equity, to property or persons, including wrongful death, in any manner arising out of or incident to
any and all acts, omissions, willful misconduct or other activities of the Recipient or its officials,
officers, employees, agents, guests, participants attendees, and contractors, including the performance of
the Community Benefit or this Agreement, including without limitation the payment of all consequential
damages and attorneys fees and other related costs and expenses. The only exception to the Recipient's
obligations hereunder shall be for claims, demands, causes of action, costs, expenses, liabilities, losses,
damages or injuries caused by the sole negligence, sole willful misconduct or sole active negligence of
the City. Recipient shall defend, at Recipient' own cost, expense and risk, any and all such aforesaid
suits, actions or other legal proceedings of every kind that may be brought or instituted against the City,
its officials, officers, employees, agents, or volunteers. Recipient shall pay and satisfy any judgment,
award or decree that may be rendered against the City or its officials, officers, employees, agents, or
volunteers, in any such suit, action or other legal proceeding. Recipient shall reimburse City and its
officials, officers, employees, agents, and/or volunteers, for any and all legal expenses and costs
incurred by each of them in connection therewith or in enforcing the indemnity herein provided.
Recipient' obligation to indemnify shall not be restricted or limited by insurance proceeds, if any,
received by the City, its officials, officers, employers, agents or volunteers. The indemnification
provisions of this Agreement shall survive any expiration or termination of this Agreement.
3.6 Entire Contract/Modification. This Agreement contains the entire agreement of the
Parties with respect to the subject matter hereof, and supersedes all prior negotiations, understandings or
agreements. The terms and conditions of this Agreement may be altered, modified or amended only by
written agreement signed by both Parties.
3.7 Authority to Enter Agreement. The person executing below on behalf of Recipient
represents and warrants that the Recipient has all requisite power and authority to conduct its business
and to execute, deliver and perform this Agreement. Each Parry warrants that the individuals who have
signed this Agreement have the legal power, right and authority to make this Agreement bind each
respective Party.
EXHIBIT 4
55C -12
CITY OF SANTA ANA
DONATION AGREEMENT
Page 3 of 4
CITY OF SANTA ANA
By:
City Manager
Attest:
By:
Clerk of the Council
Approved as to Form:
By:
City Attorney
EXHIBIT 4
55C -13
CITY OF SANTA ANA
DONATION AGREEMENT
Page 4 of 4
[INSERT NAME OF RECIPIENT]
a [INSERT TYPE OF LEGAL ENTITY]
By:
Signature
Name
Attest:
By:
Title
Signature
Name
Title
Approved as to Form:
By:
City Attorney
EXHIBIT 4
55C -14